EMERGENCE
THE CONNECTED LIVES OF ANTS,
BRAINS, CITIES, AND SOFTWARE
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STEVEN JOHNSON
INTRODUCTION
Here Comes Everybody!
Tr August of 200 Japanese scientist ame Toshiyuki Nakagaki
announced tha he had trained an amoebalike organism called
slime mold to find the shortest route through a maze, Nakagaki
ad placed the mold ina small maze comprising four posible
routes and planted pices of fod at two ofthe exit, Despite is
bing an incredibly primitive organism (a close relative of ntinary
fang) with no centralized brain whatever, the aie mold man
‘gpd to plot the most ficient ots tothe food, stretching its ody
through the maze so that ie connected directly to the two food
sources, Without any apparent coi rsourees, the slime mld
had “ove the maze pal
Forsuch a simple ogi, te line mold hasan impressive
inlet edie. Nakagais snouncement was ony the test
in long chain of investigation ino the mabvetis of hie mold
behavior. For sins tying to understand systems that we rh-tively simple components to bull higher-level inteligence, the
slime mold may someday be seen as the equivalent of the inches
and tortoises that Darwin observed onthe GalipagosIlands
ow di such lowly organi come to ply wich an important
‘cientifc role? That story begins in the late sss in New York
City with cients named Evelyn For Keller. A Harvard PhD.
in physics, Keller had writen her dsseration on molecular biology,
tnd she had spent some time exploring the nascent ld of non-
equilibrium thermodynamics,” which in later years woald come to
heassointed with comple theory By 1968, he was working a,
1m asocate at Sloan-Kettering in Manhattan, thinking abou the
application of mathematics to biological problems, Mathematies
‘nd played such tremendous ole in expanding our understanding
‘of physics, Kellrthought—so perhaps it might alo be weil foe
understanding ving stems
Tn the spring of 1968, Ker met visting scholar named Lee
Sege, an applied mathematician who shared her interest. I was
Sega who fst introduced er to the bizarre conduc ofthe slime
‘mold and together they began a series of investigations that woud
help transform not just our understanding of biological develop
ment but aso the disparate weds of brain science, sofware
design, and urban studies,
youre reading these words during the summer ina suburban
‘crural par ofthe word, chances ae somewhere nea you a slime
rnold is growing, Walkthrough a nomally coo, damp seeton of
forest on a dey ad sunny day, sift through the bark muh that
lies ona garden loos, and you may find a grotesque substance coat-
ing afew inches of ring wood. On fin inspection, the edsh
orange mass suggests thatthe neighbors dog has eatea something
lisagrecale but if you observe the slime mold over several dayr—
or even beter, capture it wth time-lapse photography—youl ise
corer that it moves, ever $0 slowly, across the sil. Ifthe weather
conditions grow were and cooler you may eur othe same spot
and fnd the ees has daappeare altogether. Ha it wandered
off to some other par ofthe frst? Or somehow vanished int
thin ig ke a ple of water evaporating?
‘Avi tums out the slime mal (Dison diideum) bas
done something for more mysterious, 2 tick of biology that ha
confounded seis for centres, before Kelle and Sel began
thie clabortion The sme ml behavior was odin it thay
ulerstading it eauied thinking outside the Boundaries of wa
tional dscpliner—vhich maybe why took a molecular biologi
wih physics PRD. instince to une the slime moi mystery.
For hatin no disappearing act onthe gaaden foe The slime ml
‘pend uch of ie as thousands of distin single-celled unis
cach moving separately from its ober comrades. Under the ight
conto, shoe myriad lls wl ole agin int asin, ge
onanism, which then begins its leisy cra acs the gad
for consuming ting eves and wood ait moves out. When
the envionment isles hospitable the lime mold act single
gas when the weather tun cane andthe tol ejos
Inne food supply” beomes a they” The slime mold oxilates
berneen being ingle restr and x em
‘While slime ma cells re lave spe, they have stated
4 isproportionate amount of tention from a number of diferent
{isiplines—embrology mathemati, compute sience—becase
they display such an ineguing example of coordinated group
‘behavior. Anyone who his ter contemplated the great mysey of
‘Taman phsilogy—how do all my cells manage to work so well
‘ogeter'—wl nd something sonantin the slime mos swam.
