03

04

SEBI

05

06

(Classical Econimists)


(Merchanalists)

(David Rechardo) (Adam Smith)

07

Loughborough University

08

Shares holders)

Securities and Exchange Board of India

Primary Market

Preferene Share

Equity Share

Equity Shares

Shares

Fixed Deposite

Preference Shares

Interest

holders
Prefence Shares

Equity Share

Shares holder




Equity share

09

Secondary

Primary Market

Market

Primary Market

(Securities and Exchange Board of India)

New Issue Market

Secondary Market

Primary Market

Secondary Market


Back bone

Secondary Market

10

Dividend

Supply

Stock Market

11

(Sensex)

Settelite

(Brokers)

Depository Participent

Clients

BSE: SENSEX BSE

NSE : SENSEX NSE

SEBI

SENSEX

(Sensex)

(Sensex)

(performance)

(Inflation)

12

(Sensex)




(performance)

(Demand)

(Sensex)

(Bullish)

(Performance)

Bear (Bearish)

(Sensex)

:
(Sensexes)
Nikkei

Dolex

Mid Dax

Sensex

Hang Seng

S & PCNX

Simex

Nifty Fifty

Straits Times

Dow Johnes

13

Specialization

(Stock Exchange)

(Issue)

(Secondary Market)

New Communication System

Internet

Location

Name of Stock Exchange

Code

Mumbai

Bombay Stock Exchange

BSE

Mumbai

National Stock Exchange

NSE

USA

Dow Jones Stock Exchange

DJI

London

Financial Stock Exchange

FTSE

Japan

Tokyo Stock Exchange

TSE

Globlization

.

NSE
BSE

SEBI

14

(Securities and Exchange Board of India)SEBI

(Dividend)

Securities and Exchange Board of India RBI
SEBI


RBIReserve Bank of India

WIPRO

WIPRO

Stock

WIPRO
Market

(Stock Exchange)

Informative

15

OUTCRY

BSE

Bombay Stock Exchange

Bombay Stock Exchange

16

MUMBAI

Bombay Stock Exchange

MUMBAI

National Stock Exchange

MUMBAI

Over the Counter Exchange of India

MUMBAI

Metal & Commodity Stock Exchange

U.P.

U.P.Stock Exchange. Kanpur

VADODARA

Vadodara Stock Exchange Vadodara

COIMBATORE

Coimbator Stock Exchange

AHMEDABAD

Ahmedabad Stock Exchange

BANGALORE

Bangalore Stock Exchange

10

BHUNESHWAR

Bhuneshwar Stock Exchange

11

KOLKATTA

Culcutta Stock Exchange

12

COCHIN

Cochin Stock Exchange

13

DELHI

Delhi Stock Exchange

14

GUWAHATI

Guwahati Stock Exchange

15

HYDERABAD

Hydrabad Stock Exchange

16

JAIPUR

Jaipur Stock Exchange

17

MANGALORE

Mangalore Stock Exchange

18

LUDHIYANA

Ludhiyana Stock Exchange

19

CHANNAI

Channai Stock Exchange

20

INDORE

Indore Stock Exchange

21

PATNA

Patna Stock Exchange

22

PUNE

Pune Stock Exchange

23

RAJKOT

Rajkot Stock Exchange

24

KERALA

Kerala Stock Exchange

17

SEBI

Securites and Exchange of IndiaSEBI

SEBI

Govt. Of India

Control Capital Issue

SEBI

(Securities contracts)

SEBI

collective Investment

premium

SEBI

Posting

RBI

18

(Demat Sytem)

Dematerialisation (Demat)

(Security system)

(Acount Holder) (Currency)

Debit Card

(Electronic)

(Demat Account)

(Electronic)

(Process of Dematerialisation)

(Depository Participent)

(Depository)

(Securities Exchange Board of India)

(Depository)

(Govt. of India)

