1006 - BackOffice-Integration TAW 12-AUG-09 VER 1.0

12/08/2009

Religare Technova Global Solutions Ltd

Back Office File

Formats for

Trade Anywhere
4.3

File Format doc
© Religare Technova Global Solutions Ltd. 1

Confidential
12/08/2009

Confidentiality
This document contains confidential information of Religare Technova Global Solutions, which is
provided for the sole purpose of permitting the recipient to evaluate the information submitted
herewith. In consideration of receipt of this document, the recipient agrees to maintain such
information in confidence and to not reproduce or otherwise disclose this information to any
person outside the group or the evaluation committee directly responsible for evaluation of its
contents, except that there is no obligation to maintain the confidentiality of any information
which was known to the recipient prior to receipt of such information from Religare Technova
Global Solutions, or becomes publicly known through no fault of recipient, or Religare Technova
Global Solutions, or is received without obligation of confidentiality from a third party owing no
obligation of confidentiality to Religare Technova Global Solutions.

Security
The information contained herein is proprietary to Religare Technova Global Solutions and may
not be used, reproduced or disclosed to others except as specifically permitted in writing by
Religare Technova Global Solutions. The recipient of this document, by its retention and use,
agrees to protect the same and the information contained therein from loss or theft.

Confidential
12/08/2009

Document Revision History

Version Release date Initials Remarks
V 1.0 January 4th 2008 ACERC Release
V 1.1 March 4th 2008 ACERC Addition of ELB file
V 1.2 April 11th 2008 ACERC Change in AMR file format
V 1.3 July 14th 2008 ACERC Addition of (CDC,CIS)
V 1.4 August 28th 2008 ACERC Addition of (CUL,MUL,MBU)

V 1.5 08th Oct 2008 ACERC Addition of CDN File format
V 1.6 December 18th 2008 ACERC BST(BSE Trade Upload)
NST(NSE Trade Upload)
V 1.7 27th Jan, 2009 ACERC CCD - Create CTCL Dealer
DCI - Map Dealer CTCL Id
V 1.8 27th March, 2009 RTGSL DCM – Dependent client Mapping
SPC – Sell Pending Credit


Confidential
12/08/2009

Table of Contents

SL No File Name Description Page No

1 CLT Client Information 12
2 AMR Available Margin Information 14
3 BEN Beneficiary Stock Information 15
4 BEI Intra-day Beneficiary Stock Information 16
5 DPH DP Hold Stock Information 17
6 DHI Intra-day DP Hold Stock Information 18
7 DPF DP Free Stock Information 19
8 DFI Intra-day DP Free Stock Information 20
9 FNO FONSE Position File 21
10 CDM Client -Dealer Mapping 22
11 CFC FNO Exposure cap 23
12 HCT Hair Cut Upload 24
13 PEC Product Exposure Cap 25
14 SMF Exposure Margin File 26
15 OBB BSE Obligation cash Position 27
16 OBN NSE Obligation cash Position 28
17 BAS Basket Scrip Map 29
18 CDP Client DP id Map 30
19 BRN Branch Upload 33
20 CSP Client profile swapping 35
21 NCX NCDEX Position File 36
22 SIS Scrip in Square of mode 37
23 MCX MCX Position File 38
24 CBM Client Bank mapping 39
25 NCL Ad-hoc cash Upload 40
26 ELB Effective Ledger Balance 41
27 CDC Create Dealer Client 42
28 CIS Create in Squareoff Mode Starts 43
29 CUL Client Underlying Limits 44
30 MUL Member Underlying Limits 45
31 MBU Market Banned Underlying 46
32 CDN CDNSE Position Upload 50
33 BST BSE Trade Upload 51
34 NST NSE Trade Upload 52
35 CCD Create CTCL Dealer 53

Confidential
12/08/2009
36 DCI Map Dealer CTCL Id 54

37 DCM Dependent Client Mapping 56
38 SPC Sell Pending Credit 58

Confidential
12/08/2009

File formats for Back Office Interface

The following are the files that are being exchanged with Back Office System, as ASCII files (text
files).

These Files will be applicable to all the files except NSE ISIN and BSE ISIN masters.

1. Header and Footer: Each file will have a header and footer record. The formats for the
header and footer records are detailed below.

2. Field Separators: Any two fields will be separated by pipe (|).

3. File Naming Convention (Except NSE ISIN and BSE ISIN): The file names will be of the format

XXXYYYYMMDD_nn. DAT
Where:

XXX Represents the file type and will have one of the following
values:
1. CLT for Client Information
2. AMR for Available Margin Information
3. BEN for Beneficiary
4. DPH for DP hold stock information
5. DPF for DP Free stock information
6. FNO for FONSE Position File
7. CDM for Client ‐Dealer Mapping
8. CFC for FNO Exposure cap
9. HCT for Hair Cut Upload
10. PEC for Product Exposure Cap
11. SMF for Exposure Margin File
12. OBB for BSE Obligation cash Position
13. OBN for NSE Obligation cash Position
14. BAS for Basket Scrip Map
15. CDP for Client DP id Map
16. BRN for Branch Upload
17. CSP for Client profile swapping
18. NCX for NCDEX Position File
19. SIS for scrip in square off mode
20. BEI for Intraday beneficiary Information
21. DHI for intra‐day DP Hold stocks
22. DFI for Intra‐day DP Free Stocks
23. MCX for MCX Position File
24. CBM for Client Bank Mapping
25. NCL for ad‐hoc cash Upload
26. ELB for Effective Ledger Balance
27. CDC for Create Dealer Client

