Stan Lee Media Boxes Index of Files and Docs

INDEX OF
STAN LEE MEDIA, INC.

DOCUMENT REVIEW
DATE DOCUMENT DESCRIPTION BATES NOS. CATEGORY
1/99 Stan Lee Media/Organic Financial Status, with drawings attached SM003392-3394
3/11/99 Letter of Intent to Team Communications Group, Inc. from Value SM002807-2812
Management and Research, A.G. re public offering
4/99 Warrant to Purchase Common Stock of William J. Wilkinson SM001627-1635
4/99 Duplicate of SM001627-1635 above SM002029-2038
4/12/99 Letter to Peter Paul from Harris M. Miller II re Steve Gerber –w- Stan Lee SM000040-41
Media/“Drifter”, terms of 3/30/99 agreement
4/12/99 Email to gmanfredi from Jamie Wilkins re terms of employment SM003334
Undated Stan Lee Media, Inc. (a Development Stage Enterprise) Notes to Financial SM000052-61
Statements (Information for July 31 and June 30, 1999 is unaudited)
6/14/99 Letter to Peter F. Paul from Jeffrey D. Segal re Stan Lee stock SM001052
certificate/voting agreement
6/99 Signature pages of Stock Purchase Agreement for Kenneth R. Hubbert, SM001842-1848
Steven Patrick, Compton Family Trust, Morton Feldman, Frederick W.
Howarth, Edith A. Pope and WWM Partnership Trust
6/21/99 Fax to Peter F. Paul from Morton Feldman, attaching Warrant to Purchase SM001998-2010
Common Stock of Morton Feldman dated 7/23/99
6/24/99 Letter to Jeffrey D. Segal from Robert M. Kern re Boulder Capital SM003298
Opportunities, Inc. due diligence checklist
Undated Schedule A showing Free Trade Shares SM003297
7/21/99 Fax to Peter Paul from Jeffrey D. Segal re shareholder information request SM001058-1062
from transfer agent
7/23/99 Letter to Gill Champion from Harris M. Miller II re Steve Gerber –w- Stan SM000031-36
Lee Media, terms of 7/23/99 agreement
7/23/99 Duplicate of SM000031-36 above SM003643-3650
7/23/99 Fax to Messrs. Paul and Champion from Jeffrey D. Segal, attaching letters SM001044-1051
from BCOI to transfer agent (revised)
7/23/99 (1) Warrant to Purchase Common Stock of Kenneth B. Avery SM001818-1828
(2) Warrant Certificate Purchase Form of Kenneth B. Avery dated 5/9/00
7/23/99 Warrant to Purchase Common Stock of Kenneth Bald SM001884
7/23/99 (1) Warrant to Purchase Common Stock of Bonner W. Adams Trustee SM001849-1883
(2) Warrant to Purchase Common Stock of Kaaren Alexander
(3) Warrant to Purchase Common Stock of Kenneth B. Avery
(4) Letter to Kenneth Bald from Robert M. Schultz dated 5/26/00, enclosing
stock certificate
7/23/99 (1) Warrant to Purchase Common Stock of Mohamed Soltani SM001829-1841
(2) Warrant Certificate Purchase Form of Mohamed Soltani dated 4/11/00
(3) Check to Stan Lee Media, Inc. from Mohammad Soltani for $21,665
dated 5/12/00
7/23/99 Warrant to Purchase Common Stock of Lon & Jaye Getlin SM001424-1434
7/23/99 Warrant to Purchase Common Stock of Michael Joseph Getlin SM001435-1445
7/23/99 Warrant to Purchase Common Stock of Frederick W. Howarth SM001464-1474
7/23/99 Warrant to Purchase Common Stock of Kenneth R. & Deborah L. Hubbert SM001475-1485
7/23/99 Warrant to Purchase Common Stock of Lynne K. Masters SM001486-1496
7/23/99 Warrant to Purchase Common Stock of Frances S. Masters SM001497-1507
7/23/99 Warrant to Purchase Common Stock of Kenneth G. Montgomery SM001508-1518
7/23/99 Warrant to Purchase Common Stock of Steven Patrick SM001522-1532
7/23/99 Warrant to Purchase Common Stock of Edith A. Pope SM001537-1547
7/23/99 Warrant to Purchase Common Stock of Edward Powell SM001548-1558
7/23/99 Warrant to Purchase Common Stock of I.C. Siegel & Patricia Q. Siegel SM001559-1569
JTWROS
7/23/99 Warrant to Purchase Common Stock of Irving C. Siegel & Patricia Q. Siegel SM001570-1580
JTWROS
7/23/99 Warrant to Purchase Common Stock of Mohammad Soltani SM001584-1594
7/23/99 Warrant to Purchase Common Stock of Kevork K. Tashjian SM001595-1605
7/23/99 Warrant to Purchase Common Stock of Adrian Turcotte SM001606-1616
7/23/99 Warrant to Purchase Common Stock of Boyd Willat SM001617-1626
7/23/99 (1) Warrant to Purchase Common Stock of William J. & Patricia M. SM001636-1647
Wilkinson
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(2) Transmittal letter to Robert Schultz from Mary Lou Javines, Assistant to
Bill Wilkinson dated 1/11/00
7/23/99 Warrant to Purchase Common Stock of Steven Patrick SM001650-1659
7/23/99 Warrant to Purchase Common Stock of Michael H. Edwards 1994 Rev. SM001689-1700
Trust, with undated letter to Bob from Mike Edwards re warrant purchase
(10,000)
7/23/99 Warrant to Purchase Common Stock of Charles J. Blomme (15,000) SM001710-1720
7/23/99 Warrant to Purchase Common Stock of Charles J. Blomme (5,000) SM001721-1731
7/23/99 Warrant to Purchase Common Stock of Bromberg Family Trust (10,000) SM001744-1754
7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (22,500) SM001760-1770
7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (2,500) SM001771-1781
7/23/99 (1) Warrant to Purchase Common Stock of Charles J. Blomme (5,000) SM1895-1927
(2) Warrant to Purchase Common Stock of Charles J. Blomme (15,000)
(3) Warrant to Purchase Common Stock of Andrew J. Brindock
7/23/99 Warrant to Purchase Common Stock of Bromberg Family Trust (10,000) SM001928-1938
7/23/99 (1) Warrant to Purchase Common Stock of Compton Family Trust (22,500) SM001952-1964
(2) Transfer receipt for $25,538.38
(3) Memorandum to Stan Compton from Peter Paul re warrant call
7/23/99 Warrant to Purchase Common Stock of Compton Family Trust (2,500) SM001965- 1975
7/23/99 Warrant to Purchase Common Stock of Shannah L. Compton SM001976-1986
7/23/99 Warrant to Purchase Common Stock of Michael H. Edwards 1994 Rev. SM001987-1997
Trust (10,000)
7/23/99 (1) Warrant to Purchase Common Stock of Cameron L. Compton SM001782-1794
(2) Warrant Certificate Purchase Form of Cameron Compton dated 6/6./00
7/23/99 Duplicate of (1), SM001784-1794, above SM002633-2643
7/23/99 (1) Warrant to Purchase Common Stock of Shannah L. Compton SM001795-1807
(2) Warrant Certificate Purchase Form of Shannah L. Compton dated 6/6/00
7/23/99 Fax to Gary Stiffelman and Peter Paul from Jeffrey D. Segal, attaching draft SM002717-2721
of option letter agreement
7/23/99 (1) Letter to Jeffrey D. Segal from Stephen M. Gordon, granting an option SM003220-003225
to purchase 150,000 shares of common stock
(2) Letter dated 10/5/99 to Jeffrey D. Segal from Stephen M. Gordon,
granting an option to purchase 100,000 shares of common stock
7/23/99 Form of Exhibit to Warrant to purchase 15,000 shares of common stock for SM003295-3296
Kenneth Bald and blank Purchase Form
7/23/99 Stock Option Agreement of Boulder Capital Opportunities for Dave SM003382-3385
Medinnis for 50,000 shares of common stock
7/28/99 (1) Warrant to Purchase Common Stock of Mark L. Hendler (3,333) SM001674-1687
(2) Warrant Certificate Purchase Form of Mark L. Hendler (undated)
(3) Check to Stan Lee Media from The Hendler Group for $16,670 dated
6/14/00
7/28/99 Warrant to Purchase Common Stock of Mark L. Hendler (3,333) SM001446-1456
8/2/99 Stan Lee Media, Inc. Transaction Detail by Account, July 1999 SM000017-30
8/4/99 Fax to Brad Schrupp and Gill Champion from Jeffrey D. Segal re insert to SM001063-1064
investor relations site
8/8/99 Letter to Thelton McMillian at Organic from Peter Paul re issuance of SM000216-217
150,000 shares of stock
8/9/99 Audit letter to BDO Seidman, LLP, Attn: Junko Kobayashi, C.P.A. from SM000183-187
Jeffrey D. Segal
8/12/99 Email to Peter Paul and Steve Gordon from Matt Edelman at 3MB SM 000001
Associates re money wired for stock
8/12/99 Email to Peter Paul and Stephen Gordon from Matt Edelman re money wired SM003230
9/2/99 Letter to Grantees of Options and Warrants of Stan Lee Media from Stan SM003282-3283
Lee and Gill Champion re Form S-8 Registration Statement
Undated Page entitled “Liquidity and Capital Resources” SM003284
9/14/99 Subscription Agreement between Eat-Time Media, Inc., Excelsior SM000233-236
Productions, Bon Appetit, Inc. and Stan Lee Media, Inc.
9/17/99 Employment Agreement of William James Wilkinson, Jr. SM002658-2675
9/21/99 Warrant to Purchase Common Stock of Charles J. Blomme and Deborah A. SM001732-1743
Schlichting
9/22/99 Fax to Peter Paul from Gary Stiffelman, enclosing draft of License SM001151-1158
Agreement between Stan Lee Media and Macromedia
9/22/99 Duplicate of SM001151-1158 above with handwritten notes SM001159-1166
9/27/99 Letter to Stan Lee Media and Gill Champion from Sue Field at Organic re SM000218
investment in Stan Lee Media
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9/27/99 Employment letter agreement between Stan Lee Media and Will Meugniot SM003335-3336
9/28/99 Letter to Stan Lee Media from Kenneth L. Guernsey at Cooley Godward re SM000219-220
Organic/Omnicom Group Loan Agreement dated as of 8/27/99
9/28/99 Release between Stan Lee Media and Organic SM000221-226
9/29/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching Macromedia comments SM001138-1150
to Securities Purchase Agreement between Stan Lee Media, Inc. and
Macromedia, Inc.
10/5/99 The Nasdaq SmallCap Market Application for Stan Lee Media, Inc. SM003593-3599
10/8/99 Faxed copy of draft Agreement between Stan Lee Media and Macromedia SM001130-1137
10/11/99 Financial Consulting Agreement between Stan Lee Media and VMR Capital SM002813-2818
Markets U.S.
10/11/9 Written Consent of Directors of Stan Lee Media, Inc. SM002834-2847
10/13/99 Letter to Sol Gerber from Susan J. Johnston, Assistant to Peter Paul, SM000169-170
enclosing stock certificates of Sol Gerber and Ruth Gerber as Trustees of the
Gerber Family Trust DTD 12/31/77
10/13/99 Letter to Jeff D. Segal, Esq. from Susan J. Johnston, Assistant to Peter Paul, SM000171
enclosing stock certificates issued to Cyberia Inc. (unexecuted)
10/13/99 Letter to Jeff D. Segal, Esq. from Susan J. Johnston, Assistant to Peter Paul, SM000172-173
enclosing stock certificates issued to Cyberia Inc. (executed); letter dated
10/7/99 to Paul Abrams from Peter F. Paul, enclosing stock certificates to
Montague Securities International Ltd.
10/13/99 Letter to Jeff D. Segal from Susan J. Johnston, Assistant to Peter Paul, SM001042-1043
enclosing stock certificates issued to Cyberia Inc. (unexecuted and executed
copies)
10/13/99 Duplicate of SM001042 above SM001057
10/19/99 Letter (page 1 only) to Stan Lee from Lieberman & Nowak, LLP re letter of SM002727
9/22/99
10/19/99 Duplicate of SM002727 above, with page entitled “Correspondence” SM003111-3112
attached
10/22/99 Fax to Peter Paul and Gill Champion from Gary Stiffelman, attaching SM001117-1129
comments to Agreement between Stan Lee Media and Macromedia from
Loeb & Loeb dated 10/12/99
10/29/99 Email to Udo Grzesiak from Bob Schultz re trouble buying stock SM003233
Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with SM003113-3115
handwritten notes
Undated Series A stock certificate number 0002 (blank) SM009269-9270
11/1/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re transfer of SM003583-3587
shares for Lee Family 1985 Trust
11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee requesting issuance SM006144-6145
of stock certificates for various restricted shares
11/3/99 Handwritten notes containing investors and amounts SM000010-15
11/3/99 Draft Agreement between Stan Lee Media and Macromedia SM001088-1099
11/3/99 Fax to Peter Paul from Gary Stiffelman, attaching a clean copy of SM001104-1116
Agreement between Stan Lee Media and Macromedia
11/3/99 Securities Purchase Agreement between Stan Lee Media, Inc. and SM002870-2929
Macromedia, Inc.
11/3/99 Opinion letter to Macromedia, Inc. from Jeffrey D. Segal re financing SM009227-9239
arrangements, with attachments
11/4/99 Letter to Peter F. Paul from Jeffrey D. Segal, enclosing stock certificate in SM001053-1054
the name of Macromedia
11/4/99 Duplicate of SM001053-1054 SM009225-9226
11/4/99 Duplicate of SM001053-1054, with additional pages attached SM002722-2726
11/4/99 Fax to Loren E. Hillberg and Messrs. Paul and Champion, enclosing SM009253-9256
executed counterpart signature pages for Securities Purchase Agreement and
Registration Rights Agreement
11/5/99 Letter to Loren Hillberg from Gill Champion, enclosing stock certificate in SM001055-1056
the name of Macromedia
11/10/99 Fax to Junko Kobayashi from Jeffrey D. Segal, attaching $100,000 Compton SM002941-2968
Family Trust financing documents and $100,000 Blomme/Schlichting
financing documents
11/11/99 Letter to Gary Stiffelman at Ziffren, Brittenham, Branca & Fischer, SM000168
enclosing a fully executed Securities Purchase Agreement between Stan Lee
Media, Inc. and Macromedia, Inc.
11/11/99 Letter to Gary Stiffelman from Susan Johnston, Assistant to Peter Paul, SM001100-1103
enclosing fully executed copy of Securities Purchase Agreement between
Stan Lee Media, Inc. and Macromedia, Inc. (not attached), but with attached
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press release dated 11/9/99 entitled “Stan Lee Media Partners with
shockwave.com to Deliver Episodic Super Hero Animation on the Web”
11/12/99 Letter to Jeffrey Segal from Gary Stiffelman, enclosing copy of Stan Lee SM009240-9252
Media/Macromedia Distribution Agreement (unexecuted)
11/23/99 (1) Handwritten note re Dean Vincent White SM002655-2657
(2) Handwritten note re Dean White health problem from Jerome P. Helman,
M.D.
(3) Handwritten note re Dean White from Emergency Department of Daniel
Freeman Marina Hospital
12/2/99 Fax to Peter F. Paul, Gill Champion, Jeffrey D. Segal and Howard M. Knee SM002689-2696
from Dominic Surprenant, attaching memorandum re Mark Lasoff
Mediation
12/7/99 Stock certificates of James P. Lynn, Arthur M. Lieberman and Keith D. SM000002-9
Nowak
12/7/99 Letter to Samantha Meltzer from Robert M. Schultz re acceptance of SM003281
employment
12/9/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re issue of SM003588-3590
new certificate for 4,000 shares for 3MB Associates, LLC
Undated Contact information for six shareholders SM000016
12/20/99 Letter to Junko Kobayashi from Robert M. Schultz re terms of employment SM003268
12/21/99 Email to Bob Schultz from Allen Gordon re investors prospectus SM003232
12/22/99 Email to investorinfo @stanleemedia.com from Eric Christensen requesting SM003231
advice on company’s current direction
12/31/99 Stock Option Agreement for Anthony Winn SM002684-2686
12/31/99 Lists of shareholders and number of shares SM003188-3189
Undated Draft Certificate for Common Stock Purchase Warrants for 20,000 warrants SM003018-3027
of Conan Sales Co. LLC
Undated File Index SM0033545-3555
Undated File folders entitled “AFTRA Agreement” SM003556-3557
Undated AFTRA Experimental Internet Agreement between AFTRA and Stan Lee SM003558-3563
Media for “Stan Lee Rants”
Undated Typewritten note to Iyan (unsigned), attaching draft of Computer Generated SM003564-3570
Animation Television Agreement
Undated Forecast Assumptions, Income Statement, Balance Sheet, Cash Flow SM006283-6288
Statements and Calculation Detail for Stan Lee Media, Inc.
1/00 Resume of Paul Young, with handwritten note re salary and stock options SM002687-2688
1/10/00 Engagement letter to Stephen A. Segal at Systems Specialties, Inc. from Stan SM000482-500
Lee Media, Inc. re engagement as a consultant
1/10/00 Stock Option Agreement for 25,000 shares for Devendra Mishra SM003337-3340
1/10/00 Letter to Stephen M. Gordon from Montaque Securities International re SM003395
purchase option for 100,000 shares in exchange for consulting services
(unexecuted)
1/20/00 Stock Price History of Stan Lee Media, Inc. SM003328-3330

1/28/00 Merrill Lynch CMA Account statement for Robert Schultz and Helane SM006053-6105
Schultz JTWROS
1/31/00 Fax to Gary Stiffelman and Paul Champion from Jeffrey D. Segal re SM000141-165
Backstreet Boys Option Agreements, attaching Stock Option Agreements for
Nicholas Carter, Alexander J. McLean, Kevin Richardson, Howard
Dorough, Brian Thomas Littrell and The Firm
Undated Market Makers page for SLEE SM003331
2/00 Purchase Agreement between Stan Lee Media, Inc. and purchaser on SM003672-3703
Schedule A
2/1/00 Fax to Jordan Keller at Lassiter, Tidwell & Hildebrand from Gary SM000115-140
Stiffelman, attaching fax described in SM000141-165 above
2/1/00 Fax to Gary Stiffelman and Paul/Champion/Junko from Jeffrey D. Segal re SM000067-95
Backstreet Boys, attaching revised Stock Option Agreements and the “split”
to Green and Kwatinetz, incorporating changes to vesting provisions
2/1/00 Fax to Jordan Keller from Gary Stiffelman, attaching fax described in SM000096-114
SM000067-95 above
2/2/00 Pages 49, 59, 69, 79 & 89 of agreement between Stan Lee Media and SM000062-66
KBNHA Enterprises
Undated Investor Warrants With Registration Rights SM003670-3671
2/8/00 Letter to Peter Paul from Preston King re gift of stock SM003386
2/9/00 Calculator tape and email to Bob Schultz from Patty Smith re webisode folks SM003279-3280
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2/12/00 Email to Junko Kobayashi from Unknown, with numerous pages of financial SM000241-327
information re Stan Lee Media, Inc. attached
2/17/00 Fax to Crystal at Stan Lee Media from Caroline Agamata, attaching Warrant SM001939-1951
to Purchase Common Stock of George Cibaud dated 7/23/99
2/21/00 Letter to Immigration and Naturalization Service from Stephen M. Gordon SM003332
re verification of employment of June Junko Kobayashi
2/25/00 Fax to Joe Abrams and Paul/Champion/Gordon/Wilkinson from Jeffrey D. SM003343-3363
Segal, attaching Software Development and License Agreement and Stock
Option Agreement between Toon Boom Technologies Inc. and Stan Lee
Media, Inc.
3/1/00 Schedule 3(c) to Securities Purchase Agreement listing outstanding SM003002-3007
employee options, outstanding warrants and options, other stock purchase
rights, and outstanding debt securities
3/1/00 Financial Report for Board of Directors Meeting SM003260
Undated Sheet with handwritten note entitled “In order top to bottom” SM003008
3/8/00 Email to Sandy Costantino from Junko Kobayashi re new hires for today SM000039
3/9/00 Employment letter agreement between Derrick Perkins and Stan Lee Media, SM003341-3342
Inc.
3/10/00 Form 3, Initial Statement of Beneficial Ownership of Securities for Arthur E. SM003668-3669
Schramm, Jr.
3/16/00 Email to Junko Kobayashi from Tom Grimley re Tom Grimley employment SM000038
status
3/21/00 Letter to Robert Schultz from David Asplund, attaching draft term sheet SM002848-2850
3/23/00 Email to Junko Kobayashi from Patty Smith re salary increase and giving SM002654
stock options to employees
3/24/00 Fax to Jeffrey H. Cohen from Junko Kobayashi, attaching options schedules SM000195-211
and summary
3/28/00 Letter to Kirt Switzer from Jeffrey D. Segal re Form S-8 Registration SM002833
Statement
3/29/00 Fax to Peter Paul from Arthur M. Lieberman, attaching letter dated 3/24/00 SM001085-1087
to Arthur Lieberman from Kenneth R. Koch re advice on takeover of a
company and related costs
3/30/00 Stan Lee Media, Inc. deposit slip for $200,000 SM000371-372
3/31/00 Warrant to Purchase Common Stock of Frederick W. Howarth SM001457-1463
4/5/00 Letter to Robert M. Schultz from David Asplund of Delano Group Securities SM003651-3656
re private placement of securities
4/10/00 Warrant to Purchase 100,000 shares of common stock of Stan Lee Media, SM002930-2937
Inc. for Montague Securities International, Inc.
4/11/00 Warrant Certificate Purchase Form of Mohamed Soltani SM001581-1583
4/14/00 Engagement letter to Stan Lee Media Board of Directors from Houlihan SM000188-194
Lokey Howard & Zukin Capital
4/14/00 Agenda for Board of Directors Meeting of Stan Lee Media, Inc. SM000044-51
4/14/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Augustine SM000931-1019
Fund, L.P., with schedules and exhibits attached
4/14/00 Warrant to purchase 20,000 shares of common stock for Delano Group SM002994-3001
Securities
4/14/00 Employment Agreement between Stan Lee Media, Inc. and Stephen Brain SM003269-3278
4/14/00 Series A Six Percent (6%) Convertible Promissory Note in the amount of SM006113-6122
$2,500,000 to Augustine Fund, L.P.
4/14/00 Stock Option Agreement of Rick C. Madden for 75,000 shares of common SM006279-6282
stock
4/17/00 Stan Lee Media, Inc. $2,267,500 wire transfer information SM000333-342
4/17/00 Letter to Cynthia Palmer Gershman from Excelsior Productions Inc., SM000166
guaranteeing return on stock of $150,000
4/17/00 Letter to Seth Leyton at Granite Financial Group from Peter F. Paul, SM000167
enclosing stock certificates of Maxi Technologies and Santo Development
Worldwide
5/1/00 Letter to Robert M. Schultz from Deborah A. Schlichting re warrants SM001701
5/9/00 Warrant Certificate Purchase Form of Kenneth B. Avery, with promissory SM000379-382
note and handwritten notes attached
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5/9/00 Form 3 (page 2 only) for options to purchase 7,500 shares of common stock SM003381
5/10/00 Letter to Gill Champion from C. Timothy Smoot re Creekside LLC invoices SM000215
5/10/00 Warrant Certificate Purchase Form of Steven Patrick SM001648-1649
5/10/00 Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 SM001759
5/10/00 Warrant Certificate Purchase Form of Steven Patrick SM001519-1521
5/11/00 (1) Letter to Bob Schultz from Chris Chen re conversion of warrants SM001808-1817
(2) Warrant Certificate Purchase Form of Chris Chen dated 5/13/00
(3) Warrant to Purchase Common Stock of Chris Chen dated 4/3/00
5/11/00 Warrant Certificate Purchase Form of Compton Family Trust and Maury SM001757
Burkom
5/11/00 Warrant Certificate Purchase Form of Maury Burkom SM001758
5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J. SM001702
Blomme re warrant agreements
5/15/00 Warrant Certificate Purchase Form of Deborah A. Schlichting SM001703-1704
5/15/00 Warrant Certificate Purchase Form of Michael H. Edwards SM001688
5/17/00 Letter to Stan Lee Media, Inc., Attn: Gill Champion, from Harris M. Miller SM000042-43
II re Mark Evanier –w- Stan Lee Media, Inc.
5/18/00 (1) Warrant Certificate Purchase Form of Frederick W. Howarth III SM001660-1673
(2) Letter to Robert M. Schultz from Fred Howarth re warrants dated
5/28/00
(3) Warrant to Purchase Common Stock of Frederick W. Howard dated
7/23/99
5/19/00 Fax to Kirk Switzer and Rick Madden from Mary E. Abbruzzese at SM000433-449
Brownstein Hyatt & Farber, attaching Certificate of Correction of Stan Lee
Media, Inc. as filed with the Colorado Secretary of State
Undated Handwritten note re questionnaires SM000450-451
5/26/00 Letter to Edith A. Pope from Robert M. Schultz re exercise of warrants SM001533-1534
5/31/00 List of note and interest payments due as of 5/31/00 SM000386-387
6/00 Chart showing beneficial ownership of Stan Lee Media (Draft) SM001187
6/00 Term sheet from Lake Sherwood Securities Limited re Stan Lee Media, Inc. SM002629-2632
4% Convertible Preferred Stock
6/1/00 D&O Questionnaire of Stephen A. Segal SM000823-845
6/5/00 D&O Questionnaire of Devendra Mishra SM000702-730
6/6/00 D&O Questionnaire of Gill Champion (faxed version) SM000501-526
6/6/00 Duplicate of SM000501-526 above (not faxed) SM000553-583
6/7/00 D&O Questionnaire of Rick C. Madden (faxed version) SM000527-552
6/7/00 Duplicate of SM000527-552 above (not faxed) SM000643-671
6/7/00 D&O Questionnaire of William James Wilkinson Jr. SM000850-880
6/7/00 Letter agreement to Stan Lee Media, Inc. from Coleman and Company SM006106-6112
Securities, Inc. re acting as investment advisor, private placement agent and
investment banker
6/8/00 D&O Questionnaire of Jon P. Corfino SM000584-613
6/8/00 D&O Questionnaire of Robert M. Schultz SM000792-822
6/9/00 D&O Questionnaire of Peter Paul SM000452-481
6/9/00 Pages 2, 3 and 18 of D&O Questionnaire of Nelson Thall SM000846-849
6/12/00 D&O Questionnaire of Will Meugniot SM000672-701
6/12/00 D&O Questionnaire of Arthur E. Schramm, Jr. SM000761-791
Undated D&O Questionnaire of Stephen Brain SM000731-760
Undated D&O Questionnaire of Stephen M. Gordon SM000614-642
6/12/00 Employment letter agreement to Kenneth Williams from Stephen M. Gordon SM002676-2683
re offer of position as President and Chief Executive Officer of Stan Lee
Media, Inc.
6/12/00 Kenneth Williams Restricted Stock and Option Schedule Per Employment SM002978-2986
Agreement, with employment letter agreement attached
6/13/00 Transaction confirmation to Celebrity Enterprises Inc. from Spear, Leeds & SM001357-1358
Kellogg for 40,000 shares
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6/15/00 (1) Check to Stan Lee Media from Myron J. Bromberg, D.D.S. for $50,000 SM001755-1756
(2) Warrant Certificate Purchase Form of Bromberg Family Trust
6/19/00 Letter to Rick C. Madden from Jeffrey D. Segal re Section 16 Filings SM002830-2832
6/19/00 Paraversal Assigned Options SM003205
6/21/00 Draft term sheet from Global Emerging Markets re Stan Lee Media, Inc. SM002651-2652
Convertible Debenture
6/21/00 Letter to Securities Transfer Corporation from Stephen M. Gordon SM002819-2829
requesting stock certificate for 10,000 shares in the name of Stephen Brain,
with copy of Stephen Brain Employment Agreement attached
6/2100 Duplicate of SM002819-2829 above (unexecuted) SM003657-3667
6/28/00 Emails to Rick Madden and Junko Kobayashi from Jeffrey Segal re 3/1/00 SM003626-3641
and 4/14/00 minutes of board meetings
6/28/00 Email to Kirk Switzer from Jeffrey Segal re response to Douglas Reynolds’ SM003642
6/1/00 memo
6/30/00 Statement to Celebrity Enterprises Inc. from Spear, Leeds & Kellogg SM001359-1360
6/30/00 Securities Transfer Corp. list of cancelled shares (from 6/1/00-6/30/00) SM003226-03229
7/00 Memorandum of Understanding between Stan Lee Media Japan Co., Ltd. SM002755-2756
and Venture Soft USA Inc.
Undated Stan Lee Media, Inc. Private Placement Term Sheet of up to $5,000,000 SM002757-2759
Regulation D Offering of Exchangeable Preferred Shares & Warrants from
Trinity Capital Advisors, Inc.
Undated Two pages entitled Trinity Equity Line Term Sheets SM002760-2761
7/00 Draft Warrant to purchase 50,000 shares of common stock for Brookfield SM003067-3075
Investments, Ltd.
7/10/00 General Ledger, Journal Transaction Register, Posting Register SM004746-4749
7/12/00 Warrant to purchase 50,000 shares of Stan Lee Media, Inc. for Brookfield SM000174-182
Investments, Ltd.
7/12/00 (1) Promissory Note in the amount of $500,000 to Brookfield Investments, SM002855-2869
Ltd.
(2) Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc.
for Brookfield Investments, Ltd.
7/14/00 Stan Lee Media, Inc. $489,982 wire transfer information SM000365-367
Undated Folder entitled “Williams, Ken” SM003366
Undated Folder entitled “Form 3-Ken Williams” SM003367
7/19/00 Form 3 of Kenneth S. Williams SM003368-3369
7/19/00 (1) Duplicate of SM003368-3369 above, with fax sheet to Catherine King SM003370-3376
from Rick Madden dated 7/20/99
(2) Handwritten note to Stan Lee Media from Anthony Winn re exercise of
7/21/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching Written Consent SM003618-3625
dated 7/23/99
7/23/00 Written Consent of Directors of Boulder Capital Opportunities, Inc. SM002969-2977
7/25/00 Letter to Security Transfer Corp from Stanley L. Compton re removal of SM003616-3617
restriction from stock certificates
7/28/00 Employee and Consultant Options & Warrants Outstanding SM003211
7/28/00 Capitalization Table SM003212
7/28/00 Duplicate of SM003215, with 2 pages of calculations attached SM003216-3218
7/28/00 Duplicate of SM003215 above, with handwritten notes SM003247
7/28/00 Email to Junko Kobayashi from Ken Williams re employment of Linda SM003333
McEwen
Undated Section 2.1(dd) Brokers SM003213
Undated Schedule 2.1(c)(iv) Shares with Registration Rights SM03214
7/31/00 Warrant to Purchase Shares of Common Stock to Venture Soft Co., Ltd. SM002728-2736
7/31/00 Securities Purchase Agreement to Venture Soft Co., Ltd. SM002737-2748 and
SM004121
7/31/00 Duplicate of SM002737-2748 and SM004121 above SM003055-3066
7/31/00 Email to Rick Madden, Samantha Meltzer and Bob Schultz from Jeffrey D. SM003219
{Client\4211\00\02031311.DOC /}
7
Segal re Form S-8 – Exhibits
7/31/00 Duplicate of SM003219 above, with exhibits attached SM003609-3615
7/31/00 Fax to Audrey Depaulo at Akkamai from Rick Madden, attaching Akamai SM003571-3582
FreeFlow Streaming Services Order Form – Sustained Usage (partially
executed)
Undated Handwritten notes SM003128
Undated Schedule of Stock Ownership by Officers Directors & Five Percent SM003206-3207
Shareholders
Undated Pages 4 and 5 of Stan Lee Media Q&A SM003234-3235
Undated Stock Certificates to be Issued SM003299-3303
Undated Spunky Productions, Inc. – Significant Stockholder SM003304
8/1/00 Email to Stephen M. Gordon from Junko Kobayashi re David Stickell SM002653
replacing David Koran
8/1/00 Preferred Stock Investment Agreement among Stan Lee Media, Inc., Elliott SM003076-3105
Associates, L.P. and Westgate International, L.P.
8/1/0 Common Stock Table and Form S-3 SM003148-3187
8/1/00 Capitalization Table, with handwritten notes SM003208
8/1/00 Duplicate of SM003209 above S003240
8/1/00 Duplicate of SM003208 above, without handwritten notes SM003210
8/1/00 Common Stock Table SM003237
8/1/00 Duplicate of SM003237 above, with 9/30/00 Loans Payable chart attached. SM003249-3251
8/1/00 Duplicate of SM003117 above, with Anti-Dilution Computation attached SM004886-4887
8/1/00 Duplicate of SM003117 above, with General Ledger pages attached SM004901-4911
8/1/00 Freely Tradable Shares SM003246
Undated Selling Stockholders, Form S-3 SM003238-3239
Undated Stan Lee Media, Inc. Bullet Points SM003243
8/4/00 Comprehensive Brand Management Agreement between Stan Lee Media, SM003038-3044
Inc. and Hollywood Chamber of Commerce, Inc.
8/10/00 Opinion letter to Securities Transfer Corporation and Merrill Lynch Pierce, SM002046-2049
Fenner & Smith from Jeffrey D. Segal re transfer of 100,000 shares of
common stock for Celebrity Enterprises
8/15/00 Letter to Venture Soft Co., Ltd. from Kenneth Williams re creation of a joint SM002749-2754
venture, with attached term sheet for Stan Lee Japan
8/15/00 Letter agreement between MBR Productions, Inc., John Semper and Stan SM003028-3037
Lee Media, Inc. re Starship Rights Agreements
common stock for National Multiple Sclerosis Society-Southern California
Chapter
8/16/00 (1) Duplicate of SM001535-1536 SM002056-2059
(2) Opinion letter to Securities Transfer Corporation and Merrill Lynch
Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 5,000 shares of
common stock for Vegas International, Inc.
8/16/00 Duplicate of item (2), SM002058-2059, above SM002338-2339
8/16/00 (1) Opinion letter to Securities Transfer Corporation and Merrill Lynch SM002050-2055
Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 200,000 shares
of common stock for Continental Entities
(2) Officers Certificate of Stephen M. Gordon dated 8/16/00
(3) Opinion letter to Securities Transfer Corporation and Merrill Lynch
Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 10,000 shares of
common stock for Continental Entities dated 8/17/00
8/16/00 Duplicate of (1) and (2), SM002050-2053, above SM002647-2650
8/17/00 Duplicate of item (3), SM002054-2055, above SM002336-2337
8/18/00 Stock certificates for Steven Gerber, Compton Family Trust, Maury SM003129-3147
Burkom, Shannah L. Compton, Cameron L. Compton, Trinity Capital
Advisors, Inc., Mark L. Hendler, Bromberg Family Trust, Steven Patrick,
{Client\4211\00\02031311.DOC /}
8
Mohamed Soltani, Christopher K. Chen, Michael H. Edwards 1994 Rev.
Trust, Kenneth B. Avery, Frederick W. Howarth, Deborah A. Schlichting.
Jose Abadin (2,020), VMR Luxemburg SA (20,202), Jose Abadin (1,350),
and VMR Luxemburg SA (13,650)
8/23/00 Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Form 144 SM003285-3289
for Bromberg Family Trust
8/25/00 Anti-Dilution Computation Re: Elliott Associates & Westgate International SM003121
Pfd. B Conversion
8/25/00 (1) Duplicate of SM003121 above SM003190-3194
(2) Securities With Anti-dilution Provisions
(3) Freely Tradable Shares as of 7/28/00
(4) Registration Penalties Assuming S-3 not Effective until 10/31/00
(5) Email dated 7/26/00 to bschrupp, jcohen, kswitzer, jknetsch from Jeffrey
D. Segal re revised Form S-3
8/28/00 Letter to Securities Transfer Corporation from Rick C. Madden re SM002987-2993
conversion notice with respect to Series B stock and request to issue 133,265
shares to Westgate International, L.P. and 133265 shares to Elliott
Associates, L.P.
8/30/00 (1) Agenda for the Meeting of the Board of Directors of Stan Lee Media, SM002011-2015
Inc.
(2) Executive Summary of Stock Purchase Agreement with Conan
Properties, Inc. dated 8/28/00
8/30/00 Amendment No. 1 to Software Development and License Agreement dated SM003106-3110
as of 4/19/00 between Toon Boom Technologies Inc. and Stan Lee Media,
Inc.
8/31/00 Stock Purchase Agreement by and between Stan Lee Media, Inc. and Sellers SM000881-909
of Conan Properties, Inc.
9/00 Confidential Settlement Agreement and Release between Bryce Zabel and SM003010-3017
Stan Lee Media, Inc.
9/8/00 Security Agreement made by Stan Lee Media, Inc. and Conan Properties, SM000910-930
Inc. in favor of Conan Sales Co. LLC
9/12/00 Memorandum to Stephen M. Gordon and Rick C. Madden from Jeffrey D. SM000212-213
Segal re Creekside LLC litigation matter
9/12/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule SM002063-2082
144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. –
Michael Golden
Adrian Turcotte
144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc. – David
Medinnus
Bromberg Family Trust
for Bromberg Family Trust
9/12/00 Stock Price History of Stan Lee Media, Inc. SM003317-3327
Undated Sheet showing strategic deals and capital structure SM000214
9/15/00 Stan Lee Media, Inc. Previous Day Summary & Detail Report from U.S. SM000351-353
Bank
9/18/00 Opinion letter to Securities Transfer Corporation and Spear, Leeds & SM002109-2110
Kellogg from Jeffrey D. Segal re transfer of 100,000 shares of common
stock for Pittsburg Institutional Inc.
{Client\4211\00\02031311.DOC /}
9
Kellogg for 200 shares
Kellogg for 200 shares
9/28/00 Fax to Bob Schultz and Ken Williams from Gene Jung, attaching term sheet SM002781-2785
9/30/00 Stan Lee Media Balance Sheet SM003248
9/30/00 Stan Lee Media Balance Sheet SM004756-4757
9/30/00 (1) Explanation of Long Term Note with Augustine Financing SM004750-4755
(2) Licensing Rights 9/30/00
(3) “Gross Up” Computation re Section 3.c.i. of K. Williams Employment
Agreement
(4) General Ledger, Activity Report – Detail, 7/1/00 thru 9/30/00
9/30/00 Stan Lee Media, Inc. Earnings Per Share Worksheet SM004758-4759
9/30/00 (1) General Ledger, Trial Balance, 9/30/00 SM004888-4900
(2) General Ledger, Activity Report – Detail, 7/1/00 thru 11/30/00
(3) General Ledger, Journal Transaction Register
(4) Journal Entry
(5) Option Exercise dated 9/12/00
10/2/00 Letter to Paula LaFond from Rick C. Madden re severance pay SM000037
10/4/00 Opinion letter to Securities Transfer Corporation from Jeffrey D. Segal re SM002111-2112
transfer of 90,000 shares of common stock for Pittsburg Institutional Inc.
transfer of 400,000 shares of common stock for Hollywood Holdings
Georges Cibaud
Mohammed Soltani
Michael H. Edwards 1994 Revocable Trust
10/1000 Duplicate of SM002144-2150 above SM002424-2430
144 Sale of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Mark
L. Hendler
Compton Family Trust
Kenneth B. Avery
Celebrity Enterprises
Fenner & Smith from Jeffrey D. Segal re split of certificate for 2,700,000
{Client\4211\00\02031311.DOC /}
10
shares of common stock into two certificates for P.F.P. Family Holdings,
L.P.
10/13/00 (1) Duplicate of SM002463 above (page 1 only) SM003990-3993
(2) Fax to Jonathan Gordon and Stephen Gordon from Jeffrey D. Segal,
attaching opinion letter dated 8/17/00 to Securities Transfer Corporation and
Merrill Lynch Pierce, Fenner & Smith re transfer of 10,000 shares of
common stock from Continental Entities to Norman Herrick
10/16/00 Fax to Bob Schultz and Ken Williams from Gene Jung at Trinity Capital SM002769-2774
Advisors, Inc., attaching term sheet
10/17/00 Opinion letter to Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. SM002184-2207
Segal re margin of 37,500 shares of common stock for Continental Entities
10/17/00 Fax to Bob Schultz and Ken Williams from Gene Jung, attaching corrected SM002794-2796
term sheet
10/17/00 By-Laws of Continental Entities, Inc. SM006262-6273
10/18/00 (1) Letter to Coleman and Company Securities, Inc. from Rick C. Madden re SM001255-1308
termination of 6/7/00 agreement
(2) Letter agreement between Stan Lee Media, Inc. and Coleman & Co.
Securities dated 6/7/00
(3) Warrant to Purchase Common Stock of Christopher P. Moore dated
6/26/00
(4) Warrant to Purchase Common Stock of Arthur B. Whitcomb, Jr. dated
6/26/00
(5) Warrant to Purchase Common Stock of Lynne Pellegrino dated 6/26/00
(6) Warrant to Purchase Common Stock of Philip C. Puccio, Sr. dated
6/26/00
(7) Warrant to Purchase Common Stock of Coleman and Company
Securities, Inc. dated 6/26/00
10/18/00 Opinion letter to Pershing Securities from Jeffrey D. Segal re margin of SM002208-2210
37,500 shares of common stock for Continental Entities
10/18/00 (1) Stock certificate for 25,000 shares of common stock to Continental SM006274-6278
Entities dated 11/2/99
(2) Corporate Resolution for Continental Entities, Inc.
(3) Client Data Sheet for Continental Entities, Inc.
10/20/00 Marked up copy of letter to Kenneth S. Williams from Alan Flatt re terms of SM002786-2793
engagement of Crossover Ventures, Inc.
10/20/00 Letter to Kenneth S. Williams from Alan Flatt re terms of engagement of SM002797-2804
Crossover Ventures, Inc.
Undated Two pages entitled “VMR LOI” SM002805-2806
Susan Pittsburg
10/23/00 Letter to Rick Madden from Alan Flatt of Crossover Ventures, Inc. re private SM002762-2768
placement of up to $12,000,000 through sale of common stock of Stan Lee
Media, Inc.
10/23/00 Letter to Rick C. Madden from Brian M. Wong at Organic re contractual SM003387-3389
restrictions on shares held by Organic, Inc.
144 Sale of 15,000 Shares of Common Stock of Stan Lee Media, Inc. – I.C.
Siegel & Patricia Q. Siegel JTWROS
10/24/00 Market Overhang SM003252-3253
10/27/00 Fax to Rick C. Madden and Peter Paul from Jeffrey D. Segal, attaching SM001065-1084
documentation re Arthur Lieberman’s stock
10/27/00 Cash Budget, July – December 2000 SM003254-3256
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11
10/30/00 Separation Agreement & Release of All Claims between Pamela Aronoff, SM003377-3380
Stan Lee Media, Inc. and Administaff Companies, Inc.
10/31/00 Brokerage Account Statement of Continental Entities Inc. from Mutual SM001176-1179
Service Corporation
10/31/00 (1) Duplicate of SM001176-1179 above SM006207-6251
(2) Brokerage Account Statement of Continental Entities Inc. from Mutual
Service Corporation dated 11/30/00
(3) Confirmation sheets for Continental Entities Inc. for November and
December 2000
10/31/00 Transaction confirmation to Compton Family Trust from Mutual Service SM001167-1169
Corporation
Undated Handwritten notes SM003120
Undated Fax to Rick C. Madden from Jim Budge at SEC, attaching pages 3, 4 and 5 SM003122-3125
of letter to Rick C. Madden from Richard K. Wulff in Office of Small
Business
11/00 Stock Purchase Warrant for 17,045 shares of common stock for Target SM003812-3823
Growth Fund Ltd.
11/00 Stock Purchase Warrant for 3,409 shares of common stock for Nima SM003824-3835
Montazeri
11/00 6% Convertible Debenture Due November 30, 2003 for Bond Street SM003886-3909
Partners, Limited
11/00 6% Convertible Debenture Due November 30, 2003 for Target Growth Fund SM003910-3933
Ltd.
11/00 6% Convertible Debenture Due November 30, 2003 for Nima Montazeri SM003934-3957
11/3/00 Term Sheet for Deal Dated November 3, 2000 Between Warner Bros. and SM003045-3046
Stan Lee Media Relating to “Conan”
11/4/00 Duplicate of SM003118-3119 above, but with date handwritten on first page SM003126-3127
11/06/00 Transaction confirmation to Compton Family Trust from Mutual Service SM002016
Corporation
11/6/00 Transaction confirmation to Continental Entities Inc. from Mutual Service SM001170-1175
Corporation
Corporation
11/6/00 Transaction confirmation to Continental Entities Inc. from Mutual Service SM002025
Corporation
11/7/00 Letter to George Johnson at Securities Transfer Corp. from Robert M. SM006130-6134
Schultz re issuance of shares to parties on attached schedules
11/8/00 Email to Christine Plummer from Junko Kobayashi re needing copies of SM003009
agreements
11/9/00 Opinion letter to Securities Transfer Corporation and Mutual Service SM002229-2235
Corporation from Jeffrey D. Segal re transfer of 37,500 shares of common
stock for Continental Entities
Kenneth Bald
144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Web
Rewards, Inc.
Arthur M. Lieberman
11/9/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation (No. SM003200-3201
111850)
11/9/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation (No. SM003202
111810)
11/9/00 Stan Lee Media, Inc. Journal Entry SM004124-4126
11/10/00 Chart of changes in account balances SM001313
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12
11/13/00 Exhibit A, resolutions re stock dividend SM003047-3048
11/13/00 Letter to Steven E. Machat from Jeffrey D. Segal re vesting of options SM003591-3592
11/15/00 Stan Lee Media Funds Receipt for $250,000 SM000405-406
11/16/00 Letter to Janice Van Houdt at U.S. Bank from Jonathan Gordon at Merrill SM000237
Lynch re 5,000,000 shares of unencumbered common stock of Stan Lee
Media, Inc.
11/17/00 Statement to Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001338
11/17/00 Statement to Hollywood Holdings Inc. from Spear Leeds & Kellogg SM001337
11/17/00 Statement to Continental Entities Inc. from Spear Leeds & Kellogg SM001336
11/20/00 Statement to Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001334
11/20/00 Statement of Continental Entities Inc. from Spear Leeds & Kellogg SM001335
11/20/00 Statement of Hollywood Holdings Inc. from Spear Leeds & Kellogg SM001343
11/21/00 Statement of Hollywood Holdings from Spear Leeds & Kellogg SM001341-1342
11/21/00 Statement of Continental Entities Inc. from Spear Leeds & Kellogg SM001340
11/21/00 Statement of Celebrity Enterprises Inc. from Spear Leeds & Kellogg SM001339
11/21/00 Accounts at Merrill Lynch with Stan Lee Media Stock SM001314
Blake R. Lindquist
11/21/00 Letter to Securities Transfer Corporation [and Brockington Securities, Inc.] SM002273-2282
from Stephen M. Gordon re Rule 1414 Sale of 210,000 Shares of Common
Stock of Stan Lee Media, Inc. – The Trust Company of United Mizrahi
Bank, Ltd. By Assignment from Excelsior Productions
Keith Nowak
11/24/00 Notice of Debit for Compton Family Trust, with wire transfer instructions SM006252-6253
attached
11/27/00 Opinion letter to Securities Transfer Corporation and SOS Resource SM002289-2291
Services, Inc. from Jeffrey D. Segal re transfer of 200,000 shares of common
stock for Celebrity Enterprises
11/27/00 Duplicate of SM002575-2578 above, with attachments SM003982-3989
11/27/00 Letter to Salvatore Russo from Celebrity Enterprises, Inc. re ownership of SM002644
200,000 shares of common stock
11/27/00 Email to Rick Madden from Robert Schultz re Augustine, with handwritten SM03116
notes
11/27/00 Fax to Gill Champion from Sara Dale McClain, attaching 11/21/00 letter re SM006135-6139
transfer of 18,000 of James P. Lynn, with handwritten note saying, “From
Bob Schultz said has no idea who this is?”
11/28/00 Chart of Margin Debits SM001345
Undated Wire transfer instructions to HSBC Bank USA for Stan Lee Media SM002017
Undated Duplicate of SM002017 above SM002026
11/29/00 Opinion letter to Securities Transfer Corporation and SOS Resource SM002292-2298
Services, Inc. from Jeffrey D. Segal re transfer of 171,500 shares of common
stock for P.F.P. Family Holdings, L.P.
11/29/00 Opinion letter to Securities Transfer Corporation and Paine Webber, Inc. SM002579-2585
from Jeffrey D. Segal re transfer of 171,500 shares of common stock for
P.F.P. Family Holdings, L.P.
11/30/00 Table I – Securities to be Sold SM001322
11/30/00 Letter to Access Securities from Sal Russo at S.O.S. Resource Services Inc. SM002018
11/30/00 Inter-Office Memorandum to SLM Staff from Ken Williams re recent SM002851-2853
activities
11/30/00 Securities Purchase Agreement Between Stan Lee Media, Inc. and various SM003704-3811
Investors
11/30/00 Registration Rights Agreement among Stan Lee Media, Inc. and various SM003836-3856
Holders
11/30/00 Escrow Agreement among Stan Lee Media, Inc. and various Investors SM003858-3872
11/30/00 Transfer Agent Instructions to Securities Transfer Corporation from Stephen SM003878-3881
{Client\4211\00\02031311.DOC /}
13
Gordon
11/30/00 Opinion letter to Purchasers of 6% Convertible Debentures and Warrants SM003882-3885
from Jeffrey D. Segal
11/30/00 Warrant to purchase 68,182 shares of common stock for Bond Street SM003958-3969
Partners Limited
11/30/00 Warrant to purchase 2,000 shares of common stock for Astor Capital, Inc. SM003970-3981
11/30/00 Release Notice between Stan Lee Media, Inc. and Bond Street Partners SM003869-3872
Limited
Undated Form 144 of Stan Lee Media SM001321
Undated Schedule of Stock Ownership by Officers Directors & Five Percent SM002854
Shareholders
12/1/00 Weekly Security Position Listing SM001184-1186
12/1/00 List of Shareholders SM001212-1254
Corporation
12/1/00 Fax to Jeffrey Segal from Mark Fractor re Rule 144 Opinion Letter for SM001361-1388
Continental Entities Inc. and Hollywood Holdings, Inc. (with attachments)
12/1/00 Fax to Jeff Segal from Rick Madden, attaching documentation re Rule 144 SM001418-1423
sale
12/1/00 Letter to Stan Lee Media, Inc. from Jeffrey J. McLaughlin at Access SM002019
Securities re acting as “market maker”
12/1/00 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation SM003199
SOS Resource Services, Inc.
12/4/00 Duplicate of SM001188 above (letter only) SM001320
12/4/00 Fax to Donnelly Financial from Rick Madden, attaching page of Stock SM001415-1417
Purchase Warrant of Bond Street Partners, L.P. with handwritten changes
Continental Entities
Continental Entities By Assignment from Hollywood Holdings
12/6/00 Letter to Patricia Thompson at NASDAQ from Rick C. Madden, enclosing SM001393-1402
list of record holders dated 11/27/00
12/6/00 Opinion letter to Securities Transfer Corporation and Access Securities from SM002645-2646
Jeffrey D. Segal re transfer of 200,000 shares for SOS Resource Services,
Inc.
12/6/00 Fax to Jeff Segal from Sarah Dale McClain at Securities Transfer SM003997-4003
Corporation re removal of restrictive legend under Rule 144 on SOS
Resources Services, Inc. certificate
12/7/00 Letter to Sol Gerber from Barbara J. Glenns re purchase of 400,000 shares of SM001210-1211
common stock
12/7/00 Memorandum to Sol Gerber from Peter Paul, confirming acquisition of SM003996
400,000 shares
12/8/00 Fax to Jeff Segal from Rick Madden, attaching letter to Patricia J. Thompson SM001389-1392
at Nasdaq Stock Market, Inc., Listing Investigations, from Rick C. Madden
re requested for information
Undated Chart of investor debits and credits SM001344
12/11/00 Letter to Joseph J. Pash, Jr. at Merrill Lynch from Barbara J. Glenns re SM001310
P.F.P. Family Holdings request for 2,300,000 shares to be delivered out from
account
12/11/00 Fax to Mark Orenstein at Snow Beck Krauss from Rick Madden, attaching SM001403-1405
letter to Holders listed on Registration Rights Agreement from Stephen
Gordon re amendments to Securities Purchase Agreement
12/11/00 Letter to Holders listed on Registration Rights Agreement from Stephen SM003857
Gordon re amendments to the agreement
12/12/00 Letter to Joseph J. Pash, Jr. from Barbara J. Glenns re funds to pay debit SM001311-1312
{Client\4211\00\02031311.DOC /}
14
balances
Undated Letter to Merrill Lynch from Andrea Paul re closing account SM001309
12/12/00 Table I – Securities to be Sold SM001323
12/12/00 Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock SM001410-1414
of Elliott Associates, L.P.
12/12/00 Fax to Mark Orenstein from Rick Madden, attaching Transfer Agent SM001406-1409
Instructions
12/12/00 Conversion Notices for Series B 4% Cumulative Convertible Preferred SM006146-6150
Stock for Elliott Associates, L.P. and Westgate International, L.P., with
handwritten note to “Rick” attached
Undated Stock certificate for 952 shares of Series B 4% Cumulative Convertible SM006151-06152
Preferred Stock for Westgate International, L.P.
Undated Stock certificate for 952 shares of Series B 4% Cumulative Convertible SM006153-6154
Preferred Stock for Elliott Associates, L.P.
12/13/00 Chart of Loans Payable – Detailed SM006140-6141
12/14/00 Letter to Fahnestock & Co. from Susan Pittsburg re sale of 55,000 shares of SM001317-1319
stock
12/14/00 Modification and Settlement Agreement between Stan Lee Media, Inc. and SM002938-2940
Kenneth Williams
12/14/00 Release Notice between Stan Lee Media and various Investors SM003873-3877
12/14/00 Letter to Sol Gerber from Barbara J. Glenns re Satellite Partners I, LP/Stan SM003994-3995
Lee Media stock (page 1 only), with Clients Fund Account attached
12/14/00 Letter to Rick C. Madden from Nan Prongay at the SEC re informal SM006254-6261
investigation, with attachments
12/15/00 Opinion letter to Securities Transfer Corporation and Paine Webber, Inc. SM002330-2335
12/18/00 Letter to Securities Transfer Corporation from Rick C. Madden re Rule 144 SM002039
Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan
Pittsburg
12/18/00 Duplicate of SM002039 above but with attachments SM002624-2628
12/19/00 Opinion letter to Securities Transfer Corporation and Fahnestock & Co., Inc. SM001315-1316
Susan Pittsburg
12/21/00 Liability Summary, with charts re payroll attached SM006155-6173
12/26/00 Letter to Nasdaq Stock Market from Rick C. Madden in response to letter of SM006127-6129
12/18/00 (unexecuted)
12/31/00 General Ledger Activity Report – Detail, 1/1/00 thru 12/31/00 SM004741-4745
1/5/01 (1) Schedule A to Stock Purchase Agreement, listing owners of certain SM006047-6049
shares
(2) Letter to Stan Lee Media from Elliott Associates, L.P. and Elliott
International, L.P. re Registration Rights Agreement dated as of 8/1/00
1/9/01 Representation letter to Rick Madden from David L. Neale of Levene, SM006174-6206
Neale, Bender, Rankin & Brill, L.L.P., with documents re employees
attached
2/1/01 Letter to Rick C. Madden from Stacey K. Fishman at Morrison & Foerster re SM006050-6052
Starship Rights Agreement
2/2/01 Letter to Stacey Fishman from Rick C. Madden re dispute of allegations in SM006142-6143
2/1/01 letter
2/6/01 General Ledger pages SM000328-332
2/6/01 General Ledger page SM000350
2/16/01 Securities Transfer Corporation Current Shareholders List SM004004-4064
3/26/01 Securities Transfer Corporation Current Shareholders List SM004065-4123
4/6/01 Fax to Kenneth S. Williams, Rick C. Madden and Gary E. Klausner from SM000227-232
David B. Golubchik, attaching letter from Michael D. Morin re Arthur
Lieberman v. Stan Lee Media, Inc.
9/4/01 (1) Notice of Hearing; (2) Demurrer by Defendants Stan Lee, Nelson S. SM001020-1041
Thall, Robert K. Burgess, Arthur E. Schramm, Jr., Lars Hellmont, Kenneth
Williams, and Rick Madden to Plaintiff’s Complaint; (3) Memorandum of
{Client\4211\00\02031311.DOC /}
15
Points and Authorities in Support Thereof; (4) Request for Judicial Notice
(filed under separate cover); and (5) Appendix of Non-California Authorities
(filed under separate cover) in Case No. BC251976, Superior Court of the
State of California for the County of Los Angeles
Undated Page describing distribution of 3,600,000 shares of Stan Lee Media stock SM006569
10/11/02 Stipulation of Settlement; [Proposed] Preliminary Order Approving SM006387-6476
Settlement, Certifying the Class, and Providing for Notice, United States
District Court, Central District of California, Case No. CV 01-1621 GAF
(Mcx)
10/11/02 Duplicate of SM006387-6416 above SM006477- 6506
10/30/02 Letter to Eric Waxman at Skadden, Arps from Lee A. Dresie at Greenberg SM006548-6568
Glusker, enclosing Settlement Agreement and Mutual Release executed on SM0025180-25200
behalf of Augustine Capital
11/15/02 Notice of Joint Motion and Joint Motion for Order Approving Settlement SM006289-6310
Pursuant to Bankruptcy Code Section 105 and Bankruptcy Rule 9019(a) and
Authorizing Creditors Committee to Receive Settlement Funds and
Distribute Funds Outside of Plan; Memorandum of Points and Authorities in
Support Thereof, United States Bankruptcy Court, Central District of
California, San Fernando Valley Division, Case No. SV 01-11329-KL
12/27/02 Order Approving Settlement Pursuant to Bankruptcy Code Section 105 and SM006311-6337
Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to Receive SM0024916-24942
Settlement Funds and Distribute Funds Outside of Plan, United States
Bankruptcy Court, Central District of California, San Fernando Valley
Division, Case No. SV 01-11329-KL
5/20/03 Order Re: Final Approval of Proposed Settlement and Plan of Allocation, SM006380-6386
United States District Court, Central District of California, Case No. CV 01-
1621 GAF (Mcx)
7/8/03 Fax to Paul Eckles from United States District Court, Central District of SM006338-6365
California, attaching filed copy of Memorandum Re: Final Approval of
Proposed Settlement and Plan of Allocation dated 7/3/03 in Case No. CV
01-1621 GAF (Mcx)
7/14/03 Fax to Paul Eckles from United States District Court, Central District of SM006366-6372
California, attaching filed copy of [Proposed] Final Judgment and Order of
Dismissal with Prejudice dated 7/3/03 in Case No. CV 01-1621 GAF (Mcx)
12/03 Settlement Agreement and Mutual Release between Constituent Creditors SM006507-6515
and Stan Lee, Lars Hellmont, Arthur E. Schramm, Jr., Nelson S. Thall, Rick SM0025201-25209
Madden, Kenneth Williams, Robert K. Burgess, Robert M. Schultz,
Devendra Mishra and Gill Champion (executed by Skadden, Arps, Slate,
Meagher & Flom LLP)
2/04 Mutual Release of Claims between Stan Lee and Fireman’s Fund Insurance SM006527-6547
Company for Stan Lee, Rick Madden, Robert . Burgess, Nelson S. Thall, SM0025210-25230
Lars Hellmont, Arthur E. Schramm, Jr. and Kenneth Williams
5/7/04 Letter to Gary Klausner at Stutman, Treister & Glass from M. Benjamin SM006516-6526
Valerio at Milbank, Tweed, Hadley & McCloy LLP, attaching Settlement
Agreement and Mutual Release (executed by Mike Diamond on behalf of
Robert M. Schultz, Devendra Mishra and Gill Champion)
8/31/00 General Ledger Journal Transaction Register to reverse FAS123 calculation SM004912-4933
for warrants issued JE #689
8/1/00 General Ledger Journal Transaction Register to record Elliott financing SM004934-4935
stock grants
8/1/00 General Ledger Journal Transaction Register to record anti-dilutive shares SM004936-4937
8/31/00 General Ledger Journal Transaction Register to record Elliott/Westgate SM004938-4939
Preferred B conversion
8/31/00 General Ledger Journal Transaction Register to record anti-dilutive shares SM004940-4941
7/1/00 General Ledger Journal Transaction Register to record allocation of warrants SM004942-4946
7/8/99 New Designated Shareholders, Certificates to be Delivered in Trust to Jeff SM009720
Segal
4/17/00 Letter to Cynthia Palmer Gershman from Excelsior Productions Inc. SM009721
confirming guaranteed return of $150,000 invested in Stan Lee Media stock
4/17/00 Letter to Bradley O’Leary from Excelsior Productions Inc. confirming SM009722
guaranteed return of $150,000 invested in Stan Lee Media stock
Undated Page 2 of Merger Agreement listing shareholder names and shares owned SM009723
10/12/99 Fax to Todd Ficeto/Jose at VMR Capital Markets U.S. and Messrs. Paul and SM009724-9732
Champion from Jeffrey D. Segal, attaching Stock Pledge Agreement dated
{Client\4211\00\02031311.DOC /}
16
10/11/99 between Cyberia, Inc., VMR Luxembourg S.A. and Jeffrey D.
Segal, a Professional Corporation (unexecuted)
4/8/00 Letter to Clayton Clark at Nasdaq from Jeffrey D. Segal responding to SM009733-9767
4/5/00 letter, with attachments
4/14/99 Stock Certificate for 150,000 common shares to Organic Online, Inc. SM009768-9769
1999 Irrevocable Stock Power Separate from Certificate executed by Cyberia Inc. SM009770
Undated Page 2 of Stock Purchase Agreement SM009771
9/26/99 Certificate re Stock Purchase Agreement executed by 112 Interactive Inc. SM009772
7/99 Receipt of stock certificate for 89,000 shares of common stock by SM009774
Hollywood Holdings
7/99 Receipt of stock certificate for 50,000 shares of common stock by E. D. SM009775
Walker
7/99 Receipt of stock certificate for 150,090 shares of common stock by World SM009776
Network, Inc.
7/99 Receipt of stock certificate for 110,000 shares of common stock by 112 SM009777
Interactive, Inc.
6/99 Reorganization and Stock Purchase Agreement between Boulder Capital SM009778-9789
Opportunities, Inc., shareholders of BCOI, Stan Lee Media, Inc. and Robert
Bryan
1999 Form of Stock Purchase Agreement for purchase of 1,863,500 shares of SM009790-9798
Buffalo Capital VII, Ltd. common stock
1999 Form of Stock Purchase Agreement for purchase of 2,028,825 shares of SM009799-9802
Boulder Capital Opportunities, Inc. common stock
4/17/00 Letter to Seth Leyton at Granite Financial Group from Pater F. Paul, SM009803-9805
enclosing stock certificate to Maxi Technologies Ltd. for 10,000 shares and
Santo Development Worldwide for 25,000 shares
4/14/99 Stock certificate to Stan Lee and Joan Lee, Co-Trustees Stan and Joan Lee SM009806
Inter Vivos Trust for 3,600,000 shares of common stock
Undated Boulder Capital Opportunities, Inc. list of authorized and outstanding shares SM009807
of common and preferred stock, with handwritten notes
Undated BCOI Shareholders List SM009808
Undated Shareholders list SM009810
10/13/99 Letter to Sol Gerber from Susan J. Johnston, Assistant to Peter Paul, SM009811-9816
enclosing two stock certificate for 100,000 shares each to Sold Gerber &
Ruth Gerber, Trustees of the Gerber Family Trust DTD 12/31/77
8/26/99 Stock certificate for 50,000 shares of common stock to Cyberia Inc. (C0344) SM009817-9818
8/26/99 Stock certificate for 25,000 shares of common stock to Montague Securities SM009825-9826
International Ltd. (C0359)
8/26/99 Stock certificate for 10,000 shares of common stock of Montague Securities SM009827-9828
International Ltd. (C0360)
10/7/99 Letter to Paul Abrams from Peter F. Paul, enclosing two stock certificates to SM009829
Montague Securities International Ltd.
7/21/99 Page 1 of letter to Kevin Halter, Jr. at Securities Transfer Corporation from SM009830
Boulder Capital Opportunities, Inc. re issuance of 8,500,000 shares of
common stock
6/11/99 Memorandum to Mark Lasoff from P.F. Paul re stock grant in SLM SM009831
8/1/99 Form 3 for Devendra Mishra re 50,000 shares of common stock SM009832-9833
9/2/99 Term Sheet for 8% Series A Convertible Preferred Stock offering SM009834
9/1/99 Fax to Gill Champion from Sharon Sullivan, attaching Airings Report and SM009835-0944
shareholder information
9/9/99 Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation SM009845
9/9/99 Invoice to Stan Lee Media from Securities Transfer Corporation SM009847-9848
Undated List of shareholders and shares owned SM009849-9850
4/19/99 Stock certificate for 1,000 shares of common stock to Peter Parker SM009851
Undated Blank form of stock certificate SM009852
Undated Page entitled “Non-Negotiable” SM009853
12/27/99 Fax to Peter Paul from Kevin Halter at Securities Transfer Corporation, SM009854-9863
enclosing report for period 11/1/99 to 12/27/99
Undated Stock Certificates to be Issued list SM009864-9868
{Client\4211\00\02031311.DOC /}
17
4/14/00 Engagement letter to Board of Directors of Stan Lee Media, Inc. from SM009869-9874
Houlihan Lokey Howard & Zukin Capital re acting as financial advisor
9/2/99 Memorandum to Peter Paul from Greg McAndrews re Fee Recap and SM009875-9894
overdue invoices
9/27/99 Fax to Ellen Goldsmith-Vein/Betsy Byng and Gill Champion from Jeffrey SM009895-9897
D. Segal, attaching revised employment agreement with Will Meugniot
10/16/00 Fax to Bob Schultz and Ken Williams from Gene Jung at Trinity Capital SM009898-9903
Advisors, attaching term sheet
10/27/00 Fax to Rick C. Madden and Peter Paul from Jeffrey D. Segal re Arthur SM009904-9923
Lieberman, with attachments
10/26/99 Invoice to Stan Lee Media from Century City Securities Inc. SM008988
Undated Pages entitled “Cyberworld” SM009448-9449
6/2/00 Letter to Robert M. Schultz from Mary S. Aduckiewicz at Cyberworld, SM009450-9461
enclosing Master Preferred Escrow Agreement between Cyberworld and
DSI Technology Escrow Services Inc.; Preferred Beneficiary Acceptance
Form; and warrants documents per contract dated 11/30/99
1/25/00 Email to Bob Schultz from Edgar Hielema, enclosing two draft warrants (not SM009462
attached)
12/1/99 Fax to Bob Schultz from Paul Lypaczewski at Cyberworld re marked up SM009463
page signed by Keith (not attached)
11/25/99 Fax to Bob Schultz from Paul Lypaczewski re Strategic Alliance Agreement SM009464
(not attached)
11/8/99 Strategic Alliance Agreement between Cyberworld International SM009465-9483
Corporation and Stan Lee Media, Inc.
11/15/99 Letter to Robert Schultz from Paul Lypaczewski, enclosing execution copies SM009484-9503
of Strategic Alliance Agreement
11/14/99 Form of Cyberworld International Corporation Share Purchase Warrant SM009504-9506
11/14/99 Duplicate of SM9504-9506 above (reduced size) SM009507-9508
11/14/99 Duplicate of 9504-9506 above SM009509-9511
5/25/00 Letter to Mary S. Aduckiewicz from Robert M. Schultz re Cyberworld’s SM009515
25,000 share stock certificate
Undated Advertisement page re Cyberworld SM009516
5/17/00 Stock certificate for 25,000 shares of common stock to Cyberworld SM009517-9518
International Corp. (C0871)
11/3/99 Letter to Securities Transfer Corporation from Gill Champion re transfer SM008927-8967
agent instructions, with attachments
Undated Page entitled “Investor’s Schedule” SM008968
12/18/00 Capitalization Table SM008969-8983
Undated Page entitled “John Galt Fund,” with attached letters to Laurence Dunn at SM008984-8987
John Galt Fund, L.P.
9/24/99 Letter to Jan Hoffer from Jeffrey D. Segal re return for reissuance of stock SM009271-9272
certificate C0389
8/9/99 Audit letter to BDO Seidman, LLP from Jeffrey D. Segal SM009274-9278
12/15/99 Consulting Agreement between Stan Lee Media and Creekside LLC SM009279-9280
(unexecuted)
7/23/99 Written Consent of Directors of Boulder Capital Opportunities, Inc., with SM009286-9315
attachments
Undated Stock Certificates to be Issued list, with handwritten notes and copies of SM009316-9329
stock certificates attached
11/15/99 Fax to Jeff Segal from Bowne of Century City, Inc., attaching EDGAR SM009330-9331
confirmation sheet
10/19/99 Email to Jeff [Segal?] from G. McAndrews re settlement offer of shares SM009332
11/24/00 Consent of Independent Certified Public Accountants from BSDO Seidman, SM009521
LLP
Undated Schedule of Stock Ownership by Officers, Directors & Five Percent SM009522
Shareholders
Undated Schedule of Stock Ownership by Officers, Directors & Five Percent SM009523
Shareholders
6/19/00 Paraversal Assigned Options SM009524
8/1/00 Capitalization Table, with handwritten notes SM009525
11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee re issuance of stock SM009526-9527
{Client\4211\00\02031311.DOC /}
18
certificates
Undated Page entitled “Correspondence” SM009528
10/19/99 Page 1 of letter to Stan Lee from Lieberman & Nowak, LLP, responding to SM009529
letter of 9/22/99
Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with SM009530
handwritten notes
Undated Anti-Dilution Computation re Elliott Associates & Westgate International SM0095231
Preferred B Conversion on 8/25/00
Undated Duplicate of SM009533-9534 above SM009535-9536
Undated Stan Lee Media S-3 Figures for Each of Elliott and Westgate, with SM009537
handwritten notes
Undated Insert to page 17 of registration statement SM009538
11/27/00 Email to Rick Madden from Robert Schultz re Augustine, with handwritten SM009539
notes
8/18/00 Stock certificates for shares of common stock to various shareholders for SM009540-9558
various amounts
Undated Duplicate of SM009531 above, with handwritten notes and attachments SM009561-9565
12/31/99 Stan Lee Media, Inc. Stocks, with handwritten notes SM009570
Undated List of shareholders and number of shares SM009571
12/1/00 (1) Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation SM009573-9576
(2) Invoice to Stan Lee Media, Inc. from Securities Transfer Corporation
dated 11/9/00
7/28/00 Employee and Consultant Options & Warrants Outstanding SM009577-9580
6/30/00 Securities Transfer Corp. statement for period 6/1/00 to 6/30/00 SM009588-9591
8/1/00 Common Stock Table, with attachments SM009597-9603
of Bromberg Family Trust
9/12/00 Letter to Kenneth S. Williams from Geeta Dat re Form 144 of Bromberg SM009609-9610
Family Trust
8/15/00 Rule 144 Seller’s Representation Letter of Bromberg Family Trust SM009611
8/15/00 Notice of Proposed Sale of Securities of Bromberg Family Trust SM009612-9613
4/25/00 Letter to Securities Transfer Corporation from Gill Champion re issuance of SM009614-9615
common stock (unexecuted)
8/10/99 Fax to Bob Schultz from Jeffrey D. Segal, attaching Revolving Credit SM009618-9640
Facilities Agreements for Maxi Technologies Limited and Santo
Development Worldwide, with attachments
9/23/99 Exhibit to Warrant to Purchase 15,000 Shares of Common Stock to Kenneth SM009641
Bald (unexecuted)
Undated Purchase Form for Kenneth Bald (unexecuted) SM009642
4/99 Form of Stan Lee Media, Inc. Securities Purchase Agreement SM009643-9650
7/23/99 Form of Boulder Capital Opportunities, Inc. Stock Option Agreement SM009651-9654
6/24/99 (1) Schedule A showing free trade shares released SM009655-9656
(2) Letter to Jeffrey D. Segal from Robert M. Kern re due diligence checklist
(not attached)
11/4/99 Letter to Peter F. Paul from Jeffrey D. Segal, enclosing stock certificate for SM009225-9226
714,286 shares of common stock for Macromedia, Inc.
11/3/99 Opinion letter to Macromedia, Inc. from Jeffrey D. Segal SM009227-9239
11/12/99 Letter to Jeffrey Segal from Gary Stiffelman, Distribution Agreement SM009240-9252
(unexecuted)
11/4/99 Fax to Loren E. Hillberg at Macromedia and Messrs. Paul and Champion, SM009253-9256
attaching executed counterpart signature pages for Securities Purchase
Agreement and Registration Rights Agreement
Undated Agreement Between Stan Lee Media and Macromedia (unexecuted) SM009257-9268
Undated Blank Series A stock certificate no. 0002 of Stan Lee Media, Inc. SM009269-9270
{Client\4211\00\02031311.DOC /}
19
Undated Minute Book, Certificate Book and Stock Ledger of Stan Lee Entertainment, SM004947-5147
Inc., a Delaware corporation
Various Accounts receivable and deposit information SM005632-6046
11/4/99 Descending Shares list SM003396-3413
9/30/99 Options list SM003414
9/30/99 Options list SM003415
Undated Investor Warrants; Consultant Options; Private Placement of Restricted SM 003416-3419
Shares; Stock Transfer Ledger (Share Exchange Merger Transaction)
Undated Business Arrangements SM003420
2/1/00 (1) Purchase Agreement between Stan Lee Media, Inc. and various investors SM003421-3478
(2) Purchase Agreement between Stan Lee Media, Inc. and VMR
Luxembourg S.A. dated 2/4/00
12/6/99 Letter to Clayton Cook at Nasdaq from Jeffrey D. Segal, responding to SM003479-3491
comments in 11/1/99 letter, with attachments
Various Correspondence and agreements re VMR Luxembourg S.A.’s common stock SM003492-3544
ownership
7/19/00 Form 3 for Kenneth S. Williams SM004623-4628
7/19/00 Form 3 for Kenneth S. Williams as faxed to Catherin King from Rick SM004629-4633
Madden on 7/20/00
6/12/00 Letter to Kenneth Williams from Stephen M. Gordon re offer of employment SM004634-4643
as President and CEO as faxed to Gary Stiffelman from Rick Madden
12/14/00 Modification and Settlement Agreement between Stan Lee Media, Inc. and SM004652-4653
Kenneth Williams
10/30/00 Astor Capital Inc. Proposed Equity Draw Down Facility and Convertible SM004654-4663
Debentures, Summary of Proposed Terms/Private Placement
7/31/00 Anti-Dilution Computation Re: Venture Soft Investment SM004664-4665
Various Charts re shares and warrants SM004667-4685
Various Charts re shares and warrants SM004686-4689
requesting stock certificate for 10,000 shares of common stock for Stephen
Brain, with attachments
8/1/00 (1) Elliott Associates & Westgate International Preferred Stock Placement SM004701-4706
(2) Employee and Consultant Options & Warrants Outstanding
(3) Capitalization Table
8/3/00 Stan Lee Media Stock Option Exercise Form for David Medinnus SM004707
7/31/00 Fax to Rick Madden from Ingrid Wong at Solomon Smith Barney, attaching SM004708-4712
letter re David Medinnus and Rule 144
8/10/00 Fax to Gill Champion from Jennifer Meyers at Securities Transfer SM004713-4718
Corporation, attaching letter re David Medinnus and Rule 144
7/23/99 Stock Option Agreement between Boulder Capital Opportunities, Inc. and SM004719-4722
Dave Medinnis
Undated Page entitled “R. Madden Form 3” SM004723
5/8/00 Form 3 for Rick Charles Madden (unexecuted) SM004724-4725
5/8/00 Handwritten draft of Form 3 for Rick Charles Madden SM004726-4729
10/2/00 Letter to Paula LaFond from Rick C. Madden re separation from company SM004730
4/3/00 Warrant to purchase 4,000 shares of common stock for Christopher Chen SM004731-4739
Undated Note to Stan Lee Media from Anthony Winn requesting exercise of 2,000 of SM004740
stock
1/22/01 Faxed copies of page 1 of Stock Purchase Agreement and Schedule A to SM004127-4129
Stock Purchase Agreement from 1999
common stock from Continental Entities
12/8/00 Letter to Nasdaq Stock Market, Listing Investigations from Rick C. Madden, SM004132-4134
responding to 11/30/00 letter
11/1/99 Letter to Jonathan Gordon at Merrill Lynch from Stan Lee, requesting SM004135-4136
issuance of stock certificates
5/27/99 Waiver of Certain Provisions of Linking and Stock Issuance Agreement SM004137
between NPO Online, Inc. and Stan Lee Media, Inc. (partially executed)
5/99 AcmeCity Interactive Community Agreement between AcmeCity and Stan SM004138-4146
Lee Media (unexecuted)
Undated AcmeCity Standard Terms and Conditions SM004147-4149
5/99 Duplicate of SM004138-4144, with handwritten notes SM004150-4157
{Client\4211\00\02031311.DOC /}
20
Undated AcmeCity Standard Terms and Conditions SM004158
4/26/99 Letter to Gill Champion from Richard A. Stambul re Trademark Research SM004159-4163
Report: “7th Portal”
4/20/99 Letter to Gill Champion from Richard A. Stambul re Trademark and SM004164-4165
Recommendations
4/14/99 Letter to Gill Champion from Richard A. Stambul re “Character” Clearance SM004166-4168
Strategy
4/14/99 Letter to Gill Champion from Richard A. Stambul re Trademark Research SM004169-4173
Report: STAN LEE……..
4/14/99 Email to Gill Champion from Jeff Segal, attaching form of Sublease SM004174-4183
Agreement
1/29/99 Letter to Peter Paul from Interactive Studio Management, LLC re potential SM004184
employment of Buzz Dixon
3/22/99 Fax to Gill Champion and Peter Paul from Jeffrey D. Segal, attaching re- SM004185-4188
focused introduction to Business Plan
3/16/99 Memorandum to Robert Schultz from James M. Cassidy at Cassidy & SM004189
Associates re suspect practices in trading securities
2/99 Form of Linking and Stock Issuance Agreement between Stan Lee Media, SM004190-4201
Inc. and NPO Online, Inc.
3/5/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching sections of NPO SM004203-4206
Linking and Stock Issuance Agreement for review
2/16/99 Fax to Jeff Segal from Victor T. Limongelli at Morgan, Lewis & Bockius SM004207-4223
LLP, attaching form of Linking and Stock Issuance Agreement with NPO
Online, Inc.
2/22/99 Fax to Jeff Segal from Steve Gordon, attaching privacy statement that SM004224-4226
Organic prepared for children
2/18/99 Fax to Jeff Segal from Peter Paul, attaching memoranda and email from SM004227-4232
Cassidy & Associates
2/16/99 Fax to Jeff Segal from Victor T. Limongelli, attaching draft of Linking and SM004233-4264
Stock Issuance Agreement with NPO Online, Inc.
2/8/99 Fax to Jeff Segal from Peter Paul, attaching Negotiations Results SM004265-4267
1/29/99 Fax to Peter F. Paul from Jeffrey D. Segal, attaching representation SM004268-4274
agreement (partially executed)
3/31/00 Fax to Steve Gordon from Arthur E. Schramm, Jr., attaching executed SM004275-4279
signature pages to Engagement Letter, Confidentiality Agreement,
Consultant Agreement, Stock Option Agreement
3/31/00 Fax to Jeff Segal from Bob Schultz, attaching form of note and warrant for SM004280-4290
review
4/00 Form of Form S-8 re Options to Purchase Common Stock SM004291-4299
3/28/00 Fax cover sheet to Peter F. Paul, Gill Champion, Robert M. Schultz and SM04300
Arthur E. Schramm, Jr. at Westfield from Joseph Miller at Houlihan Lokey
Howard & Zukin re proposal for services (nothing attached)
3/28/00 Letter to Kirt Switzer from Jeffrey D. Segal, attaching copies of exhibits to SM004301-4322
Form S08 not previously filed
9/27/99 Stock Option Agreement of Majella J. Milne for 10,000 shares of common SM004323-4325
stock
9/27/99 Stock Option Agreement of John P. Paul for 10,000 shares of common stock SM004326-4329
9/27/99 (1) Stock Option Agreement of James A. Salicrup for 20,000 shares of SM004330-4347
common stock (no signature page)
(2) Stock Option Agreement of Frederick J. Schiller for 12,500 shares of
common stock
(3) Stock Option Agreement of Kenneth Thompkins for 15,000 shares of
common stock
(4) Stock Option Agreement of Dean V. White for 10,000 shares of common
stock
(5) Stock Option Agreement of Aaron K. Sowd for 10,000 shares of
common stock
3/24/00 Fax to Jeffrey H. Cohen from Junko Kobayashi, attaching options schedules SM004348-4363
and summary
3/23/00 Letter to Jeffrey H. Cohen from Jeffrey D. Segal, attaching corporate SM004364
minutes book of Stan Lee Media, Inc. (not attached)
3/27/00 Advisory Engagement Agreement letter to Peter F. Paul and Robert M. SM004365-4373
Schultz from Roth Capital Partners, Inc.
3/21/00 Letter to Arthur E. Schramm, Jr. from Jeffrey D. Segal, attaching Consulting SM004374-4384
Agreement executed by Stephen Gordon on behalf of Stan Lee Media, Inc.
{Client\4211\00\02031311.DOC /}
21
3/15/00 Letter to Robert M. Schultz from Mary S. Aduckiewicz, attaching invoice SM004385-4386
from Cyberworld
5/4/00 Fax to Jeff Segal from Gill Champion, attaching faxed letter from Securities SM004387-4390
Transfer Corporation dated 4/25/00, requesting issuance of stock
5/2/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching Employment SM004391-4409
Agreement for signature
5/2/00 Fax to Clayton Clark at NASDAQ and Stephen M. Gordon from Jeffrey D. SM004410-4417
Segal, attaching fully executed Written Consent of Directors dated 4/28/00
ratifying the reconstituted Compensation Committee
6/24/99 Written Consent of Stockholders SM004418-4420
7/23/99 Letter to Stan Lee Media, Inc. from Gary S. Joiner at Frascona, Joiner and SM004421-4424
Goodman, P.C. re Boulder Capital Opportunities/Stan Lee Media
Reorganization and Stock Purchase Agreement
4/25/00 Letter to Jeffrey D. Segal from Michel Racicot at McCarthy Tétrault re Toon SM004425
Boom Technologies Inc. signed warrants
4/25/00 Letter to Securities Transfer Corporation from Gill Champion re issuance of SM004426-4451
stock certificates, with attachments
4/25/00 Letter to Jeffrey D. Segal from Michel Racicot at McCarthy Tétrault re Toon SM004452-4453
Boom Technologies Inc., confirming execution of all agreements for equity
investment
6/5/00 Letter to Kirk Switzer from Jeffrey D. Segal, attaching “governing SM004454-4460
documents” relating to Stan Lee Media, Inc.