NSDL

19

Sponsor

SEBI

(Demat Accont)

(Depository Participent)

(Broker)

Depository Agent
DP

DPs


(Non-Banking Financial Institutions)

SEBI

Depository

(SEBI)

Depository

process Demat
Depository Participant

Depository Participant

SEBI

20

Rolling Settelement (Transfer)

T+2

Pay Out Pay In

21

Mutual Funds
Mutual Funds

MUTUAL FUNDS




Muslim Investers

UTI
Unit Trust of India

unit

unit

Net Assets Value

(Commercial Newspapers)
NAV

NAV

NAV
NAV

Net Assets Value

EQUITY SHARES SCHEME

BALANCED SHARES SCHEME
BOND SCHEME
TAX SAVING SCHEME
MONEY MARKET SCHEME

Equity Shares Scheme

22

(Risk)

(Risk Factors)
(Equity Market)

Balanced Shares Scheme

(Risk)

Bond Market
Equity Market
Risk Factor

Balance Scheme

Bond Scheme


Bond Market

Govt. Bonds
Private Bonds

TAX SAVING SCHEME

MONEY MARKETS LIQUID SCHEME

23

Open End Mutual Funds

Closed End Mutual Funds

Open End Mutual Funds

Closed End Mutual Funds

Secondary Market

Systematic Investment Plan

Systematic Investment

Systematic Investment Plan

Exchange Traded Funds
Gold Exchange Traded Finds

Exchange Traded Funds
Equity Index

Demate Account

24

Gold Exchange Traded Finds

Method of Investment in Mutual Funds

Growth Plan

Divident Plan
Dividend Reinvestment Plan
Growth Plan










(Investmnet Plan)

Divident Plan














(Regular Income)

Dividend Reinvestment Plan

Dividend




Unit

25

Risk

Factor

Tax Tax

26

Mutual Funds


Mutual Funds

Tata Select TSF

Taurus Ethical Funds

Equity Funds

27

Bonds & Debentures

Kinds of the Bonds

Unsecured Secured Debenture

Debenture

Rating)

Cradit Rating Information Service of India Limited (CRISIL)
Investment Credit Rating Agency Of India (ICRA)

28

BB, BBB,

AAA
AA, AAA

BB

IrredeemableRedeemable

Redeemable

Irredeemable

Non-convertable Debenture

Convertable Debenture

Zero

Zero Interest Convertiable Debenture

Coupon Bound

(Zero Coupon Bond)

100/-


200/-

100/-

200/-

29

Equity

Preference Share

Accumulated

Preference Share

Share

Non Accumulated Preference SharePreferene Share

Non-Accumulated

Accumulated Divident
Preference Share

Equity Share holder

Equity

Shares

Equity Shares

30

(Human Capital)
Capital

Personal Resources

Non-banking financial Institutions
Share Market
Other Resources




Small scale industry
Non Banking Financial Institution

IDBI,IFCI
(Corporate)

Equity Shares

Share

No n- Ban kin g f ina nc ial ins tit ut ion s

Market

Secondary Market
Primary Market

Equity Shares Preference Share

Accumulated Perference Share


Preference Share
General Preference Share Non Accumulated Preference Share

31

20% 15% Equity Share

Equity Share

Equity Share

Secured Debenture
Unsecured Debenture
Redeemable Debenture
Irredeemable Debenture

Fully Convertable Partly Convertable

Convertable Debenture
Non Convertable Cebenture

32

Clear

2.5%

Securities and Exchange Board of India

33

34

Direct

New Issue Shares

SEBI

Stock Broker

Stock Broker
Market Orders

(I.Card)

.

(Demate A/C.)

Broker

(Mutual Fund)

(Tata)

Closed Ended

Tata Select Equity Funds

Opend Ended

Location

Working Group

35

Date of Issue

Premium

(Online Trading)

Outcry

(Stock Brokers)
(Monitor)

National Exchange for Automated Trading NEAT

Bombay online Trading



BOLT

NEAT
System

User I.D.

