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eRAN2.2

S1AP

Issue Date

01 2011-09-30

HUAWEI TECHNOLOGIES CO., LTD.

Copyright Huawei Technologies Co., Ltd. 2011. All rights reserved.


No part of this document may be reproduced or transmitted in any form or by any means without prior written consent of Huawei Technologies Co., Ltd.

Trademarks and Permissions


and other Huawei trademarks are trademarks of Huawei Technologies Co., Ltd. All other trademarks and trade names mentioned in this document are the property of their respective holders.

Notice
The purchased products, services and features are stipulated by the contract made between Huawei and the customer. All or part of the products, services and features described in this document may not be within the purchase scope or the usage scope. Unless otherwise specified in the contract, all statements, information, and recommendations in this document are provided "AS IS" without warranties, guarantees or representations of any kind, either express or implied. The information in this document is subject to change without notice. Every effort has been made in the preparation of this document to ensure accuracy of the contents, but all statements, information, and recommendations in this document do not constitute a warranty of any kind, express or implied.

Huawei Technologies Co., Ltd.


Address: Huawei Industrial Base Bantian, Longgang Shenzhen 518129 People's Republic of China Website: Email: http://www.huawei.com support@huawei.com

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eRAN2.2 S1AP

About This Document

About This Document


Change History
The change history describes the changes in each release, and the latest document contains all change histories in earlier documents.

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First official release.

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eRAN2.2 S1AP

Contents

Contents
About This Document......................................................................iii 1 Overview...................................................................................... 1
1.1 S1 User Plane............................................................................................................................................................1 1.2 S1 Control Plane.......................................................................................................................................................2

2 E-RAB Management.......................................................................6
2.1 E-RAB Setup............................................................................................................................................................6 2.2 E-RAB Modify.........................................................................................................................................................6 2.3 E-RAB Release.........................................................................................................................................................7

3 Context Management....................................................................8
3.1 Initial Context Setup.................................................................................................................................................8 3.2 UE Context Release..................................................................................................................................................9 3.3 UE Context Modification.......................................................................................................................................10

4 Handover Signaling.....................................................................11
4.1 Handover Preparation.............................................................................................................................................11 4.2 Handover Resource Allocation...............................................................................................................................12 4.3 Handover Notification............................................................................................................................................13 4.4 Path Switch Request...............................................................................................................................................13 4.5 Handover Cancelation............................................................................................................................................14 4.6 eNodeB Status Transfer..........................................................................................................................................14 4.7 MME Status Transfer..............................................................................................................................................15

5 Paging........................................................................................ 16 6 NAS Transport............................................................................. 17


6.1 Initial UE Message.................................................................................................................................................17 6.2 Downlink NAS Transport.......................................................................................................................................18 6.3 Uplink NAS Transport............................................................................................................................................18 6.4 NAS Non Delivery Indication................................................................................................................................19

7 Management Procedures.............................................................20
7.1 Reset.......................................................................................................................................................................20 7.2 Error Indication.......................................................................................................................................................21 7.3 S1 Setup..................................................................................................................................................................22 Issue 01 (2011-09-30) Huawei Proprietary and Confidential Copyright Huawei Technologies Co., Ltd iv

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Contents

7.4 eNodeB Configuration Update...............................................................................................................................22 7.5 MME Configuration Update...................................................................................................................................23 7.6 Overload Start.........................................................................................................................................................24 7.7 Overload Stop.........................................................................................................................................................24

8 UE Capability Information Indication............................................25 9 eNodeB Direct Information Transfer.............................................26 10 MME Direct Information Transfer................................................27 11 eNodeB Configuration Transfer...................................................28 12 MME Configuration Transfer.......................................................29

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1
1.1 S1 User Plane
Figure 1.1 S1 user plane
User plane PDUs

Overview

The S1 interface connects the eNodeB and the mobility management entity (MME) or serving gateway (S-GW) and has two planes: user plane and control plane.

The S1 interface transmits data between the eNodeB and the S-GW. The S1 user plane transmits data at the transport network layer based on the Internet Protocol (IP).

