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ARRANGEMENT OF REGULATIONS
Regulation
PART 1 - PRELIMINARY
7. Threshold Matrix
8. Functions of the Accounting Officer
9. Tender Committee
10. Procurement Unit
11. Procurement Committee
12. Functions of User Departments
13. No retroactive approval
PART XI - MISCELLANEOUS
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SCHEDULES
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IN EXERCISE of the powers conferred by section 140 of the Public Procurement and Disposal Act,
2005, the Minister for Finance makes the following Regulations-
PART 1 - PRELIMINARY
Short title and These Regulations may be cited as the Public Procurement and Disposal
commencement. Regulations, 2006.
“Appeal” means a request for administrative review filed with the Review
Board under section 93, 106 or 117 of the Act;
“Tender opening date” means: a date and time designated by the procuring
entity for the opening of tenders.
The Act” means: the Public Procurement and Disposal Act, 2005,
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“User department” means a department of an organization that initiates
procurement proceedings.
Public Entity 3. (1) This Regulation shall apply to all public procurement and disposal
by all public entities.
(2) For avoidance of doubt and not limiting the provisions of section
3 of the Act, a public entity shall include: -
Capacity Building levy. 4. (1) The capacity building levy payable under section 18 (5) (d) of the
Act shall be as specified in paragraph 2 (a) of the First Schedule to
these Regulations.
(2) The capacity building levy referred to in sub regulation (1) shall not
apply where the contract is one hundred per cent funded by a
donor.
(3) Where the project is partly funded by a donor, only the portion
funded by the Government shall be levied.
Composition of the 5. The composition of the Public Procurement Oversight Advisory Board
under section 22(1)(a) of the Act shall be as specified in the Eighth
Advisory Board
Schedule to these Regulations
Composition of the 6. The composition of the Review Board under section 25 of the Act shall
Review Board be as specified in the Second Schedule to these Regulations.
Threshold matrix 7. A procuring entity shall, pursuant to section 26(3) (b) of the Act,
undertake procurement in accordance with the threshold matrix set out
in the Third Schedule to these Regulations.
Functions of the 8. The accounting officer of a procuring entity shall have the overall
Accounting Officer responsibility for the execution of the procurement process in the
procuring entity, and in particular, shall be responsible for: -
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(iii) appointing tender evaluation committee;
(viii) Any other functions as provided for in the Act and these
Regulations
Tender committee 9. (1) Every procuring entity shall establish a tender committee in the
manner set out in the Fourth Schedule to these Regulations-
(a) to review, verify and ascertain that all procurement and disposal
has been undertaken in accordance with the Act, these
Regulations and the terms set out in the bidding documents.
Procurement unit 10.(1) A procuring entity shall establish a procurement unit in accordance
with this regulation
(c) to liase with the Authority and other bodies on matters related to
procurement and disposal.
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(d) to act as a secretariat to the tender committee
(e) to recommend procurement and disposal procedures.
(h) to prepare and submit to the Authority reports required under the
Act, these Regulations and guidelines of the Authority.
(i) to issue bidding documents to candidates
(j) to coordinate the evaluation of bids
(w) to carry out any other functions and duties as are provided under
the Act and these Regulations.
Procurement committee 11. (1) A procuring entity shall establish a procurement committee to
enable adjudication of tenders in accordance with sub-regulation
(2).
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(2) The procurement committee shall be responsible for procurement
below the threshold of the tender committee
Functions of user 12. The functions of a user department in procurement shall be-
department
(a) to initiate procurement and disposal requirements and forward
them to the procurement unit
No retroactive approval 13. There shall be no retroactive approval on procurement and disposal
proceedings by the Authority, Procurement committee and tender
committees of a procuring entity.
Conditions for transferring 14. (1) Subject to the provisions of Section 27(6) of the Act the Authority
procuring responsibility to shall transfer the procuring responsibility of a procuring entity to
another procuring entity another procuring entity or procuring agent in the following
circumstances:
(a) where the procuring entity is unable to comply with the Act,
these Regulations or the guidelines due to its size, capacity
or any other reason;
(2) The functions contracted out may have value limitations or other
limitations or exceptions.