Confidential
12/08/2009
28. CIS for Create in Squareoff Mode Starts
29. CUL for Client Underlying Limits
30. MUL for Member Underlying Limits
31. MBU for Market Banned Underlying
32. CDN for CDNSE Position File
33. BST for BSE Trade Upload
34. NST for NSE Trade Upload
35. CCD for Create CTCL Dealer
36. DCI for Map Dealer CTCL Id
37. DCM for Dependent Client Mapping
38. SPC for Sell Pending Credit
YYYYMMDD Represents the date of generation of the file
Nn 00

Header and Footer

There will be three types of records in each file viz. Header, Details and Footer. The formats of
each of the three records are detailed below:

Record Type Field Width Description
Header Record Type 2 ’00’ indicates Header Record
File Type 3 Should be one of the following:
CLT for Client Information
AMR for Available Margin Information
BEN for Beneficiary
BEI for Intra‐day Beneficiary
DPH for DP Hold stock information
DHI for intra‐day DP Hold stocks
DPF for DP Free Stocks
DFI for Intra‐day DP Free Stocks
FNO for FONSE Position File
CDM for Client ‐Dealer Mapping
CFC for FNO Exposure cap
HCT for Hair Cut Upload
PEC for Product Exposure Cap
SMF for Exposure Margin File
OBB for BSE Obligation cash Position
OBN for NSE Obligation cash Position
BAS for Basket Scrip Map
CDP for Client DP id Map
BRN for Branch Upload
CSP for Client profile swapping
NCX for NCDEX Position File
SIS for scrip in square of mode
MCX for MCX Position File

Confidential
12/08/2009
CBM for Client Bank mapping
NCL for ad‐hoc cash Upload
ELB for Effective Ledger Balance
CDN for CDNSE Position File
CCD for Create CTCL Dealer
DCI for Map Dealer CTCL Id
DCM for Dependent Client Mapping
SPC for Sell Pending Credit
Date 8 Date on which the file is generated, in YYYYMMDD
format – same as what appears in the file name.
Batch No. 2 00

Detail Record Type 2 Should be one of the following:
02 for Client Information
03 for Available Margin Information
04 for Beneficiary & for Intra‐day Beneficiary
05 for DP Hold stock information & for Intraday DP
Hold Stock Information
06 for DP Free Stock Information and for Intraday DP
Free Stock Information
07 for FONSE Position File
11 for Client ‐Dealer Mapping
12 for FNO Exposure cap
13 for Hair‐Cut Upload
14 for Product Exposure Cap
15 for Exposure Margin File
16 for BSE Obligation cash Position
17 for NSE Obligation cash Position
18 for Basket Scrip Map
19 for Client DP id Map
20 for Branch Upload
21 for Client profile swapping
22 for NCDEX Position Upload
23 for Scrip in square off mode
24 for MCX Position File
25 for Client Bank Mapping
26 for ad‐hoc cash Upload
27 for Effective Ledger Balance
28 for Create Dealer Client
29 for Create in Squareoff Mode Starts
30 for Client Underlying Limits
31 for Member Underlying Limits
32 for Market Banned Underlying
36 for BSE Trade Upload
37 for NSE Trade Upload
38 for CDNSE Position Upload

Confidential
12/08/2009
39 for Create CTCL Dealer

40 for Map Dealer CTCL Id
41 for Dependent Client Mapping
45 for Sell Pending Credit
File‐specific The field’s specific to each type of file will appear
fields here. The fields to be included here have been
elaborated later in this document.
Footer Record Type 2 ‘99’ indicates footer record. Any matter appearing
beyond the footer record will be ignored.
Record Count The total number of detail records contained in the
file. This number will be used as a control check‐sum.


Confidential
12/08/2009

Naming Convention for ISIN Masters
NSE ISIN MASTER

Header and Footer: File will have NO header or footer

Field Separators: Any two fields will be separated by pipe (|).

File Naming Convention: The file name will be NSE_ISIN.txt

BSE ISIN MASTER
Header and Footer: File will have NO header or footer

Field Separators: Any two fields will be separated by pipe (|).

