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Attorney, with
__________________
whom Guillermo Gil, United States Attorney, and Jose A. Quiles_____________
_______________
Espinosa, Senior Litigation Counsel, were on brief for appellee.
________
____________________
March 31, 1994
____________________
appeals
contact in violation of
that the
district court
explanatory
expert
contained in
of
departure
on
18 U.S.C.
for abusive
2244(a)(1).1
witness
testimony,
and
fair trial.
sentence
his conviction
Defendant-appellant
In addition,
the ground
from the
that
the
defendant
He argues
by admitting
that
remarks
deprived him
challenges his
district court's
Sentencing Guidelines
sexual
upward
was unreasonable.
____________________
1.
18 U.S.C.
2244(a)(1).
Section 2241(c) makes it a federal
crime to engage, or attempt to engage, in a sexual act with a
person under
the age
of twelve, in
the territorial
jurisdiction
of
the
United
States.
-22
which resulted
with
six counts
minor
victims.2
of abusive
The
to an investigation
in an indictment
sexual contact
charges arose
charging him
involving three
from allegations
that
victim was
student of
defendant for
one
by victims
found defendant
guilty as charged.
The
with the
sentences to
run concurrently.
This
appeal ensued.
II.
II.
DISCUSSION
DISCUSSION
__________
A.
A.
Expert Testimony
Expert Testimony
________________
Defendant
erroneously admitted
child psychologist
____________________
first
argues
that the
district
court
Dr. Slicner, a
More
been
excluded
testimony of
of the evidence
cert.
_____
improperly
113
S. Ct.
the
At
trial,
to the admissibility
of Dr.
in the admission
v. Castro-Lara, 970
___________
denied,
______
effect.
was not
bolstered
by its prejudicial
Slicner's testimony.
States
______
it
because
F.2d 976,
2935
980 (1st
(1993);
See
___
United
______
Cir. 1992),
United States v.
______________
Serrano, 870 F.2d 1, 10 n.9 (1st Cir. 1989); see also Fed. R.
_______
___ ____
Evid.
103(a)(1).
circumstances
is
Our
"plain
standard
error,"
of
see
___
review
under
United States
______________
the
v.
denied,
______
113 S. Ct. 1346 (1993), and we will reverse only if the error
"`seriously
reputation
v.
affect[ed]
the
fairness, integrity
of [the] judicial
proceeding[].'"
States v.
______
marks and
citation omitted));
Infante,
_______
error" review
we will
public
United States
_____________
1, 15 (1985)
(internal quotation
or
v. Olivio_______
where a
miscarriage of
his
the incidents of
argument on
Dr.
Slicner's
with
-44
the
manner generally
sexually
abused or
children generally
exhibited
molested.
"tend to
by children
Dr.
who have
been
Slicner explained
that
be reluctant,
they tend
to be
embarrassed,
They're
that.
uncomfortable,
ashamed
of
what
happened.
I see
a lot of
United States v. Binder, 769 F.2d 595 (9th Cir. 1985), where
______________
______
the court
effect of
at 602).
the experts'
children's
story
function."
Id.
___
and
In
to
According to
testimony
usurp
the
was to
"bolster the
jury's
fact-finding
-55
the court,
court conducted a
"harmless error"
trial
leeway in determining
afforded
are
significant
is unfairly prejudicial
have
judges
expert
evidence
testimony
1992), we
[c]ould
create
of its
aura
of special
reliability
cases);
and
trustworthiness."
agree
sent an
with
implicit
defendant
that
message to
the
Dr.
Slicner's
jury that
the
therefore
witness
credibility.
in balancing
But,
even
assuming
value of
(without
calibrated its
this testimony
____________________
3. Were we reviewing the objectionable portion of Dr.
Slicner's testimony for harmless error, we would have to
decide whether "it can be said `with fair assurance, after
pondering all that happened without stripping the erroneous
action
from the
whole,
that the
judgment was
not
substantially swayed by the error.'" United States v. Ladd,
_____________
____
885 F.2d 954, 957 (1st Cir. 1989) (quoting Kotteakos v.
_________
United States, 328 U.S. 750 (1946)).
_____________
-66
against
its
prejudice
to
defendant,4 any
error
was
not
"plain."
Our
conclusion is
Slicner.
According
conducted
by Dr. Slicner of
Dr. Slicner to
two factors.
testimony of its
allow
based on
First,
own expert, a
child
to defendant's
expert, the
assess their
interviews
too short to
stories accurately.
In
testimony,
which
she
listened
abuse.
Second,
to
attentively,
was
not
instructed the
jury as follows:
During the trial you
heard the
testimony . . . of Dr. Nancy Slicner who
was presented by the government . . .
[a]nd we also heard the testimony of Dr.