fe could only figure ot how the Dicyetam plc of, maybe
‘we would gun some insight on oar ow baling togetherne
“Iwata Sloun-Keterig in the biomsth deparment—and it
‘was very small department,” Keer sys today, laughing, While{the fel f mathematical biology wasrelatiely new in the at =
tes, it had a fscintng, if enigmatic precedent in a thea-lile
own essay writen by Alan Turing, the brillant Engh
code-breaker fom Workd War Tl who alo helped invent the digi
tal compurce One of Turing lst pulsed papers, before his
death in 1954, ad sued the side of morphogenesi—the
capacity fal life-forms to develop evr more baroque bodies out
of impos simple beginnings. Tering paper had focied more
a the reuing sumer pans of fower but it demonstrated
using mathematical ols how complex organism could semble
ite withou any master planner calla the sho
“Lvs hiking about slime mold aggregation as « model for
‘hiking about development and T came across Tarings papes”
Keer ays now, fiom her fc at MIT.“And I thought Bingo”
Forsome in, scaher had undesod that sine cells emit-
ted a common substance called acrasin (ao known a eyce
AMP), which was somehow vod in the agreation proces
But until Keller begun her investigations he conventional belt
‘deca that dime mold awa formed the command ope
snake” cells that ordered the oher cell o begin ageing In
1962, Harvard B. M, Shafer showed how the pacemakers could
we etic AMP ana signal of sort orally the troops; the lime
rnold genes would reese the compounds atthe appropsat
moments, igen waves of eel AMP that washed though the
‘enti community at each ialated cell layed the sgn it
reighbor lime mold aggrenation, in fey, was a giant gue of|
“Telephone—but only afew elite cells placed the original all.
Te seemed ike «perf rtonabe explanation. Wee natu
lly predispose to think in tems of pacemakes, wheter wei
talking abou fang, polite stems, of our own bode. Our
action seem governed fo the most part bythe pacemaker els in
ur brains ad for milepnia weve uit borate pacemakers ll
into ou social ongnization, wheter they come in the form of
ings, dictators, or ct councilmen, Mach ofthe world around us
can be exphined in ere of command systems and hirahies—
ty hoa ibe nye fr the sie mols?
But Shafer theory fad one sal problem noone could fod
the puemaers. While ll observer agreed that waves of ei
[AMP did indeed flow through the lime mold community before
sgaseation, ll the cells inthe community wee ffivly ner
changeable, None of them pss any distinguishing cancer
isc that might ert them to pacemaker statu Shafer theory
td presmed the extence ofa cellar monarchy commanding
the maces, but a it turned out al lime mold eels were raed
coy.
or the twenty years tha fllowed the publation of Safes
vial ex, nyoogits ase that the ming pacemaker
cells wera sign ofnefcen dt, or poly designed expe
ments The generals were thee someere inthe mi the scholar
swum —they jot did’ know what thee ufos looked ike
et But Keller and Segel ook another, more ail approach. Tur
ings work on morphogenesis had sketched out a mathemati
‘model wherein ipl agents following imple rules oul generate
amazingly complex structures; perhaps the aggregations of slime
‘ood calls wera re-word example ofthat behavow Tang had
focused primacy on the interactions Berween cll in a single
onan, ba it was pfctl reasonable to ase hat the math
would work for agreation of fe-Bouing ells, And so Keller
started t thinke Whatif Shafer adit wrongall along? Whatifthe
commnity of dime mold cells were onpninngthemseive? What
ifthe wer no paceman?