(3) The accounting officer who requests the Authority to delegate its
function shall remain accountable for all decisions taken by the
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procuring entity to which the function is contracted out.
16. (1) Subject to sub- regulation (2), a public entity may appoint
Procuring Agents
a procurement agent, on competitive basis, to carry out such
procurement proceedings on its behalf using a procurement
procedure allowed by these regulations.
(3) For avoidance of doubt, the procuring entity shall meet the cost
of the services offered by the procuring agent
(5) The procuring entity shall prepare the terms of reference for the
procuring agent assignment in accordance with the provisions of
the Act and these Regulations.
(6) The procuring entity shall be responsible for the actions of the
procuring agent.
Limitation on functions to 17. (1) A Procuring entity shall not contract out both the procurement
be transferred to a functions and the contract management functions to the same
procuring agent procuring agent.
(2) The functions of the accounting officer and the tender committee
shall not be contracted out to a procuring agent
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procurement requirement, a procuring entity may identify a
competent procuring agent and apply to the Authority to pre-
qualify that procuring agent.
Administrative sanctions 18. For purposes of section 30(4) of the Act, public official involved in
transactions where goods, services and works are obtained at inflated
prices shall suffer the following administrative sanctions;
a) Suspension or interdiction by the relevant authority
b) Dismissal from employment
c) Any other as the Authority may issue from time to
time.
Standard Tender 19. The Procuring Entity shall use such Standard Tender Documents as
Documents the Authority may issue from time to time.
Pre-qualification 20. (1) For purposes of section 32 of the Act, a procuring entity may
procedures for large or require pre-qualification of large or complex contracts or
complex contracts concession contracts to ensure, in advance of tendering, that
invitations to tender are confined to capable firms.
(b) the nature and quantity and place of delivery of the goods to
be supplied or the nature, quantity and location of the works
to be effected and the location where they are to be
provided;
(c) the desired or required time for the supply of the goods or
for the completion of the works;
(f) the price, currency and terms of payment for the pre-
qualification documents;
(g) The specific parameters that the Procuring entity may use a
criteria for evaluation which may include:
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v. their current commitments.
(16) The notification shall indicate the terms and conditions under
which tender documents shall be obtained as well as the date,
hour and place for submission of tenders by the tenderer, and of
the tender opening.
Pre qualification list for 21 (1). The following additional procedure shall be used with the necessary
simple and routine modification for goods, services and works that is of relative
contracts simple and routine nature in respect to the procurement of
goods, works and services that are readily obtainable.
(3) The short listed suppliers shall be invited to submit tenders and be
evaluated competitively.
Limitations to contracts 22. For purposes of section 33(2) of the Act a relative is limited to spouse
with relatives and children.
Preference and 23. (1) Pursuant to section 39 of the Act, candidates shall participate in
Reservations procurement proceedings in accordance with the preferences and
reservations set out in these regulations.
(4) A procuring entity may apply any of the preference and reservation
methods set out in sub regulations (5), (6), (7) and (8) of these
Regulations.
(c) joint ventures are designed with the purpose of promoting the
transfer of technology, improvement of managerial and
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technical skills and facilitating access to finance for the local
and citizen contractors in which;
(d) The use of any other approach that may involve giving general
assistance to the targeted group to compete in tendering;
(8) The Authority shall issue detailed guidelines for preference and
reservation schemes
Amendments or variations 24. (1) No unit price variations shall be permitted on contract over a
to contracts period of less than one year.
(c) If, after review of the plans, quantities and estimated unit cost
of the items of work involved, the proper office of the
procuring entity once satisfied shall forward it to the tender
committee for review/ consideration.