GTP-U UDP IP Data link layer Physical layer

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1.2 S1 Control Plane


Figure 1.1 S1 control plane
S1-AP

SCTP IP Data link layer Physical layer

The S1 control plane transmits data based on the IP and Stream Control Transmission Protocol (SCTP) to provide reliable data transmission for radio networks. The S1 Application Protocol (S1AP) transmits signaling between the evolved packet core (EPC) and the evolved universal terrestrial radio access network (E-UTRAN) to provide S1AP services. The S1AP has the following functions:

E-UTRAN radio access bearer (E-RAB) management. This function is used to establish, modify, and release an E-RAB. Initial context transfer. This function is used to establish S1 user equipment (UE) contexts on an eNodeB, to establish one or more E-RABs if requested by an MME, and to transfer information about non-access stratum (NAS) signaling to the eNodeB. UE capability information indication. UE mobility management in LTE_ACTIVE mode, including intra-LTE handovers and inter-RAT handovers. Paging. This function enables the EPC to page UEs. S1 interface management. For example, error indication and S1 setup. NAS signaling transfer between the UE and the MME. S1 UE context release. UE context modification. Status transfer. Tracing Location reporting. LPPa signaling transfer.

S1AP has two classes of basic procedures, as shown in Table 1.1 and Table 1.2.

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Table 1.1 Class 1 procedures Elementar y Procedure Initiating Message Successful Outcome Response Message HANDOVER REQUIRED HANDOVER REQUEST PATH SWITCH REQUEST HANDOVER CANCEL E-RAB SETUP REQUEST E-RAB MODIFY REQUEST E-RAB RELEASE COMMAND INITIAL CONTEXT SETUP REQUEST RESET S1 SETUP REQUEST UE CONTEXT RELEASE COMMAND UE CONTEXT MODIFICATION REQUEST ENB CONFIGURATION UPDATE MME CONFIGURATION UPDATE HANDOVER COMMAND HANDOVER REQUEST ACKNOWLEDGE PATH SWITCH REQUEST ACKNOWLEDGE HANDOVER CANCEL ACKNOWLEDGE E-RAB SETUP RESPONSE E-RAB MODIFY RESPONSE E-RAB RELEASE RESPONSE INITIAL CONTEXT SETUP RESPONSE RESET ACKNOWLEDGE S1 SETUP RESPONSE UE CONTEXT RELEASE COMPLETE UE CONTEXT MODIFICATION RESPONSE ENB CONFIGURATION UPDATE ACKNOWLEDGE MME CONFIGURAION UPDATE ACKNOWLEDGE UE CONTEXT MODIFICATION FAILURE ENB CONFIGURATION UPDATE FAILURE MME CONFIGURATION UPDATE FAILURE S1 SETUP FAILURE INITIAL CONTEXT SETUP FAILURE Unsuccessful Outcome Response Message HANDOVER PREPARATION FAILURE HANDOVER FAILURE PATH SWITCH REQUEST FAILURE

Handover Preparation Handover Resource Allocation Path Switch Request Handover Cancelation E-RAB Setup E-RAB Modify E-RAB Release Initial Context Setup Reset S1 Setup UE Context Release UE Context Modification eNB Configuration Update MME Configuration Update

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Elementar y Procedure

Initiating Message

Successful Outcome Response Message

Unsuccessful Outcome Response Message

Write-Replace Warning Kill

WRITE-REPLACE WARNING REQUEST KILL REQUEST

WRITE-REPLACE WARNING RESPONSE KILL RESPONSE

Table 1.2 Class 2 procedures Elementary Procedure Handover Notification E-RAB Release Indication Paging Initial UE Message Downlink NAS Transport Uplink NAS Transport NAS non delivery indication Error Indication UE Context Release Request DownlinkS1 CDMA2000 Tunneling Uplink S1 CDMA2000 Tunneling UE Capability Info Indication eNB Status Transfer MME Status Transfer Deactivate Trace Trace Start Trace Failure Indication Location Reporting Control Location Reporting Failure Indication Location Report Overload Start Message HANDOVER NOTIFY E-RAB RELEASE INDICATION PAGING INITIAL UE MESSAGE DOWNLINK NAS TRANSPORT UPLINK NAS TRANSPORT NAS NON DELIVERY INDICATION ERROR INDICATION UE CONTEXT RELEASE REQUEST DOWNLINK S1 CDMA2000 TUNNELING UPLINK S1 CDMA2000 TUNNELING UE CAPABILITY INFO INDICATION eNB STATUS TRANSFER MME STATUS TRANSFER DEACTIVATE TRACE TRACE START TRACE FAILURE INDICATION LOCATION REPORTING CONTROL LOCATION REPORTING FAILURE INDICATION LOCATION REPORT OVERLOAD START