6/1/00 Memorandum to Jeff Cohen and Kirt Switzer from Douglas Reynolds at SM004461-4464
Brownstein Hyatt & Farber re Form S-8
5/31/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching SLM (Delaware) SM004465-4466
Stockholder List
5/26/00 Letters to Laurence Dunn, Kenneth Bald, Edith A. Pope and Jose Abadin SM004467-4470
from Robert M. Schultz, enclosing stock certificates (not attached)
5/29/00 Email to Rick Madden from Kirt Switzer re Questions Re: SLM Corporate SM004471
Records
3/1/00 Agenda for Board of Directors Meeting SM004472-4473
10/5/99 Letter to Paraversal, Inc. from Stan Lee Media, Inc., granting option to SM004474-4476
purchase 500,000 shares of common stock
2/2/00 Letter Agreement to KBNHA Enterprises, Inc. from Stan Lee Media, Inc. re SM004477-4484
“The Backstreet Project” (partially executed)
2/21/00 Email to Jeff Segal from Junko Kobayashi re stock option agreements etc. SM004485-4486
2/18/00 Fax to Jose M. Abadin from Jeffrey D. Segal re $2,200,000 PIPE Financing SM004487-4513
Transaction, with attachments
2/18/00 (1) Letter to Peter Paul from Gary Stiffelman, enclosing contracts, stock SM004514-4515
option agreements and conflict letters on behalf of Backstreet Boys (not
attached)
(2) Stan Lee Media, Inc. Capital Structure dated 2/14/00, with handwritten
notes
2/14/00 Fax to Jeffrey D. Segal from Bowne re confirmation that Forms 5 filed with SM004516-4530
the SEC, with forms attached
2/14/00 Fax to Chris Kelly at Bowne from Jeffrey D. Segal, attaching 7 SEC Forms SM004531-4545
5 for filing
2/14/00 Fax to Jeff Segal from Dave Emma at Bowne, attaching blank Form 3 and SM004546-4551
Form 4
2/16/99 Faxed copies of blank Form 3, Form 4 and Form 5 SM004552-4558
2/14/00 Fax to David Emma from Jeffrey D. Segal, attaching Schedule 13D/A SM004559-4567
2/14/00 Fax to Jeffrey D. Segal from Bowne, attaching EDGAR filed Schedule SM004568-4579
13D/A
2/9/00 Fax to Stephen M. Gordon and Robert M. Schultz from Jeffrey D. Segal, SM004580-4584
attaching documents to be signed re Edelman Stock Re-issuance
2/9/00 Letter to Todd Ficeto from Jeffrey D. Segal, enclosing executed signature SM004585-4586
pages to Purchase Agreement and Warrant Agreement (not attached)
4/19/00 Software Development and License Agreement between Toon Boom SM004591-4605
Technologies Inc. and Stan Lee Media, Inc.
5/10/00 Fax to Michele Gastoway from Jeffrey D. Segal, attaching Form 3 for Lars SM004606-4616
F. Hellmont
5/10/00 Letter to Gill Champion from C. Timothy Smoot re Creekside LLC Invoices SM004617
5/8/00 Letter to Stan Compton from Jeffrey D. Segal re investors’ desire to exercise SM004618
warrants
5/5/00 Letter to Jeffrey D. Segal from Barbara J. Glenns re Advisory Services Fee SM004619
{Client\4211\00\02031311.DOC /}
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Agreement and Stock Option Agreement for Montague Securities (not
attached)
5/5/00 Letter to Clayton Clark at Nasdaq from Jeffrey D. Segal re Lars F. SM004620
Hellmont’s ownership of 7,500 shares of common stock
5/15/00 Fax to Rick C. Madden from Jeffrey D. Segal, attaching list of shareholders SM004621-4622
and number of shares
Undated Page entitled “SLM Securities Transfer Corporation Monthly Statements” SM005148
Undated Page entitled “2000” SM005149
10/31/00 Securities Transfer Corp. Statement from 10/1/00 to 10/31/00 SM005150-5158
4/30/00 Securities Transfer Corp. Statement for Preference Technologies, Inc. from SM005184-5194
4/1/00 to 4/30/00
2/28/00 Shareholder Listing for Cutoff Date of 2/25/00 prepared by Securities SM005200-5240
Transfer Corp.
6/10/99 Shareholders List for Boulder Capital Opportunities, Inc., with handwritten SM005294-5299
notes and cover page entitled “Security Xsfers”
Undated Page entitled “SLM Securities Corrospondence” [sic] SM005300
Undated Microsoft Outlook contact information for George Johnson SM005301
Undated Fee Schedule SM005302
Undated References SM005303
Undated “Welcome” letter from Securities Transfer Corporation SM005304
Undated Securities Transfer Corporation mission statement SM005305
Undated “The System” of Securities Transfer Corporation SM005306
Undated Form of Agreement Appointing Securities Transfer Corporation as Transfer SM005307-5324
Agent and Registrar, with attachments
Undated Contact information and taxpayer I.D.s for shareholders SM005325-5335
6/23/99 Memorandum to Stan Medley from Gill Champion re Reorganization and SM005336
Stock Purchase Agreement
7/12/99 Fax to Peter Paul from Robert M. Kern re DiSalvo wire instructions SM005337
7/22/99 Fax to Peter F. Paul and Gill Champion from Jeffrey D. Segal, attaching SM005338-5340
correspondence to transfer agent
7/23/99 Letter to Jan Hoffer from Jeffrey D. Segal, enclosing Irrevocable Stock SM005341-5344
Powers Separate From Certificate relating to transfer of 181,910 shares
owned by V.H.I. Inc. and 100,000 shares owned by NAI Inc.
7/26/99 Letter to Steve Gordon from Michael McNichols re purchase of 1,000 shares SM005345
of common stock
6/27/99 Letter to Peter F. Paul and Gill Champion from Jeffrey D. Segal re SM005346
reorganization transaction with BCOI
7/28/99 Letter to Lars Hellmont from South North, LLC re purchase of 5,000 shares SM005347
of common stock in World Network
7/28/99 Fax to Bob Schultz from Shanna Cowan, attaching DTC instructions for SM005348-5349
7/29/99 Letter to Steve Gordon at World Network from David B. Doupé at SM005350
Insignia/ESG, Inc.
7/30/99 Letter to Steve Gordon at World Network from Michael Nesheim at SM005351
Provident Life and Accident Company re $2,000 check for account
#20842940
8/1/99 (1) Handwritten note from Laurie Kouyoumdjian re purchase of additional SM005352-5353
(2) Handwritten memo to Steve Gordon from Stuart L. Wright re purchase
of 1,000 shares of BCOI stock dated 7/28/99
8/2/99 Letter to Steve Gordon from Arthur E. Schramm, Jr. re purchase of 1,000 SM005354-5355
{Client\4211\00\02031311.DOC /}
23
shares of BCOI stock
8/3/99 Letter to Steve Gordon from Jane R. Harris re purchase of 1,000 shares of SM005356-5357
BCOI/World Network, Inc.
8/5/99 Letter to Steve Gordon from Maxwell Lipman re purchase of 1,000 shares of SM005358-5360
BCOI/World Network, Inc.
8/5/99 (1) Letter to Steve Gordon from Louis Lipman and Matthew Lipman re SM005361-5363
purchase of 1,500 shares of BCOI
(2) Letter to Steve Gordon from Louise D. Lipman re purchase of 100 shares
of BCOI
common stock for Continental Entities to Celebrity Enterprises
8/11/99 (1) Letter to Steve Gordon from Jane Harris re purchase of 222 shares of SM005366-5369
stock
(2) Letter to Steve Gordon from Jane Harris re purchase of 500 shares of
stock dated 7/7/99
(3) Email to Peter Paul from Jane Harris re error of ownership dated 8/14/99
8/13/99 Letter to Steve Gordon from Jane Harris re purchase of 1,000 shares of stock SM005370-5371
common stock for Continental Entities to Norton Herrick
8/17/99 Letter to Mark A. DiSalvo from Jeffrey D. Segal re Stock Purchase SM005374-5375
Agreement Transaction
9/3/99 Letter to Stan Medley from Jeffrey D. Segal, enclosing stock certificates SM005376-5387
9/3/99 Letter to Jan Hoffer from Jeffrey D. Segal re reissuance of stock certificates SM005388-5393
without restrictive legends
request for removal of restrictive legend from certificate for 4,000 shares of
common stock for Thomas Soehngen
9/22/99 (1) Page entitled “Compton Investors” SM005399-5400
(2) Letter to George Johnson at Securities Transfer Corp. from Stephen M.
Gordon re reissuance of stock certificates as two separate certificates
10/19/99 Letter to Stan Lee from Arthur M. Lieberman re transfer of 225,000 of SM005401-5403
restricted shares to Arthur M. Lieberman, Keith D. Nowak and James P.
Lynn
10/27/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re SM005404-5407
issuance of stock certificates
10/28/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re contact SM005408-5411
information and taxpayer I.D.s for entities
10/28/99 Letter to Steve Gordon from Jan Hoffer re need of corporate resolution to SM005412-5415
issue shares
10/28/99 Letter to Steve Gordon from Carmen Rodriguez, Secretary of Arthur M. SM005416-5418
Lieberman, re contact information for three individuals
transfer of shares of common stock for Lee Family 1985 Trust
11/1/99 Letter to Jonathan Gordon from Stan Lee and Joan Lee re issuance of stock SM005423-5429
certificates, with handwritten notes attached
Various Receipts from Securities Transfer Corporation for stock certificates SM005430-5439
requesting issuance of 4,200 shares of common stock to Mark Lasoff and
2,800 shares to Daniel P. Ben-Zvi
12/7/99 Fax to Stephen M. Gordon from Jeffrey D. Segal re stock transfer letter re SM005444-5447
Lasoff stock issuance
12/9/99 Letter to Securities Transfer Corporation from Jeffrey D. Segal re reissuance SM005448-5450
of stock certificate for 4000 shares to 3MB Associates, LLC
12/13/99 Stock certificate C0649 for 2,800 shares to Daniel P. Ben-Zvi SM005451
12/13/99 Stock certificate C0648 for 4,200 shares to Mark Lasoff SM005452
2/9/00 Fax to Jan Hoffer from Steve Gordon re reissuance of stock certificate to SM005453-5457
3MB Associates, LLC
3/23/00 Letter to David Currie at CareMatrix Corporation from Jeffrey D. Segal re SM005458
stock ticker symbol STAN D (OTC and OTCBB)
4/10/00 Fax to Gill Champion from Jennifer Meyers re request to transfer restricted SM005459-5462
shares
4/10/00 Duplicate of SM005459-5462 but with authorized signature for Stan Lee SM005463-5467
Media, Inc.
5/3/00 Fax to Gill Champion from Jennifer Meyers re inability to backdate stock SM005468-5470
{Client\4211\00\02031311.DOC /}
24
certificates
8/10/00 Fax to Jennifer Meyers, Jonathan Gordon and Stephen Gordon from Jeffrey SM005471-5473
D. Segal, attaching opinion letter re transfer of 100,000 shares of common
stock for Continental Entities to Celebrity Enterprises
Fenner & Smith from Jeffrey D. Segal re transfer of 5,000 shares of common
stock for Excelsior Productions, Inc. to Vegas International, Inc.
common stock for Continental Entities to National Multiple Sclerosis
Society-Southern California Chapter
9/18/00 Fax to Steve Gordon, Jeff Pittsburg and Barbara Glenns from Jeffrey D. SM005482-5484
Segal, attaching opinion letter re transfer of 100,000 shares of common stock
for Celebrity Enterprises to Pittsburg Institutional Inc.
transfer of 90,000 shares of common stock for Pittsburg Institutional Inc. to
Susan Pittsburg
10/13/00 Letter to U.S. Clearing Corp. from Jeffrey D. Segal re sale by Arthur M. SM005487-5488
Lieberman of 124,200 shares of common stock
Undated Fax to Gary Joiner from Stan Lee Media, attaching designated shareholders SM005489-5490
list
Undated Letter to Marty [from is illegible] re rough budget for new company SM005491
Various Receipts from Securities Transfer Corporation for stock certificates SM005532-5573
12/1/00 Shareholders List (descending shares sequence) SM005574-5631
2/16/01 Voluntary Petition of Stan Lee Media, Inc., United States Bankruptcy Court,
Central District of California, Case No. SV-01-11331-KL, with attachments
3/16/01 Notes to Schedules of Assets and Liabilities and Statement of Financial
Affairs, United States Bankruptcy Court, Central District of California, Case
No. SV-01-11331-KL, with attachments
3/16/01 Duplicate of pleading immediately above but with many more attachments
Undated Page entitled “Warrants Signature Pages” SM0012764
Undated Warrant signature page for WWM Partnership Trust, 1,000 units SM0012765
Undated Warrant signature page for Edith A. Pope, 2,000 units SM0012766
Undated Warrant signature page for Frederick W. Howarth, 10,000 units SM0012767
Undated Warrant signature page for Morton Feldman, 5,000 units SM0012768
Undated Warrant signature page for Compton Family Trust, 2,000 units SM0012769
Undated Warrant signature page for Steven Patrick (no units designated, but check for SM0012770
$10,000)
Undated Warrant signature page for Kenneth R. Hubbert, 8,333 units SM0012771
Undated Stock Certificates To Be Issued, with attachments SM0012772-12799
Various (1) Check for $30,000 from Michael H. Edwards dated 5/21/99 and for SM0012800-12804
$45,000 from Charles J. Blomme dated 5/20/99
(2) Warrant signature page for William J. Wilkinson, 16,667 units
(3) Deposit slip for $50,000 dated 5/25/99
(4) Check for $50,000 from William J. Wilkinson dated 5/25/99
(5) Warrant signature page for Kenneth B. Avery, 8,333.33 units
Undated Warrant signature page for Kenneth R. Hubbert, deposit slip, and check for SM0012805-12807
$25,000
Undated Warrant signature page for Frederick W. Howarth, deposit slip and check for SM0012808-12810
$30,000
Undated (1) Warrant signature page for Frances S. Masters, 5,000 units, and Lynne SM0012811-12815
K. Masters, 3,000 units
(2) Warrant signature page for I.C. Siegel and Patricia Q. Siegel, JTWROS,
10,000 units
(3) Warrant signature page for Lon and Jaye Getlin, 3,333 units
{Client\4211\00\02031311.DOC /}
25
(4) Deposit slip for $65,000
(5) Checks for $24,000, $30,000, $1,000 and $10,000
Undated Warrant signature page for Steven Patrick (no units designated, but check for SM0012816-12817
$10,000)
Undated (1) Warrant signature page for Compton Family Trust, 2,000 units SM0012818-12819
(2) Warrant signature page for Shannah L. Compton, 1,000 units
(3) Warrant signature page for Cameron L. Compton, 1,000 units
Undated (1) Duplicate of SM0012818-12819 above, but with $6,000 check SM0012820-12826
(2) Warrant signature page for Morton Feldman, 5,000 units
(3) Warrant signature page for Adrian Turcotte, 5,000 units
(4) Duplicate of (3) immediately above, but with $15,000 check
(6) Checks for $10,000, $6,000 and $15,000
Undated (1) Warrant signature page for Compton Family Trust, 2,500 units SM0012827-12832
(2) Warrant signature page for Mohammad Soltani, 4,333 units
(3) Warrant signature page for Charles J. Blomme, 5,000 units
(5) Checks for $7,500, $15,000 and $13,000
Undated (1) Warrant signature page for Kenneth Bald, 15,000 units SM0012833-12836
(2) Duplicate of (1) immediately above, but with $45,000 check
(4) Warrant signature page for Kenneth G. Montgomery, 2,000 units
Undated (1) Warrant signature page for Eddie Alexander, 1,000 units SM0012837-12841
(2) Warrant signature page for Kaaren K. Alexander, 1,000 units
(4) 2 checks for $3,000-
Undated Warrant signature page for Charlotte Bernstein, 1,000 units SM0012842-12845
Undated Warrant signature page for Edith A. Pope, 2,000 units SM0012846-12850
Undated Warrant signature page for Kevork K. Tashjian, 8,333 units SM0012851-12854
Undated Warrant signature page for Bonner W. Adams, 16,667 units SM0012855-12858
Undated (1) Warrant signature page for Edward Powell, 3,333 units, and check for SM0012859-12864
$10,000
(2) Warrant signature page for Andrew J. Brindock, 2,000 units
(4) Warrant signature page for Georges Cibaud, 3,333 units
(6) Checks for $10,000 and $6,000
Undated Warrant signature page for Bromberg Family Trust, 10,000 units SM0012865-12867
Undated Warrant signature page for Boyd Willat, 6,700 units SM0012868-12870
Undated Warrant signature page for WWM Partnership Trust, 1,000 units SM0012871-12873
Undated Warrant signature page for Mark L. Hendler, 3,334 units SM0012874-12876
9/20/99 Incorporation documents for Eat-Time Media, Inc. from Delaware Business SM0012877-12884
Incorporators Inc.
Undated (1) Christmas card from Brownstein Hyatt & Farber, P.C. SM0012885-12893
(2) Christmas card from Stan [Lee?] to Rick [Madden?]
(3) Capitalization Table dated 12/18/00
(4) Letter to Lieberman & Nowak, LLP from Rick C. Madden re ownership
of 124,000 shares dated 11/9/00
12/4/00 Letters to Securities Transfer Corporation, with attachments, re Rule 144 SM0012894-12905
Sale of 25,000 shares of common stock by Continental Entities by
assignment from Hollywood Holdings
10/11/99 Financial Consulting Agreement between Stan Lee Media, Inc. and VMR SM0012906-12914
Capital Markets U.S.
8/27/99 Stock certificate C0406 for 5,000 shares to Frances S. Masters SM0012915
8/27/99 Stock certificate C0407 for 1,000 shares to Lynne K. Masters SM0012916
7/11/99 Warrant Purchase Form of William David Hooper, Jr., Trustee SM0012917
10/19/99 Letter to Stan Lee from Arthur M. Lieberman re transfer of 225,000 SM0012918-12919
restricted shares to Arthur M. Lieberman, Keith D. Nowak and James P.
Lynn
8/28/00 Letter to Securities Transfer Corporation from Rick C. Madden re SM0012920-12928
conversion notice with respect to Series B 4% Cumulative Convertible
Preferred Stock, with request to issue 133,265 shares to Westgate
International, L.P. and 133,265 shares to Elliott Associates, L.P.
12/19/00 (1) Rule 144 compliance letter to Stan Lee Media, Inc. from Fahnestock & SM0012929-12951
Co., Inc. re sale of 55,000 shares of common stock to Susan Pittsburg
(2) Consulting Agreement between Stan Lee Media, Inc. and Paraversal, Inc.
{Client\4211\00\02031311.DOC /}
26
dated 10/5/989
(3) Confidentiality and Invention Assignment Agreement between Stan Lee
Media, Inc., Paraversal, Inc. and Peter F. Paul dated 10/5/99
(4) Letter to Peter F. Paul from Gill Champion re granting of option to
9/28/00 Email to Ken Williams, Robert Schultz, Rick Madden and Peter Paul from SM0012952
Steve Gordon re outstanding warrants
2/8/01 Fax to Dale Downing, Jr. at TIG Specialty Insurance from Rick Madden, SM0012953-12967
attaching correspondence with Nasdaq and addressing threatened claim by
Paul Share on behalf of the sellers of Conan Properties, Inc.
Undated List of Investor Warrants SM0012968
11/7/00 Letter to George Johnson at Securities Transfer Corp. from Robert M. SM0012969-12971
Schultz requesting issuance of shares to parties on attached schedules
11/8/00 Letter to George Johnson from Robert M. Schultz requesting issuance of SM0012972-12973
shares to parties on attached schedules
11/6/00 Fax to Gill Champion from Jennifer Meyers re transfer of 10,000 shares by SM0012974-12979
Stephen Brain to La Jolla Cove Investors
6/26/00 Warrant to Purchase 100,000 shares of common stock for Coleman and SM0012980-12988
Company Securities, Inc. (not executed by Coleman)
10/23/00 Amendment No. 1 to Agreement between Stan Lee Media, Inc., SM0012989-12994
Shockwave.com, Inc. and Macromedia, Inc. (partially executed)
7/23/99 (1) Warrant Certificates for Kenneth G. Montgomery; Kenneth Bald; Kaaren SM0012995-13022
Alexander; Eddie Alexander; Charlotte & Donald Bernstein; Edith A. Pope;
Kevork K. Tashjian; Bonner W. Adams Trustee; Edward Powell; George
Cibaud; Andrew J. Brindock; Bromberg Family Trust; Boyd Willat; WWM
Partnership Trust; and Mark L. Hendler
(2) List of Investor Warrants as of 9/30/99
(3) Warrant to Purchase 1,000 shares of common stock to Charlotte &
Donald Bernstein
4/99 Securities Purchase Agreement between Stan Lee Media, Inc. and numerous SM0013023-13168
Investors, with signature pages of numerous Investors attached
12/12/00 Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock SM0013169-13170
for Elliott Associates L.P.
transfer of 400,000 shares of common stock of Hollywood Holdings
12/14/00 Fax to Rick Madden from Jeffrey D. Segal, attaching letter to Jeffrey D. SM0013176-13182
Segal from Patricia Milton at Paine Webber re Rule 144 sale by PFP Family
Holdings of 80,000 shares of common stock
7/1/99 Schedule 9, Changes in Shares Outstanding SM0013183-13187
12/7/00 Letter to Jeffrey D. Segal from Patricia Milton re Rule 144 sale by PFP SM0013188-13195
Family Holdings, L.P. of 1,000 shares of common stock
12/8/00 Fax to Rick C Madden from Jeffrey D. Segal, attaching Forms 4 and SM 0013196-13202
“Amended” 5 for PFP Family Holdings, L.P.
Undated Stock Certificates To Be Issued SM0013203-13207
2001 (1) Resolutions of the Board of Directors SM0013208-13213
(2) Action by Unanimous Written Consent of Board of Directors dated
11/1/00
9/18/00 Opinion letter to Securities Transfer Corporation and Spear, Leeds & SM0013214-13215
Kellogg from Jeffrey D. Segal re transfer of 100,000 shares of common
stock from Celebrity Enterprises to Pittsburg Institutional Inc.
12/14/00 Letter to Securities Transfer Corporation from Stephen M. Gordon re Rule SM0013216
144 Sale of 55,000 shares of common stock by Susan Pittsburg (unexecuted)
Gordon
4/28/00 Written Consent of Directors SM0011803-11804
6/5/00 Fax to Jeffrey D. Segal from Junko Kobayashi, attaching Written Consent of SM0011805-11808
Directors and letter of resignation from Andrea L. Freitag dated 1/2/00
11/3/99 Articles of Amendment to Articles of Incorporation SM0011809-11825
8/17/99 Articles of Share Exchange between Boulder Capital Opportunities, Inc. and SM0011826-11841
8/12/99 Articles of Amendment to Articles of Incorporation of Boulder Capital SM0011842
Opportunities, Inc.
4/22/96 Certificate of Incorporation of Boulder Capital Opportunities, Inc. SM0011843
4/19/96 Articles of Incorporation of Boulder Capital Opportunities, Inc. SM0011844-11848
4/22/96 Bylaws of Boulder Capital Opportunities, Inc. SM0011849-11866
12/31/99 Written Consent of Directors, with Schedule A (Option/Warrant holders) SM0011867-11878
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27
12/7/99 Resignation letters of Stanley A. Weston, Andrea L. Freitag (12/1/99) and SM0011879-11881
Devendra Mishra (12/1/99)
10/13/99 Written Consent of Directors, with Schedule A (Option/Warrant holders) SM0011882-11893
10/11/99 Written Consent of Directors, with Exhibits A through I SM0011894-0012026
9/9/99 Written Consent of Directors SM0012027
Continental Entities for 37,500 shares of common stock
7/30/99 Securities Purchase Agreement between Boulder Capital Opportunities, Inc. SM0012047-12059
and World Network, Inc. for 37,500 shares of common stock
7/23/99 Written Consent of Director of Boulder Capital Opportunities, Inc. SM0012063-12069
and Continental Entities for 25,000 shares of common stock
7/23/99 Revolving Credit Agreement between Santo Development Worldwide and SM0012083-12093
Boulder Capital Opportunities, Inc. (unexecuted)
7/23/99 Revolving Credit Agreement between Maxi Technologies Limited and SM0012094-12100
Boulder Capital Opportunities, Inc. (unexecuted)
Undated Revolving Unsecured Promissory Note, with exhibits, between Boulder SM0012101-12105
Capital Opportunities, Inc. and Maxi Technologies Limited (unexecuted)
7/22/99 Resignations of Mark A. DiSalvo and Leah DiSalvo as officers and directors SM0012106
of Boulder Capital Opportunities, Inc.
6/25/99 Consent of Directors of Boulder Capital Opportunities, Inc. SM0012107-12108
6/25/99 Consent of Directors of Boulder Capital Opportunities, Inc. SM0012109-12111
8/17/99 Articles of Share Exchange between Boulder Capital Opportunities, Inc. and SM0012112-12127
Stan Lee Media, Inc., with Exhibit A (Reorganization and Stock Purchase
Agreement dated 6/25/99)
5/1/96 Consent of Directors of Boulder Capital Opportunities, Inc. in Lieu of SM0012128-12131
Special Meeting
Special Meeting
4/26/96 Subscription Agreement and Investment Representations between Boulder SM0012134-12137
Capital Opportunities, Inc. and Steven C. Signer(sp?) for 50,000 shares of
common stock
Capital Opportunities, Inc. and ?? (signature illegible) for 50,000 shares of
common stock
common stock
Capital Opportunities, Inc. and Douglas L. Ray for 30,000 shares of
common stock
common stock
Organizational Meeting
4/22/96 Consultation and Subscription Agreement between Boulder Capital SM0012160-12165
Opportunities, Inc. and Robert Soehngen
Opportunities, Inc. and Gary S. Joiner
Opportunities, Inc. and Grant W. Peck
Opportunities, Inc. and Dean F. Sessions
11/9/99 Invoice to Stan Lee Media, Inc. from VMR Capital Markets U.S. for 10,000 SM0010844
shares of common stock per Investment Banking Agreement
10/28/99 Letter to Securities Transfer Corporation from Stephen M. Gordon re SM0010845-10846
information on entities
7/22/99 Securities Transfer Corporation Statement to Boulder Capital Opportunities SM0010847
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1987 to Devendra SM0010848
Mishra for 50,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1988 to Gill SM0010849
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28
Champion for 50,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1989 to Michael SM0010850
Golden for 50,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1990 to Jeffrey D. SM0010851
Segal for 100,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1991 to Stan Lee & SM0010852
Joan Lee TTEE FBO Lee Family 1985 Trust for 3,600,000 shares of
common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1992 to Hollywood SM0010853
Holdings for 400,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1993 to Celebrity SM0010854
Enterprises for 200,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1994 to Stephen M. SM0010855
Gordon for 220,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1995 to Alexandra D. SM0010856
Gordon for 50,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1996 to Excelsior SM0010857
Productions for 210,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1997 to Continental SM0010858
Entities for 545,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1998 to World SM0010859
Network, Inc. for 150,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B1999 to Organic SM0010860
Online, Inc. for 150,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B2000 to P.F.P. Family SM0010861
Holdings, L.P. for 2,700,000 shares of common stock
7/22/99 Boulder Capital Opportunities, Inc. stock certificate B2001 to Peter Dekom SM0010862
for 25,000 shares of common stock
7/23/99 Letter from Jeffrey D. Segal to Mr. Halter re re-issuance SM0010870-10877
Various 99 Stock Transfer Ledger SM0010878
7/13/99 Fax from Peter Paul to Jeff Segal re redrafted Voting Agreement and SM0010879-10882
Conditional irrevocable Proxy, a list of granted Options to employees, and
hand delivered letter to Andrea L. Paul, Secretary
12/01/99-12/31/99 Securities Transfer Corp SM0010883
06/11/99 Memorandum to Mark Lasoff re Stock Grant in SLM SM0010884
02/03/00 Letter to Carolyn S. Reiser from Jeffrey D. Segal re PIPE Transaction SM0010885-10898
02/03/00 Fax and Fax Confirmation of Officer’s Certificate and Exhibit A SM0010899-10901
02/03/00 Fax From Carolyn S. Reiser to Robert Schultz the Opinion Letter and E-mail SM0010902-10907
correspondence after receipt of Opinion
02/02/00 Fax From Carolyn S. Reiser to Robert Schultz and Jeff Segal containing the SM0010908-10912
Opinion Letter
02/02/00 E-mail correspondence from Carolyn Reiser to telj1@aol.com, SM0010913-10917
ldunn@johngaltfund.com, and Robert Schultz @ stanleemedia.com
02/01/00 Stan Lee Media, Inc. Purchase Agreement between Stan Lee Media and SM0010918-10959
Various Purchasers
02/03/00 Warrant to Purchase Shares between Stan Lee Media, Inc. and Asset SM0010960-10970
Management Holdings, Co.
02/03/00 Warrant to Purchase Shares between Stan Lee Media, Inc. and Carmen Italia SM0010971-10981
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Laurence SM0010982-10992
Dunn
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and John Galt SM0010993-11003
Fund, L.P.
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and John Galt SM0011004-11014
Offshore Fund
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Dorado SM0011015-11025
Capital Partners L.P.
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and Zurich HFR SM0011026-11036
Master Hedge Fund Index, Ltd.
02/03/00 Warrant to Purchase Shares between Stan Lee Media Inc. and The Chelonia SM0011037-11047
Fund L.P.
04/19/00 Warrant to Purchase Stock between Stan Lee Media Inc. and Toon Boom SM0011048-11051
Technologies Inc.
05/24/00 Letter From Robert Schultz to Laurence Dunn and John Galt Fund, L.P. re SM0011297-11301
registration of additional securities
11/8/99 Strategic Alliance Agreement between Cyberworld International SM0011302-11317
{Client\4211\00\02031311.DOC /}
29
Corporation and Stan Lee Media, Inc
08/09/00 Email correspondence From Mary Aduskiewicz to Robert Schultz and SM0011318-11319
rrnadden@stanleemedia.com re S3 registration of Cyberworld owned shared
of Stan Lee Media, Inc.
05/17/00 Stock Certificate showing Cyberworld International Corp as the record SM0011320-11321
owner of 25,000 shares of Stan Lee Media, Inc.
11/13/00 Current Shareholder list for Stan Lee Media, Inc as of 11/13/00 SM0011322-11377
08/01/99-08/31/99 Security Transfer List for August 1999 SM0011378-11397
02/07/01 Letter From Robert M. Schultz to Ruben Martinez re Stock Options and SM0011398-11404
Proposed Simultaneous sale
10/30/00 Fax to George Johnson From Bob Schultz re a check in the amount of SM0011405-11408
$27,500 to generate the exercise of an employee stock option for 5,000
shares to Paula LaFond
11/3/00 Stock Certificate with Security Transfer verification for Paula LaFond SM0011409-11412
08/15/00 Irrevocable Stock or Bond Power to Jason Thomas 4,000 shares SM0011413-11414
No Date Irrevocable Stock or Bond Power to Anthony Winn No shares indicated SM0011415-11416
No Date Irrevocable Stock or Bond Power to Aaron Sowd 5,000 shares SM0011417-11419
Various Dates Letters From Elliott Associated, L.P. and Elliott International, L.P. to Stan SM0011420-11428
Lee Media, Inc Attn Rick Madden dated 01/13/01 re Registration Rights
Agreement, a second letter dated 01/13/01 re Registration Rights
Agreement, a third letter dated 01/05/01 re Registration Rights Agreement, a
Fourth letter confirming the Annexed term sheet is acceptable, and a Fifth
letter re financing proposal
No Date Article of Amendment to Articles of Incorporation SM0011429-11453
12/12/00 Fax From Michael Stephan to Rick Madden and Bob Schultz re Conversion SM0011454-11458
Notice for Series B 4% Cumulative Convertible Preferred Stock with notes
on cover sheet
12/12/00 Fax From Michael Stephan to Rick Madden and Bob Schultz re Conversion SM0011459-11463
Series B 4% Cumulative Convertible Preferred Stock
08/28/00 Letter From Rick Madden to Securities Transfer Corporation re conversion SM0011464-11470
notice attached are the Resolutions of The Board of Directors of Stan Lee
Media, Inc.
No Date Specified Registration Rights Agreement among Stan Lee Media, Inc. and Elliott SM0011471-11489
07/00 Associates, L.P. and Westgate International, L.P.
No Date Specified Common Stock Purchase Warrant of 37,500 Shares to Elliott Associates, SM0011490-11502
07/05 L.P. from Stan Lee Media, Inc.
09/05/00 Letter From Rick Madden to Securities Transfer Corp. re incorrect stock SM0011503-11509
issue with a request to correct stocks re Elliott Management Corp, Westgate
International and Elliott Associates
No Date Specified Common Stock Purchase Warrant of 37,500 Shares to Elliott Associates, SM0011510-11523
L.P. not executed
04/14/00 Warrant to Purchase Shares of Common Stock HLHZ, Investments, LLC SM0011524-11538
150,000 shares of Stan Lee Media
12/07/99 Letter From Stephen M Gordon to Securities Transfer Corporation re Stan SM0011139-11141
Lee Media, Inc. for issuance of 4,200 shares to Mark Lasoff and 2,800
shares to Daniel P. Ben-Zvi
11/01/99 Letter From Jeffrey D. Segal to Securities Transfer Corporation re SM0011142-11144
resolutions by the Company’s Board of Directors authorizing Stock
issuances
08/27/01 Letter from Jeffrey D. Segal to Rick Madden and Paul M. Eckles re file box SM0011145-11146
index list relating to all then firm’s business records relating to Stan Lee
Media, Inc. and correspondence relating to Augustine Fund, L.P. v. Schultz
et. al litigation matter
08/23/01 Fax From Gregg Rehberger to Jeffrey Segal re legal opinion request for the SM0011147-11152
removal of legend from Stan Lee Media restricted stock held by Devendra
Mishra
07/23/99 Letter From Jeffrey D. Segal to Kevin Halter Jr. President of Securities SM0011153-11160
Transfer Corporation re re-issuance of Free Trading Stock Certificates, re-
issuance of Restricted securities, and the issue and deliver New Restricted
Securities
No Date Specified Boulder Capital Opportunities, Inc. Written Consent of Directors re the SM0011161-11171
Revolving Credit Agreements, and stock issuances
04/29/99 Boulder Capital Opportunities, Inc. Stock Certificate for Cyberia Inc. SM0011172
4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Unicom Media SM0011173
Partners
4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Sole Gerber & SM0011174
{Client\4211\00\02031311.DOC /}
30
Ruth Gerber, Trustee of the Gerber Family Trust DTD 12/31/
04/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Montague SM0011175
Securities Internationals, LTD
04/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Santo SM0011176
Development Worldwide
4/23/99 Boulder Capital Opportunities, Inc. Stock Certificates for Maxi SM0011177
Technologies LTD.
4/29/99 Boulder Capital Opportunities, Inc. Stock Certificates for V.H.I. Corporation SM0011178
04/29/99 Boulder Capital Opportunities, Inc. Stock Certificates for NAI INC SM0011179
04/22/99 Securities Transfer Corporation Listing the Certificates for Boulder Capital SM0011180-11181
Opportunities, Inc. Stock Certificates
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Devendra Mishra SM0011182
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Gill Champion SM0011183
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Michael Golden SM0011184
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Jeffrey D. Segal SM0011185
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Stan Lee and Joan SM0011186
Lee TTEE FBO Lee Family 1985 Trust
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Hollywood SM0011187
Holdings
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Celebrity SM0011188
Enterprises
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Stephen M. SM0011189
Gordon
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Alexandra D. SM0011190
Gordon
04/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Excelsior SM0011191
Productions
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Continental SM0011192
Entities
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for World Network, SM0011193
Inc
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Organic Online, SM0011194
Inc.
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for P.F.P. Family SM0011195
Holdings, L.P.
4/22/99 Boulder Capital Opportunities, Inc. Stock Certificates for Peter Dekom SM0011196
08/11/99 Letter From Jeffrey D. Segal to Kevin Halter Jr. President of Securities SM0011197-11212
Transfer Corporation re re-issuance of stock certificates along with the
certificates and paperwork for share distribution and lock up agreements
08/11/99 Letter From Jeffrey D. Segal to Peter F Paul, Co-Founder of Stan Lee SM0011213-11226
Media, Inc. re Boulder Capital Opportunities, Inc re shares along with the
written consent of the directors, and stock certificates
08/02/99 Letter from Jeffrey D. Segal to Filing Desk at Securities and Exchange SM0011227-11242
Commission re Form 3 Filings on behalf of Stan Lee, Lee Family 1985
Trust, Devendra Mishra, Gill Champion, P.F.P. Family Holdings, L.P.,
Andrea L. Paul, and Stephen M. Gordon
02/14/00 Receipt Copy of Form 5 U.S. Securities and Exchange Commission Annual SM0011243-11256
Statement of Changes in Beneficial Ownership
2/14/00 Fax from Jeffrey D. Segal to the Bowne requesting Section 16 Filing on SM0011257-11271
behalf of Stan Lee Media, Inc.
06/19/00 Letter from Jeffrey D. Segal to Rick C. Madden, EVP, Stan Lee Media, Inc. SM0011272-11274
re Section 16 Filings and notations with respect to failures to file and/or
amendments required to be filed
04/23/99 Stock Option Agreement by and between Boulder Capital Opportunities, SM0011275-11278
Inc. and Shawn McManus (Grantee)
09/03/99 Letter from Jeffrey D. Segal to Stan Medley re Stan Lee Media, Inc. a list of SM0011279-11290
free-trading and restricted Stock Certificates of various entities
09/03/99 Letter from Jeffrey D. Segal to Jan Hoffer at Securities Transfer Corporation SM0011291-11296
re returning for re-issuance without restrictive legend on Stock Cert Nos.
C0351, C0352, C0353, C0354, and C0355. Name of issuee is Unicorn media
Partners
09/15/00 Letter from Stan Lee Media to MBR Productions, Inc, and John Semper re SM0010346-10357
Starship Rights Agreement.
3/16/99 NPO Certificate showing Stan Lee Media, Inc. owns 180,000 shares SM0010358-10360
10/11/99 Stan Lee Media, Inc. Written Consent of Directors SM0010361-10373
09/18/00 Letter from Jeffrey D. Segal to Securities Transfer and Spear, Leeds, & SM0010374-10375
{Client\4211\00\02031311.DOC /}
31
Kellogg re Stan Lee Media, Inc. Special Counsel opinion letter re transfer of
shares from Celebrity Enterprises to Pittsburg Institutional Inc.
No Date Specified Stan Lee Media, Inc. Schedule of Stock Ownership by Officers Directors & SM0010376
Five Percent Shareholders
4/10/00 Warrant to Purchase Share of Stan Lee Media, Inc. from Montague SM0010377-10384
Securities International, Inc.
11/10/99 Fax from Jeffrey D. Segal to Junko Kobayashi re $100,000 Compton Family SM0010385-10412
Trust Financing Documents and $100,000 Blomme/Schlichting Financing
Documents
04/23/99 Boulder Capital Opportunities, Inc. Written Consent of the Directors SM0010413-10419
06/19/00 Letter from Jeffrey D. Segal to Rick C. Madden, EVP for Stan Lee Media, SM0010420-10422
Inc. re Section 16 Filings
06/12/00 Letter from Stephen M. Gordon EVP-Operations for Stan Lee Media, Inc. re SM0010423-10430
offer of President and Chief Executive Officer of the Company, and
membership on the Company’s Board of Directors
Various Dates Securities Purchase Agreement Schedule 3(c) Outstanding Employee SM0010431-10436
Options to Purchase Common Stock
No date Merrill Lynch WCMA Account SM10451-10456
11/30/00 Merrill Lynch Priority Client Services Statement SM0010457-10458
11/3/00 Pershing mailing to Continental Entities Inc confirmation of shares SM0010459-10460
purchased
11/08/00 Pershing mailing to Continental Entities Inc conformation of shares SM0010461-10463
purchased
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming SM0010464-10466
Transactions
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming SM0010467-10469
Transactions
11/27/00 Spear, Leeds & Kellogg mailing to Continental Entities Inc Confirming SM0010470-10472-
Transactions
11/28/00 Envelopes addressed from Spear, Leeds & Kellogg to Continental Entities SM0010473
Inc
11/29/00 Envelopes addressed from Spear, Leeds & Kellogg to Continental Entities SM0010474
Inc
05/31/00 Statement from Merrill Lynch WCMA Account for Unicorn Media Partners SM0010475-10481
Inc
03/31/00 Statement from Merrill Lynch WCMA Account for Hollywood Holdings SM0010482-10495
Corp
01/31/00 Statement from Merrill Lynch WCMA Account for Hollywood Holdings SM0010496-10501
Corp
04/28/00 Statement from Merrill Lynch WCMA Account for Global Language SM0010502-10509
Solutions Inc
Inc
Inc
08/31/00 Statement from Merrill Lynch WCMA Account for World Network Inc SM0010527-10546
12/99 Statement form VMR Capital Markets U.S. to Unicorn Media Partners Inc SM0010577-10580
02/00 Statement form VMR Capital Markets U.S. to Unicorn Media Partners Inc SM0010581-10584
12/31/99 Merrill Lynch Fiscal Statement on the WCMA Account for Unicorn Media SM0010585-10594
Partners Inc
01/18/00 VMR Capital Markets, U.S. Summary of Proposed Terms & Conditions re SM0010595-10597
Stan Lee Media up to $3 million in Convertible Notes
No Date Specified Urgent Letter from VMR Capital Markets, U.S. to Peter Paul at Stan Lee SM0010598
Media re election not to convert the $500,000 convertible notes due January
9, 2000
10/11/99 Financial Consulting Agreement by and between Stan Lee Media, Inc. and SM0010599-10606
VMR Capital Markets U.S.
12/16/99 Letter from Susan Johnson Assistant to Peter Paul President of Stan Lee SM0010607-10611
Media Inc. to Todd Ficeto with VMR Capital markets, U.S. re Unicorn
Media Partners-Cyberia Inc. corporate resolutions
09/27/99 Confidential Memorandum to Stanley Weston From Peter Paul re SLM SM0010612-10613
Options regarding the issuance of 200,000 options to acquire investment
{Client\4211\00\02031311.DOC /}
32
stock in Stan Lee Media that have been committed by a cooperating
shareholder (Continental Entities Inc.)
9/29/99 Hand written Fax from Stanley A. Weston to Peter Paul re the deal cut with SM0010614-106415
Special Global Licensing Consultants
06/16/00 Letter from Wayne R. Terry for Mitchell, Silberberg & Knupp to Zia SM0010616-10618
Modabber and Katten Muchin Zavis re Bryce Zabel’s offer to settle disputes
with Stan Lee Media
05/16/00 Letter from Zia F. Modabber with Katten Muchin & Zavis to Peter Martin SM0010619-10621
Nelson, Esq of Nelson, Guggenheim, Felker & Levine LLP re Bryce Zabel
the proposal on behalf of Stan Lee Media
04/08/00 Letter from Jeffrey D. Segal to Clayton Clark, Listing Analyst for Nasdaq SM0010622-10627
Listing Qualifications re Stan Lee Media, Inc. response to comments set
forth in April 5, 2000 letter
4/5/00 Letter from Clayton Clark, Listing Analyst for Nasdaq Listing Qualifications SM0010628-10629
to Jeffrey D. Segal re Stan Lee Media, Inc. request to lists its securities on
The Nasdaq SmallCap Market needing additional items from the Company
02/01/00 Purchase Agreement by and between Stan Lee Media and John Galt Fund, SM0010630-10631
L.P., John Galt Offshore Fund, Asset Management Holdings Co., Zurich
HFR Master Hedge Fund Index Ltd., Dorado Capital Partners, L.P., The
Chelonia Fund L.P., Carmen Italia, and Laurence Dunn
02/04/00 Purchase Agreement by and between Stan Lee Media, Inc and VMR SM0010632-10633
Luxembourg S.A. and Jose Abadin
04/07/00 Draft Letter from Holly Newman an Associate with Gleacher & Co. re SM0010634-10639
confirmation of the arrangement which Gleacher & CO. LLC and its
affiliates are engaged by Stan Lee Media, Inc to act as its financial advisors
and exclusive placement agent
03/27/00 Letter agreement from Michael R. Toomey, Principal for Roth Capital SM0010640-10648
Partners, Inc. to Peter F. Paul and Robert M. Schultz of Stan Lee Media, Inc.
confirming the understanding between Stan Lee Media, Inc. and Roth
Capital Partners, Inc.
04/05/00 Letter from David Asplund, President of Delano Group Securities, L.L.C. to SM0010649-10654
Stan Lee Media, Inc. re confirmation of Delano Group Securities L.L.C. is to
serve as financial advisor and private placement of securities of the
company.
04/06/00 Letter from Robert M. Schultz, Vice-President, Finance, to Stan Lee Media, SM0010655
Inc. re response to NASDAQ letter questioning employment of Mr. Schultz
and his license status
10/11/99 Stock Pledge Agreement among Cyberia, Inc (Pledgor) VMR Luxembourg SM001656-10662
S.A. (Pledgee) and Jeffrey D. Segal (Pledgeholder)
No Date Irrevocable Stock or Bond Power blank, but signed, DJ Hot Stocks to Watch SM0010663-10667
list, also parties in connection with the issuance of Entertainment Common
Stock to Excelsior Productions, Continental Entities and/or Organic Online,
Inc.
No Date List of Stock Certificates to be issued SM0010668-10672
04/17/00 Fax from Joan Yarcusko with Aaron Tonken & Associates to Susan SM0010673-10675
Johnston, Assistant to Peter Paul re correcting guarantee return letters to be
sent to Cynthia Palmer Gershman and Bradley O’Leary
04/17/00 Letter from Peter Paul to Seth Leyton with Granite Financial Group re Stan SM0010676-10677
Lee Media, Inc stock certificates issues to Maxi Technologies and Santo
Development Worldwide
04/17/00 Letter from Excelsior Productions Inc. to Mrs. Cynthia Palmer Gershman re SM0010678
confirmation and guarantee the return of $150,000 invested, along with a
return based on the trading price of SLEE as of May 15, 2000.
04/17/00 Letter from Excelsior Productions Inc to Mr. Bradley O’Leary re SM0010679
confirmation and guarantee the return of $150,000 invested, along with a
return based on the trading price of SLEE as of May 15, 2000.
07/26/99 Certificate certifying to Messrs. Frascona, Joinder and Goodman, P.C. SM0010680
purchase of shares of Boulder Opportunities, Inc.
12/27/99 Fax from Kevin Hacten to Peter Paul re Securities Transfer list for 11/01/99- SM0010681-10690
12/27/99
11/04/99 Letter from Jeffrey D. Segal to Peter F. Paul re Stock Certificate No. 0001 of SM0010691
Stan Lee Media, Inc. evidencing 714,286 Shares of Series A Stock
11/05/99 Letter from Gill Champion to Loren Hillberg with Macromedia re Stock SM0010692
certificate 0001 for 714,286 shares issued to Macromedia, Inc.
11/05/99 Letter from Gill Champion to Loren Hillberg with Macromedia re Stock SM0010693
certificate 0001 for 714,286 shares issued to Macromedia, Inc.
{Client\4211\00\02031311.DOC /}
33
11/03/99 Copy of Stock Certificate Issued to Macromedia, Inc. for 714,286 SM0010694
04/14/99 Copy of Stock Certificate issued to Stan Lee and Joan Lee, Co-Trustees Stan SM0010695
and Joan Lee Inter Vivos Trust for 3,600,000
No Date Boulder Capital Opportunities list of 322 Shareholders SM0010696-10699
10/13/99 Letter to Sol Gerber re Stan Lee Media – Stock Certificates (C0356-100,000 SM0010700-10705
and CO357-100,000) from Susan Johnston w/ attachments.
10/13/99 Letter to Jeff Segal re Stan Lee Media – Stock Certificates (C0344-347 – SM0010706-10715
each for 50,000) from Susan Johnston w/ attachments
10/7/99 Letter to Paul Abrams re Stan Lee Media – Stock Certificates (C0359 for SM0010716-10720
25,000 and C0360 for 10,000) -from Peter Paul w/ attachments
07/21/99 Letter to Kevin Halter, Jr. re Issuance of 8,500,000 shares of common stock SM0010721
from ?
06/11/99 Memo to Mark Lasoff from P.F. Paul re Stock Grant in SLM SM0010722
07/21/99 Fax to Peter Paul from Jeffrey Segal, Esq. re shareholder information request SM0010723-10727
from transfer agent w/ attachments
07/8/99 New Designated Shareholder List (certs. to be delivered to Jeff Segal) SM0010728
07/23/99 Form 3-Devendra Mishra SM0010729-10730
09/2/99 Term Sheet for initial offering of $1,000,000 SM0010731
09/1/99 Fax to Gill Champion from Sharon Sullivan re airings report SM0010732-10735
No date Memo to Peter re “stock we talked about for JC” – account rep is Mark SM0010736
Hales
06/11/99 List of people interested in buying SLM stock at opening price SM0010737
06/11/99 Memo to Peter re an additional name to add to the list of people interested in SM0010738
buying stock ASAP (Arnold Klein)
No date List of designated shareholders (Montaque Securities, Santo Development, SM0010739-10741
BVI Co.) w/ attachments
07/24/99 Fax to Peter Paul from Jeffrey Segal re certificates to Joiner law firm w/ SM0010742-10754
attachments
09/9/99 Invoice #003571 to SLM from Securities Transfer Corp. for $25.00 w/ SM0010755-10761
attachments
No date Form of SLM stock certificate SM0010762-10763
No date Analysis of Equity Line SM0010764
No date Astor Capital Inc. Proposed Equity Draw Down Facility & Convertible SM0010765-10774
Debentures Summary of Proposed Terms/Private Placement
No date Shareholders’ Voting Agreement & Conditional Irrevocable Proxy between SM0010775-10779
Stan Lee & Joan Lee and Paraversal Inc.
No date Blank sheet with notation of “Corporate: Stock Purchase” SM0010780
07/23/99 Fax to Paul/Champion from Jeffrey Segal re letters from BCOI to transfer SM0010781-10788
agent (revised) w/ attachments
07/22/99 Fax to Robert Kerns & Peter Paul from Jeffrey Segal re BCOI/SLMI Closing SM0010789-10798
“Open Items”
07/26/99 Faxed signature page of Stock Purchase Agreement sent by Raiskin & SM0010799
Revitz (Grandfield Holdings Group)
08/5/99 Faxed signature page of Stock Purchase Agreement (Execorp Limited) SM0010800
04/14/99 Stock certificate (SLM) for Organic Online, Inc. (150,000 shares) SM0010801-10802
10/12/99 Faxed Irrevocable Stock Power Separate from Certificate (Cyberia Inc.) SM0010803
07/24/99 Faxed signature pages of Stock Purchase Agreement from Jeffrey Segal SM0010804-10810
06/22/99 Faxed Reorganization & Stock Purchase Agreement between Boulder SM0010811-10822
Capital Opportunities, SLM, and Robert Bryan
6/22/99 Faxed Reorganization & Stock Purchase Agreement between Boulder SM0010823-10831
Capital Opportunities, SLM, and Robert Bryan
05/18/99 Faxed Stock Purchase Agreement (form) SM0010832-10840
06/22/99 Faxed Stock Purchase Agreement (form) SM0010841-10843
11/9/99 Invoice to SLM from VMR Capital Markets U.S. re 10,000 Shares Common SM0010844
Stock
11/1/99 Letter to Securities Transfer Corp. from Stephen Gordon re SLM SM0010845-10846
information requested
7/22/99 Invoice to Boulder Capital Opportunities re stock certificates for P.F.P. SM0010847-10862
Family Holdings, L.P. (2,700,000 shares) and Peter Dekom (25,000 shares)
w/ attachments
7/23/99 Consent of Directors (Boulder Capital Opportunities, Inc. SM0010863-10869
7/23/99 Letter to Kevin Halter from Jeffrey Segal SM0010870-10878
7/13/99 Fax to Jeff Segal from Peter Paul re Voting Agreement & Conditional SM0010879-10882
Irrevocable Proxy
No date Statement of Stan Lee & Joan Lee – Trust Account SM0010883
{Client\4211\00\02031311.DOC /}
34
06/11/99 Memo to Mark Losoff re Stock Grant in SLM SM0010884
02/03/00 Letter from Jeffrey Segal to Carolyn Reiser re PIPE Transaction w/ SLM w/ SM0010885-10898
attachments
02/3/00 Officer’s Certificate for Robert Schultz, VP of SLM SM0010899-10901
02/3/00 Fax to Robert Schultz from Carolyn Reiser re opinion letter SM0010902-10907
02/2/00 Fax to Robert Schultz from Carolyn Reiser re opinion letter SM0010908-10912
02/2/00 Email from Carolyn Reiser to telj, ldunn, rschultz re Purchase Agreement SM0010913-10917
02/1/00 Purchase Agreement SM0010918-10959
02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Asset Management SM0010960-10970-
Holdings Co.)
02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Carmen Italia) SM0010971-10981
02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Carmen Italia) SM0010971-10981
02/3/00 Warrant to Purchase Shares of Common Stock of SLM (Laurence Dunn) SM0010982-10992
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (John Galt Fund) SM0010993-11003
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (John Galt Offshore SM0011004-11014
Fund)
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (Dorado Capital SM0011015-11025
Partners L.P.)
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (Zurich HFR Master SM0011026-11036
Hedge Fund Index Ltd.)
02/03/00 Warrant to Purchase Shares of Common Stock of SLM (The Chelonia Fund SM0011037-11047
L.P.)
04/20/00 Faxed Warrant to Purchase Common Stock (SLM/Toon Boom Technologies SM0011048-11051
Inc.)
12/7/99 Letter from SLM to Securities Transfer Corp. re Common Stock of Mark SM0011139-11141
Lasoff (4,200 shares) and Daniel Ben-Zvi (2,800 shares) s/ attachments
11/1/99 Letter from Jeffrey Segal to Securities Transfer Corp. re SLM resolutions of SM0011142-11144
Board authorizing stock issuances per October 28, 1999 letter from Stephen
Gordon
08/27/01 Letter from Jeffrey Segal to Rick Madden & Paul Eckles re file box index SM0011145-11146
list re firm’s business records re SLM
08/23/01 Fax from Gregg Rehberger to Jeffrey Segal re legal opinion request for SM0011147-11152
removal of legend from SLM restricted stock held by Devendra Mishra
07/23/99 Letter from Jeffrey Segal to Kevin Halter, Jr. re SLM stock issuances w/ SM0011153-11184
attachments SM0011185-11196
08/.11/99 Letter from Jeffrey Segal to Kevin Halter, Jr. re Boulder Capital SM0011197-11212
Opportunities, Inc. stock issuances w/ attachments
08/11/99 Letter from Jeffrey Segal to Peter Paul re Boulder Capital Opportunities, Inc. SM0011213-11226
stock issuances w/ attachments
08/2/99 Letter from Jeffrey Segal to SEC re Form 3 Filings SM0011227-11242
SM0011243-11256
02/16/00 Fax from Bowne re Section 16 Filing Request to Jeffrey Segal w/ SM0011257-11271
attachments
06/19/00 Letter from Jeffrey Segal to Rick Madden re Section 16 Filings SM0011272-11274
07/23/99 Stock Option Agreement (Boulder Capital Opportunities, Inc.) re Shawn SM0011275-11278
McManus
09/3/99 Letter from Jeffrey Segal to Stan Medley re stock issuances w/ attachments SM0011279-11296
05/24/00 Letter from Robert Schultz to Laurence Dunn re registration of additional SM0011297-11301
securities
11/25/99 Strategic Alliance Agreement between Cyberworld International Corp. and SM0011302-11317
SLM
09/9/00 Memo from Mary Aduckiewicz to Robert Schultz re S3 registration of SM0011318-11321
Cyberworld owned shares of SLM w/ attachments
11/13/00 Current Shareholders List for SLM as of 11/13/00 SM0011322-11397
01/7/0` Letter from Robert Schultz to Ruben Martinez re stock options SM0011398
10/31/00 Handwritten note from Debra Cranfield (Merrill Lynch) to Robert Schultz re SM0011399
execution of documents
No date Irrevocable Stock or Bond Power and Delivery Instructions and Security SM0011400-11404
Agreement for Ruben Martinez w/ attachments
10/30/00 Fax from Robert Schultz to George Johnson re Pershing re exercise of SM0011406-11412
employee stock option (Paula La Fond) w/ attachments
Agreement for Jason Thomas
Agreement for Anthony Sinn
{Client\4211\00\02031311.DOC /}
35
Agreement for Aaron Sowd
No date Irrevocable Delivery Instructions and Security Agreement for Shawn SM0011419
McManus
No date Files re Elliott Associates, LP w/ letters to SLM re registration rights SM0011420-11428
agreements w/ attachments
No date Articles of Amendment to Articles of Incorporation for SLM SM11429-11453
12/12/00 Fax from Michael Stephan to Rick Madden and Robert Schultz re Stan Lee SM0011454-11458
Conversion w/ attachments (marked up)
12/12/00 Duplicate Fax from Michael Stephan to Rick Madden and Robert Schultz re SM0011459-11463
Stan Lee Conversion w/ attachments
08/28/00 Letter from Rick Madden to Securities Transfer Corporation re Series B 4% SM0011464-11470
Cumulative Convertible Preferred Stock (Westgate International and Elliott
Associates) w/ attachments
No date Registration Rights Agreement between SLM, Elliott Associates and SM0011471-11489
Westgate International
No date Common Stock Purchase Warrant – Redlined - (37,500 shares) (Elliott SM0011490-11502
09/5/00 Letter from Rick Madden to Securities Transfer Corp. re name correction for SM11503-11509
Elliott Associates w/ attachments
No date Duplicate Common Stock Purchase Warrant (37,500 shares) (Elliott SM11510-11523
04/14/00 Warrant to purchase shares of SLM Common Stock (HLHZ Investments, SM0011524-11538
LLC)
2/00 Page entitled “SLM Board Meetings” SM0022449
8/11/00 Certificate of Secretary and Minutes of a Meeting of the Audit Committee of SM0022450-22454
the Board of Directors
5/11/00 Certificate of Secretary and Minutes of a Meeting of the Audit Committee of SM0022455-22456
Board of Directors
4/14/00 Minutes of the Special Meeting of the Board of Directors SM0022457-22461
5/19/00 Certificate of Secretary and Minutes of a Meeting of the Board of Directors SM0022462-22464
6/00 Term Sheet from Lake Sherwood Securities Limited for Stan Lee Media, SM0022469-22472
Inc. 4% Convertible Preferred Stock
6/21/00 Draft Term Sheet from GEM (Global Emerging Markets) for Stan Lee SM0022473-22474
Media Convertible Debenture
6/16/00 Letter to Zia Modabber from Wayne R. Terry of Mitchell Silberberg & SM0022475-22477
Knupp LLP re Bryce Zabel/Stan Lee Media dispute
7/7/00 Minutes of a Meeting of the Board of Directors and Resolutions of the Board SM0022478-22482
of Directors
7/28/00 Unanimous Written Consent of the Board of Directors and Resolutions of SM0022485-22487
the Board of Directors
7/12/00 Certificate of Secretary and Resolutions of the Board of Directors SM0022488-22491
1/29/01 Minutes of a Meeting of the Board of Directors and Resolutions of the Board SM0022503-22510
of Directors
3/1/00 Page entitled “March 1, 2000” SM0022511
3/1/00 Minutes of the Special Meeting of the Board of Directors SM0022512-22519
2/29/00 Email to Ms. Boddie at Macromedia from Jeffrey D. Segal re Stan Lee SM0022520-521
Media, Inc. – Board Contacts
2/27/00 Fax to Junko Kobayashi from Jeffrey D. Segal, attaching Notice of Special SM0022522-22523
Meeting
3/1/00 Contact list of Board of Directors SM0022524-22526
2/27/00 Letter to Stan Lee from Stephen M. Gordon re Notice of Special Meeting SM0022527-22528
2/27/00 Letter to Devendra Mishra from Stephen M. Gordon re Notice of Special SM0022529-22530
Meeting
2/27/00 Letter to Gill Champion from Stephen M. Gordon re Notice of Special SM0022531-22532
Meeting
2/27/00 Letter to Robert K. Burgess from Stephen M. Gordon re Notice of Special SM0022533-22534
Meeting
2/27/00 Letter to Nelson S. Thall from Stephen M. Gordon re Notice of Special SM0022535-22536
Meeting
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36
2/27/00 Letter to Arthur E. Schramm, Jr. from Stephen M. Gordon re Notice of SM0022537-22538
Special Meeting
3/1/00 Notice of Special Meeting of Board of Directors and Agenda to Board of SM0022539-22541
Directors Meeting
2/27/00 Fax sheet to Jeff [Segal] from Junko [Kobayashi] re “For your records” SM0022542-22543
(only attachment is the fax verification sheet)
4/14/00 Page entitled “April 14, 2000” SM0022544
4/11/00 Fax to Junko Kobayashi and Stephen M. Gordon from Jeffrey D. Segal re SM0022545-22547
Notice of Special Meeting of Board of Directors
4/14/00 Agenda of Board of Directors Meeting and Notice of Special Meeting of SM0022548-22555
Board of Directors
4/14/00 (1) Minutes of the Special Meeting of the Board of Directors SM0022556-22572
(2) Minutes of the Special Meeting of the Board of Directors Held 3/1/00
(3) Minutes of the Special Meeting of the Board of Directors Held 4/14/00
(different than (1) above)
4/14/00 Fax To Junko Kobayashi from Jeffrey D. Segal, attaching supporting SM0022573-22583
information for conference telephone board meeting
4/14/00 Fax cover page to Robert K. Burgess, Nelson S. Thall, Arthur E. Schramm, SM0022584
Jr. and Lars F. Hellmont from Junko Kobayashi re Agenda for Board
Meeting, with handwritten note “2nd Fax – sending Private Placement Letter
– Delano Group Total 5 pgs.”
4/14/00 Fax verification pages for Fujita Corporation U.S.A., Arthur E. Schramm, SM0022585-22588
Jr., Torstar Corporation and Macromedia, Inc. re Agenda for Board Meeting
4/14/00 Fax verification pages for Robert K. Burgess, Nelson S. Thall, Arthur E. SM0022589-22592
Schramm, Jr. and Lars F. Hellmont re Agenda for Board Meeting, with
handwritten note “2nd Fax – sending Private Placement Letter – Delano
Group Total 5 pgs.”
Undated (1) File folder entitled “Bonner W. Adams” SM0020062-20065
(2) Letter to George Johnson from Robert M. Schultz, enclosing stock
certificates for Lynne K. Masters and Frances S. Masters
Undated (1) Handwritten note re Bonner Adams certificate SM0020066-20067
(2) Certified mail envelope to Bonner W. Adams from Stan Lee Media
2/9/01 Letter to George Johnson from Robert M. Schultz re certificate for 16,666 SM0020068
shares in the name of Bonner W. Adams
10/19/00 Wire transfer instructions to Stan Lee Media from U.S. Bank SM0020069
10/19/00 Warrant Purchase Form for Bonner W. Adams TTEE, B.W. Adams SM0020070
Enterprises, Inc. Defined Benefit Plan DTD 8/16/82
11/13/00 Shareholder List prepared by Securities Transfer Corporation SM0020071-20119
7/23/99 Warrant to Purchase Common Stock for Bonner W. Adams Trustee SM0020120-20129
11/9/00 Stock Certificate C1071 for 16,666 shares to Bonner W. Adams SM0020130
Undated File folder entitled “Eddie Alexander” SM0020131-20132
10/10/00 Warrant Purchase Form for Eddie Alexander SM0020133
10/14/00 Check in the amount of $5,000 to Stan Lee Media from Eddie and Kaaren K. SM0020134
Alexander
7/23/99 Warrant to Purchase Common Stock for Eddie Alexander (signature page SM0020135-20143
missing)
7/23/99 Warrant to Purchase Common Stock for Eddie Alexander (with executed SM0020144-20154
signature page)
Undated File folder entitled “Kaaren Alexander” SM0020155-20156
10/10/00 Warrant Purchase Form for Kaaren Alexander SM0020157
10/14/00 Check in the amount of $5,000 to Stan Lee Media from Eddie and Kaaren K. SM0020158
Alexander
7/23/99 Warrant to Purchase Common Stock for Kaaren Alexander SM0020159-20169
7/23/99 Warrant to Purchase Common Stock for Kaaren Alexander SM0020170-20180
Undated File folder entitled “Kenneth B. Avery” SM0020181
5/9/00 Warrant Purchase Form for Kenneth B. Avery SM0020182-20183
7/23/99 Warrant to Purchase Common Stock for Kenneth B. Avery SM0020184-20193
7/23/99 Warrant Certificate for 8,333 shares for Kenneth B. Avery SM0020194-20195
5/9/00 Check stub for $8,335 and handwritten note re loan for Kenneth B. Avery SM0020196
3/30/00 Unsecured Promissory Note to Kenneth B. Avery from Stan Lee Media, SM0020197
Inc., with handwritten note “Pd in full 5/9/00”
7/23/99 Warrant Certificate for 8,333 shares for Kenneth B. Avery SM0020198
Undated File folder entitled “IC & Patricia Q. Siegel” SM0020199-20200
11/2/00 Memorandum to Bob Schultz from James O. White, Jr., enclosing check to SM0020201-20202
Stan Lee Media for $50,000 from Patricia or I.C. Siegel
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37
10/18/00 Warrant Purchase Form for I.C. Siegel & Patricia Q. Siegel SM0020203
7/23/99 Warrant to Purchase 10,000 shares Common Stock for I.C. Siegel & Patricia SM0020204-20214
Q. Siegel
10/18/00 (1) Warrant Purchase Form for I.C. Siegel & Patricia Q. Siegel SM0020215-20228
(2) Check for $100,000 to Stan Lee Media from Patricia or I.C. Siegel dated
10/27/00
(3) Memorandum to Robert M. Schultz from James O. White, Jr. re 30,000
Warrants of Stan Lee Media, Inc. dated 10/27/00
(4) Warrant to Purchase 20,000 shares of Common Stock for Irving C.
Siegel & Patricia Q. Siegel JTWROS dated 7/23/99
7/23/99 Duplicate of (4) directly above SM0020229-20238
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for I.C. Siegel & SM0020239-20249
Patricia Q. Siegel, JTWROS
Undated File folder entitled “Shrina & William Baumann” SM0020261
10/26/00 Letter to Robert Schultz from Shrina L. Baumann, enclosing Warrant SM0020262
Purchase Form and two checks totaling $41,665
Undated File folder entitled “Charlotte & Donald Bernstein” SM0020264
10/17/00 Warrant Purchase Form for Donald & Charlotte Bernstein SM0020265
10/17/00 Check to Stan Lee Media from Charlotte Bernstein in the amount of $5,000 SM0020266
Undated File folder entitled “Charles Blomme” SM0020267
10/17/00 Warrant to Purchase 1,500 shares of Common Stock for Deborah A. SM0020268-20274
Schlichting
10/16/00 Letter to Steve Gordon from Charles J. Blomme and Deborah A. SM0020275
Schlichting, enclosing three checks totaling $150,000
10/17/00 Unsecured Promissory Note to Deborah A. Schlichting from Stan Lee SM0020276
Media, Inc. for $150,000
10/17/00 Warrant Certificate for 1,500 shares for Deborah Schlichting SM0020277
5/15/00 Letter to Robert M. Schultz from Deborah A. Schlichting and Charles J. SM0020278-20284
Blomme, enclosing three Warrant Purchase Forms and Exhibits A for 15,000
shares, 5,000 shares and 5,000 shares, respectively
7/23/99 Warrant to Purchase 15,000 shares of Common Stock for Charles J. Blomme SM0020285-20294
5/1/00 Letter to Robert M. Schultz from Deborah A. Schlichting re $100,000 loans SM0020295
and Deborah A. Schlichting
Undated File folder entitled “Andrew J. Brindock” SM0020320-20321
7/23/99 Warrant to Purchase 2,000 shares of Common Stock for Andrew J. Brindock SM0020322-20333
Undated Phone message to Rick re Andrew Brindock call SM0020334
10/19/00 Warrant Purchase Form for Andrew Brindock SM0020335
10/19/00 Letter to Robert Schultz from Andrew J. Brindock re purchase form and SM0020336
check for $10,000
Undated File folder entitled “Bromberg Family Trust” SM0020337
9/8/00 Fax to Jeffrey D. Segal from George Johnson, attaching documentation re SM0020338-20349
Rule 144 sale request for Bromberg Family Trust
6/15/00 Warrant Purchase Form, Warrant Certificate and check to Stan Lee Media SM0020350-20352
from Myron J. Bromberg for $50,000
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Bromberg Family SM0020353-20362
Trust
6/15/00 Check to Stan Lee Media from Myron J. Bromberg, D.D.S. for $50,000 SM0020363
Undated File folder entitled “Georges Cibaud” SM0020364
10/19/00 Fax cover page to Caroline Agamata from Bob Schultz SM0020365
10/20/00 Warrant Purchase Form for Georges Cibaud and check to Stan Lee Media SM0020366-20367
from Georges Cibaud for $16,665
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Georges Cibaud SM0020368-20377
2/17/00 Fax to Crystal at Stan Lee Media from Caroline Agamata re Georges Cibaud SM0020378
Undated Investor letter from Robert Schultz SM0020379
2/17/00 Phone message for Bob from Caroline Agamata re Georges Cibaud SM0020380
Undated Blank Warrant Purchase Form SM0020381
Undated Fax cover page to Caroline [Agamata] from Bob Schultz SM0020382
Undated File folder entitled “Compton Family Trust” SM0020383
3/30/00 (1) Unsecured Promissory Note to Compton Family Trust from Stan Lee SM0020384-20389
Media, Inc.
(2) Warrant Certificate for 22,500 shares for Compton Family Trust dated
7/23/99
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38
(3) Warrant Purchase Form for Compton Family Trust and Maury Burkom
dated 5/11/00
(4) Warrant Purchase Form for Maury Burkom dated 5/11/00
(5) Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 dated
5/10/00
10/12/00 (1) Check to Stan Lee Media, Inc. from Compton Family Trust for $25,000 SM0020390-20392
and check to Stan Lee Media, Inc. from Stanley Leon Compton and Cynthia
L. Compton for $12,500 dated 5/13/00
(2) Warrant Purchase Form for Compton Family Trust dated 10/12/00
(3) Warrant Purchase Form for Compton Family Trust dated 10/13/00
7/23/99 Warrant to Purchase 2,500 shares of Common Stock for Compton Family SM0020393-20402
Trust
5/11/00 (1) Warrant Purchase Form for Compton Family Trust and Maury Burkom SM0020403-20407
dated 5/11/00
(2) Warrant Purchase Form for Maury Burkom dated 5/11/00
(3) Check to Stan Lee Media, Inc. from Maury Burkom for $25,000 dated
5/10/00
7/23/99
7/23/99
12/14/99 Verification from Pershing of payment to Compton Family Trust of SM0020408
$25,538.38
5/13/99 Memorandum to Stan Compton from Peter Paul re agreement not to call SM0020409
warrants for at least nine months after acquisition
Trust
Undated File folder entitled “Cameron L. Compton” SM0020420
7/23/99 (1) Warrant Certificate for 1,000 shares for Cameron L. Compton SM0020421-20423
(2) Warrant Purchase Form for Cameron L. Compton dated 6/6/00
(3) Check to Stan Lee Media, Inc. from Cameron L. Compton for $5,000
dated 6/6/00
6/6/00 Duplicate of item (1) immediately above SM0020424
7/23/99 Warrant to Purchase 1,000 shares of Common Stock for Cameron L. SM0020425-20434
Compton
Undated File folder entitled “Shannah L. Compton” SM0020435
6/6/00 (1) Warrant Purchase Form for Shannah L. Compton SM0020436-20437
(2) Warrant Certificate for 1,000 shares for Shannah L. Compton dated
7/23/99
7/23/99 Warrant to Purchase 1,000 shares of Common Stock for Shannah L. SM0020438-20447
Compton
6/6/00 Warrant Purchase Form for Shannah L. Compton and deposit slip from U.S. SM0020448
Bank for $5,000
6/6/00 Duplicate of SM0020448 without deposit slip SM0020449
Undated File folder entitled “Michael Edwards” SM0020450
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Michael H. SM0020451-20460
Edwards
Undated File folder entitled “Morton Feldman” SM0020461
7/23/99 (1) Warrant Certificate for 10,000 shares for Michael H. Edwards SM0020462-20464
(2) Warrant Purchase Form for Michael H. Edwards dated 5/15/00
(3) Handwritten note to Bob from Mike Edwards re using $50,000 of the
note Stan Lee Media owes to purchase warrants
10/10/00 (1) Warrant Purchase Form for Morton Feldman SM0020465-20478
(2) Warrant to Purchase 5,000 shares of Common Stock for Morton Feldman
dated 7/23/99
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Morton Feldman, SM0020479-20488
without signature page
10/11/00 Certified mail envelope to Stan Lee Media, Inc. from Morton Feldman SM0020489-20490
7/23/99 Duplicate of SM0020479-20488, with signature page SM0020491-20501
6/21/99 Fax to Peter F. Paul from Morton Feldman, enclosing corrected page 6 of SM0020502-20503
Stock Purchase Agreement
Undated File folder entitled “Lon & Jay Getlin” SM0020504
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Lon & Jaye Getlin SM0020505-20515
10/12/00 (1) Warrant Purchase Form for Lonney & Jaye Getlin SM0020516-20520
(2) Warrant Purchase Form for Michael J. Getlin dated 10/12/00
(3) Check to Stan Lee Media from Lon and Jaye Getlin for $18,330 dated
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39
10/13/00
(4) Certified mail envelope to Stan Lee Media from Lon D. Getlin dated
10/20/00
Undated File folder entitled “Michael Joseph Getlin” SM0020521
7/23/99 Warrant to Purchase 333 shares of Common Stock for Michael Joseph SM0020522-20532
Getlin
Undated File folder entitled “Mark L. Hendler” SM0020533
7/28/99 (1) Warrant Certificate for 3,333 shares for Mark L. Hendler SM0020534-20536
(2) Warrant Purchase Form for Mark L. Hendler, undated
(3) Check to Stan Lee Media from The Hendler Group for $16,670 dated
6/14/00
7/28/99 Warrant signature page for Mark L. Hendler SM0020537
7/28/99 Warrant to Purchase 3,333 shares of Common Stock for Mark L. Hendler SM0020538-20547
Undated File folder entitled “Kenneth R. & Deborah L. Hubbert” SM0020548-20549
7/23/99 Warrant to Purchase 8,333 shares of Common Stock for Kenneth R. & SM0020550-20560
Deborah L. Hubbert
10/17/00 (1) Letter to Rick C. Madden from Kenneth R. Hubbert, enclosing $41,665 SM0020561-20564
check, warrant certificate and purchase form
(2) Warrant Purchase Form for Kenneth R. Hubbert and Deborah L. Hubbert
dated 10/9/00
(3) Warrant Certificate for 8,333 shares for Kenneth R. & Deborah L.
Hubbert dated 7/23/99
(4) Check to Stan Lee Media, Inc. from Kenneth R. Hubbert and Deborah L.
Hubbert for $41,665 dated 10/18/00
Undated File folder entitled “Frederick W. Howarth” SM0020565
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for Frederick W. SM0020566-20575
Howarth
5/18/00 (1) Warrant Purchase Form for Frederick W. Howarth III SM0020576-20578
(2) Letter to Robert M. Schultz from Fred Howarth re exercising warrants
dated 5/28/00
(3) Warrant Certificate for 10,000 shares for Frederick W. Howarth dated
7/23/99
3/31/00 Warrant to Purchase 8,000 shares of Common Stock for Frederick W. SM0020579-20585
Howarth
Undated File folder entitled “Frances S. Masters” SM0020586
10/19/00 (1) Warrant Purchase Form for Frances S. Masters SM0020587-20589
(2) Warrant signature page dated 7/23/99
(3) Check to Stan Lee Media, Inc. from Frances S. Masters for $25,000
dated 9/19/00
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Frances S. Masters SM0020590-20600
Undated File folder entitled “Boyd Willat” SM0020601
Undated Handwritten note with Boyd Willat’s fax number SM0020602
10/19/00 (1) Warrant Purchase Form for Boyd Willat SM0020603-20605
(2) Warrant Certificate for 6,700 shares for Boyd Willat dated 4/99
(unexecuted by Stan Lee Media, Inc.)
10/17/00 Check to Stan Lee Media, Inc. from Boyd Willat for $33,500 SM0020606
7/23/99 Warrant to Purchase 6,700 shares of Common Stock for Boyd Willat SM0020607-20616
Undated File folder entitled “WWM Partnership” SM0020617
Undated Business card for W. David Hooper, Jr. SM0020618
10/19/00 Warrant Purchase Form for WWM Partnership Trust SM0020619
10/19/00 Check to Stan Lee Media, Inc. from William David Hooper, Jr. Reliance SM0020620
Asset Trust for $5,000
7/26/99 Warrant to Purchase 1,000 shares of Common Stock for WWM Partnership SM0020621-20630
Trust
4/99 Warrant to Purchase 1,000 shares of Common Stock for WWM Partnership SM0020631-20641
Trust
Undated File folder entitled “Compton Family Trust” SM0020642
10/4/00 (1) Letter to Jeffrey D. Segal from Jennifer Meyers at Securities Transfer SM0020643-20651
Corporation re Removal of Restrictive Legend under Rule 144 for 1,250
shares held by Compton Family Trust
(2) Letter to Jeffrey Segal from Emily Neang at Mutual Service Corporation
re 12,500 restricted shares of Stan Lee Media dated 9/20/00
(3) Rule 144 Seller’s Representation Letter from Compton Family Trust
(undated)
(4) Form 144 for Compton Family Trust dated 9/19/00
(5) Letter to Mr. and Mrs. Stanley L. Compton from Richard D. Freeman of
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40
Freeman, Freeman & Smiley re First Amendment to Declaration of Trust of
Compton Family Trust dated 9/17/93
3/30/00 Unsecured Promissory Note for $100,000 to Compton Family Trust from SM0020652
Stan Lee Media, Inc. marked “Paid in Full 4-11-2000”
5/11/00 Warrant Purchase Form for Compton Family Trust and Maury Burkom SM0020653
7/23/99 Warrant Certificate for 22,500 shares for Compton Family Trust SM0020654
7/23/99 Duplicate of SM0020654 SM0020655
Trust
5/31/00 Letter to Stanley L. Compton from Robert M. Schultz, enclosing $666.67 SM0020665
interest check
4/14/00 Letter to Compton Family Trust from Robert M. Schultz, enclosing SM0020667
Promissory Note and Warrant Agreement re $100,000 loan
Undated File folder entitled “Michael Edwards” SM0020669
10/4/00 (1) Letter to Jeffrey D. Segal from Jennifer Meyers at Securities Transfer SM0020670-20676
Corporation re Removal of Restrictive Legend under Rule 144 for 5,000
shares held by Michael H. Edwards
(2) Rule 144 Seller’s Representation Letter from Michael H. Edwards
(undated)
re 5,000 restricted shares of Stan Lee Media dated 9/20/00
(4) Page 1 of Michael H. Edwards 1994 Revocable Trust Declaration
(undated)
(5) Form 144 for Michael H. Edwards 1994 Revocable Trust dated 9/19/00
(6) Fax cover sheet to Jeffrey Segal from Jennifer Meyers dated 10/4/00
7/5/00 (1) Letter to Michael H. Edwards from Robert M. Schultz, enclosing revised SM0020677-20678
Promissory Note and $625 interest check
(2) Unsecured Promissory Note for $50,000 to Michael H. Edwards 1994
Rev. Trust from Stan Lee Media, Inc. dated 6/30/00
5/31/00 (1) Letter to Michael H. Edwards from Robert M. Schultz, enclosing revised SM0020679-20680
Promissory Note and $666.67 interest check
(2) Unsecured Promissory Note for $50,000 to Michael H. Edwards 1994
Rev. Trust from Stan Lee Media, Inc. dated 5/15/00
3/31/00 Unsecured Promissory Note for $100,000 to Michael H. Edwards 1994 Rev. SM0020681
Trust from Stan Lee Media, Inc.
3/31/00 Unsecured Promissory Note for $100,000 to Michael H. Edwards 1994 Rev. SM0020682
Trust from Stan Lee Media, Inc.
3/31/00 Warrant signature page for Michael H. Edwards Rev. Trust SM0020683
Undated File folder entitled “Roger A. Sult Trust” SM0020684
3/30/00 (1) Unsecured Promissory Note for $50,000 to Roger A. Sult Trust from SM0020685-20686
(2) Letter to Roger A. Sult from Robert M. Schultz, enclosing $50,333.33
check for repayment of balance due on Promissory Note and accrued interest
dated 5/31/00
3/30/00 Warrant to Purchase 2,000 shares of Common Stock for Roger A. Sult Trust SM0020687-20694
3/29/00 Letter to Stan Compton from Roger Sult, enclosing $50,000 loan check SM0020696
Undated File folder entitled “Frederick Howarth” SM0020697
5/31/00 (1) Letter to Frederick A. Howarth from Robert M. Schultz, enclosing SM0020698-20700
$151,333.33 check for repayment of balance due on Promissory Note and
accrued interest
(2) Letter to Robert M. Schultz from Fred Howarth re exercise of warrant to
purchase 10,000 shares dated 5/28/00
(3) Unsecured Promissory Note for $200,000 to Frederick W. Howard from
Stan Lee Media, Inc. dated 3/31/00
3/31/00 Duplicate of (3) immediately above SM0020701
5/28/00 Memorandum to Bob Schultz from Fred Howarth, attaching documents (not SM0020702
attached)
5/18/00 Unsecured Promissory Note for $150,000 to Frederick W. Howarth from SM0020703
Stan Lee Media, Inc. (marked through with an “X”)
3/31/00 Unsecured Promissory Note for $200,000 to Frederick W. Howarth from SM0020704
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41
5/17/00 Fax cover page to Fred Howarth from Bob Schultz re documents required SM0020705
for exercising his options, returned to Bob Schultz from Fred Howarth
5/22/00 Fax to Bob Schultz from Fred & Sue Howarth re exercise of warrant for SM0020706
10,000 shares
5/17/00 Fax cover page to Fred Howarth from Bob Schultz re documents required SM0020707
for exercising his options
9/21/99 File folder entitled “Charles Blomme Promissory Note $100,000” SM0020708
12/21/99 (1) Letter to Charles Blomme from Stephen M. Gordon, enclosing $102,000 SM0020709-20710
check representing loan and interest payment (unexecuted)
(2) Check stub for $102,000 to Charles J. Blomme
9/20/99 (1) Letter to Steve Gordon from Charles J. Blomme and Deborah A. SM0020711-20713
Schlichting, enclosing checks totaling $100,000
(2) Check to Stan Lee Media, Inc. from Merrill Lynch for $28,350 and check
to Stan Lee Media, Inc. from Charles Schwab for $71,650
(3) Fax cover page to Jonathan Gordon from Peter Paul at Hollywood
Holdings, Inc. re transfer of 2,000 shares to Deborah A. Schlichting’s
Merrill Lynch account
9/27/99 Letter to Charles J. Blomme from Robert M. Schultz, enclosing Promissory SM0020714
Note and Warrant Agreement re $100,000 loan
9/21/99 Unsecured Promissory Note for $100,000 to Charles J. Blomme and SM0020715
Deborah A. Schlichting from Stan Lee Media, Inc.