Keller and Segels husch pid off dramatically, While they
lucked the advanced visazaton tol of todays computes, the
two scratched out a sees of equation sing pen and paper, equ‘ios that demonstrated how sine cell could rigger aggregation
vith flowing leader, simply by tering the amount of jtic
AMP they relied individual, then filling tril of the
Pheromone that they encountered hey wandered though their
ovironment. Ifthe ame cells pumped out enough cic AMP,
clusters of el would stat form. Cel would begin allowing
sereated by other el, crestng positive feedback oop that
cocourged mor cells join the cuter each solace a sim
ply leasing eye AMP based on town loc anesment ofthe
enc eonditions, Keller and Sepel argued in a pape publshedin
1968, then the larger ime mold commit might well beable to
ggegnte based on global changesin the evionment—all without
4 pacemaker el eling the shot
“The response was very interesting” Kelle says now "Fo any~
one who undestod appli mathemati or ha any experience in
hid dynamic ths wa old hat to them. But oso, i ida
snake any sense. would give seminar biologists, andthe sy,
“Sue Where's the founder el? Where's the pacemke Ie dia
provide any suisfiction to them whatwocree” Indeed, the pace-
maker hypothesis would continue a the reigning mode for
another decade, until a series of experiments convincingly proved
thatthe slime mold cel were orguinng from belo. Te amazes
‘me how dat tis fr people to thnk in tems of olive phe-
omenon” Kee ys toda.
‘Thy yeas after the two rescuer fest sketched ou thie
theory on pape, lime mold aggregation is now recognied as 4
classic as study i botorn-up behavior. Keller colegue at MIT
‘Mitch Resnick ha even developed computer simulation of lime
mol cells aggregating lowing tudents to explore the ex ai
ible hand of se onanization by altering the number of celia he
cavionment, and the lees of eye AMP dsbuted.Finttine
uses of Resse’ simulation iavarably say tha the on-screen
images—beiliane clusters of re clls and green pheromone trails—
remind them of vdeo games, and in ict the comparison reveals a
secret lineage. Some of today’ most popular computer games
resemble ime mold cells because they ae Ioosely based on the
equations that Keller and Segel formulated by hand in the late
ties, We ike to talk sbout life on earth evolving out of the primr-
dial soup. We could just as eusly sy thatthe most interesting
Agta life on our computer screens today evolved out ofthe slime
sacl.
‘You can think of Segel and Keller's breakthrough as one ofthe fist
few stones to start tumbling atthe outet of a landslide. Other
stones were moving along with theier—some of whose tnjectories
‘wel follow in the coming pagee—but tha initia movement was
nothing compred tothe avalanche that followed over the next two
decades. At the end ofits course that landslide had somehow con
jure up a handfil of ily credited scientific disciplines, a global
network of research labs and think tanks, and an ene patois of
burewords. Thirty year after Keller challenged the pacemaker
hypothesis, sudents now take courses in “sel-onguizaton stud-
jeg and bottom-up software helps orgasie the Web's most lively
sirtal communities. But Keller’ challenge did more than help
trigger series of intellectual wend, It also unearthed secret his-
tory of decetralied thinking history that had been submerged
for many years beneath the weight ofthe pacemaker hypothesis
and the traditional boundaries of scientific research. People had
‘ben thinking about emergent behavior in all its diverse guises for
‘centuries, if nt millenia, but all that thinking had consistently
heen ignored as unified body of work—because there was noth
ing uni about its bod: There were isolated cells pursuing the
mysteries of emergence, but no aggregation"
Indeed, some of the great minds of the lst few centures—
‘Adam Smith, Feedrch Engels, Charles Darwin, Alan Tuting—
contributed to the unknown science of sel-organiaation, but
because the science didnt exist yet as a recognized fel, their wor
ended up being led on more fui shelves. From a certain angle,
those tmionomies made sense, because the leading figures of this
ew discipline didnt even themselves realize chat they were strg-
sling to understand the Ins of emergence. They were wresting
with loa issues, n clearly defined fields hove an colonies learn to
forage and built nests; why industrial neighborhoods form along
las lines; how ou minds lean to recognize faces You can answer
all ofthese questions without resorting tothe siences of complex-
ity and self-organzaion, but those answers ll share a common
pater, as clear asthe whors ofa fingerprint. Bu to seta pat-
‘tern you needed to encounter tin several contests, Only when the
pattern was detected did people begin to think about studying sel
‘organizing «ystems on thie own merits Keller and Sege saw it in
the slime mold assemblage; Jane Jacobs saw it inthe formation of
city neighborhood; Marvin Minsky in the distibuted networks of
the human bai,
‘What features do al hese systems share? In the srplest terms,
they solve problems by drawing on masses of relatively stupid ele~
sents, rather than singe, intelligent “executive branch" They are
botom-up systems, not top-down. They get their smart fom
below. Ina more technical language, they are complex adaptive sye-
tems that display emergent behavior. In these systems, agents resid-
‘ng on one seale start producing behavior that es one sale above
‘hem: ans create colonies; urbanites erate neighborhoods; simple
pattern-recognition software lars how to recommend new books.