Monitor base Trading

Password
(Column)






Trading

Rows

Box

36

OK Box

National Stock Exchange India

http://www.nseindia.com

Bombay Stock Exchange

http://www.bseindia.com

Standard & Poor

http://www.standardandpoors.com

Bloomberge

http://www.bloomberg.com

London Stock Exchange

http://www.londonstockexchange.com

Nasdaq

http://www.nasdaqomx.com

Dow Jones Index, USA

http://www.djindexes.com

37

IPO
SEBI

Initial Public Offer

IPO




Primary Market

Blue Chip

Blue Chip



A

Arbitrage

Arbitrage

Arbitrage

Premium

Premium






SEBI

38

39

Refference Books
Sr.No. Name of books
1

Indian Security Market

Author

Publisher

Tadashi Endo

Vision Books, New Delhi

Stock Market Trading Rules

Willium F. Eng.

Vision Books, New Delhi

Advanced Approaches to Stock Selection.

Ross Paul Bruner

Vision Books, New Delhi

Technical Analysis Plains and Simples

Khan

Financial Times, London

How to invest in Shares & Mutual Funds?

L.C. Gupta & Navin Jain

Kaveri Books, New Delhi

Finacial Markets : Work Book

National Stock Exchange

NSE, Mumbai

The Mutual Fund Masters

Bill Griffeth

Vision Books, New Delhi

Investing under Fire

Alan R. Ackerman

Vision Books, New Delhi

Stock Market Probability

Joseph E. Murphy

Financial Times, London

10

Equity Shares, Preferred Shares and Stock Market Indices

Sunil K

Tata McGraw Hill, Delhi

1st Edition
11

Stock Market Investing for Beginners (Paperback)

Richard Stooker

Create space

12

Understanding the Stock Market

Helen Thompson

Mason Crest Publishers

13

The Psychology of the Stock Market

G. C. Selden

Cosimo Classics

14

Indian Stock Markets: Recent trends

Sandipa Lahiri Anand, Asis

Pain Publisher ICFAI

Kumar

University Press

15

Intelligent Stock Market Investing Handbook 5th Edition

N J Yasaswy

Vision Books

16

Guide To Indian Stock Market

Jitendra Gala

Buzzingstock Pub. House

17

How the Stock Market Works: A Beginner's Guide to

Michael Becket

Kogan Page

Indian Institute Of Banking

Taxmann Publication Pvt. Ltd.

Investment
18

Mutual Funds Products and Services

and Finance
19

Mutual Funds: An Introduction to the Core Concepts

Mark Mobius John

Wiley & Sons

20

Indian Mutual Funds Handbook: A Guide for Industry

Sundar Sankaran

Vision Books, New Delhi

Professionals and Intelligent Investors 3rd Edition

21

An Introduction To Bond Markets

Moorad Choudhry

John Wiley & Sons

22

Evaluation of Functioning of Securities and Exchange Board

Sanman N. Jain

Raj Publishing House

of India
23

Investment Anylysis & Portfolio Management

Chandra

Tata McGraw Hill, Delhi

24

An Introduction to Islamic Finance

Taqi Usmani

Idara, Delhi

25

The Economics of Money, Banking and Financial Market

Mishkin

Addison W. Longman, London

26

Islamic Securities in Muslim Contries, Stock Market and an

Abdurrahman Yousri

IRTI, Jeddah

Assessment of the need ofr an Islamic Secondary Market.

27

An Islamic perspective of stock market: An introduction

Nublan Zaky Dato' Yusoff Zaky, Dian Darul Naim

Ghazali Sheikh Abod Sheikh

28

Towards Islamic Financial Market

Dr Ausaf Ahmad

IRTI & IDB Jeddah

29

Islamic Capital Markets: Theory and Practice

Noureddine Krichene

Wiley & Sons