Documente Academic
Documente Profesional
Documente Cultură
CHAPTER 3
Kutum: South African contingent based in UNAMID Kutum camp site since May 2010.
UNAMID/Albert Gonzalez Farran
48
1
This paper was commissioned by UNDP Regional Service Centre for Africa in Addis Ababa and written by Ivn Guillermo Gonzlez de Alba,
with substantive contributions from Alessandra Casazza and Renata Nowak-Garmer, UNDP Regional Service Centre for Africa and Leisa Perch,
UNDP World Centre for Sustainable Development (RIO+ Centre).
2
For further reading, see chapter 8 of this report.
3
ONUBR, 2015.
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S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
50
CONCEPTUAL FRAMEWORK
There is no unique definition of social protection. The
European Commission, for example, defines social
protection as a specific set of actions that address the
vulnerability of peoples lives through social insurance,
social assistance and inclusion efforts (Robert Schuman
Centre for Advanced Studies, 2010). Similarly, for
the World Bank (WB), social protection includes
contributory and non-contributory programmes
and social legislation; safety nets are a subset of noncontributory social protection programmes, such
as conditional and unconditional cash transfers
(Monchuk, 2014).
The report Assessing Progress in Africa toward the
MDGs (African Union Commission and others, 2011)
places a particular focus on safety nets, which aim to
protect people from unexpected risks and shocks,
such as natural disasters or health emergencies. The
report also affirms that social protection is to address
the structural causes of poverty by empowering
marginalized or vulnerable groups to benefit from
and productively participate in the economic growth
process. It includes programmes and instruments that
directly affect human development, are protective and
preventive, and promote social justice.
While definitions vary, there is a certain consensus
among actors that social protection is a set of
programmes and policies - usually targeted to the
poor, vulnerable and excluded5 - put in place to help
them cope with shocks and achieve minimum living
standards and levels of well-being. Such policies
and programmes include contributory and noncontributory schemes as well as policies and norms
promoting equality and addressing exclusion.
However, it is also clear that the nature of these shocks
are changing to being both environmental and social
and the price tag is increasing. Natural disasters affect,
on average, more than 200 million people per year;
estimates suggest that to date, disaster aid for South
Sudan is about US$332 per capita per year (Centre for
Global Development, 2015; Centre for Research on the
Epidemiology of Disasters, 2015).
The concept of social protection appeared in the
literature for the first time in the late 1990s in order to
address, through policies and programmes, those left
behind by social security and welfare state-style policies.
Social security is usually understood as compulsory
Targeting in the context of social policies is a mechanism to direct a programme to a specific population. For example, programmes that aim to
benefit the poor have a selection process to exclude those who are not poor. Universal programmes, on the contrary, are intended for everyone.
An example of universal coverage could be the National Health Service (NHS) in the United Kingdom, which does not discriminate between
formal or informal workers; all legal residents are entitled to health care. The NHS is a good example of the welfare state-style policies that are
common in some European countries.
5
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S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
52
6
Deveraux (1999) describes informal safety net relationships as irregular, small-scale, in kind rather than cash-barter, or gifts of unprepared food or
cooked meals, second-hand clothes and unpaid exchange of productive and reproductive labour. Dercon (2002) also studies household strategies for
coping with risk, including informal insurance arrangements, which involve a system of mutual assistance between networks or communities.
7
For more information on the Bolsa Famlia programme, see chapters 5, 6 and 7 of this report.
8
Statistics South Africa, 2008.
FIGURE 1
SOCIAL PROTECTION PROGRAMMES OVER THE LIFE CYCLE
Opportunity: Nutrition/ECD,
Pregnancy,
early childhood
Old age
School age
Equity: Child
allowances, school
feeding
Opportunity: Employment
services, entrepreneurship,
training and skills
Unemployment,
disability insurance
Working age
Youth
Opportunity:
Youth employment
programmes, skills training
9
Another example of how social policy can help to protect the environment is Mauritiuss subsidy for private households to purchase solar water
heaters. Savings on energy bills have been estimated at US$1.3 million. See Lexpress mu, 2015.