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Elementary Procedure Overload Stop eNodeB Direct Information Transfer MME Direct Information Transfer eNodeB Configuration Transfer MME Configuration Transfer Cell Traffic Trace Downlink UE Associated LPPa Transport Uplink UE Associated LPPa Transport Downlink Non UE Associated LPPa Transport Uplink Non UE Associated LPPa Transport

Message OVERLOAD STOP eNB DIRECT INFORMATION TRANSFER MME DIRECT INFORMATION TRANSFER eNB CONFIGURATION TRANSFER MME CONFIGURATION TRANSFER CELL TRAFFIC TRACE DOWNLINK UE ASSOCIATED LPPA TRANSPORT UPLINK UE ASSOCIATED LPPA TRANSPORT DOWNLINK NON UE ASSOCIATED LPPA TRANSPORT UPLINK NON UE ASSOCIATED LPPA TRANSPORT

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2.1 E-RAB Setup
eNB

E-RAB Management

The purpose of this procedure is to allocate resources to the Uu and the S1 interfaces for one or more E-RABs and to set up data radio bearers (DRBs) for a specific UE. Figure 1.1 E-RAB Setup procedure (successful operation)

MME

E-RAB SETUP REQUEST

E-RAB SETUP RESPONSE

The MME sends an E-RAB SETUP REQUEST message to initiate the procedure. After receiving the message, the eNodeB sends the MME an E-RAB SETUP REQUEST message if the required resources are available. If the E-RAB SETUP REQUEST message contains the UE Aggregate Maximum Bit Rate information element (IE), the eNodeB replaces the UE Aggregate Maximum Bit Rate IE with the UE Aggregate Maximum Bit Rate IE. If the E-RAB SETUP REQUEST message does not contain the UE Aggregate Maximum Bit Rate IE, the eNodeB uses the UE Aggregate Maximum Bit Rate IE in the UE context. Resources are set up or modified on an eNodeB based on the Allocation and Retention Priority IE.

2.2 E-RAB Modify


The purpose of this procedure is to modify an E-RAB configured for UEs.
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Figure 1.1 E-RAB Modify procedure (successful operation)

eNB

MME

E-RAB MODIFY REQUEST

E-RAB MODIFY RESPONSE

The MME sends an E-RAB SETUP REQUEST message to initiate the procedure. An E-RAB MODIFY REQUEST message contains information about one or more configured E-RABs.

2.3 E-RAB Release


The purpose of this procedure is to release a configured E-RAB in either of the following modes:

MME-initiated E-RAB release

Figure 1.1 MME-initiated E-RAB Release procedure (successful operation)

eNB E-RAB RELEASE COMMAND

MME

E-RAB RELEASE RESPONSE

eNodeB-initiated E-RAB release

Figure 1.2 eNodeB-initiated E-RAB Release procedure (successful operation)

eNB

MME

E-RAB RELEASE INDICATION

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eNB

Context Management

3.1 Initial Context Setup


The purpose of this procedure is to set up mandatory UE contexts, including the E-RAB context, security key, and handover restriction list. Figure 1.1 Initial Context Setup procedure (successful operation)

MME

INITIAL CONTEXT SETUP REQUEST

INITIAL CONTEXT SETUP RESPONSE

The EPC must get ready for receiving user-plane data on an E-RAB before the MME receives a CONTEXT SETUP RESPONSE message from an eNodeB. The eNodeB must perform the following operations after receiving an INITIAL CONTEXT SETUP REQUEST message: 1. 2. 3. 4. Attempts to execute the requested E-RAB configuration. Saves the UE Aggregate Maximum Bit Rate IE in the UE context and uses the received UE Aggregate Maximum Bit Rate IE. Saves the handover restriction list in the UE context. Saves the UE capability in the UE context.

If the eNodeB cannot set up the UE context, it sends an INITIAL CONTEXT SETUP FAILURE message to the MME.

