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POF-TRY OF G R A M M A R A N D
GR..AM.~dAR O F P O E T R Y :)
ROMAN JAKOBSON
According ~to EcI ~ard Sapir (1921), the juxtapositien of such sequences as t J~: [arn,,er kills the ducklfng and the man takes the chfck
makes us 'fee]( ins.t :nctively, without the slightest ~ttempt at conscious analysi,~ tha1 the two sentences fit precisely the same pattern,
that they are really the sam e fundamenta.1 sentence, differing only in
their material trappings. I-a other words, they express identical relational concepts in an iden' :ical manner.' Conversely, we may modify
the sentence or it:; single words 'in some purely relational, nonmaterial regard' without altering any o'f the material concepts expressed. When ~saig ,~_i'a4~tc ce~ain term.,; of the sentence a different
pesition in it..a s 5 ~Lt~,~,lic T~ tern and replacing, for instance, the word
order 'A kills B' b3" the in~, erse sequence 'B kills A', ",e do not vary,
the material concepts invclved but uniquely their rautual relationship. Likewise a substituti ~n of/armers for [ar:~ner or killed for hills
alters only the relational concepts of the sent~'nce, while there are
no changes in the 'concrete wherewithal of speech'; its 'material
trappings' remain invariable.
Despite sorae borderline, transitional formations, there is in language a def!inite, clear-cut discrimination between these two classes
ol expressed concepts - material and relational - or, in more
technical terms, between the lexical and grammatical aspects of
language. The linguist must faithfully follow this objective structural
dichotomy arid tl,otoughly translate the grammatical concepts,
x) The Englis/h :recension of m y paper presented at the International Cor~ference for Poetics in Warsaw, 1960, appears for the first time, while it:!~two
other ver~iot~s have been, published, the ti.u~i_~n variant in the volume of the
Polish Academy of Sciences, Poetics Po~'tyka Poktika (Warsaw 1961), and the
German in Math,~l~atik und Dichtung, ed. by H. Kreuzer (Munich 19651.
59'7
598
ROMAN JAKOBSON
ac,'_ually present in a given language, into his technical metalanguage, without any imposition of arbitrary or outlandish categories
uLpon the, language observed. The categories described are intrinsic
constituents of the verbal code, maneuvered by the language users,
and not at all 'grammarian's conveniences:', as even such attentive
i:aquirers into poets' grammar as, e.g., Dona;'d Davie were inclined
ta believe.
A difference in grammatical concepts does not necessarily represent a difference in the state of affairs reYerred to. If one witness
a~serts that 'the farmer killed the duckling', while the other affirms
t~'~at 'the duckling was killed by the farmer', the two men cannot be
accused of presenting discrepant testimonie~, in spite of the polar
difference between the grammatical concept,.~ expressed by active
and pa~s~iivo
,~ " of affairs is pre...... constpactions. One and "~'~
,.~c same state
sented by the sentences: Lie (or iying or to lie) is a sin (or fs sin]ul),
70 lie is to sin, Liars sin (or are sin.hal or are sinners),, nr with a gener;dizing sm~:,~ular The liar sins (or is sin/ul, is a sinne:v). .Only the way
of presentation differs. Fundame'atally the same equat~ona~l proposition may be expressed in terms of actors (liars~, s,n~,ers) or actions
(!o lie, to sin) and we may present these actions 'a:~ if' abstracted
(lying) and r.,ified (lie, sin) or ascribe them to tht subject as its
w~Derties (sir/ul). The part of speech is one of tLe. grammatical
c:~tegories which reflect, according to Sapir's manuaL, 'not so much
,,~r intuitive ana.lysis of reality as our ability to compose that reality
irate, a variety of formal patterns'. Later, in his preliminary notes to
t;le planned Fou.ndations o/ Language, Sapir (1930) o~tlined the
fundamental type~ of referents which serve as 'a naturai basis for
parts of speech', namely existents and their linguistic expression: the
mmn ; occu,,rents expressed by the verb; and finally modes o/existence
and occ2"Trence represented in language by the ad;ective and the
adverb Te.,pectively.