11/5/99 Letter to Stan Lee Media, Inc., c/o VMR Capital Markets, U.S. from Charles SM0020725-20727
van Musscher at Berliner Freiverkehr (Aktien) Handel AG re trading shares
on Frankfurt Stock Exchange
12/8/99 Letter to Todd M. Ficeto at VMR Capital Markets, U.S. from Gill Champion SM0020728-20729
re listing on Frankfurt Stock Exchange
12/8/99 Draft of SM0020729, with handwritten notes SM0020730
Undated (1) File folder entitled “Loan: Hollywood Holdings” SM0020731-20732
(2) Check stub to Hollywood Holdings from Stan Lee Media, Inc. for $3,000
dated 7/12/99
Undated (1) File folder entitled “Loan: Excelsior Productions” SM0020733-20738
(2) Check stub to Excelsior Productions from Stan Lee Media, Inc. for
$10,000 dated 11/12/99
$10,000 dated 6/15/99
$14,500 dated 6/2/99
$10,000 dated 5/25/99
$32,500 dated 5/21/99
Undated (1) File folder entitled “Loan: Continental Entities, Inc.” SM0020739-20740
(2) Check stub to Continental Entities, Inc. from Stan Lee Media, Inc. for
$380,000 dated 11/9/99
Undated (1) File folder entitled “Loan: Celebrity Entertainment” SM00020741-20742
(2) Check stub to Celebrity Entertainment from Stan Lee Media, Inc. for
$7,000 dated 7/12/99
Undated (1) File folder entitled “Bromberg Family Trust” SM0020743
9/12/00 (1) Opinion letter to Securities Transfer Corporation and Paine Webber from SM0020744-20751
Jeffrey D. Segal re transfer of 6,200 shares for Bromberg Family Trust
(2) Letter to Securities Transfer Corporation from Stephen M. Gordon re
Rule 144 Sale of 6,200 Shares of Common Stock for Bromberg Family Trust
dated 9/12/00
(3) Rule 144 Seller’s Representation Letter of Bromberg Family Trust dated
8/15/00
(4) Form 144 for Bromberg Family Trust dated 8/15/00
(5) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re Rule
144 sale of 6,200 shares by Bromberg Family Trust dated 8/23/00
Undated File folder entitled “Michael Golden” SM0020752
9/12/00 (1) Opinion letter to Securities Transfer Corporation and Merrill Lynch, SM0020753-20772
Pierce, Fenner & Smith Inc. from Jeffrey D. Segal re transfer of 50,000
shares for Michael Golden
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42
Rule 144 Sale of 50,000 Shares of Common Stock by Michael Golden dated
9/12/00
(3) Letter to Gill Champion from Jennifer Meyers at Securities Transfer
Corporation re Removal of Restrictive Legend under Rule 144 re 50,000
shares for Michael Golden dated 8/21/00
(4) Transfer request to Securities Transfer from Merrill Lynch re 50,000
shares for Michael Golden dated 8/10/00
(5) Irrevocable Stock or Bond Power of Michael Golden
(6) Letter to Jeff Segal from Merrill Lynch, Pierce, Fenner & Smith Inc. re
sale of 2,100 shares by Michael Golden dated 8/1/00
(10) Letter to Securities and Exchange Commission from Merrill Lynch,
Pierce, Fenner & Smith Inc., enclosing Notice of Proposed Sale of Securities
on Form 144 for 25,000 shares by Michael Golden dated 8/3/00
(11) Letter to Securities and Exchange Commission from Merrill Lynch,
Pierce, Fenner & Smith Inc., enclosing Notice of Proposed Sale of Securities
on Form 144 for 25,000 shares by Michael Golden dated 8/1/00
Undated File folder entitled “David Medinnus” SM0020773
9/12/00 (1) Opinion letter to Securities Transfer Corporation and Salomon Smith SM0020774-20780
Barney Inc. from Jeffrey D. Segal re transfer of 2,000 shares for David
Medinnus
Rule 144 Sale of 2,000 Shares of Common Stock by David Medinnus dated
9/12/00
(3) Rule 144 Seller’s Representation for David Medinnus dated 7/23/00
(4) Form 144 for David Medinnus dated 7/21/00
(5) Letter to Jeff Segal from Ingrid Wong at Salomon Smith Barney Inc. re
Rule 144 sale of 2,000 shares by David Medinnus dated 8/1/00
Undated File folder entitled “Adrian Turcotte” SM0020781

9/12/00 (1) Opinion letter to Securities Transfer Corporation and CapBay Financial SM0020782-20792
Services from Jeffrey D. Segal re transfer of 5,000 shares for Adrian
Turcotte
Rule 144 Sale of 5,000 Shares of Common Stock by Adrian Turcotte dated
9/12/00
(3) Seller Rule 144 Letter to Stan Lee Media, Inc. from Adrian Turcotte
(undated)
(4) Form 144 for Adrian Turcotte dated 8/15/00
(5) Letter to Rick Madden from Miriam Mayer at CapBay re Rule 144 sale
of 5,000 shares for Adrian Turcotte dated 8/15/00
(6) Stock certificate C0400 for 5,000 shares to Adrian Turcotte dated
8/27/99
(7) Stock Power of Adrian Turcotte dated 8/15/00
2/7/00 (1) Letter to Carolyn S. Reiser at Shartsis, Friese & Ginsburg from Robert SM0020793-20798
M. Schultz, enclosing signature pages for Purchase Agreement and Warrant
Agreements re private placement with The John Galt Fund and other parties
(2) Duplicate of (1) above
(3) Fax of letter to Carolyn S. Reiser and Robert M. Schultz from Jeffrey D.
Segal re PIPE Financing Transaction dated 2/3/00
(4) Fax to Carolyn Reiser from Jeffrey D. Segal and Robert M. Schultz,
attaching Schedule A investor list dated 2/2/00
Undated File folder entitled “Stanley Compton Promissory Note $50,000” SM0020799
11/1/99 Check to Stan Lee Media, Inc. from Stanley L. Compton for $50,000 SM0020800
11/1/99 (1) Unsecured Promissory Note for $50,000 to Stanley Compton from Stan SM0020801-20813
Lee Media, Inc.
(2) Warrant to Purchase 2,500 shares of Common Stock for Stanley
Compton dated 11/1/99
Undated Three blank Warrant Purchase Forms for 2,500 shares each SM0020814-20816
2/5/99 California Driver License for Stanley Leon Compton SM0020817
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43
Undated File folder entitled “Steve Brain” SM0020819
10/4/00 (1) Letter to Gill Champion from Jennifer Meyers at Securities Transfer SM0020820-20824
Corporation re Request to Transfer 10,000 Restricted Shares of Stephen
Brain
(2) Letter to Jennifer Meyers from Travis W. Huff at La Jolla Cove
Investors, Inc., enclosing $20.00 for transfer of shares dated 9/25/00
(3) Letter to Jennifer Meyers from Travis W. Huff, enclosing paperwork
needed to transfer certificate dated 9/13/00
(4) Irrevocable Stock Power Form for Stephen Brain dated 9/7/00
(5) Advertisement for Corporateintelligence.com (undated)
Undated File folder entitled “Montague Securities” SM0020825
4/20/00 (1) Letter to Barbara J. Glenns from Jeffrey D. Segal re executed agreements SM0020826-20847
with Pittsburg Institutional Inc. and Montague Securities International Ltd.
(2) Advisory Services Fee Agreement between Stan Lee Media, Inc. and
Pittsburg Institutional Inc. dated 4/10/00
(3) Advisory Services Fee Agreement between Stan Lee Media, Inc. and
Montague Securities International, Ltd. dated 4/10/00
Undated File folder entitled “Arthur Lieberman” SM00208048
10/4/00 (1) Letter to Gill Champion from Jennifer Meyers re Removal of Restrictive SM 0020849-20852
Legend under Rule 144(k) on 124,200 shares for Arthur M. Lieberman
(2) Intra-office memorandum to Legal Transfer Dept. of U.S. Clearing Corp.
re 124,200 shares of Stan Lee Media, Inc. dated 9/28/00
(3) Memorandum to Compliance Department re 124,200 shares of Stan Lee
Media dated 9/21/00
(4) Irrevocable Stock or Bond Power from U.S. Clearing Corp. re Stan Lee
Media shares (undated)
Undated Stock Breakdown for Stan Lee Media stock SM0020853
8/9/99 File folder entitled “Common Stock (25,000) Continental Entities” SM0020854
and Continental Entities
8/16/99 File folder entitled “Common Stock (37,500) Continental Entities” SM0020870
8/16/99 Written Consent of Directors of Stan Lee Media, Inc. SM0020884-20885
7/30/99 File folder entitled Common Stock (37,500) World Network, Inc.” SM0020886
and World Network, Inc.
9/15/99 File folder entitled “Compton Family Trust Promissory Note $100,000” SM0020902
9/15/99 (1) Warrant to Purchase 5,000 shares of Common Stock for Compton Family SM0020903-20919
Trust
(2) Postal return receipt card to Neil Cope re Compton Family Trust dated
2/10/00
(3) Unsecured Promissory Note for $100,000 to Compton Family Trust from
Stan Lee Media, Inc. dated 9/15/99
(4) Promissory Note for $100,000 to Stan Lee Media, Inc. from Stan Lee,
and individual, dated 8/10/00
Undated File folder entitled “VMR Luxembourg Promissory Note $500,000 SM0020920
4/11/00 8% Convertible Debenture for VMR Luxembourg, S.A. SM0020930-20936
2/17/99 Letter to Stan Lee from Rolf Volkmar at VMR Luxembourg, S.A. re SM0020937
confirmation request for open receivables of $500,000, with handwritten
notes re action taken
2/17/99 Duplicate of SM0020937 above, with fewer handwritten notes SM0020938
2/17/99 Duplicate of SM0020937 above, with confirmation by Junko Kobayashi and SM0020939-20941
fax sheet & verification to Auditors-SMP Schinogl, Muller & Partner from
Junko Kobayashi
Undated Handwritten note re VMR Warrant and first page of Warrant to Purchase SM0020942-20943
25,000 shares of Common Stock for VMR Luxembourg, S.A.
Undated Pages 2-6 of Warrant SM0020944-20948
Undated File folder entitled “Kenneth B. Avery” SM0020949
3/30/00 Unsecured Promissory Note for $50,000 to Kenneth B. Avery from Stan Lee SM0020950
Media, Inc. marked “Pd in full 5/9/00”
5/31/00 Letter to Kenneth B. Avery from Robert M. Schultz, enclosing $100 check SM0020951
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44
for interest due on Promissory Note
3/30/00 Unsecured Promissory Note for $50,000 to Kenneth B. Avery from Stan Lee SM0020952
Media, Inc.
3/30/00 Warrant to Purchase 2,000 shares of Common stock for Kenneth B. Avery SM0020953-20961
Undated File folder entitled “Charles Blomme/Deborah Schlichting” SM0020962
7/5/00 (1) Letter to Charles J. Blomme and Deborah A. Schlichting from Robert M. SM0020963-20968
Schultz, enclosing revised Promissory Note and interest check for $937.50,
with handwritten response from Charles Blomme
(2) Unsecured Promissory Note for $75,000 to Charles J. Blomme and
Deborah A. Schlichting from Stan Lee Media, Inc. dated 5/15/00
(3) Duplicate of (1) immediately above, without the handwritten response
dated 7/5/00
(4) Unsecured Promissory Note for $75,000 to Charles J. Blomme and
Deborah A. Schlichting from Stan Lee Media, Inc. dated 6/30/00
(5) Envelope to Bob Schultz from Deborah A. Schlichting and Charles J.
Blomme dated 7/17/00
(6) Letter to Charles J. Blomme and Deborah A. Schlichting from Robert M.
Schultz, enclosing revised Promissory Note and interest check for $1,333.33
dated 5/31/00
3/31/00 (1) Duplicate of SM0020970 SM0020971-20980
(2) Warrant to Purchase 4,000 shares of Common Stock for Charles J.
Blomme and Deborah A. Schlichting dated 3/31/00
(2) Warrant to Purchase 4,000 shares of Common Stock for Charles J.
Blomme and Deborah A. Schlichting dated 4/4/00
Blomme, enclosing corrected sets of documents re two $100,000 Promissory
Notes
Blomme, enclosing first sets of documents re two $100,000 Promissory
Notes
5/1/00 Fax to Robert M. Schultz from Deborah A. Schlichting re Revision of SM0020993
Warrant Agreements
Undated File folder entitled “Christopher K. Chen” SM0020995
4/3/00 (1) Warrant Certificate for 4,000 shares of Common Stock for Christopher SM0020996-20998
Chen
(2) Warrant Purchase Form for Christopher Chen dated 5/13/00
(3) Letter to Bob Schultz from Chris Chen re conversion of 4,000 shares
dated 5/11/00
4/3/00 Warrant to Purchase 4,000 shares of Common Stock for Christopher Chen SM0020999-21005
5/31/00 (1) Letter to Christopher Chen from Robert M. Schultz, enclosing revised SM0021006-21007
$52,000 Promissory Note and $666.67 interest check
(2) Unsecured Promissory Note for $52,000 to Christopher Chen from Stan
Lee Media, Inc. dated 5/11/00
6/30/00 Letter to Christopher Chen from Robert M. Schultz, enclosing $52,433.33 SM0021008
check in repayment of Promissory Note dated 5/11/00
4/3/00 Unsecured Promissory Note for $100,000 to Christopher Chen from Stan SM0021009
Lee Media, Inc.
4/2/00 Check to Stan Lee Media, Inc. from Christopher Chen for $15,000 and SM0021010
check to Stan Lee Media, Inc. from Christopher Chen for $85,000
Undated File folder entitled “Querry Family Trust” SM0021011
4/27/00 Letter to Richard Querry from Robert M. Schultz, enclosing Warrant SM0021012
Agreements for Capstone Investments and Querry Family Trust
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Capstone SM0021013-21021
Investments (unexecuted)
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Querry Family SM0021022-21029
Trust (unexecuted)
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45
Trust (executed)
12/31/00 List of Investor Warrants SM0021039
12/31/00 List of Consultant Warrants SM0021040
Undated File folder entitled “Capstone Investments” SM0021041
Trust (unexecuted)
2/7/00 Warrant to Purchase 2,500 shares of Common Stock for Capstone SM0021051-21059
Investments (executed)
Undated File folder entitled “Lynne K. Masters” SM0021060
10/20/00 (1) Warrant Purchase Form for Lynne K. Masters SM0021061-21062
(2) Check to Stan Lee Media, Inc. from VectraBank for Lynne Masters for
$15,000 dated 10/17/00
7/23/99 Warrant to Purchase 3,000 shares of Common Stock for Lynne K. Masters SM0021063-21073
Undated File folder entitled “Kenneth Bald” SM0021074
10/10/00 (1) Warrant Purchase Form for Kenneth Bald SM0021075-21076
(2) Check to Stan Lee Media, Inc. from Kay Dowd Bald and Kenneth Bald
for $25,000 dated 10/10/00
7/23/99 Warrant to Purchase 15,000 shares of Common Stock for Kenneth Bald SM0021077-21087
5/26/00 Letter to Kenneth Bald from Robert M. Schultz, enclosing stock certificate SM0021088
for 10,000
2/9/00 Warrant Purchase Form for Kenneth Bald SM0021089
2/9/00 Handwritten note, “Bald Need New Agreement, Issuance of Shares” and SM0021090-21091
check to Stan Lee Media, Inc. from Kenneth Bald and Kaye Dowd Bald for
$50,000 dated 2/9/00
2/9/00 (1) Duplicate of SM0021091, with handwritten calculations SM0021092-21093
(2) Duplicate of SM0021089
5/4/00 Stock certificate C0866 for 10,000 shares to Kenneth Bald SM0021095
Undated File folder entitled “Kenneth G. Montgomery” SM0021096
10/20/00 (1) Memorandum to Rick Madden from Ken Montgomery re Warrant SM0021097-21101
Options
(2) Warrant Certificate for 2,000 shares dated 7/23/99
(3) Warrant signature page dated 7/23/99 (executed 10/20/00 by Kenneth G.
Montgomery)
(4) Federal Express envelope to Kenneth G. Montgomery from Stan Lee
Media dated 10/18/00
(5) Check to Stan Lee Media, Inc. from Kenneth G. Montgomery or Judith
C. Montgomery for $10,000 dated 10/20/00
7/23/99 Warrant to Purchase 2,000 shares of Common Stock for Kenneth G. SM0021102-21112
Montgomery
Undated File folder entitled “Steven Patrick” SM0021113
7/23/99 (1) Warrant Certificate for 3,333 shares for Steven Patrick SM0021114-21116
(2) Warrant Purchase Form for Steven Patrick dated 5/10/00
(3)Check to Stan Lee Media, Inc. from Ruth E. Patrick and Steven B. Patrick
for $16,665 dated 5/10/00
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Steven Patrick SM0021117-21127
Undated File folders entitled “Edith A. Pope” and “11A-B” SM0021128-21129
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Edith A. Pope SM0021130-21140
5/4/00 Stock certificate C0865 for 3,333 shares to Edith A. Pope SM0021141
5/26/00 Letter to Edith A. Pope from Robert M. Schultz, enclosing stock certificate SM0021142`
for 3,333 shares
2/9/00 Warrant Purchase Form for Edith A. Pope SM0021143
2/9/00 Check to Stan Lee Media, Inc. from Edith A. Pope for $16,665 SM0021144
(2) Duplicate of SM0021144, with handwritten calculations
2/10/00 Envelope to Stan Lee Media from Kenneth Bald SM0021148
Undated File folder entitled “Edward Powell” SM0021149
10/6/00 Warrant Purchase Form for Edward Powell SM0021150
7/23/99 Warrant to Purchase 3,333 shares of Common Stock for Edward Powell SM0021151-21161
Undated File folder entitled “IC & Patricia Q. Siegel” SM0021162
7/23/99 Warrant to Purchase 10,000 shares of Common Stock for I.C. Siegel & SM0021163-21173
Patricia Q. Siegel
Undated File folder entitled “Mohammad Soltani” SM0021174
4/11/00 (1) Warrant Purchase Form for Mohammad Soltani SM0021175-21177
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46
(2) Warrant Certificate for 4,333 shares for Mohammad Soltani dated
7/23/99
(3)Check to Stan Lee Media, Inc. from Mohammad Soltani for $21,665
dated 5/12/00
7/23/99 Warrant to Purchase 4,333 shares of Common Stock for Mohammad Soltani SM0021178-21188
Undated File folder entitled “Kevork K. Tashjian” SM0021189
10/21/00 (1) Warrant Purchase Form for Kevork K. Tashjian SM0021190-21192
(2) Check to Stan Lee Media, Inc. from Kevork K. Tashjian and Shoghig
Tashjian for $41,665 dated 10/21/00
(3) Envelope to Stan Lee Media, Inc. from Kvork Tashjian (delivered via
messenger)
7/23/99 Warrant to Purchase 8,333 shares of Common Stock for Kevork K. Tashjian SM0021193-21203
Undated File folder entitled “Adrian Turcotte” SM0021204
10/18/00 Check to Stan Lee Media, Inc. from Susan Berzon Turcotte and Adrian SM0021205
Turcotte for $25,000
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Adrian Turcotte SM0021206-21216
7/23/99 Warrant to Purchase 5,000 shares of Common Stock for Adrian Turcotte SM0021217-21227
(signature different than SM0021206-21216)
Undated File folder entitled “William J. Wilkinson” SM0021228
10/20/00 Check to Stan Lee Media from William J. Wilkinson and Patricia M. SM0021229
Wilkinson for $83,335
7/23/99 Warrant to Purchase 16,667 shares of Common Stock for William J. & SM0021230-21241
Patricia M. Wilkinson, with illegible handwritten note attached to end)
7/23/99 Duplicate of SM0021230-21241, without the handwritten note attached SM0021242-21252
1/11/00 Letter to Robert Schultz from Mary Lou Javines, Assistant to Bill Wilkinson SM0021253
requesting receipt of package confirmation, with handwritten note by Robert
Schultz, “I Did”
4/99 Warrant to Purchase Common Stock, with amount of shares left blank but SM0021254-21262
signed by Gill Champion for William J. Wilkinson
Undated File folder entitled “The John Gault [sic] Fund Private Placement” SM0021263
Undated Schedule A, list of investors SM0021264
2/00 Purchase Agreement between Stan Lee Media, Inc. and investors listed on SM0021265-21324
Schedule A (SM0021264 above), with schedules and exhibits
2/3/00 Warrant to Purchase 31,250 shares of Common Stock for John Galt Fund, SM0021325-21335
L.P.
8/31/00 Faxed letter to Robert Schultz from Mark Meisenbach of Meisenbach SM0021336-21337
Capital Management, Inc. re Balboa Fund L.P. as accredited investor
3/28/00 Assignment Form for The Balboa fund, L.P. SM0021338
1/1/00 California Certificate of Limited Partnership for The Chelonia Fund, L.P. SM0021339
3/29/00 Fax to Robert Schultz from Brian Wood, attaching Chelonia Fund SM0021340
assignment
5/4/00 (1) Stock certificate C0855 for 62,500 to John Galt Fund L.P. SM0021341-21348
(2) Stock certificate C0856 for 5,000 shares to John Galt Offshore Fund
(3) Stock certificate C0857 for 18,750 shares to Asset Management
Holdings Co.
(4) Stock certificate C0858 for 7,500 shares to Zurich HFR Master Hedge
Fund Index Ltd.
(5) Stock certificate C0859 for 25,000 shares to Dorodo [sic] Capital
Partners L.P.
(6) Stock certificate C0860 for 62,500 shares to The Chelonia Fund, L.P.
(7) Stock certificate C0861 for 12,500 shares to Carmen Italia
(8) Stock certificate C0862 for 6,250 shares to Laurence Dunn
Undated Handwritten note, “Blue” and Schedule A, list of investors, with handwritten SM0021349-21350
notations
5/26/00 Letter to Laurence Dunn from Robert M. Schultz, enclosing stock SM0021351
certificates for eight investors
2/3/00 (1) Officer’s Certificate of Stan Lee Media, Inc. SM 0021352-21353
(2) Resolutions re Authorization of PIPE Financing Transaction
Undated (1) Schedule A, list of investors, with handwritten not SM0021354-21369
(2) Warrant to Purchase 31,250 shares of Common Stock for John Galt
Fund, L.P. dated 2/3/00 (first page and signature page only)
(3) Warrant to Purchase 2,500 shares of Common Stock for John Galt
Offshore Fund (first page and signature page only)
(4) Warrant to Purchase 9,375 shares of Common Stock for Asset
Management Holdings Co. (first page and signature page only)
(5) Warrant to Purchase 3,750 shares of Common Stock for Zurich HFR
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47
Master Hedge fund Index Ltd. (first page and signature page only)
(6) Warrant to Purchase 12,500 shares of Common Stock for Dorado Capital
Partners L.P. (first page and signature page only)
(7) Warrant to Purchase 31,250 shares of Common Stock for The Chelonia
Fund L.P. (first page and signature page only)
(8) Warrant to Purchase 6,250 shares of Common Stock for Carmen Italia
(first page and signature page only)
(9) Warrant to Purchase 3,125 shares of Common Stock for Laurence Dunn
(first page only; signature page missing)
2/3/00 (1) Signature page for (9) immediately above SM0021370-21387
(2) Duplicates of (1)-(9) immediately above
(3) Fax to Larry Dunn from Bob Schultz, attaching signature pages for
warrants
2/3/00 Warrant to Purchase 2,500 shares of Common Stock for John Galt Offshore SM0021388-21398
Fund
2/3/00 Warrant to Purchase 9,375 shares of Common Stock for Asset Management SM0021399-21409
Holdings Co.
2/3/00 Warrant to Purchase 3,750 shares of Common Stock for Zurich HFR Master SM0021410-21420
Hedge Fund Index Ltd.
2/3/00 Warrant to Purchase 12,500 shares of Common Stock for Dorado Capital SM0021421-21431
Partners L.P.
2/3/00 Warrant to Purchase 6,250 shares of Common Stock for Carmen Italia SM0021432-21442
2/3/00 Warrant to Purchase 3,125 shares of Common Stock for Laurence Dunn SM0021443-21453
Undated File folder entitled “VMR Luxemburg [sic] Private Placement” SM0021454
2/4/00 Purchase Agreement between Stan Lee Media, Inc. and Schedule A SM0021455- 21496
investors, with schedules and exhibits
2/7/00 Warrant to Purchase 10,000 shares of Common Stock for Jose Abadin (not SM0021497-21507
executed by Holder)
5/26/00 Letter to Jose Abadin from Robert M. Schultz, enclosing stock certificates SM0021508
for VMR Luxembourg S.A. and Jose M. Abadin
7/13/00 (1) Fax to Bob Schultz from Ross O’Brien at BDO Seidman, LLP, enclosing SM0021509-21520
Treasury Regulation § 1.83-2 and suggested language and format for § 83(b)
election
(2) Letter to Stan Lee Media, Inc. from VMR Capital Markets, U.S. dated
2/29/00, enclosing proposed Financial Consulting Agreement dated 3/1/00
5/4/00 (1) Stock certificate C0863 for 181,818 shares to VMR Luxembourg S.A. SM0021521-21522
(2) Stock certificate C0864 for 18,182 shares to Jose M. Abadin
4/6/00 Fax to Joseph M. Abadin and Robert M. Schultz from Jeffrey D. Segal, SM0021523-21533
enclosing proposed Financial Consulting Agreement
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing proposed SM0021534-21538
Financial Consulting Agreement
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing page 1 of SM0021539-21540
Purchase Agreement dated 2/4/00 and calculations
5/17/00 Fax to Todd Ficeto and Jose Abadin from Jeffrey Segal, enclosing form of SM0021541-21544
Financial Consulting Agreement dated as of 3/1/00
4/4/00 Fax to Stephen M. Gordon from Jeffrey D. Segal, enclosing two forms of SM0021545-21555
Financial Consulting Agreement dated as of 3/1/00
2/18/00 Faxed letter to Jose M. Abadin from Jeffrey D. Segal, enclosing SM0021556-21563
documentation re $2,200,000 PIPE Financing Transaction
2/18/00 Fax to Jose M. Abadin and Robert M. Schultz from Jeffrey D. Segal re SM0021564
revised page 1 of Jose Abadin Warrant Agreement
2/9/00 Letter to Todd Ficeto from Jeffrey D. Segal, enclosing executed signature SM0021565-21567
pages to Purchase Agreement and Warrant Agreement
2/6/00 (1) Fax to Robert M. Schultz from Jeffrey D. Segal re VMR Financing SM0021568-21570
Transaction
(2) Letter to Robert M. Schultz, Todd Ficeto and Thomas J. Poletti from
Jeffrey D. Segal re $2,200,000 PIPE Financing Transaction
(3) Blank agreement signature page
2/4/00 (1) Stan Lee Media, Inc. Capital Structure SM0021571-21574
(2) Stan Lee Media, Inc. Common Stock Table dated 2/4/00
(3) Stan Lee Media, Inc. Common Stock Table dated 2/3/00
(4) Stan Lee Media, Inc. Capital Structure dated 2/3/00
Undated (1) Stan Lee Media, Inc. Investor Warrants With Registration Rights SM0021575-21576
(2) Stan Lee Media, Inc. Consultant Warrants With Registration Rights
2/7/00 Warrant to Purchase 90,000 shares of Common Stock for VMR Luxembourg SM0021577-21587
S.A. (not executed by Holder)
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48
Undated Pages 1-6 of Warrant to Purchase 25,000 shares of Common Stock for VMR SM0021588-21593
Luxembourg S.A. (no signature page(s) included)
4/14/00 Warrant to Purchase 150,000 shares of Common Stock for HLHZ SM0021594-21609
Investments, LLC (unexecuted), with handwritten note, “Binder, Warrant”
attached
10/26/00 File folder entitled Stephen Gerber 10,000 Options SM0021610
11/3/00 Letter to Harris Miller from Rick C. Madden, enclosing Settlement SM0021611-21616
Agreement and Release between Stan Lee Media, Inc. and Stephen R.
Gerber dated 10/26/00
11/00 6% Convertible Debenture for $1,000,000 to Bond Street Partners Limited SM0021626-21649
from Stan Lee Media, Inc.
11/00 6% Convertible Debenture for $50,000 to Nima Montazeri from Stan Lee SM0021650-21673
Media, Inc.
11/00 6% Convertible Debenture for $250,000 to Target Growth Fund Ltd. from SM0021674-21696
11/30/00 Stock Purchase Warrant To Purchase 68,182 Shares of Common Stock for SM0021697-21708
Bond Street Partners Limited
11/30/00 Stock Purchase Warrant to Purchase 2,000 Shares of Common Stock for SM0021709-21720
Astor Capital, Inc.
11/00 Stock Purchase Warrant to Purchase 17,045 Shares of Common Stock for SM0021721-21732
Target Growth Fund Ltd.
11/00 Stock Purchase Warrant to Purchase 3,409 Shares of Common Stock for SM0021733-21744
Nima Montazeri
11/30/00 Registration Rights Agreement among Stan Lee Media, Inc. and Bond Street SM0021745-21769
Partners Limited, Target Growth Fund Ltd. and Nima Montazeri
11/00 Form of Release Notice (Exhibit 1 to Escrow Agreement) among Stan Lee SM0021770-21771
Media, Inc., Investors signatory to Escrow Agreement and Transfer Online
as Escrow Agent
from Jeffrey D. Segal re sale of up to $2,200,000 of 6% Convertible
Debentures
12/11/00 Letter to Holders listed on Registration Rights Agreement dated 11/30/00 SM0021776
from Stephen Gordon, confirming agreement re amendments to agreement
11/30/00 Escrow Agreement among Stan Lee Media, Inc., Investors signatory thereto SM0021777-21787
and Transfer Online as Escrow Agent
11/30/00 Release Notice for Bond Street Partners Limited SM0021788-21791
12/14/00 Release Notice for Target Growth Fund Ltd. SM0021792-21796
Gordon
from Jeffrey D. Segal re sale of up to $2,200,000 of 6% Convertible
Debentures
Undated (1) File folder entitled “Astor Capital” SM0021809-21814
(2) Fax to Rick C. Madden from Jacques Tizabi at Astor Capital, Inc.,
enclosing signature pages for Bond Street Partners Limited
12/19/00 Stan Lee Media Project Status Report SM0021815-21824
Undated Operating Budget and Cash Flow for Next Sixth [sic] Months SM0021825-21826
Undated Operating Expenses Sub Schedule Payable During January SM0021827
Undated Payroll Sub Schedule SM0021828
Undated Medical Benefits Sub Schedule SM0021829
Undated Operating Budget and Cash Flow for Next Sixth [sic] Months SM0021830
Undated Trademark Subschedule SM0021831
Undated NATPE Travel Sub Schedule SM0021832
Undated Duplicate of SM0021825 SM0021833
12/21/00 Liability Summary SM0021834
12/18/00 Capitalization Table SM0021835
4/14/00 Draft Exhibit B (Form of Warrant) SM0021836-21851
4/14/00 Exhibit C, Registration Rights Agreement between Stan Lee Media, Inc. and SM0021853-21870
Augustine Fund, L.P. (unexecuted by Augustine Fund)
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49
4/14/00 Exhibit D, Escrow Agreement among Stan Lee Media, Inc., Augustine Fund, SM0021871-21877
L.P. and H. Glenn Bagwell, Jr. as Escrow Agent (executed by Stan Lee
Media, Inc. only)
4/14/00 Exhibit E, Opinion letter to Augustine Fund, L.P. from Jeffrey D. Segal re SM0021878-21882
Securities Purchase Agreement dated 4/14/00
4/14/00 Warrant to Purchase 20,000 shares of Common Stock for Delano Group SM0021883-21890
Securities
Undated Resume for Stan Lee Media, Inc. SM0021891-21894
12/19/00 Duplicates of SM00218715-21835 SM0021895-21916
6/16/00 Fax to Arthur Whitcomb at Coleman & Company Securities, Inc. from Rick SM0021917-21947
Madden, enclosing partially executed Securities Purchase Agreement
between Stan Lee Media, Inc. and Augustine Fund L.P.
4/14/00 Exhibit A, Form of Series A Six Percent (6%) Convertible Promissory Note SM0021983-21992
Due April 30, 2002 to Augustine Fund, L.P.
4/14/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Augustine SM0022013-22034
Fund L.P. (not executed by Augustine Fund), with handwritten page entitled
“Augustine”
8/1/00 Articles of Amendment to Articles of Incorporation, with handwritten page SM0022035-22054
entitled “Elliott”
11/30/00 Securities Purchase Agreement between Stan Lee Media, Inc. and Bond SM0022055-22149
Street Partners Limited, with exhibits
Undated (1) Description of Schedules 4.1, 4.3 and 4.18 SM0022150-22155
(2) Shares and Warrants with Registration Rights
(3) Outstanding Warrants Adjusted for 10% Stock Dividend
(4) Securities With Anti-dilution Provisions Adjusted for 10/% Stock
Dividend
11/3/99 File folder entitled “Preferred Shares Macromedia, Inc.” SM0022156
11/3/99 (1) Transfer Agent Instructions to Securities Transfer Corporation SM0022157-22158
(2) Letter to Loren Hillberg at Macromedia from Gill Champion re
Macromedia, Inc. stock certificate for 714,286 shares
Macromedia, Inc.
11/3/99 Registration Rights Agreement between Stan Lee Media, Inc. and SM0022179-22196
Macromedia, Inc.
11/3/99 (1) Transfer Agent Instructions to Securities Transfer Corporation SM0022197-22202
(2) Form of Counsel Opinion to Macromedia, Inc. dated 11/3/99
11/3/99 Articles of Amendment to Articles of Incorporation (unexecuted) SM0022203-22218
Undated Page entitled “Options” SM0022219
Undated Page with illegible handwritten note SM0022220
Undated Handwritten notes re Zachary Foley SM0022221
Undated List of missing documents, with handwritten notes SM0022222
Undated (1) Page entitled “Options” SM0022224-22230
(2) Start/Term Dates for employees dated 10/20/00
12/5/00 Grant Import Error Report SM0022231
6/26/00 Stock Option Agreement for Nate Reynolds SM0022232-22235
Undated (1) Calculator tape totaling 2,936,936 SM0022236-22238
(2) Handwritten calculations (undated)
(3) Handwritten notes re exercise (7/21/00)
9/13/00 Fax to Junko Kobayashi from Tom at Administaff, enclosing Employee SM0022239-22240
Stock Options Policy
1/13/00 Letter to Robert Schultz from Ross H. O’Brien at BDO Seidman, LLP, SM0022241-22261
enclosing two memos and an article re tax treatment of qualified and non-
qualified stock options
Undated Articles and other documentation regarding stock issued to employees SM0022262-22326
Undated File folder entitled “Warrant and Option Schedules” SM0022327
3/31/00 (1) Handwritten page entitled “S-8 Employee Options As of 3/31/00” SM0022328-22334
(2) Options as of 12/31/99 (updated 7/28/00)
(3) Options as of 2/29/00
12/31/99 Options as of 12/31/99 (updated 7/13/00) SM0022335-22345
7/22/00 (1) Employee Options SM0022346-22354
(2) Options
{Client\4211\00\02031311.DOC /}
50
Undated (1) Calculator tape totaling 2,751,786 SM0022355-22361
(2) Options as of 12/31/99 (updated 7/13/00)
Undated (1) Promissory notes SM0022362-22364
(2) Investor Warrants With Registration Rights
Undated Outstanding Options and Warrants SM0022365
4/14/00 Augustine Fund, L.P. Conversion and Warrant Prices Re: April 14, 2000 SM0022366
Financing
3/31/00 Employee Options as of 3/31/00 SM0022367
Undated Duplicate of SM0022365, with handwritten additions SM0022368
Undated Duplicate of SM0022365 SM0022369
Undated Options as of 12/31/99 (updated 6/8/00 and 6/9/00) SM0022370-22380
3/1/00 (1) Employee Options as of March 1, 2000 SM0022381-22383
(2) Outstanding Warrants and Options with Registration Rights dated
4/14/00
Undated (1) Private Placements of Restricted Shares With Registration Rights SM 0022384-22389
(2) Capital Structure and Common Stock Table dated 2/14/00
(3) Investor Warrants With Registration Rights (undated)
(4) Blank Warrant Purchase Form (undated)
(5) Equity Detail dated 7/31/99
(6) Investor Warrants (undated)
8/1/00 (1) Capitalization Table SM0022390-22400
(2) Preferred Stock Placement dated 8/1/00
(3) Duplicate of (1) immediately above
(7) Preferred Stock Placement dated 8/1/00
(8) Capitalization Table dated 7/28/00, with handwritten notes
(9) Capitalization Table dated 7/31/00, with handwritten notes
(11) Common Stock Table dated 8/1/00
8/18/00 Shareholder List SM0022401-22448
6/17/99 Warrant Signature Page of WWM Partnership Trust (1,000) SM009924-9931
Warrant Signature Page of Edith Pope (2,000)
Warrant Signature Page of Frederick Howarth (10,000)
Warrant Signature Page of Morton Feldman (5,000)
Warrant Signature Page of Compton Family Trust (0)
Warrant Signature Page of Steven Patrick ( ? )
Warrant Signature Page of Kenneth R. Hubbert (8,333)
5/24/99 Stock Certificates to be Issued List SM009932-9959
Securities Purchase Agreement between Stan Lee Media, Inc and Investors
William M. and Shrina L. Baumann (8,333), Irving C. Siegel and Patricia Q.
Siegel (20,000), Compton Family Trust (22,500), Michael H. Edwards
(10,000), and Charles J. Blomme (15,000)
5/21/99 Warrant Signature Page of William J. Wilkinson (16,667) SM009960-9964
Warrant Signature Page of Kenneth B. Avery (8333.33)
6/8/99 Warrant Signature Page of Kenneth R. Hubbert (8,333) SM009965-9967
6/11/99 Warrant Signature Page of Frederick Howarth (10,000) SM009968-9970
6/16/99 Warrant Signature Page of Frances S. Masters (5,000) SM009971-9975
Warrant Signature Page of Lynne K. Masters (3,000)
Warrant Signature Page of I.C. Siegel, Patricia Q. Siegel (10,000)
Warrant Signature Page of Lon and Jaye Getlin (3,333)
6/17/99 Warrant Signature Page of Steven Patrick (blank) SM009976-9977
Undated Warrant Signature Page of Compton Family Trust (0) SM009978-9979
Warrant Signature Page of Shannah L. Compton (1,000)
Warrant Signature Page of Cameron L. Compton (1,000)
6/21/99 Warrant Signature Page for Compton Family Trust (0) SM009980-9986
Warrant Signature Page for Shannah L. Compton (1,000)
Warrant Signature Page for Cameron L. Compton (1,000)
Warrant Signature Page for Morton Feldman (5,000)
Warrant Signature Page for Adrian Turcotte (5,000)
6/21/99 Warrant Signature Page for Compton Family Trust (2,500) SM009987-9992
Warrant Signature Page for Mohammad Soltani (4,333)
Warrant Signature Page for Charles J. Blomme (5,000)
{Client\4211\00\02031311.DOC /}
51
6/21/99 Warrant Signature Page for Kenneth Bald (15,000) SM009993-9996
6/23/99 Warrant Signature Page for Eddie Alexander (1,000) SM009997-10001
6/30/99 Warrant Signature Page for Charlotte Bernstein (1,000) SM0010002-0005
6/30/99 Warrant Signature Page for Edith Pope (2,000) SM0010006-0010
7/6/99 Warrant Signature Page for Kevork K. Tashjian (8,333) SM0010011-0014
7/14/99 Warrant Signature Page for Bonner W. Adams (16,667) SM0010015-0018
7/14/99 Warrant Signature Page for Edward Powell (2,000) SM0010019-0024
Warrant Signature Page for Andrew Brindock (2,000)
7/20/99 Warrant Signature Page for Bromberg Family Trust (10,000) SM0010025-0027
7/21/99 Warrant Signature Page for Boyd Willat (6,700) SM0010028-0030
7/12/99 Warrant Signature Page for WWM Partnership Trust (1,000) SM0010031-0033
7/27/99 Warrant Signature Page for Mark L. Hendler (3,333) SM0010034-0036
11/30/00 Letter to Securities Transfer Corporation from Stephen Gordon re warrant to SM0010037-0038
12/12/00 Letter to Each of the Purchasers of Stan Lee Media 6% Convertible SM0010039-0043
Debentures and Warrants from Jeffrey Segal re opinion furnished to
purchasers
12/13/00 Fax to Lori Livingston from Jacques Tizabi, Astor Capital re escrow release SM0010044-0218
for Stan Lee
Warrant to Purchase for Kenneth G. Montgomery (2,000) dated 7/23/99
Warrant to Purchase for Kenneth Bald (15,000) dated 7/23/99
Warrant to Purchase for Kaaren Alexander (1,000) dated 7/23/99
Warrant to Purchase for Eddie Alexander (1,000) dated 7/23/99
Warrant to Purchase for Charlotte & Donald Bernstein (1,000) dated 7/23/99
Warrant to Purchase for Edith A. Pope (3,333) dated 7/23/99
Warrant to Purchase for Kevork K. Tashjian (8,333) dated 7/23/99
Warrant to Purchase for Bonner W. Adams (16,666) dated 7/23/99
Warrant to Purchase for Edward Powell (3,333) dated 7/23/99
Warrant to Purchase for George Cibaud (3,333) dated 7/23/99
Warrant to Purchase for Andrew J. Brindock (2,000) dated 7/23/99
Warrant to Purchase for Bromberg Family Trust (10,000) dated 7/23/99
Warrant to Purchase for Boyd Willat (6,700) dated 7/23/99
Warrant to Purchase for WWM Partnership Trust (1,000) dated 7/23/99
Warrant to Purchase for Mark L. Hendler (3,333) dated 7/23/99
Securities Purchase Agreement dated April, 1999 w/investors William and
Shrina Baumann, Irving and Patricia Siegel, Compton Family Trust, Michael
Edwards, Charles Blomme, William Wilkinson, Kenneth Avery, Kenneth
Hubbert, Frederick Howarth, Frances Masters, Lynne Masters, Lon and Jaye
Getlin, Steven Patrick, Shannah Compton, Cameron Compton, Morton
Feldman, Adrian Turcotte, Mohammad Soltani, Kenneth Bald, Kenneth
Montgomery, Eddie Alexander, Kaaren Alexander, Bonner W. Adams,
Edward Powell, Georges Cibaud, Andrew Brindock, Bromberg Family
Trust, Boyd Willat, WWM Partnership Trust, Mark Hendler,
Warrant to Purchase for William and Shrina Baumann (8,333) dated 7/23/99
Warrant to Purchase for Irving Siegel and Patricia Siegel (20,000) dated
7/23/99
Warrant to Purchase for Compton Family Trust (22,500) dated 7/23/99
Warrant to Purchase for Michael Edwards Trust (10,000) dated 7/23/99
Warrant to Purchase for Charles Blomme (15,000) dated 7/23/99
Warrant to Purchase for William and Patricia Wilkinson (16,667) dated
7/23/99
Warrant to Purchase for Kenneth Avery (8,333) dated 7/23/99
Warrant to Purchase for Kenneth and Deborah Hubbert (8,333) dated
7/23/99
Warrant to Purchase for Frederick Howarth (10,000) dated 7/23/99
Warrant to Purchase for Frances Masters (5,000) dated 7/23/99
Warrant to Purchase for Lynne Masters (3,000) dated 7/23/99
Warrant to Purchase for I.C. Siegel and Patricia Siegel (10,000) dated
7/23/99
Warrant to Purchase for Lon and Jaye Getlin (3,333) dated 7/23/99
Warrant to Purchase for Michael Joseph Getlin (3,333) dated 7/23/99
Warrant to Purchase for Steven Patrick (3,333) dated 7/23/99
Warrant to Purchase for Shannah Compton (1,000) dated 7/23/99
Warrant to Purchase for Cameron Compton (1,000) dated 7/23/99
Warrant to Purchase for Morton Feldman (5,000) dated 7/23/99
Warrant to Purchase for Adrian Turcotte (5,000) dated 7/23/99
Warrant to Purchase for Compton Family Trust (2,500) dated 7/23/99
{Client\4211\00\02031311.DOC /}
52
Warrant to Purchase for Mohammad Soltani (4,333) dated 7/23/99
Warrant to Purchase for Charles Blomme (5,000) dated 7/23/99
6/26/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. SM0010219-0227
10/23/00 Letter to Rick Madden from Sara Cable re copies of Amendment No. 1 to SM0010228-0235
Agreement
11/6/00 Fax to Gill Champion from Jennifer Meyers re transfer SM0010236-0241
11/8/00 Letter to George Johnson from Robert Schultz re instruction to issue shares SM0010242-0243
11/7/00 Letter to George Johnson from Robert Schultz re instruction to issue shares SM0010244-0246
8/31/00 Stock Purchase Agreement between Stan Lee Media and Sellers of Conan SM0010247-0275
Properties, Inc.
10/11/99 Financial Consulting Agreement between Stan Lee Media and VMR Capital SM0010276-0284
Markets
12/4/00 Letter to Jennifer Meyers from Stephen Gordon re Rule 144 SM0010285-0296
1/13/01 Letter to Rick Madden from Elliott Greenberg re Registration Rights SM0010297-0298
Agreement dated 8/1/00
11/9/00 Letter to Lieberman & Nowak from Rick Madden re withdrawal of letter SM0010299
dated 10/27/00
7/11/99 Purchase Form of Stan Lee Media for William David Hooper shares SM0010300-0302
7/18/00 Letter to Kenneth Williams from Paul Singer re confirmation of annexed SM0010303-0306
term sheet as acceptable
10/5/00 Letter to Jennifer Meyers from Jeffrey Segal re shares being transferred and SM0010307-0311
new certificates issued
12/14/00 Fax to Rick Madden from Jeffrey Segal re request for opinion on letter from SM0010312-0318
PaineWebber dated 12/14/00
7/1/99 Schedule 9 re changes in shares outstanding for period beginning July 1 SM0010319-0323
12/7/00 Letter to Jeffrey Segal from PaineWebber re acting as agent for Seller SM0010324-0336
Undated Stock Certificates To Be Issued list SM0010337-0341
12/4/00 Fax to Rick Madden and Stephen Gordon from Barbara Glenns re NASD SM0010342-0345
Questionnaire
1/17/07 Control Log and Stock Split Audit Report SM008356-8429
9/11/07 Stock Transfer Proof Report for Kenneth Bald SM008430-8436
9/11/07 Stock Transfer Proof Report for William James Wilkinson, Jr. SM008437-8444
9/12/07 Stock Certificate (Void) for The Medici Group, Inc. SM008445-8446
2/14/07 Stock Transfer Proof Report for Cybertrend Marketing, James Nesfield, SM008447-8457
Douglas Cogan
2/15/07 Stock Transfer Proof Report for Cybertrend Marketing SM008458-8474
2/20/07 Stock Transfer Proof Report for Christopher Belland SM008475-8480
3/6/07 Stock Transfer Proof Report for Jose Abadin, Vania Glazer, Peter Blumen SM008481-8488
3/12/07 Stock Transfer Proof Report for Stan Lee Corporation SM008489-8495
4/4/07 Stock Transfer Proof Report for National Financial Services, LLC SM008496-8500
5/4/07 Stock Transfer Proof Report for Miles King SM008501-8515
5/30/07 Original Issuance Checklist with check outstanding shares, letter of SM008516-8528
instruction, shareholder information, restriction, board resolution, and
delivery instructions
6/7/07 Stock Transfer Proof Report for National Financial Services, LLC SM008529-8535
6/7/07 Stock Certificate for Dave Schey SM008536-8537
7/2/07 Stock Transfer Proof Report for Parvin Mistry SM008538-8542
7/24/07 Stock Transfer Proof Report for Omar Haroon, Nasreen Haroon, Sana SM008543-8547
Amber Haroon
8/8/07 Stock Transfer Proof Report for Roland Guy Heath SM008548-8552
9/11/07 Stock Transfer Proof Report for James P. Lynn SM008553-8561
9/11/07 Stock Transfer Proof Report for Continental Entities SM008562-8568
9/11/07 Stock Transfer Proof Report for Keith Nowak SM008569-8577
9/11/07 Stock Transfer Proof Report for Global Brand Holdings, Inc. SM008578-8584
9/11/07 Stock Transfer Proof Report for Joan C. Lee SM008585-8591
9/11/07 Stock Transfer Proof Report for Excelsior Productions SM008592-8598
9/11/07 Stock Transfer Proof Report for The Medici Group, Inc. SM008599-8606
9/11/07 Stock Transfer Proof Report for Stephen M. Gordon SM008607-8614
4/7/06 Stock Transfer Proof Report for Cede & Company, Gerald Nosewicz, SM008615-8620
Cynthia Nos
4/25/06 Stock Transfer Proof Report for Cede & Company, Candace Eardley SM008621-8626
5/23/06 Stock Transfer Proof Report for Cede & Company, Steven Haskins SM008627-8632
5/30/06 Stock Transfer Proof Report for Cede & Company, Stan Lee Corporation SM008633-8638
7/19/06 Stock Transfer Proof Report for Cede & Company, Patricia Verbanac SM008639-8644
7/24/06 Stock Transfer Proof Report for Cede & Company, Donald Gavrity and SM008645-8650
{Client\4211\00\02031311.DOC /}
53
Karen Gavrity
9/7/06 Stock Transfer Proof Report for Cede & Company, Debra Igla Solomon SM008651-8656
Cust FBO Jonathan Igla
9/22/06 Stock Transfer Proof Report for Cede & Company, George Hamilton SM008657-8662
11/16/06 Stock Transfer Proof Report for Cede & Company, Stacey Schuman SM008663-8668
12/6/06 Stock Transfer Proof Report for Cede & Company, Celebrity Enterprises SM008669-8674
7/19/06 Stock Certificate for Patricia Verbanao and Alda Verbanao Joint Tenancy SM008675-8676
8/9/07 Stock Certificate for Cede & Company (Void) SM008677-8678
2/2/05 Stock Transfer Proof Report for Cede & Company, John Alan Hunter for SM008679-8684
Nicholas Joseph Hunter
3/1/05 Stock Transfer Proof Report for Cede & Company, Roger Sult Trust SM008685-8692
3/14/05 Stock Transfer Proof Report for Cede & Company, Jennifer J. Belland SM008693-8698
3/22/05 Stock Transfer Proof Report for Cede & Company, Richard P. Mann and SM008699-8708
Diane Mann
5/6/05 Stock Transfer Proof Report for Cede & Company, Joseph Aiello and Susan SM008709-8714
Aiello
5/13/05 Stock Transfer Proof Report for Cede & Company, Theresa Artinyan SM008715-8722
5/19/05 Stock Transfer Proof Report for Cede & Company, Jerry Nosewicz SM008723-8729
5/31/05 Stock Transfer Proof Report for Cede & Company, Sanford Ginsberg SM8730-8735
7/25/05 Stock Transfer Proof Report for Cede & Company, Perry A. Wallack and SM008736-8741
Jana Leigh Wallack
11/7/05 Notice from The Depository Trust Company re cancellation of certificate for SM008742-8745
Cede & Company
12/6/05 Stock Transfer Proof Report for Cede & Company, Chi Chi Suzanne Marie SM008746-8751
Stevens
2/12/04 Stock Transfer Proof Report for Cede & Company, Kamil Richter, SM008752-8760
Rosemary Orlando, Gary R. Evans, Brian G. Evans
2/18/04 Stock Transfer Proof Report for Cede & Company, Leonardo Peredia SM008761-8766
2/24/04 Stock Transfer Proof Report for Cede & Company, Yvonne Rena Bennett SM008767-8772
2/26/04 Stock Transfer Proof Report for Cede & Company, Sandie L. Sigrist SM008773-8778
3/16/04 Stock Transfer Proof Report for Cede & Company, Stellar Productions SM008779-8784
3/24/04 Stock Transfer Proof Report for Cede & Company, Gary R. Evans, Brian G. SM008785-8793
Evans
4/22/04 Stock Transfer Proof Report for Cede & Company, Joseph A. Shaginaw and SM008794-8799
Donna L. Shaginaw
5/12/04 Stock Transfer Proof Report for Cede & Company, Armen Galfayan SM008800-8805
9/1/04 Stock Transfer Proof Report for Cede & Company, Michelle Wilder SM008806-8811
10/19/04 Stock Transfer Proof Report for Cede & Company, Kenneth/Joan Schwartz, SM008812-8817
Schwartz Family Trust
11/2/04 Stock Transfer Proof Report for Cede & Company, Patrick M. Proft and Lisa SM008818-8823
M. Proft
11/16/04 Stock Transfer Proof Report for Cede & Company, Controller for the State SM008824-8831
of California
11/2/04 Stock Certificate for Patrick M. Proft and Lisa M. Proft (Void) SM008832-8833
11/2/04 Stock Certificate for Cede & Company SM008834-8835
1/16/03 Stock Transfer Proof Report for Cede & Company, Carole S. Kaplan Trust SM008836-8841
6/16/03 Stock Transfer Proof Report for Cede & Company, Kenneth B. Fram SM008842-8847
6/23/03 Stock Transfer Proof Report for Cede & Company, Ruth Elizabeth Louden SM008849-8853
7/3/03 Stock Transfer Proof Report for Cede & Company, Dale Grabau, Irene L. SM008854-8870
Grabau, Talbiya B. Investments
7/15/03 Stock Transfer Proof Report for Cede & Company, Kevin Gleen Mason SM008871-8876
7/28/03 Stock Transfer Proof Report for Cede & Company, Alfred S. Lal, Maxi SM008877-8884
Technologies Limited
7/31/03 Stock Transfer Proof Report for Cede & Company, Kevin Gleen Mason SM008885-8889
8/1/03 Stock Transfer Proof Report for Cede & Company, Kevin Glenn Mason SM008890-8895
10/2/03 Stock Transfer Proof Report for Cede & Company, Brad Lee Axelrod SM008896-8900
10/16/03 Stock Transfer Proof Report for Cede & Company, Gagik Khodzhabagyan SM008901-8906
10/21/03 Stock Transfer Proof Report for Cede & Company, Tempa Geiger and M. SM008907-8912
Lissa Sampson Story
11/7/03 Stock Transfer Proof Report for Cede & Company, Nels P. Swanson SM008913-8918
12/8/03 Stock Transfer Proof Report for Cede & Company, Robert V. Gustaveson SM008919-8926
12/2/99 Fax to Peter Paul and Gil Champion from Dominic Surprenant re Mark SM004916-4922
Lasoff Mediation
10/16/00 Redemption Notices for warrants for Lynne K. Masters, Kenneth G. SM0011096-1138
Montgomery, Kaaren Alexander, William and Sharina Baumann, Charlotte
{Client\4211\00\02031311.DOC /}
54
and Donald Bernstein, Bonner W. Adams Trustee, George Cibaud, Compton
Family Trust, Morton Feldman, William David Hooper, Jr., Kenneth R. and
Debora L. Hubbert, Edward Powell, Irving Siegel and Patricia Siegel,
Kevork Tashjian, William and Patricia Wilkinson, Boyd Willat, Irving C.
Siegel and Patricia Q. Siegel, Michael Joseph Getlin, Lon and Jaye Getlin,
Eddie Alexander, Kenneth Bald, Andrew J. Brindock, Frances S. Masters,
Adrian Turcotte
5/9/01 Larry Schultz Joint Venture Agreement SM0011052-1054
1/15/96 Joint Venture Agreement between S.L. Productions and American SM0011055-1064
Entertainment Distribution, Inc.
10/31/00 Fax to Rick Madden from Kathleen Hallberg re Larry Schultz Joint Venture SM0011065-1083
Agreement
9/7/00 Schultz-Lee Term Sheet, Response from Kathy Hallberg, and letter to Stan SM0011084-1088
Lee and Larry Shultz from Peter Bierstedt
8/31/00 Memo re Response to Shultz-Lee Term Sheet to Rick Madden from Kathy SM001189-1092
Hallberg
9/19/00 Memo re Response to Shultz-Lee Term Sheet to Rick Madden from Kathy SM0011093-1095
Hallberg (w/notations)
1/14/03 Fax to Junko Kobayashi from Christal Swenson re transfer and removal of SM0011540-1546
restrictive legend under Rule 144(k) for P.F.P. Family Holdings, L.P.
Undated Securities Transfer File Folder SM0011547
12/6/99 Receipt of Certificate for VMR Capital Markets (10,000) SM0011548-1553
Receipt of Certificate for Mark Lasoff and Daniel P. Ben-Zvi
8/31/99 Accounts Payable Statement from Securities Transfer Corporation to Stan SM0011554-1555
Lee Media, Inc.
11/2/99 Invoice #5384, #95365, #95385, #05348 from Securities Transfer SM0011556-1562
Corporation to Stan Lee Media, Inc.
9/13/99 Invoice #5146 from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011563-1567
Undated Irrevocable Stock or Bond Power (incomplete) SM0011571-1575
Undated Stock Certificates To Be Issued list SM0011576-1580
4/17/00 Fax to Susan Johnston from Joan Yarcusko re guarantee of returns invested SM0011581-1583
in Excelsior Productions in Stan Lee Media stock to Cynthia Palmer
Gershman and Bradley O’Leary
4/17/00 Letters to Cynthia Palmer Gershman, Bradley O’Leary and Certificate re SM0011584-1586
guarantee of returns invested in Excelsior Productions in Stan Lee Media
stock
12/27/99 Fax to Peter Paul from Kevin Halter re canceled stock from 11/1/99 through SM0011587-1596
12/27/99
4/17/00 Letter to Seth Leyton from Peter Paul re stock certificates issued to Maxi SM0011597-1604
Technologies Ltd. and Santo Development Worldwide
10/13/99 Letter to Sol Gerber from Susan Johnston re stock certificates for Sol Gerber SM0011605-1606
and Ruth Gerber
8/26/99 Stock Certificates for Sol Gerber and Ruth Gerber, Cyberia, Inc., Montague SM0011607-1626
Securities International, Ltd. and letter to Kevin Halter from Boulder Capital
Opportunities re issuance of 8,500,000 shares of common stock
8/1/99 Initial Statement of Beneficial Ownership of Securities for Devandra Mishra SM001627-1628
9/2/99 Term Sheet for $1,000,000 3 year 8% Series A Convertible Preferred Stock SM0011629
securities
9/1/99 Fax to Gil Champion from Sharon Sullivan re internet video report posted SM0011630-1633
8/16/99 re Stan Lee Media Announces Public Trading under Nasdaq Symbol
“SLEE”
6/11/99 Memo to Peter re stock for JC, list of people interested in buying SLM stock SM0011634-1641
at opening price, list of BCOI Designated Shareholders, stock quotes, Initial
Statement of Beneficial Ownership of Securities
9/9/99 Notice of receipt of certificates from V.H.I. Corporation and NAI, Inc. and SM0011642-1643
issuance of certificates for World Network, Inc., Unicorn Media Partners,
Joseph Naar, The Edelman Trust, and Jeffrey D. and Lauren B. Segal
4/19/99 Stock Certificate for Peter Parker and list of 6,822 stock shareholders SM0011644-1648
10/11/99 Stock Pledge Agreement between Cyberia, Inc., VMR Luxembourg S.A. and SM0011649-1655
Jeffrey D. Segal
1/00 Securities Transfer Corporation file folder SM0011656
9/13/00 Notice of issuance of certificates for Zachary Foley and check voucher SM0011657-1659
8/29/00 Notice of issuance of certificates for Westgate International, L.P. and Elliot SM0011660-1662
Management Corporation and check voucher
9/7/00 Notice of issuance of certificates for Conan Sales Company, LLC and Elliott SM0011663-1668
{Client\4211\00\02031311.DOC /}
55
Associates, L.P. and check vouchers
8/3/00 Notice of receipt of certificates from Devendra Mishra and issuance of SM0011669-1673
certificates for Devendra Mishra, Dave Devarajan, and Venture Soft
Company, Ltd. and check voucher
5/17/00 Notice of issuance of certificates for Cyberworld International Corporation, SM0011674-1679
Steven Segal, John Galt Offshore Fund, John Galt Fund LP, Asset
Management Holdings Company, Zurich HFR Master Hedge Fund Index,
Dorodo Capital Partners LP, The Chelonia Fund LP, Carmen Italia,
Laurence Dunn, VMR Luxembourg SA, Jose M. Abadin, Edith A. Pope,
Kenneth Bald and letter to Jan Hoffer from Gill Champion
6/28/00 Notice of issuance of certificates for Stephen Brain and check voucher SM0011680-1681
6/3/00 Notice of receipt of certificates from Lynne K. Masters and Frances S. SM0011682-1683
Masters and issuance of certificates for Frances S. Masters and Lynne K.
Masters and check voucher
3/31/00 Invoice from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011684-1685
2/7/00 Invoice from Securities Transfer Corporation to Stan Lee Media, Inc. SM0011688-1689
Undated Index of Governing Documents for Stan Lee Media, Inc. (Delaware) SM0011690
4/16/99 Secretary of State of Delaware Certificate of Merger between Stan Lee SM0011691-1693
Entertainment, Inc. and Stan Lee Media, Inc.
4/15/99 Secretary of State of Delaware Restated Certificate of Incorporation of Stan SM0011694-1704
Lee Media, Inc. and Certificate of Incorporation
1/14/99 By-Laws of Stan Lee Media, Inc. SM0011705-1719
1/2/00 Resignation letter to the Board of Directors of Stan Lee Media, Inc. from SM0011722
Andrea L. Freitag
6/24/99 Written Consent of Stockholders SM0011728-1729
4/13/99 Written Consent in Lieu of Meeting of Stockholders, Agreement and Plan of SM0011730-1737
Merger, and Certificate of Merger of Stan Lee Entertainment, Inc. into Stan
Lee Media, Inc.
4/13/99 Written Consent of Directors, Agreement and Plan of Merger, and SM0011738-1745
Certificate of Merger of Stan Lee Entertainment, Inc. into Stan Lee Media,
Inc.
3/27/99 Written Consent of Directors, Restated Certificate of Incorporation of Stan SM0011746-1759
Lee Media, Inc., Certificate of Incorporation, and blank stock certificate
marked “Specimen”
1/14/99 Minutes of the First Meeting of the Board of Directors of Stan Lee Media, SM0011762-1771
Inc. held on January 14, 1999, blank stock certificate marked “Specimen”,
Waiver of Notice of First Meeting, Subscription Agreement
7/23/99 Stock Transfer Ledger of void and cancelled shares and Boulder Capital SM0011772-1773
Opportunities, Inc. (10,000,000)
7/23/99 Stock Certificate of Boulder Capital Opportunities, Inc. (10,000,000) SM0011774-1802
Unsecured Promissory Note to Compton Family Trust dated 9/15/99
Warrant to Purchase Common Stock dated 9/15/99
Warrant to Purchase (5,000) shares of common stock for Compton Family
Trust dated 9/15/99
Unsecured Promissory Note to Charles J. Blomme and Deborah A.
Schlichting dated 9/21/99
Warrant to Purchase Common Stock dated 9/21/99
Warrant to Purchase (5,000) shares of common stock for Charles J. Blomme
and Deborah A. Schlichting dated 9/21/99
10/26/99 Letter to Toon Boom Technologies, Inc. from Stan Lee Media, Inc. re SM008989-8992
investing $1,250,000 into company
10/30/00 Fax to Peter Paul from Jeff Pittsburg re Stan Lee Media announces 10% SM008993-8995
stock dividend
12/31/99 Stock Options list for dates of grant 7/23/99 and 9/24/99 SM008996-8999
7/24/00 Letter to Lauren Hillberg re Securities Purchase Agreement between SM008125-8128
Macromedia, Inc. and Stan Lee Media
10/23/00 Amendment No. 1 to Agreement between Stan Lee Media and Macromedia, SM008129-8135
Inc.
11/27/00 Letter to Securities Transfer Corporation and SOS Resource Services from SM008136-8143
Jeffrey Segal, Officer’s Certificate
Letter to Access Securities from Sal Russo re representation
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56
Letter to Stan Lee Media from Jeffrey McLaughlin re restricted securities,
Statement of Changes in Beneficial Ownership
8/26/99 Stock Certificate of Continental Entities SM008144
Undated Paraversal/Paul file folder SM008145
10/5/99 Consulting Agreement between Stan Lee Media, Inc. and Paraversal, Inc. SM008146-8167
10/1/99 Consulting Agreement for Services of Peter Paul with Paraversal, Inc. SM008168-8170
6/19/00 Paraversal Assigned Options list SM008171
5/26/00 Fax to Peter Paul from Jeffrey Segal re Paraversal assigned options SM008172-8174
11/00 Statement of Changes in Beneficial Ownership for P.F.P. Family Holdings, SM008175
LP SM004915
12/31/99 Annual Statement of Changes in Beneficial Ownership for P.F.P. Family SM008176-8177
Holdings, LP
4/10/00 Advisory Services Fee Agreement between Montague Securities SM008178-8210
International, Ltd. and Stan Lee Media, Inc.
Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc.
Letter to Stephen Gordon from Montague Securities International re
agreement to issue option to purchase 100,000 shares dated 1/10/00
Stock Option Agreement between Stan Lee Media, Inc. and Montague
Securities International
5/24/00 Letter to Laurence Dunn re parties who purchased common stock have SM008211-8212
agreed to allow for the registration of additional securities from Robert
Schultz
5/26/00 Letter to Laurence Dunn re parties who purchased common stock have SM008213-8215
agreed to allow for the registration of additional securities from Robert
Schultz,
Promissory Notes list
Investor Warrants With Registration Rights list
12/18/00 Investor’s Schedule file folder SM008216-8231
Capitalization Table
Conversion Restrictions
Selling Stockholders Form S-3
10/31/00 Statement of Spear, Leeds & Kellogg re Celebrity Enterprises SM008232-8236
8/15/00 Letter to Kenneth Suddleson and Susan Schaefer re key terms of binding SM008237-8248
agreement from Stan Lee Media
8/16/00 Fax to Peter Paul re assignment from Majel Barrett Roddenberry SM008249-8250
12/27/99 Fax to Peter Paul re canceled stock from Kevin Halter SM008251-8262
12/31/00 FAS 123 Calculation for Options Granted in Fiscal 2000 SM008347
9/30/99 FAS 123 Calculation for Options Granted in Fiscal 1999 SM008348
10/8/99 Letter to Jeffrey Segal re approval of options from Gill Champion SM008349
10/5/99 Letter to Jeffrey Segal re granting of option to purchase from Stan Lee SM008350-8352
Media
7/23/99 Letter to Jeffrey Segal re granting of option to purchase from Boulder SM008353-8355
Capital Opportunities
2/14/00 Annual Statement of Changes in Beneficial Ownership SM008263-8268
Initial Statement of Beneficial Ownership of Securities for Stan Lee and Lee
Family 1985 Trust dated 8/1/99
2/14/00 Annual Statement of Changes in Beneficial Ownership SM008269-8274
Initial Statement of Beneficial Ownership of Securities for P.F.P. Family
Holdings, LP and Andrea Paul dated 8/1/99
6/19/00 Paraversal Assigned Options list SM008275-8279
Annual Statement of Changes in Beneficial Ownership dated 2/14/00
Initial Statement of Beneficial Ownership of Securities dated 8/1/99
2/14/00 Annual Statement of Changes in Beneficial Ownership for Stephen Gordon SM008280-8283
2/14/00 Annual Statement of Changes in Beneficial Ownership for Gill Champion SM008284-8286
2/14/00 Annual Statement of Changes in Beneficial Ownership for Nelson Thall SM008288-8291
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
Annual Statement of Changes in Beneficial Ownership for Robert Schultz
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
5/9/00 Initial Statement of Changes in Beneficial Ownership for Lars Hellmont SM008292-8293
3/10/00 Initial Statement of Changes in Beneficial Ownership for Arthur Schramm SM008294-8295
11/15/00 Letter to Daniel Klein re stock option exercise from Rick Madden SM008296-8299
7/26/00 Written Consent and Ratification re share exchange between Boulder Capital SM008300-8302
Opportunities, BCOI, Stan Lee Media, and Robert Bryan
{Client\4211\00\02031311.DOC /}
57
7/00 Written Consent and Ratification re share exchange between Boulder Capital SM008305-8306
Opportunities, BCOI, Stan Lee Media, and Robert Bryan w/signature pages
for Jeffrey Segal, Organic Inc., Gill Champion, Aaron Tonken, Hollywood
Holdings, Celebrity Enterprises, Devendra Mishra, Excelsior Productions,
Michael Golden, Continental Entities, World Network, Andrea Paul, Alex
Paul, Lauren Kline-Paul, Lindsay Kline-Paul, Paul Parker, Joan Lee, Diana
Ulloa, Keith Nowak, James Lynn, Arthur Lieberman, Lee Family 1985
Trust, and fax to Jeff Knetsch and Chad Asarch from Rick Madden
11/1/99 Letter to Jonathan Gordon re issuance of certificates from Stan Lee SM008332-8333
7/28/00 Signature Pages for Written Consent and Ratification for Stephen Gordon SM008334-8335
and Alexandra Gordon
7/28/00 Unanimous Written Consent of The Board of Directors of Stan Lee Media SM008336
11/1/00 Stan Lee Media Announcement, Stock Dividend file folder SM008337-8339
10/30/00 Fax to Peter Paul re representation from Jeff Pittsburg, Systems Specialties, SM008340-8342
Inc. file folder
11/15/00 Separation Agreement and Mutual Release of All Claims between Systems SM008343-8346
Specialties and Stan Lee Media
8/1/00 Short Term Loans SM009662-9719
Shares and Warrants not included in S-3 or S-8
E-Mail To Robert Schultz from VMR-US
Section 2.1(dd) Brokers
Schedule 2.1(c)(iv) Stan Lee Media, Inc. Shares with Registration Rights
Schedule 2.1(c)(iii) Outstanding Options and Warrants
Capitalization Table
Promissory Notes list
Elliott Associates & Westgate International Preferred Stock Placement
Common Stock Table
Stan Lee Media Employee and Consultant Options & Warrants Outstanding
as of 7/28/00
Stan Lee Media Anti-Dilution Computation re Venture Soft Investment on
7/31/00
Freely Tradable Shares
August-December, 2000 Advertising Expenditures Calendar
Handwritten notes re options and warrants issued
Note 2: Net Loss Per Share dated 6/30/00
Stan Lee Media Employee and Consultant Options & Warrants Outstanding
as of 8/1/00
Investor Warrants and Consultant Warrants and Options list
Stan Lee Media Cash Budget April–September, 2000
General Ledger GL Activity Report – Detail 3/1/00 to 6/30/00
Stan Lee Media Balance Sheet for the Six Months Ending 6/30/00
Letter to Securities Transfer Corporation re issuance of stock certificate from
Stephen Gordon
Employment Agreement between Stan Lee Media, Inc. and Stephen Brain
dated 4/14/00
Stan Lee Media Preferred Stock Placement dated 8/1/00
Form 10-QSB Disclosure and Accounting Issues dated 9/30/00
Stan Lee Media Anti-Dilution Computation re Elliott Associates & Westate
Int’l on 8/25/00
3/24/00 Fax to Jeffrey H. Cohen re option schedules and summary from Junko SM009333-9349
Kobayashi
4/4/00 Letter to Clayton Clark re information concerning the identities of the SM009350-009352
investors in the two February 2000 private placements from Jeffrey Segal
Purchase Agreement between Stan Lee Media and the purchasers on
Schedule A dated 2/1/00
4/5/00 Letter to Robert Schultz re private placement of securities of Stan Lee Media SM009353-9358
from David Asplund
4/6/00 Letter to Stan Lee Media re response to Nasdaq’s comments in their letter SM009359
dated 4/5/00 re application for listing from Robert Schultz
11/13/00 Fax to Jeff Cohen re Astor Capital Proposed Equity Draw Down Facility and SM009360-9370
Convertible Debentures Summary of Proposed Terms/Private Placement
dated 11/7/00 from Rick Madden
2/1/00 Purchase Agreement between Stan Lee Media and purchasers listed on SM009371-9403
Schedule A
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58
2/4/00 Purchase Agreement between Stan Lee Media and purchasers listed on SM009404-9428
Schedule A
Undated Securities Purchase Agreement Exhibit A SM009429-9433
3/21/00 Letter to Arthur Schramm re Consulting Agreement from Jeffrey Segal SM009434-9444
Letter to Arthur Schramm re engagement of consultant from Stephen
Gordon dated 1/10/00
Confidentiality Agreement w/Schedule A dated 1/10/00
Stock Option Agreement as Exhibit B
4/5/01 Letter to David Golubchik, Esq. re representation of Arthur Lieberman and SM009445-9447
his partners Keith Nowak and James Lynn from Michael Morin
7/21/99 Letter to Kevin Halter re issuance of 8,500,000 shares of common stock SM009000-9005
from Mark DiSalvo
Undated Stock Transfer Ledger SM009006
8/1/00 Index to Closing Documents re sale of 4,000 shares of Series B 4% SM009007
Cumulative Convertible Preferred Stock and Warrants to Purchase 75,000
Shares of Common Stock for an aggregate purchase price of $4,000,000 to
Elliott Associates, LP and Westgate International, LP
8/1/00 Preferred Stock Investment Agreement between Elliott Associates LP and SM009008-9065
Westgate International LP dated 8/1/00
8/1/00 Registration Rights Agreement between Stan Lee Media, Elliott Associates SM009066-9086
and Westgate Int’l
8/1/00 Articles of Amendment to Articles of Incorporation for Stan Lee Media SM009087-9105
8/1/00 Letter to Elliott Associates LP re opinion of Stan Lee Media from Jeffrey SM009106-9115
Segal
8/1/05 Common Stock Purchase Warrant to purchase 37,500 shares of common SM009116-9129
stock of Stan Lee Media entitling Elliott Associates
8/1/05 Common Stock Purchase Warrant to purchase 37,500 shares of common SM009130-9143
stock of Stan Lee Media entitling Westgate International
8/1/00 Officer’s Certificate of Rick Madden SM009144-9194
Exhibit A Resolutions of the Board of Directors
Exhibit B Articles of Incorporation
Exhibit C By-Laws
Exhibit D Good Standing Certificate
Undated Stock Certificate for Elliott Associates LP (2,000) SM009195-9196
Undated Stock Certificate for Westgate International LP (2,000) SM009197-9198
8/2/00 Press Release Stan Lee Media Announces Completion of Private Placement SM009199
of Preferred Stock Raising an Additional $4.0 Million in Equity
8/1/00 S-3 Filing with Securities and Exchange Commission for Stan Lee Media SM009200-9224
1/1/00 Stock Option Agreements for grantee Peter Tobolsky, Leopoldo Duranona, SM007996-8124
Armando Gil, Gill Champion, Claude Denis, Stuart Feldman, Scott Koblish,
Don Manuel, Samantha Meltzer, Devendra Mishra, Holli Schmidt, Frederick
Nelson, Sandy Costantino, Vince Golveo, Matthew Banning, Arthur
Schramm, Jr., Jon Corfino, Stephen Segal, Montague Securities
International, Ltd., Kevin Richardson, Howard Dorough, Brian Thomas
Littrell, Nicholas Carter, Alexander McLean, Jeff Kwatinetz, Michael
Green, Jordan Keller
E-Mail to Junko Kobayashi from TELJ1@aol.com re prepare option
agreement (50,000) for Montague Securities
Letter to Stephen Gordon re issuance of stock options from Montague
Securities
Undated Securities Purchase Agreement for William M. and Shrina L. Baumann, SM006570-6664
Irving C. Siegel & Patricia Q. Siegel, Compton Family Trust, Charles J.
Blomme, Michael H. Edwards 1994 Revocable Trust, William J. Wilkinson,
Kenneth B. Avery, Kenneth R. Hubbert, Adrian Turcotte, Steven Patrick,
Shannah L. Compton, Cameron L. Compton, Morton Feldman, Frederick W.
Howarth, Frances S. Masters, Lynne K. Masters, Loni Getlin, Mohammad
Soltani, Kenneth Montgomery, Kenneth Bald, Charlotte Bernstein, Eddie
Alexander, Karen K. Alexander, Edith A. Pope, Kevork K. Tashian, Bonner
W. Adams, Edward Powell, Georges Cibaud, Andre J. Brinddock, Bromberg
Family Trust, Boyd Willat, WWM Partnership Trust, Mark L. Hendler,
Undated Administraff Stock Option – Stock Options and Other Equity-Based SM006665-6666
Compensation
09/13/00 Fax to Junko from Tom re Stock Options SM006667
Undated Launch Party Promo Stock Issuance - Not returned: Chris Bachalo, Hellen SM006668-6721
Bachalo, Darrick Bachman, Matt Banning, William Bachmann, Steve
Behling, Albert Allen Berrebbi, Jeane Burch, Joe Casey, Dean Chelsy, Lisa
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59
Cisneroz, Alan Davis, Keiai D.A. DeCandido, Richard Damigella, Stanley
Eng, Mark Evanier, Csaba Fikker, Brad Foxhoven, Phillip Foxhoven, John
Fraser, Mike Friedrich, Jason Fritz, Alexis Frixione, Guillermo Roberto
Frixione, Maximiliano Frixione, Leslie Gernstein, James Goodridge, Robert
O. Green, Robert H. Harraj, Brian Holguin, Sean Jordan, Jennifer Karolak,
Joseph Kelly, Adam Klarer, Jim Krueger, Scott Lobdell, James B. Lucas,
Wayne Markley, Christina Mather, Paul McEnery, Todd Alan Moore,
Bradley S. Novicoff, Joe Quesada, Scott Rosenberg, Ervin Rustemagic,
Gareb Shamus, Ted Smith, Margaret C. Thompson, Mark Thompson, T.N.
Tumbusch, Daniel Wall, David Wohl
Undated Launch Party Promo Stock Issuance - Paid A-D: Joseph F. Alaskey, III, SM006722-6743
Sarah Baisley, Charles N. Baker, Bob Bishop, Marti Boone, Kara Briola,
Michael Briola, Steven Brown, Russel E. Burkett, III, Bryan Callaway,
Carrie Cogan, Robert, Cusolito, Laura Dale, Richard Delong, Tom DeSanto,
Sharad Devarajan, Emanuel Warren Dicksen, Lauren Shuler Donner Trustee
of the R&L Donner Trust, Richard Donner Trustee of the R&L Donner
Trust, Jamie Douraghy
Undated Launch Party Promo Stock Issuance - Paid E-G: Matthew Edelman, Joseph SM00674-6759
A. Field, Erin Fotos, J. Winston Fowlkes, Melissa Friedl, Michael R. Friedl,
Samuel Girguis, Jack Glickman, Carrie Glidden, Ari Goldman, Johathan
Harrison, Jonathan Gordon, Jonathan and Hannah Gordon, Linda Guiffreda-
Baker, Ivan Gulas, Jordan T. Gulas
Undated Launch Party Promo Stock Issuance - Paid H-M: Don Hackler, Carol A. SM006760-6779
Hale, Donald F. Hale, Christopher Harz, Robert J. Hawkins, Michael
Heinrich, Michael M. Kelly, June Junko Kobayashi, Brian Paul Machado,
Mario Machado, B. Kevin Maples, Gilbert Lee McDonald, Thomas R.