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Figure 4.1 Initial Context Setup procedure (unsuccessful operation)

eNB INITIAL CONTEXT SETUP REQUEST

MME

INITIAL CONTEXT SETUP FAILURE

3.2 UE Context Release


The UE context can be released in either of the following modes:

eNodeB-initiated UE context release

eNB

MME

UE CONTEXT RELEASE REQUEST

A UE CONTEXT RELEASE REQUEST message contains the reasons why UEs are not in the active state and why UEs exit the wireless network.

MME-initiated UE Context Release procedure

eNB UE CONTEXT RELEASE COMMAND

MME

UE CONTEXT RELEASE COMPLETE

The MME sends the eNodeB a UE CONTEXT RELEASE COMMAND message to initiate the procedure. The UE CONTEXT RELEASE COMMAND message contains the UE S1AP ID pair IE. If the message does not contain the IE, it must contain the MME UE S1AP ID IE.
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After receiving the UE CONTEXT RELEASE COMMAND message, the eNodeB releases all related resources for the IEs and user-plane data transmission and responds to the MME with a UE CONTEXT RELEASE COMPLETE message.

3.3 UE Context Modification


This purpose of this procedure is to modify the configured UE context. Figure 1.1 UE Context Modification procedure (successful operation)

eNB

MME

UE CONTEXT MODIFICATION REQUEST

UE CONTEXT MODIFICATION RESPONSE

A UE CONTEXT MODIFICATION REQUEST message contains the following IEs:


Security Key Subscriber Profile ID for RAT/Frequency Priority UE Aggregate Maximum Bit Rate CS Fallback Indicator UE Security Capabilities CSG Membership Status Registered LAI

Figure 1.2 UE Context Modification procedure (unsuccessful operation)

eNB

MME

UE CONTEXT MODIFICATION REQUEST

UE CONTEXT MODIFICATION FAILURE

If UE context modification fails, the eNodeB responds to the MME with a UE CONTEXT MODIFICATION FAILURE message that contains the Cause IE.

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source eNB

Handover Signaling

4.1 Handover Preparation


The purpose of this procedure is to enable the EPC to instruct a target eNodeB to prepare all resources before a handover is performed. Each UE has only one handover preparation process at the same time. Figure 1.1 Handover Preparation procedure (successful operation) MME HANDOVER REQUIRED HANDOVER COMMAND

The source eNodeB sends the MME a HANDOVER REQUIRED message to initiate the procedure. When the source eNodeB sends the message, it starts the TS1 RELOCprep timer. After the handover preparation, including resource subscription on the target eNodeB, the MME responds to the source eNodeB a HANDOVER COMMAND message. After receiving the HANDOVER COMMAND message, the source eNodeB stops the TS1 RELOCprep timer and starts the TS1RELOCOverall timer. If the EPC or the target eNodeB cannot accept any bearers or the handover fails, the MME sends the source eNodeB a HANDOVER PREPARATION FAILURE message that contains the reason why the failure occurs.

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Figure 1.2 Handover Preparation procedure (unsuccessful operation) source eNB HANDOVER REQUIRED HANDOVER PREPARATION FAILURE MME

4.2 Handover Resource Allocation


The purpose of this procedure is to reserve resources at the target eNodeB for a UE to be handed over. Figure 1.1 Hanover Resource Allocation procedure (successful operation) target eNB HANDOVER REQUEST HANDOVER REQUEST ACKNOWLEDGE MME

The MME sends the target eNodeB a HANDOVER REQUEST message to initiate the procedure. After receiving the HANDOVER REQUEST message, the target eNodeB saves the UE Security Capabilities IE and uses the configuration of the IE and related UE access stratum (AS) to encrypt data. Figure 1.2 Hanover Resource Allocation procedure (unsuccessful operation) target eNB HANDOVER REQUEST HANDOVER FAILURE MME

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4.3 Handover Notification


The purpose of this procedure is to inform the MME, UE, and target cell of a successful S1 handover. Figure 1.1 Handover Notification procedure target eNB HANDOVER NOTIFY MME

4.4 Path Switch Request


The purpose of this procedure is to request the switch of a downlink GPRS tunneling protocol (GTP) tunnel towards a new GTP tunnel. GPRS is short for general packet radio service. Figure 1.1 Path Switch Request procedure (successful operation)

eNB PATH SWITCH REQUEST

MME

PATH SWITCH REQUEST ACKNOWLEDGE

An eNodeB sends to the MME a PATH SWITCH REQUEST message to initiate the procedure. Figure 1.2 Path Switch Request procedure (unsuccessful operation)

eNB PATH SWITCH REQUEST PATH SWITCH REQUEST FAILURE

MME

If the handover fails on the EPC, the MME responds to the eNodeB with a PATH SWITCH
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REQUEST FAILURE message that contains the reason why the failure occurs.