‘The movement from low-level rules to higher-level sophistication
is what we call emergence.
Imagine « billiard table populated by semi-intligent, motor-
ined biliad balls tha have been programmed to explore the space
of the table and alter their movement pattems based on specific
interactions with other balls. Fr the most part, the tables in per~
‘manent motion, with balls eollding constantly, switching diee-
tions and speed every second. Because they are motorized, they
never slow down unles thee rales instruct them to, and ther pro-
ramming enables them to take unexpected turns when they
‘encounter other balls, Such a system would define the most ele-
rental form of comple behavior: a system with multiple agents
dynamically interacting in multiple way, following loca ules and
oblivious to any higher-level instructions, But it wouldnt ru be
‘consiered emergent until those local interactions resulted in some
kind of discerible macrobehavio. Say the local rules of behavior
followed by the hall ended up dividing the table into two chsters
of even-numbered and odd-numbered balls. That would mask the
beginning of emergence, higher-level pattern arising ut of par~
allel complex interctons between local agents. The balls aeit
programmed explicitly to cluser in wo groups; theyre pro-
rammed to fllow much more random rules: swerve left when
they collide with 2 soidcoloed; accelerate after contact with the
thee ball top dead in their tacks when they hit the eight ball and
soon. Yt out of those low-level routines a coherent shape emerges
Does that make our mechanized billiard table adiptive? Not
really because «table divided between two clusters of balls isnot
terribly wef either tothe bili balls themselves orto anyone
ke in the poo ll. But, like the proverbial Hamlet-wrting mon
‘keys, if we haan finite numberof tables in our poo hall, each
following a diferent set of rules, one of those tables might ran-
domly hit upon a rue et chat would arrange all he ball ina per~
fact triangle, leaving the cue ball across the table ready for the
‘break, Tht would be adaptive behavior inthe larger ecosystem of
the poo! hall, assuming chat it was inthe interest of ou biliardssystem to attract players. The system would use lca ules between
interetng agents to create higher-level behavioe well uted to its
‘Emergent complexity without adaptation is like the intricate
erysal formed by a snowflake: t's a heuutifil patter, butt has no
funtion The forms of emergent behavior that we'll examine in
this book show the distinctive quality of growing smarter overtime,
and ofesponding tothe speci and changing neds oftheir envi-
ronment. In that sense most ofthe systems wel lak at ae more
pater programmer sya feature nota bug, Emergent systems can
row unwieldy when their component parts become excesively
complicated. Beer to build «densely interconnected system with
simple clement, and let the more sophisticated behavior trickle up.
(Thats one reazon why computer chips trafic in the sweamined
language of zeros and ones) Having individual agents capable of.
Airey assessing the overstate ofthe sytem can be a el ai
ity in swarm log; for the same reason that you dont want one of
the newons in your rain to suddenly become sentient.
Encourage random encounters. Decentralized systems
such as ant colonies ely hewily onthe random interactions of ans
‘exploring a given space without any predefined orders. Thee
encounters with other ants ae individually aciteary, bur because
‘there are so many individuals inthe sytem, thos encounters eve
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Gordon's harvester ant colonies contain another myptery. If we
understand how local interactions can lead to global problem-
solving, we sll dont have an answer t0 the question of how
colonies develop overtime, Thi one of those scientific questions
sethat nobody thought to ask because the phenomenon had gone
unobserved. And that phenomenon had gone unobserved becatse
people had been thinking about ants—and watching ant+—ing
the wrong sale. Until recently entomologee studied colony behay-
for in snapahots, surveying given nest foe days oF months at a
time, then moving onto other nests or back to the lab, Bet success-
fil colonies can ive s long a fifteen yeare—the fe span of the
‘eagrlying queen an, whose demise signals the final death ofthe