53
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
UN Photo/Evan Schneider
54
C U R R E N T S TAT E O F S O C I A L P R O T E C T I O N I N S E L E C T E D
AFRICAN COUNTRIES
Despite accelerated economic growth in many
African countries in the last two decades, poverty
levels are still high and disparities between Africa
and industrialized countries in terms of human
development remain significant. Economic
growth, however, means that countries have
more resources to fund social protection, which
has proven effective in combating poverty. This
has led to a consensus among African countries
and international development agencies that
now is the time to strengthen social protection
in Africa (African Union Commission and others,
2011; Robert Schuman Centre for Advanced
Studies, 2010).
The number of cash transfer programmes in
Africa has risen from only a few in middleincome countries before 2000 to an estimated
120 in 2012. But not only has the number of
programmes increased, so has their quality.
Monchuk (2014) reports that social safety nets
are evolving from fragmented, stand-alone
programmes into integrated safety net systems,
and from emergency food aid to regular and
predictable cash transfer and cash-for-work
programmes. Countries, such as Ghana and
Kenya, are reforming their pension and health
systems to reach those in the informal sector
(World Bank, 2012b).
10
UNDP, 2014b.
55
TABLE 1
BASIC ECONOMIC AND SOCIAL INDICATORS IN SELECTED AFRICAN COUNTRIES
AND BRAZIL
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
COUNTRIES
Cape Verde
POPULATION BELOW
INCOME POVERTY
LINE (%)**
GDP PER
CAPITA*
HDI**
GINI*B
MPI**C
2013
2013
2013
20062012
20062012
2012i
20022012i
January 2015
(thousands)
current
US$
value
PPP
US$1.25 a
day
national
poverty
line
Income group
lower middleincome
POPULATION*
rank
HD level
499
3,767.1
123
medium
43.8
22,254
1,328.6
152
low
40.7
48.2
9.6
39.9
lower middleincome
4,448
3,167.0
140
medium
40.2
43.0
54.1
46.5
lower middleincome
Ethiopia
94,101
505.0
173
low
33.6
88.2
30.7
29.6
low income
Ghana
25,905
1,858.2
138
medium
42.8
30.5
28.6
28.5
lower middleincome
Libya
6,202
11,964.7
55
high
upper middleincome
Malawi
16,363
226.5
174
low
46.2
66.7
61.6
50.7
low income
Mali
15,302
715.1
176
low
33.0
85.6
50.4
43.6
low income
3,890
1,069.0
161
low
40.5
66.0
23.4
42.0
lower middleincome
Mozambique
25,834
605.0
178
low
45.7
70.2
59.6
54.7
low income
Niger
17,831
415.4
187
low
31.2
89.8
43.6
59.5
low income
Senegal
14,133
1,046.6
163
low
40.3
69.4
29.6
46.7
lower middleincome
Sudan
37,964a
1,753.4
166
low
35.3
lower middleincome
Zambia
14,539
1,844.8
141
medium
57.5
62.8
74.5
60.5
lower middleincome
Zimbabwe
14,150
953.4
156
low
41.0
72.3
low income
200,362
11,208.1
79
high
52.7
3.1
6.1
21.4
upper middleincome
Cameroon
Congo
Mauritania
Brazil
56
WB COUNTRY
CLASSIFICATIOND
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S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
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TABLE 2
EXAMPLES OF GOOD SOCIAL PROTECTION PRACTICES IN AFRICA
COUNTRY
PROGRAMME
COMPONENTS
Algeria
Cameroon
Livelihood Empowerment
Against Poverty
Kenya
Lesotho
Nigeria
Rwanda
Social pensions
Ethiopia
Ghana
Malawi
Mauritius
Namibia
South Africa
Zambia
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S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
TABLE 3
SOCIAL PROTECTION POLICY/STRATEGY IN AFRICAN COUNTRIES
IN PLACE
IN PROCESS/PLANNED
NOT REPORTED
15
The fiscal cost of closing businesses is estimated at 4.7 percent of GDP for Liberia and 1.8 percent for Sierra Leone and Guinea. For 2014, the
World Bank estimated a decline in GDP of 2.1 percentage points for Guinea, 3.3 percentage points for Sierra Leone and 3.4 percentage points for
Liberia. UN Mission for Ebola Emergency Response, 2015.