4.5 Handover Cancelation


The purpose of this procedure is to enable a source eNodeB to cancel ongoing handover preparations or a prepared handover. Figure 1.1 Handover Cancelation procedure (successful operation)

Source eNB HANDOVER CANCEL HANDOVER CANCEL ACKNOWLEDGE

MME

The source eNodeB sends the MME a HANDOVER CANCEL message to initiate the procedure. A HANDOVER CANCEL message contains the Cause IE. After receiving the HANDOVER CANCEL message, the EPC stops the ongoing process, releases resources for a handover, and sends the source eNodeB a HANDOVER CANCEL ACKNOWLEDGE message.

4.6 eNodeB Status Transfer


In this procedure, two types of status are transmitted: the receiving status of uplink Packet Data Convergence Protocol-sequence number (PDCP-SN) and hyper frame number (HFN) and the transmitting status of downlink PDCP-SN and HFN. Figure 1.1 eNodeB Status Transfer procedure eNB MME

eNB STATUS TRANSFER

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4.7 MME Status Transfer


Figure 1.1 MME Status Transfer procedure eNB MME

MME STATUS TRANSFER

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The purpose of this procedure is to enable the MME to page UEs. Figure 1.1 Paging procedure

Paging

eNB

MME PAGING

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6.1 Initial UE Message
Figure 1.1 Initial UE Message procedure

NAS Transport

The purpose of this procedure is to carry UEMME signaling over the S1 interface. The NAS messages are transported in an IE of the INITIAL UE MESSAGE, DOWNLINK NAS TRANSPORT, or UPLINK NAS TRANSPORT message.

eNB

MME

INITIAL UE MESSAGE

After receiving the first UL NAS message transmitted on a radio resource control (RRC) connection to be forwarded to an MME, the eNodeB must activate the NAS transport procedure and send the MME an INITIAL UE MESSAGE message.

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6.2 Downlink NAS Transport


Figure 1.1 Downlink NAS Transport procedure

eNB

MME

DOWNLINK NAS TRANSPORT

The MME sends a UE an NAS message through the eNodeB.

6.3 Uplink NAS Transport


Figure 1.1 Uplink NAS Transport procedure

eNB

MME

UPLINK NAS TRANSPORT

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6.4 NAS Non Delivery Indication


Figure 1.1 NAs Non Delivery Indication procedure

eNB

MME

NAS NON DELIVERY INDICATION

If an eNodeB decides not to start the delivery of a NAS message or the eNodeB cannot ensure that a UE receives the message, the eNodeB reports the non-delivery of this NAS message by sending the MME an NAS NON DELIVERY INDICATION message.

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7.1 Reset
eNB

Management Procedures

The reset procedure can be initiated by either the MME or the E-UTRAN. MME-initiated reset procedure: Figure 1.1 MME-initiated Reset procedure (successful operation)

MME

RESET

RESET ACKNOWLEDGE

If the MME loses some or all transaction reference information, it sends the eNodeB a RESET message. After receiving the RESET message, the eNodeB releases all allocated resources over the S1 interface and Uu interface related to UEs. Then, the eNodeB responds to the MME with a RESET ACKNOWLEDGE message. E-UTRAN-initiated reset procedure:

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Figure 1.2 E-UTRAN-initiated Reset procedure (successful operation)

eNB

MME

RESET

RESET ACKNOWLEDGE

If the eNodeB loses some or all transaction reference information, it sends the MME a RESET message. After receiving the RESET message, the MME releases all allocated resources over the S1 interface related to UEs. Then, the MME responds to the eNodeB with a RESET ACKNOWLEDGE message.