Martinez Lugo presented by the defendant
. . . .
If scientific or technical or
other specialized knowledge may assist[]
the juror in understand[ing] the evidence
or determining facts in issue, a witness
qualified as an expert . . . may testify
before the jury and state an opinion
concerning such matters.
Now merely
___________
because an expert witness has expressed
_________________________________________
an opinion does not mean, however, that
_________________________________________
you as jurors must accept this opinion.
_______________________________________
____________________
4. Under prevailing law, relevant evidence, such as Dr.
Slicner's testimony, is admissible unless its probative value
is
"substantially outweighed" by
the risk
of unfair
prejudice, confusion, or waste of time.
United States v.
_____________
Argencourt, 996 F.2d 1300, 1305 (1st Cir 1993); Fed. R. Evid.
__________
403.
-77
only
was
the
jury
presented
with
expert
objectionable testimony
the jurors that they were free to reject the opinions offered
by
the
experts.
Under
the
to undermine
circumstances,
we
are
not
of the
Geer, 923
____
Improper Argument
Improper Argument
_________________
Defendant
next
a fair
trial.
contends
that
comments
by
the
According to
defendant, the
prosecutor
School.
Like the FBI would have a
special interest in this man.
But for
you to believe that story, you [w]ould
also have to believe that the United
States, Mr. Pereira [the other AUSA] and
myself are part of that conspiracy. And
-88
to do
with
the participation
gathering evidence],"
evidence.
defense,
and that he
No curative
and none was
of
should not go
instruction
given.
the FBI
was
agents
[in
beyond the
requested by
Moreover, defendant
the
did not
1042 (1988);
see also
See United
___ ______
States v.
______
___ ____
Nickens, 955
_______
express personal
from the
assurances
evidence),
United States
_____________
(1st Cir.)
cert. denied,
_____ ______
his
this.
113 S.
to be
Ct. 108
not
drawn
(1992);
158 (1st
829 F.2d
(prosecutor may
about conclusions
v. Rodriguez-Estrada,
_________________
______________
improper.
And,
the government
concedes
is whether the
prosecutor's argument
-99
circumstances.
This
requires
functional
equivalent
of
the
analysis.
that
we
familiar
v. Brown, 938
_____
engage
"harmless
in
the
error"
(1st Cir.),
Estrada,
_______
877
F.2d at
159;
Fed.
R. Crim.
P.
52(a).
In
prosecutor's (mis)conduct
bottom
line:
prejudice
whether
and
ending with
we deem it
affected the
outcome
Estrada,
_______
evaluate
the prosecutor's
trial as
a whole,
not
the
likely, or
of the
case."
In conducting
comments
unavoidable
this analysis, we
in the
in isolation.
context of
See id.;
___ ___
Nickens, 955
_______
F.2d at 121.
While we have no
prosecutor's
argument
wholly inappropriate,
conceded
the
by
was
government
on
Rodriguez__________
appeal,
see
___
the
also
____
reversal
which
is
is
not
the evidence.
and,
case.
274.
likely to impact
the
issue
of
the
trial, and
the jury
-10-
credibility
of
the
they
10
alone
were
witness.
charged with
judging
This diminishes
the
credibility of
each
at 556.
Next,
instruct
remark,
although
the jury
to
disregard
it sustained
warned the
the
court
did
the prosecutor's
defendant's objection
prosecutor
(in the
not
presence of
explicitly
improper
and immediately
the jury)
that
instructed the
Prior to
and once again in its charge, the court explained to the jury
that
the attorney's
only the
were
arguments were
testimony of
evidence.
(instruction that
See,
___
not evidence,
Brown,
_____
and that
admitted documents
938
F.2d
at
1489
are circumstances
where such
529 (1st
Cir. 1993)
counsel are
an instruction
nature of the
(same).
prosecutor's
arguments of
to counteract prejudice
-1111
be
`evidence.'
Rather,
the
threat
was
that
the
have
reviewed
the transcripts
testimony
in this case, in
addition to the
convinced
of
the
trial
the outcome of
the trial.
to deliver its
jury's
summation.
verdict could
upon the
have
been the
unlikely that
result
of this
testimony, and
the jury's
the
brief
verdict was
belief
that the
of
his
credibility of
not in evidence.
summation,
improperly
government witnesses
vouched
and commented
for
the
on facts
not improper.
little
The
allegedly improper
statements are
the prosecutor's
argument.
When
the
allegedly
improper
context, we
can find
-1212
statements
nothing
are
read in
full and
in
Furthermore,
because no
contemporaneous objection
plain error.
was made,
our review is
v. Smith, 982
_____
F.2d at 121.