16
For more information on links between ecological and social factors and infectious diseases, see McMichael and Confalonieri, 2012.
60
1
2
61
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
Countries with no available data in the study are Algeria, Angola, Burundi, Cape Verde, Central African Republic, Chad, Comoros, Congo,
Cote dIvoire, Democratic Republic of the Congo, Djibouti, Equatorial Guinea, Ethiopia, Gabon, Guinea, Guinea-Bissau, Libya, Malawi, Nigeria,
Senegal, Sudan, Uganda and Zimbabwe.
17
62
TABLE 4
SPENDING ON SAFETY NETS AS A PERCENTAGE OF GDP
COUNTRY
SOCIAL
SAFETY NET
AS % OF GDP
LATEST
YEAR
COUNTRY
SOCIAL
SAFETY NET
AS % OF GDP
LATEST
YEAR
Benin
0.1
2009
Mauritius
4.4
2008
Botswana
3.2
2008
Morocco
0.9
2010
Burkina Faso
0.9
2009
Mozambique
1.7
2010
Cameroon
0.2
2009
Namibia
2.8
2011
Egypt
0.2
2010
Niger
0.4
2009
Eritrea
2.5
2008
Rwanda
1.1
2010
Gambia
1.0
2010
Seychelles
3.4
2012
Ghana
0.2
2012
Sierra Leone
3.5
2011
Kenya
0.8
2010
South Africa
3.4
2012
Lesotho
4.6
2010
Swaziland
2.2
2010
Liberia
1.5
2011
Tanzania
0.3
2011
Madagascar
1.1
2010
Togo
0.5
2009
Mali
0.5
2009
Tunisia
0.7
2011
Mauritania
1.3
average
20082013
Zambia
0.2
2011
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S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
P O L I C Y R E C O M M E N D AT I O N S
Based on the analysis of gaps and the
strategies above, this section provides policy
recommendations for countries to develop their
social protection systems further. The primary
factor informing development policies is context:
no single policy is universally applicable. Each
countrys social protection system must be
designed to suit its context, prioritize what
requires urgent attention and sequence policy
interventions to achieve the best results. To ensure
a proper understanding of peoples real needs,
one must take note of the prevailing economic
and social indicators, the political dynamics and
political economy, internal and external alliances,
social context and most importantly the local
context. For example, conditional cash transfer
programmes would not be suitable in postconflict contexts where government institutions
have been weakened by the conflicts and where
needs are too great to demand action in exchange
for support.
African countries can build on the current
momentum in the region and around the
world by adopting a more systemic and holistic
approach grounded in human rights. This
requires providing social protection to all people
whose basic human rights are not being fulfilled.
Carefully designed targeting methods enable
governments to identify and reach the poorest
and most vulnerable, especially those who are
systematically marginalized and excluded. To
target people who fluctuate around the poverty
line, employing the life cycle approach is the
most effective. It is essential to keep in mind that
children are the most dependent on others and
the elderly are frequently unprotected and prone
to illnesses. Other social groups that are regularly
exposed to adversities the most are women,
indigenous groups and peasants. The relatively
high share of Africas population that lives in rural
areas should receive special attention.