7.2 Error Indication


The purpose of this procedure is to report detected errors in one incoming message at one node. This procedure can be initiated either by the MME or by an eNodeB. Figure 1.1 MME-initiated Error Indication procedure (successful operation)

eNB ERROR INDICATION

MME

Figure 1.2 eNodeB-initiated Error Indication procedure (successful operation)

eNB ERROR INDICATION

MME

An ERROR INDICATION message must contain a minimum of one Cause IE or Criticality Diagnostics IE.
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7.3 S1 Setup
Figure 1.1 S1 Setup procedure (successful operation)

eNB S1 SETUP REQUEST S1 SETUP RESPONSE

MME

The eNodeB sends the MME an S1 SETUP REQUEST message to initiate the procedure. Then, the MME responds to the eNodeB with an S1 SETUP RESPONSE message. When this procedure is finished, the S1 interface is operational and other S1 messages can be exchanged. Figure 1.2 S1 Setup procedure (unsuccessful operation)

eNB S1 SETUP REQUEST S1 SETUP FAILURE

MME

If the MME cannot accept the setup, it responds to the eNodeB with an S1 SETUP FAILURE message.

7.4 eNodeB Configuration Update


The purpose of this procedure is to update configuration data at the application layer over the S1 interface. Figure 1.1 eNodeB Configuration Update procedure (successful operation) eNB ENB CONFIGURATION UPDATE ENB CONFIGURATION UPDATE ACKNOWLEDGE MME

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An eNodeB sends the MME an ENB CONFIGURATION UPDATE message including a set of updated configuration data. If the MME successfully updates the configuration data, it sends the eNodeB an ENB CONFIGURATION UPDATE ACKNOWLEDGE message. If the MME cannot update the configuration data, it responds to the eNodeB with an ENB CONFIGURATION UPDATE FAILURE message. Figure 1.2 eNodeB Configuration Update procedure (unsuccessful operation) eNB ENB CONFIGURATION UPDATE ENB CONFIGURATION UPDATE FAILURE MME

7.5 MME Configuration Update


The purpose of this procedure is to update configuration data at the application layer over the S1 interface. Figure 1.1 MME Configuration Update procedure (successful operation) eNB MME CONFIGURATION UPDATE MME CONFIGURATION UPDATE ACKNOWLEDGE MME

The MME sends an eNodeB an MME CONFIGURATION UPDATE message including a set of updated configuration data. If the eNodeB successfully updates the configuration data, it sends the MME an MME CONFIGURATION UPDATE ACKNOWLEDGE message. If the eNodeB cannot update the configuration data, it responds to the MME with an MME CONFIGURATION UPDATE FAILURE message.

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7.6 Overload Start


The purpose of this procedure is to inform an eNodeB to reduce the signaling load towards the connected MME. Figure 1.1 Overload Start procedure

eNB

MME OVERLOAD START

7.7 Overload Stop


The purpose of this procedure is to inform an eNodeB that the overload status at the MME has ended and normal operation resumes. Figure 1.1 Overload Stop procedure

eNB

MME OVERLOAD STOP

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eNB

UE Capability Information Indication

The purpose of this procedure is to enable an eNodeB to provide UE capability information for the MME. Figure 1.1 UE Capability Information Indication procedure (successful operation)

MME

UE CAPABILITY INFO INDICATION

An eNodeB sends the MME a UE CAPABILITY INFO INDICATION message to provide UE capability information for the MME. After obtaining UE capability information in the received message, the MME replaces any previously stored UE capability information for UEs.

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eNB

eNodeB Direct Information Transfer

The purpose of this procedure is to transfer RAN information from an eNodeB to the MME in unacknowledged mode. Figure 1.1 eNodeB Direct Information Transfer procedure (successful operation) MME

ENB DIRECT INFORMATION TRANSFER

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eNB

MME Direct Information Transfer

The MME sends an eNodeB a DIRECT INFORMATION TRANSFER message to initiate the procedure. Figure 1.1 MME Direct Information Transfer procedure (successful operation) MME

MME DIRECT INFORMATION TRANSFER

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eNB

eNodeB Configuration Transfer

The purpose of this procedure is to transfer RAN configuration information from an eNodeB to the MME in unacknowledged mode. Figure 1.1 eNodeB Configuration Transfer procedure (successful operation) MME

ENB CONFIGURATION TRANSFER

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eNB

MME Configuration Transfer

The purpose of this procedure is to transfer RAN configuration information from the MME to an eNodeB in unacknowledged mode. Figure 1.1 MME Configuration Transfer procedure (successful operation) MME

MME CONFIGURATION TRANSFER

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