Jeremv Bentham, who was perhaps the first to di,;dose the maniff&l 'tin~;~2~tic fictions' which underlie the grammatical structure
;~;Id which ,~.re used throughout tl-~e whole field of language as a
'r~,ecessary resource', arrived in his Theory o/[ictions at a ~hallenging
conclu_~ior : 'To langtage, then - to language alone - it is that
fl,:titio~s er::ities owe tlheir existence their impossible, yet indispens:,.bi::e . . ~ M ~ . " Li,,~Li~tic fictions should neither be 'mistaken fo)
rea:ities r,or be a~rib~.'d to the creative fancy of linguists: they 'owe
I'OETRY
O F G R A M M A I~. A N D
GRAMMAR
OF P O E T R Y
599
their exi:~tence' actually '=to language alone' and particularly t(~ the.
'grammatical form of the dis ~.ourse', in Bentham's terms.
The indispensai~le, mm, da,.aty role played by the grammatical
concepts confronts us with the intricate problem of the relationship
between referential, cognitive value and linguistic fiction. Is the
significance of grammatical concepts really questionable or are perhaps some subliminal verisimilar assumptions attached to them ?
How far can sci~ ntific thougi., t overcome the pressure of grammatical
patterns? Whatever tbe ,;olution of these still controver.~;ial questions is, certainly there is one domain of verbal activities, where 'the
classificatory rules of the game' (Sapir 1921) acquire their highest
significance ; IN FICTION, in verbal art, LINGUISTICFICTICN.~ are fully
realized. It is qu-:te evident that grammatic'.fl concepts - or in Fortunatov's pointed nomenclature, 'formal meanings' - f i n d their
widest applica,.tion~c in poetry as the most formalized manifestation
of language. There, where the poetic function dominates ow~r the
strictly cognitive function, the latter is more or less dil:lmed, or as
Sir Philip Sidney declared in his De/eme o/Poesie, 'Now for the Poet,
he notlaing affirmeth and therefore never lieth'. Consequemly, in
Bentham's succinct formulation, 'the Fictions of the p(,et ar-~ pure
of unsincerity'.
When in the finale of Majakovskij's poem Xoro~o we read - '; ~iz,~'/
xorogd,//i ~it'/xoro~d//' (literally 'both life is good, and !t is good to
i i v e ' ) - one. will hardly look for a cognitive difference bv twee~l these
two ct.,or,:litiate clauses, but in poetic mythology the ling,list:c fiction
of the substantivized and hence hypostatized process grow: ix~to a
metonymic image of life as such, taken by it:;elf and substituted for
the living people, abstraclum pro concreto, as G alfredus de Vino Salw~,
the cunning English scholar of the early thirteenth century, say.~ in
his Poet',,,ia nova (see FarM). In contradistinction to the first ciause
with its predicative adjective of the same personifiable, feminine
gender a,s the subject, the second clause with its imperfective infinitive and with a neuter, subjectless form of the predicate, represents
a pure process without any limitation or transposition and with an
open place for the dative of agent.
The recurrent 'figure of gran'.:nar' which along with the 'figure of
sound' Gerard Manley Hopkins saw to be the constitutive principle
of verse:, iis particularly paipable in those poetic forms, where c~mtiguous m.etrical units are more or less consistently combined through
600
ROMAN JAKOBSON
POETRY
OF
GRAMMAR
AND
GRAMMAR
OF
POETRY
601
602
ROMAN J A K O B S O N
POETRY
OF G R A M M A R AND G R A M M A R OF t'OE'I"RY
603
604
ROMAN J A K O E S O N
fifteenth century, 4) or, even, they unde lie and bui!d such a stratified composition, as we observe it in /larvell's poem To his Coy
Mistress with its three tripartite paragraphs, grammatically delimited and subdivided.
The juxtaposition of com rasting grammatical concepts may be
compared with the so-calle~ 'dynamic :utting' in film montage, a
type of cutting, which, e.g., in Spottis~voode's definition, uses the
juxtaposition of contrasting shots or sequences to generate ideas in
the mind of the spectator, which these constituent shots or sequences by themselves do not carry.
Among grammatical categories utilized for parallelisms and contrast~:; we actually find all the parts ot speech both mutable aml
immutable, numbers, genders, cases, grades, tenses, aspects, moods,
_,t___
voice:3,
,. . 1, ~. . . .e . -q O ~ ~ao~u~ct
and concrete words, animates and inanimates, a.ppellatives and proper names, affirmatives and negatives,
finite and infinite verbal forms, definite and indefinite pronouns or
articles, and diverse syntactic elements and constructions.