File Naming Convention: The file name will be BSE_ISIN.txt

Confidential
12/08/2009

The formats of the detail records for each of the files are as follows:

1. Client Information

Source Back‐Office System
Destination Trading System
File Type CLT
Record Type 02

Attribute Constraint Data type Description
Header NOT NULL Varchar (2) Record Type
Client Code NOT NULL Varchar (15) This represents the client. Unique
Identifier of the client in the
system.
No spaces are allowed in client
code
Client Name NOT NULL Varchar (100) Name of the Client
Login Name NOT NULL Varchar (25) Login id of the client to the trading
system.
No spaces are allowed in Login
Name
Address Line 1 NOT NULL Varchar (200) First Line of Address
Address Line 2 Varchar (200) Second Line of Address
Address Line 3 Varchar (200) Third Line of Address
City Varchar (50)
State Varchar (50)
Country Varchar (50)
Pin Code Varchar (50)
PhoneNo_R Varchar (50) Residence Phone Number
PhoneNo_O Varchar (50) Office Phone Number
Fax Varchar (50)
Mobile Varchar (50)
Email ID Varchar (100) Mail id of Client
Branch Code Not Null Varchar (50) Branch Attached to client
No spaces are allowed in Branch
Code
Mandatory Varchar (50) Pan Number of the client
SubBroker
FamilyId Varchar (25)
Client Category Varchar (50) This field is used for reporting
purposes in the system. Client can
be assigned to any category like

Confidential
12/08/2009
HNI, RETAIL, NRI etc.
Category can be added from
surveillance.
NO spaces are allowed in Client
Category
Profile Code NOT NULL Varchar (25) Profile of the client. Profiles can be
created from the surveillance. All
the Risk Parameters of the profile
will be attached to the client.
If profile s not passed then client
will not be created.
NO spaces are allowed in Client
profile
Flag NOT NULL Char(1) Flag in (‘A’,’M’,’D’)

This Upload is used to upload Clients into the system .It does not update existing clients, but is
used to add clients. Clients must have a profile attached with them because Clients are created
based on their Profile. Profiles can be created from the surveillance.

Confidential
12/08/2009

2. Available Margin Information

File Type AMR
Record Type 03

Client Code NOT NULL Varchar (25) This represents the Client.
NO spaces are allowed in client
code
BaseDeposit NOT NULL Decimal(24,6) The margin available for the Client
at the beginning of day
Segment Account NOT NULL Varchar (15) Segment Account where Margin to
be uploaded

Margin Upload is used to upload Available Margin of the clients. This margin does not include
collateral margin. Margin Uploaded through this file is treated as Ledger Balance.
AMR file can be uploaded more than once in the TAW. This file must not contain the
incremental margin because client’s Ledger Balance in TAW is overwritten by the amount
coming in AMR file.


Confidential
12/08/2009

3. Beneficiary File

File Type BEN
Record Type 04

Client Code NOT NULL Varchar (25) Client Code
code
DPID Null Varchar (30)
ISINNo NOT NULL Varchar (16) NO spaces are allowed in ISIN
number
Quantity Int Quantity
Segment Account NOT NULL Varchar (15) Segment Account where stocks
to be uploaded
Margin benefit will be given to the client against stocks uploaded through this file after
considering haircut. However client will be allowed to sell these stocks.
This file will be uploaded during the BOD. When ‘BEN’ file is uploaded then all the Beneficiary
data of all the clients are over written by the content of this file. Hence ‘BEN’ file must not be
used for intra‐day Beneficiary stocks upload.

Confidential
12/08/2009

4. Intra‐day Beneficiary File

File Type BEI
Record Type 04

Client Code NOT NULL Varchar (25) Client Code
code
DPID Null Varchar (30)
ISINNo NOT NULL Varchar (16) NO spaces are allowed in ISIN
number
Quantity Int Quantity
Segment Account NOT NULL Varchar (15) Segment Account where stocks
to be uploaded
This file will be uploaded Intra‐day i.e. after “BEN” file is uploaded.
Stocks from “BEI” file will be added to the existing Beneficiary stocks of clients.

Confidential
12/08/2009

5. DP Hold stock file
File Type DPH
Record Type 05

Client Code Not null Varchar (25) NO spaces are allowed
DP Id NULL Varchar (16) Clients DP Id
ISINNO NOT NULL Varchar (15) ISIN Code. NO spaces are allowed
Quantity Char(10) Quantity
Segment Account NOT NULL Varchar (15) Segment Account where stocks to
be uploaded
This file will be uploaded during the BOD. When ‘DPH’ file is uploaded then all the DP Hold
(Pledged) data of all the clients are over written by the content of this file. Hence ‘DPH file must
not be used for intra‐day DP Hold stocks upload.


Confidential
12/08/2009

6. Intra‐day DP Hold stock file
File Type DHI
Record Type 05

DP Id NULL Varchar (16) Clients DP Id
ISINNO NOT NULL Varchar (15) ISIN Code. NO spaces are allowed
Quantity CHAR(10) Quantity
be uploaded
This file will be uploaded Intra‐day i.e. after “DPH” file is uploaded.
Stocks from “DHI” file will be added to the existing DP Hold stocks of clients.