(d) The timeframe for the processing of variation orders from the
preparation up to the approval by the procuring entity
concerned shall not exceed thirty days
Provision of tender 26. For purposes of section 56 (2) of the Act the fees chargeable for the
documents tender documents shall be as specified in the First Schedule to these
Regulations
Tender security 27. (1) The procuring entity may include in the tender documents a
condition that tenders must be accompanied by a tender security in
the form of guarantee issued by a reputable bank, reputable
insurance company or any registered financial institution and the
amount of such security shall be within the range set out in
paragraph 2 (c) of the First Schedule.
(2) The procuring entity shall verify the authenticity of the tender
security.
(4) The procuring entity shall immediately release any tender security
if-
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(c) a contract for the procurement is entered into.
(5) No tender security shall be required for contracts for goods, works
or services that are adjudicated by the procurement committee
and where direct procurement method is used.
Opening of tenders 28. (1) For the purposes of section 60 (5) (b) of the Act, the total price of
the tender shall be read out except:
Extension of tender 29. For the purposes of section 61 (3) of the Act, the tender validity period
validity period may be extended with the prior approval of the tender committee.
Creation of Contract 31. (1) For purposes of section 68(3) of the Act, a Local Purchase Order or
Local Service Order shall only be issued after signing a contract.
Procedure for restricted 33. (1) Where restricted tendering is used pursuant to section 73(2) (a) of
tendering the Act, the procuring entity may use pre-qualification procedures
provided in Regulation 20.
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(3) Where restricted tendering is done pursuant to section 73(2)(c) of
the Act the procuring entity shall give the invitation to tender to
all known suppliers of the goods, works or services.
(4) For each candidate to whom the invitation to tender is given, the
time allowed for the preparation of tenders, must not be less than
the minimum period of time provided for in the First Schedule.
(5) For the purpose of sub-regulation (3); the time allowed for the
preparation of tenders is the period of time between the time of
the invitation to tender and the deadline for submitting tenders
Reports on alternative 34. The procuring entity shall give a written report to the Authority with
procurement methods respect to each procurement where restricted tendering or direct
procurement methods have been used. The report shall be given
within thirty days after the contract is entered into and shall contain: -
Methods for 35. The procedure and criteria for comparing and evaluating proposals may
Evaluating request for include;
proposals
This method is appropriate only when the assignment is simple and can
be precisely defined and when the budget is fixed. The request for
proposal shall indicate the available budget and request the
consultants to provide their best technical and financial proposals in
separate envelopes.
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minimum ‘qualifying mark for the’ quality’ is established. Proposals,
to be submitted in two envelopes, are invited from a short list.
Technical proposals are opened first and evaluated. Those securing
less than the minimum qualifying mark are rejected, and the financial
proposals of the rest are opened in public. The firm with the lowest
price shall then be selected. Under this method, the firms which attain
the minimum qualifying marks shall only compete on ‘cost”. The
minimum qualifying mark shall be stated in the request for proposal.
This method may be used for assignments for which the need for preparing
and evaluating competitive proposals is not justified. In such cases, the
procuring entity shall prepare the terms of reference, request expressions of
interest and information on the consultants experience and competence
relevant to the assignment, establish a short list, and select the firm with
the most appropriate qualifications and references. The selected firm shall
be asked to submit a combined technical and financial proposal and then be
invited to negotiate the contract.
Predetermined rates 36. Where a relevant professional body has established pre- determined
rates for consultancy services, this may be used to establish standard
costs of a consultancy. A successful bidder can be selected from a list
of pre-qualified consultants, through a ballot, on rotation basis.
When low value 37. (1) For the purposes of Section 90 (2) a procuring entity may use a low
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procurement may be used. value procurement procedure if-
(2) The following shall be the conditions applicable for low value
procurement:
Procedure for low value 38.(1) A procuring entity may for purposes of low value procurement buy
procurement directly from reputable manufacturers and distributors.
(3) The procuring entity may select the outlets from which to buy
from
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(4) There shall be a rotation of different suppliers for successive
requirements through the use of a secret ballot conducted by at
least three officers one of whom shall be from the user
department.
(5) The procuring entity shall ensure that the selected suppliers are
eligible and qualified prior to finalizing the recommendation for
procurement.