McGrew, James McLaughlin, Thomas McLaughlin, Jennifer Merin, Harris
Miller, Michael Miller, Paul A. Mounts
Undated Launch Party Promo Stock Issuance - Paid N-Z: Todd Nauck, Pamela SM006780-6808
Newton, Ryan Nybakken, James Palurotti, Mark Paniccia, Goon
Pattanumotana, Will Pupa, Andrew Sands, Michael Sangia Como, Michael
Selinker, Steve Shimek, Barry Short, Jess David Spurlock, Danielle Parsons
& Steven Stabler, Gabrielle G. Stanton, Jim Steranko, Tim Stroup, Michael
Thomas, Adrian Turcotte, Harry M. Werksman, Jr., Jennifer White, Melody
White, Mark Williams, Charles Wojtkiewicz, Charles H. Wojtkiewicz,
Leonard S. Wong, Scott Alan Woodard, Mathew Yang
10/19/00 Fax to Jonathan Gordon from Junko Kobayashi re Stocks SM006809-6810
09/18/00 Fax to Bob from George J re Shareholders with 10 shares SM006811-6817
09/18/00 Fax to Bob from George J re Shareholders with 10 shares SM006818-6824
Undated Stock Issued During Launch Party spreadsheet – Round 1 Stock Issuance SM006825-6826
Undated Stock Issued During Launch Party spreadsheet – Round 2 SM006827
Undated Handwritten note: “Get spread from Junko”; Stock Issued During Launch SM006828-6829
Party spreadsheet – Round 3
Undated Handwritten note: “Daddy-O Productions 22616 Erwin St., Woodland Hills, SM006830
CA 91367
Various Handwritten notes and correspondence to various shareholders requesting SM006831-6862
social security numbers
03/15/00 Email from Dana R. Moreshead to Junko Kobayashi re Missing Stock From SM006863
the San Diego Event
Various Undated note to Junko from Susan; copy of Chuck N. Baker’s business card; SM006864-6869
03/11/00 Letter from Chuck N. Baker to Peter Paul re common stock; copy
of 10 Shares of Common Stock in Stan Lee Media issued to Linda
Guiffreda-Baker; copy of 10 Shares of Common Stock in Stan Lee Media
issued to Charles N. Baker; copy of V.I.P Invitation to Historic Internet
Launch
Undated Stock Issued During Launch Party spreadsheet – Round 3 SM006870
Undated Stock Issued During Launch Party spreadsheet – Final SM006871-6872
12/20/99 Letter to Harry M. Wersman from Junko Kobayashi requesting social SM006874
security number
12/20/99 Letter to Gabrielle G. Stanton from Junko Kobayashi requesting social SM006874
security number
12/20/99 Letter to Todd Nauck from Junko Kobayashi requesting social security SM006875
number
Undated Stock Issued During Launch Party spreadsheet – Full List SM006876-6878
Undated Stock Issued During Launch party spreadsheet – Round 2 SM006879-6880
Undated Handwritten note: “Mike Sargianacomo Plain Dealer Newspaper 1801 SM006881
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Superior Avenue Cleveland OH 44114 ph. (216) 999-4890 fx. (216) 999-
6366
12/20/99 Letter to Sarah Baisley from Junko Kobayashi requesting social security SM006882
number
12/20/99 Letter to Marti Boone from Junko Kobayashi requesting social security SM006883
number
12/20/99 Letter to Michael Briola from Junko Kobayashi requesting social security SM006884
number
12/20/99 Letter to Steven Brown from Junko Kobayashi requesting social security SM006885
number
12/20/99 Letter to Laura Dale from Junko Kobayashi requesting social security SM006886
number
12/20/99 Letter to Tom DeSanto from Junko Kobayashi requesting social security SM006887
number
12/20/99 Letter to Richard Donner from Junko Kobayashi requesting social security SM006888
number
12/20/99 Letter to Jamie Douraghy from Junko Kobayashi requesting social security SM006889
number
12/20/99 Letter to Carrie Glidden from Junko Kobayashi requesting social security SM006890
number
12/20/99 Letter to Linda Guiffreda-Baker from Junko Kobayashi requesting social SM006891
security number
12/20/99 Letter to Robert Hawkins from Junko Kobayashi requesting social security SM006892
number
12/20/99 Letter to Brian Paul Machado from Junko Kobayashi requesting social SM006893
security number
12/20/99 Letter to Kevin B. Maples from Junko Kobayashi requesting social security SM006894
number
12/20/99 Letter to Todd Nauck from Junko Kobayashi requesting social security SM006895
number
12/20/99 Letter to Pamela Newton from Junko Kobayashi requesting social security SM006896
number
12/20/99 Letter to Ryan Nybakken from Junko Kobayashi requesting social security SM006897
number
12/20/99 Letter to James Palmiotti from Junko Kobayashi requesting social security SM006898
number
12/20/99 Letter to Mark Pannicia from Junko Kobayashi requesting social security SM006899
number
12/20/99 Letter to Steven Stabler and Danielle Parsons from Junko Kobayashi SM006900
requesting social security number
12/20/99 Letter to Goon Pattanumptana from Junko Kobayashi requesting social SM006901
security number
12/20/99 Letter to Will Pupa from Junko Kobayashi requesting social security number SM006902
12/20/99 Letter to Andrew Sands from Junko Kobayashi requesting social security SM006903
number
12/20/99 Letter to Michael Selinker from Junko Kobayashi requesting social security SM006904
number
12/20/99 Letter to Steve Shimek from Junko Kobayashi requesting social security SM006905
number
12/20/99 Letter to Barry Short from Junko Kobayashi requesting social security SM006906
number
12/20/99 Letter to Gabriella G. Stanton from Junko Kobayashi requesting social SM006907
security number
12/20/99 Letter to Tim Stroup from Junko Kobayashi requesting social security SM006908
number
12/20/99 Letter to Michael Thomas from Junko Kobayashi requesting social security SM006909
number
12/20/99 Letter to Adrian Turcotte from Junko Kobayashi requesting social security SM006910
number
12/20/99 Letter to Harry M. Werksman from Junko Kobayashi requesting social SM006911
security number
12/20/99 Letter to Jennifer White from Junko Kobayashi requesting social security SM006912
number
12/20/99 Letter to Melody White from Junko Kobayashi requesting social security SM006913
number
12/20/99 Letter to Scott Alan Woodard from Junko Kobayashi requesting social SM006914
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security number
12/20/99 Letter to Leonard S. Wong from Junko Kobayashi requesting social security SM006915
number
Undated Stock Issued During Launch Party spreadsheet – Round 1 Stock Issuance SM006916-6918
Various 11/21/99 check from James J. McLaughlin made payable Excelsior SM006919-6920
Productions in the amount of $15.00; 11/23/99 Excelsior Productions, Inc.
deposit slip for $15.00 to Merrill Lynch account no. 208-07N52; 11/20/99
email from dmoreshead@stanleemedia.com to JMclauch@aol.com re
Excelsior Productions
Various Checks from various stockholders made payable to Excelsior Productions, SM006921-6939
Inc.; various deposit slips from Excelsior Productions, Inc. to Merrill Lynch
account no. 208-07N52
Undated Stan Lee Media Invitation List spreadsheet SM006940-6953
Undated Attend Guest List – Stan Lee Media Party – RSVP List SM006955-6965
Undated Handwritten note: “Redemption List”; handwritten note: “Staff List” SM006966-6967
Undated Planet Hollywood Staff List SM006968-6969
Undated Stan Lee Media Party – RSVP List – Complete List of People that SM006970-6980
Redeemed Vouchers
Various Investor Warrants as of 9/30/99 SM006981-7038
Undated Stan Lee Media Options SM007039-7104
Various Stan Lee Media, Inc. 1999 Incentive Stock Plan (several copies) SM007106-7191
Various Option Exercise (8/30/00)– Jason Thomas; Non-Qualified Stock Option SM007192-7199
Exercise – Parker Paul; Option Exercise (10/03/00)– Parker Paul; 10/03/00
email from Junko Kobayashi to Jonathan Gordon re Stock Options
Various Copy of 09/05/00 Merrill Lynch check made payable to Jason Thomas in the SM007200-7204
sum of $10,000; handwritten notes
Various Non-Qualified Stock Option Exercise Active Employee Checklist; SM007208
handwritten notes; 11/27/00 invoice from Securities Transfer Corporation in
the amount of $120 for issuance of 6 certificates
03/10/00 Fax to Arthur E. Schramm, Jr. c/o Stephen M. Gordon from Jeffrey D. SM007210-7212
Segal, Esq. re Form 3; Form 3 “Initial Statement of Beneficial Ownership of
Securities”
12/31/99 Consultant Options spreadsheet, page 8 of 8 SM007213
12/31/00 Employee Options spreadsheet, page 6 of 8, page 7 of 8, page 5 of 8 SM007214-7216
02/28/00 Shareholder Listing for Cutoff Date of 12-31-91, pages 21-38 SM007217-7234
12/31/99 Certification of Shareholder List SM007235
Undated Stan Lee Media, Inc. Options spreadsheet SM007236
02/29/00 Stan Lee Media, Inc. as of 2/29/00 Options2000 – Tab: E up to 2/29/00 SM007237
02/29/00 Stan Lee Media, Inc. as of 2/29/00 Options2000 – Tab: C up to 2/29/00 SM007238
12/31/00 Stan Lee Media, Inc. Employee Options as of 12/31/00 SM007239
07/23/99 Stan Lee Media, Inc. Options SM007240-7241
02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 2-29-00 SM007242
02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 D up to 2-29-00 SM007243
02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 C up to 2-29-00 SM007244
02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 3-31-00 SM007245-7246
02/29/00 Stan Lee Media, Inc. as of 2/29/00 – Options2000 E up to 5-31-00 SM007247-7248
06/15/00 Stan Lee Media, Inc. Options SM007249
06/12/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: 7-23-99 SM007250
06/08/07 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: C 7-23-99 SM007251
06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab: C 10-5-99 SM007254
06/12/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab C 11-5-99 SM007255
06/15/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab up to 12-31-99 SM007256
Undated Stan Lee Media, Inc. as of 12/31/99 – Options Tab 12-31-99 SM007257
Undated Stan Lee Media, Inc. as of 12/31/99 – Options Tab 12-15-99 SM007258
06/08/00 Stan Lee Media, Inc. as of 12/31/99 – Options Tab 10-5-99 SM007259
02/28/00 Shareholder Listing for Cutoff Date of 12-31-99, pages 1-20 SM007260-7279
02/15/01 W-3 Transmittal of Wage and Tax Statements 2000; duplicate copy of W-3; SM007281-7283
W-3 Detailed Information
Undated W-2 Wage and Tax Statement 2000 (front and back) – Zachary Foley SM007284-7285
Undated W-2 Wage and Tax Statement 2000 (front and back) – Gary Manifredi SM007286-7287
Undated W-2 Wage and Tax Statement 2000 (front and back) – Shawn McManus SM007288-7289
Undated W-2 Wage and Tax Statement 2000 (front and back) – Jennifer Kahn SM007290-7291
Undated W-2 Wage and Tax Statement 2000 (front and back) – William Maugniot SM007292-7293
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62
Undated W-2 Wage and Tax Statement 2000 (front and back) – Fred Schiller SM007294-7295
Undated W-2 Wage and Tax Statement 2000 (front and back) – Patricia Smith SM007296-7297
Undated W-2 Wage and Tax Statement 2000 (front and back) – Aaron Sowd SM007298-7299
Undated W-2 Wage and Tax Statement 2000 (front and back) – Anthony Winn SM007300-7301
Undated W-2 Wage and Tax Statements 2000 – Zachary Foley; Aaron Sowd SM007302
Undated W-2 Wage and Tax Statements 2000 – Patricia Smith; Jennifer Kahn SM007303
Undated W-2 Wage and Tax Statements 2000 – Shawn McManus; Anthony Winn SM007304
Undated W-2 Wage and Tax Statements 2000 – William Meugniot; Gary Manfredi SM007305
Undated W-2 Wage and Tax Statements 2000 – Fred Schiller SM007306
Various File folder label entitled “D. Medinnus; Non-Qualified Stock Option SM007307-7317
Exercise – Terminated Employee Checklist; Check No. 04493 53631 in the
amount of $62,500 made payable to Stan Lee Media (Comp Options for
Medinnus); Securities Transfer Corporation Invoice No. 108723 transferring
25,000 shares; Common Stock Certificate No. C0923 for 25,000 shares to
David Medinnus; duplicate copy of Securities Transfer Corporation Invoice
No. 108723; copy of certified mail envelope addressed to Stan Lee Media,
Inc.; 08/14/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re issuance of 25,000 shares of common stock in the name of
Dave Medinnus; duplicate copy of check no. 04493 53631in the amount of
$62,500 made payable to Stan Lee Media, Inc. (Comp Options for
Medinnus); Stan Lee Media Stock Option Exercise Form dated 08/08/00
signed by David Medinnus;
Various File folder label entitled “S. Gerber”; Non-Qualified Stock Option Exercise SM007318-7328
– Terminated Employee Checklist; 08/21/00 letter from Stan Lee Media, Inc.
to Bear Steams & Co., Inc. re stock certificate no. C 0950; 08/16/00 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re transfer of
10,000 shares of common stock in the name of Stephen Gerber; 08/16/07
email from Rick Madden to Junko Kobayashi re received check; Bear
Stearns check no. MT-284961 made payable to Stan Lee Media in the
amount of 25,000 re Stephen Gerber; Non-Qualified Stock Option Exercise
– Terminated Employee Checklist #2; 11/30/00 letter from Robert M.
Schultz to Securities Transfer Corporation re transfer of 1,000 shares
common stock to Stephen Gerber; 11/30/00 fax to Securities Transfer
Corporation from Robert Schultz re request to process certificate; copy of
Bear Stearns check no. MH-646681 dated 11/29/00 made payable to Stan
Lee Medial, Inc. (Stephen Gerber); undated fax from Bear Stearns Security
Corporation re stock options exercised by Stephen Gerber;
Various File folder label entitled “L. Houston”; Non-Qualified Stock Option Exercise SM007329-7337
– Terminated Employee Checklist; 10/03/00 letter from Stan Lee Media to
Securities Transfer Corporation re transfer of 10,000 shares of common
stock in the name of Larry Houston; undated letter from Fahnestock & Co.,
Inc. “To Whom it May Concern” re request to Fedex certificate; 10/03/00
fax cover sheet from Stan Lee Media to Securities Transfer Corporation;
Fahnestock check no. 3002347 made payable to Stan Lee Media, Inc. in the
amount of $55,000; 10/02/00 letter from Fahnestock to Stan Lee Media, Inc.
re issuance of $55,000 check on behalf of Larry Houston for purchase of
10,000 shares of common stock; Fahnestock & Co., Inc. Exercise/Sale From
signed by Larry Houston on 09/25/00; 09/27/00 Letter of Authorization and
Intent to Fahnestock & Co., Inc. from Larry Houston
Various File folder label entitled “P. Lafond”; Non Qualified Stock Option Exercise SM007338-7345
– Terminated Employee Checklist; 10/31/00 letter from Stan Lee Media, Inc.
to Securities Transfer Corporation re request to issue 5,000 shares of
common stock in the name of Paula LaFond; 10/31/00 fax from Stan Lee
Media, Inc. to Securities Transfer Corporation; 10/26/00 letter from Pershing
to Stan Lee Media, Inc. re $27,500 check to exercise employee stock option
(Paula LaFond); Pershing check no. 3003910799 in the amount of $27,500
made payable to Stan Lee Media, Inc. fbo Paula LaFond; unnamed
spreadsheet re Paula LaFond; 10/26 fax from Pershing to Junko
Various File folder label entitled “Z Foley”; Non-Qualified Stock Option Exercise – SM007346-7360
Active Employee Checklist; 09/13/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 4608 shares of common stock
of Stan Lee Media, Inc. in the name of Zachary Foley; 09/13/00 fax from
Stan Lee Media, Inc. to Securities Transfer Corporation; 09/13/00 fax from
Stan Lee Media, Inc. to Claudia Quill; 09/12/00 Option Exercise – Zachary
Foley for 4608 shares; Zachary Foley bonus worksheet; duplicate copy of
Zachary Foley bonus worksheet; Stan Lee Media, Inc. 09/05/00 Option
Exercise – Zachary Foley for 10,000; 09/12/00 Delayed Quote re Stan Lee
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63
Media, Inc. from FinancialWeb.com; email from Christine Plummer of Stan
Lee Media, Inc. to rmadden@stanleemedia.com re Information for Zachary
Foley; 09/08/00 email from Zachary Foley to Junko Kobayashi re Options;
09/05/00 fax from Stan Lee Media, Inc. to Merrill Lynch re Zachary Foley
exercising option; 09/13/00 email from Zachary Foley to Bob Schultz re
Option exercise date; undated letter from Zachary Foley to Rick Madden of
Stan Lee Media, Inc. re wish to exercise 10,000 stock option
09/12/00 File folder label entitled “A. Sowd”; Non-Qualified Stock Option Exercise – SM007361-7393
Active Employee Checklist #3; 11/09/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 1376 shares of common stock
in the name of Aaron Sowd; 11/09/00 fax cover sheet from Stan Lee Media,
Inc. to Securities Transfer Corporation; 11/09/00 fax from Junko Kobayashi
of Stan Lee Media, Inc. to Morgan Stanley re calculations and letter to
transfer agent of stock option exercise for Aaron Sowd; undated Conversion
to Stock calculations; Payroll Check Requested re Aaron Sowd (page 2);
11/09/00 Option Exercise re Aaron Sowd; 11/09/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; 11/09/00 handwritten notes re
Aaron Sowd; Non-Qualified Stock Option Exercise – Active Employee
Checklist #2; 11/07/00 Merrill Lynch check no. 208-02095 in the amount of
$28,010.68 made payable to Aaron Sowd; unnamed spreadsheet re Aaron
Sowd; unnamed spreadsheet re Aaron Sowd; unnamed spreadsheet re Aaron
Sowd; Stan Lee Media, Inc. Option Exercise re Aaron Sowd (5,000 shares);
11/02/00 Merrill Lynch Irrevocable Delivery Instructions and Security
Agreement signed by Aaron Sowd and Stan Lee Media, Inc. VP of Finance;
Stan Lee Media, Inc. Non-Qualified Stock Option Exercise – Active
Employee Checklist #1; Securities Transfer Corporation Invoice No. 110510
dated 10/03/00; Common Stock Certificate No. C 0990 in the name of Aaron
Sowd; 01/02/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re issuance of 10,000 shares common stock in the name of
Aaron Sowd; 10/02/00 fax coversheet from Stan Lee Media, Inc. to
Securities Transfer Corporation; Merrill Lynch check no. 21006-06432 in
the amount of 10,101 made payable to Stan Lee Media, Inc.; Aaron Sowd
check no. 1354 in the amount of $6672.88 made payable to Stan Lee Media,
Inc. for stock option; Merrill Lynch check no. 21006-87059 in the amount of
$12,500 made payable to Aaron Sowd; unnamed spreadsheet re Aaron
Sowd; unnamed spreadsheet re Aaron Sowd; Aaron Sowd Bonus worksheet;
Stan Lee Media, Inc. Option Exercise – Aaron Sowd re 5,000 shares;
unnamed spreadsheet re Aaron Sowd; 10/03/00 fax from Stan Lee Media,
Inc. to Merrill Lynch re Aaron Sowd; 09/29/00 fax from Stan Lee Media,
Inc. to Merrill Lynch re schedule for option exercise re Aaron Sowd;
10/03/00 fax from Merrill Lynch to Stan Lee Media, Inc. calculations;
Various File folder label entitled “P. Smith”; Non-Qualified Stock Option Exercise – SM007394-7409
Active Employee Checklist #1; 11/28/00 PaineWebber Cash/Stock Receipt
(5556 shares); Common Stock Certificate No. C 1106 for 5556 shares in the
name of Patty Smith; blank Stan Lee Media, Inc. form re transfer of stock;
11/30/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re issuance of 5556 shares of common stock in the name of Patty Smith;
11/20/00 fax cover sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation; handwritten notes on PaineWebber memorandum; Paine
Webber check no. 37601 made payable to Stan Lee Media, Inc. fbo Patricia
Smith in the amount of $36,365.14; unnamed spreadsheet re conversion to
stock (1277 shares); 11/15/00 Option Exercise (5556 shares); Payroll Check
Request for Patty Smith (page 2); 11/15/00 Delayed Quote re Stan Lee
Media, Inc. from FinancialWeb.com; Paine Webber Stock Option Financing
Authorization Form signed by Patty Smith on 11/15/00; Paine Webber Stock
Option Financing Authorization Form signed by Patty Smith (undated);
08/31/00 email from Patty Smith to Stan Lee Media, Inc. re exercise of
options
Various File folder label entitled “J. Kahn”; Non-Qualified Stock Option Exercise – SM007410-7423
Active Employee Checklist #1; 11/28/00 Paine Webber Cash/Stock Receipt
(5556 shares); Common Stock Certificate No. C 1101for 5556 shares in the
name of Jennifer Kahn; blank Stan Lee Media, Inc. form re transfer of stock;
re issuance of 5556 shares of common stock in the name of Jennifer Kahn;
11/20/00 fax cover sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation; Paine Webber check no. 37602 made payable to Stan Lee
Media, Inc. fbo Jennifer Kahn in the amount of $35,714.30; unnamed
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64
spreadsheet re Jennifer Kahn; 11/15/00 Option Exercise (5556 shares);
Payroll Check Request for Jennifer Kahn; ); 11/15/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; Paine Webber Stock Option
Financing Authorization Form signed by Jennifer Kahn 11/15/00 (5555
shares); Paine Webber Stock Option Financing Authorization Form signed
by Junko Kobayashi 10/24/00 (5000 shares)
Various File folder label entitled “F. Schiller”; Non-Qualified Stock Option Exercise SM007424-7440
- Active Employee Checklist #1; 11/28/00 Paine Webber Cash/Stock
Receipt (6944 shares); Common Stock Certificate No. C 1102 in the name of
Fred Schiller (6944 shares); blank Stan Lee Media, Inc. form re transfer of
stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re issuance of 6944 shares of common stock in the name of Fred
Schiller; illegible copy of post-it note; Paine Webber check no. 37606 made
payable to Stan Lee Media, Inc. fbo Fred Schiller in the amount of
$44,642.99; Fred Schiller Conversion to Stock worksheet (1613); Fred
Schiller Payroll Check Request; 11/15/00 Option Exercise (6944); page 2 of
fax from Paine Webber (unnamed spreadsheet); Conversion to Stock
worksheet (1692 shares); Fred Schiller Payroll Check Request; duplicate
copy of 11/15/00 Option Exercise (6944); 11/15/00 Delayed Quote re Stan
Lee Media, Inc. from FinancialWeb.com; Paine Webber Stock Option
Financing Authorization Form signed by Fred Schiller and Rick Madden on
11/15/00;
Various File folder label entitled, “W. Meugniot”; Non-Qualified Stock Option SM007441-7456
Exercise - Active Employee Checklist #1; Paine Webber Cash/Stock Receipt
dated 11/28/07 (22222 shares); Common Stock Certificate No. C 1103 for
22222 shares in the name of William Meugniot; blank Stan Lee Media, Inc.
form re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 22222 shares of common
stock in the name of William Meugniot; Paine Webber check no. 37607 in
the amount of $135,793.98 made payable to Stan Lee Media, Inc. fbo
William Alfred Meugniot; Conversion to Stock worksheet (5711); Payroll
Check Request; 11/16/00 Option Exercise (22,222 shares); page 2 of fax
from Paine Webber (unnamed spreadsheet); Conversion to Stock worksheet
(5929); 11/16/00 Option Exercise (22,222); Payroll Check Request;
11/15/00 Delayed Quote re Stan Lee Media, Inc. from FinancialWeb.com;
Paine Webber Stock Option Financing Authorization Form signed by
William Alfred Meugniot on 11/15/00;
Various File folder label entitled “P. Aronoff”; Non-Qualified Stock Option Exercise SM007457-7469
- Terminated Employee Checklist; Paine Webber Cash/Stock Receipt dated
11/28/00 (2075 shares); Common Stock Certificate No. C 1104 in the name
of Pamela Aronoff (2075 shares); blank Stan Lee Media, Inc. form re
transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re issuance of 2075 shares of common stock in the
name of Pamela Aronoff; Paine Webber check no. 37609 in the amount of
$10,271.25 made payable to Stan Lee Media, Inc. fbo Pamela Aronoff;
Conversion to Stock worksheet (838); 11/16/00 Option Exercise (2075
shares); page 2 of fax from Paine Webber (unnamed spreadsheet); 11/16
Option Exercise (8,333); 11/16/00 Delayed Quote re Stan Lee Media, Inc.
from FinancialWeb.com; Paine Webber Stock Option Financing
Authorization Form signed by Pam Aronoff and Rick Madden on 11/16/00
Various File folder label entitled, “G. Manfredi”; Non-Qualified Stock Option SM007470-7493
Exercise - Active Employee Checklist; Common Stock Certificate No. C
1113 in the name of Gary Manfredi (5000 shares); 12/01/00 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re issuance of 5,000
shares in the name of Gary Manfredi; 12/01/00 fax coversheet from Stan Lee
Media, Inc. to Securities Transfer Corporation; Paine Webber check no.
37870 in the amount of $20,112.50 made payable to Stan Lee Media, Inc.
fbo Gary Manfredi; 11/28/00 Option Exercise (5000); Payroll Check
Request; Conversion to Stock worksheet (2226); 11/28/00 Historical Quotes
re Stan Lee Media, Inc. from FinancialWeb.com; Non-Qualified Stock
Option Exercise - Active Employee Checklist #1; 11/28/00 Paine Webber
Cash/Stock Receipt (7814 shares); Common Stock Certificate No. C 1105 in
the name of Gary Manfredi (7814 shares); blank Stan Lee Media, Inc. form
re transfer of stock; 11/20/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re issuance of 7814 shares in the name of Gary
Manfredi; 11/17/00 Paine Webber check no. 37608 in the amount of
$34,358.80 made payable to Stan Lee Media, Inc. fbo Gary Manfredi;
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65
Conversion to Stock worksheet (3678); 11/16/00 Option Exercise (7814
shares); Payroll Check Request; page 2 of fax from Paine Webber (unnamed
spreadsheet); Conversion to Stock worksheet (18,409); 11/16/00 Option
Exercise (38,889 shares); Payroll Check Request; 11/16/00 Delayed Quote
re Stan Lee Media, Inc. from FinancialWeb.com
Various File folder label entitled “S. McManus”; Non-Qualified Stock Option SM007494-7504
Exercise - Active Employee Checklist; 10/13/00 letter from Stan Lee Media,
Inc. to Securities Transfer Corporation re issuance of 8,000 shares of
common stock in the name of Shawn McManus; 10/13/00 fax coversheet
from Stan Lee Media, Inc. to Securities Transfer Corporation; Merrill Lynch
check no. 208-13596 in the amount of $42,258.42 made payable to Stan Lee
Media; unnamed worksheet re Shawn McManus; Payroll Check Request;
08/24/00 Option Exercise (8,000 shares); unnamed spreadsheet re Shawn
McManus; fax coversheet from Stan Lee Media, Inc. to Merrill Lynch re
issuance of shares to Anthony Winn (4,000) and Shawn McManus (8,000);
08/29/00 Merrill Lynch Irrevocable Delivery Instructions and Security
Agreement signed by Shawn McManus
Various File folder label entitled “A. Winn”; Non-Qualified Stock Option Exercise - SM007505-7529
Active Employee Checklist; 10/13/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 4,000 common stock in the
name of Anthony Winn; 10/13/00 fax coversheet from Stan Lee Media, Inc.
to Securities Transfer Corporation stock certificates for Anthony Winn and
Shawn McManus; Merrill Lynch check no. 208-13531 in the amount of
$21,793.96 made payable to Anthony Winn; Merrill Lynch check no. 21006-
86134 in the amount of $10,000 made payable to Anthony Winn; unnamed
worksheet re Anthony Winn; Bonus worksheet re Anthony Winn; 08/24/00
Option Exercise (4,000 shares); unnamed spreadsheet re Anthony Winn;
09/22/00 Merrill Lynch transaction slip ($5,176.87); 09/22/00 Merrill Lynch
transaction slip ($5,213.47); 09/29/00 Merrill Lynch transaction slip
($20,153.77); 10/10/00 Merrill Lynch transaction slip ($9,894.31); 11/02/00
Merrill Lynch Irrevocable Delivery Instructions and Security Agreement
signed by Anthony Winn and Stan Lee Media, Inc. VP of Finance; 08/24/00
handwritten note by Anthony Winn; undated handwritten note; undated
signed by Anthony Winn; duplicate copy of undated Merrill Lynch
Irrevocable Delivery Instructions and Security Agreement signed by
Anthony Winn; duplicate copy of undated Merrill Lynch Irrevocable
Delivery Instructions and Security Agreement signed by Anthony Winn;
Non-Qualified Stock Option Exercise - Active Employee Checklist #2;
Conversion to Stock (487); Payroll Check Request; 10/12/00 Option
Exercise (1000 shares); 10/12/00 Merrill Lynch transaction slip
($10,206.63);
07/23/99 Handwritten note: “Options Agreements” ; Options Tab: 7-23-99 SM007530-7531
spreadsheet as of 12/31/99
07/23/99 Stock Option Agreement - Grantee: Dana Moreshead SM007532-7535
07/23/99 Stock Option Agreement - Grantee: Dave Medinnis SM007536-7539
07/23/99 Stock Option Agreement - Grantee: Gill Champion SM007540-7543
07/23/99 Stock Option Agreement - Grantee: Zachary Foley SM007544-7547
07/23/99 Stock Option Agreement - Grantee: Stephen M. Gordon SM007548-7551
07/23/99 Stock Option Agreement - Grantee: Gary Manfredi SM007552-7555
07/23/99 Stock Option Agreement - Grantee: Shawn McManus SM007556-7559
07/23/99 Stock Option Agreement - Grantee: Andrey Pavlovskiy SM007560-7563
07/23/99 Stock Option Agreement - Grantee: Robert Schultz SM007564-7567
07/23/99 Stock Option Agreement - Grantee: Aaron Sowd SM007568-7571
07/23/99 Stock Option Agreement - Grantee: Jason Thomas SM007572-7575
07/23/99 Stock Option Agreement - Grantee: Jamie Wilkinson SM007576-7579
07/23/99 Stock Option Agreement - Grantee: Anthony Winn SM007580-7583
12/31/99 Stan Lee Media, Inc. Options Tab: C 7-23-99 spreadsheet SM007584
10/08/99 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal re Stock Option SM007585
Agreement
10/08/99 Letter from Stan Lee Media, Inc. to Ziffren, Brittenham, Branca & Fischer, SM007586
LLP re Stock Option Agreement
07/23/99 Fax from Jeffrey D. Segal to Kenneth Ziffren re Amendment to ZBBF SM007587-7590
Representation Agreement
07/23/99 Letter from Boulder Capital Opportunities, Inc. to Ziffren, Brittenham, SM007591-7594
Branca & Fischer, LLP re Amendment to ZBBF Representation Agreement
{Client\4211\00\02031311.DOC /}
66
12/31/99 Stan Lee Media, Inc. Options Tab: 9-24-99 spreadsheet SM0077595
09/24/99 Stock Option Agreement - Grantee: Iyan Bruce SM007596-7599
09/24/99 Stock Option Agreement - Grantee: Zachary Foley SM007600-7603
09/24/99 Stock Option Agreement - Grantee: Russ Heath SM007604-7607
09/24/99 Stock Option Agreement - Grantee: Russ Heath (duplicate) SM007608-7611
09/24/99 Stock Option Agreement - Grantee: Jennifer B. Kahn SM007612-7615
09/24/99 Stock Option Agreement - Grantee: Tony Pastor SM007616-7619
09/24/99 Stock Option Agreement - Grantee: Mone Peterson SM007620-7623
09/24/99 Stock Option Agreement - Grantee: Patty Smith SM007624-7627
09/24/99 Stock Option Agreement - Grantee: Aaron K. Sowd SM007628-7631
09/24/99 Stock Option Agreement - Grantee: Dean V. White SM007632-7635
09/27/99 Stock Option Agreement - Grantee: Grant Anderson SM007637-7644
09/27/99 Stock Option Agreement - Grantee: Larry Houston SM007645-7648
10/02/00 Letter from Stan Lee Media, Inc. to Paula LaFond SM007649
09/27/00 Stock Option Agreement - Grantee: Paula L. LaFond SM007650-7653
09/27/00 Stock Option Agreement - Grantee: Ruben Martinez SM007654-7657
09/27/00 Stock Option Agreement - Grantee: Majella J. Milne SM007658-7661
09/27/00 Stock Option Agreement - Grantee: Stefani L. Osborne SM007662-7665
09/27/00 Stock Option Agreement - Grantee: John P. Paul SM007666-7669
09/27/00 Stock Option Agreement - Grantee: James A. Salicrup SM007670-7673
09/27/00 Stock Option Agreement - Grantee: Frederick J. Schiller SM007674-7677
09/27/00 Stock Option Agreement - Grantee: Kenneth Thompkins SM007678-7681
04/01/00 Handwritten note: “Options Agreements” SM007686
04/01/00 Stock Option Agreement - Grantee: Franklin F. Urteaga SM007687-7690
04/07/00 Stock Option Agreement - Grantee: Cory Barron SM007695-7698
04/13/00 Stock Option Agreement - Grantee: Lenore Mohr SM007699-7702
04/14/00 Stock Option Agreement - Grantee: Stephen Brain SM007703-7706
04/14/00 Stock Option Agreement - Grantee: Hadi Hashemi SM007707-7710
04/14/00 Stock Option Agreement - Grantee: Rick C. Madden SM007711-7714
04/14/00 Stock Option Agreement - Grantee: Devendra Mishra SM007715-7718
04/14/00 Stock Option Agreement - Grantee: John Brooks Sugar SM007719-7723
05/11/00 Stock Option Agreement - Grantee: Ivan J. Song SM007724-7727
05/24/00 Stock Option Agreement - Grantee: Eric Chan SM007728-7731
06/12/00 Stock Option Agreement - Grantee: Michael Drudzinski SM007732-7735
06/19/00 Stock Option Agreement - Grantee: Nancy Prentic SM007736-7740
09/08/00 Stock Option Agreement - Grantee: Frederick L. Nelson SM007744-7747
10/05-12/31/99 Handwritten note: “Option Agreements” SM007748
12/31/99 Options Tab C 10-5-99 spreadsheet SM007749
10/05/99 Stan Lee Media, Inc. letter to Paraversal, Inc. SM007750-7752
10/08/99 Stan Lee Media, Inc. letter to Paraversal, Inc. SM007753-7754
11/05/99 Handwritten note: “Hold”; Stock Option Agreement - Grantee: Bryce Zabel SM007755-7759
12/31/99 Options Tab: Up to 12/31/99 spreadsheet SM007760
10/11/99 Stock Option Agreement - Grantee: Cory Moore; duplicate copy of Stock SM007761-7768
Option Agreement - Grantee: Cory Moore
10/13/99 Stock Option Agreement - Grantee: Elizabeth L. Lewis SM007769-7772
10/14/99 Stock Option Agreement - Grantee: Ruben Martinez SM007773-7776
10/19/99 Stock Option Agreement - Grantee: Susan Johnson SM007777-7780
10/25/99 Stock Option Agreement - Grantee: Marcia L. Munns SM007781-7784
10/27/99 Stock Option Agreement - Grantee: John R. Statema SM007785-7788
12/09/99 Stock Option Agreement - Grantee: Pamela D. Aronoff SM007789-7792
11/24/99 Stock Option Agreement - Grantee: Brooks D. Campbell SM007793-7796
11/24/99 Stock Option Agreement - Grantee: Sibyl A. Wickersheimer SM007797-7800
12/06/99 Stock Option Agreement - Grantee: Scott Saltsman SM007801-7804
12/09/99 Stock Option Agreement - Grantee: William Meugniot SM007805-7808
12/13/99 Stock Option Agreement - Grantee: Courtney Lind SM007809-7811
12/17/99 Stock Option Agreement - Grantee: Louis S. Scarborough Jr. SM007812-7815
12/20/99 Stock Option Agreement - Grantee: Brian L. Davidson SM007816-7819
12/21/99 Stock Option Agreement - Grantee: Stephen Brain SM007820-7823
12/22/99 Stock Option Agreement - Grantee: Junko J. Kobayashi SM007824-7827
12/31/99 Stock Option Agreement - Grantee: Gill Champion SM007828-7831
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12/31/99 Stock Option Agreement - Grantee: Stephen M. Gordon SM007832-7835
12/31/99 Stock Option Agreement - Grantee: Jennifer B. Kahn SM007836-7839
12/31/99 Stock Option Agreement - Grantee: Dana Moreshead SM007840-7843
12/31/99 Stock Option Agreement - Grantee: Tony L. Pastor SM007844-7847
12/31/99 Stock Option Agreement - Grantee: Robert M. Schultz SM007848-7851
12/31/99 Stan Lee Media, Inc. Options Tab: C 12-15-99 spreadsheet SM007861
10/05/99 Stock Option Agreement - Grantee: Stanley A. Weston SM007863-7868
Undated Handwritten note: “Stan Lee Media 3/1/00-3/31/00 Option Agreements SM007869
03/08/00 Stock Option Agreement - Grantee: Juan Luna SM007870-7874
03/09/00 Stock Option Agreement - Grantee: Tom Morgan SM007875-7877
03/13/00 Handwritten note: “Hold”; Stock Option Agreement - Grantee: Derrick SM007878-7882
Perkins
03/13/00 Stock Option Agreement - Grantee: Damon O’Keefe SM007883-7886
03/13/00 Stock Option Agreement - Grantee: Christopher Hooten SM007887-7890
Undated Handwritten note: “Need Charles Pickents” SM007891
03/20/00 Stock Option Agreement - Grantee: Timothy Burlingame SM007892-7895
03/20/00 Stock Option Agreement - Grantee: Tom Grimley SM007896-7899
03/24/00 Stock Option Agreement - Grantee: Iyan Bruce SM007900-7903
03/24/00 Stock Option Agreement - Grantee: Brian W. Burks SM007904-7907
03/24/00 Stock Option Agreement - Grantee: Claude Denis SM007908-7911
03/24/00 Stock Option Agreement - Grantee: Leopoldo Duranona SM007912-7915
03/24/00 Stock Option Agreement - Grantee: Zachary W. Foley SM007916-7919
03/24/00 Stock Option Agreement - Grantee: Armando Gil SM007920-7923
03/24/00 Stock Option Agreement - Grantee: Steven Ilous SM007924-7927
03/24/00 Stock Option Agreement - Grantee: David Johnson SM007928-7931
03/24/00 Stock Option Agreement - Grantee: Scott C. Koblish SM007932-7935
03/24/00 Stock Option Agreement - Grantee: Elizabeth L. Lewis SM007936-7940
03/24/00 Stock Option Agreement - Grantee: Ruben L. Martinez SM007941-7943
03/24/00 Stock Option Agreement - Grantee: Shawn McManus SM007944-7947
03/24/00 Stock Option Agreement - Grantee: Richard McManus SM007948-7951
03/24/00 Stock Option Agreement - Grantee: Cory B. Moore SM007952-7955
03/24/00 Stock Option Agreement - Grantee: Frederick L. Nelson SM007956-7959
03/24/00 Stock Option Agreement - Grantee: Tony L. Pastor SM007960-7963
03/24/00 Stock Option Agreement - Grantee: Andrey Pavlovskiy SM007964-7967
03/24/00 Stock Option Agreement - Grantee: Patricia M. Smith SM007968-7971
03/24/00 Stock Option Agreement - Grantee: John R. Statema SM007972-7975
03/27/00 Stock Option Agreement - Grantee: Linda A. Tomarchio SM007984-7987
03/27/00 Stock Option Agreement - Grantee: Monika Zech SM007988-7991
03/31/00 Stock Option Agreement - Grantee: Stephen B. Jones SM007992-7995
03/01/00 Securities Purchase Agreement – Schedule 3 C – Employee Options as of SM0012469-12472
Marcy 1, 2000 – spreadsheet; Securities Purchase Agreement Schedule 3 C
spreadsheet; Securities Purchase Agreement Schedule 3 C – Outstanding
Warrants and Options with Registration Rights spreadsheet
02/02/00 File folder label entitled “Backstreet Boys”; Stan Lee Media, Inc. letter to SM0012473-12481
KBNHA Enterprises, Inc. re BackStreet Boys/Stan Lee Media Agreement
Various 02/01/00 Fax from Jeffrey D. Segal, Esq. to ZBBF re Backstreet Boys; SM0012482-12510
01/14/00 Stock Option Agreement - Grantee: Nicholas Carter; 01/14/00
Stock Option Agreement - Grantee: Howard Dorough; 01/14/00 Stock
Option Agreement - Grantee: Brian Thomas Littrell; 01/14/00 Stock Option
Agreement - Grantee: Alexander J. McLean; 01/14/00 Stock Option
Agreement - Grantee: Kevin Richardson; 01/14/00 Stock Option Agreement
- Grantee: Michael Green; 01/14/00 Stock Option Agreement - Grantee: Jeff
Kwatinetz
12/07/99 Letter from Ziffren, Brittenham, Branca & Fischer to Stan Lee Media, Inc. SM0012511-12515
and Backstreet Productions, Inc. re Consent to Representation in Connection
with Possible Agreement between Stan Lee Media, Inc. and Backstreet
Productions, Inc. f/s/o Nicholas Carter, Alexander J. McLean, Howard
Dorough, Kevin Richardson and Brian Thomas Littrell, professionally
collectively known as “The Backstreet Boys”
{Client\4211\00\02031311.DOC /}
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Various Paine Webber Securities Receipt Ticket; Common Stock Certificate No. SM0012516-12518
C 0387 in the name of Continental Entities (545000 shares); 05/05/00 fax
cover sheet from Cyberia, Inc. to Merrill Lynch re Transfer
Various 10/23/00 fax from Organic, Inc. to Stan Lee Media, Inc.; 10/23/00 letter SM0012519-12522
from Organic, Inc. to Stan Lee Media, Inc. re Contractual Restrictions on
Shares Held by Organic, Inc.; 08/31/00 letter from Stan Lee Media, Inc. to
Organic, Inc.;
08/08/99 Letter from Stan Lee Media, Inc. to Organic, Inc. re Issuance of 150,000 SM0012523-12524
Shares of Stock
Undated Stan Lee Media, Inc./Organic Financial Status SM0012525-12526
Various 02/24/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. SM0012527-12531
re Stock Option Interest Assignment; 10/05/99 letter from Stan Lee Media,
Inc. to Paraversal, Inc.; Assignment of Stock Option Interest in Stan Lee
Media, Inc.
09/05/00 Stan Lee Media, Inc. Executive Team Compensation Report as of SM0012532-12534
September 6, 2000
Various 01/17/00 Letter from Brighton Capital, Ltd to Stan Lee Media, Inc.; SM0012535-12536
01/24/00 Memorandum from Brighton Capital, Ltd to Stan Lee Media, Inc.
Undated Stan Lee Media, Inc. Private Placements of Restricted Shares with SM0012537-12539
Registration Rights; Stan Lee Media, Inc. Consultant Warrants with
Registration Rights; Stan Lee Media, Inc. Investor Warrants with
Registration Rights
08/30/00 Amendment No. 1 Effective This 30th Day of August 2000 (The “Effective SM0012540-12547
Date”) to Software Development and License Agreement Dated as of April
19, 2000; fax cover sheet from Stan Lee Media, Inc. to Francois Gariepy;
08/30/00 fax transmittal confirmation of 7-page fax
09/28/99 Letter from Organic to Stan Lee Media, Inc. re Investment in Stan Lee SM0012548-12549
Media
09/27/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Cooley Godward, LLP re SM0012550-12557
Organic/Stan Lee Media; letter from Jeffrey D. Segal, Esq. to Colley
Godward, LLP are Stan Lee Media, Inc./Organic, Inc.; Release (undated,
unsigned)
03/14/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re SM0012558-12562
Release Agreement with Organic; incomplete copy of Release
Various 12/16/98 Letter of Intent from Organic to Stan Lee Media, Inc.; 08/08/99 SM0012563-12569
letter from Stan Lee Media, Inc. to Organic re Issuance of 150,000 Shares of
Stock; 09/24/99 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation re Stan Lee Media, Inc.; Common Stock Certificate No. C 0389
for 150,000 shares to Organic Online, Inc.; blank Stan Lee Media, Inc. form
Undated File folder label entitled, “Deposit Slips (Cyberia, Inc.); file folder label SM0012570-12571
entitled, “Cyberia, Inc.”)
Various Undated handwritten post-it note; 12/17/99 fax cover sheet from VMR SM0012572-12574
Capital Markets U.S. to Susan Johnston re Cyberia, Inc. and Unicorn Media
Partners, Inc.; undated VMR Capital Markets, U.S. Partial Transfer
Authorization
Various 02/09/00 fax cover sheet from Cyberia, Inc. to Merrill Lynch re Transfer; SM0012575-12578
02/09/00 fax transmission confirmation; 02/24/00 fax cover sheet from
Cyberia, Inc. to Merrill Lynch re DTC; 03/02/00 fax cover sheet from
Cyberia, Inc. to Merrill Lynch re DTC
03/02/00 Fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC; 03/02/00 fax SM0012579-12580
transmission confirmation
04/12/00 Fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC SM0012581
Various 04/12/00 fax cover sheet from Cyberia, Inc. to Merrill Lynch re DTC; SM0012582-12584
04/12/00 fax transmission confirmation; 04/11/00 email from Stan Compton
to Stan Lee Media, Inc. re Hometown Cinema, Inc., DTC
Various Undated, illegible handwritten post-it note; 04/10/00 fax cover sheet from SM0012585-12586
Surety Financial Services to Susan
12/21/99 Fax transmission confirmation sheet; fax cover sheet from Stan Lee Media, SM0012587-12589
Inc. to Merrill Lynch; VMR Capital Markets, U.S. Partial Transfer
Authorization
10/13/99 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq.; Letter from Stan SM0012590-12591
Lee Media, Inc. to Jeffrey D. Segal, Esq. with Jeffrey D. Segal, Esq.
acknowledgment signature
Various 10/27/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. SM0012592-12611
re Arthur Lieberman; 10/13/00 letter from Jeffrey D. Segal, Esq. to U.S.
Clearing Corp. re Stan Lee Media, Inc.; 10/13/00 fax cover sheet from U.S.
{Client\4211\00\02031311.DOC /}
69
Clearing Corp. to Jeffrey D. Segal, Esq. re Bryan Anderson; illegible
Common Stock Certificate in the name of Arthur Lieberman; U.S. Clearing
Corp. Irrevocable Stock or Bond Power A/C No. 321-11557; U.S. 10/12/00
Clearing Corp. Brokers Representation Letter; Seller’s Representation
Letter; Seller’s Representation Letter (Short Form); Proposed Sale of
Securities Under Rule 144 Seller’s Questionnaire; 09/29/00 Letter to
Corporate Secretary; Stan Lee Media, Inc. Form 144 - Notice of Proposed
Sale of Securities Pursuant to Rule 144 under the Securities Act of 1933;
Various File folder label entitled, “Avery, Kenneth B.”; Stan Lee Media, Inc. check SM0012612-12620
stub 22378 in the amount of $8,335 made payable to Kenneth B. Avery re
Santa Monica Repayment; handwritten notes; 05/29/00 Stan Lee Media, Inc.
Purchase Form re 8,333 shares purchased from Kenneth B. Avery; 03/30/00
$50,0000 Unsecured Promissory Note (Maker: Stan Lee Media, Inc.);
Exhibit A: Warrant to Purchase 8,333 Share of Common Stock; Stan Lee
Media, Inc. check stub 22185 in the amount of $100 made payable to
Kenneth B. Avery; 05/31/00 Memo from Stan Lee Media, Inc. to Steve
Gordon re Note and Interest Payments; 02/04/00 letter from CapStone
Investments to Stan Lee Media, Inc.
Various Undated typed note re options issued prior to 1999; 02/29/00 Stan Lee SM0012621-12633
Media, Inc. 10k Option Disclosure for Cumulative spreadsheet; 02/29/00
Stan Lee Media, Inc. 10k Option Disclosure for Post 10-11-99 spreadsheet;
02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Pre 10-11-99
spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure
spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: C Up to 2-29-
00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: E Up to 2-
29-00 spreadsheet; undated Stan Lee Media, Inc. Options spreadsheet;
12/31/00 Stan Lee Media, Inc. Consultant Options spreadsheet; 12-31/00
Stan Lee Media, Inc. Employee Options spreadsheet
Various 02/14/00 Stan Lee Media, Inc. Capital Structure spreadsheet with SM0012634-12636
handwritten notes; undated Stan Lee Media, Inc. Private Placements of
Restricted Shares with Registration Rights spreadsheet; undated Stan Lee
Media, Inc. Investor Warrants with Registration Rights spreadsheet
Various 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Cumulative SM0012637-12641
spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k Option Disclosure for Post
10-11-99 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab: E
Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee Media, Inc. Options2000 Tab:
C Up to 2-29-00 spreadsheet; undated Stan Lee Media, Inc. Investor
Warrants with Registration Rights spreadsheet
Various Undated Stan Lee Media, Inc. Options spreadsheet; 02/29/00 Stan Lee SM0012642-12654
Media, Inc. Options2000 Tab: E Up to 2-29-00 spreadsheet; 02/29/00 Stan
Lee Media, Inc. Options 2000 Tab: C Up to 2-29-00 spreadsheet; 12/31/00
Stan Lee Media, Inc. Employee Options spreadsheet; 12/31/00 Stan Lee
Media, Inc. Consultant Options spreadsheet; 02/29/00 Stan Lee Media, Inc.
10k Options Disclosure spreadsheet; 02/29/00 Stan Lee Media, Inc. 10k
Options Disclosure for Pre 10-11-99 spreadsheet; 02/29/00 Stan Lee Media,
Inc. 10k Option Disclosure for Cumulative spreadsheet; 02/29/00 Stan Lee
Media, Inc. 10k Option Disclosure for Post-10-11-99 spreadsheet; 12/31/00
Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet
09/30/99 Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet SM0012655-12656
Various 05/10/00 Stan Lee Media, Inc. Purchase Form; 05/10/00 Ruth Patrick/Steven SM0012657-12659
Patrick check no. 1044 in the amount of $16,665 made payable to Stan Lee
Media, Inc.; notarized signature page of unnamed Agreement signed by Stan
Lee Media, Inc. COO, Gill Champion, and Steven Patrick
04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock signed by SM0012660-12668
William J. Wilkinson (Holder) and Stan Lee Media, Inc. COO, Gill
Champion
Various 01/11/00 note from The Walt Disney Company to Robert Schultz; 12/14/99 SM0012669-12671
check stub 3003182962 of Pershing in the amount of $25,538.38 made
payable to Compton Family Trust; 05/13/99 memo from Stan Compton to
Peter Paul re Warrants
Various 06/01/00 letter from Stan Lee Media, Inc. to George Johnson; Common SM0012672-1274
Stock Certificate No. C0406 for 5,000 shares to Frances S. Masters;
Common Stock Certificate No. C0407 for 5,000 shares to Lynn K. Masters
Various 05/26/00 letter from Stan Lee Media, Inc. to Kenneth Bald; Common Stock SM0012675-12676
Certificate No. C0866 for 19,000 shares to Kenneth Bald
06/21/99 Fax transmission sheet from Morton Feldman for Schneider Bros to Peter F. SM0012677-12678
Paul re Error; page 6 of unnamed document (STANLEE/1MMPPM/SPA.1)
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70
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock signed by Robert SM0012679-12685
M. Schultz, VP Finance, and Frederick W. Howarth
Various 04/11/00 Stan Lee Media, Inc. Purchase Form signed by Mohamed Soltani; SM0012686-12688
Exhibit A (07/23/99 Warrant to Purchase 4,333 Shares of Common Stock);
05/12/00 check 1105 of Mohammad Soltani in the amount of $21,665 made
payable to Stan Lee Media, Inc. re Exercise of Stan Lee Warrants
Various 05/26/00 letter from Stan Lee Media, Inc. to Edith Pope; Common Stock SM0012689-12690
Certificate No. C0865 for 3,333 shares to Edith A. Pope
Various Fax cover sheet from Stan Lee Media, Inc. to Prudential Securities, Inc.; SM0012691-12692
undated note to Investor from Stan Lee Media, Inc.
07/11/99 [Back] Stan Lee Media, Inc. Purchase Form signed by William David SM0012693
Hooper, Jr., Trustee
07/23/99 Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Irving SM0012694-12728
C. Siegel & Patricia Q. Siegel; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – Compton Family Trust; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Charles J. Blomme; Exhibit A
– Warrant to Purchase 20,000 Shares of Common Stock – Michael H.
Edwards 1994. Rev. Trust; Exhibit A – Warrant to Purchase 20,000 Shares
of Common Stock – William J. & Patricia Wilkinson; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Kenneth B. Avery; Exhibit A
– Warrant to Purchase 20,000 Shares of Common Stock – Kenneth
Relationship. & Deborah L. Hubbert; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Adrian Turcotte; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Steven Patrick; Exhibit A –
Warrant to Purchase 20,000 Shares of Common Stock - Shannah L.
Compton; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock
– Cameron L. Compton; Exhibit A – Warrant to Purchase 20,000 Shares of
Common Stock – Morton Feldman; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – Frederick W. Howarth; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Frances S. Masters; Exhibit A –
Warrant to Purchase 20,000 Shares of Common Stock – Lynne K. Masters;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – I.C.
Siegel & Patricia Q. Siegel, JTWROS; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Lon & Jaye Getlin; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Michael Joseph Getlin;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock –
Compton Family Trust; Exhibit A – Warrant to Purchase 20,000 Shares of
Common Stock – Mohammad Soltani; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Charles J. Blomme; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Kenneth G. Montgomery;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock –
Kenneth Bald; Exhibit A – Warrant to Purchase 20,000 Shares of Common
Stock – Charlotte & Donald Bernstein; Exhibit A – Warrant to Purchase
20,000 Shares of Common Stock – Kaaren Alexander; Exhibit A – Warrant
to Purchase 20,000 Shares of Common Stock – Edith A. Pope; Exhibit A –
Warrant to Purchase 20,000 Shares of Common Stock – Kevork K. Tashjian;
Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock – Bonner
W. Adams, Trustee; Exhibit A – Warrant to Purchase 20,000 Shares of
Common Stock – Edward Powell; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – George Cibaud; Exhibit A – Warrant to
Purchase 20,000 Shares of Common Stock – Andrew J. Brindock; Exhibit A
– Warrant to Purchase 20,000 Shares of Common Stock – Bromberg Family
Trust; Exhibit A – Warrant to Purchase 20,000 Shares of Common Stock –
Boyd Willat; Exhibit A – Warrant to Purchase 20,000 Shares of Common
Stock – WWM Partnership Trust; Exhibit A – Warrant to Purchase 20,000
Shares of Common Stock – Mark L. Hendler
Various Undated Stan Lee Media, Inc. Options spreadsheet; 02/29/00 Stan Lee SM0012729-12735
Media, Inc. Options2000 E Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options2000 D Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options2000 C Up to 2-29-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options2000 E Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options 2000 C Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee
Media, Inc. Options2000 (illegible) Up to 5-31-00 spreadsheet
09/30/99 Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; Stan Lee Media, SM0012736-12738
Inc. Options Tab 9-24-99 spreadsheet; Stan Lee Media, Inc. Options Tab:
Services spreadsheet
Undated Stan Lee Media, Inc. Stock Option – New Agreement SM0012739
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71
Undated Stan Lee Media, Inc. Options/Warrants spreadsheet SM0012740-12741
Undated Stan Lee Media, Inc. Stock Option – Old Agreement spreadsheet; Stan Lee SM0012742-12743
Media, Inc. Options/Warrants spreadsheet
Undated Stan Lee Media, Inc. Options/Warrants spreadsheet; duplicate Stan Lee SM0012747-12747
Media, Inc. Options/Warrants spreadsheet
01/13/00 Stan Lee Media, Inc. Employee Options as of 01/13/00 SM0012750-12752
Undated Unnamed 1-page spreadsheet SM0012753
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights SM0012754-12755
spreadsheet; Stan Lee Media, Inc. Consultant Warrants with Registration
Rights
01/13/00 Stan Lee Media, Inc. Employee Options as of 1-13-00 spreadsheet; SM0012756-12758
Undated Exhibit “A” (page 22) P.F.P. Family Holdings, LP SM0012759
Various 06/04/99 letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re SM0012760-12762
Organic Online, Inc. Stock Certificate; 04/14/99 Organic Online, Inc. Stock
Certificate No. 18 for 150,000 shares
Undated Stan Lee Media, Inc. “Gross Up” Computation Re Section 3.c.i of K. SM0012763
Williams Employment Agreement
01/13/01 Letter from Elliott Associates, LP/Elliott International, LLP to Stan Lee SM0012184-12186
Media, Inc. re Registration Rights Agreement dated August 1, 2000
12/12/00 Fax transmission sheet from Elliott Management Corp to Rick Madden & SM0012187-12190
Bob Schultz re Stan Lee Conversion; Exhibit A – Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock – Issue Common Stock
to Elliott Associates, LP; Exhibit A – Conversion Notice for Series B 4%
Cumulative Convertible Preferred Stock – Issue Common Stock to Westgate
International, LP; page 2 to Conversion Notice dated 12/12/00 for Westgate
International, LP
Undated 3-page Telecopier Transmittal Letter from Elliott Associates, LP to Rick SM0012191-12193
Madden
10/17/00 Facsimile Transmission from Elliott Associates, LP to Rick Madden; letter SM0012194-12195
from Elliott Associates, LP to Stan Lee Media, Inc.
09/05/00 Stan Lee Media, Inc. letter to Securities Transfer Corporation SM0012196
08/01/00 Stan Lee Media, Inc. letter to Klinberg, Kaplan, Wolff & Cohen; Stan Lee SM0012197-12209
Media, Inc. Series B 4% Cumulative Convertible Preferred Stock Certificate
No. 1 for 2,000 shares in the name of Elliott Associates, LP; Stan Lee
Media, Inc. Series B 4% Cumulative Convertible Preferred Stock Certificate
No. 2 for 2,000 shares in the name of Westgate International, LP; Stan Lee
Media, Inc. Officer’s Certificate signed by Robert Schultz; Stan Lee Media,
Inc. Officer’s Certificate signed by Rick C. Madden; Resolutions of the
Board of Directors of Stan Lee Media, Inc.; various signature pages
08/01/00 Elliott Associates & Westgate International – Preferred Stock Placement SM00121210
Undated Articles of Amendment to Articles of Incorporation for Stan Lee Media, Inc. SM0012211-12228
(unsigned)
Undated Common Stock Purchase Warrant – to Purchase 37500 Shares of Common SM0012229-12241
Stock of Stan Lee Media, Inc. (Westgate) – unsigned
Various 10/13/99 Stan Lee Media, Inc. Written Consent of Directors; Schedule A – SM0012242-12276
Stan Lee Media, Inc. Options/Warrants spreadsheet; four duplicate copies of
page 17 of unnamed document dated 08/01/00; four duplicate copies of page
19 of unnamed document; four duplicate copies of page 28 of unnamed
document; 0723/99 Boulder Capital Opportunities, Inc. Written Consent of
Directors; 07/27/00 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Stan Lee
Media, Inc. and Brownstein, Hyatt re Stan Lee Media, Inc. Form S-3:
Resolutions Authorizing $3 Stock/$5 Warrant Issuance; 07/27/00 Fax Cover
Sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. and Brownstein,
Hyatt re Resolutions Authorizing Colt and VMR Financing Transactions;
07/18/00 email from Marilou Flores to Stan Lee Media, Inc. re Securities
and Exchange Filing Information; 07/18/00 email from Edgarsite@aol.com
to Marilou Flores re Securities and Exchange Filing Information
08/01/00 Letter from Brownstein, Hyatt & Farber, PC to Westgate International, LP; SM0012277-12292
three (3) duplicate copies of letter from Brownstein, Hyatt & Farber, PC to
Westgate International, LP
07/26/00 State of Colorado Department of State Certificate of Good Standing for Stan SM0012293
Lee Media, Inc.
08/01/00 Articles of Amendment to Articles of Incorporation for Stan Lee Media, Inc. SM0012294-12312
Various 12/18/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation SM0012313-12320
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72
re Rule 144 Sale of 55,000 Share of Common Stock of Stan Lee Media, Inc.
– Susan Pittsburg; 12/19/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Fahnestock & Co., Inc. re Stan Lee Media, Inc.;
12/14/00 letter from Susan Pittsburg to Fahnestock & Co., Inc. re Stan Lee
Media, Inc.; Form 144 – Notice of Proposed Sale of Securities Pursuant to
Rule 144 Under the Securities Act of 1933 (55,000 shares to Susan
Pittsburg) dated 12/12/00; 12/19/00 letter from Fahnestock to Stan Lee
Media, Inc. re 55000 shares to Susan Pittsburg
12/15/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Rule 144 SM0012321-12325
Matters
11/09/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SM0012326
U.S. Clearing Corp. re Stan Lee Media, Inc.
11/09/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule SM0012327
144 Sale of 124,200 Share of Common Stock of Stan Lee Media, Inc. to
Arthur M. Lieberman
11/09/00 Fax Cover Sheet from Jeffrey D. Segal, Esq. to Securities Transfer SM0012328
Corporation and U.S. Clearing Corp. re Rule 144 Resale – Arthur M.
Lieberman
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp re Stan Lee Media, SM0012329-12330
Inc.
Various 11/20/00 fax cover sheet from Brockington Securities, Inc. to Rick Madden; SM0012331-12335
11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd to
Brockington Securities; Table 1 – Securities to be Sold (Excelsior
Productions)
Various 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer SM0012336-12342
Corporation and Salomon Smith Barney, Inc. re Stan Lee Media, Inc.;
re Rule 144 Sale of 2,000 Shares of Common Stock of Stan Lee Media, Inc.
– David Medinnus; 07/23/00 Smith Barney – Rule 144 Seller’s
Representation form signed by David Medinnus; Form 144 – David
Medinnus – 2,000 shares; 08/01/00 letter from Salomon Smith Barney to
Jeffrey Segal
Corporation and Paine Webber re Stan Lee Media, Inc.; 09/12/00 letter from
Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg
Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; 08/15/00
Notice of Proposed Sale of Securities; 08/23/00 letter from PaineWebber to
Corporation and Merrill Lynch re Stan Lee Media, Inc.; 09/12/00 letter from
50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael
Golden; 08/21/00 letter from Securities Transfer Corporation to Stan Lee
Media, Inc. re Removal of Restrictive Legend under Rule 144; 08/10/00
Merrill Lynch note re Securities Transfer; Irrevocable Stock or Bond Power
signed by Michael Golden; 08/01/00 Merrill Lynch Brokers Letter Code
1810 to Jeffrey D. Segal, Esq. re 2,100 shares of Stan Lee Media, Inc.
common stock (Michael Gordon); 08/02/00 Merrill Lynch Brokers Letter
Code 1810 to Jeffrey D. Segal, Esq. re 11,000 shares of Stan Lee Media, Inc.
common stock (Michael Golden); 08/03/00 Merrill Lynch Brokers Letter
common stock (Michael Golden); 08/07/00 Merrill Lynch Brokers Letter
common stock (Michael Golden); 08/03/00 Merrill Lynch SEC Cover Letter
Code 1811 re 25,000 shares of Stan Lee Media, Inc. common stock (Michael
Golden); Notice of Proposed Sale of Securities (25,000 – Michael Golden);
08/01/00 Merrill Lynch SEC Cover Letter Code 1811to Securities and
Exchange Commission re 25,000 shares of common stock of Stan Lee
Media, Inc. by Michael Golden; Notice of Proposed Sale of Securities
(25,000 – Michael Golden)
Corporation and CapBay Financial Services re Stan Lee Media, Inc.;
09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation;
undated Seller Rule 144 Letter; Form 144 (5,000 shares – Adrian Turcotte);
08/15/00 letter from CapBay Financial Services to Stan Lee Media, Inc.;
Common Stock Certificate No. C0400 for 5,000 shares to Adrian Turcotte;
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73
08/15/00 Stock Power
10/04/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan SM0012382-12383
Lee Media, Inc.
Various 10/04/00 Fax from Securities Transfer Corporation to Jeffrey Segal; SM0012384-12407
10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal re
Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144
(Michael H. Edwards); Rule 144 Seller’s Representation Letter; 09/20/00
letter from Mutual Service Corporation to Jeffery Segal; Michael H.
Edwards 1994 Revocable Trust Declaration; Form 144 (Michael H. Edwards
Rev. Trust – 50,000 shares); 10/04/00 letter from Securities Transfer
Corporation to Jeffrey D. Segal re Stan Lee Media, Inc. Removal of
Restrictive Legend under Rule 144 (Compton Family Trust); 09/20/00 letter
from Mutual Service Corporation to Jeffery Segal re Restricted Shares of
Stan Lee Media, Inc. (12,500) Shares of Common Stock; Rule 144 Seller’s
Representation Letter (Compton Family Trust); Form 144 (Compton Family
Trust – 12,500 shares); 09/17/93 letter from Freeman, Freeman & Smiley to
Mr. & Mrs. Stanley L. Compton re Compton Family Trust; 10/04/00 letter
from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan Lee
Media, Inc. Removal of Restrictive Legend Under Rule 144(k) (Arthur M.
Lieberman – 124,200 shares); 09/28/00 memo of U.S. Clearing Corp re Rule
144-K; undated U.S. Clearing Corp. Irrevocable Stock or Bond Power;
10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.
re Request to transfer restricted shares (Stephen Brain – 10,000 shares);
09/25/00 letter from La Jolla Cove Investors, Inc. to Securities Transfer
Corporation re transfer of shares; 09/07/00 Irrevocable Stock Power Form
(Stephen Brain); partial copy of undated, undated article from unknown
source re corporateintelligenc.com
Various 09/08/00 Fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq. SM0012408-12420
re 144 Sale Request; 09/08/00 letter from Securities Transfer Corporation to
Jeffrey D. Segal, Esq. re Stan Lee Media, Inc. Removal of Restrictive
Legend Under Rule 144; 08/23/00 letter from Paine Webber to Stan Lee
Media, Inc. re Bromberg Family Trust; 08/15/00 Paine Webber Rule 144
Seller’s Representation Letter; Notice of Proposed Sale of Securities
Bromberg Family Trust (10,000 shares); Paine Webber Irrevocable Stock or
Bond Power; 11/29/93 Declaration of Trust of the Bromberg Family Trust
Various 09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg SM0012421-12430
Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; Notice of
Proposed Sale of Securities (Bromberg Family Trust – 10,000 shares);
08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re Bromberg
Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter; Notice of
Proposed Sale of Securities (Bromberg Family Trust – 10,000 shares)
Various 08/31/00 Fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; SM0012431-12439
08/30/00 letter from Securities Transfer Corporation to Jeffrey D. Segal,
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144
(Adrian Turcotte – 5,000 shares); 08/24/00 letter from Fiserv Securities, Inc.
re Proposed Rule 144 Sale of Stan Lee Media, Inc. (shareholder – Adrian
Turcotte – 5,000 shares); Seller Rule 144 Letter; 08/15/00 letter from
CapBay Financial Services to Stan Lee Media, Inc. re Adrian Turcotte; Form
144 (Adrian Turcotte – 5,000 shares); 08/15/00 Stock Power form
Various 05/08/00 fax transmission from Executive Financial Services to Stan Lee SM0012440-12442
Media, Inc.; 05/08/00 letter from Salomon Smith Barney to Stan Lee Media,
Inc. re Legend Removal Request; Rule 144(k) Shareholder Representation
(Oliver Frascona – 20 shares)
11/30/00 Stan Lee Media, Inc. Transfer Agent Instructions to Securities Transfer SM0012443-12446
Corporation
11/07/07 Astor Capital, Inc. – Proposed Equity Draw Down Facility and Convertible SM0012447-12456
Debentures Summary of Proposed Terms/Private Placement (Issuer: Stan
Lee Media, Inc.; Investor: Alborz Select Opportunities Fund, Limited
Various 12/31/99 Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; 02/29/00 SM0012457-12461
Stan Lee Media, Inc. Options2000 C Up to 2-29-00 spreadsheet; 12/31/99
Stan Lee Media, Inc. Options Tab: 7-23-99 spreadsheet; 12/31/99 Stan Lee
Media, Inc. Options Tab: 9-24-99 spreadsheet; 12/31/99 Options Tab: 9-27-
99 spreadsheet
Various 06/05/00 letter from Jeffrey D. Segal, Esq. to Skadden, Arps, Slate, Meagher SM0012462-12468
& Flom, LLP re Stan Lee Media, Inc.; Stock Certificates to Be Issued;
09/30/99 Stan Lee Media, Inc. Warrants Tab: Investor spreadsheet
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 42) – SM0013219
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74
Transfer 114132
Transfer 114131
Transfer 114130
Transfer 114129
01/11/01 Dividend for Record Date 13 Nov 2000 (page 36) SM0013223
Transfer 114128
Transfer 114127
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 30) – SM0013226.01
Transfer 114126
Transfer 114125
Transfer 114124
Transfer 114123
Transfer 114122
Transfer 114121
Transfer 114120
Transfer 114119
Transfer 114118
Transfer 114117
Transfer 114116
01/11/01 Securities Transfer Corporation – Transfer Proof Report (page 8) – Transfer SM0013236
114115
114114
114113
114112
01/15/01 Securities Transfer Corporation Invoice No. 114112 to Stan Lee Media, Inc. SM0013240-13241
01/15/01 Securities Transfer Corporation Invoice No. 114130 to Stan Lee Media, Inc. SM0013276
(page 1 of 2 only)
01/15/01 Securities Transfer Corporation Invoice No. 114132 to Stan Lee Media, Inc. SM0013279
(page 1 of 2 only)
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75
11/07/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation SM0013280
11/13/00 Stan Lee Media, Inc. Stock Dividend Issue Register SM0013281-13289
01/11/01 Stan Lee Media, Inc. Dividend for Record Date 13 Nov 2000 SM0013290-13324
Various 12/06/99 Securities Transfer Corporation Transfer Proof Report (page 29 SM0013325-13392
only); Securities Transfer Corporation Invoice No. 096744; 11/12/99 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee
Media, Inc.; 07/23/99 Boulder Capital Opportunities, Inc. Written Consent
of Directors; 07/30/99 Boulder Capital Opportunities, Inc. Written Consent
of Directors; 07/30/99 Boulder Capital Opportunities, Inc. Securities
Purchase Agreement; 08/09/99 Boulder Capital Opportunities, Inc. Written
Consent of Directors; 08/30/99 Boulder Capital Opportunities, Inc.
Securities Purchase Agreement; 08/16/99 Stan Lee Media, Inc. Written
Consent of Directors; 08/16/99 Stan Lee Media, Inc. Securities Purchase
Agreement; 10/11/99 Stan Lee Media, Inc. Written Consent of Directors
Various 11/02/99 Securities Transfer Corporation Transfer Proof Report (page 14); SM0013396-13439
Securities Transfer Corporation Invoice No. 095385; 10/28/99 letter from
Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media,
Inc.; 10/27/99 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Securities Transfer
Corporation to Stan Lee Media, Inc. re Request to issue shares of Stan Lee
Media, Inc.; 11/01/99 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re Stan Lee Media, Inc.;
07/23/99 Boulder Capital Opportunities, Inc. Written Consent of Directors;
07/30/99 Boulder Capital Opportunities, Inc. Written Consent of Directors;
07/30/99 Boulder Capital Opportunities, Inc. Securities Purchase
Agreement; 08/09/99 Boulder Capital Opportunities, Inc. Written Consent of
Directors; 08/09/99 Boulder Capital Opportunities, Inc. Securities Purchase
Agreement
only); 12/13/99 Securities Transfer Corporation Invoice No. 097007;
re Stan Lee Media, Inc.; 12/10/99 Fax Cover Sheet from Jeffrey D. Segal,
Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. – Stock
Transfer; 12/07/99 Stan Lee Media, Inc. Certificate of Secretary; Exhibit A –
Authorization of Settlement Agreement
05/03/00 Fax from Securities Transfer Corporation to Gill Champion;
04/25/00 Stan Lee Media, Inc. Certificate of Officer; Exhibit A –
Ratification of Cyberworld Agreement; 11/08/99 Strategic Alliance
Agreement; Schedule A – Fees & Royalties; Exhibit B – Ratification of
Consulting Agreements; 01/10/00 letter from Stan Lee Media, Inc. to
Systems Specialties, Inc. re Engagement Letter; Exhibit A to Agreement
between Stan Lee Media, Inc. and Systems Specialties, Inc.; Exhibit C –
Authorization of Financing Transaction(s); 02/01/00 Stan Lee Media, Inc.
Purchase Agreement; Schedule A; 02/04/00 Stan Lee Media, Inc. Purchase
Agreement; Schedule A; Exhibit D – Issuance of Warrants and Options to
Purchase Common Stock; 02/09/00 Stan Lee Media, Inc. Purchase Form
(Edith A. Pope – 3,333 shares); Edith A. Pope check no. 1002 in the amount
of $16,665 made payable to Stan Lee Media, Inc.; 02/07/00 Stan Lee Media,
Inc. Purchase Form (Kenneth Bald – 10,000 shares); Kenneth Bald check no.
2191 in the amount of $50,000 made payable to Stan Lee Media, Inc.
re Stan Lee Media, Inc.; 04/14/00 Employment Agreement (Stephen Brain)
05/03/00 Fax from Securities Transfer Corporation to Gill Champion;
re Stan Lee Media, Inc.; 04/25/00 Stan Lee Media, Inc. Certificate of
Officer; Exhibit A – Ratification of Cyberworld Agreement; 11/08/99
Strategic Alliance Statement; Schedule A – Fees & Royalties; Exhibit B –
Ratification of Consulting Agreements; 01/10/00 letter from Stan Lee
Media, Inc. to Systems Specialties, Inc. re Engagement Letter; Exhibit A to
Agreement Between Stan Lee Media, Inc. and Systems Specialties, Inc.;
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76
Exhibit C – Authorization of Financing Transaction(s); 02/02/00 Stan Lee
Media, Inc. Purchase Agreement; Schedule A; 02/04/00 Stan Lee Media,
Inc. Purchase Agreement; Schedule A; Exhibit D – Issuance of Warrants and
Options to Purchase Common Stock; Stan Lee Media, Inc. Purchase Form
(Edith A. Pope – 3,333 shares); Edith A. Pope check no. 1002 in the amount
of $16,665 made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc.
Purchase Form (Kenneth Bald – 10,000 shares); Kenneth Bald check no.
re Stan Lee Media, Inc.; 10/11/99 VMR Capital Markets, U.S. Financial
Consulting Agreement; 08/16/99 Stan Lee Media, Inc. Written Consent of
Directors; 08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement
(Continental Entities); 10/11/99 Stan Lee Media, Inc. Written Consent of
Directors; 10/11/99 VMR Capital Markets, U.S. Financial Consulting
Agreement
07/31/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation; Exhibit SM0013560-13562
A – Resolutions of the Board of Directors of Stan Lee Media, Inc.
Salomon Smith Barney check no. 04493 53631 in the amount of $62,500
made payable to Stan Lee Media, Inc. (David Medinnus); 07/23/99 Boulder
Capital Opportunities, Inc. Stock Option Agreement; 08/01/00 Securities and
Exchange Commission Form S-8 filed by Stan Lee Media, Inc.
08/17/00 Facsimile Transmittal Sheet from Stan Lee Media, Inc. to
Securities Transfer Corporation; 08/16/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation; Bear, Stearns Securities Corp Check No.
MT-284961 in the amount of $25,000 made payable to Stan Lee Media, Inc.
fbo Junko Kobayashi; 07/23/99 letter from Harris M. Miller, II to Stan Lee
Media, Inc. re Steve Gerber – Stan Lee Media, Inc.
Resolutions of the Board of Directors of Stan Lee Media, Inc.; Exhibit A –
Conversion Notice for Series B 4% Cumulative Convertible Preferred Stock
(Westgate International - 08/25/00); Exhibit A – Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock (Elliott Associates, LP
- 08/25/00)
Various 08/28/00 letter from Stan Lee Media, Inc. to Securities Transfer Corporation; SM0013594-13602
Resolutions of Board of Directors of Stan Lee Media, Inc.; Exhibit A –
(08/25/00 – Westgate International, LLP); Exhibit A – Conversion Notice
for Series B 4% Cumulative Convertible Preferred Stock (08/25/00 – Elliott
Associates, LP); 09/05/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation; 09/05/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Securities Transfer Corporation
Various 09/05/00 letter from Zachary Foley to Stan Lee Media, Inc.; 09/13/00 email SM0013603-13606
from Zachary Foley to Bob Schultz re Option exercise date; Stan Lee Media,
Inc. Delayed Quote from financialweb.com; facsimile transmittal sheet from
Stan Lee Media, Inc. to George Johnson
re Zachary Foley; 09/12/00 Stan Lee Media, Inc. Option Exercise (Zachary
Foley); Zachary Foley Bonus spreadsheet
re Aaron Sowd; 07/23/99 Boulder Capital Opportunities, Inc. Stock Option
Agreement (Aaron Sowd); 10/02/00 facsimile transmittal sheet from Stan
Lee Media, Inc. to Securities Transfer Corporation; 10/03/00 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re Larry Houston;
Fahnestock check no. 3002347 in the amount of $55,000 made payable to
Stan Lee Media, Inc.; 10/02/00 letter from Fahnestock to Stan Lee Media,
Inc. re Larry Houston; undated letter from Fahnestock to Whom it May
Concern re Fedexing certificate; 10/03/00 facsimile transmittal sheet from
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77
Stan Lee Media, Inc. to Securities Transfer Corporation
re Anthony Winn; 10/13/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Shawn McManus; 10/13/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 10/13/00
facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation re Anthony Winn and Shawn McManus; 07/23/99 Boulder
Capital Opportunities, Inc. Stock Option Agreement (Anthony Winn);
07/23/99 Boulder Capital Opportunities, Inc. Stock Option Agreement
(Shawn McManus)
re Paula LaFond; 10/31/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Paula LaFond; 09/27/99 Stan Lee Media, Inc. Stock
Option Agreement (Paula LaFond); 10/31/00 facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation; 10/30/00 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re Paula
LaFond; 10/26/00 Pershing Financial transaction no.3003910799 ($27,000 –
from account of Paula LaFond)
only); 11/13/00 Securities Transfer Corporation Invoice No. 111975 (Aaron
Sowd); 11/09/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Aaron Sowd; 09/24/99 Stan Lee Media, Inc. Stock Option
Agreement (Aaron Sowd); Exhibit A; Conversion to Stock worksheet;
11/09/00 Stan Lee Media, Inc. Option Exercise (Aaron Sowd – 5,556
shares); 11/09/00 Stan Lee Media, Inc. Delayed Quote from
financialweb.com; 11/09/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Securities Transfer Corporation
re Stellar Productions; Confidential Settlement Agreement and Release
between Bryce Zabel and Stan Lee Media, Inc. re Zabel’s claims against
Stan Lee Media, Inc. arising out of his termination; 11/06/00 facsimile
transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation
undated Stan Lee Media, Inc. Shares to be issued re: Anti-Dilution
Provisions of Private Placements spreadsheet; Stan Lee Media, Inc. Anti-
Dilution Computation re Elliott Associates & Westgate International Pfd. B
Conversion on August 25, 2000 spreadsheet; 11/07/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation
only); 11/20/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Jennifer Kahn; 11/20/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Fred Schiller; 11/20/00 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re William Meugniot;
re Pamela Aronoff; 11/20/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Gary Manfredi; 11/20/00 letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re Patty Smith
only); 12/0100 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Gary Manfredi; 12/01/00 facsimile transmittal sheet from
Corporation re Stephen Gerber
Corporation; 11/07/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation; Stan Lee Media, Inc. Shares to be issued re: Anti-Dilution
Provisions of Private Placements spreadsheet; Stan Lee Media, Inc. Anti-
Dilution Computation spreadsheet; 11/07/00 facsimile transmittal sheet from
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78
only); 12/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Securities Transfer Corporation re Elliott Associates, LP and Westgate
International, LP; 12/12/00 Exhibit A – Conversion Notice (Elliott
Associates, LP) 12/12/00 Exhibit A – Conversion Notice (Westgate
International, LP); 01/03/01 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation; 11/08/00 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation; undated Stan Lee Media, Inc. Shares to be issued re
Exercise of Investor Warrants spreadsheet; 11/08/00 facsimile transmittal
sheet from Stan Lee Media, Inc. to Securities Transfer Corporation; 01/03/00
facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer
Corporation
re VRM Luxemburg and Jose Abadin; undated Stan Lee Media, Inc. Shares
to be Issued spreadsheet; Kenneth Williams Restricted Stock and Option
Schedule Per Employment Agreement dated June 12, 2000; 06/12/00 letter
from Stan Lee Media, Inc. to Kenneth Williams (employment offer); Stan
Lee Media, Inc. Anti-Dilution Computation Re Venture Soft Investment on
July 31, 2000; 02/04/00 Stan Lee Media, Inc. Purchase Agreement (VMR
Luxemburg and Jose M. Abadin); Elliott Associates & Westgate
International Preferred Stock Placement August 1, 2000; 05/15/00 letter
from Deborah A. Schlichting and Charles J. Blomme to Stan Lee Media,
Inc.; Stan Lee Media, Inc. Purchase Form (Deborah A. Schlichting – 5,000
shares); 07/23/99 Exhibit A – Warrant to Purchase 5,000 Share of Common
Stock (Charles J. Blomme); undated Promissory Notes spreadsheet;
05/15/00 Stan Lee Media, Inc. Purchase Form (Deborah A. Schlichting –
15,000 shares); 07/23/99 Exhibit A – Warrant to Purchase 15,000 Share of
Common Stock (Charles J. Blomme); 05/15/00 Stan Lee Media, Inc.
Purchase Form (Deborah A. Schlichting (5,000 shares); 09/21/99 Exhibit A
– Warrant to Purchase Five Thousand (5,000) Shares of Common Stock
(Charles J. Blomme and Deborah A. Schlichting); 05/18/00 Stan Lee Media,
Inc. Purchase Form (Frederick W. Howarth, III – 10,000 shares); 05/28/00
letter from Fred Howarth to Stan Lee Media, Inc.; 07/23/99 Exhibit A –
Warrant to Purchase 10,000 Shares of Common Stock (Frederick W.
Howarth); 07/23/99 Exhibit A – Warrant to Purchase 8,333 Share of
Common Stock (Kenneth B. Avery); 05/09/00 Stan Lee Media, Inc.
Purchase Form (Kenneth B. Avery – 8,333 shares); 07/23/99 Exhibit A –
Warrant to Purchase 10,000 Shares of Common Stock (Michael H. Edwards
Rev. Trust); 05/15/00 Stan Lee Media, Inc. Purchase Form (Michael H.
Edwards – 10,000 shares); undated handwritten note from Mike Edwards to
Bob; 04/03/00 Exhibit A – Warrant to Purchase 4,000 Shares of Common
Stock (Christopher Chen); 05/13/00 Stan Lee Media, Inc. Purchase Form
(Chris Chen – 4,000 shares); 05/11/00 letter from Chris Chen to Stan Lee
Media, Inc.; 07/23/99 Exhibit A – Warrant to Purchase 4,333 Shares of
Common Stock (Mohammad Soltani); 05/12/00 Mohammad Soltani check
no. 1105 made payable to Stan Lee Media, Inc. in the amount of $21,665;
04/11/00 Stan Lee Media, Inc. Purchase Form (Mohammed Soltani – 4,333
shares); 07/23/99 Exhibit A – Warrant to Purchase 3,333 Shares of Common
Stock (Steven Patrick); 05/10/00 Stan Lee Media, Inc. Purchase Form
(Steven Patrick – 3,333 shares); 05/10/00 Ruth E. Patrick/Steven B. Patrick
check no. 1044 made payable to Stan Lee Media, Inc. in the amount of
$16,665; 07/23/99 Exhibit A – Warrant to Purchase 22,500 Shares of
Common Stock (Compton Family Trust); 07/23/99 Exhibit A – Warrant to
Purchase 2,500 Shares of Common Stock (Compton Family Trust); 05/11/00
Stan Lee Media, Inc. Purchase Form (Compton Family Trust – 20,000
shares; Maury Burkom – 2,500 shares); 05/11/00 Stan Lee Media, Inc.
Purchase Form (Maury Burkom – 2,500 shares); 05/10/00 Maury Burkom
check no. 231 made payable to Stan Lee Media, Inc. in the amount of
$25,000; 078/23/99 Exhibit A – Warrant to Purchase 1,000 Shares of
Common Stock (Shannah L. Compton); 06/06/00 Stan Lee Media, Inc.
Purchase Form (Shannah L. Compton – 1,000 shares); 07/23/99 Exhibit A –
Warrant to Purchase 1,000 Shares of Common Stock (Cameron L.