Confidential
12/08/2009

7. DP Free stock Information file
File Type DPF
Record Type 06

DP Id NOT NULL Varchar (16) Clients DP Id
ISINNO NOT NULL Varchar (15) ISIN Code , NO spaces are allowed
be uploaded

NO margin benefit will be given to the client against stocks uploaded through this file. However
client will be allowed to sell these stocks. This file will be uploaded during the BOD. When ‘DPF’
file is uploaded then all the DP Free Stocks data of all the clients are over written by the content
of this file. Hence ‘DPF file must not be used for intra‐day DP Free stocks upload.

Confidential
12/08/2009

8. Intraday DP Free stock Information
file
File Type DFI
Record Type 06

DP Id NOT NULL Varchar (16) Clients DP Id
ISINNO NOT NULL Varchar (15) ISIN Code , NO spaces are allowed
be uploaded

NO margin benefit will be given to the client against stocks uploaded through this file. However
client will be allowed to sell these stocks.
This file will be uploaded Intra‐day i.e. after “DPF” file is uploaded.
Stocks from “DFI” file will be added to the existing DP Free stocks of clients.

Confidential
12/08/2009

9. FONSE Position File

File Type FNO
Record Type 07

Header Not null Varchar (2) Record Type
Trading Account NOT NULL Varchar (15) Clients Product
NO spaces are allowed
Instrument Name NOT NULL Varchar (6) FUTSTK, FUTIDX, OPTSTK, OPTIDX
Symbol Not null Varchar (30) Underlying
ExpiryDate Not Null Datetime YYYY‐MM‐DD
Strike Price Decimal(24,4) 0 for Futures
OptionType Varchar (2) CA PA CE PE, XX For Futures
Buy Qty Not null Int 0 in case of null
Sell Qty Not null Int 0 in case of null
Buy Amt Not null Decimal(24,6) 0 in case of null
Sell Amt Not null Decimal(24,6) 0 in case of null


Confidential
12/08/2009

10. Client ‐ Dealer Mapping
File Type CDM
Record Type 11

Dealer Not Null Varchar (50) Dealer Code
AddRemove NOT NULL Bit 0 to remove Client Dealer
mapping
1 to add Client Dealer mapping
IsPrimaryDealer NOT NULL Bit 0 is for not to update ClientMaster
1 is for to update PrimaryDealer of
ClientMaster with DealerCode

A client can be mapped to multiple Dealers; Client will be mapped to Dealer in the following
conditions:
Client & Dealer entries must be there in the Trading System.
If the Dealer is Global dealer then client of any branch can be assigned to him.
If the Dealer is not global dealer then Dealer and client must belong to the same branch.


Confidential
12/08/2009

11. FNO Exposure Cap
File Type CFC
Record Type 12

FNO Cap Not Null Decimal (18,2) 0 in case of NULL

The Limit of Exposure given for Derivatives is common for a client across all products. 0 indicates
that client cannot place orders on FNO segment and –1 indicates that no Exposure cap is
defined for FNO for the client.

Confidential
12/08/2009

12. Haircut Upload
File Type HCT
Record Type 13

ISIN NO Not null Varchar (16) ISIN number
Haircut Not Null Decimal (5,2) 100 for NULL
Used to upload Haircut in percentage for various ISIN for collateral purpose.

Confidential
12/08/2009
13. Product Exposure Cap
File Type PEC
Record Type 14

TradingAccount Not Null Varchar (25) NO spaces are allowed
Exposure Not Null Decimal (18,2) 0 for NULL
be uploaded

In TAW4.3 Trading Accounts are considered as Products and Exposure limit can be defined for
each Product. This file is used to upload exposure cap for all the products. 0 indicates client will
not be able to place order for that products and –1 indicates that no limit will be checked.

Confidential
12/08/2009

14. Exposure margin File
File Type SMF
Record Type 15

Exchange Not null Varchar (15) FONSE
ScripName Not Null Varchar (100) Underlying
MarginPercent Not Null Decimal (18,4) 0 for NULL
Used to upload Exposure margins rates in percentage for various underlying of FNO segment. It
is used in calculating Exposure margin which is charged by Exchange over and above SPAN
margin.

Confidential
12/08/2009

15. BSE Obligation Cash Positions
File Type OBB
Record Type 16

ExchangeID Not null Varchar (15) BSE
ClientCode Not Null Varchar (15)
Product Code Not Null Varchar (15) NO spaces are allowed
Security ID Not Null Varchar (50)
Day Buy Qty Int 0 for NULL
Day Sell Qty Int 0 for Null
Day Buy Amt Decimal(24,6) 0 for NULL
Day Sell Amt Decimal(24,6) 0 for NULL
BTST positions for BSE

Confidential
12/08/2009

16. NSE Obligation Cash Positions
File Type OBN
Record Type 17

ExchangeID Not null Varchar (15) NSE
ClientCode Not Null Varchar (15) NO spaces are allowed
ProductCode Not Null Varchar (15) NO spaces are allowed
Security ID Not Null Varchar (50) Symbol + Series
Day Buy Qty Int 0 for NULL
Day Sell Qty Int 0 for Null
Day Buy Amt Decimal (24,6) 0 for NULL
Day Sell Amt Decimal (24,6) 0 for NULL
BTST positions for NSE