Non-contributory pensions offer some certainty
for retirement for informal and agricultural
workers who rarely have access to contributory
social insurance (Robert Schuman Centre for
Advanced Studies, 2010). In Africa, where 60
percent of the total workforce is engaged in
agriculture (African Development Bank, 2014),
social protection programmes need to be linked
to the agriculture sector. While doing so, the
framework developed by Dorward and others
64
UN Photo/JC McIlwaine;
65
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WFP, Summary Report of the Mid-term Evaluation of Cameroon Project 04387.1 (WIS No. 4387.01): School Feeding in
Adamaoua, North, Extreme North and Eastern Provinces, 2001b. Available from
http://documents.wfp.org/stellent/groups/public/documents/eb/wfp005099.pdf
Zafar, Ali, Mauritius: An Economic Success Story, in Chuhan-Pole, Unam and Angwafo, Manka (eds.),Yes Africa Can: Success
Stories from a Dynamic Continent, World Bank, pages 91106. Available from http://bit.ly/1SwZSEr
68
UN Photo/Tim McKulka
69
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
ANNEX I
GOOD PRACTICES IN SOCIAL PROTECTION IN AFRICA
COUNTRY
PROGRAMME
COMPONENTS
Algeria
Cameroon
Public works: conditional cash transfers and/or in-kind food transfers (80
percent)
Unconditional direct transfers to those unable to work, such as children, the
elderly, people living with HIV (20 percent)
Flexible delivery of food transfers: crisis response and monthly deliveries
Complementary packages of agricultural support (credit, investments and
technical support)
Livelihood Empowerment
Against Poverty
(since 2008)
Ethiopia
Ghana
70
GOOD PRACTICE
COST AND
SOURCE OF
FUNDING
MONITORING
&
EVALUATION
SYSTEM IN
PLACE
Yesk
Approximately
US$500 million.
The government
covers more than
eight percent of
the PSNP budget
(about 1.2 percent
of GDP), while nine
donor agencies
provide the rest.
The European
Commission makes
the second largest
contribution: a total
of 160 million
since 2006.c
IMPLEMENTING
AGENCY OR
AGENCIES
About 55 percent of
beneficiaries confirmed
that the programme had
enhanced their real income,
while around 50 percent
declared that it helped them
to avoid having to sell their
assets during shocks. More
children remained in school.
US$20 millione
WFP
Yesl
Government,
ECHO, UNICEF,
WFP, UN Office for
the Coordination
of Humanitarian
Affairs
Yesm
Governmentb
Yesn
Ministry of Gender,
Children and Social
Protectione
Yese
71
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
COUNTRY
PROGRAMME
COMPONENTS
Kenya
Lesotho
Malawi
Mauritius
Namibia
72
GOOD PRACTICE
COST AND
SOURCE OF
FUNDING
IMPLEMENTING
AGENCY OR
AGENCIES
US$5 million
500,000 students in 29 arid and semiarid districts and two Nairobi slum
areasa
Ministry of
Education, in
cooperation with
WFPc
Ministry of Finance
and Development
Planning, which
has a special unit
responsible solely
for this programmec
Cost estimated at
less than 2% of
GDPc
Substantially increased
the number of food-secure
households from 67 percent
in 2005 to 99 percent in
2009, and per capita cereal
consumption from 170 kg to
285 kg in the same period.a
MONITORING
&
EVALUATION
SYSTEM IN
PLACE
Yeso
Government
Yess
In 2009, it
represented 4.05
percent of total
government
expenditures and
1.36 percent of
GDP.a
Yesp
73
S O C I A L P R O T E C T I O N F O R S U S TA I N A B L E D E V E L O P M E N T - S P 4 S D
COUNTRY
PROGRAMME
COMPONENTS
Nigeria
Rwanda
South Africa
Zambia
74
GOOD PRACTICE
Increased womens
consumption levels, thereby
reducing their poverty
level. The scheme, which
targets women, was also
found to have a positive
impact on enrolment, school
attendance and use of
hospital facilities.a
COST AND
SOURCE OF
FUNDING
IMPLEMENTING
AGENCY OR
AGENCIES
MONITORING
&
EVALUATION
SYSTEM IN
PLACE
Government
Yesq
Yesr
Combines separate
donor-driven school
feeding programmes into
government-owned and
operated programmes.d
Ministry of Local
Government,
Good Governance,
Community
Development and
Social
Affairsc
WFP, UN Capital
Development
Fund, UNESCO and
Programme Against
Malnutrition (PAM)
in collaboration
with government
75