Specially permitted 39.A procuring entity may use a procurement procedure specially
procurement procedure permitted by the Authority if, the circumstances are exceptional and the
use of the permitted procedure is justified on sound economic
grounds. Such specially permitted procedure may include
concessioning and design competition as provided in section 92 of the
Act.
Procedure for 40. (1) Subject to sub-regulation (2), a procuring entity shall for the purpose
concessioning of this Regulation.
(b) submit the feasibility study to the cabinet for its approval;
(c) shall approve the award of the project, through its tender
committee
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Feasibility study 41. (1) Every procuring entity shall undertake or cause to be undertaken a
feasibility study where it considers that a project may be
implemented under an agreement, to assess whether the proposed
project is feasible as a concessioning project.
Private Partnership 42. (1) Notwithstanding any other enactment, but subject to these
Agreement Regulations, a procuring entity may enter into an agreement with a
private party for the performance of one or more of the functions
of that procuring entity.
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(d) provide for its duration; and
Permission of the 43. (1) The procuring entity shall consult the Authority to obtain its written
Authority authorization to conduct a pre-qualification exercise.
Invitation to Bids 44. (1) The procuring entity shall prepare and submit to the request for
proposal to the Authority for its written approval,
(3) The procuring entity shall not accept any unsolicited proposals in
regards to public private partnerships.
Award of project, 45. (1) No procuring entity shall award a project or sign an agreement
signature of agreement unless
and contract
(a) the award of the project has been approved by the tender
committee of the procuring entity; and
(b) the necessary approvals are granted by the Treasury and the
Authority.
Formal grounds for 47.The formal grounds upon which the Secretary of the Review Board may
reject a request for review shall be: -
Rejection of request for
review. (a) Where the procuring entity decides to reject all tenders in
accordance with section 36 of the Act.
Further powers of 48.For the purposes of Section 103 (2) of the Act additional powers of the
investigators investigator shall be:
Conditions and limitations 49. The powers of the investigator under Section 103 (3) shall be subject
of the Powers of the to the following conditions and limitations:
investigator
(a) The investigation shall be conducted within normal working
hours
(b) Answerable to the appointing authority
(d) Prior notice must be given to the procuring entity to provide the
necessary information and documents.
Grounds for debarment by 50. For the purposes with the approval of the Section 115 (2) of the Act,
Director-General the Director – General and the Advisory Board may debar a person
on any other reasonable ground
Recommendation to debar 51. (1) A recommendation to debar a person from participating in public
procurement shall be submitted to the Director General in writing.
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(2) The recommendation to debar a person shall include-
(a) the name of the candidate;
(b) the reasons for the recommendation to debar the candidate
(2) The Director General shall ensure that such a debarment decision
is communicated to the debarred candidate, the affected
procuring entity and also have the debarment published.
Fee for debarment review. 53.For the purposes of section 117 (3) of Act, the fee payable for a
debarment review shall be as set out in paragraph 2 (e) of the First
Schedule
Procedure for valuation 54. (1) A procuring entity shall undertake annual stocktaking of stores
for disposal and equipment that are to be disposed and shall maintain a register which
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shall include:
(a) a disposal plan shall include the likely method of disposal for
each requirement and details of measures to be taken to prevent
recourse to the use of another disposal method unless that
approved by the tender committee
(b) Planning for a disposal activity shall take into account the
allocation of biddable lots to ensure that requirements are not
split up without justifiable reason
(c) The disposal stores and equipments shall be aggregated for all
departments of a procuring entity;
(2) Where assets have been identified for disposal, the procuring
entity shall undertake the valuation of the assets or property
either using its own staff or an independent valuation expert in
order to determine the estimated reserve price which shall be
confidential and shall not be disclosed to the bidders..