Confidential
12/08/2009

17. Basket scrip Map
File Type BAS
Record Type 18

Exchange Not null Varchar (30) NSE, BSE
Scrip Not NULL Varchar (50) e.g RELIANCEEQ for NSE
RIL for BSE
FromBasket Not NULL Varchar (30) NO spaces are allowed
ToBasket Not NULL Varchar (30) NO spaces are allowed
Used to map scrip to Scrip Baskets. The Scrip Basket must exist in the system; baskets can be
created from the surveillance.
Any scrip can be assigned to ONE basket only.
If for the first time scrip is being added to a basket then “FromBasketName” should be empty. If
Scrip is being moved from one basket to another then “FromBasketName” and “ToBasketName”
must be specified.

Confidential
12/08/2009

18. Client DPID
File Type CDP
Record Type 19

ClientCode Not NULL Varchar (15) NO spaces are allowed
DPID Not NULL Varchar (30) NO spaces are allowed

Used to map Client and their DP Ids.

Confidential
12/08/2009

NSE ISIN MASTER
File Type NSE_ISIN
Record Type

Symbol Not NULL Varchar (50) Symbol Series
Name Of Company NULL Varchar (100) Name of the company
SEC_ISIN_CD Not Null Varchar (30) ISIN CODE, NO spaces are allowed
Upload ISIN numbers for NSE scrips.

Confidential
12/08/2009

BSE ISIN MASTER
File Type BSE_ISIN
Record Type

Scrip Code Not NULL Varchar (15) Company Code
Scrip Name NULL Varchar (250) Name of the company
ISIN Code Not Null Varchar (15) ISIN CODE, NO spaces are allowed
Used to upload ISIN numbers for BSE scrips

Confidential
12/08/2009

19. Branch Upload
File Type BRN
Record Type 20

Header Mandatory Varchar (2) Hard coded value 20
Branch Code Mandatory Varchar (50) Branch Code must be
Alphanumeric, No special
characters are allowed, NO spaces
are allowed
Address Mandatory Varchar (200) Address of the branch
PinCode Mandatory Varchar (6) PinCode of the Branch is must as it
is sent to the exchange as a part of
CTCL code.
Branch head Not Mandatory Varchar (30) Name of the branch head. Can be
blank
Contact Number Not Mandatory Varchar (25) Can be blank
Role Not Mandatory Varchar (50) Any one role which is created
using Surveillance.
BSEstr Mandatory Varchar (4) Four‐digit Branch code for BSE. If
the Branch is to be made active on
BSE then it is must as it is sent to
Exchange as part of CTCL code.

NSEstr Mandatory Varchar (3) Three‐digit Branch code for NSE. If
the Branch is to be made active on
NSE then it is must as it is sent to
Exchange as part of CTCL code.

FONSEstr Mandatory Varchar (3) Three‐digit Branch code for
FONSE. If the Branch is to be made
active on FONSE then it is must as
it is sent to Exchange as part of
CTCL code.

NCDEXstr Mandatory Varchar (3) Three‐digit Branch code for
NCDEX. If the Branch is to be
made active on NCDEX then it is
must as it is sent to Exchange as
part of CTCL code.

MCXstr Mandatory Varchar (3) Three‐digit Branch code for MCX.

Confidential
12/08/2009
If the Branch is to be made active
on MCX then it is must as it is sent
to Exchange as part of CTCL code.
NMCEStr Mandatory Varchar(3) Three‐digit Branch code for NMCE.
If the Branch is to be made active
on NMCE then it is must as it is
sent to Exchange as part of CTCL
code.
CDNSEStr Mandatory Varchar(3) Three‐digit Branch code for
CDNSE. If the Branch is to be made
active on CDNSE then it is must as
it is sent to Exchange as part of
CTCL code.
Server Id Not Mandatory int


Confidential
12/08/2009

20. Client Profile Swapping
File Type CSP
Record Type 21

Header Varchar (2) Mandatory Hard coded value 21
Client Code Varchar (15) Mandatory Unique code for the client,
Profile Code Varchar (30) Mandatory Code of the profile to be assigned,


Confidential
12/08/2009

21. NCDEX Position File
File Type NCX
Record Type 22

Header Not null Varchar (2) Hard coded value 22
Client Code Not null Varchar (15) Client Code
NO spaces are allowed in
clientcode
Instrument Name NOT NULL Varchar (6) FUTCOM
Strike Price Decimal(24,) 0 for Futures
OptionType Varchar (2) XX
Buy Amt Not null Decimal (24,6) 0 in case of null
Sell Amt Not null Decimal (24,6) 0 in case of null

Confidential
12/08/2009

22. Put Scrip in square off mode
File Type SIS
Record Type 23

Exchange Not null Varchar (15) Exchange e.g. FONSE,NSE and BSE
Symbol NOT NULL Varchar (30) In case of NSE its Symbol+ series e.g.
ACCEQ,
FONSE – Underlying e.g. DABUR. BSE
– e.g. RIL
Instrument Name Varchar (6) e.g. FUTSTK, FUTIDX, OPTSTK, OPTIDX

This field contains values depend
upon the conditions
Expiry Date Datetime YYYY‐MM‐DD
upon the conditions
Option Type Varchar (2) XX e.g. CA, PA, CE, PE
upon the conditions
Strike Price Decimal (24,4) 0 for Futures
upon the conditions
Square Off Not Null Bit 1 – ON i.e. put the scrip in square off
mode.
0 – OFF i.e. Remove the scrip from
the square off mode.