F.2d 681,
1993); Nickens,
_______
Soto-Alvarez,
____________
argument
958 F.2d
473,
477
justice.'" (quoting
(1st Cir.)
only if
955
only for
(improper
it "`undermine[s]
and contribute[s] to a
United States v.
______________
Soto_____
Alvarez, 876 F.2d 209, 233 (1st Cir. 1989), cert. denied, 493
_______
_____ ______
U.S. 1030 (1990))), cert. denied, 113 S. Ct. 221 (1992).
_____ ______
C.
C.
calculated
follows:
a Sentencing
defendant,
the
Guidelines offense
ten, U.S.S.G
the
sentencing
victims
2A3.4(a)(3);
had
attained
district
court
level of
22 as
offense level of
age
of
twelve,
of
id.
___
offense, id.
___
3B1.3.
The
court
then
placed
of a
of
the
defendant
into
Criminal
History
Category
I.
These
-1313
to
fifty-one
months
(Sentencing Table).
to
5K2.0
increasing
prison
of
imprisonment.
The
ch.
5,
part
the
Sentencing
defendant's offense
term of
Id.
___
120 months.5
Guidelines,
level to
Defendant
effectively
31, and
imposed a
contends that
the
18 U.S.C.
3742(e)(3).
In United States v. Rivera, 994 F.2d
_____________
______
1993), we analyzed the
under the
outside
embodying
Guidelines, and
that each
which fall
Id. at 947.
___
describes," are
3553(b)).
-1414
of
abusive
sexual
that
the
defendant
Roberto
Rosales
engaged
[in]
with
minors
named
in
the
one."
The
court went
on
to state
that the
Guidelines
The correct
unclear whether
range is
108-135
months.
the
incorrect
intended
end
of the
to impose
Thus, defendant
the
range,
or
statutory maximum
defendant at
(2) because
for each
It is
to 120 months
This was
it
count.
prejudiced by the
mind.
But,
because we
vacate defendant's
sentence on
pursue this
line of thought.
We review a sentencing
by
examining
departing
"(1) whether
appropriate case;
court's decision to
the reasons
the court
might permit a
depart
gave for
departure in an
supports a finding
given the
reasons, the
degree of
is reasonable."
departure [from
United States v.
_____________
Jan. 19,
F.2d 43, 49
(1st Cir.),
Rivera, 994
______
F.2d at 950.
With respect to the first prong of our analysis, we
have recognized that "[s]ome
particular
case
is
reflect sentencing
in district, not
No.
unusual
enough
unusual,
appellate, courts."
and
therefore
departure
warrants
departure,
952 (citations
Thus,
a case is
"with
full
at 10 (1st Cir.
other
warrant
to
experience of a sort
we review the
the
Mar. 3, 1994)
and internal
hand,
"where
slip op.
departure
decisions
reflect
at
On
a
or an interpretation of the
language in,
a guideline
appropriate.
defendant argues
or
statute,"
plenary review
the
present
is
case,
-1616
these
is without merit.
acts.
This contention
indictment, defendant's
Under this
misconduct.
persistent
and
The
pivotal
repetitive
question
nature of
is
whether
defendant's
the
conduct,
sex
offender
challenged the
was
departure.
sentencing
Here,
defendant
outside of the
upward
case?
court's
respect that
determination
as
to
not
has
worthy of an
we extend
whether
to a
given
circumstance makes
-1717
in its
second part of
record
over a
no objection
was lodged
with respect to
the PSR's
denied, 112
______
Thus, the
S. Ct.
902 (1992)
and
112 S.
Ct. 1997
See United
___ ______
we must
was reasonable.
Doe, slip
___
See
___
extent of
In examining the
as
-1818
stated
by
the
district
court
."
18 U.S.C.
3742(e)(3)(B).
Here the district court articulated the grounds for
its
upward
offense
departure,
levels,
without
particular
figure.
substantial
"leeway"
departure,
950, this
and
then departed
explaining
Although
with
nine
choice
of
this
to the
courts
"degree"
have
of
at 20-21, Rivera,
______
994 F.2d at
relieve a sentencing
court from
by
sentencing
respect
its
upward
See
___
reason[s]" for
imposing a
of
330,
336
must
(1st
Cir. 1990)
(Generally,
sentencing judge
see also United States v. Kelly, 1 F.3d 1137, 1144 (10th Cir.
___ ____ _____________
_____
1993) ("a district court must specifically articulate reasons
for
the
degree
of
departure.
Merely
explaining
why
we
cannot
nine-level
assess
upward
the
Absent such an
reasonableness of
departure.
the
Accordingly,
-1919
case for
____________________
6. Given
our ruling, we
need not
reach defendant's
contention that his sentence must be vacated because he was
not afforded a reasonable opportunity to review various
addenda to the Pre-sentence Report prior to sentencing.
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