The Russian writer Veresaev c'nfesse:l in his intimate notes that
sometimes he felt as if imagery were '.,. mere counterfeit of genuine
poetry'. As a nile, in imageless poems it is the 'figure of g r a m mar' which dominates and which supplants the tropes. Both the
Hussite battle song and Pu~kin's lyrics as 'Ja vas/4ubil' are eloquent
examples of such a monopoly of grammatical devices. Much more
usual, however, is an intensive interplay of both elements, as for
instance, in Pu~kin's stanzas 'Cto v imeni tebe moem', manifestly
contrasting with his cited composition .vlthout images,' both being
written in the same year and probably dedicated to the same ad~re.,see, Karoi[ina Sobaflska. 5) The imaginative, metaphoric vehicles
of a poem may be opposed to its matter-of-fact level by a sharp
concomitant contrast of their grammatical constituents, as we obnerve ~t, for example, in the Polish concise meditations of Cyprian
Norwid, one of the greatest world poets of the later nineteenth
century.n)
4) See 'Kto~- jsfi bo~i bojovnici, 'International Journal o/Slavic Lingu, istics
POETRY
OF G R A M M A R
AND
GRAMMAR
OF P O E T R Y
605
The obligatory character of the grammatical processes and concepts constrains the poet to reckon with them; eiffer he is striving
for symmetry and sticks to these simple, repeatable, diaphanous
patterns, based on a binary principle, or he may cope with them,
when longing for an 'organic chaos'. I stated repeatedly that the
rhyme technique is 'either grammatical or antigrammatical' but
never agrammatical, and the same may be applied as well to pcets'
grammar in general. There is in this i espect a remarkable analogy
between the role c,f grammar in poetry and the painter's composition
based on a latent or patent geometrical order or on a revulsion
against geomelrical arrangements. For the figurative arts g,eometrical principles represent a 'beautiful necessity,' accordi,g to the
designation taken over by Bragd,-.~. from Emerson. It is the same
necessity which in language marks out the grammatical meanings. 7)
The correspondence between the two fields which aheadv in the
thirteen::h century was pointed out by Robert Kilwardby (see
Wallerand, p. 46) and which prompted Spinoza to try.at grammar
more geometrico, has emerged in a linguistic study by Benjamin Lee
Whorl, ' L a n g u a g e , Mind and Reality' published sholtly after his
death: Madras, 1942. The author discusses the abstract 'designs of
sentence structure' as opposed to 'individual sentence.,~' and to the
vocal:ul~ry, which is a 'somewhat rudimcntary and not s?lf-stlfficient paX' of the linguistic order, and envisages 'a "geometry' ~f
form principles characteristic of each language'. A further comparison between gramma: and geometry was outlined in Stalin's pdemics of 1950 against Marr's linguistic Mas: the distinctive property
of grammar lies in its abstractive power; 'abstracting itself from
anything that is pxrticular and concrete in words and sentences,
gramma,," treats only the general pattern, underlying the word,'hanges and the combination of words into sentences, and builds in
,;ueh a way grammatical rules and laws . . . In this respect grammar
bears a resemblance to geometry, which, when giving its law.~;, abstracts itself from concrete objects, treats objects as bodies deprived
of concreteness and defines thei~ muO~.M relations not as concrct~.
relations of certain concrete objects c u t as relations of bodies in
7) Cf. ~t Jakobson, 'Boas' view of gram-natit ~dmeaning, 'American .4 nthropologist, 61, 5, part 2, Memoir 89, 1959.
606
ROMAN JAKOBSON
POETRY
OF GRAMMAR
AND
GRAMMAR
OF POETRY
607
"
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608
ROMAN J A K O B S O N
J:tazvard University,
Boylston Hall 3oz, Cambridge, Mass., U.S.A.
REFERENCES
,~,DRIANOVA-PERETC, V., 1954. Russka]a demokratideska]a satira X V I I
v.
Moscow-L~mingrad.
Ar~Iszov, N., 1876. 'Povest' o Fome i Ereme', Drewz]a]a i nova]a Rossija, 4.
=
(
"~ST.~X~VA,
A., 1951. Byliny Severa, 2. Moscow-Leningrad.
[~E:~THA:~, J., 1939. Theory o/Fictions, ed. and introduced by C, K. Ogden.
l~ondc,n.
BEtraY, F., 1958. Poets' grammar. London.
]~-~GATY~,~tEV,P , 1967. 'Improvizacija i normy xudo~est-vetmyx priemov n a
~ateriale povestej X V l I I v., r.adp~j na htbo~nyx kartinka~c, skazok i
~ e n o Ereme i Fome,' To Honor Roman J akobsol, 1. The Hague-Paris.
Bv~soDo n, C., 19t0. The beautilul necessity. Rochester, New York.
609