Confidential
12/08/2009

23. MCX Position File

File Type MCX
Record Type 24

code
Instrument Name NOT NULL Varchar (6) FUTCOM
Expiry Date Not Null Datetime YYYY‐MM‐DD
Strike Price Decimal (24,6) 0 for Futures
Option Type Varchar (2) XX
Buy Amt Not null Decimal (24,6) 0 in case of null
Sell Amt Not null Decimal (24,6) 0 in case of null


Confidential
12/08/2009

24. Client Bank Mapping

File Type CBM
Record Type 25

code
Bank Code NOT NULL Varchar (50) Bank Code
BankBranchCode NOT NULL Varchar (30) Branch
Account No Not null Varchar (30) Account number
Cust ID NULL Varchar(30) Customer Login in Bank Site. This
is to prevent third party fund
transfers.
Rank Not Null Char(1) ‘P’ Primary ; ‘S’ Secondary


Confidential
12/08/2009

25. Ad‐Hoc cash Upload

File Type NCL
Record Type 26

code
Segment Account NOT NULL Varchar (30) Segment Account
NCLAmount NOT NULL Decimal(24,6) Could be +ve or ‐ve


Confidential
12/08/2009

26. Effective Ledger Balance

File Type ELB
Record Type 27

code
IntradayFundTransfer NOT NULL Number (24,6)
EffectiveLedgerBalance NOT NULL Number (24,6)
Segment Account NOT NULL Varchar (15) Segment Account where Margin to
be uploaded
AdhocCap Null Decimal(18,2)


Confidential
12/08/2009
27. CDC (Create Dealer Client)

File Type CDC
Record Type 28

Header NOT NULL Int Record Type
code
BranchCode NOT NULL Varchar(50)
ISActive NOT NULL Bit
NCFMNo NOT NULL Varchar (100)
NCFMExpiry NOT Null Datetime
IsGlobalDealer NOT Null Bit
IsPrimary NOT Null Bit
OverdraftLimit Not null Decimal(24,2)
NotionalLimit Not null Decimal(24,2)
TradeModCancel Not null Bit
TradeCancel Not null Bit
CustodianTrade Not null Bit
ExerciseOrder Not null Bit
NSE Not null Bit
BSE Not null Bit
FONSE Not null Bit
AddModify Not null Bit
ActivationDate Not null Datetime
Suspensiondate Not null Datetime
AssignAllClients Not null Bit
SuspensionDays Not null Int
BSEStr Not null Varchar(3)
NSEStr Not null Varchar(3)
FONSEStr Not null Varchar(3)
IsPowerTrade Not null Bit
NCDEX Not null Bit
NMC Not null Bit
NCDEXStr Not null Varchar(3)
NMCStr Not null Varchar(3)
MCX Not null Bit
MCXStr Not null Varchar(3)
CDNSE Not null Bit
CDNSEStr Not null Varchar(3)


Confidential
12/08/2009
28. CIS (Client in Square off mode
Start)

File Type CIS
Record Type 29

code
SegmentAccount NOT NULL Varchar(20) Segment Account


Confidential
12/08/2009

29. CUL (Client Underlying Limits)

File Type CUL
Record Type 31

ClientCode NOT NULL Varchar (30) This represents the Client Code. No
spaces are allowed in client code.
Exchange NOT NULL Varchar(10) This represents the Exchange.
Symbol NOT NULL Varchar(50) Underlying
Product NULL Varchar (30)
TotalLimit NOT NULL Int
FutureLimit NOT NULL Int
NearMonthLimit NOT NULL Int


Confidential
12/08/2009

30. MUL (Member Underlying Limits)

File Type MUL
Record Type 32

Symbol NOT NULL Varchar(50) Underlying
Product NULL Varchar (30)
TotalLimit NOT NULL Int
FutureLimit NOT NULL Int
NearMonthLimit NOT NULL Int


Confidential
12/08/2009

31. MBU (Market Banned Underlying)

File Type MBU
Record Type 33

Underlying NOT NULL Varchar(50) Underlying


Confidential
12/08/2009

32. CDNSE Position File

File Type CDN
Record Type 38

Header Not null Varchar (2) Record Type
Instrument Name NOT NULL Varchar (6) FUTSTK, FUTIDX, OPTSTK, OPTIDX
Strike Price Not Null Decimal(24,4) 0 for Futures
OptionType Not Null Varchar (2) CA PA CE PE, XX For Futures
Buy Amt Not null Decimal(24,6) 0 in case of null
Sell Amt Not null Decimal(24,6) 0 in case of null