Disposal committee 55. (1) A public entity shall establish a disposal committee for the purpose
of recommending the best method of disposing of
unserviceable, obsolete or surplus stores, or equipment
(2) When items have been disposed of through any of the methods
allowed, a standard disposal certificate(s) shall be prepared
accordingly
Methods of disposal 57. A procuring entity may use any of the following methods of disposal
for disposal of its stores and equipment:
Transfer with financial (1) A procuring entity may transfer assets to another procuring entity
Adjustment with financial adjustment where the receiving procuring entity
shall make further use of the procuring entities stores, assets or
equipment and an arrangement for transfer shall be agreed mutually
between the two procuring entities.
Transfer without (2) A Procuring entity may transfer assets to another procuring entity
Financial adjustment without financial adjustment where
(d) the tender committee shall approve the transfer assets to another
procuring entity.
Sale by public (3) The procedure for disposing by public tender shall be similar but with
Tender appropriate modifications to those of procurement of goods, works and
services through open tender, restricted tender or request for quotations
but the award shall be made to the highest rated bidder which shall be
equal to or above the reserve price
Sale by public
Auction (4) The procuring entity may use an auctioneer from the pre- qualified list
or through appropriate competitive method. And shall be approved by
the tender committee.
Destruction
Dumping, burying (5) A procuring entity after considering the environmental effects may
Burning destroy, dump, bury or burn assets only when all other disposal options
have been eliminated and no conversion into another form or recycling
possibilities can be identified.
Trade-in conditions (6) A procuring entity may use trade-in as a method of disposal subject to
the approval of the tender committee under the following circumstances;
Direct negotiations (7) A procuring entity may apply direct negotiations method as a disposal
procedure i.e. sale by negotiation by dealing with a single buyer.
Conversion or (8) A procuring entity may use conversion or recycling as a disposal
Classification into procedure where;
another form or (a) assets have no identifiable residual usefulness to the
recycling condition procuring entity and may still have some value that
may be obtained through conversion into another form
or recycling.
Disposal to employees 58. (1) Pursuant to section 131 of the Act, a disposal to employee, board
e.t.c member and committee of the public entity may be made where-
Procedure for Disposal to 59.(1) Pursuant to Section 131 of the Act, the disposal procedure to
employee e.t.c. employee, board member and committee of the public entity shall be as
follows:
(e) A procuring entity shall request for written sealed bids from
public officers.
PART XI MISCELLANEOUS
Consultative meetings 60. Pursuant to Section 134 (4) of the Act, the procedure for conducting
consultative meetings shall be as follows:
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FIRST SCHEDULE
THRESHOLDS
1. Periods
Provision in the Act Activity Period
s. 55 Time for preparation of tenders for open national tender 21 days
s. 71 (b) Minimum advertisement period for international tenders 30 days
s. 73 Period for preparation of Standard Tender Documents by 14 days
suppliers for restricted tendering
s.66 (6) Maximum period for evaluation 30 days
s.97 (2) Maximum period for completing a review by the Review 30 days
Board
s.128 (2) Period within which the disposal committee must meet 14 days
and deliberate after its appointment
s.129 (4) Period within which the accounting officer must act on 14 days
the disposal committees report
s. 129 (4) Period within which all boarded items must be disposed 60 days
off after the accounting officer approval
2 Fees
Provision in the Act
(s. 18(5) (d)
Capacity building levy Contract Price Percentage (%) levy charges on
contract price to the Authority
Below 2 million 0
Between 2 and below 10 0.5%
million
Between 10 and below 50 0.25%
million
50 million and above 0.05%
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(e). Filing fees on each request for a review on debarment order Kshs.10,000
Provision in the Act s. 117(3)
(f). Charges for sale disposal documents to public officers Kshs 200
Provision in the Act s. 113
3. The level of preference to be applied in an arrangement between citizen sub contractors and
foreign contractors based on the in put of Kenyan firms, Provision in the Act s.39
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SECOND SCHEDULE
COMPOSITION AND MEMBERSHIP OF THE PUBLIC PROCUREMENT
ADMINISTRATIVE REVIEW BOARD
Provision in the Act s. (s. 25)
Appointment and -The members of the Review Board shall be appointed for a term of three years
tenure of and shall be eligible for reappointment for one further term of three years
members.