Compton); 06/06/00 Stan Lee Media, Inc. Purchase Form (Cameron
Compton – 1,000 shares); 06/06/00 Cameron L. Compton check no. 0491
made payable to Stan Lee Media, Inc. in the amount of $5,000; 07/23/99
Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock
(Bromberg Family Trust); 06/15/00 Stan Lee Media, Inc. Purchase Form
(Bromberg Family Trust – 10,000 shares); 06/15/00 Myron J. Bromberg,
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79
DDS check no. 10208 made payable to Stan Lee Media, Inc. in the amount
of $50,000; 07/28/99 Exhibit A – Warrant to Purchase 3,333 Shares of
Common Stock (Mark L. Hendler); undated Stan Lee Media, Inc. Purchase
Form (Mark L. Hendler – 3,333 shares); 06/14/00 The Hendler Group check
no. 9914 made payable to Stan Lee Media, Inc. in the amount of $16,670
07/23/99 Label “July 23, 1999 P.P.” SM0013762
Various 04/99 Stan Lee Media, Inc. Securities Purchase Agreement with investor SM0013763-13830
signature pages in part: William M. and Shrina L. Baumann (8333 units);
Irving Siegel & Patricia Q. Siegel (20,000 units); Compton Family Trust
(22,500 units); Charles J. Blomme (15,000 units); Michael H. Edwards 1994
Rev. Trust (10,000 units); William J. Wilkinson (16,667 units); Kenneth B.
Avery (8333.33 units); Kenneth R. Hubbert (8,333 units); Adrian Turcotte
(5,000 units) with check no. 316 made payable to Stan Lee Media, Inc. in the
amount of $15,000; Steven Patrick (unknown units) with check no. 174
made payable to Stan Lee Media, Inc. in the amount of $10,000; Shannah L.
Compton (1,000 units) and Cameron L. Compton (1,000 units); duplicate
copy of Shannah L. Compton (1,000 units) and Cameron L. Compton (1,000
units); Morton Feldman (5,000 units); Frederick W. Howarth (10,000 units);
Frances S. masters (5,000 units) and Lynne K. Masters (3,000 units); I.C.
Siegel/Patricia Q. Siegel (10,000 units); Lon & Jaye Getlin (3,333 units);
Compton Family Trust (0 units); Compton Family Trust (0 units) with check
no. 1750 made payable to Stan Lee Media, Inc. in the amount of $6,000;
Compton Family Trust (2,500 units); Mohammad Soltani (4,333 units);
Charles J. Blomme (5,000 units); Kenneth G. Montgomery (2,000 units);
Kenneth Bald (15,000 units); Kenneth Bald (15,000 units) with check no.
126 made payable to Stan Lee Media, Inc. in the amount of $45,000);
Charlotte Bernstein/Donald Bernstein (1,000 units); Charlotte
Bernstein/Donald Bernstein (1,000 units) with check no. 0638 made payable
to Stan Lee Media, Inc. in the amount of $3,000; Eddie Alexander (1,000
units); Kaaren K. Alexander (1,000 units); Edith P. Pope (2,000 units); Edith
P. Pope (2,000 units); Kevork K. Tashman (8,333 units); Bonner W. Adams
(16,667 units); Edward Powel (3,333 units) with check no. 106 made
payable to Stan Lee Media, Inc. in the amount of $10,000; CIBAUD (3,333
units); Andrew J. Brindock (2,000 units); Bromberg Family Trust (10,000
units); Boyd Willat (6,700 units); WWM Partnership Trust (1,000 units);
Mark L. Hendler (3,334 units); 07/23/99 Exhibit A Warrant to Purchase
1,000 Shares of Common Stock (Charlotte & Donald Bernstein); 07/23/99
Stan Lee Media, Inc. Warrant to Purchase Common Stock (Charlotte and
Donald Bernstein)
02/17/00 Certified, Return Receipt Requested envelope from L. Masters to Stan Lee SM0013831-13832
Media, Inc.; handwritten letter to Gill Champion from Lynne Masters
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0533 for 11,250 SM0013833
shares in the name of Compton Family Trust
03/14/00 Stan Lee Media, Inc. Common Stock Certificate No. C0834 for 4,166 shares SM0013834
in the name of William Baumann & Shrina L. Baumann JT Ten
Undated Letter from Stan Lee Media, Inc. to Investor; SM0013835
12/13/99 Undated letter from Stan Lee Media, Inc. to Investor with 12/13/99 SM0013836
handwritten note from Fran Masters
11/23/99 Stan Lee Media, Inc. Stock Cert Returned Tab: Investor spreadsheet SM0013837
01/14/00 Letter from Stan Lee Media, Inc. to Jeffrey D. Segal, Esq. re Stan Lee SM0013838
Media, Inc. – Stock Certificates
03/21/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re 5,000 shares to Michael H. SM0013839
Edwards
03/07/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re 4,166 shares to William SM0013840
Baumann and Shrina L. Baumann JT Ten
01/14/00 Handwritten post-it note, “1/14/00 Grovel” SM0013841
01/14/00 Fax Cover from Cyberia, Inc. to Merrill Lynch re Transfer SM0013842
in the name of Mark L. Hendler
in the name of Michael H. Edwards 194 Rev. Trust
in the name of Kenneth B. Avery
in the name of Kenneth R. Hubbert and Deborah L. Hubbert JT TEN
in the name of I.C. Siegel & Patricia Q. Siegel JT WROS
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80
shares in the name of Irving C. Siegel & Patricia Q. Siegel JTWROS
in the name of Charles J. Blomme
in the name of Charles J. Blomme
in the name of Lynne K. Masters
in the name of Frances S. Masters
Undated Undated handwritten note, “NOT RETURNED”; Redemption Voucher for SM0013853-13904
10 Shares of Common Stock in Stan Lee Media issued to Chris Bachalo;
Redemption Voucher for 10 Shares of Common Stock in Stan Lee Media
issued to Hellen Bachalo; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Darrick Bachman; Redemption Voucher
for 10 Shares of Common Stock in Stan Lee Media issued to Matt Banning;
issued to William Bachman; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Steve Behling; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Albert Allen
Berrebbi; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Joanne Burch; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Joe Casey; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Dean
Cheley; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Lisa Cisneroz; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Alan Davis; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Keiai
DeCandido; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Richard Damigella; Redemption Voucher for 10 Shares
of Common Stock in Stan Lee Media issued to Stanley Ena; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Mark
Evanier; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Csaba Fikker; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Brad Foxhoven; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to
Phillip Foxhoven; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to John Fraser; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Mike Frierich; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jason
Fritz; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Alexis Frixione; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Guillermo Roberto Frixione;
issued to Maximiliano Frixione; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Leslie Gernstein; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to James
Goodridge; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Robert O. Green; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Robert J. Harraj; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Brian
Holguin; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Sean Jordan; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Jennifer Karolak; Redemption
Joseph Kelly; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Adam Klarer; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Jim Kruger; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Scott
Lobdel; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to James B. Lucas; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Wayne Markley; Redemption
Christina Mather; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Paul McEnery; Redemption Voucher for 10 Shares
of Common Stock in Stan Lee Media issued to Todd Alan Moore;
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81
issued to Bradley S. Novicoff; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Joe Quesada; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Scott
Rosenberg; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Ervin Rustemagic, c/o Platinum Studios, LLC;
issued to Galeb Shamus; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Ted Smith; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Margaret C.
Thompson; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Mark Thompson; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to T.N. Tumbusch; Redemption
Daniel Wall; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to David Wohl
Undated Undated handwritten note, “PAID A-D”; Redemption Voucher for 10 Shares SM0013905-13926
of Common Stock in Stan Lee Media issued to Joseph F. Alaskey, III;
issued to Sarah Baisley; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Charles N. Baker; Redemption Voucher
for 10 Shares of Common Stock in Stan Lee Media issued to Bob Bishop;
issued Marti Boone; Redemption Voucher for 10 Shares of Common Stock
in Stan Lee Media issued to Kara Briola; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Michael Briola;
issued to Steven Brown; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Russel E. Burkett, III; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Bryan
Callaway; handwritten note, “Stan Lee Media to take care of $15 processing
fee for C. Cogan”; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Carrie Cogan Planet Hollywood; Redemption
Robert Cusolito; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Laura Dale; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Richard Delong; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Tom
DeSanto; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Sharad Devarjan; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Emanuel Warren Dicksen;
issued to Lauren Shuler Donner Trustee of the R&L Donner Trust;
issued to Richard Donner Trustee of the R&L Donner; Redemption Voucher
for 10 Shares of Common Stock in Stan Lee Media issued to Jamie
Douraghy
Undated Undated handwritten note, “PAID E-G”; Redemption Voucher for 10 Shares SM0013927-13942
of Common Stock in Stan Lee Media issued to Matthew Edelman;
issued to Joseph A. Field; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Erin Fotos; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to J. Winston Fowlkes;
issued to Melissa Friedl; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Michael R. Friedl; Redemption Voucher
for 10 Shares of Common Stock in Stan Lee Media issued to Samuel
Girguis; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Jack Glickman; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Carrie Glidden; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Ari S.
Goldman; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Jonathan C/F Harrison Gordon; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Jonathan Gordon C/F
Hannah Gordon; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Linda Guiffreda-Baker; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Ivan Gulas;
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82
issued to Jordan T. Gulas
Undated Undated handwritten note, “PAID H-M”; Redemption Voucher for 10 SM0013943-13962
Shares of Common Stock in Stan Lee Media issued to Don Hackler;
issued to Carol A. Hale; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Donald F. Hale; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Christopher Harz;
issued to Robert J. Hawkins; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Michael Heinrich; Redemption
Michael M. Kelly; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to June Junko Kobayashi; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Brian Paul
Machado; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Mario Machado; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to B. Kevin Maples; Redemption
Gilbert Lee McDonald; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Thomas R. McGrew; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to James
McLaughlin; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Thomas McLaughlin; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Jennifer Merin;
issued to Harris Miller; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Michael Miller; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Paul A. Mounts
Undated Undated handwritten note, “PAID N-Z”; Redemption Voucher for 10 Shares SM0013963-13991
of Common Stock in Stan Lee Media issued to Todd Nauck; Redemption
Pamela Newton; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Ryan Nybakken; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to James Paluiotti;
issued to Mark Paniccia; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Goon Pattanumotana; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Will
Pupa; Redemption Voucher for 10 Shares of Common Stock in Stan Lee
Media issued to Andrew Sands; Redemption Voucher for 10 Shares of
Common Stock in Stan Lee Media issued to Michael Sangiacomo;
issued to Michael Selinker; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Steve Shimek; Barry Short; Redemption
Voucher for 10 Shares of Common Stock in Stan Lee Media issued to Jess
David Spurlock; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Danielle Parsons & Steven Stable; Redemption
Gabrielle G. Stanton; Redemption Voucher for 10 Shares of Common Stock
in Stan Lee Media issued to Jim Steranko; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Tim Stroup;
issued to Michael Thomas; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Adrian Turcotte; Redemption Voucher for
10 Shares of Common Stock in Stan Lee Media issued to Harry M.
Werksman, Jr.; Redemption Voucher for 10 Shares of Common Stock in
Stan Lee Media issued to Jennifer White; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Melody White;
issued to Mark Williams; Redemption Voucher for 10 Shares of Common
Stock in Stan Lee Media issued to Charles Wojtkiewicz; Redemption
Charles H. Wojtkiewicz; Leonard S. Wong; Redemption Voucher for 10
Shares of Common Stock in Stan Lee Media issued to Scott Alan
Woodward; Redemption Voucher for 10 Shares of Common Stock in Stan
Lee Media issued to Mathew Yang
Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0013992
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83
09/18/00 Fax from Securities Transfer Corporation to Bob; Securities Transfer SM0013993-13999
Corporation Current Shareholders List for Stan Lee Media, Inc. as of
09/18/00 printout
Undated Stan Lee Media, Inc. Stock Issued During Launch Party Round 1 SM0014000-14004
spreadsheet; Stan Lee Media, Inc. Stock Issued During Launch Party Round
2 spreadsheet; handwritten note, “Get Spread From Junko”; Stan Lee Media,
Inc. Stock Issued During Launch Party Round 3 spreadsheet
Various 12/20/99 letter from Stan Lee Media, Inc. to Sarah Baisley; 12/20/99 letter SM0014005-14028
from Stan Lee Media, Inc. to Steven Brown; 12/20/99 letter from Stan Lee
Media, Inc. to Laura Dale; 12/20/99 letter from Stan Lee Media, Inc. to
Jamie Douraghy; handwritten note, “Brian Machado 558-256-274; 12/20/99
letter from Stan Lee Media, Inc. to Robert Hawkins; 12/20/99 letter from
Stan Lee Media, Inc. to Kevin B. Maples; 12/20/99 letter from Stan Lee
Media, Inc. to Ryan Nybakken; 12/20/99 letter from Stan Lee Media, Inc. to
Goon Pattanumotana; 12/27/99 letter to Stan Lee Media, Inc. from Goon
Pattanumotana; 12/20/99 letter from Stan Lee Media, Inc. to Will Pupa;
12/20/99 letter from Stan Lee Media, Inc. to Andrew Sands; 12/20/99 letter
from Stan Lee Media, Inc. to Michael Selinker; 12/20/99 letter from Stan
Lee Media, Inc. to Barry Short; 12/20/99 letter from Stan Lee Media, Inc. to
Steven Stabler and Danielle Parsons; handwritten note, “Tim Stroup SSN:
273-64-8360 950 Meridian Ave #73 San Jose CA 95126”; 12/29/99 fax
sheet from Creative Services to Stan Lee Media, Inc.; 12/20/99 letter from
Stan Lee Media, Inc. to Michael Thomas; 12/20/99 letter from Stan Lee
Media, Inc. to Adrian Turcotte; 12/20/99 letter from Stan Lee Media, Inc. to
Jennifer White; 12/20/99 letter from Stan Lee Media, Inc. to Melody White;
12/20/99 letter from Stan Lee Media, Inc. to Leonard S. Wong; 12/20/99
letter from Stan Lee Media, Inc. to Scott Alan Woodward
03/15/00 Email from Dana R. Moreshead to Junko Kobayashi (Stan Lee Media, Inc.) SM0014029
re Missing Stock from the San Diego Event
Various Undated typed note on Stan Lee Media, Inc. letterhead to Junko from Susan; SM0014030-14039
Chuck Baker/Boulder City News business card; 03/11/00 letter from Chuck
Baker to Stan Lee Media, Inc.; 09/01/99 Charles N. Baker check no. 5612 in
the amount of $15.00 made payable to Excelsior Productions, Inc.;
Redemption Voucher for 10 Shares of Stan Lee Media, Inc. Common Stock
in Stan Lee Media, Inc. in the name of Linda Guiffreda-Baker; 09/01/99
Charles N. Baker check no. 5611in the amount of $15.00 made payable to
Excelsior Productions, Inc.; Redemption Voucher for 10 Shares of Stan Lee
Media, Inc. Common Stock in Stan Lee Media, Inc. in the name of Charles
N. Baker; Stan Lee Media, Inc. VIP Invitation; 12/20/99 letter from Stan Lee
Media, Inc. to Harry M. Werksman; 12/20/99 letter from Stan Lee Media,
Inc. to Gabrielle G. Stanton; 12/20/99 letter from Stan Lee Media, Inc. to
Todd Nauck; Stan Lee Media, Inc. Stock Issued During Launch Party
spreadsheet (page 1 of 3)
Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0014040-14041
Undated Handwritten note, “ROUND 2” SM0014042
Undated Stan Lee Media, Inc. Stock Issued During Launch Party spreadsheet SM0014043
Undated Handwritten note, “Mike Sangiacomo Plain Dealer Newspaper 1801 SM0014044
Superior Avenue Cleveland OH 44114 ph. (216) 999-4890 fx (216) 999-
6366”
12/20/99 Letter from Stan Lee Media, Inc. to Sarah Baisley SM0014045
12/20/99 Letter from Stan Lee Media, Inc. to Marti Boone SM0014046
12/20/99 Letter from Stan Lee Media, Inc. to Michael Briola SM0014047
12/20/99 Letter from Stan Lee Media, Inc. to Steven Brown SM0014048
12/20/99 Letter from Stan Lee Media, Inc. to Laura Dale SM0014049
12/20/99 Letter from Stan Lee Media, Inc. to Tom DeSanto SM0014050
12/20/99 Letter from Stan Lee Media, Inc. to Richard Donner SM0014051
12/20/99 Letter from Stan Lee Media, Inc. to Jamie Douraghy SM0014052
12/20/99 Letter from Stan Lee Media, Inc. to Carrie Glidden SM0014053
12/20/99 Letter from Stan Lee Media, Inc. to Linda Guiffreda-Baker SM0014054
12/20/99 Letter from Stan Lee Media, Inc. to Robert Hawkins SM0014055
12/20/99 Letter from Stan Lee Media, Inc. to Brian Paul Machado SM0014056
12/20/99 Letter from Stan Lee Media, Inc. to Kevin B. Maples SM0014057
12/20/99 Letter from Stan Lee Media, Inc. to Todd Nauck SM0014058
12/20/99 Letter from Stan Lee Media, Inc. to Pamela Newton SM0014059
12/20/99 Letter from Stan Lee Media, Inc. to Ryan Nybakken SM0014060
12/20/99 Letter from Stan Lee Media, Inc. to James Palmiotti SM0014061
{Client\4211\00\02031311.DOC /}
84
12/20/99 Letter from Stan Lee Media, Inc. to Mark Pannicia SM0014062
12/20/99 Letter from Stan Lee Media, Inc. to Steven Stabler and Danielle Parsons SM0014063
12/20/99 Letter from Stan Lee Media, Inc. to Goon Pattanumotana SM0014064
12/20/99 Letter from Stan Lee Media, Inc. to Will Pupa SM0014065
12/20/99 Letter from Stan Lee Media, Inc. to Andrew Sands SM0014066
12/20/99 Letter from Stan Lee Media, Inc. to Michael Selinker SM0014067
12/20/99 Letter from Stan Lee Media, Inc. to Steve Shimek SM0014068
12/20/99 Letter from Stan Lee Media, Inc. to Barry Short SM0014069
12/20/99 Letter from Stan Lee Media, Inc. to Gabrielle G. Stanton SM0014070
12/20/99 Letter from Stan Lee Media, Inc. to Tim Stroup SM0014071
12/20/99 Letter from Stan Lee Media, Inc. to Michael Thomas SM0014072
12/20/99 Letter from Stan Lee Media, Inc. to Adrian Turcotte SM0014073
12/20/99 Letter from Stan Lee Media, Inc. to Harry M. Werksman SM0014074
12/20/99 Letter from Stan Lee Media, Inc. to Jennifer White SM0014075
12/20/99 Letter from Stan Lee Media, Inc. to Melody White SM0014076
12/20/99 Letter from Stan Lee Media, Inc. to Scott Alan Woodward SM0014077
12/20/99 Letter from Stan Lee Media, Inc. to Leonard S. Wong SM0014078
Undated Handwritten note, “ROUND 1”; Stan Lee Media, Inc. Stock Issued During SM0014079-14081
Launch Party spreadsheet
Various 11/21/99 James J. McLaughlin check no. 127 in the amount of $15.00 made SM0014082-14083
payable to Excelsior Productions; 11/23/99 Merrill Lynch deposit slip
(Excelsior Productions, Inc. account) in the amount of $15.00; 11/20/99
email from dmoreshead@stanleemedial.com to JMclauch@aol.com;
11/19/99 email from JMclauch@aol.com to slee@stanleemedia.com and
dmoreshead@stanleemedia.com re Excelsior Productions
Various 01/01/99 Big Ham, Inc. check no. 4687 in the amount of $15.00 made SM0014084-14102
payable to Excelsior Productions, Inc.; 08/26/99 Sarah L. Baisley check no.
1183 in the amount of $15.00 made payable to Excelsior Productions, Inc.;
09/01/99 Charles N. Baker check no. 5611 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 08/26/99 Robert Bishop check no.
08/18/99 Marti Boone check no. 1021 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/22/99 Michael Briola/Kara Briola check
no. 1073 in the amount of $30.00 made payable to Excelsior Productions,
Inc.; 08/23/99 Steen D. Brown check no. 1837 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip
Russel E. Burkett, III check no. 469 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 09/09/99 Bryan R. Callaway check no. 704 in
the amount of $30.00 made payable to Excelsior Productions, Inc.; 08/18/99
Robert L. Cusolito check no. 180 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/15/00 Laura Dale check no. 1008 in the
amount of $15.00 made payable to Excelsior Productions, Inc.; 09/15/99
Richard P. Delong check no. 1194 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/16/99 Joshua M. Berman check no. 717 in
R & L Donner Trust check stub no. 309151 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 09/14/99 R & L Donner Trust check
stub no. 309204 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/25/99 Sharad S. Devarajan check no. 222 in the
Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in the
amount of $105.00; 09/07/99 R & L Donner Trust check no. 309151 in the
amount of $15.00 made payable to Excelsior Productions, Inc.; 09/14/99 R
& L Donner Trust check no. 309204 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/16/99 Jamie Douraghy check no. 1780 in
Matthew E. Edelman check no. 1486 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/19/99 Flying Colors Comics & Other Cool
Stuff check no. 7509 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/16/99 Erin Fotos/Matt Banning check no. 994 in the
amount of $15.00 made payable to Excelsior Productions, Inc.; 08/16/99 J.
Winston Fowlkes, III, check no. 4895 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip
Michael R. Friedl/Melissa H. Friedl check no. 1422 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 10/08/99 Kathleen P.
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85
Marinaccio check no. 549 in the amount of $45.00 made payable to
Excelsior Productions, Inc.; 08/17/99 Michael A. Sangiacomo check no.
08/15/99 Michael R. Friedl/Melissa H. Friedl check no. 1423 in the amount
of $15.00 made payable to Excelsior Productions, Inc.; undated Corporate
Specialties check stub no. 8461in the amount of $15.00; 08/16/99 Samuel M.
Girguis check no. 855 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 09/10/99 Corporate Specialties check no. 8461 in the
Choice Collectibles ASG, Inc. check no. 2370 in the amount of $15.00 made
Jonathan Gordon check no. 1439 in the amount of $30.00 made payable to
Excelsior Productions, Inc.; 09/01/99 Charles N. Baker check no. 5612 in
Dr. Ivan Gulas check no. 1009 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/15/99 Dr. Ivan Gulas check no. 1008 in the
Don Hackler check no. 5554 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/19/99 Donald & Carol Hale check no. 4447
in the amount of $15.00 made payable to Excelsior Productions, Inc.;
08/12/99 Christopher R. Hartz check no. 720 in the amount of $15.00 made
Robert J. Hawkins, Jr. check no. 995 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/16/99 Mike Heinrich & Associates check
Inc.; 08/16/.99 Michael M. Kelly check no. 1284 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 09/15/99 June Junko
Kobayashi check no. 151 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/25/99 Mario Machado check no. 1090 in the amount of
$30.00 made payable to Excelsior Productions, Inc.; 09/10/99 B. Kevin
Maples/Karen Maples check no. 1199 in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/23/99 Gilbert L. McDonald check no.
11/19/99 Merrill Lynch deposit slip (Merrill Lynch account) in the amount
of $105.00; 09/01/99 Thomas R. McGrew/Fay C. McGrew check no. 2353
in the amount of $15.00 made payable to Excelsior Productions, Inc.;
08/17/99 James J. McLaughlin check no. 380 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 08/27/99 Thomas M.
McLaughlin/Brena L. McLaughlin check no. 3337 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 09/10/99 Jennifer Merin check
Inc.; 09/03/99 Law Offices of Harris M. Miller, II, check no. 1977 in the
Michael Dennis Miller check no. 2221 in the amount of $15.00 made
payable to Excelsior Productions, Inc.; 09/01/99 Todd A. Nauck check no.
11/19/99 Merrill Lynch deposit slip (Excelsior Productions, Inc. account) in
the amount of $105.00; 08/21/99 Pamela L. Newton check no. 1154 in the
Vaughn L. Nybakken/Kathy Nybakken check no. 7647 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/20/99 James
Palmiotti check no. 2997 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/22/99 Mark A. Paniccia check no. 257 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/20/99 Goon
Pattanumotana check no. 416 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/25/99 William Pupa/Laurel Pupa check no.
09/04/99 Andrew Sands check no. 1098 in the amount of $15.00 made
(Excelsior Productions, Inc. account) in the amount of $120.00; undated
Evon M. Fuerst/Michael D. Selinker check no. 2315 in the amount of $15.00
made payable to Excelsior Productions, Inc.; 08/23/99 Steven W. Shimek
check no. 216 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 08/18/99 Barry Short check no. 216 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/23/99 J. David
Spurlock, Illustrator check no. 1322 in the amount of $15.00 made payable
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86
to Excelsior Productions, Inc.; 08/18/99 Steven B. Stabler check no. 4798 in
Harry M. Werksman, Jr./Gabrielle G. Stanton check no. 1485 in the amount
of $30.00 made payable to Excelsior Productions, Inc.; 09/09/99
Supergraphics check no. 1450 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior
Productions, Inc. account) in the amount of $105.00; 08/31/99 (unknown
maker) check no. 1174 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 09/07/99 Adrian Turcotte check no. 2213 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/25/99 Jennifer White
check no. 339 in the amount of $15.00 made payable to Excelsior
Productions, Inc.; 09/12/99 Melody White check no. 453 in the amount of
$15.00 made payable to Excelsior Productions, Inc.; 08/17/99 Mark or
Sheila Williams check no. 4796 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 08/29/99 Charles H. Wojtkiewicz/Margaret
Homa Wojtkiewicz check no. 2208 in the amount of $15.00 made payable to
Excelsior Productions, Inc.; Royal Bank of Canada Money Order no.
04278209-110 (Leonard S. Wong) in the amount of $15.00 made payable to
Excelsior Productions, Inc.; 11/19/99 Merrill Lynch deposit slip (Excelsior
Productions, Inc. account) in the amount of $30.00; Postal Money Order no.
84167971200 (Scott Allan Woodard) in the amount of $15.00 made payable
to Excelsior Productions, Inc.; 08/28/99 Mathew J. Yang check no. 216 in
the amount of $15.00 made payable to Excelsior Productions, Inc.
Undated File folder label, “10 Share Listing” SM0014103
Undated Illegible handwritten note SM0014104
06/15/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Jonathan Gordon SM0014105
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 1 Stock SM0014106
Issuance spreadsheet
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 2 SM0014107
spreadsheet
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 1 – page 2 SM0014108
spreadsheet
Undated Stan Lee Media, Inc. Stock Issued During Launch Party – Round 3 SM0014109
spreadsheet
Undated Typed note, “Stan Lee Media, Inc. Option Exercises – Employees”; SM0014110-14114
handwritten note, “Invoice 11/27/00 No: 112428 Kahn, Schulz, Meugniot,
Aronoff, Manfredi, Smith; Securities Transfer Corporation Invoice No.
112428; typed noted, “J. Thomas”; Stan Lee Media, Inc. Non-Qualified
Stock Option Exercise Active Employee Checklist;
Various Envelope from P.O. Box 173657, Denver, CO 80217-3657 postmarked SM0014115-14119
09/05/00; 09/05/00 Merrill Lynch check no. 21006-87058 in the amount of
$10,000 made payable to Jason Thomas; undated, illegible typed note;
undated handwritten note, “Waiting Sale of Shares”; Jason Thomas Bonus
worksheet
Various 08/30/00 Stan Lee Media, Inc. Option Exercise worksheet – Jason Thomas; SM0014120-14127
typewritten note, “Parker Paul”; Stan Lee Media, Inc. Non-Qualified Stock
Option Exercise Active Employee Checklist; illegible post-it note; Parker
Paul Bonus worksheet; Stan Lee Media, Inc. Option Exercise worksheet –
Parker Paul; 10/03/00 email from Junko Kobayashi to Jonathan Gordon re
Stock Options; blank Stan Lee Media, Inc. Non-Qualified Stock Option
Exercise - Active Employee Checklist
Various Handwritten note, “Stan Lee Media Options 7/23/99; undated Stan Lee SM0014128-14197
Media, Inc. Options spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 E Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 D Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 C Up to 2-20-00 spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 C Up to 3-31-00 spreadsheet; 02/29/00 Stan Lee Media, Inc.
Options2000 D Up to 5-31-00 spreadsheet; 06/15/00 Stan Lee Media, Inc.
Options spreadsheet; 06/12/00 Stan Lee Media, Inc. as of 12/31/99 Options
Tab: 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99
Options Tab: C 7-23-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of
12/31/99 Options Tab: 9-24-99 spreadsheet; 06/08/00 Stan Lee Media, Inc.
as of 12/31/99 Options Tab: 9-27-99 spreadsheet; 06/08/00 Stan Lee Media,
Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet; 06/12/00 Stan Lee
Media, Inc. as of 12/31/99 Options Tab: C 11-5-99; 06/15/00 Stan Lee
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87
Media, Inc. as of 12/31/99 Options Tab: Up to 12-31-99; undated Stan Lee
Media, Inc. as of 12/31/99 Options Tab:12-31-99 spreadsheet; undated Stan
Lee Media, Inc. as of 12/31/99 Options Tab: C 12-15-99 spreadsheet;
06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99
spreadsheet; 02/28/00 Shareholder Listing or Cutoff Date of 12-31-99 (pages
1-38); Securities Transfer Corporation Current Shareholders List for lm as of
12-31-99; undated Stan Lee Media, Inc. Options spreadsheet; undated Stan
Lee Media, Inc. as of 2/29/00 Options2000 Tab: E up to 2-29-00
spreadsheet; undated Stan Lee Media, Inc. as of 2/29/00 Options2000 Tab: C
up to 2-29-00 spreadsheet; undated Stan Lee Media, Inc. Employee Options
as of 12-31-00 (pages 4-8); 03/01/00 United States Securities and Exchange
Commission Initial Statement of Beneficial Ownership of Securities – Form
3; 03/10/00 fax cover sheet from Jeffrey D. Segal, Esq. to Arthur E.
Schramm, Jr. c/o Stephen M. Gordon re Form 3
Undated Label, “SLM EMPLOYEE OPTIONS EXERCISES 2000-” SM0014198
02/15/00 Stan Lee Media, Inc. W-3 Transmittal of Wage and Tax Statements 2000; SM0014199-14200
duplicate copy of Stan Lee Media, Inc. W-3 Transmittal of Wage and Tax
Statements 2000
Undated W-3 Detailed Information SM0014201
Undated W-2 Wage and Tax Statement 2000 – Zachary Foley SM0014202-14203
Undated W-2 Wage and Tax Statement 2000 – Gary Manifredi SM0014204-14205
Undated W-2 Wage and Tax Statement 2000 – Shawn McManus SM0014206-14207
Undated W-2 Wage and Tax Statement 2000 – Jennifer Kahn SM0014208-14209
Undated W-2 Wage and Tax Statement 2000 – William Maugniot SM0014210-14211
Undated W-2 Wage and Tax Statement 2000 – Fred Schiller SM0014212-14213
Undated W-2 Wage and Tax Statement 2000 – Patricia Smith SM0014214-14215
Undated W-2 Wage and Tax Statement 2000 – Aaron Sowd SM0014216-14217
Undated W-2 Wage and Tax Statement 2000 – Anthony Winn SM0014218-14219
Undated W-2 Wage and Tax Statement 2000 – Zachary Foley; W-2 Wage and Tax SM0014220
Statement 2000 – Aaron Sowd
Undated W-2 Wage and Tax Statement 2000 – Patricia Smith; W-2 Wage and Tax SM0014221
Statement 2000 –Jennifer Kahn
Undated W-2 Wage and Tax Statement 2000 – Shawn McManus; W-2 Wage and Tax SM0014222
Statement 2000 – Anthony Winn
Undated W-2 Wage and Tax Statement 2000 – William Meugniot; W-2 Wage and SM0014223
Tax Statement 2000 – Gary Manfredi
Undated W-2 Wage and Tax Statement 2000 – Fred Schiller SM0014224
Undated File label, “D. Medinnus” SM0014225
Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Terminated SM0014226
Employee Checklist
Various 08/11/00 Salomon Smith Barney check no. 04493 53631 in the amount of SM0014227-14229
$62,500 made payable to Stan Lee Media, Inc. re David Medinnus;
Securities Transfer Corporation Invoice No. 108723 – David Medinnus –
25,000 shares; Stan Lee Media, Inc. Common Stock Certificate No. C 0923
for 25,000 shares in the name of David Medinnus
Various Securities Transfer Corporation Invoice No. 108723 – David Medinnus – SM0014230-14232
25,000 shares; undated certified mail envelope from Securities Transfer
Corporation to Stan Lee Media, Inc.
08/14/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re SM0014233
issuance of 25,000 shares to Dave Medinnus
08/11/00 Salomon Smith Barney check no. 04493 53631 in the amount of $62,500 SM0014234
made payable to Stan Lee Media, Inc. (David Medinnus)
08/08/00 Stan Lee Media, Inc. Stock Option Exercise Form (David Medinnus) SM0014235
Undated Folder label, “S. Gerber” SM0014236
Employee Checklist
Various 08/21/00 letter from Stan Lee Media, Inc. to Bear Stearns & Co., Inc. re SM0014238-14240
stock certificate no. C 0950; 08/16/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of 10,000 shares to Steve
Gerber; 08/16/00 email from Rick Madden to Junko Kobayashi re received
check
08/14/00 Bear Stearns check no. MT-284961 in the amount of $25,000 made payable SM0014241
to Stan Lee Media, Inc. fbo Junko Kobayashi (Stephen Gerber);
Employee Checklist (Steve Gerber)
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88
issuance of 1,000 shares in the name of Stephen Gerber
11/30/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer SM0014244
Corporation
11/29/00 Bear Stearns check no. MH-646681 made payable to Stan Lee Media, Inc. SM0014245
fbo Stephen Gerber
Undated Fax from Cesare Cagnina to Junko/Rick re Stephen Gerber stock options SM0014246
Undated File folder label, “L. Houston” SM0014247
Employee Checklist
re issuance of common stock to Larry Houston; undated letter from
Fahnestock to “To Whom It May Concern”; 10/03/00 facsimile transmittal
10/02/00 Fahnestock check no. 3002347 in the amount of $55,000 made payable to SM0014252-14253
Stan Lee Media, Inc.; 10/02/00 letter from Fahnestock to Stan Lee Media,
Inc.
Various 09/25/00 Fahenstock Exercise/Sale Form – Account No. A62-0021962 – SM0014254-14255
Stan Lee Media, Inc. – 10,000 shares; Letter of Authorization and Intent
from Larry Houston to Fahenstock
Undated File folder label, “P. Lafond” SM0014256
Employee Checklist
10/31/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Paula SM0014258
LaFond
Corporation
10/26/00 Letter from Pershing to Stan Lee Media, Inc. re Paula LaFond; Pershing SM0014260-14261
check no. 3003910799 in the amount of $27,500 made payable to Stan Lee
Media, Inc. fbo Paula La Fond
Various Undated, unnamed printout re Paula LaFond; 10/26/00 facsimile transmittal SM0014262-14265
sheet from Pershing to Junko; file folder label, “Z. Foley”; Stan Lee Media,
Inc. Non-Qualified Stock Option Exercise - Active Employee Checklist
09/13/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re SM0014266-14268
issuance of shares to Zachary Foley; facsimile transmittal sheet from Stan
Lee Media, Inc. to George Johnson; facsimile transmittal sheet from Stan
Lee Media, Inc. to Claudia Quill
09/12/00 Stan Lee Media, Inc. Option Exercise – Zachery Foley SM0014269
Undated Zachary Foley Bonus worksheet; duplicate Zachary Foley Bonus worksheet SM0014270-14271
09/05/00 Stan Lee Media, Inc. Option Exercise – Zachery Foley SM0014272
09/12/00 Stan Lee Media, Inc. Delayed Quote from www.financialweb.com SM0014273
Various 09/05/00 email from Christine Plummer (Stan Lee Media, Inc.) to SM0014274-14278
rmadden@stanleemedia.com re Information for Zachary Foley; 09/08/00
email from Zachary Foley to jkobayashi@stanleemedia.com and
rmadden@stanleemedia.com re Options; 09/05/00 facsimile transmittal sheet
from Stan Lee Media, Inc. to Merrill Lynch; 09/13/00 email from Zachary
Foley to Bob Schultz re Option exercise date; 09/05/00 letter from Zachary
Foley to Stan Lee Media, Inc.
Undated File folder label, “A. Sowd” SM0014279
Undated Stan Lee Media, Inc. Non-Qualified Stock Option Exercise - Active SM0014280
Employee Checklist
issuance of shares in the name of Aaron Sowd; facsimile transmittal sheet
from Stan Lee Media, Inc. to Securities Transfer Corporation
11/09/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Morgan Stanley SM0014283
Undated Conversion to Stock worksheet SM0014284
Undated Payroll Check Request – Aaron Sowd (page 2 of 2) SM0014285
11/09/00 Stan Lee Media, Inc. Option Exercise – Aaron Sowd SM0014286
11/09/00 Handwritten notes SM0014288
Employee Checklist
11/07/00 Merrill Lynch check no. 208-02095 in the amount of $28,010.68 made SM0014290
payable to Aaron Sowd
Various Undated, unnamed spreadsheet re Aaron Sowd; undated, unnamed SM0014291-14294
spreadsheet re Aaron Sowd; undated Aaron Sowd Bonus worksheet;
09/29/00 Stan Lee Media, Inc. Option Exercise – Aaron Sowd
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89
11/02/00 Ms Irrevocable Delivery Instructions and Security Agreement re Employee SM0014295-14296
Stock Option Exercise (Aaron Sowd); Stan Lee Media, Inc. Non-Qualified
Stock Option Exercise - Active Employee Checklist
10/03/00 Securities Transfer Corporation Invoice No. 110510 (Aaron Sowd – 10,000 SM0014297-14298
shares); Stan Lee Media, Inc. Common Stock Certificate for 10,000 shares in
the name of Aaron Sowd
issuance of shares in the name of Aaron Sowd; facsimile transmittal sheet
Various 10/06/00 Merrill Lynch check no. 21006-06432 in the amount of $10,101.06 SM0014301-14302
made payable to Stan Lee Media, Inc.; 10/18/00 Aaron Sowd check no. 1354
in the sum of $6,672.88 made payable to Stan Lee Media, Inc. for Stock
Option; 09/05/00 Merrill Lynch check no. 21006-8705 in the amount of
$12,500 made payable to Stan Lee Media, Inc.
Various Undated, unnamed spreadsheets re Aaron Sowd; Aaron Sowd Bonus SM0014303-14307
worksheet; 08/30/00 Stan Lee Media, Inc. Option Exercise re Aaron Sowd
Various 10/03/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Merrill SM0014308-14311
Lynch re Aaron Sowd; 09/29/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Merrill Lynch re Aaron Sowd; 10/03/00 facsimile transmittal
sheet from Merrill Lynch to Stan Lee Media, Inc re calculations; Sheet 1 -
Merrill’s Calculation
Undated File folder label, “P. Smith”; Stan Lee Media, Inc. Non-Qualified Stock SM0014312-14313
Option Exercise - Active Employee Checklist
Various 11/28/00 Paine Webber Cash/Stock Receipt – 5556 Stan Lee Media, Inc. – SM0014314-14315
Account no. LW75134; Stan Lee Media, Inc. Common Stock Certificate No.
C 1106 for 5,556 shares in the name of Patty Smith
Undated Unnamed blank Stan Lee Media, Inc. form SM0014316
11/20/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Patty SM0014317
Smith
Corporation
Undated Handwritten note on Paine Webber letterhead SM0014319
11/7/00 Paine Webber check no. 37601 in the amount of $36,365.14 made payable to SM0014320
Stan Lee Media, Inc. fbo Patricia Smith
Undated Unnamed spreadsheet re conversion to stock SM0014321
11/15/00 Stan Lee Media, Inc. opportunity re Patty Smith – 5,556 shares SM0014322
Undated Payroll Check Request – Patty Smith SM0014323
11/15/00 Paine Webber Stock Option Financing Authorization Form – Patricia Smith SM0014325
(5,555 shares)
Illegible Paine Webber Stock Option Financing Authorization Form – Patricia Smith SM0014326
(5,000 shares)
08/31/00 Email from Patty Smith to Rick Madden re stock SM0014327
Undated File folder label, “J. Kahn” SM0014328
Employee Checklist – Exercise #1
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 5556 shares; SM0014330-14331
Stan Lee Media, Inc. Common Stock Certificate no. C 1101 for 5, 556
shares in the name of Jennifer Kahn
issuance of shares to Jennifer Kahn; facsimile transmittal sheet from Stan
Lee Media, Inc. to Securities Transfer Corporation
Stan Lee Media, Inc. fbo Jennifer Kahn
Undated Conversion to Stock worksheet – Jennifer Kahn SM0014336
11/15/00 Stan Lee Media, Inc. Option Exercise – Jennifer Kahn – 5, 556 shares SM0014337
Undated Payroll Check Request – Jennifer Kahn SM0014338
11/15/00 Paine Webber Stock Option Financing Authorization Form - Jennifer Kahn – SM0014340
5,555 shares
Undated Paine Webber Stock Option Financing Authorization Form – Jennifer Kahn SM0014341
– 5,000 shares
Undated File folder label, “F. Schiller” SM0014342
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90
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 6,944 shares; SM0014344-14345
Stan Lee Media, Inc. Common Stock Certificate no. C 1102 for 6,944 shares
in the name of Fred Schiller
Various Undated, unnamed blank Stan Lee Media, Inc. form; 11/20/00 letter from SM0014346-14347
Stan Lee Media, Inc. to Securities Transfer Corporation re issuance of stock
in the name of Fred Schiller
11/17/00 Illegible post-it note; 11/17/00 Paine Webber check no. 37606 in the amount SM0014348-14349
of $44,642.88 made payable to Stan Lee Media, Inc. fbo Fred Schiller
Undated Conversion to Stock worksheet – Fred Schiller SM0014350
Undated Payroll Check Request – Fred Schiller SM0014351
11/15/00 Stan Lee Media, Inc. Option Exercise – Fred Schiller (6,944 shares) SM0014352
Undated Unnamed Paine Webber worksheet re Will Meugniot, Fred Schiller, Gary SM0014353
Manfredi, and Pamela Aronoff
Undated Conversion to Stock worksheet – Fred Schiller – (1,692 shares) SM0014354
Undated Payroll Check Request – Fred Schiller SM0014355
11/15/00 Stan Lee Media, Inc. Option Exercise – Fred Schiller (6,944 shares) SM0014356
11/15/00 Pain Webber Stock Option Financing Authorization Form - Fred Schiller SM0014358
Undated File folder label, “W. Meugniot” SM0014359
Stan Lee Media, Inc. Common Stock Certificate no. C 1103 for 22,222
shares in the name of William Meugniot
issuance of 22,222 shares in the name of William Meugniot
11/17/00 Paine Webber check no. 37607 in the amount of $135,793.98 made payable SM0014365
to Stan Lee Media, Inc. fbo William Alfred Meugniot
Undated Conversion to Stock - Will Meugniot – 5,711 shares SM0014366
Undated Payroll Check Request – Will Meugniot SM0014367
11/16/00 Stan Lee Media, Inc. Option Exercise – Will Meugniot – 22,222 shares SM0014368
Undated Unnamed Paine Webber spreadsheet re Will Meugniot, Fred Schiller, Gary SM0014369
Manfredi and Pamela Aronoff
Undated Conversion to Stock - William Meugniot SM0014370
11/16/00 Stan Lee Media, Inc. Option Exercise – William Meugniot – 22,222 shares SM0014371
Undated Payroll Check Request – William Meugniot SM0014372
11/15/00 Pain Webber Stock Option Financing Authorization Form - William Alfred SM0014374
Meugniot
Undated File folder label, “P. Aronoff” SM0014375
Employee Checklist
11/28/00 Paine Webber Cash/Stock Receipt – Stan Lee Media, Inc. – 2075 shares; SM0014377-14378
Stan Lee Media, Inc. Common Stock Certificate no. C 1104 for 2075 shares
in the name of Pamela Aronoff
issuance of 2,075 shares in the name Pamela Aronoff
Stan Lee Media, Inc. fbo Pamela Aronoff
Undated Conversion to Stock - Pam Aronoff SM0014382
11/16/00 Stan Lee Media, Inc. Option Exercise – Pam Aronoff – 2,075 shares SM0014383
11/17/00 Paine Webber spreadsheet re Will Meugniot, Fred Schiller, Gary Manfredi SM0014384
and Pamela Aronoff
11/16 Stan Lee Media, Inc. Option Exercise – Pam Aronoff (8,333 shares) SM0014385
11/16/00 Pain Webber Stock Option Financing Authorization Form - Pam Aronoff SM0014387
Undated File folder label, “G. Manfredi” SM0014388
Employee Checklist
12/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 1113 for 5,000 shares SM0014390
in the name of Gary Manfredi
issuance of 5,000 shares in the name of Gary Manfredi; facsimile transmittal
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91
Stan Lee Media, Inc. fbo Gary Manfredi
Undated Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 5,000 shares SM0014394
Undated Payroll Check Request – Gary Manfredi SM0014395
Undated Conversion to Stock - - Gary Manfredi – 2,226 shares SM0014396
11/28/00 Stan Lee Media, Inc. Historical Quotes from www.financialweb.com SM0014397
Stan Lee Media, Inc. Common Stock Certificate no. C 1105 for 7,814 shares
in the name of Gary Manfredi
issuance of shares in the name of Gary Manfredi
Stan Lee Media, Inc. fbo Gary Manfredi
Undated Conversion to Stock - Gary Manfredi SM0014404
11/16/00 Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 7,814 shares SM0014405
11/17/00 Paine Webber worksheet re Will Meugniot, Fred Schiller, Gary Manfredi SM0014407
and Pamela Aronoff
Undated Conversion to Stock - Gary Manfredi SM0014408
11/16/00 Stan Lee Media, Inc. Option Exercise – Gary Manfredi – 38,889 shares SM0014409
Undated File folder label, “S. McManus” SM0014412
Employee Checklist
issuance of shares in the name of Shawn McManus; facsimile transmittal
payable to Stan Lee Media, Inc.
Various Undated, unnamed worksheet re Shawn McManus; undated payroll Check SM0014417-14421
Request – Shawn McManus; 08/24/00 Stan Lee Media, Inc. Option Exercise
– Shawn McManus – 8,000 shares; undated, unnamed spreadsheet re Shawn
McManus; 10/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Merrill Lynch re Shawn McManus
08/29/00 Merrill Lynch Irrevocable Delivery Instructions and Security Agreement re SM0014422
Shawn McManus
Undated File folder label, “A. Winn” SM0014423
Employee Checklist
issuance of shares in the name of Anthony Winn; facsimile transmittal sheet
payable to Anthony Winn
09/01/00 Merrill Lynch check no. 21006-86134 in the amount of $10,000 made SM0014428
payable to Anthony Winn
Undated Anthony Winn worksheet SM0014429
Undated Anthony Winn Bonus worksheet SM0014430
08/24/00 Stan Lee Media, Inc. Option Exercise – Anthony Winn – 4,000 shares SM0014431
Undated Unnamed spreadsheet re Anthony Winn SM0014432
Various 09/27/00 Merrill Lynch statement – Anthony Winn - $5,176.87; 09/27/00 SM0014433-14436
Merrill Lynch statement – Anthony Winn - $5,213.47; 10/04/00 Merrill
Lynch statement – Anthony Winn - $20,153.77; 10/13/00 Merrill Lynch
statement – Anthony Winn - $9,894.31
11/02/000 Merrill Lynch Irrevocable Delivery Instructions and Security Agreement – SM0014437
Anthony Winn
08/24/00 Handwritten note to Stan Lee Media, Inc. from Anthony Winn SM0014438
Undated Handwritten note, “Please complete sign & return in envelope provided”; SM0014439-14440
06/12/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet SM0014441
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92
Undated Label, “Stan Lee Media Option Agreements 10/05-12/31 1999 SM0014442
Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet SM0014443
10/05/99 Letter from Stan Lee Media, Inc. to Paraversal, Inc. c/o Stan Lee Media, Inc. SM0014444-14446
10/08/00 Letter from Stan Lee Media, Inc. to Paraversal, Inc. c/o Stan Lee Media, Inc. SM0014447
Undated Handwritten note, “Hold”; 11/05/99 Stock Option Agreement - Grantee: SM0014449-14453
Bryce Zabel
06/09/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: Up to 12-31-99 SM0014454
spreadsheet
10/11/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Moore SM0014455-14458
10/11/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Moore SM0014459-14462
10/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Elizabeth L. Lewis SM0014463-14466
10/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ruben Martinez SM0014467-14470
10/19/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Susan Johnston SM0014471-14474
10/25/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Marcia L. Munns SM0014475-14478
10/27/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John R. Statema SM0014479-14482
12/09/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Pamela D. Aronoff SM0014483-14486
11/24/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brooks D. SM0014488-14490
Campbell
11/24/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Sibyl a. SM0014491-14494
Wickersheimer
12/06/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott Saltsman SM0014495-14498
12/09/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: William Meugniot SM0014499-14502
12/13/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Courtney Lind SM0014503-14506
12/17/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Louis S. SM0014507-14510
Scarborough Jr.
12/20/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian L. Davidson SM0014511-14514
12/21/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen Brain SM0014515-14518
12/22/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Junko J. SM0014519-14522
Kobayashi
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Gill Champion SM0014523-14526
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen M. SM0014527-14530
Gordon
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jennifer B. Kahn SM0014531-14534
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dana Moreshead SM0014535-14538
12/31/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tony L. Pastor SM0014539-14542
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Robert M. Schultz SM0014543-14546
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dean V. White SM0014547-14550
12/31/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Anthony Winn SM0014551-14554
Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: 12/31/99 spreadsheet SM0014555
Undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99 spreadsheet SM0014557
10/05/99 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stanley A. Weston SM0014558-14563
Undated File label “Stan Lee Media, Inc. Option Agreements 1/1/2000-2/29/2000 SM0014564
Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 E up to 2-29-00 spreadsheet SM0014565
01/03/00 Stan Lee Media, Inc. Stock Option Agreement – Grantee: Peter Toblisky SM0014566-14569
01/06/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Leopoldo SM0014570-14573
Duranona
01/06/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Armando Gil SM0014574-14577
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Gill Champion SM0014578-14580
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Claude Denis SM0014581-14584
Undated Post-it note, “TERMINATED”; page 2-4 only of Stan Lee Media, Inc. Stock SM0014585-14588
Option Agreement - Grantee: Stuart R. Feldman
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott C. Koblish SM0014589-14592
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Don C. Manuel SM0014593-14596
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Samantha D. SM0014597-14599
Meltzer
Undated Post-it note, “Missing Steve’s Signature”; page 4 only of Stan Lee Media, SM0014600-14601
Inc. Stock Option Agreement - Grantee: Samantha D. Meltzer
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Devendra Mishra SM0014602-14605
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Holli A. Schmidt SM0014606-14610
01/26/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Frederick L. SM0014611-14614
Nelson
02/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Sandy Constantino SM0014615-14619
02/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Vince Golveo SM0014620-14624
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93
02/15/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Matthew T. SM0014625-14629
Banning
Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 D up to 2-29-00 spreadsheet SM0014630
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Arthur E. SM0014631-14633
Schramm, Jr.
Undated Handwritten note, “Need Rob Burgess” SM0014634
Undated Stan Lee Media, Inc. as of 2/29/00 Options2000 Tab: C up to 2-29-00 SM0014635
spreadsheet
01/05/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jon Corfino SM0014636-14639
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen A. Segal SM0014640-14643
04/02/00 Email from TELJ1@aol.com to junko@stanleemedia.com re Options SM0014644
Agreements
Various 01/10/00 letter from Montaque Securities International to Stan Lee Media, SM0014645
Inc.
01/10/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Montague SM0014646-14649
Securities International, Ltd.
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Kevin Richardson SM0014650-14654
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Howard Dorough SM0014655-14659
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian Thomas SM0014660-14664
Littrell
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Nicholas Carter SM0014665-14669
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Alexander J. SM0014670-14674
McLean
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jeff Kwatinetz SM0014675-14679
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Michael Green SM0014680-14684
01/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Jordan Keller SM0014685-146589
Undated Handwritten note, “Stan Lee Media, Inc. 4/1/00 Option Agreements SM0014690
04/01/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Franklin F. SM0014691-14694
Urteaga
04/05/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Grant Anderson SM0014695-14698
04/07/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory Barron SM0014699-14702
04/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Lenore Mohr SM0014703-14706
04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen Brain SM0014707-14710
04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Hadi Hashemi SM0014711-14714
04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Rick C. Madden SM0014715-14718
04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Devendra Mishra SM0014719-14722
04/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John-Brooks Sugar SM0014723-14727
05/11/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ivan J. Song SM0014728-14731
05/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Eric Chan SM0014732-14735
06/12/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Michael SM0014736-14739
Drudzinski
06/19/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Nancy Prentice SM0014740-14744
08/14/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Grant Anderson SM0014745-14748
Nelson
Undated Handwritten note, “Stan Lee Media, Inc. Option Agreements 3/1/00-3/31/00 SM0014753
03/08/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Juan Luna SM0014754-14757
03/09/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tom Morgan SM0014758-14761
03/13/00 Post-it note, “HOLD”; Stan Lee Media, Inc. Stock Option Agreement - SM0014762-14766
Grantee: Derrick Perkins
03/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Damon O’Keefe SM0014767-14770
03/13/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Christopher SM0014771-14774
Hooten
03/20/00 Handwritten note, “Need Charles Peckens”; Stan Lee Media, Inc. Stock SM0014775-14779
Option Agreement - Grantee: Timothy Burlingame
03/20/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tom Grimley SM0014780-14783
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Iyan Bruce SM0014784-14787
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Brian W. Burks SM0014788-14791
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Claude Denis SM0014792-14795
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Leopoldo SM0014796-14799
Duranona
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Zachary W. Foley SM0014800-14803
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Armando Gil SM0014804-14807
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Steven Ilous SM0014808-14811
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: David Johnson SM0014812-14815
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03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Scott C. Koblish SM0014816-14819
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Elizabeth L. Lewis SM0014820-14823
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Ruben L. Martinez SM0014824-14827
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Shawn McManus SM0014828-14831
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Richard McManus SM0014832-14835
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Cory B. Moore SM0014836-14839
Nelson
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Tony L. Pastor SM0014844-14847
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Andrey Pavlovskiy SM0014848-14851
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Patricia M. Smith SM0014852-14855
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: John R. Statema SM0014856-14859
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Dean V. White SM0014860-14863
03/24/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: SM0014834-14867
Anthony Winn
03/27/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Linda A. SM0014868-14871
Tomarchio
03/27/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Monika Zech SM0014872-14875
03/31/00 Stan Lee Media, Inc. Stock Option Agreement - Grantee: Stephen B. Jones SM0014876-14879
Various Undated folder label, “SCHEDULE 16 FILINGS”; undated, illegible post-it SM0014880-14885
note; 06/19/00 letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re
Section 16 Filings; 03/20/00 Stan Lee Media, Inc. Exhibit 10-K
02/14/00 U.S. Securities and Exchange Commission Annual Statement of Changes in SM0014886-14887
Beneficial Ownership – Form 5 – Lee Family 1985 Trust/Stan Lee
08/01/99 U.S. Securities and Exchange Commission Initial Statement of Beneficial SM0014888-14889
Ownership of Securities – Form 3 – Stan Lee
Ownership of Securities – Form 3 – Lee Family 1985 Trust
Beneficial Ownership – Form 5 – P.F.P. Family Holdings, L.P.
Ownership of Securities – Form 3 – P.F.P. Family Holdings, L.P.
Ownership of Securities – Form 3 – Andrea L. Paul; Paraversal Assigned
Options (as of June 19, 2000)
Beneficial Ownership – Form 5 – Devendra Mishra
Ownership of Securities – Form 3 – Devendra Mishra
Beneficial Ownership – Form 5 – Gill Champion
Ownership of Securities – Form 3 – Gill Champion
Beneficial Ownership – Form 5 – Stephen M. Gordon
Ownership of Securities – Form 3 – Stephen M. Gordon
Beneficial Ownership – Form 5 – Robert M. Schultz
Beneficial Ownership – Form 5 – Nelson S. Thall
Ownership of Securities – Form 3 – Schramn, Arthur E., Jr.
Ownership of Securities – Form 3 – Lars F. Hellmont
11/15/00 Letter from Rick Madden to Daniel A. Klein; Paine Webber Stock Financing SM0014919-14921
Authorization Form – Patricia Smith; Paine Webber Stock Financing
Authorization Form – Jennifer Kahn
Various Folder label, “STOCK POWER”; 01/01/79 Conan Properties, Inc. common SM0014922-14924
stock no. 8 for 50 shares in the name of Alla Ray Kuykendall/Alla Ray
Morris
09/08/00 Handwritten note, “consent file”; Stock Power transferring 50 shares of SM0014925-14926
Common Capital Stock of Conan Properties, Inc. to Stan Lee Media, Inc.
11/28/96 Conan Properties, Inc. common stock no. 11 for 50 shares in the name of SM0014927-14928
Lyman Sprague De Camp and Gerard Beekman De Camp, as Trustees
Undated Uniform Commercial Code – Financing Statement - Form UCC-1 – Conan SM0014929
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95
Properties, Inc.
Various 09/12/00 facsimile transmittal sheet from Share & Blejec, LLP to Stan Lee SM0014930-14931
Media, Inc. re Conan Properties, Inc.; Stock Power transferring 50 shares of
Common Capital Stock of Conan Properties, Inc. to Stan Lee Media, Inc.
09/08/00 Registration Rights Agreement by and among Stan Lee Media, Inc. and SM0014932-14941
Conan Sales Col, LLC
Undated Stan Lee Media, Inc. Certificate for Common Stock Purchase Warrants SM0014942-14953
09/08/00 Security Agreement between Stan Lee Media, Inc. and Conan Properties, SM0014954-14974
Inc.
08/31/00 Stock Purchase Agreement by and between Stan Lee Media, Inc. and Sellers SM0014975-15004
Undated Assignment - Common Stock of Conan Properties, Inc. assigns to Conan SM0015005-15006
Sales Company, LLC; duplicate copy of Assignment - Common Stock of
Conan Properties, Inc. assigns to Conan Sales Company, LLC
Undated Uniform Commercial Code – Financing Statement - Form UCC-1 – Conan SM0015007
Properties, Inc.
Undated National Financing Statement – UCC1 – Conan Properties, Inc. SM0015008
02/04/00 Stock Purchase Agreement Feb. 4, 2000 SM0015009-15051
Various Undated Schedule A; 02/2000 Stan Lee Media, Inc. Purchase Agreement by SM0015052-15101
and between Stan Lee Media, Inc. and purchasers listed on Schedule A
Undated File folder label, “Section 16 Filings” SM0015102
06/19/00 Letter from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Section 16 SM0015103-15105
filings
Various 02/14/00 U.S. Securities and Exchange Commission Annual Statement of SM0015106-15111
Changes in Beneficial Ownership – Form 5 – Lee Family 1985 Trust/Stan
Lee; 08/01/99 U.S. Securities and Exchange Commission Initial Statement
of Beneficial Ownership of Securities – Form 3 – Stan Lee; 08/01/99 U.S.
Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – Lee Family 1985 Trust
Various U.S. Securities and Exchange Commission Annual Statement of Changes in SM0015112-1517
Beneficial Ownership – Form 5 – P.F.P. Family Holdings, L.P.; 08/01/99
U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – P.F.P. Family Holdings, L.P.; 08/01/99
U.S. Securities and Exchange Commission Initial Statement of Beneficial
Ownership of Securities – Form 3 – Andrea L. Paul
Various Undated Paraversal Assigned Options (as of June 19, 2000); 02/14/00 U.S. SM0015118-15122
Securities and Exchange Commission Annual Statement of Changes in
Beneficial Ownership – Form 5 – Devendra Mishra; 08/01/99 U.S.
Ownership of Securities – Form 3 – Devendra Mishra
Beneficial Ownership – Form 5 – Stephen M. Gordon; 08/01/99 U.S.
Ownership of Securities – Form 3 – Stephen M. Gordon
Beneficial Ownership – Form 5 – Gill Champion; 08/01/99 U.S. Securities
and Exchange Commission Initial Statement of Beneficial Ownership of
Securities – Form 3 – Gill Champion
Beneficial Ownership – Form 5 – Nelson S. Thall
08/02/99 Securities and Exchange Commission Schedule 13D: Issuer: Boulder SM0015132-15149
Capital Opportunities, Inc.
Beneficial Ownership – Form 5 – Robert M. Schultz
Ownership of Securities – Form 3 – Schramn, Arthur E., Jr.
Ownership of Securities – Form 3 – Lars F. Hellmont
02/14/00 Bowne Edgar Control Sheet; Securities and Exchange Commission Schedule SM0015156-15166
13D/A; Exhibit A – Joint Filing Undertaking
08/02/99 Securities and Exchange Commission Schedule 13D: Issuer: Boulder SM0015157-15183
Capital Opportunities, Inc.
11/30/00 Securities Purchase Agreement Between Stan Lee Media, Inc. and the SM0015184-15284
Investors Signatory Hereto
Undated Schedule 4.1 – Subsidiaries; Schedule 4.3 – Options and Warrants, SM0015185-15292
Registration Rights, Anti-dilution rights; Schedule 4.18; Stan Lee Media,
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96
Inc. Shares and Warrants with Registration Rights; Stan Lee Media, Inc.
Outstanding Warrants Adjusted for 10% Stock Dividend; Securities with
Anti-dilution Provisions Adjusted for 10% Stock Dividend; Securities with
Anti-dilution Provisions Adjusted for 10% Stock Dividend; Securities with
Anti-dilution Provisions Adjusted for 10% Stock Dividend
11/2000 6% Convertible Debenture No. 1 – Issued by Stan Lee Media, Inc. - $1 SM0015193-15316
million to Bond Street Partners Limited
million to Target Growth Fund Ltd.
million to Nima Montazeri
11/30/00 Stock Purchase Warrant No. W-1 – Purchase of 68,182 Shares of Common SM0015365-15376
Stock of Stan Lee Media, Inc. by Bond Street Partners Limited
11/30/00 Stock Purchase Warrant No. W-2 – Purchase of 2,000 Shares of Common SM0015377-15388
Stock of Stan Lee Media, Inc. by Astor Capital, Inc.
11/2000 Stock Purchase Warrant No. W-3 – Purchase of 17,045 Shares of Common SM0015389-15400
Stock of Stan Lee Media, Inc. by Target Growth Fund Ltd
11/2000 Stock Purchase Warrant No. W-4 – Purchase of 17,045 Shares of Common SM0015401-15412
Stock of Stan Lee Media, Inc. by Nima Montazeri
11/30/00 Registration Rights Agreement by and among Stan Lee Media, Inc. and the SM0015413-15437
persons signatory hereto (Stephen Gordon, Jacques Ticobi, Target Growth
Fund Ltd and Nima Montazeri)
12/11/00 Letter from Stan Lee Media, Inc. to The Holders Listed on the Signature SM0015438
Pages to that Certain Registration Rights Agreement Dated as of
November 30, 2000 c/o Astor Capital, Inc.
11/30/00 Escrow Agreement by and among Stan Lee Media, Inc. and the investors SM0015439-15449
signatory hereto (Jacques Ticobi, Target Growth Fund, Ltd. and Nima
Montazeri
11/30/00 Release Notice - Stan Lee Media, Inc. and Bond Street Partners Limited SM0015450-15453
12/14/00 Release Notice – Stan Lee Media, Inc. and Target Growth Fund, Ltd SM0015454-15458
11/30/00 Transfer Agent Instructions from Securities Transfer Corporation to Stan SM0015459-15462
Lee Media, Inc.
12/12/00 Letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee SM0015463-15466
Media, Inc. 6% Convertible Debentures and Warrants listed on the Schedule
of Purchasers attached hereto
Undated Typed note, “Transfer Agent” SM0015471
Undated File folder label, “Transfer Agent” SM0015472
02/13/01 Facsimile transmittal sheet from Stan Lee Media, Inc. to Nasdaq; letter from SM0015473-15474
Securities Transfer Corporation to Stan Lee Media, Inc.
issuance of stock in the name of Bonner W. Adams
issuance of stock in accordance with attached schedule; Stan Lee Media, Inc.
Shares to be Issued Re: Exercise of Investor Warrants spreadsheet
issuance of shares in accordance with attached schedule; Stan Lee Media,
Inc. Shares to be Issued Re: Anti-dilution Provisions of Private Placement
spreadsheet; Stan Lee Media, Inc. Anti-Dilution Computation Re Elliott
Associates & Westgate International Pfd. B Conversion on August 25, 2000;
illegible handwritten note
Various 02/12/01Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities SM0015482-15487
Transfer Corporation; 11/01/2000 Action by Unanimous Written Consent of
the Board of Directors of Stan Lee Media, Inc.
07/23/99 Securities Transfer Corporation Current Shareholders List for Stan Lee SM0015488-15526
Media, Inc.
Various 11/06/00 fax from Securities Transfer Corporation to Gill Champion SM0015527-15532
Corporation
Robert Schultz
01/03/01 Duplicate letter from Stan Lee Media, Inc. to Securities Transfer SM0015535
Corporation re Robert Schultz
Undated Securities Transfer Corporation for the Period 11-01-00 to 11-30-00 SM0015536-15542
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97
Canceled for Issuer Stan Lee Media, Inc.
shares of restricted stock to be issued in accordance with attached schedule;
Schedule – Stan Lee Media, Inc. Shares to be Issued
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 SM0015545-15546
Undated Securities Transfer Corporation For the Period 12-01-00 to 12-31-00 SM0015547
Canceled for Issuer Stan Lee Media, Inc. (with handwritten notes)
Various 11/06/00 fax from Securities Transfer Corporation to Gill Champion; SM0015561-15566
re Stephen Brian (10,000 shares); 10/04/00 letter from Securities Transfer
Corporation to Stan Lee Media, Inc. re Stephen Brain (10,000 shares);
09/25/99 letter from La Jolla Cove Investors, LLC to Securities Transfer
Corporation re transfer of shares; 09/2000 letter from La Jolla Cove
Investors to Securities Transfer Corporation; 09/07/00 Irrevocable Stock
Power Form – La Jolla Cove Investors
09/13/00 Letter from IBM to Stan Lee Media, Inc. SM0015567
Undated Stan Lee Media, Inc. Shares to be Issued Re: Anti-dilution Provisions of SM0015574
Private Placements spreadsheet
Various 12/13/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Securities SM0015575-15579
Transfer Corporation re Elliott Associates, LP and Westgate International,
LP; Exhibit A – Conversion Notice for Series B 4% Cumulative Convertible
Preferred Stock – Elliott Associates, LP; Exhibit A - Conversion Notice for
Series B 4% Cumulative Convertible Preferred Stock – Westgate
International, LP
12/12/00 Fax from Securities Transfer Corporation to Bob Schultz SM0015580
Corporation
11/30/00 Transfer Agent Instructions – Stan Lee Media, Inc. SM0015582-15585
08/21/00 Report – CUSIP - 85285P101, Issuer - Stan Lee Media, Inc., Record Date – SM0015586-15629
08/21/00, Sequence – Descending Shares
Corporation
Private Placements
11/07/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Securities Transfer SM0015632-15636
Corporation; Stan Lee Media, Inc. Anti-Dilution Computation Re: Elliott
Associates & Westgate International Pfd. B Conversion on August 25, 2000;
Stan Lee Media, Inc. Shared to be Issued RE: Anti-dilution Provisions of
Private Placements; duplicate Stan Lee Media, Inc. Anti-Dilution
Computation Re: Elliott Associates & Westgate International Pfd. B
Conversion on August 25, 2000
Private Placements
Various Undated illegible handwritten note; handwritten note, “Rick”; 07/14/00 letter SM0015638-15643
from Miles S. King to Stan Lee Media, Inc.; 06/27/00 Certification In The
Matter of The Estate of Adena W. King, Deceased appointing Miles S. King
as Registrar on 06/27/00 as Personal Representative; State of Colorado,
County of Boulder, Certificate of Death – Adena W. King; envelope from
Miles S. King addressed to Shareholder Services, Stan Lee Media
Various Illegible handwritten note; 08/28/00 notarized letter from Miles S. King to SM0015644-15647
Stan Lee Media, Inc. re Adena W. King; State of Colorado, County of
Boulder, Certificate of Death – Adena W. King; 06/27/00 Certification In
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98
The Matter of The Estate of Adena W. King, Deceased appointing Miles S.
King as Registrar on 06/27/00 as Personal Representative
Various 08/21/00 fax from CapBay Financial Services to Rick Madden re Adrian SM0015648-15654
Turcotte; 08/15/00 letter from CapBay Financial Services to Rick
Madden/Stan Lee Media, Inc. re Adrian Turcotte; 08/15/00 letter from
CapBay Financial Services to Securities & Exchange Commission re Rule
144 papers for Adrian Turcotte; United States Securities and Exchange
Commission Form 144 – Adrian Turcotte; undated Seller Rule 144 Letter –
Adrian Turcotte
Undated Stan Lee Media, Inc. Shares to Be Issued spreadsheet SM0015655
Corporation
Corporation
issuance of shares in the name of Steen Gerber
Undated Typed note, “Warrant Exercises” SM0015659
Undated File folder label, “Warrant Exercises” SM0015660
Undated Stan Lee Media, Inc. Shares to Be Issued Re: Exercise of Investor Warrants SM0015661
spreadsheet
Corporation
Undated Investor Warrants spreadsheet (with handwritten notes) SM0015663
10/27/00 Letter from Stan Lee Media, Inc. to Irving and Patricia Siegel SM0015664
10/27/00 Memo from Robert M. Schultz, Vice President Finance, Stan Lee Media to SM0015665
James O White, Jr. Re 30,000 Warrants of Stan Lee Media, Inc.
10/27/00 Duplicate memo from Robert M. Schultz, Vice President Finance, Stan Lee SM0015666
Media to James O White, Jr. Re 30,000 Warrants of Stan Lee Media, Inc.
Undated Message for Bob from Kevork Tashjian re letter sent SM0015667
Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333 SM0015668-15670
shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye
Getlin – 3,333 shares; 10/13/2000 Lon & Jaye Getlin check no. 8762 in the
amount of $18,330 made payable to Stan Lee Media
10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald - 5,000 shares; Kaye SM0015672-15673
Dowd Bald and Kenneth Bald check no. 107 in the amount of $25,000 made
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the SM0015674-15675
amount of $25,000 made payable to Stan Lee Media, Inc.; Stan Lee Media,
Inc. Purchase Form – Morton Feldman - 5,000 shares
08/01/00 Common Stock Table (with handwritten notes) SM0015676
Various 10/19/00 Stan Lee Media, Inc. Purchase Form – Boyd Willat – 6,700 shares; SM0015678-15681
Exhibit – 04/1999 Warrant to Purchase 6,700 Shares of Common Stock –
Boyd Willat; 10/17/00 Boyd L. Willat check no. 1451 in the amount of
$33,500 made payable to Stan Lee Media
10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams TTEE – 16,666 SM0015682
shares
Undated 8 blank Stan Lee Media, Inc. Purchase Forms SM0015683-15690
06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams – Offer position of SM0015691-15698
President and CEO of the company
08/18/00 Stan Lee Media, Inc. Common Stock Certificate No. C 0931 for 59,808 SM0015699
shares in the name of Kenneth Williams
re Modification and Settlement Agreement between Kenneth Williams and
Stan Lee Media, Inc.; 12/14/00 Modification and Settlement Agreement
between Stan Lee Media, Inc. and Kenneth Williams; duplicate Stan Lee
Media, Inc. Common Stock Certificate No. C 0931 for 59,808 shares in the
name of Kenneth Williams
Various 06/12/00 duplicate letter from Stan Lee Media, Inc. to Kenneth Williams – SM0015704-15712
Offer position of President and CEO of the company
10/06/00 South Coast Financial Services/Edward Powell check no. 1142 in the SM0015713
Various 06/05/00 Cash Management Deposit Slip - $5,000 – Company Name: Stan SM0015714-15717
Lee Media, Inc. – Shannah Compton – 1,000 shares; 06/06/00 Stan Lee
Media, Inc. Purchase Form – Shannah L. Compton – 1,000 shares; 06/04/00
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99
Brian J. Koselke/Shannah L. Compton check no. 1497 in the amount of
$5,000 made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc. Deposit
Ticket - $5,000; 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L.
Compton
06/15/00 Cash Management Deposit Slip - $50,000 – Company Name: Stan Lee SM0015718-15719
Media, Inc. – Myron J. Bromberg – 10,000 shares; Myron J. Bromberg, D.D.
S. check no. 10208 in the amount of $50,000 made payable to Stan Lee
Media, Inc.
Various 06/16 Cash Management Deposit Slip - $16,670 – Company Name: Stan Lee SM0015720-15721
Media, Inc. – Hendler Group – Stock; The Hendler Group check no. 9914 in
the amount of $16,670 made payable to Stan Lee Media, Inc.
Various 04/03/00 Cash Management Deposit Slip - $100,000 – Company Name: SM0015722-15724
Stan Lee Media, Inc. – Christopher Chen; Stan Lee Media, Inc. Deposit
Ticket - $100,000; 04/04/00 Promissory Notes & Warrants
Stan Lee Media, Inc. – Charles J. Blomme; 04/04/00 Stan Lee Media, Inc.
Deposit Ticket - $100,000; 04/04/00 Promissory Notes & Warrants;
05/15/00 Unsecured Promissory Note – $75,000, Maker: Stan Lee Media,
Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting
Lee Media, Inc. – Steven Patrick/Mohammad Soltani; 05/15/00 Stan Lee
Media, Inc. Deposit Ticket - $38,330; 05/10/00 Stan Lee Media, Inc.
Purchase Form – Steven Patrick – 3,333 shares; 05/10/00 Ruth
Patrick/Steven Patrick check no. 1044 in the amount of $16,665 made
payable to Stan Lee Media, Inc.; 07/23/99 unknown agreement (page 10
only); 05/12/00 Mohammad Soltani check no. 1105 in the amount of
Lee Media, Inc. – Maury Burkom; 05/15/00 Stan Lee Media, Inc. Deposit
Ticket - $25,000; 05/10/00 Maury Burkom check no. 231 in the amount of
$25,000 made payable to Stan Lee Media, Inc.; 05/11/00 Stan Lee Media,
Inc. Purchase Form – Maury Burkom – 2,500 shares
Lee Media, Inc. – Mohammad Soltani; 05/25/00 Stan Lee Media, Inc.
Deposit Ticket - $21,665; 05/12/00 Mohammad Soltani check no. 1105 in
the amount of $21,665 made payable to Stan Lee Media, Inc.
11/17/00 Stan Lee Media, Inc. General Ledger – Journal Transaction Register – SM0015742-15745
Posting Register
Lee Media, Inc. - Stephen Gerber; 11/30/00 Stan Lee Media, Inc. Deposit
Ticket - $2,500; 11/29/00 Bear Stearns check no. MH-646681 in the amount
of $2,500 made payable to Stan Lee Media, Inc. fbo Stephen Gerber
Stan Lee Media, Inc.; 12/01/00 HSBC Bank USA transfer online - $926,500
to Stan Lee Media, Inc.; HSBC Bank USA transfer online - $926,500;
01/18/01 Stan Lee Media, Inc. Accounts Receivable – Receipts – General
Ledger Posting Register – Detail; 01/18/01Stan Lee Media, Inc. Accounts
Receivable – Cash Receipts Register – Detail; 01/18/01 Stan Lee Media, Inc.
Accounts Receivable – Cash Receipts Register – Recap
Various 12/05/00 Cash Management Deposit Slip - $42,258.42 – Company Name: SM0015755-15758
Stan Lee Media, Inc; 12/05/00 Stan Lee Media, Inc. Deposit Ticket -
$42,258.42; Merrill Lynch Check no. 208-13596 in the amount of
$42,258.42 made payable to Stan Lee Media; undated, unnamed spreadsheet
re Shawn McManus
01/18/00 Stan Lee Media, Inc. Accounts Receivable – Cash Receipts – General SM0015759-15761
Ledger Posting Register – Detail; Stan Lee Media, Inc. Accounts Receivable
– Cash Receipts Register – Detail; Stan Lee Media, Inc. Accounts
Receivable – Cash Receipts Register – Recap
Various Undated, unnamed calculator tape; 10/19/00 letter from US Bank to Stan SM0015762-15766
Lee Media, Inc. re $83,330 wire transfer; undated Stan Lee Media, Inc.
Warrant to Purchase Common Stock – Bonner W. Adams Trustee – 16,666
shares; 10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams
Trustee – 16,666 shares; 10/19/00 Cash Management Deposit Slip - $83,330
– Company Name: Stan Lee Media, Inc;
Various 10/03/00 Stan Lee Media, Inc. Deposit Ticket - $55,000; 10/02/00 SM0015767-15768
Fahnestock check no. 3002347 in the amount of $55,000 made payable to
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10/06/00 South Coast Financial Services/Edward Powell check no. 1142 in the SM0015769
Various 10/13/00 Stan Lee Media, Inc. Deposit Ticket - $37,500; 10/12/00 Compton SM0015770-15773
Family Trust check no. 2269 in the amount of $25,000 made payable to Stan
Lee Media, Inc.; 10/13/00 Stanley Leon Compton and Cynthia L. Compton
check no. 2004 in the amount of $12,500 made payable to Stan Lee Media,
Inc.; 10/12/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust
– 5,000 shares; 10/13/00 Stan Lee Media, Inc. Purchase Form – Compton
Family Trust - $2,500 shares
Various 10/16/00 US Bank Official Receipt – Ken Bald - $25,000; 10/16/00 Stan Lee SM0015774-15778
Media, Inc. Deposit Ticket - $25,000; 10/10/00 Kaye Dowd Bald/Kenneth
Bald check no. 107 in the amount of $25,000 made payable to Stan Lee
Media, Inc.; 10/16/00 Stan Lee Media, Inc. Deposit Ticket - $25,000;
10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000
shares
Various 10/13/00 Global Icons, LLC check no. 3604 in the amount of $24,375 made SM0015779-15780
payable to Stan Lee Media; 10/10/00 Stan Lee Media, Inc. Purchase Form –
Morton Feldman – 5,000 shares
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the SM0015781
amount of $25,000 made payable Stan Lee Media, Inc.
Lee Media, Inc – A. Turcotte Warrants; 10/19/00 US Bank Official Receipt -
$25,000; 10/19/0 Stan Lee Media, Inc. Deposit Ticket - $25,000; 10/18/00
Susan Berzon Turcotte/Adrian Turcotte check no. 1971 in the amount of
$25,000 made payable to Stan Lee Media, Inc.; incomplete copy of undated
Stan Lee Media, Inc. Warrant to Purchase Common Stock; 10/19/00 Cash
Management Deposit Slip - $56,665 – Company Name: Stan Lee Media,
Inc. – K. Hubbert Warrants; 10/19/00 US Bank Official Receipt - $56,665;
10/19/00 Stan Lee Media, Inc. Deposit Ticket - $56,665; Vectra Bank
Official Check no. 718583696 in the amount of $15,000 made payable to
Stan Lee Media, Inc.; 10/18/00 Kenneth R. Hubbert/Deborah L. Hubbert
Inc.; 10/20/00 Stan Lee Media, Inc. Purchase Form – Lynne K. Masters –
3,000 shares; 10/17/00 letter from Kenneth and Deborah Hubbert to Stan
Lee Media; 07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of
Common Stock – Kenneth R. & Deborah L. Hubbert; 10/09/00 Stan Lee
Media, Inc. Purchase Form – Kenneth R. Hubbert and Deborah L. Hubbert –
8,333 shares
Lee Media, Inc – A. Brindock Warrants/C. Bernstein; 10/20/00 Stan Lee
Media, Inc. Deposit Ticket - $15,000; 10/19/00 Stan Lee Media, Inc.
Purchase Form – Andrew Brindock – 2,000 shares; Charlotte Bernstein
Inc.; 10/17/00 Stan Lee Media, Inc. Purchase Form – Donald & Charlotte
Bernstein – 1,000 shares
Stan Lee Media, Inc. – Visiosonic, Stephenson, B. Willat Warrants & WWM
Partnership Trust; 10/20/00 US Bank Official Receipt - $38,549.16;
10/20/00 Stan Lee Media, Inc. Deposit Ticket - $38,549.16; 10/16/00
Visiosonic Ltd check stub no. 4960 in the amount of $34.60 made payable to
Stan Lee Media, Inc.; 10/16/00 Visiosonic Ltd check no. 4960 in the amount
of $34.60 made payable to Stan Lee Media, Inc.; 10/18/00 Stephanie Dawn
Stephenson check no. 591 in the amount of $14.56 made payable to Stan Lee
Media, Inc.; 10/17/00 Boyd I. Willat check no. 1451 in the amount of
Inc. Purchase Form – Boyd Willat – 6,700 shares; 10/19/00 William David
Hooper, Jr./Reliance Asset Trust check no. 6201 in the amount of $5,000
made payable to Stan Lee Media, Inc.; 10/19/00 Stan Lee Media, Inc.
Purchase Form – WWM Partnership Trust – 1,000 shares; 10/18/00 Internal
Invoice to Stephanie Stephenson - $14.56; 09/29/00 Federal Express Invoice
No. 5-579-37038 (page 10 of 24 only); handwritten note, “Stephanie
Stephenson”
Lee Media, Inc. – J. Wilkinson Warrant, K. Alexander Warrant & E.
Alexander Warrant; 10/20/00 Stan Lee Media, Inc. Deposit Ticket -
$93,335; 10/20/00 William J. Wilkinson/Patricia M. Wilkinson check no.
1818 in the amount of $83,335 made payable to Stan Lee Media, Inc.;
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101
10/20/00 Stan Lee Media, Inc. Purchase Form – William J. & Patricia M.
Wilkinson – 16,667 shares; 10/14/00 Eddie Alexander/Kaaren K. Alexander
Inc.; 10/10/00 Stan Lee Media, Inc. Purchase Form – Kaaren Alexander –
1,000 shares; Eddie Alexander/Kaaren K. Alexander check no. 721 in the
amount of $5,000 made payable to Stan Lee Media, Inc.; 10/10/00 Stan Lee
Media, Inc. Purchase Form – Eddie Alexander – 1,000 shares
Various Cash Management Deposit Slip - $94,995 – Company Name: Stan Lee SM0015822-15836
Media, Inc. – K. Montgomery Warrant, F Masters Warrants, K. Tashiian
Warrants, and Getlin Warrants; 10/23/00 US Bank Official Receipt -
$94,995; 10/23/00 Stan Lee Media, Inc. Deposit Ticket - $94,995; 10/20/00
Kenneth G. Montgomery or Judith C. Montgomery check no. 10752 in the
amount of $10,000 made payable to Stan Lee Media, Inc.; 09/19/00 Mrs.