Confidential
12/08/2009

33. BST (BSE Trade Upload)

Source BOLT Utility
File Type BST
Record Type 39

CLEARINGMEMBERID NOT NULL varchar(50)
TERMINALID NOT NULL varchar(10)
SCRIPCODE NOT NULL varchar(50)
SCRIPSYMBOL NOTNULL varchar(50)
NOTNULL decimal(24,
TRADEPRICE_PAISA 6)
QUANTITY NOTNULL int
Oppmemid NOTNULL varchar(30)
opptraderid NOT NULL varchar(25)
TRADETIME NOT NULL varchar(10)
TRADEDATE NOT NULL varchar(15)
CLIENTCODE NOTNULL varchar(50)
ORDERID NOTNULL varchar(30)
NOTNULL char(1)
TRANSACTIONTYPE
NOTNULL char(1)
BuySELLIndicator
TRADEID NOT NULL varchar(30)
TYPE NOT NULL varchar(15)
ISIN NOT NULL varchar(25)
SCRIPGROUP NOT NULL varchar(10)
SETTLEMENTNUMBER NOT NULL varchar(25)
Orderime NOT NULL varchar(30)
Filler NOTNULL varchar(20)


Confidential
12/08/2009

34. NST (NSE Trade Upload)

Source NEAT Utility
File Type NST
Record Type 40

TradeNo NOT NULL varchar(50)
TradeStatus NOT NULL varchar(30)
Symbol NOT NULL varchar(30)
Series NOTNULL varchar(2)
SecurityName NOTNULL varchar(25)
InstrumentType NOTNULL varchar(30)
BookType NOTNULL varchar(30)
MarketType NOT NULL varchar(30)
UserId NOT NULL varchar(30)
BranchId NOT NULL varchar(30)
BuySellIndicator NOTNULL char(1)
TradeQty NOTNULL int
TradePrice NOTNULL decimal(24, 6)
PROCLI NOTNULL varchar(30)
ClientCode NOT NULL varchar(30)
Participant NOT NULL varchar(12)
AuctionPart NOT NULL varchar(1)
AuctionNo NOT NULL varchar(30)
SettPeriod NOT NULL varchar(30)
Tradetime NOT NULL datetime
TradeModifiedTime NOTNULL varchar(50)
OrderNumber NOT NULL varchar(30)
CPId NOT NULL varchar(5)
OrderTime NOTNULL datetime


Confidential
12/08/2009

35. CCD ‐ Create CTCL Dealer

File Type CCD
Record Type 41

Header NOT NULL Int Indicates to which table to
data to be exported.
Client Code NOT NULL Varchar (20) Required client code to be promoted
as Dealer.
BranchCode NOT NULL Varchar(50) To which branch the client
belongs to.
ISActive NOT NULL Bit If ‘1’, dealer can place orders to the
clients mapped to him.
NCFMNo NOT NULL Varchar (100) Dealer Certification No to be given.
NCFMExpiry NOT Null Datetime Date when the Dealer

certification expirys.
IsGlobalDealer NOT Null Bit Whether to make the dealer Global
dealer. If ‘1’ then the dealer can
place orders to any clients belonging
to any branch if mapped to him.
IsPrimary NOT Null Bit If ‘1’ , he is the primary
dealer of the branch.
OverdraftLimit Not null Decimal(24,2) Not used currently. Default value to
be 0.
NotionalLimit Not null Decimal(24,2) Not used currently. Default value to
be 0.
TradeModCancel Not null Bit If ‘1’, dealer can modify the client
code after the order is traded called
Trade modification.
TradeCancel Not null Bit If ‘1’, dealer can cancel the
trade modification request.

Confidential
12/08/2009
CustodianTrade Not null Bit If ‘1’, the dealer can place

Institutional orders for the custodian
clients mapped to him.
ExerciseOrder Not null Bit If ‘1’, dealer can place
exercise order on behalf of the
client.
AddModify Not null Bit If the Flag is A – Adding a new
dealer.
If the Flag is M – Modifying an
existing Dealer.
ActivationDate Not null Datetime From which date the dealer to be
activated.
Suspensiondate Not null Datetime Which date the dealer to be
suspended.
AssignAllClients Not null Bit If ‘1’, all the clients of the
branch are mapped to the dealer
and if global dealer clients of all the
branches are mapped to the dealer.
SuspensionDays Not null Int Number of days after which the
dealer should be suspended.
IsPowerTrade Not null Bit Whether power Trade
permission to be given to the dealer.
If ‘1’ then the license can be
generated to the dealer for power
trade access.