Frances S. Masters check no. 1403 in the amount of $25,000 made payable
to Stan Lee Media, Inc.; 10/21/00 Kevork K. Tashjian/Shoghig Tashjian
Inc.; 10/13/00 Lon and Jaye Getlin check no. 8762 in the amount of $18,330
made payable to Stan Lee Media, Inc.; 10/20/00 letter from Kenneth G.
Montgomery to Rick Madden re Warrant Options; 07/23/99 Exhibit A –
Warrant to Purchase 2,000 Shares of Common Stock; 10/19/00 Stan Lee
Media, Inc. Purchase Form – Frances S. Masters – 5,000 shares; 10/21/00
Stan Lee Media, Inc. Purchase Form – Kevork K. Tashjian – 8,333 shares;
10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333
Getlin – 3,333 shares
Stan Lee Media, Inc. – G. Cibaud Warrants and P. Tobolsky ck#217;
10/24/00 US Bank Official Receipt - $16,873.37; 10/24/00 Stan Lee Media,
Inc. Deposit Ticket - $16,873.37; 10/21/00 Georges Cibaud check no. 1139
in the amount of $16,665 made payable to Stan Lee Media, Inc.; 10/23/00
Peter V. Tobolsky check no. 0217 in the amount of $208.37 made payable to
Stan Lee Media, Inc.; 10/20/00 Stan Lee Media, Inc. Purchase Form –
Georges Cibaud – 3,333 shares; 12/23/99 spreadsheet re Peter Tobolsky
Lee Media, Inc. – S. Baumann Warrants; 10/26/00 US Bank Official Receipt
- $41,665; 10/26/00 Stan Lee Media, Inc. Deposit Ticket - $41,665; 10/26/00
Shrina L. Bauman check no. 5104 in the amount o f $6,191.73 made payable
to Stan Lee Media, Inc.; 10/26/00 Paine Webber check no. 33807 in the
amount of $35,473.27 made payable to Stan Lee Media, Inc.; 10/26/00 letter
from Shrina L. Baumann to Stan Lee Media, Inc.; undated Stan Lee Media,
Inc. Purchase Form – William and Shrina Baumann – 8,333 shares
Lee Media, Inc. – P. La Fond; 10/27/00 US Bank Official Receipt - $27,500;
10/27/00 Stan Lee Media, Inc. Deposit Ticket - $27,500; 10/27/00 Pershing
check no. 3003910799 in the amount of $27,500 made payable to Stan Lee
Media, Inc. re Employee Stock – Paula LaFond; 10/26/00 letter from
Pershing to Stan Lee Media, Inc. re Paula La Fond; 10/26/00 Pershing check
stub no. 3003910799 in the amount of $27,500 made payable to Stan Lee
Media, Inc.
Stan Lee Media, Inc. – P. Siegel Warrants; 10/30/00 US Bank Official
Receipt - $100,000; 10/29/00 Stan Lee Media, Inc. Deposit Ticket -
$100,000; 10/27/00a or I.C. Siegel check no. 1670 in the amount of
Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 20,000 shares;
10/27/00 letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000
Warrants of Stan Lee Media, Inc.
Various 11/08/00 US Bank Official Receipt - $50,000; 11/08/00 Stan Lee Media, Inc. SM0015862-15865
Deposit Ticket - $50,000; Patricia or I.C. Siegel check no. 1672 in the
amount of $50,000 made payable to Stan Lee Media, Inc.; 10/18/00 Stan Lee
Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – 10,000
shares; undated Stan Lee Media, Inc. Warrant to Purchase Common Stock re
I.C. Siegel & Patricia Q. Siegel
Stan Lee Media, Inc. – Anthony Winn options; 11/09/00 US Bank Official
Receipt (amount illegible); 11/09/00 Stan Lee Media, Inc. Deposit Ticket -
$21,793; 11/07/00 Merrill Lynch check no. 208-13531 in the amount of
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102
$21,793.96 made payable to Anthony Winn; undated, unnamed spreadsheet
re Anthony Winn options; 01/19/01 Accounts Receivable Cash Receipts
General Ledger Posting Register – Detail (post date 11/09/00); 01/19/00
Accounts Receivable Cash Receipts Register – Detail; 01/19/01 Accounts
Receivable Cash Receipts Register – Recap
Stan Lee Media, Inc. – A. Sowd options; 11/09/00 US Bank Official Receipt
- $28,010.68; 11/09/00 Stan Lee Media, Inc. Deposit Ticket - $28,010.68;
11/07/00 Merrill Lynch check no. 208-02095 in the amount of $28,010.68
made payable to Aaron Sowd; undated, unnamed spreadsheet re Aaron
Sowd
Undated File folder label, “STAN 2.0, STAN’S EVIL CLO ARGENTINA TM APP SM0024530
CL.1 APPLICATION NO.: 2.314.60 FILED 11/3/00”
10/23/00 Email from Rick Madden (rmadden@stanleemedia.com) to SM0024531
smelzer@stanleemedia.com re Latin America
Various 03/19/01 letter from Richelet & Richelet to Stan Lee Media, Inc. re SM0024532-24537
Argentine T.M. Appln “Stan 2.0. Stan’s Evil Clone” Serial No. 2.314.608 –
Class 16; 11/06/00 letter from Richelet & Richelet to Stan Lee Media, Inc. re
Stan 2.0. Stan’s Evil Clone”; 11/03/00 Instituto Nacional De la Propiedad
Industrial re Stan 2.0. Stan’s Evil Clone; 11/03/00 Solicitud De Registro De
Marca No. 2314608 re Stan 2.0. Stan’s Evil Clone; 11/02/00 letter from
Richelet & Richelet to Stan Lee Media, Inc.
11/02/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & SM0024538-24539
Richelet; fax confirmation sheet
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024540-24541
Richelet; letter from Richelet & Richelet to Stan Lee Media, Inc.
Various Undated letter from Stan Lee Media, Inc. memo; 11/01/00 fax confirmation SM0024544-24546
sheet; 11/01/00 Federal Express International Air Waybill from Richelet &
Richelet to Stan Lee Media, Inc.
Various Undated Richelet & Richelet Form 1 – Power of Attorney; 09/13/00 SM0024547-24550
California Secretary of State Apostille; 08/22/00 California All-Purpose
Acknowledgment re Power of Attorney signed by Gill Champion
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. (with handwritten SM0024551-24552
notes)
Various 10/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & SM0024559-24561
Richelet; 10/17/00 fax confirmation sheet; 10/19/00 letter from Richelet &
Richelet to Stan Lee Media, Inc.
02/22/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024562
Undated File folder label, “ORDNANCE JAPAN-TM.APP” SM0024563
08/21/00 Mooreland & Moore, Inc. Invoice No. 53907 to Stan Lee Media, Inc. SM0024564
08/04/00 Certified Copy Order to Mooreland & Moore, Inc. re Request for Certified SM0024565
Copies
08/04/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland & SM0024566-24568
Moore, Inc; Stan Lee Media, Inc. Certified Copy Order to Mooreland &
Moore, Inc. re Request for Certified Copies; fax confirmation sheet
Various 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & SM0024569-24579
Partners; duplicate 12/04/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Aoyama & Partners; additional duplicate copy of 12/04/00
facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & Partners;
12/04/00 fax confirmation sheet; 12/04/00 Memo from Samantha Melzer to
Sandy Constantino; 12/04/00 letter from Aoyama & Partners to Stan Lee
Media, Inc. re Trademark Applications in Japan; 10/24/00 Stan Lee Media,
Inc. check no. 23886 in the amount of $1,601.07 made payable to Aoyama
& Partners; 12/04/00 letter from Aoyama & Partners to Stan Lee Media, Inc.
re Account – Outstanding Debit Note(s)
Various 09/27/00 letter from Lieberman & Nowak, LLP to Commissioner of Patents SM0024580-24585
and Trademarks re United States Recordation of Trademark Assignments –
Applicant: Stan Lee Media, Inc.; 09/25/00 Recordation Form Cover Sheet –
Trademarks Only (From PTO-1618A09/25/00 Stan Lee Media, Inc.
Trademark Assignment;
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103
Undated File folder label, “Accuser Argentina TM APP CL. 41 – APPLIATION NO.: SM0024586
2.314.607 FILED 11/3/00”
10/23/00 Email from Rick Madden (rmaden@stanleemedia.com) to SM0024587
smeltzer@stanleemedia.com re Latin America
Various 10/19/01 letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/06/00 SM0024588-24592
letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/03/00 Instituto
Nacional De La Propiedad Industrial; 11/03/00 Solicitud De Registro De
Marca;
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. SM0024593
11/02/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet SM0024594
11/02/00 Fax confirmation sheet SM0024595
Richelet; letter from Stan Lee Media, Inc. to Richelet & Richelet; fax
confirmation sheet; 11/01/00 Federal Express International Air Waybill from
Stan Lee Media, Inc. to Richelet & Richelet
California Secretary of State Apostille; 08/22/00 California All-Purpose
10/19/00 Letter from Richelet & Richelet to Stan Lee Media, Inc. (with handwritten SM0024608-24609
notes)
Undated Page entitled, “Accuser” SM0024619
Undated File folder label, “STAN 2.0, STAN’S EVIL CLONE ARGENTINE TM SM0024620
APP CL.25 APPLIATION NO.: 2.314.609 FILED 11/3/00”
10/23/00 EMAIL FROM Rick Madden (rmadden@stanleemedia.com) to SM0024621
smeltzer@stanleemedia.com re Latin America
Partners; 03/16/00 Filing Receipt for Trademark Application re Power Lord;
03/16/00 Filing Receipt for Trademark Application re Illusioneer; 03/16/00
Filing Receipt for Trademark Application re Ninja-Man; fax confirmation
sheet
06/14/00 Letter from Aoyama & Partners to Stan Lee Media, Inc. SM0024627-24629
06/12/00 Letter from Stan Lee Media, Inc. to Aoyama & Partners SM0024630
06/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Aoyama & SM0024631-24634
Partners; letter from Stan Lee Media, Inc. to Aoyama & Partners; fax
confirmation sheet
06/12/00 Federal Express International Priority Letter Shipping Label SM0024635-24636
Partners; 06/16/00 letter from Stan Lee Media, Inc. to Aoyama & Partners;
fax confirmation sheet
Partners; letter from Stan Lee Media, Inc. to Aoyama & Partners; fax
confirmation sheet
Various 06/22/00 letter from Aoyama & Partners to Stan Lee Media, Inc.; Aoyama & SM0024646-24654
Partners Debit Note (Copy) to Stan Lee Media, Inc. re Japanese T.M.
Application No. 2000-068003; 06/19/00 Filing Report Trademark
Application in Japan re Ninja-Man
Various 07/14/00 letter from Stan Lee Media, Inc. to Aoyama & Partners; 07/13/00 SM0024654-24658
Mooreland & Moore, Inc. Invoice No. 53381 to Stan Lee Media, Inc. re
Ninja-Man; 07/12/00 United States of America Patent and Trademark Office
re Trademark Application 76/001,738 certification; 07/14/00 Federal
Express International Priority Letter Shipping label from Stan Lee Media,
Inc. to Aoyama & Partners
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104
Various 09/27/00 letter from Lieberman & Nowak, LLP to Commissioner of Patents SM0024661-24666
and Trademarks re United States Recordation of Trademark Assignments –
Applicant: Stan Lee Media, Inc.; 09/25/00 Recordation From Cover Sheet –
Trademarks Only re Stan Lee Media, Inc.; 09/25/00 Stan Lee Media, Inc.
Trademark Assignment
Partners; 12/04/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Aoyama & Partners; 12/04/00 facsimile transmittal sheet from Stan Lee
Media, Inc. to Aoyama & Partners; 12/04/00 fax confirmation sheet;
12/04/00 Stan Lee Media, Inc. Memo from Sandy Constantino to Samantha
Meltzer re Payment for Japan Invoices; 12/04/00 letter from Aoyama &
Partners to Stan Lee Media, Inc.; 10/24/00 Stan Lee Media, Inc. check no.
23886 in the amount of $1,601.07 made payable to Aoyama & Partners re
Invoice no. 00-17938; 12/04/00 letter from Aoyama & Partners to Stan Lee
Media, Inc. re Account – Outstanding Debit Note(s);
Various 06/16/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland SM0024678-24680
& Moore, Inc.; 06/16/00 Stan Lee Media, Inc. Certified Copy Order to
Mooreland & Moore, Inc. re Request for Certified Copies; fax confirmation
sheet
06/16/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Mooreland & SM0024681
Moore, Inc.
Undated File folder label, “NINJA-MAN JAPAN-TM. APP” SM0024682
California Secretary of State Apostille; California All-Purpose
Richelet; letter from Stan Lee Media, Inc. to Richelet & Richelet; fax
confirmation sheet Federal Express International Air Waybill from Stan Lee
Media, Inc. to Richelet & Richelet
Various 11/06/00 Letter from Richelet & Richelet to Stan Lee Media, Inc.; 11/03/00 SM0024695-24698
Instituto Nacional De La Propiedad Industrial re Stan 2.0. Stan’s Evil Clone;
11/03/00 Solicitud De Registro De Marca
11/02/00 Letter from Richelet & Richelet to Stan Lee Media, Inc.; facsimile SM0024699-24701
transmittal sheet from Stan Lee Media, Inc. to Richelet & Richelet; fax
confirmation sheet
10/2002 United States district Court Central District of California - Bobby SM0024702-24731
Kouretchian v. Stan Lee, Kenneth Williams, Robert M. Schultz, Stephen M.
Gordon, Peter F. Paul and Paraversal, Inc. Case No. USDC CV 01-1621
GAF (Mcx) – Stipulation of Settlement
07/03/03 United States district Court Central District of California - Bobby SM0024732-24758
Gordon, Peter F. Paul and Paraversal, Inc. Case No. CV 01-1621 GAF
(Mcx) (Consolidated with CV 01-1943, CV 01-2449 and CV 01-2771) –
Memorandum re Final Approval of Proposed Settlement and Plan of
Allocation
01/13/03 United States Bankruptcy Court Central District of California San Fernando SM0024759-24765
Valley Division – Stan Lee Media, Inc. , Debtor – Order Approving
Settlement Pursuant to Bankruptcy Code Section 105 and Bankruptcy Rule
9019(a) and Authorizing Creditors Committee to Receive Settlement Funds
and Distribute Funds Outside of Plan
Various 01/14/03 facsimile transmittal cover sheet from Blecher & Collins to Paul SM0024766-24804
Eckles, Esq.; United States District court for the Central District of
California – Bobby Kouretchian v. Stan Lee, Kenneth Williams, Robert M.
Schultz, Stephen M. Gordon, Peter F. Paul and Paraversal, Inc. Case No.
USDC CV 01-1621 GAF (Mcx) – Objection to Proposed Settlement filed by
Sterling E. Norris (Attorneys for Andrea Paul, General Partner for PFP, LP
Various File folder label, “Bonner W. Adams”; 06/01/00 letter from Stan Lee Media, SM0015877-15880
Inc. to Securities Transfer Corporation re Lynne K. Masters and Frances S.
Masters; Stan Lee Media, Inc. Common Stock Certificate no. C 0407 for
3,000 shares in the name of Lynne K. Masters; Stan Lee Media, Inc.
Common Stock Certificate no. C 0406 for 5,000 shares in the name of
Frances S. Masters
Various Undated handwritten note from Bob to Stephanie re Bonner Adams; SM0015881-15882
Certified Mail receipt no. Z 284 196 731; Bonner W. Adams Stan Lee
Media, Inc. business card
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105
issuance of stock in the name of Bonner W. Adams
10/19/00 Letter from US Bank to Stan Lee Media, Inc. re $83,330 wire transfer SM0015884
10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams Trustee – 16,666 SM0015885
shares
11/15/00 Securities Transfer Corporation Shareholder Listing for Cutoff Date of SM0015886-15934
11/13/00
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bonner W. SM0015935-15945
Adams Trustee – 16,666 shares
11/09/00 Stan Lee Media, Inc. Common Stock Certificate no. C 1071 for 16, 666 SM0015946
shares in the name of Bonner W. Adams
Undated File folder label, “Eddie Alexander”; file folder label, “8A-B” SM0015947-15948
10/10/00 Stan Lee Media, Inc. Purchase Form – Eddie Alexander – 1,000 shares SM0015949
10/14/00 Eddie Alexander/Kaaren K. Alexander check no. 721 in the amount of SM0015950
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Eddie SM0015951-15961
Alexander – 1,000 shares
07/23/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – Eddie SM0015962-15972
Undated File folder label, “Kaaren Alexander”; file folder label, “9A-B” SM0015973-15974
10/10/00 Stan Lee Media, Inc. Purchase Form – Kaaren Alexander – 1,000 shares SM0015975
10/14/00 Eddie Alexander/Kaaren K. Alexander check no. 720 in the amount of SM0015976
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kaaren SM0015977-15987
0723/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – SM0015988-15998
Kaaren Alexander – 1,000 shares
Undated File folder label, “Kenneth B. Avery” SM0015999
Various 05/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth B. Avery – 8,333 SM0016000-16001
shares; 07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of Common
Stock
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth B. SM0016002-16011
Avery – 8,333 shares
07/23/99 Exhibit A – Warrant to Purchase 8,333 Shares of Common Stock – Kenneth SM0016012-16016
B. Avery
Undated File folder label, “IC & Patricia Q. Siegel”; file folder label, “6” SM0016017-16018
11/02/00 Patricia or I.C. Siegel check no. 1672 in the amount of $50,000 made SM0016019-16020
payable to Stan Lee Media, Inc.; Letter from James O. White, Jr. to Stan Lee
Media, Inc.
10/18/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. Siegel – SM0016021
10,000 shares
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – I.C. Siegel & SM0016022-16032
Patricia Q. Siegel – 10,000 shares
Various 10/19/00 Stan Lee Media, Inc. Purchase Form – I.C. Siegel & Patricia Q. SM0016033-16046
Siegel – 20,000 shares; 10/27/00 Patricia or I.C. Siegel check no. 1670 in the
amount of $100,000 made payable to Stan Lee Media, Inc. ; 10/27/00 letter
from James O. White, Jr. to Stan Lee Media, Inc.; 07/23/99 Stan Lee Media,
Inc. Warrant to Purchase Common Stock – Irving C. Siegel & Patricia Q.
Siegel – 20,000 shares;
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Irving C. Siegel SM0016047-16057
& Patricia Q. Siegel – 20,000 shares
Undated File folder label, “Shrina & William Baumann” SM0016080
10/26/00 Letter from Bill and Shrina Baumann to Stan Lee Media, Inc.; undated Stan SM0016081-16082
Lee Media, Inc. Purchase Form – William and Shrina Baumann – 8,333
shares
Various Undated file folder label, “Charlotte & Donald Bernstein”; 10/17/00 Stan SM0016083-16085
Lee Media, Inc. Purchase Form – Donald & Charlotte Bernstein – 1,000
shares; 10/17/00 Charlotte Bernstein check no. 714 in the amount of $5,000
made payable to Stan Lee Media, Inc.
Undated File folder label, “Charles Blomme” SM0016086
Various 10/17/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – SM0016087-16096
Deborah A. Schlichting - $1,500 shares; 10/16/00 letter from Charles J.
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106
Blomme to Stan Lee Media, Inc. re Deborah A. Schlichting; 10/17/00
Unsecured Promissory Note – Maker: Stan Lee Media, Inc. – Holder:
Deborah A. Schlichting; 10/17/00 Exhibit A – Warrant to Purchase 1,500
Shares Common Stock
Various 05/15/00 letter from Deborah A. Schlichting and Charles J. Blomme to Stan SM0016097-16104
Lee Media, Inc.; 05/15/00 Stan Lee Media, Inc. Purchase Form – Deborah
A. Schlichting – 5,000 shares; 07/23/99 Exhibit A – Charles J. Blomme –
5,000 shares; 05/15/00 Stan Lee Media, Inc. Purchase Form – Deborah A.
Schlichting – 15,000 shares; 07/23/99 Exhibit A – Warrant to Purchase
15,000 Shares of Common Stock – Charles J. Blomme; 05/15/00 Stan Lee
Media, Inc. Purchase Form – Deborah A. Schlichting – 5,000 shares;
09/21/99 Exhibit A – Warrant to Purchase 5,000 Shares of Common Stock
07/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Charles J. SM0016105-16114
Blomme – 15,000 shares
05/01/00 Letter from Deborah A. Schlichting to Stan Lee Media, Inc. SM0016115
Blomme and Deborah A. Schlichting – 5,000 shares
Undated File folder label, “Andrew J. Brindock” SM0016140-16141
Various Undated, illegible post-it note; 07/23/00 Stan Lee Media, Inc. Warrant to SM0016142-16153
Purchase Common Stock – Andrew J. Brindock – 2,000 shares
Undated Message form for Rick from Andrew Brindock SM0016154
10/19/00 Stan Lee Media, Inc. Purchase Form – Andrew Brindock – 2,000 shares SM0016155
10/19/00 Letter from Andrew J. Brindock to Stan Lee Media, Inc. SM0016156
Undated File folder label, “Bromberg Family Trust” SM0016157
Various 09/08/00 fax from Securities Transfer Corporation to Jeffrey D. Segal, Esq.; SM0016158-16170
Esq. re Bromberg Family Trust; 08/23/00 letter from Paine Webber to Stan
Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s
Representation Letter – Bromberg – 10,000 shares; undated Notice of
Proposed Sale of Securities – Bromberg Family Trust – 10,000 share;
undated Paine Webber Irrevocable Stock or Bond Power – Bromberg Family
Trust - 10,000 shares; 11/29/93 Declaration of Trust of The Bromberg
Family Trust
Various 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common Stock SM0016171-16173
– Bromberg Family Trust; 06/15/00 Stan Lee Media, Inc. Purchase Form –
Bromberg Family Trust – 10,000 shares; 06/15/00 Myron J. Bromberg, DDS
Inc.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bromberg SM0016174-16183
Family Trust – 10,000 shares
06/15/00 Duplicate 06/15/00 Myron J. Bromberg, DDS check no. 10208 in the SM0016184
amount of $50,000 made payable to Stan Lee Media, Inc.
Undated File folder label, “Georges Cibaud” SM0016185
10/19/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Caroline Agamata SM0016186
10/20/00 Stan Lee Media, Inc. Purchase Form – Georges Cibaud – 3,333 shares; SM0016187-16188
10/21/00 Georges Cibaud check no. 1139 in the amount of $16,665 made
payable to Stan Lee Media
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – George Cibaud SM0016189-16199
– 3,333 shares
02/17/00 Fax from Caroline Agamata/Prudential Securities, Inc. to Crystal/Stan Lee SM0016200
Media re Georges Cibaud Stan Lee Media Warrants
Undated Letter from Stan Lee Media, Inc. to Investor SM0016201
02/17/00 Phone call slip for Bob from Caroline Agamata re George Cibaud SM0016202
Undated Blank Stan Lee Media, Inc. Purchase Form SM0016203
02/28 Stan Lee Media, Inc. fax to Caroline from Bob Schultz SM0016204
Undated File folder label, “Compton Family Trust” SM0016205
Various Undated, illegible post-it note; 03/30/00 Unsecured Promissory Note - SM0016206-16211
$100,000 – Maker: Stan Lee Media, Inc. – Holder: Compton Family Trust;
– Compton Family Trust; 05/11/00 Stan Lee Media, Inc. Purchase Form –
Compton Family Trust – 20,000 Shares/Maury Burkom – 2,500 shares;
05/11/00 Stan Lee Media, Inc. Purchase Form – Maury Burkem – 2,500
shares; 05/10/00 Maury Burkom check no. 231 in the amount of $25,000
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107
Various 10/12/00 Compton Family Trust check no. 2269 in the amount of $25,000 SM0016212-16214
made payable to Stan Lee Media, Inc.; 10/13/00 Stanley Leon Compton and
Cynthia L. Compton check no. 2004 in the amount of $12,500 made payable
to Stan Lee Media, Inc.; 10/12/00 Stan Lee Media, Inc. Purchase Form –
Compton Family Trust – 5,000 shares; 10/13/00 Stan Lee Media, Inc.
Purchase Form – Compton Family Trust - $2,500 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Compton SM0016215-16224
Various 05/11/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – SM0016225-16229
20,000 shares/Maury Burkom – 2,500 shares; 05/11/00 Stan Lee Media, Inc.
Purchase Form – Maury Burkom – 2,500 shares; 05/10/00 Maury Burkom
Inc.; 07/23/99 Exhibit A – Warrant to Purchase 22,500 Shares of Common
Stock – Compton Family Trust; 07/23/99 Exhibit A – Warrant to Purchase
2,500 shares – Compton Family Trust
12/14/99 Pershing check stub no. 3003182962 in the amount of $25,538.38 made SM0016230
payable to Compton Family Trust
05/13/99 Memo from Peter Paul/Stan Lee Media, Inc. to Stan Compton SM0016231
Undated File folder label, “Cameron L. Compton” SM0016242
07/23/99 Exhibit A – Warrant to Purchase 1,000 Shares of Common Stock – Cameron SM0016243-16245
L. Compton; 06/06/00 Stan Lee Media, Inc. Purchase Form – Cameron
Compton – 1,000 shares; Cameron L. Compton check no. 0491 in the
amount of $5,000 made payable to Stan Lee Media, Inc.; Cameron L.
Compton check no. 0491 in the amount of $5,000 made payable to Stan Lee
Media, Inc. (stamped “insufficient funds”)
06/06/99 Stan Lee Media, Inc. Purchase Form – Cameron Compton – 1,000 shares SM0016246
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron L. SM0016247-16256
Compton – 1,000 shares
Undated File folder label, “Shannah L. Compton” SM0016257
Various 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton – SM0016258-16259
1,000 shares; 06/04/00 Brian J. Koselke/Shannah L. Compton check no.
1497 in the amount of $5,000 made payable to Stan Lee Media, Inc.;
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Shannah L. SM0016260-16269
Various 06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton – SM0016270
1,000 shares; 06/05/00 Stan Lee Media, Inc. Deposit Ticket for $5,000
06/06/00 Stan Lee Media, Inc. Purchase Form – Shannah L. Compton – 1,000 shares SM0016271
Undated File folder label, “Michael Edwards” SM0016272
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael H. SM0016273-16282
Edwards 1994 Rev. Trust – 10,000 shares
Undated File folder label, “Morton Feldman” SM0016283
Various 07/23/99 Exhibit A Warrant to Purchase 10,000 Shares of Common Stock – SM0016284-16286
Michael H. Edwards 1994 Rev. Trust; 05/15/00 Stan Lee Media, Inc.
Purchase Form – Michael H. Edwards – 10,000 shares; undated handwritten
note from Mike Edwards to Bob
Various 10/10/00 Stan Lee Media, Inc. Purchase Form – Morton Feldman – 5,000 SM0016287-16300
shares; 09/23/99 – Stan Lee Media, Inc. Warrant to Purchase Common Stock
– Morton Feldman – 5,000 shares; 10/10/00 Morton Feldman/Morton
Feldman Family Trust A. check no. 3509 in the amount of $25,000 made
payable to Stan Lee Media, Inc.; 10/10/00 Stan Lee Media, Inc. Purchase
Form – Morton Feldman – 5,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Morton SM0016301-16311
Feldman – 5,000 shares
10/11/00 Certified Mail envelope from Mr. Morton Feldman to Stan Lee Media, Inc. SM0016312
Undated Blank page SM0016313
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Morton SM0016314-16324
Feldman – 5,000 shares
06/21/99 Facsimile transmission sheet from Morton Feldman to Mr. Peter F. Paul SM0016325-16326
Undated File folder label, “Lon & Jay Getlin” SM0016327
09/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lon & Jaye SM0016328-16338
Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Lonney & Jaye Getlin – SM0016339-16343
3,333 shares; 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J.
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108
Getlin – 3,333 shares; 10/13/00 Long and Jaye Getlin check no. 8762 in the
amount of $18,330 made payable to Stan Lee Media, Inc.; 10/20/00 Certified
Mail envelope from Lon D. Getlin to Stan Lee Media, Inc.;
Undated File folder label, “Michael Joseph Getlin SM0016344
09/23/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael Joseph SM0016345-16355
Undated File folder label, “Mark L. Hendler” SM0016356
Various 07/28/99 – Exhibit A Warrant to Purchase 3,333 Shares of Common Stock; SM0016357-16359
undated Stan Lee Media, Inc. Purchase Form – Mark L. Hendler – 3,333
shares; 06/14/00 The Hendler Group check no. 9914 in the amount of
$16,670 made payable to Stan Lee Media
07/28/99 Page 10 of Stan Lee Media, Inc. Warrant to Purchase Common Stock – SM0016360
Mark L. Hendler
07/28/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mark L. SM0016361-16370
Hendler – 3,333 shares
Undated File folder label, “Kenneth R. & Deborah L. Hubbert” SM0016371-16372
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth R. & SM0016373-16383
Deborah L. Hubbert – 8,333 shares
10/17/00 Letter from Kenneth and Deborah Hubbert to Stan Lee Media, Inc.; 10/09/00 SM0016384-16387
Stan Lee Media, Inc. Purchase Form – Kenneth R. Hubbert and Deborah L.
Hubbert – 8,333 shares; 07/23/99 Exhibit A – Warrant to Purchase 8,333
Shares of Common Stock; 10/18/00 Kenneth R. Hubbert/Deborah L.
Hubbert check no. 2083 in the amount of $41,665 made payable to Stan Lee
Media, Inc.
Undated File folder label, “Frederick W. Howarth” SM0016388
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frederick W. SM0016389-16398
Howarth – 10,000 shares
Various 05/18/00 Stan Lee Media, Inc. Purchase Form – Frederick W. Howarth III – SM0016399-16401
10,000 shares; 05/28/00 letter from TBG Financial West to Stan Lee Media,
Inc.; 07/23/99 Exhibit A – Warrant to Purchase 10,000 Shares of Common
Stock
Undated File folder label, “Frances S. Masters” SM0016409
Various Stan Lee Media, Inc. Purchase Form – Frances S. Masters – 5,000 shares; SM0016410-16412
07/23/99 page 10 of Stan Lee Media, Inc. Warrant to Purchase Common
Stock – Frances S. Masters; 09/19/00 Mrs. Frances S. Masters check no.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frances S. SM0016413-16423
Masters – 5,000 shares
Undated File folder label, “Lynne K. Masters” SM0016424
Various 10/20/00 Stan Lee Media, Inc. Purchase Form – Lynne K. Masters – 3,000 SM0016425-16426
shares; 10/17/00 Vectra Bank official check no. 718583696 (Remitter:
Lynne Masters) in the amount of $15,000 made payable to Stan Lee Media,
Inc.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lynne K. SM0016427-16437
Undated File folder label, “Kenneth Bald” SM0016438
10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000 shares; Kaye SM0016439-16440
Dowd Bald/Kenneth Bald check no. 107 in the amount of $25,000 made
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth Bald – SM0016441-16451
15,000 shares
05/26/00 Letter from Stan Lee Media, Inc. to Kenneth Bald SM0016452
02/09/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 10,000 shares SM0016453
Various Undated, illegible handwritten note; 02/09/00 Kenneth Bald/Kaye Dowd SM0016454-16455
Bald check no. 2191 in the amount of $50,000 made payable to Stan Lee
Media, Inc.
02/09/00 Kenneth Bald/Kaye Dowd Bald check no. 2191 in the amount of $50,0000 SM0016456-16457
made payable to Stan Lee Media, Inc.; Stan Lee Media, Inc. Purchase Form
– Kenneth Bald – 10,000 shares
05/26/00 Letter from Stan Lee Media, Inc. to Kenneth Bald SM0016458
05/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 0866 for 10,000 SM0016459
shares in the name of Kenneth Bald
Undated File folder label, “Kenneth G. Montgomery” SM0016460
Various 10/20/00 letter from Ken Montgomery to Rick Madden; 07/23/99 Exhibit A SM0016461-16465
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109
Warrant to Purchase 2,000 Shares of Common Stock – Kenneth G.
Montgomery; 10/19/00 Federal Express Priority Overnight shipping label
from Stan Lee Media, Inc. to Kenneth G. Montgomery; 10/20/00 Kenneth G.
Montgomery or Judith C. Montgomery check n o. 10752 in the amount of
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth G. SM0016466-16476
Montgomery – 2,000 shares
Undated File folder label, “Steven Patrick” SM0016477
Various 07/23/99 Exhibit A Warrant to Purchase 3,333 Shares of Common Stock – SM0016478-16480
Steven Patrick; 05/10/00 Stan Lee Media, Inc. Purchase Form – Steven
Patrick – 3,333 shares; 05/10/00 Ruth Patrick/Steven Patrick check no. 1044
in the amount of $16,665 made payable to Stan Lee Media, Inc.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Steven Patrick – SM00164581-16491
3,333 shares
Undated File folder label, “Edith A. Pope”; file folder label, “11A-B” SM00164592-16493
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edith A Pope – SM00164594-16504
3,333 shares
05/04/00 Stan Lee Media, Inc. Common Stock Certificate no. C 0865 for 3,333 shares SM0016505
in the name of Edith A. Pope
05/26/00 Letter from Stan Lee Media, Inc. to Edith A. Pope SM0016506
02/09/00 Stan Lee Media, Inc. Purchase Form – Edith A. Pope – 3,333 shares SM0016507
02/09/00 Edith A. Pope check no. 1002 in the amount of $16,665 made payable to SM0016508
05/26/00 Letter from Stan Lee Media, Inc. to Edith A. Pope SM0016509
Various 02/29/00 Stan Lee Media, Inc. Purchase Form – Edith A. Pope – 3,333 SM0016510-16511
shares; 02/09/00 Edith A. Pope check no. 1002 in the amount of $16,665
02/10/00 Envelope from Kenneth Bald to Stan Lee Media, Inc. SM0016512
Undated File folder label, “Edward Powell” SM0016513
10/06/00 Stan Lee Media, Inc. Purchase Form – Edward Powell – 3,333 shares SM0016514
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edward Powell SM0016515-16525
– 3,333 shares
Undated File folder label, “IC & Patricia Q. Siegel SM0016526
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – I.C. Siegel & SM0016527-16537
Patricia Q. Siegel – 10,000 shares
Undated File folder label, “Mohammad Soltani” SM0016538
04/11/00 Stan Lee Media, Inc. Purchase Form – Mohammed Soltani – 4,333 shares SM0016539
07/23/99 Exhibit A Warrant to Purchase 4,333 Shares of Common Stock – SM0016540
Mohammad Soltani
05/12/00 Mohammad Soltani check no. 1105 in the amount of $21,665 made payable SM0016541
to Stan Lee Media, Inc.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammad SM0016542-16552
Soltani
Undated File folder label, "Kevork K. Tashjian” SM0016553
Various 10/21/00 Stan Lee Media, Inc. Purchase Form – Kevork K. Tashjian – 8,333 SM0016554-16556
shares; 10/21/00 Kevork K. Tashjian/Shoghig Tashjian check no. 5902 in the
amount of $41,665 made payable to Stan Lee Media, Inc.; undated envelope
from Kevork Tashjian to Stan Lee Media, Inc.
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kevork K. SM0016557-16567
Tashjian – 8,333 shares
Undated File folder label, "Adrian Turcotte” SM0016568
10/18/00 Susan Berzon Turcotte/Adrian Turcotte check no. 1971 in the amount of SM0016569
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Adrian Turcotte SM0016570-16580
– 5,000 shares
07/23/99 Duplicate Stan Lee Media, Inc. Warrant to Purchase Common Stock – SM0016581-16591
Adrian Turcotte – 5,000 shares
Undated File folder label, "William J. Wilkinson” SM0016592
10/20/00 William J. Wilkinson/Patricia M. Wilkinson check no. 1818 in the amount of SM0016593
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – William J. & SM0016594-16605
Patricia M. Wilkinson – 16,667 shares
William J. & Patricia M. Wilkinson – 16,667 shares
01/11/00 Letter to Robert Schultz from Mary Lou Javines, Assistant to Bill Wilkinson SM0016617
04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Wilkinson SM0016618-16626
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110
Undated File folder label, "Boyd Willat” SM0016627
Undated Post-it note, “(310) 202 0697 fax Boyd Willat SM0016628
04/1999 Exhibit Warrant to Purchase 6,700 Shares of Common Stock –
Boyd Willat
10/17/00 Boyd L. Willat check no. 1451in the amount of $33,500 made payable to SM0016632
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Boyd Willat – SM0016633-16642
6,700 shares
Undated File folder label, "WWM Partnership” SM0016643
Undated W. David Hoper, Jr. business card SM0016644
10/19/00 Stan Lee Media, Inc. Purchase Form – WWM Partnership Trust – 1,000 SM0016645
shares
10/19/00 William David Hoper Jr./Reliance Asset Trust check no. 6201 in the amount SM0016646
of $5,000 made payable to Stan Lee Media, Inc.
07/26/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – WWM SM0016647-16656
Partnership Trust – 1,000 shares
07/11/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – WWM SM0016657-16666
07/11/99 [Back] Stan Lee Media, Inc. Purchase Form SM0016667
Undated File folder label, "Querry Family Trust” SM0016668
04/27/00 Letter from Stan Lee Media, Inc. to Capstone Investments re Querry Family SM0016669
Trust
02/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Capstone SM0016670-16678
Investments – 2,500 shares (unsigned)
Capstone Investments – 2,500 shares (unsigned)
Investments – 2,500 shares (signed)
Undated Stan Lee Media, Inc. as of 12/31/00 Warrants Tab: Investor spreadsheet SM0016696
Undated Stan Lee Media, Inc. as of 12/31/00 Warrants Tab: Consultant spreadsheet SM0016697
Undated File folder label, "Capstone Investment” SM0016698
02/07/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Querry Family SM0016699-16707
Trust – 2,500 shares (unsigned)
Investments – 2,500 shares
Undated File folder label, "Stanley Compton Promissory Note $50,000” SM0016717
Various 11/01/99 Unsecured Promissory Note - $50,000 – Maker: Stan Lee Media, SM0016718-16730
Inc. – Holder: Stanley Compton; 11/01/99 Stan Lee Media, Inc. Warrant to
Purchase Common Stock – Stanley Compton – 2,500 shares
11/01/99 Stanley L. Compton check no. 0510 in the amount of $50,000 made payable SM0016731
to Stan Lee Media, Inc.
Undated California Driver License – Stanley Leon Compton SM0016735
03/30/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – SM0016736
Holder: Compton Family Trust
Undated File folder label, "Steve Brain” SM0016737
Various 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc. SM0016738-16742
re Stephen Brain; 09/25/00 letter from La Jolla Cove Investors, Inc. to
Securities Transfer Corporation; 09/00 letter from La Jolla Cove Investors to
Securities Transfer Corporation; 09/07/00 Irrevocable Stock Power Form –
Stephen Brain – 10,000 shares; undated printed article entitled, “Parody of
Charles Atlas ad has strong legal basis”
Undated File folder label, "Montague Securities” SM0016743
Various 04/20/00 letter from Jeffrey D. Segal, Esq. to Barbara J. Glenns, Esq. re Stan SM0016744-16765
Lee Media, Inc.; 04/10/00 Advisory Services Fee Agreement by and
between Stan Lee Media, Inc. and Pittsburg Institutional, Inc.; duplicate
04/10/00 Advisory Services Fee Agreement by and between Stan Lee
Media, Inc. and Pittsburg Institutional, Inc.
Undated File folder label, "Arthur Lieberman” SM0016766
Various 10/04/00 letter from Securities Transfer Corporation to Stan Lee Media, Inc.; SM0016767-16770
09/28/00 letter from U.S. Clearing to Legal Transfer Department re 124,200
shares of Stan Lee Media; 09/21/00 document entitled, “Attention
Compliance Department” to Whom it May Concern re 124,200 shares Stan
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111
Lee Media; undated U.S. Clearing Irrevocable Stock or Bond Power re Stan
Lee
Undated Document entitled, “Stock Breakdown” re Stan Lee Entertainment SM0016771
Undated File folder label, "Common Stock (25,000) Continental Entities 8/9/99” SM0016772
08/09/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement between SM0016773-16785
Boulder Capital Opportunities, Inc. and Continental Entities
08/09/00 Boulder Capital Opportunities, Inc. Written Consent of Directors SM0016786-16787
Undated File folder label, "Common Stock (37,500) Continental Entities 8/16/99” SM0016788
08/16/99 Stan Lee Media, Inc. Securities Purchase Agreement SM0016789-16801
Undated File folder label, "Common Stock (37,500) World Network, Inc. 7/30/99” SM0016804
07/30/99 Boulder Capital Opportunities, Inc. Securities Purchase Agreement SM0016805-16817
07/30/00 Boulder Capital Opportunities, Inc. Written Consent of Directors SM0016818-16819
Undated File folder label, "Compton Family Trust Promissory Note $100,000 SM0016820
9/15/99”
02/10/00 Domestic Return Receipt re Article No. R 239 255 759 addressed to Neil SM0016833
Cope
09/15/99 Unsecured Promissory Note $100,000 – Maker: Stan Lee Media, Inc. – SM0016834
08/10/00 Unsecured Promissory Note $100,000 – Maker: Stan Lee Media, Inc. – SM0016835-16837
Undated File folder label, "VMR Luxembourg Promissory Note $500,000 SM0016838
Undated Undated handwritten note, “VMR Warrant double check cred (already)”; SM0016839-16845
undated Stan Lee Media, Inc. Warrant to Purchase Common Stock – WMR
Luxembourg S.A. – 25,000 shares (through page 6 only)
10/11/99 VMR Capital Markets U.S. Financial Consulting Agreement by and SM0016846-16854
between Stan Lee Media, Inc. and VMR Capital Markets U.S.
Various Undated, unsigned Stan Lee Media, Inc. 8% Convertible Debenture Due SM0016855-16863
April 11, 2000 – Borrower: Stan Lee Media, Inc. – Holder: VMR
Luxembourg, S.A.; 02/17/00 letter from Value Management & Research to
Mr. Stan Lee (with handwritten notes); 02/17/00 letter from Value
Management & Research to Mr. Stan Lee (with handwritten notes)
02/17/00 02/17/00 letter from Value Management & Research to Mr. Stan Lee (with SM0016864-16866
handwritten notes); 02/17/00 fax from Stan Lee Media, Inc. to Auditors –
SMP Schinogl, Müller, & Partner; fax confirmation sheet
Undated File folder label, "Kenneth B. Avery” SM0016867
Holder: Kenneth B. Avery with handwritten note, “Pd in full 5/9/00”
05/31/00 Letter from Stan Lee Media, Inc. to Kenneth B. Avery SM0016869
Holder: Kenneth B. Avery
Undated File folder label, "Charles Blomme/Deborah Schlichting” SM0016880
Various 07/05/00 letter from Stan Lee Media, Inc. to Charles J. Blomme with SM0016881-16885
handwritten note from Charlie Blomme dated 07/17/00; 05/15/00 Unsecured
Promissory Note - $75,000 – Maker: Stan Lee Media, Inc. – Holder:
Charles J. Blomme and Deborah A. Schlichting; 07/05/00 letter from Stan
Lee Media, Inc. to Charles J. Blomme; duplicate 05/15/00 Unsecured
Promissory Note - $75,000 – Maker: Stan Lee Media, Inc. – Holder:
Charles J. Blomme and Deborah A. Schlichting; 07/17/00 envelope from
Deborah A. Schlichting and Charles J. Blomme to Bob Schultz/Stan Lee
Media, Inc.
Various 05/31/00 letter from Stan Lee Media, Inc. to Charles J. Blomme and SM0016886-16887
Deborah A. Schlichting; 05/15/00 Unsecured Promissory Note - $75,000 –
Maker: Stan Lee Media, Inc. – Holder: Charles J. Blomme and Deborah A.
Schlichting
Inc. – Holder: Charles J. Blomme and Deborah A. Schlichting; 03/31/00
Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. –
Holder: Charles J. Blomme and Deborah A. Schlichting
031/31/00 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – SM0016890-16899
Holder: Charles J. Blomme and Deborah A. Schlichting; Stan Lee Media,
Inc. Warrant to Purchase Common Stock - Charles J. Blomme and Deborah
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112
A. Schlichting – 4,000 shares
04/0400 Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, Inc. – SM0016900-16908
Holder: Charles J. Blomme and Deborah A. Schlichting; Stan Lee Media,
Inc. Warrant to Purchase Common Stock - Charles J. Blomme and Deborah
A. Schlichting – 4,000 shares
05/15/00 Letter from Charles J. Blomme and Deborah A. Schlichting to Stan Lee SM0016909
Media, Inc. re corrected sets of documents re Promissory Notes for $100,000
each
Media, Inc. re first sets of documents re Promissory Notes for $100,000 each
Media, Inc. re checks totaling $100,000
05/01/00 Fax from Deborah A. Schlichting to Stan Lee Media, Inc. re Revision of SM0016912
Warrants Agreements
Media, Inc. re checks totaling $100,000
Undated File folder label, “Christopher K. Chen” SM0016914
Various 04/03/00 Exhibit A – Warrant to Purchase 4,000 Shares of Common Stock – SM0016915-16917
Christopher Chen; 05/13/00 Stan Lee Media, Inc. Purchase Form – Chris
Chen – 4,000 shares; 05/11/00 letter from Chris Chen to Stan Lee Media,
Inc.
04/03/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Christopher SM0016918-16924
Chen
Various 05/31/00 letter from Stan Lee Media, Inc. to Christopher Chen re revised SM0016925-16926
Promissory Note; 05/11/00 Unsecured Promissory Note - $52,000 – Maker:
Stan Lee Media, Inc. – Holder: Christopher Chen
06/30/00 Letter from Stan Lee Media, Inc. to Christopher Chen re payment of SM0016927
Promissory Note
Holder: Christopher Chen
04/02/00 Christopher Chen check no. 1781 in the amount of $15,000 made payable to SM0016929
Stan Lee Media
Undated File folder label, "Compton Family Trust” SM0016930
Various 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal, SM0016931-16939
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144
– Compton Family Trust – 12,500 shares; 09/20/00 letter from Mutual
Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan
Lee Media, Inc. (12,000) Shares of Common Stock, Cusip # (85285P101),
Certificates #C0532 $ C0556; undated Rule 144 Seller’s Representation
Letter – Compton Family Trust – 12,500 shares; 09/19/00 U.S. Securities
and Exchange Commission Form 144 – Notice of Proposed Sale of
Securities Pursuant to Rule 144 Under the Securities Act of 1933 – Compton
Family Trust – 12,500 shares; 09/17/00 letter from Freeman, Freeman &
Smiley to Mr. and Mrs. Stanley L. Compton re Compton Family Trust;
03/30/00 Unsecured Promissory Note - $100,000 with handwritten note, “Paid in full SM0016940
4-11-00 Stan Compton”
05/11/00 Stan Lee Media, Inc. Purchase Form – Compton Family Trust – 20,000 SM0016941
shares/Maury Burkom – 2,500 shares
07/23/99 Exhibit A Warrant to Purchase 22,500 Shares of Common Stock – Compton SM0016942
Family Trust
07/23/00 Duplicate Exhibit A Warrant to Purchase 22,500 Shares of Common Stock – SM0016943
Family Trust – 4,000
05/31/00 Letter from Stan Lee Media, Inc. to Stanley Compton re payment of interest SM0016953
due on Compton Family Trust Promissory Note dated 03/30/00
04/14/00 Letter from Stan Lee Media, Inc. to Compton Family Trust re Promissory SM0016955
Note and Warrant Agreement re $100,000 loan to Stan Lee Media, Inc.
Undated File folder label, "Michael Edwards” SM0016957
Various 10/04/00 letter from Securities Transfer Corporation to Jeffrey D. Segal, SM0016958-16963
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144
– Michael H. Edwards 1994 Rev. Trust – 5,000 shares; undated Rule 144
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113
Seller’s Representation Letter – Michael E. Edwards 1994 Rev. Trust –
5,000 shares; 09/20/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000 Shares of
Common Stock, Cusip # (85285P101), Certificate #C0536; Michael H.
Edwards 1994 Revocable Trust Declaration; undated U.S. Securities and
Exchange Commission Form 144 – Notice of Proposed Sale of Securities
Pursuant to Rule 144 Under the Securities Act of 1933 – Michael H.
Edwards 1994 Rev. Trust – 5,000 shares; 10/04/00 fax from Securities
Transfer Corporation to Jeffrey D. Segal, Esq.
Various 07/05/00 letter from Stan Lee Media, Inc. to Michael H. Edwards; 06/30/00 SM0016964-16965
Holder: Michael H. Edwards 1994 Rev. Trust
Various 05/31/00 letter from Stan Lee Media, Inc. to Michael H. Edwards re revised SM0016966-16967
Promissory Note re $50,000 loan to Stan Lee Media, Inc.; 05/15/00
03/31/00 Duplicate Unsecured Promissory Note - $100,000 – Maker: Stan Lee Media, SM0016969
Inc. – Holder: Michael H. Edwards 1994 Rev. Trust
03/31/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock re Michael SM0016970
Edwards Rev. Trust - page 7 only
Undated File folder label, "Roger A. Sult Trust” SM0016971
Inc. – Holder: Roger A. Sult Trust
Various 03/30/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Roger SM0016974-16983
A. Sult Trust – 2,000 shares; 03/29/00 letter from Roger Sult to Stan Lee
Media, Inc. re $50,000 loan to Stan Lee Media, Inc.
Undated File folder label, "Frederick Howarth” SM0016984
Various 05/31/00 letter from Stan Lee Media, Inc. to Frederick A. Howarth re SM0016985-16987
repayment of balance due on Promissory Note dated 03/31/00; 05/28/00
letter from Fred Howarth to Stan Lee Media, Inc. re request to exercise
warrants to purchase 10,000 shares; 03/31/00 Unsecured Promissory Note -
$200,000 – Maker: Stan Lee Media, Inc. – Holder: Frederick W. Howarth
Holder: Frederick A. Howarth
05/28/00 Letter from Fred Howarth to Stan Lee Media, Inc. re loan SM0016989
Holder: Frederick W. Howarth
Holder: Frederick W. Howarth
05/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Fred Howarth SM0016992
05/22/00 Fax from Fred & Sue Howarth to Stan Lee Media, Inc. SM0016993
05/17/00 Duplicate facsimile transmittal sheet from Stan Lee Media, Inc. to Fred SM0016994
Howarth
Undated File folder label, "Charles Blomme Promissory Note $100,000 9/21/99” SM0016995
12/21/99 Letter from Stephen M. Gordon/EVP/Operations to Charles Blomme re SM0016996
payment of $100,000 loan to Stan Lee Media, Inc.
12/21/99 Stan Lee Media, Inc. check stub no. 20850 in the amount of $102,000 made SM0016997
payable to Charles J. Blomme
Various 09/20/99 letter from Charles J. Blomme and Deborah A. Schlichting to Stan SM0016998-17000
Lee Media, Inc. re $100,000 loan to Stan Lee Media, Inc.; 09/20/99 Merrill
Lynch check no. 610-0822 in the amount of $28,350 made payable to Stan
Lee Media, Inc.; 09/20/99 Charles Schwab check no. 10706 in the amount of
$71,650 made payable to Stan Lee Media, Inc.; 09/23/99 fax cover from
Hollywood Holdings, Inc. to Merrill Lynch re 2,00 shares of SLEE to
Deborah A. Schlichting’s account at Merrill Lynch
09/27/99 Letter from Stan Lee Media, Inc. to Charles J. Blomme and Deborah A. SM0017001
Schlichting re Promissory Note and Warrant Agreement re $100,000 loan to
Holder: Charles J. Blomme and Deborah A. Schlichting
10/11/00 VMR Capital markets U.S. Financial Consulting Agreement by and between SM0017004-17011
Stan Lee Media, Inc. and VMR Capital Markets U.S.
Various 11/05/99 Letter from Berliner Freivbrkehr to Stan Lee Media, Inc. c/o VMR SM0017012-17014
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114
Capital Markets U.S.; 11/04/99 document in German; 11/05/99 VMR
Capital Markets U.S. fax to Peter Paul
Various Undated handwritten note, “VMR”; 12/08/99 letter from Stan Lee Media, SM0017015-17016
Inc. to VMR Capital Markets, U.S.
12/08/99 Letter from Stan Lee Media, Inc. to VMR Capital Markets, U.S. with SM0017017
handwritten notes
07/12/99 File folder label, "Loan: Hollywood Holdings”; Stan Lee Media, Inc. check SM0017018-17019
stub no. 20164 in the amount of $3,000 made payable to Hollywood
Holdings
Various File folder label, "Loan: Excelsior Productions”; 11/12/99 Stan Lee Media, SM0017020-17025
Inc. check stub no. 20601 in the amount of $10,000 made payable to
Excelsior Productions; 06/15/99 Stan Lee Media, Inc. check stub no. 20102
in the amount of $10,000 made payable to Excelsior Productions; 06/02/99
Stan Lee Media, Inc. check stub no. 20063 in the amount of $14,500 made
payable to Excelsior Productions; 05/25/99 Stan Lee Media, Inc. check stub
no. 20036 in the amount of $10,000 made payable to Excelsior Productions;
05/21/99 Stan Lee Media, Inc. check stub no. 20028 in the amount of
$32,500 made payable to Excelsior Productions
11/09/99 File folder label, "Loan: Continental Entities, Inc.”; Stan Lee Media, Inc. SM0017026-17027
check stub no. 20575 in the amount of $380,000 made payable to
Continental Entities, Inc.
07/12/99 File folder label, "Loan: Celebrity Entertainment”; Stan Lee Media, Inc. SM0017028-17029
check stub no. 20165 in the amount of $7,000 made payable to Celebrity
Entertainment
Undated File folder label, "Bromberg Family Trust” SM0017030
Corporation and Paine Webber re Stan Lee Media, Inc.; 09/12/00 letter from
6,200 Shares of Common Stock of Stan Lee Media, Inc. – Bromberg Family
Trust; 08/15/00 Rule 144 Seller’s Representation Letter – 10,000 shares;
08/15/08 (sic) Notice of Proposed Sale of Securities Pursuant to Rule 144
Under the Securities Act of 1933 – Bromberg Family Trust – 10,000 shares;
Family Trust
Undated File folder label, "Michael Golden” SM0017039
Corporation and Merrill Lynch re 50,000 shares of Stan Lee Media, Inc.
common stock in the name of Michael Golden; 09/12/00 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of
50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael Golden;
re Removal of Restrictive Legend Under Rule 144 – Michael Golden –
50,000 shares; 08/10/00 unnamed Merrill Lynch document re Securities
Transfer re Stan Lee Media, Inc. – Michael Golden – 50,000 shares;
undated, blank Irrevocable Stock or Bond Power signed by Michael Golden;
08/01/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq. re proposed
sale of 2,100 shares of common stock of Stan Lee Media, Inc. by Michael
Golden; undated seller’s representation letter re proposed sale of 2,100
shares of common stock of Stan Lee Media, Inc. by Michael Golden;
08/02/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq. re proposed
sale of 11,000 shares of Stan Lee Media, Inc. stock by Michael Golden;
undated Michael Golden seller’s representation letter re 11,000 shares of
common stock of Stan Lee Media, Inc.; 08/03/00 Merrill Lynch brokers
letter to Jeffrey D. Segal, Esq. re proposed sale of 23,500 shares of common
stock of Stan Lee Media, Inc. by Michael Golden; undated Michael Golden
seller’s representation letter re 23,500 shares of common stock of Stan Lee
Media, Inc.; 08/07/00 Merrill Lynch brokers letter to Jeffrey D. Segal, Esq.
re proposed sale of 13,400 shares of common stock of Stan Lee Media, Inc.
by Michael Golden; undated Michael Golden seller’s representation letter re
13,400 shares of common stock of Stan Lee Media, Inc.; 08/03/00 letter
from Merrill Lynch to Securities and Exchange Commission re Notice of
Proposed Sale of Securities on Form 144 relating to the proposed sale of
25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden;
07/21/00 Notice of Proposed Sale of Securities Pursuant to Rule 144 under
the Securities Act of 1933 – 25,000 shares – Michael Golden; 08/01/00 letter
from Merrill Lynch to Securities and Exchange Commission re Notice of
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115
25,000 shares of common stock of Stan Lee Media, Inc. by Michael Golden;
duplicate 07/21/00 Notice of Proposed Sale of Securities Pursuant to Rule
144 under the Securities Act of 1933 – 25,000 shares – Michael Golden
Undated File folder label, "David Medinnus” SM0017060
Corporation and Salomon Smith Barney, Inc. re 2,000 shares of Stan Lee
Media, Inc. – David Medinnus; 09/12/00 letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re Rule 144 Sale of 2,000 Shares of
Common Stock of Stan Lee Media, Inc. – David Medinnus; 07/23/00 Rule
144 Seller’s Representation – 2,000 shares – David Medinnus; 07/21/00
Securities and Exchange Commission Form 144 – 2,000 shares of Stan Lee
Media, Inc. – David Medinnus; 08/01/00 letter from Salomon Smith Barney
to Jeffrey D. Segal, Esq. re 2,00 shares of Stan Lee Media, Inc. for the
account of David Medinnus
Undated File folder label, "Adrian Turcotte” SM0017068
Corporation and CapBay Financial Services re transfer of 5,000 shares of
Stan Lee Media, Inc. common stock currently in the name of Adrian
Turcotte; 09/12/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee
Media, Inc. – Adrian Turcotte; undated Adrian Turcotte Seller Rule 144
Letter to Stan Lee Media, Inc. re order to sell 5,000 shares of common stock;
08/15/00 Securities and Exchange Commission Form 144 - Notice of
Proposed Sale of Securities Pursuant to Rule 144 Under the Securities Act of
1933 – Adrian Turcotte – 5,000 shares; 08/15/00 letter from CapBay to Stan
Lee Media, Inc. re Adrian Turcotte 08/15/00 Form 144; Stan Lee Media, Inc.
Common Stock Certificate No. C0400 – 5,00 shares in the name of Adrian
Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
Undated File folder label, "Warrant and Option Schedules” SM0017080
Undated Handwritten document entitled, “S-8 Stan Lee Media, Inc. Employee SM0017081
Options as of 3/31/00”
Undated SM0017086
Undated Stan Lee Media, Inc. as of 12/31/99 Options2000 E up to 3-31-00 SM0017087
spreadsheet
Various 07/13/00 Stan Lee Media, Inc. Options spreadsheet; 07/13/00 Stan Lee SM0017088-17098
Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet; 07/13/00 Stan
Lee Media, Inc. as of 12/31/99 Options Tab C: 7-23-99 spreadsheet;
spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab: 9-
27-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99 Options
Tab C: 10-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of 12/31/99
Options C 10-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as of
12/31/99 Options C 11-5-99 spreadsheet; 07/13/00 Stan Lee Media, Inc. as
of 12/31/99 Options Tab: Up to 12-31-99 spreadsheet; 07/13/00 Stan Lee
Media, Inc. as of 12/31/99 Options Tab C: 12-15-99 spreadsheet
Undated Unnamed document with names, dates and handwritten notes; Stan Lee SM0017099-17107
Media, Inc. Options spreadsheet; Stan Lee Media, Inc. as of 2/29/00
Options2000 E up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of
2/29/00 Options2000 D up to 2-29-00 spreadsheet; Stan Lee Media, Inc. as
of 2/29/00 Options2000 C up to 2-29-00 spreadsheet; Stan Lee Media, Inc.
as of 2/29/00 Options2000 E up to 3-31-00 spreadsheet; Stan Lee Media,
Inc. as of 2/29/00 Options2000 D up to 2-29-00 spreadsheet; Stan Lee
Media, Inc. as of 2/29/00 Options2000 C up to 3-31-00 spreadsheet; Stan
Lee Media, Inc. as of 2/29/00 Options2000 E up to 5-31-00 spreadsheet;
Stan Lee Media, Inc. as of 2/29/00 Options2000 D up to 3-31-00 spreadsheet
Various Undated, unnamed calculator tape totaling 2,751,786; 07/31/00 Stan Lee SM0017108-17114
Media, Inc. as of 12/31/99 Options Tab: C 7-23-99 spreadsheet; 07/31/00
Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 10-5-99 spreadsheet;
undated Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 12-15-99
spreadsheet; undated Stan Lee Media, Inc. as of 2/28/00 Options 2000 C up
to 2-29-00 spreadsheet; Stan Lee Media, Inc. as of 2/28/00 Options 2000 C
Up to 3-31-00; Stan Lee Media, Inc. as of 12/31/99 Options Tab: C 11-5-99
Undated Promissory Notes spreadsheet SM0017115
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116
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights spreadsheet SM0017116
Undated Stan Lee Media, Inc. Consultant Warrants with Registration Rights SM0017117
spreadsheet
Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants spreadsheet SM0017118
Undated Augustine Fund, L.P. Conversion and Warrant Prices Re April 14, 2000 SM0017119
Financing
Undated Handwritten document entitled, “Stan Lee Media, Inc. Employee Options as SM0017120
of 3/31/00
Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants SM0017121
Undated Schedule 2.1(c)(iii) Outstanding Options and Warrants SM0017122
Various 06/09/00 Stan Lee Media, Inc. Options spreadsheet; 06/08/00 Stan Lee SM0017123-17133
Media, Inc. as of 12/31/99 Options Tab: 7-23-99 spreadsheet; 06/08/00 Stan
Lee Media, Inc. as of 12/31/99 Options Tab: C 7-23-99 spreadsheet;
spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options Tab:
9/27/99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99 Options
Tab: C 10-5-99 spreadsheet; 06/08/00 Stan Lee Media, Inc. as of 12/31/99
Options Tab: C 11-5-99 spreadsheet; 06/09/00 Stan Lee Media, Inc. as of
12/31/99 Options Tab: Up to 12/31/99 spreadsheet; undated Stan Lee Media,
Inc. as of 12/31/99 Options Tab: 12/31/99 spreadsheet; undated Stan Lee
Media, Inc. as of 12/31/99 Options Tab: C 12/15/99 spreadsheet; 06/08/00
Stan Lee Media, Inc. as of 12/31/99 Options Tab: 10-5-99 spreadsheet
Undated Stan Lee Media, Inc. as of 3/1/00 Options Summarized Tab: Options SM0017134-17136
spreadsheet; - Securities Purchase Agreement Schedule 3 C Employee
Options as of March 1, 2000 spreadsheet; undated Stan Lee Media, Inc. as of
April 14, 2000 Registration Rights Summary – Securities Purchase
Agreement Schedule 3 C Outstanding Warrants and Options with
Registration Rights spreadsheet; Stan Lee Media, Inc. as of April 14, 2000
Registration Rights Summary – Securities Purchase Agreement Schedule #
C Outstanding Warrants with Registration Rights spreadsheet
Undated Stan Lee Media, Inc. Private Placements of Restricted Shares with SM0017137
Registration Rights spreadsheet
Undated Stan Lee Media, Inc. Capital Structure 2/14/00; Common Stock Table SM0017138
2/14/00
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights and SM0017139
Consultant Warrants Registration Rights spreadsheet
08/05/99 Stan Lee Media, Inc. Equity Detail 7/31/99 SM0017141
Undated Stan Lee Media, Inc. Investor Warrants spreadsheet SM0017142
Undated Stan Lee Media, Inc. Capitalization Table as of August 1, 2000; Elliott SM0017143-17153
Associates & Westgate International Preferred Stock Placement as of August
1, 2000; Stan Lee Media, Inc. Capitalization Table as of August 1, 2000;
Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; duplicate
Stan Lee Media, Inc. Capitalization Table as of July 31, 2000; duplicate Stan
Lee Media, Inc. Capitalization Table as of July 31, 2000; Elliott Associates
& Westgate International Preferred Stock Placement August 1, 2000; Stan
Lee Media, Inc. Capitalization Table as of July 28, 2000; Stan Lee Media,
Inc. Capitalization Table as of July 31, 2000; duplicate Stan Lee Media, Inc.
Capitalization Table as of July 31, 2000; Common Stock Table 8/1/00
Undated Page entitled, “Options” SM0017154
Undated Illegible handwritten post-it note SM0017155
Undated Handwritten document re Zachary Foley SM0017156
Undated Unnamed document re documents missing and date of grant SM0017157
Various Undated post-it note, “Options”; 10/20/00 Start/Term Dates spreadsheet; SM0017158-17165
12/05/00 Grant Import Error Report SM0017166
06/26/00 Stock Option Agreement – Grantee: Nate Clayton Reynolds – 5,000 shares SM0017167-17170
Undated Unnamed calculator tape totaling 2,936,936; handwritten notes re Bryce SM0017171-17172
Zabel, Bunny Mumas, Creekside and Nelson
07/21/00 Handwritten notes re Options Exercise, Cashless Exercise and Taxes SM0017173
Various Undated Administraff Employee Stock Options Policy; 09/13/00 fax from SM0017174-17175
Administraff to Stan Lee Media, Inc. re Stock Options
Various 01/13/00 letter from BDO Seldman, LLP to Stan Lee Media, Inc. re Stock SM0017176-17196
Options; undated memo re tax treatment of qualified and unqualified stock
options; 01/1999 article entitled, “Stock Option Planning”
Undated Document entitled, “Chapter 46 Stock Issued to Employees” SM0017197-17216
Undated Document entitled, “Recognizing Compensation Cost over the Service SM0017217-17261
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117
Period”
Undated Post-it note, “Astor Capital” SM0017262
11/30/00 Fax from Astor Capital, Inc. to Stan Lee Media, Inc. re Bond Street Partners SM0017263
Limited
11/2000 Page 8 only of Bond Street Partners Limited Escrow Agreement SM0017264
11/2000 Page 6 only of Bond Street Partners Limited Escrow Agreement SM0017265
Undated Signature page only of Registration Rights Agreement re Bond Street SM0017266
Partners Limited
Undated Signature page only of unnamed document re Bond Street Partners Limited SM0017267
12/19/00 Stan Lee Media, Inc. Project Status Report Current for: December 19, 2000 SM0017268-17289
Undated Exhibit B (Form of Warrant) – Warrant to Purchase Shares of Common SM0017290-17306
Stock of Stan Lee Media, Inc.
04/14/00 Exhibit C Registration Rights Agreement by and between Stan Lee Media, SM0017307-17323
Inc. and Augustine Fund, LP
04/14/00 Exhibit D – Escrow Agreement by and between Stan Lee Media, Inc. and SM0017324-17330
Augustine Fund, LP
04/14/00 Exhibit E – Letter from Jeffrey D. Segal, Esq. to Augustine Fund, LP re Stan SM0017331-17335
Lee Media, Inc. – Purchase of Series A Convertible Notes
04/14/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Delano Group SM0017336-17343
Securities – 20,000 shares
Undated Document entitled, “Stan Lee Media, Inc. Introduction” SM0017344-17347
12/19/00 Stan Lee Media, Inc. Project Status Report Current for December 19, 2000 SM0017348-17369
04/14/00 Securities Purchase Agreement by and between Stan Lee Media, Inc. and SM0017370-17396
Augustine Fund, LP
06/27/00 Fax History Report for June 27, 2000 11:09 am – Result: Error 391* SM0017397
06/27/00 Fax History Report for June 27, 2000 11:00 am – Result: Error 391* SM0017398
06/16/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Coleman & SM0017399
Company Securities, Inc.
06/16/00 Fax History Report for June 16, 2000 – Result: OK SM0017400
04/14/00 Exhibit C Registration Rights Agreement by and between Stan Lee Media, SM0017401-17418
Inc. and Augustine Capital Management, LLC
Undated Exhibit B (Form of Warrant) – Warrant to Purchase Common Stock of Stan SM0017419-17435
Lee Media, Inc. – Augustine Fund, LP – 50,000 shares
Undated Exhibit A (Form of Note) – Stan Lee Media, Inc. Series A Six Percent (6%) SM0017436-17445
Convertible Promissory Note Due April 30, 2002 – Augustine Fund, LP -
$2,500,000
04/14/00 Exhibit D Escrow Agreement by and between Stan Lee Media, Inc. and SM0017446-17452
Augustine Fund, LP
04/14/00 Exhibit E Letter from Jeffrey D. Segal, Esq. to Augustine Fund, LP re Stan SM0017453-17457
Lee Media, Inc.
04/14/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Warrant NO. SM0017458-17465
01-B – 20,000 shares – Delano Group Securities
04/14/00 Post-it note, “Augustine”; Securities Purchase Agreement between and SM0017466-17487
between Stan Lee Media, Inc. and Augustine Fund, LP
08/01/00 Handwritten note, “Elliott 2 copies”; Articles of Amendment to Articles of SM0017488-17507
Incorporation for Stan Lee Media, Inc.
11/30/00 Securities Purchase Anything between Stan Lee Media, Inc. and the SM0017508-17602
Investors Signatory Hereto (
Undated Schedule 4.1 Subsidiaries, Schedule 4.3 Options and Warrants, Registration SM0017603-17309
Rights and Anti-dilution rights re John Galt Group, VMR Luxembourg, SA
and Jose Abadin, Schedule 4.18; Stan Lee Media, Inc. Shares (s) and
Warrants (W) with Registration Rights spreadsheet; Stan Lee Media, Inc.
Outstanding Warrants spreadsheets; Securities With Anti-dilution Provisions
Adjusted for 10% Stock Dividend spreadsheet; duplicate Securities With
Anti-dilution Provisions Adjusted for 10% Stock Dividend spreadsheet;
duplicate Securities With Anti-dilution Provisions Adjusted for 10% Stock
Dividend spreadsheet
Various 02/07/00 letter from Stan Lee Media, Inc. to Shartsis, Friese & Gijnjsburg re SM0017610-17615
Purchase Agreement and Warrant Agreements re Stan Lee Media, Inc.
private placement with The John Galt Fund
Undated File folder label, "The John Gault Fund Private Placement SM0017616
Undated Schedule A; Stan Lee Media, Inc. Purchase Agreement by and between Stan SM0017617-17677
Lee Media, Inc. and purchasers listed on Schedule A
02/03/00 Warrant to Purchase Common Stock Stan Lee Media, Inc. – John Galt Fund, SM0017678-17688
LP – 31,250 shares
08/31/00 Fax coversheet from Meisenback Capital Management, Inc. to Stan Lee SM0017689-17690
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118
Media, Inc.; letter from Meisenback Capital Management, Inc. to Stan Lee
Media, Inc. re Balboa Fund LP
Undated Exhibit C Assignment Form – Balboa Fund, LP SM0017691
01/01/00 California Secretary of State Certificate of Limited Partnership – The SM0017692
Chelonia Fund, LP
03/29/00 Fax Coversheet from Brian Wood to Robert Schultz re Chelonia Assignment SM0017693
shares in the name of John Galt Fund, LP
in the name of John Galt Offshore Fund
shares in the name of Asset Management Holdings Co.
in the name of Zurich HFR Master Hedge Fund Index Ltd
shares in the name of Dorodo Capital Partners, LP
shares in the name of The Chelonia Fund, LP
shares in the name of Carmen Italia
05/04/00 Stan Lee Media, Inc. Common Stock Certificate No. for 6,250 shares in the SM0017701
name of Laurence Dunn
Undated Illegible post-it note; Schedule A (John Galt Fund, LP, John Galt Offshore SM0017702-17703
Fund, Asset Management Holdings Co., Zurich HFR Master Hedge Fund
Index, Ltd, Dorodo Capital Partners, LP, Carmen Italia, and Laurence Dunn)
05/26/00 Letter from Stan Lee Media, Inc. to Laurence Dunn/John Galt Fund, LP re SM0017704
private placement
02/03/00 Stan Lee Media, Inc. Officer’s Certificate – Robert M. Schultz SM0017705-17706
Various Undated Schedule A (John Galt Fund, LP, John Galt Offshore Fund, Asset SM0017707-17723
Management Holdings Co., Zurich HFR Master Hedge Fund Index, Ltd,
Dorodo Capital Partners, LP, Carmen Italia, and Laurence Dunn) with
handwritten notes; 02/03/00 Warrant to Purchase Shares of Common Stock
of Stan Lee Media, Inc. – John Galt Fund, LP – 31,250 shares; 02/03/00
Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. –
John Galt Offshore Fund – 2,500 shares; 03/02/00 Warrant to Purchase
Shares of Common Stock of Stan Lee Media, Inc. – Asset Management
Holdings Co. – 9,375 shares; 02/03/00 Warrant to Purchase Shares Common
Stock of Stan Lee Media, Inc. – Zurich HFR Master Hedge Fund Index, Ltd
– 3,750 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of
Stan Lee Media, Inc. – Dorado Capital Partners, LP – 12,500 shares;
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media,
Inc. – The Chelonia Fund, LP – 31,250 shares; 02/03/00 Warrant to
Purchase Shares of Common Stock of Stan Lee Media, Inc. – Carmen Italia
– 6,250 shares; 02/03/00 Warrant to Purchase Shares of Common Stock of
Stan Lee Media, Inc. – Laurence Dunn – 3,125 shares
02/03/00 Warrant to Purchase Shares of Common Stock of Stan Lee Media, Inc. – SM0017724-17725
John Galt Fund, LP – 31,250 shares
John Galt Offshore Fund – 2,500 shares
Asset Management Holdings Co. – 9,375 shares
02/03/00 Warrant to Purchase Shares Common Stock of Stan Lee Media, Inc. – SM0017730-17731
Zurich HFR Master Hedge Fund Index, Ltd – 3,750 shares
Dorado Capital Partners, LP – 12,500 shares
The Chelonia Fund, LP – 31,250 shares
Carmen Italia – 6,250 shares
Laurence Dunn – 3,125 shares
02/07/00 Fax from Stan Lee Media, Inc. to Larry Dunn SM0017740
John Galt Offshore Fund – 2,500 shares
Asset Management Holdings Co. – 9,375 shares
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119
02/07/00 Warrant to Purchase Shares Common Stock of Stan Lee Media, Inc. – SM0017763-17773
Zurich HFR Master Hedge Fund Index, Ltd – 3,750 shares
Dorado Capital Partners, LP – 12,500 shares
Carmen Italia – 6,250 shares
Laurence Dunn – 3,125 shares
Undated File folder label, "VMR Luxemburg – Private Placement SM0017807
02/04/00 Stan Lee Media, Inc. Purchase Agreement by and between Stan Lee Media, SM0017808-17849
Inc. and Purchasers on Schedule A
Jose Abadin – 10,000 shares
05/26/00 Letter from Stan Lee Media, Inc. to Jose Abadin SM0017860.01
07/13/00 Fax cover sheet from BDO to Stan Lee Media, Inc.; Election to Include in SM0017861-17865
Gross Income in Year of Transfer; Worksheet 1 – Election to Include in
Gross Income in year of Transfer of Property Pursuant to Section 83(b) of
the Internal Revenue Service Code
02/29/00 Letter from VMR Capital Markets, U.S. to Stan Lee Media, Inc. re current SM0017855-17874
proposal for Investment Banking Services; VMR Capital Markets, U.S.
Financial Consulting Agreement by and between Stan Lee Media, Inc. and
VMR Capital Markets, U.S.; Stan Lee Media, Inc. Common Stock
Certificate No. C0863 for 181,818 shares in the name of VMR Luxembourg
SA; Stan Lee Media, Inc. Common Stock Certificate No. C0864 for 18,182
shares in the name of Jose M. Abadin
Various 04/06/00 fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital SM0017875-17885
Markets, U.S. re Financial Consulting Agreement; 03/01/00 Financing
Consulting Agreement by and between Stan Lee Media, Inc. and VMR
Capital Markets, U.S.; 04/01/00 Financing Consulting Agreement by and
between Stan Lee Media, Inc. and VMR Capital Markets, U.S.;
Various 05/17/00 fax confirmation sheet from Stan Lee Media, Inc. to VMR Capital SM0017886-17890
Markets, U.S.; 05/17/00 facsimile transmittal sheet from Stan Lee Media,
Inc. to VMR Capital Markets, U.S.; 03/01/00 Financial Consulting
Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets,
U.S.
Various 05/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to VMR SM0017891-17892
Capital Markets, U.S.; 02/04/00 Stan Lee Media, Inc. Purchase Agreement
(first page only)
Various 05/17/00 facsimile transmittal sheet from Stan Lee Media, Inc. to VMR SM0017893-17896
Capital Markets, U.S.; 03/01/00 Financial Consulting Agreement by and
between Stan Lee Media, Inc. and VMR Capital Markets, U.S.
Various 04/04/00 fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, SM0017897-17907
Inc.; 03/01/00 Financial Consulting Agreement by and between Stan Lee
Media, Inc. and VMR Capital Markets, U.S.; 04/01/00 Financial Consulting
Agreement by and between Stan Lee Media, Inc. and VMR Capital Markets,
U.S.
Various 02/18/00 fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital SM0017908-17915
Markets, U.S. re $2,200,000 Stan Lee Media, Inc. PIPE Financing
Transaction; 02/18/00 letter from Jeffrey D. Segal, Esq. to VMR Capital
Markets, U.S. re $2,200,000 Stan Lee Media, Inc. PIPE Financing
Transaction; 02/07/00 letter from VMR Capital Markets, U.S. to Peter Paul
re Pipe Financing Closing; 02/11/00 Santa Monica Bank Advice of Credit re
$1,145,000 credit; 02/11/00 Santa Monica Bank Advice of Credit re $2,500
credit
02/18/00 Fax cover sheet from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. SM0017916
re Warrant Agreement – Stan Lee Media, Inc.;
02/09/00 Letter from Jeffrey D. Segal, Esq. to VMR Capital Markets, U.S. re SM0017917
$2,200,000 PIPE Financing Transaction
Undated Signature page of unnamed agreement signed by Robert Schultz/Stan Lee SM0017918
Media, Inc., Vice President Finance
Undated Signature page of unnamed document signed by Robert Schultz/Stan Lee SM0017919
Media, Inc., Vice President Finance
02/06/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re VMR SM0017920-17922
Financing Transaction; letter from Jeffrey D. Segal, Esq. to Stan Lee Media,
Inc., VMR Capital Markets, U.S. and Kirkpatrick & Lockhart, LLP re
$2,2000,000 PIPE Financing Transaction; blank signature page to agreement
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120
Various 02/04/00 Stan Lee Media, Inc. Capital Structure; 02/04/00 Stan Lee Media, SM0017923-17926
Inc. Common Stock Table; 02/03/00 Stan Lee Media, Inc. Common Stock
Table; 02/03/00 Stan Lee Media, Inc. Capital Structure
Undated Stan Lee Media, Inc. Investor Warrants with Registration Rights SM0017927-17928
spreadsheet; Stan Lee Media, Inc. Consultant Warrants with Registration
Rights spreadsheet
02/07/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. – VMR SM0017929-17939
Luxembourg S.A. – 90,000 shares
Undated Stan Lee Media, Inc. Warrant to Purchase Common Stock – VMR SM0017940-17945
Luxembourg S.A. – 25,000 shares (pages 1-6 only)
04/14/00 Handwritten note, “Binder Warrant”; Warrant to Purchase Common Stock of SM0017946-17961
Stan Lee Media, Inc. – HLHZ Investments, LLC – 150,000 shares
Undated Illegible post-it note re Stephen Gerber SM0017962
Various 11/13/00 letter from Stan Lee Media, Inc. to Harris Miller; 11/07/00Stt SM0017963-17968
Agreement and Release between Stan Lee Media, Inc. and Stephen R.
Gerber
10/11/99 Financial Consulting Agreement by and between Stan Lee Media, Inc. and SM0017969-17977
VMR Capital Markets, U.S.
11/2000 6% Convertible Debenture – $1,000,000 Principal Amount – Holder: Bond SM0017978-18001
Street Partners
11/2000 6% Convertible Debenture – $250,000 Principal Amount – Holder: Target SM0018002-18024
Growth Fund Ltd
11/2000 6% Convertible Debenture – $50,000 Principal Amount – Holder: Nima SM0018025-18048
Montazeri
11/30/00 Stock Purchase Warrant to Purchase 68,182 shares of Stan Lee Media, Inc. – SM0018049-18060
Bond Street Partners Limited
11/30/00 Stock Purchase Warrant to Purchase 2,000 shares of Stan Lee Media, Inc. – SM0018061-18072
Astor Capital, Inc.
11/2000 Stock Purchase Warrant to Purchase 17,045 shares of Stan Lee Media, Inc. – SM0018073-18084
Target Growth Fund Ltd
11/2000 Stock Purchase Warrant to Purchase 3,409 shares of Stan Lee Media, Inc. – SM0018085-18096
Nima Montazeri
11/30/00 Registration Rights Agreement by and between Stan Lee Media, Inc. and SM0018097-18121
Bond Street Partners Limited, Target Growth Fund Ltd and Nima Montazeri
Undated Exhibit 1 to Escrow Agreement SM0018122-18123
Media, Inc. 6% Convertible Debentures and Warrants
12/11/00 Letter from Stan Lee Media, Inc. to The Holders Listed on the Signature SM0018128
Pages to That certain Registration Rights Agreement Dated as of November
30, 2000 c/o Aster Capital, Inc.
11/30/00 Escrow Agreement by and among Stan Lee Media, Inc. and Bond Street SM0018129-18139
Partners Limited, Target Growth Fund Ltd and Nima Montazeri
11/30/00 Release Notice – Stan Lee Media, Inc. and Bond Street Partners Limited SM0018140-18143
12/14/00 Release Notice – Stan Lee Media, Inc. and Target Growth Fund Ltd and SM0018144-18148
Nima Montazeri
11/30/00 Transfer Agent Instructions – Stan Lee Media, Inc. – to Securities Transfer SM0018149-18152
Corporation
of Purchasers
of Purchasers
Undated File folder label, "Preferred shares Macromedia, Inc. Nov. 2, 1999” SM0018161
re Transfer Agent Instructions; 11/05/99 letter from Stan Lee Media, Inc. to
Macromedia re Stan Lee Media, Inc. – Stock Certificates
Macromedia, Inc.
11/03/99 Registration Rights Agreement between Stan Lee Media, Inc. and SM0018184-18201
Macromedia, Inc.
Transfer Agent Instructions; Form of Company Counsel Opinion to
Macromedia, Inc.
11/03/99 Articles of Amendment to Articles of Incorporation – Stan Lee Media, Inc. SM0018208-18223
08/18/00 Shareholder Listing for Cutoff Date of 18 Aug 2000 prepared by Securities SM0018224-18271
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121
Transfer Corporation
Undated Handwritten note, “SLM Board Meetings 2/00” SM0018272
Various 08/11/00 Stan Lee Media, Inc. Certificate of Secretary; 08/11/00 Minutes of SM0018273-18277
a Meeting of the Audit Committee of the Board of Directors of Stan Lee
Media, Inc.; Stan Lee Media, Inc. ; 10/27/00 Stan Lee Media, Inc. Certificate
of Secretary; 10/27/00 Minutes of a Meeting of the Audit Committee of the
Board of Directors of Stan Lee Media, Inc.
05/11/00 Stan Lee Media, Inc. Certificate of Secretary; Minutes of a Meeting of the SM0018278-18279
Audit Committee of the Board of Directors of Stan Lee Media, Inc.