Confidential
12/08/2009
36. DCI ‐ Map Dealer CTCL Id

File Type DCI
Record Type 42

Header NOT NULL Int Indicates to which table to
data to be exported.
Dealer Code NOT NULL Varchar (20) Required Dealer code to Update CTCL
Id.
BranchCode NOT NULL Varchar(50) To which branch the Dealer
belongs to.
BSECTCLCode NULL Varchar(13) Dealer CTCL code that should
be sent to the exchange.
NSECTCLCode NULL Varchar(12) Dealer CTCL code that should
FONSECTCLCode NULL Varchar(12) Dealer CTCL code that should
CDNSECTCLCode NULL Varchar(12) Dealer CTCL code that should
MCXCTCLCode NULL Varchar(12) Dealer CTCL code that should
NCDEXCTCLCode NULL Varchar(12) Dealer CTCL code that should


Confidential
12/08/2009
37. DCM – Dependent Client Mapping

File Type DCM
Record Type 43

Header NOT NULL Int
Client Code NOT NULL Varchar Client code to be mapped as

Dependent to dealer
Segment Account NULL Varchar Segment account of the client to be
mapped to the dealer.
Dealer Code NULL Varchar Dealer code to which the client has to
be mapped as Dependent.
Assign / Un‐ NOT NULL Char A – Assign client to dealer
assign U – Un‐assign client from dealer


Confidential
12/08/2009

38. SPC ‐ Sell Pending Credit

File Type SPC
Record Type 45

Client Code Mandatory Var Char This represents the Client Code
to which data has to be
updated.
PendingCredit Mandatory Amount to be updated.
SegmentAccount Mandatory Var Char Segment Account Name in
which the above amount should
be updated.


Confidential

1006 - BackOffice-Integration TAW 12-AUG-09 VER 1.0

Încărcat de

Informații document

Descriere originală:

Drepturi de autor

Formate disponibile

Partajați acest document

Partajați sau inserați document

Opțiuni de partajare

Vi se pare util acest document?

Este necorespunzător acest conținut?

Drepturi de autor:

Formate disponibile

1006 - BackOffice-Integration TAW 12-AUG-09 VER 1.0

Încărcat de

Drepturi de autor:

Formate disponibile

12/08/2009

© Religare Technova Global Solutions Ltd. 1

© Religare Technova Global Solutions Ltd. 2

© Religare Technova Global Solutions Ltd. 3

SL No File Name Description Page No

© Religare Technova Global Solutions Ltd. 4

36 DCI Map Dealer CTCL Id 54

© Religare Technova Global Solutions Ltd. 5

© Religare Technova Global Solutions Ltd. 6

© Religare Technova Global Solutions Ltd. 7

© Religare Technova Global Solutions Ltd. 8

39 for Create CTCL Dealer

© Religare Technova Global Solutions Ltd. 9

© Religare Technova Global Solutions Ltd. 10

© Religare Technova Global Solutions Ltd. 11

© Religare Technova Global Solutions Ltd. 12

© Religare Technova Global Solutions Ltd. 13

© Religare Technova Global Solutions Ltd. 14

© Religare Technova Global Solutions Ltd. 15

© Religare Technova Global Solutions Ltd. 16

© Religare Technova Global Solutions Ltd. 17

© Religare Technova Global Solutions Ltd. 18

© Religare Technova Global Solutions Ltd. 19

© Religare Technova Global Solutions Ltd. 20

© Religare Technova Global Solutions Ltd. 21

© Religare Technova Global Solutions Ltd. 22

© Religare Technova Global Solutions Ltd. 23

© Religare Technova Global Solutions Ltd. 24

© Religare Technova Global Solutions Ltd. 25

© Religare Technova Global Solutions Ltd. 26

© Religare Technova Global Solutions Ltd. 27

© Religare Technova Global Solutions Ltd. 28

© Religare Technova Global Solutions Ltd. 29

© Religare Technova Global Solutions Ltd. 30

© Religare Technova Global Solutions Ltd. 31

© Religare Technova Global Solutions Ltd. 32

© Religare Technova Global Solutions Ltd. 33

© Religare Technova Global Solutions Ltd. 34

© Religare Technova Global Solutions Ltd. 35

© Religare Technova Global Solutions Ltd. 36

© Religare Technova Global Solutions Ltd. 37

© Religare Technova Global Solutions Ltd. 38

© Religare Technova Global Solutions Ltd. 39

© Religare Technova Global Solutions Ltd. 40

© Religare Technova Global Solutions Ltd. 41

© Religare Technova Global Solutions Ltd. 42

© Religare Technova Global Solutions Ltd. 43

© Religare Technova Global Solutions Ltd. 44

© Religare Technova Global Solutions Ltd. 45

© Religare Technova Global Solutions Ltd. 46

© Religare Technova Global Solutions Ltd. 47

© Religare Technova Global Solutions Ltd. 48

NCFMExpiry NOT Null Datetime Date when the Dealer

© Religare Technova Global Solutions Ltd. 49

CustodianTrade Not null Bit If ‘1’, the dealer can place

© Religare Technova Global Solutions Ltd. 50

© Religare Technova Global Solutions Ltd. 51

Client Code NOT NULL Varchar Client code to be mapped as

© Religare Technova Global Solutions Ltd. 52

Attribute Constraint Data type Description

© Religare Technova Global Solutions Ltd. 53

S-ar putea să vă placă și