04/14/00 Stan Lee Media, Inc. Minutes of the Special Meeting of the Board of SM0018280-18284
Directors Held April 14, 2000
06/2000 Lake Sherwood Securities Limited Stan Lee Media, Inc. “SLEE” 4% SM0018292-18295
Convertible Preferred Stock
06/01/00 Draft gem global emerging markets – Stan Lee Media, Inc. (NMS Small Cap SM0018296-18297
OTC: SLEE) Convertible Debenture
06/16/00 Letter from Mitchell, Silberberg & Knupp, LLP to Katten Muchin Zavis re SM0018298-18300
Bryce Zabel/Stan Lee Media
07/07/00 Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc. SM0018301-18305
07/28/00 Unanimous Written Consent of the Board of Directors of Stan Lee Media, SM0018308-18310
Inc.
07/07/00 Stan Lee Media, Inc. Certificate of Secretary; Resolutions of the Board of SM0018311-18314
Directors of Stan Lee Media, Inc.
01/29/01 Minutes of a Meeting of the Board of Directors of Stan Lee Media, Inc.; SM0018326-18333
Corporate Resolution of Stan Lee Media, Inc., a Colorado Corporation,
Authorizing Filing of Petition Under Chapter 11 of the Bankruptcy Code
03/01/00 Handwritten note, “March 1, 2000” SM0018334
Directors Held March 1, 2000
02/29/00 Email from TELJ1 to mlb@macromedia.com re Stan Lee Media, Inc. – SM0018343-18344
Board Contacts
Notice of Special Meeting; Notice of Special Meeting of Board of Directors
03/01/00 List of Stan Lee Media, Inc. Board of Directors (name and address and SM0018347-18349
board position)
02/27/00 Letter from Stephen M. Gordon, Executive Vice President, Operations and SM0018350-18351
Secretary/Stan Lee Media, Inc. to Mr. Stan Lee/Stan Lee Media, Inc. re
Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax
confirmation sheet
Secretary/Stan Lee Media, Inc. to Mr. Devendra Mishra/Stan Lee Media,
Inc. re Notice of Special Meeting of Board of Directors of Stan Lee Media,
Inc.; fax confirmation sheet
Secretary/Stan Lee Media, Inc. to Mr. Gill Champion/Stan Lee Media, Inc.
re Notice of Special Meeting of Board of Directors of Stan Lee Media, Inc.;
fax confirmation sheet
Secretary/Stan Lee Media, Inc. to Mr. Robert K. Burgess/Stan Lee Media,
Inc. re Notice of Special Meeting of Board of Directors of Stan Lee Media,
Inc.; fax confirmation sheet
Secretary/Stan Lee Media, Inc. to Mr. Nelson S. Thall, Director/Torstar
Corporation re Notice of Special Meeting of Board of Directors of Stan Lee
Media, Inc.; fax confirmation sheet
{Client\4211\00\02031311.DOC /}
122
Secretary/Stan Lee Media, Inc. to Mr. Arthur E. Schramm, Jr. re Notice of
Special Meeting of Board of Directors of Stan Lee Media, Inc.; fax
confirmation sheet
Undated Notice of Special meeting of Board of Directors – Stan Lee Media, Inc. SM0018362
03/01/00
03/01/00 Board of Directors Meeting Agenda SM0018363-18364
02/27/00 Fax from Jeff/Stan Lee Media, Inc. to Junko/Stan Lee Media, Inc. ; fax SM0018365-18366
confirmation sheet
04/14/00 Handwritten note, “April 14, 2000” SM0018367
Notice of Special Meeting of Board of Directors; Stan Lee Media, Inc. list of
Board of Directors (name, address, board position)
Various 04/12/00 Four fax confirmation sheets of Board of Directors Agenda; SM0018371-18378
04/14/00 Board of Directors Agenda; Notice of Special Meeting of Board of
Directors; duplicate Board of Directors Agenda; duplicate Notice of Special
Meeting of Board of Directors
Directors Held April 14, 2000; Stan Lee Media, Inc. Minutes of the Special
Meeting of the Board of Directors Held March 1, 2000; fax confirmation
sheet
04/14/00 Duplicate Stan Lee Media, Inc. Minutes of the Special Meeting of the Board SM0018393-18395
of Directors Held April 14, 2000
Supporting Information for conference telephone board meeting
04/14/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Robert K. Burgess, SM0018407
Nelson S. Thall, Arthur E. Schramm, Jr. and Lars F. Hellmont
04/14/00 Four fax confirmation sheets (Fujita Corporation USA, Arthur E. Schram, Jr. SM0018408-18411
Torstar Corporation, and Macromedia, Inc.)
04/14/00 Four fax confirmation sheets (Robert K. Burgess, Nelson S. Thall, Arthur E. SM0018412-18415
Schramm, Jr. and Lars F. Hellmont)
Undated File folder label, "396.017 Stan Lee Media, Inc. Rule 144 Matters” SM0018416
Undated File folder label, "396.017 Documents” SM0018417
Matters
08/10/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and SM0018423-18426
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.; Stan Lee
Media, Inc. Officer’s Certificate
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.
08/16/00 Duplicate letter from Jeffrey D. Segal, Esq. to Securities Transfer SM0018429-18430
Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media,
Inc.
08/16/00 Duplicate letter from Jeffrey D. Segal, Esq. to Securities Transfer SM0018431-18434
Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media,
Inc.; Stan Lee Media, Inc. Officer’s Certificate
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc.; Stan Lee
Media, Inc. Officer’s Certificate
Various Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule SM0018441-18460
Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. re
Stan Lee Media, Inc.; 08/21/00 letter from Securities Transfer Corporation to
Stan Lee Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend
under Rule 144 – Michael Golden – 50,000 shares; 08/10/00 Merrill form re
transferring Michael Golden’s 50,000 shares of Stan Lee Media, Inc.;
undated, blank Irrevocable Stock or Bond Power signed by Michael Golden;
08/01/00 Brokers Letter Code 1810 from Merrill Lynch to Jeffrey D. Segal,
Esq. re proposed sale of 2,100 shares of common stock of Stan Lee Media,
Inc. through Merrill Lynch by Michael Golden; 08/02/00 Brokers Letter
Code 1810 from Merrill Lynch to Jeffrey D. Segal, Esq. re proposed sale of
11,000 shares of common stock of Stan Lee Media, Inc. through Merrill
Lynch by Michael Golden; 08/03/00 Brokers Letter Code 1810 from Merrill
{Client\4211\00\02031311.DOC /}
123
Lynch to Jeffrey D. Segal, Esq. re proposed sale of 23,500 shares of
common stock of Stan Lee Media, Inc. through Merrill Lynch by Michael
Golden; 08/07/00 Brokers Letter Code 1810 from Merrill Lynch to Jeffrey
D. Segal, Esq. re proposed sale of 13,400 shares of common stock of Stan
Lee Media, Inc. through Merrill Lynch by Michael Golden; 08/03/00 SEC
Cover Letter Code 1811 from Merrill Lynch to Securities and Exchange
Commission; Notice of Proposed Sale of Securities on Form 144 relating to
the proposed sale of 25,000 shares of common stock of Stan Lee Media, Inc.
by Michael Golden; 08/01/00 SEC Cover Letter Code 1811 from Merrill
Lynch to Securities and Exchange Commission; Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of 25,000 shares of
common stock of Stan Lee Media, Inc. by Michael Golden
– Adriane Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and CapBay Financial Services re Stan Lee Media,
Inc.; undated Seller Rule 144 Letter - Adrian Turcotte – 5,000 shares; Notice
of Proposed Sale of Securities on Form 144 relating to the proposed sale of
5,000 shares of common stock of Stan Lee Media, Inc. by Adrian Turcotte;
08/15/00 letter from CapBay to Stan Lee Media, Inc. re sale of 5,000 shares
of common stock of Stan Lee Media, Inc. by Adrian Turcotte; Stan Lee
Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares in the
name of Adrian Turcotte; 08/15/00 blank Stock Power form signed by
Adrian Turcotte
– David Medinnus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Salomon Smith Barney re Stan Lee Media, Inc.;
Smith Barney Rule 144 Seller’s Representation – David Medinnus – 2,000
shares; Notice of Proposed Sale of Securities on Form 144 relating to the
proposed sale of 2,000 shares of common stock of Stan Lee Media, Inc. by
David Medinnus; 08/01/00 letter from Salomon Smith Barney to Jeffrey D.
Segal, Esq. re sale of 2,000 shares of Stan Lee Media, Inc. for the account of
David Medinnus
– Bromberg Family Trust; 09/12/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation Paine Webber re Stan Lee Media, Inc.; Rule
144 Seller’s Representation Letter– Bromberg Family Trust – 10,000 shares;
Notice of Proposed Sale of Securities on Form 144 relating to the proposed
sale of 10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg
Family Trust; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re
sale of 10,000 shares of Stan Lee Media, Inc. for the account of Bromberg
Family Trust
Spear, Leeds & Kellogg re Stan Lee Media, Inc.
Lee Media, Inc.
Lee Media, Inc.; 10/04/00 letter from Hollywood Holdings, Inc. to Securities
Transfer Corporation
re Rule 144 Sale of 3,333 Share of Common Stock of Stan Lee Media, Inc. –
Georges Cibaud; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Prudential Securities Incorporated re Stan Lee
Media, Inc. 08/03/00 letter from Prudential Securities to Jeffrey D. Segal,
Esq. re sale of 3,333 shares of Stan Lee Media, Inc. by Georges Cibaud;
08/03/00 Prudential Securities form ESS717 re sael of 3,333 shares of Stan
Lee Media, Inc. stock by Georges Cibaud; Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Georges Cibaud
Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc.;
Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter – 10,000
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124
shares – Bromberg Family Trust; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 10,000 shares of common stock of
Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine
Webber to Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule
144 Seller’s Representation Letter – 10,000 shares – Bromberg Family
Trust; Notice of Proposed Sale of Securities on Form 144 relating to the
Various 10/10/00 letter from Stan Lee Media, Inc. re Rule 144 Sale of 2,166 Shares SM0018515-18521
of Common Stock of Stan Lee Media, Inc. – Mohammed Soltani; 10/10/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and
Mutual Service Corporation re Stan Lee Media, Inc.; 09/20/00 letter from
Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of
Stan Lee Media, Inc. (2,166) Shares of Common Stock, Cusip #
(85285P101), Certificate #C0559; Rule 144 Seller’s Representation Letter –
Mohammed Soltani – 2,166 shares; Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Mohammed Soltani
– Michael H. Edwards 1994 Revocable Trust; 10/10/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc.; 09/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee
Media, Inc. (5,000) Shares of Common Stock, Cusip # (85285P101),
Certificate #C0536; Rule 144 Seller’s Representation Letter – Michael H.
Edwards 1994 Revocable Trust; Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Michael H. Edwards 1994 Revocable Trust
– Mark L. Hendler; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Mutual Service Corporation re Stan Lee Media,
Inc.; 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal,
Esq. re Restricted Shares of Stan Lee Media, Inc. (5,000) Shares of Common
Stock, Cusip # (85285P101), Certificates #C0949 and C0562; Notice of
5,000 shares of common stock of Stan Lee Media, Inc. by Mark L. Hendler;
Rule 144 Seller’s Representation Letter – Mark L. Hendler
re Rule 144 Sale of 12,500 Shares of Common Stock of Stan Lee Media,
Inc. – Compton Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Mutual Service Corporation re Stan Lee
Media, Inc.; 09/20/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (12,500) Shares of
Common Stock, Cusip # (85285P101), Certificates #C0532 and #C0556;
sale of 12,500 shares of common stock of Stan Lee Media, Inc. by Compton
Family Trust; Rule 144 Seller’s Representation Letter – Compton Family
Trust
– Kenneth B. Avery; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Inc.; 09/20/00 letter from Mutual Service Corporation re Restricted Shares
of Stan Lee Media, Inc. (4,166) Shares of Common Stock, Cusip #
(85285P101), Certificate #C0539; Rule 144 Seller’s Representation Letter –
Kenneth B. Avery; Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 4,166 shares of common stock of Stan Lee
Media, Inc. by Kenneth B. Avery
Inc. – Celebrity Enterprises; 10/10/00 Stan Lee Media, Inc. Officer’s
Certificate re Celebrity Enterprises signed by Stephen M. Gordon; 10/10/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation,
Pittsburg Institutional, Inc. and Spear, Leeds and Kellogg re Stan Lee Media,
Inc.; 10/06/00 letter from Celebrity Enterprises, Inc. to Pittsburg Institutional
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125
re Stan Lee Media, Inc. (SLEE); 10/06/00 Brokers Rule 144 Representation
Letter – Celebrity Enterprises; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 100,000 shares of common stock
of Stan Lee Media, Inc. by Celebrity Enterprisers
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of P.F.P. Family Holdings, LP
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 50,000
shares in the name of Celebrity Enterprises
10/17/00 Letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner & Smith SM0018565-18588
re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities;
10/17/00 Stan Lee Media, Inc. Officer’s Certificate re Continental Entities
signed by Stephen M. Gordon; Stan Lee Media, Inc. 08/16/99 Purchase
Agreement between Stan Lee Media, Inc. and Continental Entities; 08/16/99
Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re issuance of Stan Lee
Media, Inc. shares of common stock; 10/28/99 letter from Stan Lee Media,
Inc. to Securities Transfer Corporation re issuance of Stan Lee Media, Inc.
shares of common stock; 11/02/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0615 for 37,500 shares in the name of Continental Entities
10/18/00 Letter from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, SM0018589-18591
Inc. – 27,500 shares of common stock in the name of Continental Entities
Inc. – Susan Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith
re Stan Lee Media, Inc. – 25,000 shares – Susan Pittsburg; 10/13/00 letter
from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 letter; Notice of
3,500 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg;
10/13/00 Merrill Lynch Brokers Rule Representation Letter
Inc. – I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and FFP Securities re Stan
Lee Media, Inc.; undated Rule 144 Seller’s Representation Letter – Siegel;
sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Irving &
Patricia Siegel; undated Rule 144 Broker’s Letter – Siegel; 09/23/99 Stan
Lee Media, Inc. Common Stock Certificate No. C0530 for 10,000 shares in
the name of Irving C. Siegel & Patricia Q. Siegel JTWROS; 09/23/99 Stan
the name of Irving C. Siegel & Patricia Q. Siegel JTWROS
Inc. – Continental Entities; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Media, Inc. – 37,500 shares – Continental Entities; undated Rule 144
Seller’s Representation Letter re 37,500 shares – signed by Stanley L.
Compton, Sec.; Notice of Proposed Sale of Securities on Form 144 relating
to the proposed sale of 37,500 shares of common stock of Stan Lee Media,
Inc. by Continental Entities; 10/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Share of Stan Lee Media
(37,500) Shares of Common Stock, Cusip # (85285P101), Certificate #
C0615
Inc. – Kenneth Bald; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Paine Webber re Stan Lee Media, Inc. – 15,000
shares – Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter –
Kennth Bald; Notice of Proposed Sale of Securities on Form 144 relating to
by Kenneth Bald; 11/02/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re Kenneth Bald
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126
Inc. – Web Rewards, Inc.; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Media, Inc. – 50,000 shares – Web Rewards, Inc.; undated Rule 144 Seller’s
Representation Letter – 50,000 shares – signed by Larry Schultz, President
Web Reward, Inc.; Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Web Rewards, Inc.; 11/03/00 letter from Mutual Service
Certificate # C1001
Inc. – Arthur M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media,
Inc. – 124,200 shares – Arthur M. Lieberman; undated Rule 144 Seller’s
Representation Agreement (Long Form); - 124,200 shares – Arthur M.
Lieberman; Rule 144 Seller’s Representation Agreement (Short Form) –
124,200 shares – Arthur M. Lieberman; Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Arthur M. Lieberman; 10/12/00
U.S. Clearing Corp. Brokers Representation Letter – 124,200 shares –
Arthur M. Lieberman10/19/00 letter from Lieberman & Nowak, LLP to Mr.
Stan Lee re Letter of 09/22/99; 11/09/00 letter from Stan Lee Media, Inc. to
Arthur Lieberman
Inc. – Blake R. Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Morgan Stanley Dean Witter re Stan
Lee Media, Inc. – 25,000 shares – Blake R. Lindquist; 11/16/00 Rule 144
Seller’s Representation Agreement – 25,000 shares – Blake R. Lindquist;
sale of 25,000 shares of common stock of Stan Lee Media, Inc. by Blake R.
Lindquist; 11/16/00 Rule 144 Brokers Representation Letter; 10/26/00 Dean
Witter Reynolds, Inc. Corporate Account Agreement & Enabling
Resolutions
Inc.; Stan Lee Media, Inc. Officer’s Certificate re The Trust Company of
United Mizrahi Bank, Ltd. By Assignment from Excelsior Productions –
210,000 shares; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Brockington Securities, Inc. re Stan Lee Media,
Inc. - The Trust Company of United Mizrahi Bank, Ltd. By Assignment
from Excelsior Productions – 210,000 shares; 11/15/00 letter from The Trust
Company of United Mizrahi Bank, Ltd. To Brockington Securities re Rule
144k Sale; Notice of Proposed Sale of Securities on Form 144 relating to the
proposed sale of 210,000 shares of common stock of Stan Lee Media, Inc.
by The Trust Company of United Mizrahi Bank, Ltd.
Inc. – Keith Nowak; 11/22/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc. – 77,800
shares – Keith Nowak; undated Rule 144 Seller’s Representation Letter –
Keith Nowak; Notice of Proposed Sale of Securities on Form 144 relating to
by Keith Nowak; 11/20/00 letter from Merrill Lynch to Jeffrey D. Segal,
Esq. re 77,800 Stan Lee Media, Inc. shares in the name of Keith Nowak
SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,00 shares –
Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re 200,00
Stan Lee Media, Inc. shares in the name of Celebrity Enterprises
Corporation and Paine Webber re Stan Lee Media, Inc. – 171,500 shares –
P.F.P. Family Holdings, L.P.; 11/27/00 Rule 144 Seller’s Representation
Letter – 171,500 shares – P.F.P. Family Holdings; Notice of Proposed Sale
of Securities on Form 144 relating to the proposed sale of 171,500 shares of
common stock of Stan Lee Media, Inc. by P.F.P. Family Holdings; 11/28/00
letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP (sic) Family
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127
Holdings LP
Inc. – Continental Entities by Assignment from Hollywood Holdings;
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 Shares of
Common Stock of Stan Lee Media, Inc. in the name of Continental Entities
by Assignment from Hollywood Holdings; 12/05/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – 25,000 Shares of Common Stock of
Stan Lee Media, Inc. in the name of Continental Entities by Assignment
from Hollywood Holdings; Notice of Proposed Sale of Securities on Form
144 relating to the proposed sale of 25,000 shares of common stock of Stan
Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual Service
Media, Inc. (25,000) Shares of Common Stock, Cusip# (85285P101) Cert
#(C0995); undated Irrevocable Stock or Bond Power signed by officer of
Hollywood Holdings, Inc.; Stan Lee Media, Inc. Common Stock Certificate
No. C0995 for 25,000 shares in the name of Hollywood Holdings
– Continental Entities; 12/04/00 Stan Lee Media, Inc. Officer’s Certificate re
25,000 shares in the name of Continental Entities; 12/05/00 letter from
Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Mutual Service
Corporation re Stan Lee Media, Inc. – 25,000 shares in the name of
Continental Entities; undated Rule 144 Seller’s Representation Agreement –
25,000 shares – signed by Stanley L. Compton, Treasurer; Notice of
25,000 shares of common stock of Stan Lee Media, Inc. by Continental
Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (25,000 Shares of
Common Stock, Cusip # (85285P101) Cert #(C0614); 11/02/99 Stan Lee
name of Continental Entities
re Rule 144 Sale of 200,000 Shares of Common Stock in Stan Lee Media,
Inc. – SOS Resource Services, Inc.11/06/00 Stan Lee Media, Inc. Officer’s
Certificate re 200,000 Shares of Common Stock in the name of SOS
Resource Services, Inc.; 12/06/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and Access Securities re Stan Lee Media,
Inc. – 200,000 shares in the name of SOS Resource Services, Inc.; 11/30/00
letter from SOS Resource Services, Inc. re 2,000,000 (sic) shares of common
stock of Stan Lee Media, Inc.; Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of 200,000 shares of common stock
of Stan Lee Media, Inc. by SOS Resource Services, Inc.; 12/01/00 letter
from Access Securities to Stan Lee Media, Inc. re 200,000 shares of Stan
Lee Media, Inc. in the account of SOS Resource Services, Inc.
Corporation and Paine Webber re Stan Lee Media, Inc. – 80,000 shares in
the name of P.F.P. Family Holdings, L.P.; 12/13/00 Rule 144 Seller’s
Representation Letter re 80,000 shares of Stan Lee Media, Inc. stock; Notice
80,000 shares of common stock of Stan Lee Media, Inc. by P.F.P. Family
Holdings, L.P.; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq.
re P.F.P. Family Holdings, L.P. 80,000 shares of Stan Lee Media, Inc. stock;
10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement & Enabling SM0018722-18723
Resolutions re Hollywood Holdings
Lee Media, Inc. – 90,000 shares in the name of Pittsburg Institutional, Inc.
10/17/00 Letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner & Smith SM0018726-18728
re Stan Lee Media, Inc. – 37,500 shares in the name of Continental Entities;
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp re Stan Lee Media, SM0018729-18730
Inc. – 124,200 shares in the name of Arthur M. Lieberman
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of SM0018731-18732
Lee Media, Inc. – 400,000 shares in the name of Hollywood Holdings
Various 12/04/00 fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. SM0018737-18741
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128
Segal, Esq.; 10/26/00 document re irrevocable transfer of 25,000 shares of
Stan Lee Media, Inc. stock – Hollywood Holdings; 10/26/00 Dean Witter
Reynolds, Inc. Corporate Account Agreement & Enabling Resolutions re
Hollywood Holdings; Irrevocable Stock or Bond Power – 25,000 shares in
the name of Hollywood Holdings
shares in the name of Hollywood Holdings
Various Undated U.S. Securities and Exchange Commission Form 4 – Statement of SM0018745-18758
Changes in Beneficial Ownership – P.F.P. Family Holdings; undated U.S.
Securities and Exchange Commission Form 5 - P.F.P. Family Holdings;
12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re P.F.P. Family
Holdings; 12/05/00 Rule 144 Seller’s Representation Letter – 58,000 shares;
sale of 158,000 shares of common stock of Stan Lee Media, Inc. by P.F.P.
Family Holdings; 12/07/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re P.F.P. Family Holdings; 12/06/00 Rule 144 Seller’s Representative
Letter re 1,000 shares; Notice of Proposed Sale of Securities on Form 144
Media, Inc. by P.F.P. Family Holdings
re Stan Lee Media, Inc. – 35,000 shares in the name of Susan Pittsburg;
10/13/00 Seller’s Rule 144 Letter from Susan Pittsburg; Notice of Proposed
Sale of Securities on Form 144 relating to the proposed sale of 35,000 shares
of common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00
Brokers Rule Representation Letter from Merrill Lynch re 35,000 shares in
the name of Susan Pittsburg;
11/27/00 Letter from Continental Entities, Inc. to SOS Resource Services, Inc. re SM0018768
200,000 share of Stan Lee Media, Inc. stock
11/21/00 Stan Lee Media, Inc. Officer’s Certificate re 210,000 shares of common SM0018769-18770
stock in the name of The Trust Company of United Mizrahi Bank, Ltd
Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 200,000
shares in the name of Continental Entities
Merrill Lynch, Pierce, Fenner & Smith re 100,000 shares in the name of
Continental Entities; Stan Lee Media, Inc. Officer’s Certificate re 545,000
shares of common stock in the name of Continental Entities
Merrill Lynch, Pierce, Fenner & Smith re 200,000 shares in the name of
Continental Entities; Stan Lee Media, Inc. Officer’s Certificate re 200,000
Merrill Lynch, Pierce, Fenner & Smith re200,000 shares in the name of
Continental Entities; Officer’s Certificate re 445,000 shares in the name of
Spear, Leeds & Kellogg re Stan Lee Media, Inc. – 100,000 shares in the
name of Pittsburg Institutional, Inc.
Undated File folder label, "396.017 Proofs and Drafts” SM0018789
Various 09/18/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Jeffrey D. SM0018790-18800
Segal, Esq.; 09/12/00 letter from Paine Webber to Stan Lee Media, Inc. re
Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter –
10,000 shares in the name of Bromberg Family Trust; Notice of Proposed
of common stock of Stan Lee Media, Inc. by Bromberg Family Trust;
08/23/00 Paine Webber letter to Stan Lee Media, Inc. re Bromberg Family
Trust; duplicate 08/15/00 Rule 144 Seller’s Representation Letter – 10,000
shares in the name of Bromberg Family Trust; duplicate Notice of Proposed
of common stock of Stan Lee Media, Inc. by Bromberg Family Trust
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129
Various 09/29/00 fax from Prudential Securities Century City Branch to Jeffrey D. SM0018801-18807
Segal, Esq.; Stan Lee Media, Inc. Common Stock Certificate No. C0423 for
3,333 shares in the name of George Cibaud; 08/03/00 letter from Prudential
Securities to Jeffrey D. Segal, Esq. re 3,333 shares of Stan Lee Media, Inc.
stock in the name of Georges Cibaud; 03/08/00 Rule 144 Seller’s
Representation Letter re 3,333 shares in the name of Georges Cibaud; Notice
3,333 shares of common stock of Stan Lee Media, Inc. by Georges Cibaud
Various 09/20/00 letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re SM0018808-18814
Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock,
Cusip # (85285P101), Certificate #C0559; Rule 144 Seller’s Representation
Letter re 2,166 shares of common stock of Stan Lee Media, Inc. in the name
of Mohammed Soltani; Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Mohammed Soltani; Stan Lee Media, Inc. Common Stock
Certificate No. C0559 for 2,166 shares in the name of Mohammad Soltani;
09/20/00 letter from Mutual Service Corporation re Notice of Proposed Sale
of Securities on behalf of Mohammad Soltani
Restricted Shares of Stan Lee Media (5,000) Shares of Common Stock,
Cusip # (85285P101), Certificate #C0536; 09/19/00 Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Michael H. Edwards 1994
Revocable Trust; undated Rule 144 Seller’s Representation Agreement;
09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0536 in the
name of Michael H. Edwards 1994 Rev. Trust; 09/20/00 letter from Mutual
Service Corporation to Securities and Exchange Commission re Notice of
Proposed Sale of Securities – 5,000 shares – Michael H. Edwards
Cusip # (85285P101), Certificates #C0949 & C0562; Notice of Proposed
of common stock of Stan Lee Media, Inc. by Mark L. Hendler; Rule 144
Seller’s Representation Agreement – 5,000 in the name of Mark L. Hendler;
09/20/00 letter from Mutual Service Corporation to Securities and Exchange
Commission re Notice of Proposed Sale of Securities on behalf of Mark L.
Hendler; 08/18/00 Common Stock Certificate No. C0949 for 3,333 Shares of
Common Stock in the name of Mark L. Hendler; 09/23/00 Common Stock
Certificate No. C0562 for 1,667 Shares of Common Stock in the name of
Mark L. Hendler
Cusip # (85285P101), Certificates #C0532 and #C0556; Notice of Proposed
of common stock of Stan Lee Media, Inc. by Compton Family Trust; Rule
144 Seller’s Representation Agreement – 12,500 shares in the name of
Compton Family Trust; 09/23/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0532 for 11,250 shares in the name of Compton Family
Trust; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0556
for 1,250 shares in the name of Compton Family Trust; 09/20/00 letter from
Mutual Service Corporation to Securities and Exchange Commission re
Notice of Proposed Sale of Securities – 12,500 shares in the name of
Cusip # (85285P101), Certificate #C0539; Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Kenneth B. Avery; undated Rule
144 Seller’s Representation Agreement – 4,166 shares in the name of
Kenneth B. Avery; 09/23/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0539 for 4,166 shares in the name of Kenneth B. Avery;
Commission re Notice of Proposed Sale of Securities – 4,166 shares in the
name of Kenneth B. Avery
Various 10/24/00 Telefax cover sheet from Aaronson, White & Company; Rule 144 SM0018847-18852
Broker’s Letter re 15,000 shares in the name of Irving C. & Patricia Q.
Siegel; Rule 144 Check List; undated Rule 144 Seller’s Representation
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130
Agreement – 15,000 shares in the name of I.C. and Patricia Q. Siegel; Notice
15,000 shares of common stock of Stan Lee Media, Inc. by Irving C. &
Patricia Q. Siegel
Undated 144/145 Checklist re Susan Pittsburg SM0018853-18855
10/10/00 letter from Securities Transfer Company to Jeffrey D. Segal, Esq.
re 4,166 shares in the name of Kenneth B. Avery; 09/20/00 letter from
Stan Lee Media (4,166) Shares of Common Stock, Cusip # (85285P101),
Certificate #C0539; Rule 144 Seller’s Representation Agreement re 4,166
shares in the name of Kenneth B. Avery; Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Kenneth B. Avery
10/10/00 letter from Securities Transfer Corporation re 3,333 shares in the
name of George Cibaud (sic); 08/03/00 letter from Prudential Securities to
Stan Lee Media, Inc. re 3,333 shares of Stan Lee Media, Inc. in the name of
Georges Cibaud; Rule 144 Seller’s Representation Agreement re 3,333
shares in the name of Georges Cibaud; Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of 3,333 shares of common stock
of Stan Lee Media, Inc. by Georges Cibaud; Prudential Securities document
re 3,333 shares of common stock of Stan Lee Media, Inc. in the name of
Georges Cibaud
Various 10/10/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re signed SM0018869-18873
144 paperwork and letter; 10/06/00 letter from Continental Entities, Inc. to
Pittsburg Institutional re Stan Lee Media, Inc.; Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.
10/06/00 Fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re Brokers Rule SM0018874-18876
Letter; Brokers Rule 144 Representation Letter re 100,000 shares of Stan
Lee Media in the name of Continental Entities
Corporation and Paine Webber re Stan Lee Media, Inc.; 10/20/00 Notice of
15,000 shares of common stock of Stan Lee Media, Inc. by Kenneth Bald;
11/02/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Bald
Corporation and Mutual Service Corporation re Stan Lee Media, Inc.;
undated Rule 144 Seller’s Representation Agreement – 50,000 shares in the
name of Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Web Rewards, Inc.; 11/03/00 letter from Mutual
Lee Media (50,000) Shares of Common Stock, Cusip # *85285P101),
Certificate # C1001
Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc.; undated Rule
144 Seller’s Representation Agreement (Long Form) re 124,200 shares in
the name of Arthur M. Leiberman; undated Rule 144 Seller’s Representation
Agreement (Short Form) re 124,200 shares in the name of Arthur M.
Leiberman; Notice of Proposed Sale of Securities on Form 144 relating to
the proposed sale of 124,200 shares of common stock of Stan Lee Media,
Inc. by Arthur M. Lieberman; Brokers Representation Letter re 124,200
shares of common stock on the name of Arthur M. Lieberman; 10/19/00
letter from Lieberman & Nowak, LLP re My Letter of September 22, 1999;
11/09/00 letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP re
124,000 shares of Stan Lee Media, Inc. stock
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch, Pierce, Fenner SM0018902-18925
& Smith re Stan Lee Media, Inc.; 10/17/00 Stan Lee Media, Inc. Officer’s
Certificate re 37,500 shares in the name of Continental Entities; 08/16/99
Stan Lee Media, Inc. Securities Purchase Agreement between Stan Lee
Media, Inc. and Continental Entities; 08/16/99 Stan Lee Media, Inc. Written
Consent of Directors; 10/27/99 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Stan Lee Media, Inc.; 10/28/99 letter from Securities
Transfer Corporation re Stan Lee Media, Inc.; 11/2/99 Stan Lee Media, Inc.
Common Stock Certificate No. C0615 for 37,500 shares in the name of
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131
Various 11/01/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid SM0018926-18930
(sic); 10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to
by Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Agreement re
15,000 shares in the name of Kenneth Bald
Various 10/27/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid SM0018931-18935
(sic); 10/20/00 Notice of Proposed Sale of Securities on Form 144 relating to
by Kenneth Bald; Rule 144 Seller’s Representation Agreement re 15,000
shares in the name of Kenneth Bald; 09/12/00 Rule 144 Seller’s
Representation Agreement re 15,000 shares in the name of Kenneth Bald
shares in the name of Web Rewards, Inc.
Segal, Esq.; 10/19/99 letter from Lieberman & Nowak, LLP re My letter of
September 22, 1999
11/09/00 Letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP re 124,000 SM0018940
shares in the name of Arthur M. Lieberman
Cusip # (85285P101), Certificate # C1001; 10/26/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; undated
Restricted Shares of Stan Lee Media re 50,000 shares in the name of Web
Rewards, Inc.; handwritten note re Mark Fractor; 10/05/00 Stan Lee Media,
Inc. Common Stock Certificate No. C1001 for 50,000 shares in the name of
Web Rewards, Inc.; undated Irrevocable Stock or Bond Power signed by
Larry Schultz are Certificate No. C1001; 10/26/00 Corporate Resolution;
Commission re Notice of Proposed Sale of Securities – 50,000 shares on
behalf of Web Rewards, Inc.
Cusip # (85285P101), Certificate # C0615; undated Rule 144 Seller’s
Representation Agreement re 37500 shares in the name of Continental
Entities, Inc.; 10/18/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Continental Entities, Inc. ; 11/02/99 Stan Lee Media, Inc.
Continental Entities; 10/20/00 letter from Mutual Service Corporation to
Securities and Exchange Commission re Notice of Proposed Sale of
Securities – 37,500 in the name of Continental Entities
Various Stan Lee Media, Inc. template letter to Securities Transfer Corporation re SM0018957-18982
Stan Lee Media, Inc.; Stan Lee Media, Inc. template letter Form 1 with
instructions; Stan Lee Media, Inc. template letter Form 2 with instructions;
Stan Lee Media, Inc. template letter Form 3 with instructions; Stan Lee
Media, Inc. template letter Form 4 with instructions; Stan Lee Media, Inc.
template letter Form 5 with instructions; Stan Lee Media, Inc. template letter
Form 6 with instructions; Stan Lee Media, Inc. template letter Form 7 with
instructions; Stan Lee Media, Inc. template letter Form 8 with instructions;
Stan Lee Media, Inc. template letter Form 9 with instructions; 07/28/00
email from Jeffrey D. Segal, Esq. to chad@getpropecia.com; 07/28/00 email
from Jeffrey D. Segal, Esq. to chad@getpropecia.com; 07/28/00 email from
Jeffrey D. Segal, Esq. to Rick Madden
Undated Notice of Proposed Sale of Securities on Form 144 relating to the proposed SM0018983-18984
sale of 100,000 shares of common stock of Stan Lee Media, Inc. by
Continental Entities, Inc.
11/18/00 Corporation Authorization to Sell and Endorse Securities re Hollywood SM0018985
Holdings
Undated File folder label, "396.017 JDS Notes”; 11 pages of handwritten notes SM0018986-18997
Undated File folder label, "396.018 Proofs & Drafts” SM0018998
11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq. SM0018999
11/13/00 Email from Ahmad Moussavi to rmadden@stanleemedia.com SM0019000
11/10/00 Draft Securities Purchase Agreement Between Stan Lee Media, Inc. and the SM0019001-19106
Investors Signatory Hereto
Undated File folder label, "396.018 Background” SM0019107
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132
Undated Resolutions of the Board of Directors of Stan Lee Media, Inc. SM0019112-19113
Undated File folder label, "396.018 Documents” SM0019114
12/12/00 Two fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to SM0019115-191121
Rick Madden/Stan Lee Media, Inc. and Mark Orenstein/Snow, Becker,
Krauss, PC re Stan Lee Media, Inc. - $300,000 “Draw Down”; 12/12/00
letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee
12/01/00 Article from freerealtime.com re Stan Lee Media, Inc. SM0019122-19124
Undated File folder label, "396.018 Stan Lee Media, Inc. General Correspondence” SM0019125
11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq. SM0019130
Various 11/25/00 fax confirmation sheet; 11/22/00 fax cover sheet from Jeffrey D. SM0019131-19137
Segal, Esq. to Stan Lee Media, Inc. re Astor Financing; 11/22/00 letter from
Jeffrey D. Segal, Esq. to Transfer Online re Stan Lee Media, Inc.; 11/2000
letter from Jeffrey D. Segal, Esq. to Each of the Purchasers of Stan Lee
11/22/00 Email from Jeffrey D. Segal, Esq. to Rick Madden re Astor Financing: Legal SM0019138-19142
Opinion; Exhibit E – draft letter to Each of the Purchasers of Stan Lee
Segal, Esq.; 11/17/00 facsimile transmittal sheet from Brownstein, Hyatt,
Farber & Strickland, PC to Rick Madden; pages 2-5 of 11/2000 letter with
handwritten notes
11/29/00 Email from Rick Madden to Jeffrey D. Segal, Esq. re Financing closing SM0019149
11/15/00 Email from Rick Madden to Jeffrey D. Segal, Esq SM0019150
Undated File folder label, "396.017 Stan Lee Media, Inc. Rule 144 Resales Rdewell SM0019151
#2 (sic)
Undated File folder label, "396.017 Stan Lee Media, Inc. General/Correspondence SM0019152
#2”
Segal, Esq. to Paine Webber re Stan Lee Media, Inc.; 12/15/00 letter from
Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Paine Webber
re Stan Lee Media, Inc.; 12/13/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by PFP Family Holding; 12/14/00 letter from Paine
Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings
Various 12/19/00 four fax confirmation sheets; 12/19/00 fax cover sheet from Jeffrey SM0019160-19172
D. Segal, Esq. to Fahnstaock & Co., Securities Transfer Corporation, Stan
Lee Media, Inc. and Pittsburg; 12/18/00 letter from Stan Lee Media, Inc. to
Common Stock of Stan Lee Media, Inc. – Susan Pittsburg; 12/19/00 letter
from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and
Fahnestock & Co., Inc. re 55,000 shares in the name of Susan Pittsburg;
12/14/00 Seller’s Rule 144 Letter re share in the name of Susan Pittsburg;
sale of 55,000 shares of common stock of Stan Lee Media, Inc. by Susan
Pittsburg; 12/19/00 letter from Fahnestock to Stan Lee Media, Inc. re 55,000
shares in the name of Susan Pittsburg
Securities Transfer Corporation and Fahnestock & Co., Inc. re Stan Lee
Media, Inc. – 55,000 shares in the name of Susan Pittsburg; 12/14/00
Seller’s Rule 144 Letter re share in the name of Susan Pittsburg; Notice of
12/19/00 letter from Fahnestock to Stan Lee Media, Inc. re 55,000 shares in
the name of Susan Pittsburg
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133
Matters
Various 12/14/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; 12/14/00 letter SM0019186-19191
from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings;
12/13/00 Notice of Proposed Sale of Securities on Form 144 relating to the
PFP Family Holding; 12/13/00 Rule 144 Seller’s Representation Letter
Various 12/14/00 fax cover sheet from Freund & Brackey, LLP to Jeffrey D. Segal, SM0019192-19199
Esq. re Stan Lee Media Stock; blank Seller’s Representation Letter for Sale
of Restricted or Control Securities Under Rule 145; blank Table 1 –
Securities and Exchange Commission forms; blank Irrevocable Stock or
Bond Power forms
Various 12/14/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; 12/14/00 letter SM0019200-19206
from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings;
PFP Family Holding; 12/13/00 Rule 144 Seller’s Representation Letter; fax
confirmation sheet
12/14/00 Fax cover sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. re Stan SM0019207
Lee Media, Inc.
Segal, Esq. to Stan Lee Media, Inc. re Forms 4 and “Amended” 5 for P.F.P.
Family Holdings, L.P.; Securities and Exchange Commission Form 4 –
Statement of Changes in Beneficial Ownership; Securities and Exchange
Commission Form 5 – Annual Statement of Changes in Beneficial
Ownership; 12/07/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re
PFP Family Holdings, LP; 12/05/00 Rule 144 Seller’s Representation Letter;
PFP Family Holding; 12/07/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re PFP Family Holdings, LP; 12/06/00 Rule 144 Seller’s Representation
Letter; 12/06/00 Notice of Proposed Sale of Securities on Form 144 relating
Inc. by PFP Family Holdings
12/07/00 Fax from Paine Webber, Inc. to Jeffrey D. Segal, Esq. SM0019224
Various 12/06/00 fax from Jeffrey D. Segal, Esq. to Sarah Dale McClain/Securities SM0019225-19231
Transfer Corporation; 12/06/00 letter from Securities Transfer Corporation
to Jeffrey D. Segal, Esq. re Stan Lee Media, Inc. Removal of Restrictive
Legend under Rule 144 – SOS Resources Services, Inc.; 12/05/00 letter from
Weiss, Peck & Greer, LLC to unknown; 11/27/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and SOS Resource Services,
Inc. re Stan Lee Media, Inc.; 11/27/0 Stan Lee Media, Inc. Officer’s
Certificate re 200,000 shares in the name of Celebrity Enterprises
12/06/00 Two 12/06/00 fax confirmation sheets; 12/06/00 fax cover sheet from Jeffrey SM0019232-19241
D. Segal, Esq. to Securities Transfer Corporation and Stan Lee Media, Inc.
re Stan Lee Media, Inc. – Rule 144 Resale – SOS Resource Services, Inc.;
Inc. – SOS Resource Services, Inc.; 12/06/00 letter from Jeffrey D. Segal,
Esq. to Securities Transfer Corporation and Access Securities re Stan Lee
Media, Inc. – 200,000 shares in the name of SOS Resource Services, Inc.;
11/30/00 letter from SOS Resource Services, Inc. to Access Securities;
sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS
Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee
Media, Inc. re Stan Lee Media, Inc.
Various Two 12/05/00 fax confirmation sheets; 12/05/00 fax cover sheet from Jeffrey SM0019242-19253
Corporation re Stan Lee Media, Inc. – Rule 144 Resale – 25,000 Continental
Entities; 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Rule 144 Sale of 25,000 Shares of Common Stock of Stan
Lee Media, Inc. – Continental Entities; 12/05/00 letter fromJeffrey D. Segal,
Esq. to Securities Transfer Corporation and Mutual Service Corporation re
Stan Lee Media, Inc.; undated Rule 144 Seller’s Representation Letter re
25,000 shares signed by Stanley L. Compton, Treasurer; Notice of Proposed
of common stock of Stan Lee Media, Inc. by Continental Entities; 12/0500
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re
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134
Restricted Shares of Stan Lee Media, Inc. (25,000) Shares of Common
Stock, Cusip# (85285P101) Cert # (C0614); 11/02/99 Stan Lee Media, Inc.
Common Stock Certificate No. for 25,000 shares in the name of Continental
Entities
Corporation re Stan Lee Media, Inc. – Rule 144 Resale – Continental
Entities by assignment from Mutual Service Corporation; 12/04/00 letter
from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule 144
Sale of 25,000 Shares of Common Stock of Stan Lee Media, Inc. –
Continental Entities by Assignment from Hollywood Holdings; 12/05/00
Mutual Service Corporation re Stan Lee Media, Inc.; undated Rule 144
Seller’s Representation Letter re 25,000 shares signed by Stanley L.
Compton; Notice of Proposed Sale of Securities on Form 144 relating to the
Continental Entities; 12/05/00 letter from Mutual Service Corporation to
Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (25,000)
Shares of Common Stock, Cusip# (85285P101) Cert # (C0995); undated
Merrill Lynch Irrevocable Stock or Bond Power re 25,000 shares of common
stock signed by E.D. Walker, Officer of Hollywood Holdings, Inc.; 10/05/00
Stan Lee Media, Inc. Common Stock Certificate No. C0995 for 25,000
Various 12/06/00 fax cover sheet from Mutual Service Corporation to Jeffrey D. SM0019267-19269
Segal, Esq.; undated Hollywood Holdings Third Party Over to Continental
Entities, Inc. Rule 144 Check List; undated Merrill Lynch Irrevocable Stock
or Bond Power signed by E.D. Walker
Segal, Esq.; form letter to Stan Lee Media, Inc. and Securities Transfer
Corporation re 25,000 shares of Stan Lee Media, Inc. Certificate No. C0996
– Hollywood Holdings, Inc.; 10/26/00 Dean Witter Reynolds, Inc. Corporate
Account Agreement & Enabling Resolutions re Hollywood Holdings;
Merrill Lynch Irrevocable Stock or Bond Power – Hollywood Holdings;
Various 12/02/00 fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re SM0019276-19284
Rule 144 Opinion Letter – Continental Entities, Inc. and Hollywood
Holdings, Inc.; undated Rule 144 Check List; 12/01/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Continental Entities; 12/01/00
sale of 25,000 shares of common stock of Stan Lee Media, Inc. by
Hollywood Holdings; 12/01/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Hollywood Holdings
Various Undated fax from Merrill Lynch to Jeffrey D. Segal, Esq.; 11/20/00 letter SM0019285-19286
from Merrill Lynch to Securities and Exchange Commission re 3 copies of
sale of 77,800 shares of common stock of Stan Lee Media, Inc. by Keith
Novak
Segal, Esq.; 11/15/00 letter from The Trust Company of United Mizrahi
Bank to Brockington Securities re Rule 144k Sale; undated letter from
unknown to “To Whom it May Concern” re 11/21/00 order from the Trust
Company of United Mizrahi Bank Ltd re 210, 000 shares of common stock
of Stan Lee Media, Inc.; Notice of Proposed Sale of Securities on Form 144
Media, Inc. by The Trust Company of United Mizrahi Bank, Ltd.
12/01/00 Fax from Mutual Service Corporation to Jeffrey D. Segal, Esq. re SM0019293
Rule 144 Opinion Letter - Continental Entities, Inc. and Hollywood
Holdings, Inc.
D. Segal, Esq. to Securities Transfer Corporation, Paine Webber and Stan
Lee Media, Inc. re P.F.P. Family Holdings, LP; 11/29/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Paine Webber, Inc. re
Stan Lee Media, Inc.; 11/27/00 Rule 144 Seller’s Representation Letter re
171,500 shares of Stan Lee Media, Inc. stock; 11/27/00 Notice of Proposed
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135
Sale of Securities on Form 144 relating to the proposed sale of 171,500
shares of common stock of Stan Lee Media, Inc. by PFP Family Holdings;
11/28/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PEP Family
Holdings, LP (sic)
D. Segal, Esq. to Securities Transfer Corporation and Morgan Stanley re
Stan Lee Media, Inc.: Blake Lindquist Rule 144 Resale; 11/21/00 letter from
25, 000 Shares of Common Stock of Stan Lee Media, Inc. – Blake R.
Lindquist; 11/21/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Morgan Stanley Dean Witter re Stan Lee Media, Inc.;
11/16/00 form letter from Blake Lindquist to Morgan Stanley Dean Witter re
sale of 25,000 shares of Stan Lee Media, Inc. stock; 11/16/00 Notice of
25,000 shares of common stock of Stan Lee Media, Inc. by Blake Lindquist;
11/16/00 form letter from Morgan Stanley Dean Witter to Stan Lee Media,
Inc. re sale of 25,000 shares of Stan Lee Media, Inc. stock by Blake R.
Lindquist
Various 11/28/00 fax from Paine Webber to Jeffrey D. Segal, Esq.; undated page 1 of SM0019315-19320
sale of 171,500 shares of common stock of Stan Lee Media, Inc. by PFP
Family Holdings; 11/28/00 letter from Paine Webber to Jeffrey D. Segal,
Esq. re PEP Family Holdings, LP (sic); 11/27/00 Rule 144 Seller’s
Representation Letter re 171,500 shares of Stan Lee Media, Inc.; 11/27/00
page 2 of Notice of Proposed Sale of Securities on Form 144 relating to the
by PFP Family Holdings
11/27/00 Fax confirmation sheet; fax cover sheet from Jeffrey D. Segal, Esq. to SM0019321-19328
Securities Transfer Corporation re Stan Lee Media, Inc.; fax confirmation
sheet; fax cover sheet from Jeffrey D. Segal, Esq. to SOS Resource
Services, Inc. re Stan Lee Media, Inc.; letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation and SOS Resource Services, Inc. re Stan Lee
Media, Inc.; Stan Lee Media, Inc. Officer’s Certificate re 200,000 shares of
Stan Lee Media, Inc. common stock in the name of Celebrity Enterprises
Undated File folder label, "396.017 Background” SM0019329
Matters
10/31/00 Stan Lee Media, Inc. Common Stock Certificate No. C1041 for 55,000 SM0019335-19336
shares in the name of Susan Pittsburg
Corporation and Paine Webber re Stan Lee Media, Inc.; 12/13/00 Rule 144
Seller’s Representation Letter re sale of 80,000 shares; 12/13/00 Notice of
80,000 shares of common stock of Stan Lee Media, Inc. by PFP Family
Holding; 12/14/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP
Family Holdings
Various 12/14/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq.; 11/28/00 SM0019344-19354
letter from Pittsburg Institutional, Inc. to Merrill Lynch re Stan Lee Media,
Inc. Paper work for Susan Pittsburg; undated blank Irrevocable Stock or
Bond Power signed by Susan Pittsburg; duplicate undated blank Irrevocable
Stock or Bond Power signed by Susan Pittsburg; additional duplicate
undated blank Irrevocable Stock or Bond Power signed by Susan Pittsburg;
11/28/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144
Letter; undated Notice of Proposed Sale of Securities on Form 144 relating
Inc. by Susan Pittsburg; duplicate undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Susan Pittsburg
Various 11/16/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; 11/16/00 SM0019355-19360
letter from U.S. Clearing Corp. to Jeffrey D. Segal, Esq. re Broker
Representation Letter; 12/07/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0639 for 18,000 shares in the name of James P. Lynn;
11/15/00 letter from U.S. Clearing Corp to Legal Stock Transfer Dept. re
18,000 shares of Stan Lee Media, Inc. registered to James P. Lynn; 10/27/00
James P. Lynn Rule 144 Seller’s Representation Letter
Various Duplicate 11/16/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; SM0019361-19366
duplicate 11/16/00 letter from U.S. Clearing Corp. to Jeffrey D. Segal, Esq.
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136
re Broker Representation Letter; duplicate 12/07/99 Stan Lee Media, Inc.
James P. Lynn; duplicate 11/15/00 letter from U.S. Clearing Corp to Legal
Stock Transfer Dept. re 18,000 shares of Stan Lee Media, Inc. registered to
James P. Lynn; duplicate 10/27/00 James P. Lynn Rule 144 Seller’s
Representation Letter
Various 12/14/00 fax cover sheet from Freund & Brackey, LLP to Jeffrey D. Segal, SM0019367-19374
Esq. re Stan Lee Media Stock; blank Seller’s Representation Letter for Sale
of Restricted or Control Securities Under Rule 145; three blank Notice of
Proposed Sale of Securities on Form 144 forms – page 2 only; three blank
Irrevocable Stock or Bond Power forms
Various 11/14/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq.; 11/14/00 SM0019375-19377
Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to
Jeffrey D. Segal, Esq. re 150,000 shares of Stan Lee Media, Inc. in the name
of Celebrity Enterprises
11/14/00 Duplicate Pittsburg Institutional, Inc. Brokers Rule 144 Representation SM0019378-19379
Letter to Jeffrey D. Segal, Esq. re 150,000 shares of Stan Lee Media, Inc. in
the name of Celebrity Enterprises
12/12/00 Fax from Fahnestock L& Co., Inc. to Jeffrey D. Segal, Esq. SM0019380
10/06/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter to SM0019381-19382
of Celebrity Enterprises
12/19/00 Facsimile transmittal sheet from Fahnestock to Jeffrey D. Segal, Esq. re Stan SM0019383
Lee Media, Inc.
re Stan Lee Media, Inc.; 10/13/00 letter from Susan Pittsburg to Merrill
Lynch re Seller’s Rule 144 Letter; undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 letter
from Merrill Lynch to Jeffrey D. Segal, Esq. re Brokers Rule Representation
Letter
10/13/00 letter from Susan Pittsburg to Merrill Lynch re Seller’s Rule 144
Letter – Stan Lee Media, Inc.; undated Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Susan Pittsburg; 10/13/00 letter from Merrill
Lynch to Jeffrey D. Segal, Esq. re Brokers Rule Representation Letter – Stan
Lee Media, Inc.
Various 10/13/00 fax from U.S. Clearing Corp to Jeffrey D. Segal, Esq.; 12/07/99 SM0019406-19422
shares in the name of Arthur M. Lieberman; 10/12/00 U.S. Clearing Corp.
Brokers Representation Letter; undated Rule 144 Seller’s Representation
Letter (Long Form) re 124,200 shares in the name of Arthur M. Leiberman;
undated Rule 144 Seller’s Representation Letter (Short Form) re 124,200
shares in the name of Arthur M. Leiberman; undated U.S. Clearing Corp
Proposed Sale of Securities Under Rule 144 Seller’s Questionnaire; 09/29/00
letter from U.S. Clearing Corp. to Stan Lee Media, Inc. re Arthur M.
Lieberman’s sale of 124,200 shares of common stock; undated Notice of
124,200 shares of common stock of Stan Lee Media, Inc. by Arthur M.
Lieberman
11/21/00 Fax cover sheet from Morgan Stanley Dean Witter to Jeffrey D. Segal, Esq. SM0019423-19425
re Blake Lindquist/Stan Lee Media; 11/13/00 Stan Lee Media, Inc. Common
Stock Certificate No. C1088 for 25,000 shares in the name of Blake R.
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Lindquist
Various 11/2000 United States Securities and Exchange Commission Form 4 re SM0019426-19437
P.F.P. Family Holdings, LP; 10/1999 United States Securities and Exchange
Commission Form 5 re P.F.P. Family Holdings, LP; 12/07/00 letter from
Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings, LP –
58,000 shares; 12/05/00 Rule 144 Seller’s Representation Letter re 58,000
shares of Stan Lee Media, Inc.; 12/05/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by PFP Family Holding; 12/07/00
letter from Paine Webber to Jeffrey D. Segal, Esq. re PFP Family Holdings,
LP – 1,000 shares; 12/06/00 Rule 144 Seller’s Representation Letter re 1,000
shares of Stan Lee Media, Inc.
12/06/00 Notice of Proposed Sale of Securities on Form 144 relating to the proposed SM0019438-19439
sale of 1,000 shares of common stock of Stan Lee Media, Inc. by PFP
Family Holding
Cusip# (85285P101) Cert #(C0614); 12/01/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.;
12/01/00 Third Party Release re Certificate No. C-0995; 11/18/00
Corporation Authorization to Sell and Endorse Securities form re P.F. Paul
Hollywood Holdings; undated Irrevocable Stock or Bond Power form re
Certificate No. C0995; undated Rule 144 Seller’s Representation Letter re
25,000 shares of common stock of Stan Lee Media, Inc.; 10/05/00 Stan Lee
name of Hollywood Holdings
restricted Shares of Stan Lee Media (25,000) Shares of Common Stock,
Cusip# (85285P101) Cert #(C0614); 12/01/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; undated
Rule 144 Seller’s Representation Letter re 25,000 shares of common stock of
Stan Lee Media, Inc. signed by Stanley L. Compton, Treasurer; Stan Lee
name of Continental Entities; 12/06/00 letter from Mutual Service
Corporation to Securities and Exchange Commission re Notice of Proposed
Sale of Securities on behalf of Continental Entities
Holdings, Inc.; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate
No. C0617 for 25,000 shares in the name of Continental Entities; undated
Rule 144 Check List re Continental Entities, Inc. – 25,000 shares – Seller:
Continental Entities, Inc.; three 12/01/00 Notices of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; three
undated Rule 144 Seller’s Representation Letters re 25,000 shares of Stan
Lee Media, Inc. signed by Stanley L. Compton, Treasurer; page with
handwritten note, “BLANK”; 10/05/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0835 for 25,000 shares in the name of Hollywood
Holdings; undated Rule 144 Check List – 25,000 shares – seller: Hollywood
Holdings, Inc.; 12/01/00 incomplete Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of shares of common stock of Stan
Lee Media, Inc.; 12/01/00 incomplete Notice of Proposed Sale of Securities
of Stan Lee Media, Inc; duplicate 12/01/00 incomplete Notice of Proposed
of common stock of Stan Lee Media, Inc; three undated Rule 144 Seller’s
Representative Letters re 25,000 shares of common stock of Stan Lee Media
signed by E.D. Walker; undated blank Irrevocable Stock or Bond Power
form signed by E.D. Walker; 11/18/00 Corporation Authorization to Sell and
Endorse Securities re Hollywood Holdings
Undated Business card of Susan M. Wolford/Morgan Stanley Dean Witter SM0019485
Holdings, Inc.; undated Rule 144 Check List re Continental Entities, Inc.;
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138
Continental Entities, Inc.; 12/01/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Hollywood Holdings with handwritten notes;
Hollywood Holdings; undated Rule 144 Seller’s Representation Letter re
25,000 shares of common stock of Stan Lee Media signed by E.D. Walker
11/20/00 Fax from Brockington Securities to Rick Madden SM0019495
11/27/00 Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan SM0019496
Lee Media, Inc. – SOS Resource Services, Inc.
Undated Handwritten notes re SOS Resource Services, Inc. SM0019497
Various 9/18/00 fax from Dr. BN.Z. Eliash to Mr. Jeffrey; 08/26/99 Stan Lee Media, SM0019487-19503
Inc. Common Stock Certificate No. C0386 for 210,000 Shares of Common
Stock of Stan Lee Media, Inc. in the name of Excelsior Productions; blank
Rule 144 Seller’s Representation Letter; blank Notice of Proposed Sale of
Securities on Form 144 relating to the proposed sale of Securities
12/06/00 Letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re SM0019504
Cusip# (85285P101) Cert #(C0614)
12/06/00 Letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re SM0019505
Cusip# (85285P101) Cert #(C0995)
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144;
12/04/00 form letter from Weiss Peck and Greer, LLC to Stan Lee Media,
Inc. re Cert# C1107 – 200,000 shares; 11/27/00 letter from Jeffrey D. Segal,
Esq. to Securities Transfer Corporation and SOS Resource Services, Inc. re
Stan Lee Media, Inc. – 200,000 shares in the name of SOS Resource
Services, Inc.; undated Stan Lee Media, Inc. Officer’s Certificate re 200,000
shares in the name of Continental Entities (page 1 only)
Corporation, Spear, Leeds and Kellogg and Pittsburg Institutional, Inc. re
Stan Lee Media, Inc.; 10/06/00 letter from Celebrity Enterprises, Inc. to
Pittsburg Institutional re Seller’s Rule 144 letter re Stan Lee Media, Inc.;
10/06/00 Pittsburg Institutional, Inc. Brokers Rule 144 Representation Letter
to Jeffrey D. Segal, Esq.; Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of 100000 shares of common stock of Stan Lee
Media, Inc. by Celebrity Enterprises, Inc.
Kenneth Bald
Inc. – 124,200 shares in the name of Arthur M. Lieberman; undated Rule
144 Seller’s Representation Letter (Long Form) re sale of 124,200 shares of
Stan Lee Media, Inc. stock; undated Rule 144 Seller’s Representation Letter
(Short) re sale of 124,200 shares of Stan Lee Media, Inc. stock; Notice of
Leiberman; 10/12/00 U.S. Clearing Corp. Brokers Representation Letter re
124,200 shares of Stan Lee Media, Inc. stock; 10/19/00 letter from
Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of
September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc. to Lieberman
& Nowak, LLP re 124,2000 shares of Stan Lee Media, Inc. stock
144 Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. -
Web Rewards, Inc.
Inc. – Keith Nowak; 11/22/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch re Stan Lee Media, Inc. – 77,800
shares in the name of Keith Nowak; undated form letter re proposed sale of
77,800 shares of common stock of Stan Lee Media, Inc. signed by Keith
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139
Nowak; undated Notice of Proposed Sale of Securities on Form 144 relating
Inc. by Keith Nowak; Merrill Lynch form letter re proposed sale of 77,800
shares of common stock of Stan Lee Media, Inc. in the name of Keith
Nowak
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch Pierce, Fenner SM0019542-19565
& Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental
Entities; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares
in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities
Purchase Agreement between Stan Lee Media, Inc. and Continental Entities;
08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter
Media, Inc.; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stan Lee Media, Inc.; 11/02/99 Stan Lee Media, Inc.
Various 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares in the SM0019566-19586
name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities
08/16/99 Stan Lee Media, Inc. Written Consent of Directors; 10/27/99 letter
Media, Inc.; 10/28/99 letter from Stan Lee Media, Inc. to Securities Transfer
Corporation re Stan Lee Media, Inc. 11/02/99 Stan Lee Media, Inc Common
Stock Certificate No. C0615 for 37,500 shares in the name of Continental
Entities
Merrill Lynch Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of PFP Family Holdings, LP
Lee Media, Inc. – 15,000 shares in the name of I.C. Siegel & Patricia Q.
Siegel JTWROS; undated Rule 144 Seller’s Representation Letter re 15,000
shares of common stock of Stan Lee Media, Inc. signed by I.C. Siegel and
Patricia Q. Siegel; 10/24/00 Notice of Proposed Sale of Securities on Form
Lee Media, Inc. by Irving C. & Patricia Q. Siegel; undated Rule 144
Broker’s Letter re 15,000 shares in the name of Irving C. & Patricia Q.
Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No. C0530
for 10,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel
JTWROS; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate No.
C0551 for 5,000 shares in the name of I.C. Siegel & Patricia Q. Siegel JT
WROS
shares signed by I.C. Siegel and Patricia Q. Siegel; Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Irving C & Patricia Q. Siegel;
undated Rule 144 Broker’s Letter re 15,000 shares in the name of Irving C &
Patricia Q. Siegel; 09/23/99 Stan Lee Media, Inc. Common Stock Certificate
No. C0530 for 10,000 shares in the name of Irving C & Patricia Q. Siegel
JTWROS; Stan Lee Media, Inc. Common Stock Certificate No. C0551 for
5,000 shares in the name of I.C. & Patricia Q. Siegel JT WROS
Georges Cibaud
Corporation and Mutual Service Corporation re Stan Lee Media, Inc. – 4,166
shares in the name of Kenneth B. Avery; 09/20/00 letter from Mutual
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140
Service Corporation to Jeffrey D. Segal, Esq. re Restricted Sale of Stan Lee
Certificate #C0539; undated Rule 144 Seller’s Representation Letter re
4,166 shares common stock of Stan Lee Media; 09/19/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Kenneth B. Avery
Corporation and Prudential Securities Incorporated re Stan Lee Media, Inc. –
3,333 shares in the name of Georges Cibaud; 08/03/00 form letter from
Prudential Securities to Jeffrey D. Segal, Esq. re the sale of 3,333 shares of
Stan Lee Media, Inc. by Georges Cibaud; Prudential Securities Rule 144
Seller’s Representation Letter re the sale of 3,333 shares of Stan Lee Media,
Inc. stock by Georges Cibaud; undated Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Georges Cibaud
11/18/00 Corporation Authorization to Sell and Endorse Securities re Hollywood SM0019623
Holdings
Undated Folder label, “396.017 Stan Lee Media, Inc. General/Correspondence” SM0019624
Undated Skadden, Arps, Slate, Meagher & Flom LLP Box Content Report – Offsite SM0019625
Box No: T002265377
Various Two 11/22/00 fax confirmation sheets; fax cover sheet from Jeffrey D. SM0019626-19638
Segal, Esq. to Securities Transfer Corporation and Brockington Securities,
Inc. re Stan Lee Media, Inc.: United Mizrahi Bank;11/22/00 fax
confirmation sheet; 11/22/00 fax cover sheet from Jeffrey D. Segal, Esq. to
Stanley Myatt re Stan Lee Media, Inc.; 11/21/00 letter from Stan Lee Media,
Inc. to Securities Transfer Corporation re Rule 144 Sale of 210,000 Shares
of Common Stock of Stan Lee Media, Inc. – The Trust Company of United
Mizrahi Bank, Ltd By Assignment from Excelsior Productions; 11/21/00
Brockington Securities, Inc. re Stan Lee Media, Inc.; 11/15/00 letter from
The Trust Company of United Mizrahi Bank, Ltd to Brockington Securities
re Rule 144k Sale; undated Notice of Proposed Sale of Securities on Form
Lee Media, Inc. by The Trust Co. of United Mizrahi Bank Ltd; undated letter
to “To Whom it May Concern” signed by unknown
Various 11/21/00 fax confirmation sheet; 10/13/00 letter from Jeffrey D. Segal, Esq. SM0019639-19641
to Securities Transfer Corporation and Merrill Lynch Pierce, Fenner &
Smith re Stan Lee Media, Inc. – 50,000 shares in the name of Celebrity
Enterprises
Various 11/21/00 email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, SM0019644-19649
Inc. re Rule 144 Resales (4 documents); 11/21/00 Stan Lee Media, Inc.
Officer’s Certificate re 210,000 shares in the name of Excelsior Productions;
Inc. – Blake R. Lindquist; 11/21/00 letter from Stan Lee Media, Inc. to
Common Stock of Stan Lee Media, Inc. – The Trust Company of United
Mizrahi Bank, Ltd. By Assignment from Excelsior Productions; 11/22/00
letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule
Keith Nowak
Segal, Esq. re Blake Lindquist/Stan Lee Media, Inc.; Notice of Proposed
of common stock of Stan Lee Media, Inc. by Blake R. Lindquist; 11/16/00
letter from Morgan Stanley Dean Witter to Stan Lee Media, Inc. re 25,000
shares in the name of Blake R. Lindquist; Stan Lee Media, Inc. Common
Stock Certificate No. C1088 for 25,000 shares in the name of Blake R.
Lindquist; 11/16/00 Rule 144 Seller’s Representation Letter re 25,000 shares
in the name of Blake R. Lindquist;
Segal, Esq.; ; 11/20/00 fax from Brockington Securities, Inc. to Stan Lee
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141
Media, Inc.; 11/15/00 letter from The Trust Company of United Mizrahi
Bank, Ltd to Brockington Securities re Rule 144k Sale; Notice of Proposed
shares of common stock of Stan Lee Media, Inc. by The Trust Company of
United Mizrahi Bank, Ltd
Various 11/10/00 three fax confirmation sheets; 11/09/00 fax cover sheet from SM0019665-19681
Jeffrey D. Segal, Esq. to Securities Transfer Corporation, U.S. Clearing
Corp., Rick Madden/Stan Lee Media, Inc. and Arthur M. Lieberman re Stan
Lee Media, Inc. – Rule 144 Resale – Arthur M. Leiberman; 11/09/00 letter
Sale of 124,200 Shares of Common Stock of Stan Lee Media, Inc. – Arthur
M. Lieberman; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. –
124,200 shares in the name of Arthur M. Lieberman; Rule 144 Seller’s
Representation Letter (Long Form) – 124,200 shares; Rule 144 Seller’s
Representation Letter (Short Form) – 124,200 shares; undated Notice of
Lieberman; 10/12/00 Brokers Representation Letter re 124,200 shares;
10/19/99 letter from Lieberman & Nowak, LLP to Stan Lee Media, Inc. re
My letter of September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc.
to Lieberman & Nowak, LLP
Corporation re Stan Lee Media, Inc. – Web Rewards, Inc. – Rule 144
Resale; 11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Mutual Service Corporation re Stan Lee Media, Inc. –
50,000 shares in the name of Web Rewards, Inc.
Corporation re Stan Lee Media, Inc. – Continental Entities – Rule 144 Sale;
11/09/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
37,500 shares in the name of Continental Entities; undated Rule 144 Seller’s
Representation Letter re 37,500 shares signed by Stanley L. Compton,
Treasurer; 10/18/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Continental Entities; 10/20/00 letter from Mutual Service
Media, Inc. (37,000) Shares of Common Stock, CUsip # (85285P101),
Certificate # C0615
Various 11/10/00 two fax confirmation sheets; 11/09/00 fax cover sheet from Jeffrey SM0019694-19703
D. Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan
Lee Media, Inc. – Kenneth Bald 144 Resale; 11/09/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and Paine Webber re Stan Lee
Media, Inc. – 15,000 shares in the name of Kenneth Bald2/00 Rule 144
Seller’s Representation Letter re 15,00 shares signed by Kenneth Bald;
Kenneth Bald; 11/02/00 letter from Paine Webber to Jeffrey D. Segal, Esq.
re Kenneth Baid (sic) – 15,000 shares
11/09/00 Email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, Inc. re SM0019704-19708
Stan Lee Media, Inc. – Letters to Stock Transfer Agent; letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re Rule 144 Sale of 15,000
Shares of Common Stock of Stan Lee Media, Inc. – Kenneth Bald; letter
Sale of 37,500 Shares of Common Stock of Stan Lee Media, Inc. –
Continental Entities; letter from Stan Lee Media, Inc. to Securities Transfer
Lee Media, Inc. – Web Rewards, Inc.; letter from Stan Lee Media, Inc. to
Common Stock of Stan Lee Media, Inc. – Arthur M. Lieberman
50,000 shares in the name of Web Rewards, Inc.; undated Rule 144 Seller’s
Representation Letter re 50,000 shares in the name of Web Rewards, Inc.;
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142
Web Rewards, Inc.; 11/03/00 letter from Mutual Service Corporation to
Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media, Inc. (50,000)
Shares of Common Stock, Cusip # (85285P101), Certificate # C1001
Corporation and U.S. Clearing Corp. re Stan Lee Media, Inc. – 124,200
share in the name of Arthur M. Lieberman; undated Rule 144 Seller’s
Representation Letter (Long Form) re 124,200 shares in the name of Arthur
M. Lieberman; undated Rule 144 Seller’s Representation Letter (Short
Form) re 124,200 shares in the name of Arthur M. Lieberman; undated
sale of 124,200 shares of common stock of Stan Lee Media, Inc. by Arthur
M. Lieberman; undated U.S. Clearing Corp. Brokers Representation Letter
re 124,200 shares; 10/19/00 letter from Lieberman & Nowak, LLP to Stan
Lee Media, Inc. re My letter of September 22, 1999; 11/09/00 letter from
Stan Lee Media, Inc. to Lieberman & Nowak, LLP
the name of Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter
re 15,000 shares signed by Kenneth Bald; 10/20/00 Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Kenneth Bald; 11/02/00 letter
from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid (sic)
37,500 shares in the name of Continental Entities; undated Rule 144 Seller’s
Representation Letter re 37,500 shares signed by Stanley L. Compton,
Secretary; 10/18/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Continental Entities; 10/20/00 letter from Mutual Service
Certificate # C0615
Various Undated handwritten note to Jeff from Mara/Pittsburg Inst.; 10/10/00 letter SM0019740-19752
from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear, Leeds
and Kellogg and Pittsburg Institutional, Inc. re Stan Lee Media, Inc. –
100,000 shares in the name of Continental Entities; 10/06/00 Pittsburg
Institution, Inc. Brokers Rule 144 Representation Letter re 100,00 share of
Stan Lee Media, Inc. in the name of Continental Entities; 10/06/00 letter
from Continental Entities, Inc. to Pittsburg Institutional, Inc. re Stan Lee
Media, Inc. – Seller’s Rule Letter; 11/09/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities, Inc.; two
duplicate 11/09/00 Notices of Proposed Sale of Securities on Form 144
Media, Inc. by Continental Entities, Inc.
11/07/00 Letter from Blake Lindquist to Stan Lee Media, Inc. SM0019753
D. Segal, Esq. to Rick C. Madden/Stan Lee Media, Inc. and Peter Paul/Stan
Lee Media, Inc. re Arthur Lieberman; 10/13/00 letter from Jeffrey D. Segal,
Esq. to U.S. Clearing Corp. re 124,200 shares in the name of Arthur M.
Lieberman; 10/13/00 fax from U.S. Clearing Corp. to Jeffrey D. Segal, Esq.;
12/07/99 Stan Lee Media, Inc. Common Stock Certificate No. C0637 for
124,200 shares in the name of Arthur M. Lieberman; undated Irrevocable
Stock and Bond Power; 10/12/00 Brokers Representative Letter re 124,200
shares; undated Rule 144 Seller’s Representation Letter (Long Form) –
124,200 shares in the name of Arthur M. Lieberman; undated Rule 144
Seller’s Representation Letter (Short Form) – 124,200 shares in the name of
Arthur M. Lieberman; undated Proposed Sale of Securities Under Rule 144
Seller’s Questionnaire re Arthur M. Lieberman – 124,200 shares; 09/29/00
Letter to Corporate Secretary to Stan Lee Media, Inc. from U.S. Clearing
Corp. re Arthur M. Lieberman’s proposed sale of 124,200 shares of common
stock; undated Notice of Proposed Sale of Securities on Form 144 relating to
Inc. by Arthur M. Lieberman
10/25/00 Fax confirmation sheet; fax cover sheet from Jeffrey D. Segal, Esq. to Blake SM0019776-19778
Lindquist re Stan Lee Media, Inc. ; letter from Jeffrey D. Segal, Esq. to
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143
Blake Lindquist re Rule 144 Sale of Common Stock of Stan Lee Media, Inc.
Segal, Esq. to Securities Transfer Corporation re Stan Lee Media, Inc. –
Rule 144 Option – Siegel; two 10/25/00 fax confirmation sheets; 10/24/00
fax cover sheet from Jeffrey D. Segal, Esq. to FFP Securities and Aaronson-
White Company re Stan Lee Media, Inc. – Rule 144 Opinion – Chip Siegel;
shares signed by I.C. Siegel & Patricia Q. Siegel; 10/24/00 Notice of
15,000 shares of common stock of Stan Lee Media, Inc. by Irving C. Siegel
& Patricia Q. Siegel; undated Rule 144 Broker’s Letter re 15,000 shares in
the name of Irving C. & Patricia Q. Siegel; 09/23/99 Stan Lee Media, Inc.
Common Stock Certificate No. C0530 for 10,000 in the name of Irving C.
Siegel & Patricia Q. Siegel JTWROS; 09/23/99 Stan Lee Media, Inc.
Common Stock Certificate No. C0551 for 5,000 shares in the name of Irving
C. Siegel & Patricia Q. Siegel JT WROS
Various 10/25/00 fax confirmation sheet; 10/24/00 Mutual Service Corporation from SM0019793-19807
Jeffrey D. Segal, Esq. to Securities Transfer Corporation re Stan Lee Media,
Inc. – Rule 144 Opinion – Pittsburg; three 10/25/00 fax confirmation sheets;
10/24/00 fax cover sheet from Jeffrey D. Segal, Esq. to Mike I/Merrill
Lynch, Jonathan Gordon/Merrill Lynch, and Jeffrey Pittsburg/Pittsburg
Institutional re Stan Lee Media, Inc. – Rule 144 Opinion; 10/23/00 letter
Sale of 35,000 Shares of Common Stock of Stan Lee Media, Inc. – Susan
Pittsburg; 10/24/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media,
Inc. – 25,000 shares in the name of Susan Pittsburg; 10/13/00 letter from
Susan Pittsburg to Merrill Lynch re Seller’s Rule 144 Letter; undated Notice
10/13/00 Merrill Lynch Brokers Rule Representation Letter re 35,000 shares
in the name of Susan Pittsburg
10/24/00 Telefax Cover Sheet from Aaronson-White Company to Stan Lee Media, SM0019808
Inc. re 5,000 shares and 10,000 in the name of I.C. & Patricia Q. Siegel
Various 10/24/00 fax from Pittsburg Institutional to Jeffrey D. Segal, Esq. re Seller’s SM0019809-19813
Rule 144 Letter; undated Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Susan Pittsburg; duplicate undated Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Susan Pittsburg
10/24/00 Email from Jeffrey D. Segal, Esq. to Steve Gordon/Stan Lee Media, Inc. re SM0019814
Rule 144 resales
Segal, Esq. to Stan Lee Media, Inc. re Stan Lee Media, Inc.; 10/18/00 letter
from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, Inc. –
37,500 shares in the name of Continental Entities
Segal, Esq. to Merrill Lynch and Stan Lee Media, Inc. re Stan Lee Media,
Inc. – Continental Entities; 10/17/00 letter from Jeffrey D. Segal, Esq. to
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc. SM0019825
re Stan Lee Media, Inc.
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Merrill Lynch and SM0019826
Stan Lee Media, Inc. re Stan Lee Media, Inc. – Continental Entities
10/18/00 Fax confirmation sheet from Jeffrey D. Segal, Esq. to Merrill Lynch and SM0019827
Stan Lee Media, Inc. re Stan Lee Media, Inc. – Continental Entities
Various Three 10/18/00 fax confirmation sheets; 10/18/00 fax cover sheet from SM0019828-19833
Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Merrill Lynch and
Stan Lee Media, Inc. re Stan Lee Media, Inc.; 10/13/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation and Merrill Lynch, Pierce,
Fenner & Smith re Stan Lee Media, Inc. – 2,700,000 shares in the name of
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144
P.F.P. Family Holdings, LP
D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan
Lee Media, Inc.; 10/13/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch Pierce, Fenner & Smith re Stan Lee
Media, Inc. – 50,000 shares in the name of Continental Entities
10/13/00 Letter from Jeffrey D. Segal, Esq. to U.S. Clearing Corp. re Stan Lee Media, SM0019839-19840
Inc. – 124,200 shares in the name of Arthur M. Lieberman
Corporation, Spear, Leeds and Kellogg, and Pittsburg Institutional, Inc. re
Stan Lee Media, Inc. – 100,000 shares in the name of Continental Entities;
undated page 2 of Continental Entities’ Sellers Rule Letter signed by Ed
Walker, President; 10/06/00 Brokers Rule 144 Representation Letter signed
by Jeffrey Pittsburg, President; undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities
shares in the name of Mohammed Soltani; 09/20/00 letter from Mutual
Lee Media, Inc. (2,166) Shares of Common Stock, Cusip # (85285P101),
2,166 shares signed by Mohammed Soltani; 09/19/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Mohammed Soltani
Corporation and Paine Webber re Stan Lee Media, Inc. – 3m800 shares in
the name of Bromber Fmily Trust; 09/12/00 letter from Paine Webber to
Stan Lee Media, Inc. re Bromberg Family Trust; 08/15/00 Rule 144 Seller’s
Representation Letter re 10,000 shares in the name of Bromberg Family
Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine Webber
to Stan Lee Media, Inc. re Bromberg Family Trust; duplicate 8/15/00 Rule
144 Seller’s Representation Letter re 10,000 shares in the name of Bromberg
Family Trust; duplicate 08/15/08 (sic) Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Bromberg Family Trust
and Mutual Service Corporation re Stan Lee Media, Inc. – 5,000 shares in
the name of Michael H. Edwards 1994 Revocable Trust; 09/20/00 letter from
(85285P101), Certificate #C0536; undated Rule 144 Seller’s Representation
Letter re 5,000 shares in the name of Michael H. Edwards 1994 Revocable
Trust; 09/19/00 Notice of Proposed Sale of Securities on Form 144 relating
Inc. by Michael H. Edwards 1994 Revocable Trust
shares in the name of Mark L. Hendler; 09/20/00 letter from Mutual Service
Corporation to Jeffrey D. Segal, Esq. re Restricted Shares of Stan Lee Media
(5,000) Shares of Common Stock, Cusip # (85285P101), Certificates
#C0949 & C0562; 09/19/00 Notice of Proposed Sale of Securities on Form
Lee Media, Inc. by Mark L. Hendler; undated Rule 144 Seller’s
Representation Letter re 5,000 shares in the name of Mark L. Hendler
Mutual Service Corporation re Stan Lee Media, Inc. – 12,500 shares in the
name of Compton Family Trust; 09/20/00 letter from Mutual Service
Certificates #C0532 & C0556; 09/19/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Compton Family Trust; undated
Rule 144 Seller’s Representation Letter re 12,500 shares in the name of
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145
D. Segal, Esq. to Securities Transfer Corporation and Stan Lee Media, Inc.
re Stan Lee Media, Inc.; 10/05/00 letter from Jeffrey D. Segal, Esq. to
Securities Transfer Corporation re Stan Lee Media, Inc. – 400,000 shares in
the name of Hollywood Holdings; 10/04/00 letter from Hollywood Holdings
to Securities Transfer Corporation
10/04/00 Two fax confirmation sheets; fax cover sheet from Jeffrey D. Segal, Esq. to SM0019891-19895
Securities Transfer Corporation and Stan Lee Media, Inc. re Stan Lee Media,
Inc.; letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation re
Stan Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
Various Five 09/18/00 fax confirmation sheets; fax cover sheet from Jeffrey D. SM0019896-19904
Segal, Esq. to Securities Transfer Corporation, Spear, Leeds & Kellogg re
Stan Lee Media, Inc. – Rule 144 Opinion Letter; 09/18/00 fax cover sheet
from Jeffrey D. Segal, Esq. to Stan Lee Media, Inc., Pittsburg Institutional,
Inc. and Barbara Glenns re Stan Lee Media, Inc. ; 09/18/00 letter from
Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Spear, Leeds &
Kellogg re Stan Lee Media, Inc. – 100,000 shares in the name of Pittsburg
Institutional, Inc.
09/14/00 Email from Jeffrey D. Segal, Esq. to ppaul@stanleemedia.com re Merrill SM0019905
Lynch
Various 09/14/00 email from Jeffrey D. Segal, Esq. to chui_y_kwan@ml.com re Stan SM0019906-19908
Lee Media, Inc. – Michael Golden – Rule 144 Opinion Letter; 09/12/00
Merrill Lynch, Pierce, Fenner & Smith, Inc. re Stan Lee Media, Inc. –
50,000 shares in the name of Michael Golden
Segal, Esq. to CapBay Financial Services re Stan Lee Media, Inc. – Adrian
Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and CapBay Financial Services re Stan Lee Media, Inc. - 5,000
shares in the name of Adrian Turcotte; 09/12/00 letter from Stan Lee Media,
Inc. to Securities Transfer Corporation re Rule 144 Sale of 5,000 Shares of
Common Stock of Stan Lee Media, Inc. – Adrian Turcotte
Various 09/12/00 fax from Fiserv Securities, Inc. to Jeffrey D. Segal, Esq. re Adrian SM0019914-19922
Turcotte; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re 5,000
shares in the name of Adrian Turcotte; undated Seller Rule 144 Letter re
5,00 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00
Stock Power signed by Adrian Turcotte; 08/27/99 Stan Lee Media, Inc.
Adrian Turcotte
Corporation and CapBay Financial Services re 5,000 shares in the name of
Adrian Turcotte; 09/12/00 letter from Stan Lee Media, Inc. to Jeffrey D.
Segal, Esq. re Rule 144 Sale of 5,000 Shares of Common Stock of Stan Lee
Media, Inc. – Adrian Turcotte; undated Seller Rule 144 Letter re 5,000
shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00 letter
from CapBay to Stan Lee Media, Inc.; 08/27/99 Stan Lee Media, Inc.
Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
Corporation and Paine Webber re Stan Lee Media, Inc. – 6,200 shares in the
name of Bromberg Family Trust; 09/12/00 letter from Stan Lee Media, Inc.
to Securities Transfer Corporation re Rule 144 Sale of 6,200 Shares of
Common Stock of Stan Lee Media, Inc. – Bromberg Family Trust; 08/15/00
Rule 144 Seller’s Representation Letter – 10,000 shares in the name of
Bromberg Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from
Paine Webber to Stan Lee Media, Inc. re Bromberg Family Trust
Corporation and Salomon Smith Barney, Inc. re Stan Lee Media, Inc. –
2,000 shares in the name of David Medinnus; 09/12/00 letter from Stan Lee
Shares of Common Stock of Stan Lee Media, Inc. – David Medinnus;
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146
07/23/00 Rule 144 Seller’s Representative re 2,000 shares in the name of
David Medinnus; 07/21/00 Notice of Proposed Sale of Securities on Form
Lee Media, Inc. by David Medinnus; 08/01/00 letter from Salomon Smith
Barney to Jeffrey D. Segal, Esq. re 2,000 shares in the name of David
Medinnus
Corporation and Merrill Lynch, Pierce, Fenner & Smith, Inc. re Stan Lee
Media, Inc. – 50,000 shares in the name of Michael Golden; 09/12/00 letter
Sale of 50,000 Shares of Common Stock of Stan Lee Media, Inc. – Michael
Golden; 089/21/00 letter from Securities Transfer Corporation to Stan Lee
Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend under
Rule 144 – Michael Golden; 08/10/00 form letter from Merrill Lynch re
transfer of 50,000 shares of Stan Lee Media, Inc. stock; undated, blank
Irrevocable Stock or Bond Power signed by Michael Golden; 08/01/00 form
letter fro Merrill Lynch to Jeffrey D. Segal, Esq. re 2,100 shares of Stan Lee
Media, Inc. stock in the name of Michael Golden; undated Rule 144 Seller’s
Letter re 2,100 shares – Michael Golden; 08/02/00 Merrill Lynch form letter
re 11,000 shares of Stan Lee Media, Inc. in the name of Michael Golden;
undated Rule 144 Seller’s Letter re 11,000 shares – Michael Golden;
08/03/00 Brokers Letter Code 1810 re 23,500 shares of Stan Lee Media, Inc.
stock in the name of Michael Golden; undated Rule 144 Seller’s Letter re
11,000 shares – Michael Golden; 08/08/00 Merrill Lynch form letter to
of Michael Golden; undated Rule 144 Seller’s Letter re 13,400 shares –
Michael Golden; 08/03/00 Merrill Lynch form letter to Securities and
Exchange Commission re 25,000 shares of Stan Lee Media, Inc. stock in the
name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Michael Golden; 08/01/00 Merrill Lynch form letter
to Securities and Exchange Commission re 25,000 shares of Stan Lee Media,
Inc. stock in the name of Michael Golden07/21/00 Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Michael Golden
Various Three 08/07/00 fax confirmation sheets; 09/06/00 fax cover sheet from SM0019969-19974
Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Merrill Lynch and
Stan Lee Media, Inc. re Stan Lee Media, Inc. – Rule 144 Opinion; 09/06/00
Segal, Esq.; 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re
Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re
10,000 shares in the name of Bromberg Family Trust; 08/15/08 (sic) Notice
10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg
Family Trust
Segal, Esq.; 08/15/00 letter from CapBay to Stan Lee Media, Inc. re 5,000
shares in the name of Adrian Turcotte; 08/15/00 letter from CapBay to
Securities and Exchange Commission re Rule 144 papers for Adrian
Turcotte’s sale of 5,000 shares of Stan Lee Media, Inc. stock; 08/15/00
sale of 5,000 shares of common stock of Stan Lee Media, Inc. by Adrian
Turcotte; undated Rule 144 Seller’s Letter re 5,000 shares in the name of
Adrian Turcotte
re Stan Lee Media, Inc. Removal of Restrictive Legend Under Rule 144 –
Michael Golden, 50,000 shares; 08/10/00 Merrill Lynch form re transfer of
50,000 shares – Michael Golden; undated, blank Irrevocable Stock or Bond
Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810 re
2,100 shares of Stan Lee Media, Inc. stock in the name of Michael Golden;
undated Rule 144 Seller’s Letter re 2,100 shares in the name of Michael
Golden; 08/02/00 Brokers Letter Code 1810 re 11,000 shares of Stan Lee
Media, Inc. in the name of Michael Golden; undated Rule 144 Seller’s Letter
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147
re 11,000 shares in the name of Michael Golden; 08/03/00 Brokers Letter
Code 1810 re 23,500 shares in the name of Michael Golden; undated Rule
144 Seller’s Letter re 23,500 shares in the name of Michael Golden;
08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael
Golden; undated Rule 144 Seller’s Letter re 13,400 shares in the name of
Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000 shares in
the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC Cover Letter
Code 1811 re 25,000 shares in the name of Michael Golden; duplicate
Michael Golden
Various 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of Michael SM0020006-20013
Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000 shares in
the name of Michael Golden; 07/21/00 Notice of Proposed Sale of Securities
of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC Cover Letter
Code 1811 re 25,000 shares in the name of Michael Golden; duplicate
Michael Golden
shares in the name of Continental Entities;
shares in the name of Excelsior Productions, Inc.
Various Three 08/11/00 fax confirmation sheets; 08/s from Jeffrey D. Segal, Esq. to SM0020022-20027
Securities Transfer Corporation, MLPF&S and Stan Lee Media, Inc. re Stan
Lee Media, Inc.; 08/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee
Segal, Esq.; 08/10/00 letter from Securities Transfer Corporation to Stan Lee
Media, Inc. re Stan Lee Media, Inc. Removal of Restrictive Legend Under
Rule 144 – David Medinnus – 2,000 shares; 07/31/00 letter from Salomon
Smith Barney to Stan Lee Media, Inc. re 2,000 shares in the name of David
Medinnus; 07/21/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by David Medinnus
Various 08/01/00 letter from Salomon Smith Barney to Jeffrey D. Segal, Esq. re SM0020033-20036
2,000 shares in the name of David Medinnus; undated Rule 144 Seller’s
Representation re 2,000 shares in the name of David Medinnus; 07/21/00
sale of 2,000 shares of common stock of Stan Lee Media, Inc. by David
Medinnus
07/31/00 Letter from Salomon Smith Barney to Stan Lee Media, Inc. re 2,000 shares SM0020037
in the name of David Medinnus
Various 07/28/00 email from Rick Madden/Stan Lee Media, Inc. to Jeffrey D. Segal, SM0020038-20061
Esq. re Rule 144 Opinion and Materials, various undated template letters
11/03/99 Stan Lee Media, Inc. Articles of Amendment to Articles of Incorporation SM0025296-25311
08/01/00 Stan Lee Media, Inc. Articles of Amendment to Articles of Incorporation SM0025312-25330
03/16/01 United States Bankruptcy Court – Central District of California (San SM0025231-25295
Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01-
11331-KL Chapter 11 and Case No. SV-01-11329-KL Chapter 11 – Notes to
Schedules of Assets and Liabilities and Statement of Financial Affairs
04/19/96 Articles of Incorporation of Boulder Capital Opportunities, Inc. SM0024805-24809
Undated Pages 1-11 only of Bylaws of Boulder Capital Opportunities, Inc. SM0024810-24820
Various 03/30/00 Assignment Agreement by and between Macromedia, Inc. and SM0024822-24911
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148
Shockwave.com, Inc.; duplicate 03/30/00 Assignment Agreement by and
between Macromedia, Inc. and Shockwave.com, Inc.11/03/99 Securities
Purchase Agreement between Stan Lee Media, Inc. and Macromedia, Inc.;
11/03/99 Registration Rights Agreement between Stan Lee Media, Inc. and
Macromedia, Inc.; 11/03/99 letter from Stan Lee Media, Inc. to Securities
Transfer Corporation re Transfer Agent Instructions; 11/03/99 Stan Lee
Media, Inc. Articles of Amendment to Articles of Incorporation; 03/15/01
Fourth Amended and Restated Certificate of Incorporation of
Shockwave.com, Inc.; 11/30/05 Certificate of Amendment of Seventh
Amended and Restated Certificate of Incorporation of Atomshockwave
Corp.
Various 10/05/04 Assignment of Stock re P.F.P. Family Holdings, LP; 10/05/04 SM0024912-24915
Irrevocable Stock or Bond Power re P.F.P. Family Holdings; Stan Lee
Media, Inc. Common Stock Certificate No. C1034 for 2,300,000 shares in
the name of P.F.P. Family Holdings, LP
10/11/02 United States District Court Central District of California – Bobby SM0024943-24972
GAF (Mcx) – Stipulation of Settlement
07/03/03 United States District Court Central District of California – Bobby SM0024973-24999
GAF (Mcx) – Memorandum re: Final Approval of Proposed Settlement and
Plan of Allocation
03/16/01 United States Bankruptcy Court – Central District of California (San SM0025000-25140
Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01-
11331-KL Chapter 11 and Case No. SV-01-11329-KL Chapter 11 –Notes to
Schedules of Assets and Liabilities and Statement of Financial Affairs
Various 01/14/03 facsimile transmittal cover sheet from Blecher & Collins to Paul SM0025141-25179
Eckles, Esq./Skadden, Arps re Kouretchian v. Stan Lee Media, et al.;
01/13/03 United States District Court Central District of California – Bobby
GAF (Mcx) – Objection to Proposed Settlement
11/03/99 Stan Lee Media, Inc Common Stock Certificate No. 0001 for 714,286 shares SM0024821
in the name of Macromedia, Inc. SM009226
United States Bankruptcy Court – Central District of California (San SM0024916-24942
Fernando Valley Division) In re Stan Lee Media, Inc., Case No. SV-01- SM006311-6337
11329-KL Chapter 11 (Jointly Administered with Case No. SV 01-11331-
KL) Order Approving Settlement Pursuant to Bankruptcy Code Section 105
and Bankruptcy Rule 9019(a) and Authorizing Creditors Committee to
Receive Settlement Funds and Distribute Funds Outside of Plan;
10/30/02 Letter from Greenberg Glusker to Skadden, Arps, et al, LLP re Augustine SM0025180-25200
Capital v. Schultz, et al.; Settlement Agreement and Mutual Release between SM006548-6568
Plaintiff Augustine Fund, LP and Defendants Stan Lee, Lars Hellmont,
Arthur E. Schramm, Jr., Nelson S. Thall, Rick Madden, Kenneth Williams,
Robert K. Burgess, Robert M. Schultz, Devendra Mishra, and Gill
Champion
05/07/04 Settlement Agreement and Mutual Release between the Official Committee SM0025201-25209
of Unsecured Creditors in In re Stan Lee Media, Inc. (Case No. SV-01- SM006507-6515
11329-KL) and In re Stan Lee Media, Inc. (Case No. SV-01-11331-KL), as
well as by individual members of the Creditors’ Committee on behalf of the
company or entity each individual member is representing and Defendants
Stan Lee, Lars Hellmont, Arthur E. Schramm, Jr., Nelson S. Thall, Rick
Madden, Kenneth Williams, Robert K. Burgess, Robert M. Schultz,
Devendra Mishra, and Gill Champion
Various Mutual Release of Claims by and between Stan Lee Media, Inc. and SM0025210-25230
Fireman’s Fund Insurance Company signed by Kenneth Williams on SM006527-6547
02/03/04; signed by Fireman’s Fund Insurance Company 03/08/04
Various 11/21/00 Termination Agreement between Paraversal, Inc. and Alan SM0022593-22601
Stewart; 11/22/00 Facsimile Transmittal from Loeb & Loeb, LLP to Jeffrey
D. Segal, Esq., Peter Paul and Alan Stewart re Termination Agreement;
duplicate 11/21/00 Termination Agreement between Paraversal, Inc. and
Alan Stewart
01/21/99 Fax Cover from Excelsior Productions, Inc. to Merrill Lynch re Wire SM0022602-22603
Transfer; 01/20/00 fax transmission from Paul Abrams/Millport Limited to
Peter Paul/Stan Lee Media, Inc. re wire transfer
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149
02/08/99 Fax cover from Excelsior Productions, Inc. to Merrill Lynch re wire transfer SM0022604
11/30/00 Letter from Law Offices of Steven E. Machat to Jeff Pittsburg/Pittsburg SM0022605-22606
Institutional, Inc.; 11/30/00 fax memorandum from Pittsburg Institutional,
Inc. to Steven Mushad (sic) re wiring instructions
12/07/00 Memo from Peter Paul to Sol Gerber re confirmation of acquisition of SM0022607
400,000 shares
12/14/00 Letter from Barbara J. Glenns to Sol Gerber re Satellite Partners, I, LP/Stan SM0022608-22609
Lee Media Stock
Undated File folder label, "Transfer Agent” SM0022610
Undated File folder label, "Transfer Agent” SM0022611
02/13/01 Facsimile transmittal sheet from Stan Lee Media, Inc. to Nasdaq re SM0022612-22613
confirmation of Stan Lee Media, Inc. 10% stock dividend that distribution;
letter from Securities Transfer Corporation to Stan Lee Media, Inc. re 10
Percent stock dividend
Certificate No. C1672 for 1,667 shares in the name of Bonner W. Adams
instructions to issue shares; list of Shares to be issued re Exercise of Investor
Warrants
instructions to issue shares; list of Shares to be Issued Re Antidilution
Provisions of Private Placement; Stan Lee Media, Inc. Anti-Dilution
Computation Re Elliott Associates & Westgate International Pfd B
Conversion on August 25, 2000; illegible handwritten notes
Various 02/12/01 facsimile transmittal sheet from Stan Lee Media, Inc. to George SM0022621-22626
Johnson/Securities Transfer Corporation; 11/01/00 Action by Unanimous
Written Consent of the Board of Directors of Stan Lee Media, Inc.
07/23/99 Securities Transfer Corporation Current Shareholders List for Stan Lee SM0022627-22665
Media, Inc. as of 07-23-99
11/06/00 Fax from Securities Transfer Corporation to Gill Champion SM0022666
11/06/00 Letter from Securities Transfer Corporation to Stan Lee Media, Inc. re Stan SM0022667
Lee Media, Inc. – Stephen Brain – 10,000 shares
10/04/00 Letter from Securities Transfer Corporation to Stan Lee Media, Inc. re SM0022668
Stephen Brain – 10,000 shares
09/25/00 Letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation SM0022669
re transfer of shares into the name of La Jolla Cove Investors
Illegible Letter from La Jolla Cove Investors, Inc. to Securities Transfer Corporation SM0022670
re transfer of shares into the name of La Jolla Cove Investors
09/07/00 Irrevocable Stock Power Form – Stephen Brain – 10,000 shares SM0022671
01/03/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George SM0022672-22674
Johnson/Securities Transfer Corporation; letter from Stan Lee Media, Inc. to
Securities Transfer Corporation re issuance of shares in the name of Robert
Schultz; letter from Stan Lee Media, Inc. to Securities Transfer Corporation
re issuance of shares in the name of Robert Schultz
Undated Securities Transfer Corporation for the Period 11-01-00 to 11-30-00 SM0022675-22681
Canceled - For Issuer Stan Lee Media, Inc.
issuance of shares of restricted common stock of Stan Lee Media, Inc.; Stan
Lee Media, Inc. list of shares to be issued
Undated Securities Transfer Corporation for the period 12-01-00 to 12-31-00 SM0022684-22690
Canceled – For Issuer Stan Lee Media, Inc.
re Stan Lee Media, Inc. – Stephen Brain – 10,000 shares; 10/04/00 letter
from Securities Transfer Corporation to Stan Lee Media, Inc. re Stephen
Brain – 10,000 shares; 09/25/00 letter from La Jolla Cove Investors, Inc. to
Securities Transfer Corporation re transfer of shares; illegible date letter
from La Jolla Cove Investors, Inc. to Securities Transfer Corporation
transfer of shares; 09/07/00 Irrevocable Stock Power Form – Stephen Brain
– 10,000 shares
09/13/00 Letter from IBM to Stan Lee Media, Inc. re confirmation of contract terms SM0022706
Undated Stan Lee Media, Inc. Shares to be Issued Re: Antidilution Provisions of SM0022713
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150
Private Placements
Corporation re 410,340 shares in the name of Elliott Associates, LP and
410,340 shares in the name of Westgate International, LP; 12/12/00
– conversion of 15 shares in the name of Elliott Associates, LP; 12/12/00
– conversion of 15 shares in the name of Westgate International, LP
12/12/00 Fax from Securities Transfer Corporation to Bob Schultz SM0022718
12/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Kevin Halter SM0022719
11/30/00 Transfer Agent Instructions to Securities Transfer Corporation SM0022720-22723
08/21/00 Stan Lee Media, Inc. Descending Shares report SM0022724-22767
12/01/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George SM0022768
Johnson/Securities Transfer Corporation
Undated Stan Lee Media, Inc. Shares to be Issued Re Antidilution Provisions of SM0022769
Private Placement
Corporation; Stan Lee Media, Inc. Anti-Dilution Computation Re Elliott
Associates & Westgate International Pfd B Conversion on August 25, 2000;
letter from Stan Lee Media, Inc. to Securities Transfer Corporation re
issuance of shares to the parties on attached schedules; Stan Lee Media, Inc.
Shares to be Issued Re Antidilution Provisions of Private Placement; Stan
Lee Media, Inc. Anti-Dilution Computation Re Elliott Associates &
Westgate International Pfd B Conversion on August 25, 2000
Undated Stan Lee Media, Inc. Shares to be Issued Re Antidilution Provisions of SM0022775
Private Placements
Various Undated handwritten notes; 0714/00 letter from Miles S. King, Successor SM0022776-22781
C0-Trusteee to Stan Lee Media, Inc./Shareholder Services re Adena W.
King; 06/27/00 Letters in the Matter of The Estate of Adena W. King,
deceased re Miles S. King appointed as Personal Representative; State of
Colorado, County of Boulder, Certificate of Death – Adena W. King
Various Undated handwritten notes; 08/28/00 letter from Miles S. King to Stan Lee SM0022782-22785
Media, Inc. re Adena W. King; State of Colorado, County of Boulder,
Certificate of Death – Adena W. King; 06/27/00 Letters in the Matter of The
Estate of Adena W. King, deceased re Miles S. King appointed as Personal
Representative
Various 08/21/00 fax from CapBay Financial Services to Rick Madden, Attorney c/o SM0022786-22792
Bob Schultz re legal opinion for the Rule 144 documents re Adrian Turcotte;
08/15/00 letter from CapBay Financial Services to Stan Lee Media, Inc. re
Form 144 re Adrian Turcotte; 08/15/00 letter form CapBay Financial
Services to Securities and Exchange Commission re Rule 144 papers for
Adrian Turcotte; Notice of Proposed Sale of Securities on Form 144 relating
Inc. by Adrian Turcotte; undated Seller Rule 144 Letter re 5,000 shares in
the name of Adrian Turcotte
Undated Stan Lee Media, Inc. Shares to be issued spreadsheet SM0022793
08/18/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson SM0022794
08/17/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to George Johnson SM0022795
10,000 shares in the name of Steven Gerber
Undated File folder label, "Williams, Ken” SM0022797
Undated File folder label, "Williams, Ken” SM0022798
06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams re offer of SM0022799-22806
employment
re Modification and Settlement Agreement between Kenneth Williams and
Stan Lee Media, Inc.; 12/14/00 Modification and Settlement Agreement;
06/12/00 Letter from Stan Lee Media, Inc. to Kenneth Williams re offer of SM0022812-22820
employment
Undated Stan Lee Media, Inc. “Gross Up” Computation RE Section 3.c.i of K. SM0022821
Williams Employment Agreement
Undated Duplicate Stan Lee Media, Inc. “Gross Up” Computation RE Section 3.c.i of SM0022822
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151
K. Williams Employment Agreement
Undated File folder label, "Warrant Exercises” SM0022823
Undated File folder label, "Warrant Exercises” SM0022824
Undated Stan Lee Media, Inc. Shares to be Issued RE: Exercise of Investor Warrants SM0022825
spreadsheet
Corporation
Undated Investor Warrants spreadsheet with handwritten notes SM0022827
10/27/00 Letter from Stan Lee Media, Inc. to Irving and Patricia Siegel re expiration SM0022828
of time period to exercise 30,000 warrants to purchase stock
10/27/00 Letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000 Warrants SM0022829
10/27/00 Duplicate letter from James O. White, Jr. to Stan Lee Media, Inc. re 30,000 SM0022830
Warrants of Stan Lee Media, Inc.
Undated Phone message to Bob from Kevork Tashjian re letter sent SM0022831
Various 10/12/00 Stan Lee Media, Inc. Purchase Form – Michael J. Getlin – 3,333 SM0022832-22834
Getlin – 3,333 shares; 10/13/00 Lon and Jaye Getlin check no. 8762 in the
10/10/00 Stan Lee Media, Inc. Purchase Form – Kenneth Bald – 5,000 shares; Kaye SM0022836-22837
Dowd Bald/Kenneth Bald check no. 107 in the amount of $25,000 made
10/10/00 Morton Feldman/Morton Feldman Family Trust A check no. 3509 in the SM0022838-22839
amount of $25,000 made payable to Stan Lee Media, Inc.; Stan Lee Media,
Inc. Purchase Agreement – Morton Feldman – 5,000 shares
08/01/00 Common Stock Table with handwritten notes SM0022840
04/1999 Warrant to Purchase 6,700 Shares of Common Stock – Boyd Willat;
10/17/00 Boyd Willat check no. 1451 in the amount of $33,500 made
payable to Stan Lee Media
10/19/00 Stan Lee Media, Inc. Purchase Form – Bonner W. Adams Trustee – 16,666 SM0022846-22848
shares; two blank Stan Lee Media, Inc. Purchase Forms
Undated Six blank Stan Lee Media, Inc. Purchase Forms SM0022849-228354
Undated File folder label, "Securities Transfer Corp.” SM0022855
Various 10/24/00 Stan Lee Media, Inc. check stub no. 23918 in the amount of $20 SM0022856-22858
made payable to Securities Transfer Corporation; 09/13/00 Securities
Transfer Corporation Invoice No. 109777 for $20 re Zachary Foley;
duplicate 09/13/00 Securities Transfer Corporation Invoice No. 109777 for
$20 re Zachary Foley
Transfer Corporation invoice no. 109228 for $40 re Westgate International,
LP and Elliott Management Corporation; duplicate 08/29/00 Securities
Transfer Corporation invoice no. 109228 for $40 re Westgate International,
LP and Elliott Management Corporation
Transfer Corporation invoice no. 109549 for $60 re Conan Sales Co., LLC;
09/12/00 Securities Transfer Corporation invoice no. 109722 for $0 re Elliott
Associates, LP; duplicate 09/12/00 Securities Transfer Corporation invoice
no. 109722 for $0 re Elliott Associates, LP; two duplicate 10/12/00 check
stubs no. 238933 in the amount of $60 made payable to Securities Transfer
Corporation
Transfer Corporation invoice no. 108266 for the amount of $40 re Devendra
Mishra and Dave Devarajan; 08/04/00 Securities Transfer Corporation
invoice no. 108306 for the amount of $20 re Venture Soft Co., Ltd
Transfer Corporation statement re invoice nos. 104185 and 104911 totaling
$280; 05/17/00 Securities Transfer Corporation invoice no. 104911 re
Cyberworld International Corp and Steven A. Segal; handwritten notes;
05/04/00 Securities Transfer Corporation invoice no. 104185 in the amount
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of $240 re John Galt Fund, LP, John Galt Offshore Fund, Asset Management
Holdings Co., Zurich HFR Master Hedge Fund Index, Dorodo Capital
Partners, LP, The Chelonia Fund, LP, Carmen Italia, Laurence Dunn, VMR
Luxembourg, Jose M. Abadin, Edith A. Pope, and Kenneth Bald; 04/25/00
letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Stan
Lee Media, Inc. issuance of stock to Cyberworld International, Corporation,
Stephen A. Segal, John Galt Fund, LP, John Galt Offshore Fund, Asset
Management Holdings Co., Zurich HFR Master Hedge Fund Index, Dorodo
Capital Partners, LP, The Chelonia Fund, LP, Carmen Italia, Laurence Dunn,
VMR Luxembourg, Jose M. Abadin, Edith A. Pope, and Kenneth Bald
Transfer Corporation invoice no. 106755 re Stephen Brain
Transfer Corporation invoice no. 105721 re Frances S. Masters and Lynne
K. Masters
Various 04/17/00 Stan Lee Media, Inc. check stub no. 22291 in the amount of $45.68 SM0022884-22885
Transfer Corporation statement re Invoice nos. 05755 and 97165, and
finance charge;
Transfer Corporation statement for the amount of $25 re Audit for BDO
Seidman
Various 02/07/00 Stan Lee Media, Inc. check stub no. 21098 in the amount of SM0022888-22889
$981.76 made payable to Securities Transfer Corporation; undated partial
statement re invoice nos. 5137, 93410, 93935 and finance charges
Various 05/30/00 Paine Webber Securities Receipt Ticket re Restricted Stan Lee SM0022890-22891
Media; 08/26/99 Stan Lee Media, Inc. Common Stock Certificate No. C0387
for 545,000 Shares of Common Stock in the name of Continental Entities
05/05/00 Fax confirmation sheet from Cyberia, Inc. to Merrill Lynch re 400 shares of SM0022892
SLEE
Various File folder label, "P.F.P. Family Holdings, LP; undated letter from P.F.P. SM0022893-22936
Family Holdings, LP to Merrill Lynch re 400,000 shares of SLEE; 07/0600
First-Class Mail envelope addressed to P.F.P. Family Holdings, LP;
06/30/00 Merrill Lynch WCMA Account Statement 06/01/00 to 06/30/00 re
P.F.P. Family Holdings, LP; 06/2000 Merrill Lynch Business Outlook 2000,
Vol. 2 No. 6; 09/00 First-Class Mail envelope addressed to P.F.P. Family
Holdings, LP; undated, unnamed Merrill Lynch publications; 08/31/00
Merrill Lynch WCMA Account Statement 08/01/00 to 08/31/00 re P.F.P.
Family Holdings, LP; 08/2000 Merrill Lynch Business Outlook 2000 Vol. 2
No. 8; 10/04/00 First-Class Mail envelope addressed to P.F.P. Family
Holdings, LP; 09/2000 Merrill Lynch Business Outlook 200 Vol. 2 No. 9;
09/29/00 Merrill Lynch WCMA Account Statement 00/01/00 to 09/29/00 re
P.F.P. Family Holdings; 08/00 First-Class Mail envelope addressed to P.F.P.
Family Holdings, LP; 07/31/00 Merrill Lynch WCMA Account Statement
07/01/00 to 07/31/00 re P.F.P. Family Holdings
Various 12/22/99 fax cover from 1-12 Interactive, Inc. to Merrill Lynch re 20,000 SM0022937-22943
shares of Stan Lee Media, Inc.; 12/21/99 letter from VMR Capital Markets,
US to Peter Paul re DTC instructions; 07/21/99 letter from 1-12 Interactive,
Inc. to Buchalter, Neimer, Fields & Younger re resolution of outstanding
debt of $55,000 to Preston; 08/30/99 fax from 1-12 Interactive, Inc. to
Merrill Lynch re DTC; 06/12/00 letter from Celebrity Enterprises, Inc. to
Whom it May Concern re confirmation that the Board of Directors of
Celebrity Enterprises has authorized hypothecation of 200,000 shares of Stan
Lee Media, Inc. common stock; duplicate 06/12/00 letter from Celebrity
Enterprises, Inc. to Whom it May Concern re confirmation that the Board of
Directors of Celebrity Enterprises has authorized hypothecation of 200,000
shares of Stan Lee Media, Inc. common stock09/15/00 fax from Celebrity
Enterprises, Inc. to Spear Leeds & Kellogg re wire transfer
Various 06/30/00 Note 2: Net Loss Per Share; undated Stan Lee Media, Inc. Anti- SM0022944-22948
Dilution Computation Re: Venture Soft Investment on July 31, 2000;
undated Freely Tradeable Shares as of August 1, 2000; undated Stan Lee
Media, Inc. Employee and Consultant Options & Warrants Outstanding as of
August 1, 2000; undated Elliott Associates & Westgate International
Preferred Stock Placement as of August 1, 2000;
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12/27/99 Facsimile transmittal sheet from Securities Transfer Corporation to Stan Lee SM0022949-22958
Media, Inc.; Securities Transfer Corporation For the Period 11-01-99 to 12-
27-99 Canceled – For Issuer Stan Lee Media, Inc. report
Esq. re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144
– SOS Resources Services, Inc.; 12/04/00 memo from Weiss Peck and
Greer, LLC re Stan Lee Media, Inc. Restricted
Various Undated File folder label, "Astor Registration Rights Agreement; SM0022962-22969
handwritten notes; 12/11/00 letter from Stan Lee Media, Inc. to the Holders
Listed on the Signature Pages to that certain Registration Rights Agreement
Dated as of November 30, 2000 c/o Astor Capital, Inc. re confirmation of
agreement; 12/11/00 facsimile transmittal sheet from Stan Lee Media, Inc. to
Snow Becker Krauss, PC; 12/11/00 fax confirmation sheet; 12/18/00
Capitalization Table; 12/18/00 Stan Lee Media, Inc. Shareholdings of
Officers, Directors and Insiders as of December 18, 2000; undated Stan Lee
Media, Inc. Auto Leases spreadsheet
Various 06/28/00 letter from Newcity Sales Company, Ltd to Cyberia, Inc.; undated SM0022970-22999
Wire Instructions Cyberia, Inc.; 06/27/00 letter from Cyberia, Inc. to Union
Securities re letter of instruction; 06/27/00 letter from Newcity Sales
Company, Ltd to Cyberia, Inc. re Purchase 25,000 shares of Stan Lee Media,
Inc.; 06/23/00 fax from Penny Cavanaugh to Stan Lee Media, Inc. re wiring
instructions for Tii Entertainment, Inc.; undated Union Securities, Ltd New
Client Application Form; 06/12/00 Union Securities, Ltd Shareholder
Communication Instructions re Cyberia, Inc.; 06/12/00 Union Securities, Ltd
Non-Solicitation Acknowledgment and Agreement; 06/12/00 Union
Securities, Ltd Corporate Resolution re Cybera, Inc.; 06/12/00 Copy
Certification By Docment Custodian re Stnaly Leon Comton California
Drivers License No. A1474719; 08/14/00 email from Rick Madden/Stan Lee
Media, Inc. to Robert Schultz re Breakdown; 08/11/00 email from Gene
Jung to Robert Schultz/Stan Lee Media, Inc. re Breakdown; 09/22/00 letter
from Elliott Associates, LP to Stan Lee Media, Inc. re Elliott Associates, LP
and Westgate International, LP investment; undated Registration Penalties
Assuming S-3 not Effecive until October 31, 2000; 11/06/00 letter from Stan
Lee Media, Inc. to Securities Transfer Corporation re 55,000 shares in the
name of Stellar Productions; 10/28/00 Confidential Settlement Agreement
and Release by and between Bryce Zabel and Stan Lee Media, Inc.; 0728/00
Amendment No. 1 to Securities Purchase Agreement by and between Stan
Lee Media, Inc. and Augustine Fund, LP; 09/05/00 letter from Stan Lee
Media, Inc. to Securities Transfer Corporation re 409,037 shares in the name
of Conan Sales Co., LLC; 09/07/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0965 for 409,037 Shares of Common Stock in the name of
Conan Sales Co., LLC
Various File folder label, "CapBay”; 08/21/00 fax from CapBay Financial Services to SM0023000-23007
Rick Madden, Atty c/o Bob Schultz re legal opinion for the Rule 144
documents re Adrian Turcotte; 08/15/00 letter from CapBay Financial
Services to Stan Lee Media, Inc. re 08/15/00 Form 144 re Adrian Turcotte;
08/15/00 letter from CapBay Financial Services to Securities and Exchange
Commission re Rule 144 papers for Adrian Turcotte; 08/15/00 Notice of
undated Seller Rule 144 Letter re 5,000 shares in the name of Adrian
Turcotte
Undated Letter from P.F.P. Family Holdings, LP to Merrill Lynch re 2,300,000 shares SM0023008
12/11/00 Letter from Barbara J. Glenns to Merrill Lynch re P.F.P. Family Holdings, SM0023009
LP account number 208-07W51
12/12/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media, Inc. - SM0023010
$500,000 re outstanding balances on accounts with Stan Lee Media, Inc.
12/12/00 Instructions to Merrill Lynch SM0023011
Illegible Letter from Peter F. Paul to Merrill Lynch re World Network, Inc., SM0023012
Continental Entities, Inc. and 112 Interactive, Inc.
12/01/00 Letter from Stephen Gordon to U.S. Bank re Stan Lee Media, Inc., East- SM0023013
Time Media, Inc. and 112 Interactive, Inc.
11/28/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media, Inc. SM0023014
11/27/00 Letter from Barbara J. Glenns to Stan Lee Media, Inc. re Merrill Lynch SM0023015
Accounts
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12/12/00 Letter from Barbara J. Glenns to Merrill Lynch re P.F.P. Family Holdings, SM0023016
LP
Undated Letter from P.F.P. Family Holdings, LP to Merrill Lynch re 2,300,000 shares SM0023017
of Stan Lee Media, Inc. stock
Undated Ex 10% Stock Dividend spreadsheet SM0023018
Corporation and Fahnstock & Co., Inc. re Stan Lee Media, Inc. – 55,000
shares in the name of Susan Pittsburg; 12/14/00 letter from Susan Pittsburg
to Fahnestock & Co., Inc. re Stan Lee Media, Inc.; 12/12/00 Notice of
55,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg
11/22/00 Letter from Peter Paul to Merrill Lynch re Numerous Accounts with Stan SM0023029
Lee Media, Inc. stock
11/22/00 Letter from Merrill Lynch to Barbara J. Glenns; Instructions to Merrill SM0023030-23033
Lynch November 22, 2000; 11/22/00 letter from Barbara J. Glenns to Merrill
Lynch re Stan Lee Media, Inc.
11/27/00 Letter from Celebrity Enterprises to SOS Resource Services, Inc. re 200,000 SM0023034-23035
shares of Stan Lee Media, Inc.
Undated Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the name of SM0023036
Continental Entities (page 1 only)
Inc. – SOS Resource Services, Inc.; 11/30/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by SOS Resource Services, Inc.;
Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares
in the name of SOS Resource Services, Inc.
Undated Mutual Service Corporation Confirmation to Continental Entities, Inc. re SM0023042-23051
sale of Stan Lee Media, Inc. shares on 11/28/00
Various 12/06/00 letter from Spear, Leeds & Kellogg to Pittsburg International, Inc. SM0023052-23063
re Notice of Default Under Clearing Agreement
11/22/00 Letter from Barbara J. Glenns to Merrill Lynch re Stan Lee Media stock in SM0023064
the Century Park office
03/17/00 Fax to Steve Gordon re Margin calls for Celebrity Enterprises and SM0023065
Hollywood Holdings
Undated Sheet 1 spreadsheet re Continental Entities, Inc., World Network, Inc., SM0023066
Excelsior Productions, Celebrity, Global Language Sol, Hollywood
Holdings Corp., Paraversal, Inc., Unicorn Media Partners, Cyberia, Inc., 112
Interactive, Inc. and Stephen Gordon
Undated Stan Lee Media, Inc. Relationships Margin Debits spreadsheet SM0023067
Undated Stan Lee Media, Inc. Relationships Margin Debits spreadsheet SM0023068
Undated Spear, Leeds & Kellogg transaction confirmation re Celebrity Enterprises, SM0023069-23070
Inc. Trade date: 09/25/00
06/30/00 Spear, Leeds & Kellogg Statement 06/01/00 to 06/30/00 re Celebrity SM0023081-23082
Enterprises, Inc.
02/02/01 Notice to Pay Rent or Quit to 1-12 Interactive, Inc. dba Language Solutions, SM0023083-23086
Stan Lee, and all in Possession
Holdings, Inc.; 11/02/99 Stan Lee Media, Inc. Common Stock Certificate
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No. C0614 for 25,000 shares in the name of Continental Entities; undated
Rule 144 Check List re Continental Entities, Inc.; three 12/01/00 Notices of
Entities, Inc.; three undated Rule 144 Seller’s Representation Agreements re
25,000 shares signed by Stanley L. Compton, Treasurer; page with
handwritten note, “BLANK”; 10/05/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0835 for 25,000 shares in the name of Hollywood
Holdings; undated Rule 144 Checklist re Hollywood Holdings, Inc.;
12/01/00 incomplete Notice of Proposed Sale of Securities on Form 144
relating to the proposed sale of unknown shares of common stock of Stan
Lee Media, Inc. by unknown signed by E.D Walker; undated Notice of
unknown shares of common stock of Stan Lee Media, Inc. by unknown
signed by E.D Walker; 12/01/00 Notice of Proposed Sale of Securities on
Form 144 relating to the proposed sale of unknown shares of common stock
of Stan Lee Media, Inc. by unknown signed by E.D Walker; 12/01/00 Notice
25,000 shares of common stock of Stan Lee Media, Inc. by unknown signed
by E.D Walker; two duplicate 12/01/00 Notices of Proposed Sale of
common stock of Stan Lee Media, Inc. by unknown signed by E.D Walker;
three undated Rule 144 Seller’s Representation Letters signed by E.D
Walker; undated Irrevocable Stock or Bond Power signed by E.D Walker;
11/18/00 Corporation Authorization to Sell and Endorse Securities re
Hollywood Holdings
re rule 144 Sale of 55,000 Shares of Common Stock of Stan Lee Media, Inc.
– Susan Pittsburg; 08/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Media, Inc. – 100,000 shares in the name of Celebrity Enterprises; 08/10/00
Stan Lee Media, Inc. Officer’s Certificate re 545,000 shares in the name of
shares in the name of Excelsior Productions, Inc.
Inc. – Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to
re Stan Lee Media, Inc. – 50,000 shares in the name of Michael Golden;
re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 –
50,000 shares in the name of Michael Golden; 08/10/00 Merrill Lynch
transfer instructions re 50,000 shares; undated blank Irrevocable Stock or
Bond Power signed by Michael Golden; 08/01/00 Brokers Letter Code 1810
re 2,100 shares in the name of Michael Golden; undated Rule 144 Seller’s
Letter re 2,100 shares in the name of Michael Golden; 08/02/00 Brokers
Letter Code 1810 re 11,000 shares in the name of Michael Golden; undated
Rule 144 Seller’s Letter re 11,000 shares in the name of Michael Golden;
08/03/00 Brokers Letter Code 1810 re 23,500 shares in the name of Michael
Michael Golden; 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the
name of Michael Golden; undated Rule 144 Seller’s Letter re 13,400 shares
in the name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re
25,000 shares in the name of Michael Golden; 07/21/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC
Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden;
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Michael Golden; 09/06/00 letter from Jeffrey D. Segal, Esq. to Securities
Media, Inc. – 200,000 shares in the name of Continental Entities 09/06/00
Various 09/12/00 letter from stm to Securities Transfer Corporation re Rule 144 Sale SM0023153-23163
of 5,000 Shares of Common Stock of Stan Lee Media, Inc. – Adrian
Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities Transfer
Corporation and CapBay Financial Services re Stan Lee Media, Inc. – 5,000
shares in the name of Adrian Turcotte; undated Seller Rule 144 Letter re
5,000 shares in the name of Adrian Turcotte; 08/15/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Adrian Turcotte; 08/15/00
letter from CapBay Financial Services to Stan Lee Media, Inc. re 5,000
shares in the name of Adrian Turcotte; 08/27/99 Stan Lee Media, Inc.
Adrian Turcotte; 08/15/00 Stock Power signed by Adrian Turcotte
– David Meddinus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media,
Inc. – 2,000 shares in the name of David Medinnus; undated Rule 144
Seller’s Representation re 2,000 shares in the name of David Medinnus;
David Medinnus; 08/01/00 letter from Salomon Smith Barney to Jeffrey D.
Segal, Esq. re 2,000 shares in the name of David Medinnus
Securities Transfer Corporation and Paine Webber re Stan Lee Media, Inc. –
6,200 shares in the name of Bromberg Family Trust; 08/15/00 Rule 144
Seller’s Representation Letter re 10,000 shares; 08/15/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Myron Bromberg, Donna
Bromberg and Bromberg Family Trust; 08/23/00 letter from Paine Webber
to Stan Lee Media, Inc. re 10,000 shares in the name of Bromberg Family
Trust
name of Celebrity Enterprises
Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
Various 10/05/00 Letter from Jeffrey D. Segal, Esq. to Securities Transfer SM0023183-23186
Hollywood Holdings; 10/04/00 letter from Hollywood Holdings, Inc. to
Securities Transfer Corporation re 400,000 shares to be transferred
10/10/00 (1) Letter to Securities Transfer Corporation from Stephen M. Gordon re SM0023187-23193
Rule 144 Sale of 3,333 Shares of Common Stock for Georges Cibaud
(2) Opinion letter to Securities Transfer Corporation and Prudential
Securities Incorporated from Jeffrey D. Segal re transfer of 3,333 shares for
Georges Cibaud dated 10/10/00
(3) Letter to Jeff Segal from Branch Manager of Prudential Securities
Incorporated re 3,333 shares for Georges Cibaud dated 8/3/00
(4) Letter to Caroline Agamata at Prudential Securities Incorporated from
Georges Cibaud re sale of 3,333 shares dated 8/3/00
(5) Form 144 for Georges Cibaud (undated)
Rule 144 Sale of 3,800 Shares of Common Stock for Bromberg Family Trust
(2) Opinion letter to securities Transfer Corporation and Paine Webber from
Jeffrey D. Segal re transfer of 3,800 shares for Bromberg Family Trust dated
10/10/00
(3) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re sale of
3,800 shares for Bromberg Family Trust dated 9/12/00
(4) Rule 144 Seller’s Representation Letter for Bromberg Family Trust dated
8/15/00
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(6) Letter to Kenneth S. Williams from Geeta Dat at Paine Webber re sale of
6,200 shares for Bomberg Family Trust dated 8/23/00
(7) Rule 144 Seller’s Representation Letter for Bromberg Family Trust dated
8/15/00
Rule 144 Sale of 2,166 Shares of Common Stock for Mohammed Soltani
(2) Opinion letter to securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 2,166 shares for
Mohammed Soltani dated 10/10/00
re sale of 2,166 shares for Mohammed Soltani dated 9/20/00
(4) Rule 144 Seller’s Representation Letter for Mohammed Soltani dated
9/20/00
(5) Form 144 for Mohammed Soltani dated 9/19/00
Rule 144 Sale of 5,000 Shares of Common Stock for Michael H. Edwards
1994 Revocable Trust
(2) Opinion letter to securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 5,000 shares for Michael H.
Edwards 1994 Revocable Trust dated 10/10/00
re sale of 5,000 shares for Michael H. Edwards 1994 Revocable Trust dated
9/20/00
(4) Rule 144 Seller’s Representation Letter for Michael H. Edwards 1994
Revocable Trust dated 9/20/00
(5) Form 144 for Michael H. Edwards 1994 Revocable Trust dated 9/19/00
Rule 144 Sale of 5,000 Shares of Common Stock for Mark L. Hendler
(2) Opinion letter to Securities Transfer Corporation and Mutual Service
Corporation from Jeffrey D. Segal re transfer of 5,000 shares for Mark L.
Hendler dated 10/10/00
re sale of 5,000 shares for Mark L. Hendler dated 9/20/00
(4) Form 144 for Mark L. Hendler dated 9/19/00
(5) Rule 144 Seller’s Representation Letter for Mark L. Hendler dated
9/20/00
Rule 144 Sale of 12,500 Shares of Common Stock for Compton Family
Trust
Corporation from Jeffrey D. Segal re transfer of 12,500 shares for Compton
Family Trust dated 10/10/00
re sale of 12,500 shares for Compton Family Trust dated 9/20/00
(4) Form 144 for Compton Family Trust dated 9/19/00
(5) Rule 144 Seller’s Representation Letter for Compton Family Trust dated
9/20/00
Rule 144 Sale of 4,166 Shares of Common Stock for Kenneth B. Avery
Corporation from Jeffrey D. Segal re transfer of 4,166 shares for Kenneth B.
Avery dated 10/10/00
re sale of 4,166 shares for Kenneth B. Avery dated 9/20/00
(4) Rule 144 Seller’s Representation Letter for Kenneth B. Avery dated
9/20/00
(5) Form 144 for Kenneth B. Avery dated 9/19/00
Rule 144 Sale of 100,000 Shares of Common Stock for Celebrity Enterprises
(2) Officers Certificate of Stan Lee Media, Inc. dated 10/10/00
(3) Opinion letter to Securities Transfer Corporation and Spear, Leeds and
Kellogg from Jeffrey D. Segal re transfer of 1000 shares for Celebrity
Enterprises dated 10/10/00
(3) Letter to Pittsburg Institutional from Ed Walker re proposal to sell
200,000 shares by Celebrity Enterprises dated 10/6/00
(3) Brokers Rule 144 Representation Letter dated 10/6/00
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158
(5) Form 144 for Celebrity Enterprises (undated)
Fenner & Smith from Jeffrey D. Segal re transfer of 2,700,000 shares for
Fenner & Smith from Jeffrey D. Segal re transfer of 50,000 shares for
Celebrity Enterprises
10/17/00 (1) Opinion letter to Merrill Lynch Pierce, Fenner & Smith from Jeffrey D. SM0023256-23279
Segal re requests to margin 37,500 shares for Continental Entities
(2) Officer’s Certificate dated 10/17/00
(3) Securities Purchase Agreement between Stan Lee Media, Inc. and
Continental Entities dated 8/16/99
(4) Written Consent of Directors dated 8/16/99
(5) Letter to Securities Transfer Corporation from Stephen M. Gordon
requesting issuance of shares to William James Wilkinson, Jr. (4,000); Gary
Manfredi (4,000); Dave Medinnus (2,000); World Network, Inc. (37,500);
Continental Entities (2 5,000); Continental Entities (37,500); and VMR
Capital Markets U.S. (10,000) dated 10/27/99
addresses for entities in (5) immediately above
(7) Stock certificate C0615 for 37,500 shares to Continental Entities
10/18/00 Opinion letter to Pershing Securities from Jeffrey D. Segal re requests to SM0023280-23282
margin 37,500 shares for Continental Entities
Rule 144 Sale of 35,000 Shares of Common Stock for Susan Pittsburg
(2) Opinion letter to Securities Transfer Corporation and Merrill Lynch,
Pierce, Fenner & Smith from Jeffrey D. Segal re transfer of 35,000 shares
for Susan Pittsburg dated 10/24/00
(3) Seller’s Rule 144 Letter for Susan Pittsburg dated 10/13/00
(4) Form 144 for Susan Pittsburg (undated
(5) Brokers Rule 144 Representation Letter to Jeffrey Segal from Jonathan
Gordon at Merrill Lynch dated 10/13/00
Rule 144 Sale of 15,000 Shares of Common Stock for I.C. Siegel & Patricia
Q. Siegel JTWROS
(2) Opinion letter to Securities Transfer Corporation and FFP Securities
from Jeffrey D. Segal re transfer of 15,000 shares for I.C. Siegel & Patricia
Q. Siegel JTWROS dated 10/24/00
(3) Rule 144 Seller’s Representation Letter for I.C. Siegel and Patricia Q.
Siegel (undated)
(4) Form 144 for Irving C. & Patricia Q. Siegel dated 10/24/00
(5) Rule 144 Broker’s Letter re Irving C. & Patricia Q. Siegel (undated)
(6) Stock certificate C0530 for 10,000 shares to Irving S. Siegel & Patricia
Q. Siegel JTWROS dated 9/23/99
(7) Stock certificate C0551 for 5,000 shares to I.C. Siegel & Patricia Q.
Siegel JTWROS dated 9/23/99
11/9/00 (1) Letter to securities Transfer Corporation from Stephen M. Gordon re rule SM0023301-23307
144 Sale of 15,000 Shares of Common Stock for Kenneth Bald
(2) Opinion letter to Securities Transfer Corporation and Paine Webber from
Jeffrey D. Segal re transfer of 15,000 shares for Kenneth Bald dated 11/9/00
(3) Rule 144 Seller’s Representation Letter for Kenneth Bald dated 9/12/00
(4) Form 144 for Kenneth Bald dated 10/20/00
(5) Page 1 of letter to Jeffrey D. Segal from Paine Webber re Form 144 for
Kenneth Bald
Media, Inc. – 50,000 shares in the name of Web Rewards, Inc.; undated Rule
144 Seller’s Representation Letter re 50,000 shares signed by Larry Schultz,
President Web Rewards, Inc.; 10/26/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Web Rewards, Inc.; 11/03/00
Stock, Cusip # (85285P101) # C1001
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159
Inc. – 124,200 shares in the name of Arthur M. Lieberman; undated Notice
Lieberman (page 1 only); undated Rule 144 Seller’s Representative Letter
(Long Form) re 124,200 shares in the name of Arthur M. Lieberman;
undated Rule 144 Seller’s Representative Letter (Short Form) re 124,200
shares in the name of Arthur M. Lieberman; undated duplicate Notice of
Lieberman; undated U.S. Clearing Corp. Brokers Representation Letter re
124,200 shares in the name of Arthur M. Lieberman; 10/19/00 letter from
Lieberman & Nowak, LLP to Stan Lee Media, Inc. re My letter of
September 22, 1999; 11/09/00 letter from Stan Lee Media, Inc. to Lieberman
& Nowak, LLP
Lee Media, Inc. – 25,000 shares in the name of Blake R. Lindquist; 11/16/00
Seller’s Representation Letter re 25,000 shares in the name of Blake R.
Lindquist11/16/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Blake R. Lindquist; 11/16/00 Morgan Stanley Rule 144
Broker’s Representation Letter; 10/26/00 Dean Witter Reynolds, Inc.
Corporate Account Agreement & Enabling Resolutions re Hollywood
Holdings
Corporation and Brockington Securities, Inc. re Stan Lee Media, Inc. –
210,000 shares in the name of The Trust Company of United Mizrahi Bank,
Ltd.; 11/21/00 letter from Stan Lee Media, Inc. to Securities Transfer
Lee Media, Inc. - The Trust Company of United Mizrahi Bank, Ltd. By
Assignment from Excelsior Productions; undated Stan Lee Media, Inc.
Officers’ Certificate re 210,000 shares in the name of The Trust Company of
United Mizrahi Bank, Ltd. (page 1 only); 11/21/00 letter from Jeffrey D.
Segal, Esq. to Securities Transfer Corporation (page 2 only); 11/15/00 letter
from The Trust Company of United Mizrahi Bank, Ltd. To Brockington
Securities re Rule 144k Sale; undated Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of 210,000 shares of common
stock of Stan Lee Media, Inc. by The Trust Company of United Mizrahi
Bank, Ltd.; undated letter to To Whom it May Concern re 11/21/00 order
from The Trust Company of United Mizrahi Bank, Ltd. Re sale of 210,000
shares of Stan Lee Media, Inc. stock;
Inc. – Keith Nowak; undated Rule 144 Seller’s Representation Letter re sale
of 77,800 shares in the name of Keith Nowak; undated Notice of Proposed
of common stock of Stan Lee Media, Inc. by Keith Nowak; 11/20/00 Merrill
Lynch Rule 144 Broker’s Representation letter; 11/22/00 letter from Jeffrey
D. Segal, Esq. to Securities Transfer Corporation and Merrill Lynch re Stan
Lee Media, Inc. – 77,800 shares in the name of Keith Nowak
SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,000 shares in the
name of Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re
200,000 shares in the name of Celebrity Enterprises
the name of P.F.P. Family Holdings, LP; 11/27/00 Rule 144 Seller’s
Representation Letter re 171,500 shares in the name of P.F.P. Family
Holdings, LP; 11/27/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by P.F.P. Family Holdings, LP ; 11/28/00 letter from Paine
Webber to Jeffrey D. Segal, Esq. re PEP Family Holdings, LP (sic)
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160
Various Letter from Stan Lee Media, Inc. to Securities Transfer Corporation re Rule SM0023368-23379
Continental Entities by Assignment from Hollywood Holdings; 12/04/00
Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to Securities
Inc. – 25,000 shares in the name of Continental Entities; undated Rule 144
Seller’s Representation Letter re 25,000 shares signed by Stanley L.
Compton, Treasurer; 12/01/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual
Lee Media (25,000) Shares of Common Stock, Cusip# (85285P101) Cert
#(C0995); undated Irrevocable Stock or Bond Power re 25,000 shares signed
by E.D. Walker; 10/05/00 Stan Lee Media, Inc. Common Stock Certificate
No. C0835 for 25,000 shares in the name of Hollywood Holdings
Inc. – Continental Entities 12/04/00 Stan Lee Media, Inc. Officer’s
Certificate re 25,000 share in the name of Continental Entities; 12/05/00
Mutual Service Corporation re 25,000 shares in the name of Continental
Entities; undated Rule 144 Seller’s Representation Letter re 25,000 shares
signed by Stanley L. Compton, Treasurer; 12/01/00 Notice of Proposed Sale
common stock of Stan Lee Media, Inc. by Continental Entities; 12/05/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. re Restriced
Shares of Stan Lee Media (25,000) Shares of Common Stock, Cusip#
(85285P101) Cert #(C0614); 11/02/99 Stan Lee Media, Inc. Common Stock
Certificate No. C0614 for 25,000 shares in the name of Continental Entities
re Rule 144 Sale of 200,000 Shares of Common Stock – SOS Resource
Services, Inc.; 11/06/00 Stan Lee Media, Inc. Officer’s Certificate re
200,000 shares in the name of SOS Resource Services, Inc.; 12/06/00 letter
from Jeffrey D. Segal, Esq. to Securities Transfer Corporation and Access
Securities re Stan Lee Media, Inc. – 200,000 shares in the name of SOS
Resource Services, Inc.; 11/30/00 letter from SOS Resource Services, Inc. to
Access Securities re Rule 144 Seller’s Representation Letter; 11/30/00
sale of 200,000 shares of common stock of Stan Lee Media, Inc. by SOS
Resource Services, Inc.; 12/01/00 letter from Access Securities to Stan Lee
Media, Inc. re Stan Lee Media, Inc. – 200,000 shares in the name of SOS
Resource Services, Inc.
Media, Inc. by P.F.P. Family Holdings, LP; 12/14/00 letter from Paine
Webber to Jeffrey D. Segal, Esq. re sale of 80,000 shares in the name of
P.F.P. Family Holdings, LP
Various 11/01/00 Mutual Service Corporation Confirmation of Continental Entities, SM0023407-23418
Inc.’s purchase of 500 shares Stan Lee Media, Inc. stock; 11/01/00 Mutual
Service Corporation Confirmation of Continental Entities, Inc.’s purchase of
9,000 shares of Stan Lee Media, Inc. stock; 10/28/00 Mutual Service
Corporation Confirmation of Compton Family Trust purchase of 10,000
shares Stan Lee Media, Inc. stock; 10/30/00 Mutual Service Corporation
Confirmation of Continental Entities, Inc.’s purchase of 7,000 shares Stan
Lee Media, Inc. stock; 12/01/00 The Depository Trust Company Weekly
Security Position Listing Daily Closing Balances for Week Ending 12/01/00
Various 12/08/00 email form B. Glenns to Stephen Gordon re Letter for Merrill; SM0023419-23426
11/28/00 fax from Merrill Lynch to Barbara J. Glenns; duplicate 11/28/00
fax from Merrill Lynch to Barbara J. Glenns; 12/04/00 letter from Barbara J.
Glenns to Stan Lee Media, Inc. re Stephen M. Gordon response to NASD
questionnaire dated November 30, 2000 (page 1); undated Barbara J. Glenns
C.F.A. Primary Account Clients Fund Account document; 12/04/00 letter
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from Barbara J. Glenns to Stan Lee Media, Inc. re Stephen M. Gordon
response to NASD questionnaire dated November 30, 2000 (page 2);
12/04/00 facsimile transmittal sheet from Barbara J. Glenns to Rick Madden
re NASD Questionnaire
Inc. – The Trust Company of United Mizrahi Bank, Ltd by Assignment from
Excelsior Productions; 10/23/00 letter from Stan Lee Media, Inc. to
Common Stock of Stan Lee Media, Inc. – Susan Pittsburg (with handwritten
notes); 12/04/00 letter from Stan Lee Media, Inc. to Securities Transfer
Lee Media, Inc. – Continental Entities; 12/04/00 letter from Stan Lee Media,
Inc. to Securities Transfer Corporation re Rule 144 Sale of 25,000 Shares of
Common Stock of Stan Lee Media, Inc. – Continental Entities by
assignment from Hollywood Holdings; 12/04/00 Stan Lee Media, Inc.
Officer’s Certificate re 25,000 shares in the name of Continental Entities;
Inc. – Blake R. Lindquist; 11/22/00 letter from Stan Lee Media, Inc. to
Common Stock of Stan Lee Media, Inc. – Keith Nowak; 11/21/00 Stan Lee
Media, Inc. Officer’s Certificate re 210,000 shares in the name of The Trust
Company of United Mizrahi Bank, Ltd; 11/27/00 Stan Lee Media, Inc.
Officer’s Certificate re 200,000 shares in the name of Continental Entities;
11/10/00 The Depository Trust Company Weekly Security Position Listing Daily SM0023439-23441
Closing Balances for Week Ending 11/10/00
12/07/00 Letter from Barbara J. Glenns to Sol Gerber re Peter Paul/Stan Lee Media SM0023442-23443
Stock
12/01/00 Stan Lee Media, Inc. Descending Shares printout SM0023444-23486
Various 10/18/00 letter from Stan Lee Media, Inc. to Coleman and Company SM0023487-23540
Securities, Inc. re termination of the agreement dated 06/07/00 between Stan
Lee Media, Inc. and Coleman and Company Securities, Inc.; 06/07/00
letter/Agreement from Coleman to Stan Lee Media, Inc. re Agreement
between Stan Lee Media, Inc. and Coleman and Company Securities, Inc.;
06/26/00 Warrant to Purchase Common Stock of Stan Lee Media, Inc. –
17,500 shares in the name of Christopher P. Moore; 06/26/00 Warrant to
Purchase Common Stock of Stan Lee Media, Inc. – 17,500 shares in the
name of Arthur B. Whitcomb, Jr.; 06/26/00 Warrant to Purchase Common
Stock of Stan Lee Media, Inc. – 17,500 shares in the name of Lynne
Pellegrino; 06/26/00 Warrant to Purchase Common Stock of Stan Lee
Media, Inc. – 17,500 shares in the name of Philip C. Puccio, Sr.; 06/26/00
Warrant to Purchase Common Stock of Stan Lee Media, Inc. – 30,000 shares
in the name of Coleman and Company Securities, Inc.
12/11/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Snow, Becker, SM0023541-23543
Krauss, PC; letter from Stan Lee Media, Inc. to The Holders Listed on the
Signature Pages to that Certain Registration Rights Agreement Dated as of
November 30, 2000 c/o Astor Capital, Inc. re confirmation of agreement; fax
confirmation sheet
12/12/00 Facsimile transmittal sheet from Stan Lee Media, Inc. to Houlihan, Lokey, SM0023544-23552
Howard & Zukin; personal and confidential letter from Houlihan, Lokey,
Howard & Zukin Capital to Board of Directors, Stan Lee Media, Inc. re
Agreement between Stan Lee Media, Inc. and Houlihan, Lokey, Howard &
Zukin; fax confirmation sheet
Segal, Esq.; 11/15/00 letter from Brockington Securities to Stan Lee Media,
Inc. re Rule 144k Sale re The Trust Company of United Mizrahi Bank, Ltd.;
undated Notice of Proposed Sale of Securities on Form 144 relating to the
by The Trust Company of United Mizrahi Bank, Ltd.;
Various 12/12/00 facsimile transmittal sheet from Stan Lee Media, Inc. to Snow, SM0023559-23562
Becker, Krauss, PC; 11/30/00 Stan Lee Media, Inc. Transfer Agent
Instructions to Securities Transfer Corporation; 12/12/00 fax confirmation
sheet
11/03/00 Mutual Service Corporation Confirmation of Compton Family Trust’s SM0023563
purchase of 2,000 shares Stan Lee Media, Inc. stock
11/30/00 Letter from SOS Resource Services, Inc. to Access Securities re Rule 144 SM0023564
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162
Seller’s Representatio
12/01/00 Letter from Access Securities to Stan Lee Media, Inc. re sale of 200,000 SM0023565
shares from the account of SOS Resource Services, Inc.
11/01/00 Mutual Service Corporation Confirmation of Continental Entities’ purchase SM0023566-23570
of 9,000 shares Stan Lee Media, Inc. stock
11/03/00 Mutual Service Corporation Confirmation of Compton Family Trust’s SM0023571
purchase of 2,000 shares Stan Lee Media, Inc. stock
04/1999 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Holder: WWM SM0023572-23581
Susan Pittsburg
Corporation and Fahnestock & Co., Inc. re Stan Lee Media, Inc. – 55,000
shares in the name of Susan Pittsburg; 12/14/00 letter from Susan Pittsburg
to Fahnestock & Co., Inc. re Seller’s Rule 144 Letter; 12/12/00 Notice of
55,000 shares of common stock of Stan Lee Media, Inc. by Susan Pittsburg
shares in the name of Continental Entities; Stan Lee Media, Inc. Officer’s
Certificate re 545,000 shares in the name of Continental Entities
shares in the name of Continental Entities; Letter from Jeffrey D. Segal, Esq.
to Securities Transfer Corporation and Merrill Lynch, Pierce, Fenner &
Smith re Stan Lee Media, Inc. – 5,000 shares in the name of Continental
Entities
Corporation and Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media,
Inc. – 200,000 shares in the name of Continental Entities; 08/16/00 Stan Lee
Media, Inc. Officer’s Certificate re 445,000 shares in the name of
Continental Entities; 08/17/00 letter from Jeffrey D. Segal, Esq. to Securities
Inc. – Michael Golden; 09/12/00 letter from Jeffrey D. Segal, Esq. to
re Stan Lee Media, Inc. – 50,000 shares in the name of Michael Golden;
re Stan Lee Media, Inc. Removal of Restrictive Legend under Rule 144 –
Michael Golden – 50,000 shares; 08/10/00 Merrill Lynch transfer order re
50,000 shares in the name of Michael Golden; undated blank irrevocable
Stock or Bond Power signed by Michael Golden; 08/01/00 Brokers Letter
Code 1810 to Jeffrey D. Segal, Esq. re 2,100 shares in the name of Michael
Golden; undated Seller’s Rule 144 Letter re 2,100 shares in the name of
Michael Golden; 08/02/00 Brokers Letter Code 1810 to Jeffrey D. Segal,
Esq. re 11,00 shares in the name of Michael Golden; undated Seller’s Rule
144 Letter re 11,000 shares in the name of Michael Golden; 08/03/00
Brokers Letter Code 1810 re 23,500 shares in the name of Michael Golden;
undated Rule 144 Seller’s Letter re 23,500 shares in the name of Michael
Golden; 08/07/00 Brokers Letter Code 1810 re 13,400 shares in the name of
Michael Golden; undated Rule 144 Seller’s letter re 12,400 shares in the
name of Michael Golden; 08/03/00 SEC Cover Letter Code 1811 re 25,000
shares in the name of Michael Golden; 07/21/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Michael Golden; 08/01/00 SEC
Cover Letter Code 1811 re 25,000 shares in the name of Michael Golden;
duplicate 07/21/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Michael Golden
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163
– Adrian Turcotte; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and CapBay Financial Services re Stan Lee Media, Inc.
– 5,000 shares in the name of Adrian Turcotte; undated Seller’s Rule 144
Letter re 5,000 shares in the name of Adrian Turcotte; 08/15/00 Notice of
08/15/00 Form 144 re 5,000 shares in the name of Adrian Turcotte; 08/27/99
Stan Lee Media, Inc. Common Stock Certificate No. C0400 for 5,000 shares
in the name of Adrian Turcotte; 08/15/00 incomplete Stock Power form
– David Medinnus; 09/12/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Salomon Smith Barney, Inc. re Stan Lee Media,
Inc. – 2,000 in the name of David Medinnus; undated Rule 144 Seller’s
Representation re 2,000 in the name of David Medinnus; 07/21/00 Notice of
2,000 shares of common stock of Stan Lee Media, Inc. by David Medinnus;
08/01/00 letter from Salomon Smith Barney re 2,000 in the name of David
Medinnus
6,200 shares in the name of Bromberg Family Trust; 08/15/00 Rule 144
Seller’s Representation Letter re 10,000 shares in the name of Bromberg
Family Trust; 08/15/08 (sic) Notice of Proposed Sale of Securities on Form
Lee Media, Inc. by Bromberg Family Trust; 08/23/00 letter from Paine
Webber to Stan Lee Media, Inc. re shares in the name of Bromberg Family
Trust
name of Continental Entities
Lee Media, Inc. – 90,000 shares in the name of Susan Pittsburg
Hollywood Holdings; 10/04/00 letter from Hollywood Holdings, Inc. re
400,000 shares to be transferred
– Georges Cibaud; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Transfer Corporation and Prudential Securities Incorporated re Stan Lee
Media, Inc. – 3,333 shares in the name of Georges Cibaud; 08/03/00 letter
from Prudential Securities to Jeffrey D. Segal, Esq. re 3,333 shares in the
name of Georges Cibaud; 08/03/00 Rule 144 Seller’s Letter re 3,333 shares
in the name of Georges Cibaud; undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Georges Cibaud
3,800 shares in the name of Bromberg Family Trust; 09/12/00 letter from
Paine Webber to Stan Lee Media, Inc. re 3,800 shares in the name of
Bromberg Family Trust; 08/15/00 Rule 144 Seller’s Representation Letter re
10,000 shares in the name of Bromberg Family Trust; 08/15/00 Notice of
10,000 shares of common stock of Stan Lee Media, Inc. by Bromberg
Family Trust 08/23/00 letter from Paine Webber to Stan Lee Media, Inc. re
shares in the name of Bromberg Family Trust; 08/15/00 Rule 144 Seller’s
Representation Letter re 10,000 shares in the name of Bromberg Family
Trust; 08/15/00 Notice of Proposed Sale of Securities on Form 144 relating
Inc. by Bromberg Family Trust
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164
– Mohammed Soltani; 10/10/00 letter from Jeffrey D. Segal, Esq. to
Media, Inc. – 2,166 shares in the name of Mohammed Soltani; 09/20/00
Restricted Shares of Stan Lee Media, Inc. (2,166) Shares of Common Stock,
Cusip # (85285P101), Certificate #C0559; undated Rule 144 Seller’s
Representation Letter re 2,166 shares in the name of Mohammed Soltani;
Mohammed Soltani
– Michael H. Edwards 1994 Revocable Trust; 10/10/00 letter from Jeffrey
Corporation re Stan Lee Media, Inc. – 5,000 shares in the name of Michael
H. Edwards 1994 Revocable Trust; 09/20/00 letter from Mutual Service
5,000 shares in the name of Michael H. Edwards 1994 Revocable Trust;
Michael H. Edwards 1994 Revocable Trust
– Mark L. Hendler; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Inc. – 5,000 shares in the name of Mark L. Hendler; 09/20/00 letter from
(85285P101), Certificates C0949 and C0562
Inc. – Compton Family Trust; 10/10/00 letter from Jeffrey D. Segal, Esq. to
Media, Inc. – 12,500 shares in the name of Compton Family Trust; 09/20/00
Stock, Cusip # (85285P101), Certificates C0532 and C0556; 09/19/00
sale of 12,500 shares of common stock of Stan Lee Media, Inc. by Bromberg
Compton Family Trust; undated Rule 144 Seller’s Representation Letter re
12,500 shares in the name of Compton Family Trust
– Kenneth B. Avery; 10/10/00 letter from Jeffrey D. Segal, Esq. to Securities
Inc. – 4,166 shares in the name of Kenneth B. Avery; 09/20/00 letter from
(85285P101), Certificate #C0539; undated Rule 144 Seller’s Representation
Letter re 4,166 shares in the name of Kenneth B. Avery; 08/15/00 Notice of
4,166 shares of common stock of Stan Lee Media, Inc. by Kenneth B. Avery
Inc. – Celebrity Enterprises; 10/10/00 Stan Lee Media, Inc. Officer’s
Certificate re 400,000 shares in the name of Celebrity Enterprises; 10/10/00
letter from Jeffrey D. Segal, Esq. to Securities Transfer Corporation, Spear,
Leeds and Kellogg and Pittsburg Institutional, Inc. re Stan Lee Media, Inc. –
100,000 shares in the name of Celebrity Enterprises; 10/06/00 letter from
Celebrity Enterprises to Pittsburg Institutional, Inc. re proposal to sell
200,000 share of Stan Lee Media, Inc. stock; 10/06/00 Pittsburg
Institutional, Inc. Brokers Rule 144 Representation Letter re 100,000 shares
in the name of Celebrity Enterprises; undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Celebrity Enterprises
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165
Merrill Lynch, Pierce, Fenner & Smith re Stan Lee Media, Inc. – 2,700,000
shares in the name of P.F.P. Family Holdings, LP
Various 10/17/00 letter from Jeffrey D. Segal, Esq. to Merrill Lynch, Pierce, Fenner SM0023727-23750
& Smith re Stan Lee Media, Inc. – 37,500 shares in the name of Continental
Entities; 10/17/00 Stan Lee Media, Inc. Officer’s Certificate re 37,500 shares
in the name of Continental Entities; 08/16/99 Stan Lee Media, Inc. Securities
re Stan Lee Media, Inc. – issuance of stock certificates; 10/28/99 letter from
Stan Lee Media, Inc. to Securities Transfer Corporation re Stan Lee Media,
Inc.; 11/20/00 Stan Lee Media, Inc. Common Stock Certificate No. C0615
for 37,500 shares in the name of Continental Entities
10/18/00 Letter from Jeffrey D. Segal, Esq. to Pershing Securities re Stan Lee Media, SM0023751-23753
Inc. – 37,500 shares in the name of Continental Entities
re Rule 144 sale of 35,000 Shares of Common Stock sof Stan Lee Media,
10/13/00 Seller’s Rule 144 Letter re Susan Pittsburg; undated Notice of
10/13/00 Merrill Lynch Brokers Rule Representation Letter re 35,000 shares
in the name of Susan Pittsburg
shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; 10/24/00
sale of 15,000 shares of common stock of Stan Lee Media, Inc. by Irving C.
Siegel & Patricia Q. Siegel JTWROS; undated Rule 144 Broker’s Letter re
15,000 shares in the name of Irving C. Siegel & Patricia Q. Siegel; 09/23/99
shares in the name of I.C. Siegel & Patricia Q. Siegel JTWROS; 09/23/99
Stan Lee Media, Inc. Common Stock Certificate No. C0551 for 5,000 shares
in the name of I.C. Siegel & Patricia Q. Siegel JT WROS
Corporation re Mutual Service Corporation re Stan Lee Media, Inc. – 37,500
shares in the name of Continental Entities; 11/09/00 letter from Stan Lee
Shares of Common Stock of Stan Lee Media, Inc. – Continental Entities;
undated Rule 144 Seller’s Representation Letter re 37,500 shares signed by
Stanley L. Compton, Secretary; 10/18/00 Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Continental Entities; 10/20/00
letter from Mutual Service Corporation to Jeffrey D. Segal, Esq. to
Stock, Cusip# (85285P101), Certificate C0615
Inc. – Kenneth Bald; 09/12/00 Rule 144 Seller’s Representation Letter re
15,000 shares in the name of Kenneth Bald; 10/20/00 Notice of Proposed
of common stock of Stan Lee Media, Inc. by Kenneth Bald; 11/02/00 letter
from Paine Webber to Jeffrey D. Segal, Esq. re Kenneth Baid (sic)
Media, Inc. – 50,000 shares in the name of Web Rewards, Inc.; undated Rule
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166
144 Seller’s Representation Letter re 50,000 shares in the name of Web
Rewards, Inc.; 10/26/00 Notice of Proposed Sale of Securities on Form 144
Media, Inc. by Web Rewards, Inc.
Inc. – Arthur M. Lieberman; undated Notice of Proposed Sale of Securities
on Form 144 relating to the proposed sale of 124,200 shares of common
stock of Stan Lee Media, Inc. by Arthur M. Lieberman (page 1 only) Rule
144 Seller’s Representation Letter (Long Form) re 124,200 shares in the
name of Arthur M. Lieberman Rule 144 Seller’s Representation Letter
(Short Form) re 124,200 shares in the name of Arthur M. Lieberman.;
undated Notice of Proposed Sale of Securities on Form 144 relating to the
by Arthur M. Lieberman; 10/12/00 U.S. Clearing Corp. Brokers
Representation Letter re 124,200 shares; 10/19/00 letter from Lieberman &
Nowak, LLP to Stan Lee Media, Inc. re My Letter of September 22, 1999;
11/09/00 letter from Stan Lee Media, Inc. to Lieberman & Nowak, LLP
Lee Media, Inc. – 25,000 shares in the name of Blake R. Lindquist; 11/16/00
Seller’s Rule 144 Letter re 25,000 shares in the name of Blake R. Lindquist;
Blake R. Lindquist; 11/16/00 Morgan Stanley Dean Witter Broker’s
Representation Letter re 25,000 shares in the name of Blake R. Lindquist;
10/26/00 Dean Witter Reynolds, Inc. Corporate Account Agreement &
Enabling Resolutions re Hollywood Holdings
Various 11/21/00 letter from stlm to Securities Transfer Corporation re Rule 144 Sale SM0023816-23825
of 210,000 Shares of Common Stock of Stan Lee Media, Inc. – The Trust
Company of United Mizrahi Bank, Ltd by Assignment from Excelsior
Productions; 11/21/00 Stan Lee Media, Inc. Officer’s Certificate re 210,000
shares in the name of The Trust Company of United Mizrahi Bank, Ltd;
Corporation and Brockington Securities, Inc. re Stan Lee Media, Inc. –
210,000 shares in the name of The Trust Company of United Mizrahi Bank,
Ltd; 11/15/00 letter from The Trust Company of United Mizrahi Bank, Ltd
to Brockington Securities re Rule 144k Sale; undated Notice of Proposed
shares of common stock of Stan Lee Media, Inc. by The Trust Company of
United Mizrahi Bank, Ltd.
re Rule 144 sale of 77,800 Shares of Common Stock of Stan Lee Media, Inc.
– Keith Nowak; undated Seller’s Rule 144 Representation Letter re 77,800
shares in the name of Keith Nowak; undated Notice of Proposed Sale of
common stock of Stan Lee Media, Inc. by Keith Nowak; 11/22/00 Merrill
Lynch Broker’s Representation Letter re 77,800 shares in the name of Keith
Nowak
SOS Resource Services, Inc. re Stan Lee Media, Inc. – 200,000 shares in the
name of Celebrity Enterprises; Stan Lee Media, Inc. Officer’s Certificate re
200,000 shares in the name of Celebrity Enterprises
Holdings, LP; 11/28/00 letter from Paine Webber to Jeffrey D. Segal, Esq. re
PEP Family Holdings, LP (sic)
Inc. – Continental Entities by Assignment from Hollywood Holdings;
12/04/00 Stan Lee Media, Inc. Officer’s Certificate re 25,000 shares in the
name of Continental Entities; 12/05/00 letter from Jeffrey D. Segal, Esq. to
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167
Media, Inc. – 25,000 shares in the name of Continental Entities; undated
Rule 144 Seller’s Representation Letter re 25,000 shares in the name of
Continental Entities; 12/01/00 Notice of Proposed Sale of Securities on
Stan Lee Media, Inc. by Continental Entities; 12/05/00 letter from Mutual
Lee Media, Inc. (25,000) Shares of Common Stock, Cusip# (85285P101),
Certificate # C0995; undated Irrevocable Stock or Bond Power re 25,000
shares signed by E.D. Walker; 10/05/00 Stan Lee Media, Inc. Common
Stock Certificate No. C0995 for 25,000 shares in the name of Hollywood
Holdings
Inc. – Continental Entities; 12/04/00 Stan Lee Media, Inc. Officer’s
Certificate re 25,000 shares in the name of Continental Entities; 12/05/00
Mutual Service Corporation re Stan Lee Media, Inc. – 25,000 shares in the
name of Continental Entities; Rule 144 Seller’s Representation Letter re
25,000 shares in the name of Continental Entities; 12/01/00 Notice of
Entities; 12/05/00 letter from Mutual Service Corporation to Jeffrey D.
Segal, Esq. re Restriced Shares of Stan Lee Media, Inc. (25,000) Shares of
Common Stock, Cusip # (85285P101), Certificate # C0614; 11/02/99 Stan
the name of Continental Entities
Inc. – SOS Resource Services, Inc.; 11/06/00 Stan Lee Media, Inc. Officer’s
Certificate re 200,000 shares in the name of SOS Resource Services, Inc.;
Corporation and Access Securities re Stan Lee Media, Inc. – 200,000 shares
in the name of SOS Resource Services, Inc.; 11/30/00 letter from SOS
Resource Services, Inc. to Access Securities re sale of 200,000 shares;
11/30/00 of Notice of Proposed Sale of Securities on Form 144 relating to
Inc. by SOS Resource Services, Inc.; 12/01/00 letter from Access Securities
to Stan Lee Media, Inc. re 200,000 shares in the name of SOS Resource
Services, Inc.
Media, Inc. by P.F.P. Family Holdings, LP; 12/14/00 letter from Paine
Webber to Jeffrey D. Segal, Esq. re P.F.P. Family Holdings, LP;
Undated Unnamed list re telephone calls SM0023880
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Michael Joseph SM0023881-23891
Getlin – 333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth R. & SM0023921-23931
Deborah L. Hubbert – 8,333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Frances S. SM0023932-23942
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lynn K. SM0023943-23953
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth G. SM0023954-23964
Montgomery – 2,000 shares
05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares SM0023965-23967
3,333 shares
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168
Various 05/26/00 letter from Stan Lee Media, Inc. to Edith A. Pope re Stock SM0023979-23991
Certificate for 3,333 shares; 05/04/00 Stan Lee Media, Inc. Common Stock
Certificate No. C0865 for 3,333 shares in the name of Edith A. Pope;
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edith
A. Pope – 3,333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Edward Powell SM0023992-24002
– 3,333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock - I.C. Siegel & SM0024003-24013
Patricia Q. Siegel JTWROS – 10,000 shares
& Patricia Q. Siegel JTWROS – 20,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammad SM0024025-24038
Soltani – 4,333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kevork K. SM0024039-24049
Tashjian – 8,333 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Adrian Turcotte SM0024050-24060
– 5,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Boyd Willat – SM0024061-24070
6,700 shares
Undated Blank Stan Lee Media, Inc. Warrant to Purchase Common Stock SM0024071-24079
Various 01/11/00 letter from The Walt Disney Company to Robert Schultz; 07/23/99 SM0024080-24091
Stan Lee Media, Inc. Warrant to Purchase Common Stock – William J. &
Patricia M. Wilkinson – 16,677 shares
05/10/00 Stan Lee Media, Inc. Purchase Form – Steven Patrick – 3,333 shares SM0024092-24093
3,333 shares
Edwards 1994 Revocable Trust – 10,000 shares
Undated Stan Lee Media, Inc. Current Ownership spreadsheet; duplicate Stan Lee SM0024145-24146
Media, Inc. Current Ownership spreadsheet
11/07/00 Astor Capital, Inc. Proposed Equity Draw Down and Convertible SM0024147-24161
Debentures Summary of Proposed Terms/Private Placement
Undated File folder label, "Board &I Executive List” SM0024162
Various Undated email from Christine Plummer/Stan Lee Media, Inc. to SM0024163-24168
advisory@stanleemedia.com re Board Meeting/Conference Call; 08/30/00
Agenda for the Meeting of Stan Lee Media, Inc. ; 08/28/00 Executive
Summary of Stock Purchase Agreement with Conan Properties, Inc.
Various 06/26/00 Stan Lee Media, Inc. Memorandum to Board of Directors from SM0024169-24180
Rick Madden re June 27th Board of Directors meeting; Agenda – Board
Meeting, Tuesday, June 27th, 200, 2:00 P.M.; unsigned Agreement and Plan
of Merger by and between Stan Lee Media, Inc., a Colorado corporation and
Stan Lee Media, Inc., a Delaware corporation
06/21/00 Draft Global Emerging Markets Convertible Debenture SM0024181-24182
Undated Document entitled, “Lake Sherwood Securities Limited” SM0024183-24186
06/16/00 Letter from Mitchell, Silberberg & Knupp, LLP to Katten, Muchin, Zavis re SM0024187-24189
Bryce Zabel/Stan Lee Media
06/16/00 Letter from Stan Lee Media, Inc. to Jack Baum, M.D. re acquiring all assets SM0024190-24194
05/19/00 Minuets of a Meeting of Board of Directors of Stan Lee Media, Inc. SM0024195-24199
09/21/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Deborah A. SM0024200-24214
Schlichting – 5,000 shares
Family Trust - 20,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron SM0024279-24291
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07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Lon & Jaye SM0024305-24315
04/03/00 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Christopher SM0024316-24325
Chen – 4,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Mohammed SM0024337-24349
Soltani – 4,333 shares
Undated Various signature pages of unknown document SM0024350-24356
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Bonner W. SM0024357-24390
Adams – 16,666 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Kenneth Bald – SM0024391-24402
15,000 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Andrew J. SM0024425-24435
Brindock – 2,000 shares
Various 02/17/00 fax from Prudential Securities, Inc. to Stan Lee Media, Inc. re SM0024447-24459
Georges Cibaud; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase
Common Stock – Georges Cibaud – 3,333 shares
Various 12/14/99 Pershing check stub no. 3003182962 in the amount of $25,538.38 SM0024460-24472
made payable to Compton Family Trust; 05/13/99 Stan Lee Media, Inc.
Memo to Stan Compton re Warrants; 07/23/99 Stan Lee Media, Inc. Warrant
to Purchase Common Stock – Compton Family Trust – 22,500 shares
07/23/99 Stan Lee Media, Inc. Warrant to Purchase Common Stock – Cameron L. SM0024484-24494
Edwards 1994 Rev. Trust – 10,000 shares
Various 06/21/99 facsimile transmittal sheet from Morton Feldman to Mr. Peter F. SM0024517-24529
Paul re My Error; 07/23/99 Stan Lee Media, Inc. Warrant to Purchase
Common Stock – Morton Feldman – 5,000 shares
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INDEX OF

STAN LEE MEDIA, INC.

DATE DOCUMENT DESCRIPTION BATES NOS. CATEGORY

1/20/00 Stock Price History of Stan Lee Media, Inc. SM003328-3330

Undated File folder entitled “Adrian Turcotte” SM0020781

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