-A member shall hold and vacate office in accordance with the terms of
appointment.
Quorum. The quorum of the Review Board shall be five members including the chairman.
Members shall not be allowed to delegate their responsibility to any other
person.
Panels The chairman in consultation with the Review Board may constitute a panel of
at least five members to hear and determine an appeal incase numerous appeals
are filed at the same time.
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Absence of In the absence of the chairman, the Review Board may designate one member to
chairman. act as chairman for the purpose of that meeting
Majority Decision shall be taken by simple majority. In case of a tie the proposal
supported by the Chairman shall prevail, and shall be signed by the members
decision.
agreeing thereto
Disclosure of If any member of the Review Board has any conflict of interest in any particular
interest. proceedings before the Review Board he shall inform the Chairman of the
session and in consultation with the other members present, decide whether or
not the concerned member may cease from participating in that particular
proceedings.
Venue. The Review Board shall sit at such place as it may consider convenient, having
regard to all the circumstances of the particular proceedings.
Resignation. Any member may at any time, by notice to the Minister, resign from his office.
Vacancy. Where the office of any member becomes vacant, the Minister shall request any
of the nominating bodies to nominate a person for appointment. The Minister
shall appoint such person to be a member of the Review Board for the
remainder of the term of the member whose vacancy is intended to be filled.
Termination of The Minister, on the recommendation of the Review Board, may terminate a
person’s appointment as a member of the Review Board only if the person-
appointment.
(a) is unable to perform the functions of his office by reason of a mental or
physical infirmity;
(c) is convicted of an offence under the Penal code or the Act, or these
Regulations or an offence involving dishonesty;
(d) is absent from three consecutive meetings of the Review Board without
reasonable excuse; or
(e) is under disciplinary proceedings from the nominating body for professional
or other misconduct
Allowances. The Authority shall pay the members of the Review Board such allowances as
are determined by the Minister
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THIRD SCHEDULE
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FOURTH SCHEDULE
Membership Structure:
Chairman A person appointed in writing by the Accounting Officer
Deputy Chairman Chief Finance Officer or, if there is no such officer, the Head of the Finance
Unit appointed in writing by the Accounting Officer.
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Members The General manager
The Chief Finance Officer
The Chief Technical Officer and;
At least two Departmental Heads, of which one is from a user
department, appointed in writing by the Chief Executive Officer
Deputy Chairman A Council member who is not a public officer, appointed in writing by
the Vice Chancellor
Secretary The officer, heading the procurement division of the Local Authority
6. Colleges Tender Committee
Membership Structure:
Chairman A member of the Board of Governors, appointed in writing by the Board
of Governors.
Deputy Chairman A member of the Board of Governors, appointed in writing by the Board
of Governors
Deputy Chairman A member of the governing body of the Society appointed in writing by
the governing body
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10 Central Bank of Kenya Tender Committee
Membership Structure:
Chairman A member of the Board who is not public officer, appointed in writing
by the Board
Membership Structure
Members The Deputy Chief Executive Officer or if there is no such position, the
Head of Administration or the Registrar
The Finance Officer
The Chief Technical Officer
At least two Departmental Heads, one of them from a user department
At least one (1) observer shall come from a duly recognized private sector
organization or discipline relevant to the procurement at hand. For
example, for infrastructure projects; Institution of Engineers of Kenya; for
goods, Kenya National Chamber of Commerce and Industry; for
consultancy services, a project related professional organization. The
other observer shall come from a Non-governmental organization.
Responsibility of The observer shall prepare a report indicating their observations made on
observers the procurement proceedings conducted by a tender committee of the
procuring entity.
Observers will be informed at least 7 days before the date of the meeting.
The absence of observers will not nullify the procurement proceedings,
provided that they have been duly invited in writing.
Honoraria Members of the tender committee may be paid such honoraria as the
procuring entity may determine with the approval of the Authority
determine.
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FIFTH SCHEDULE
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10. Central Bank Tender committee 1,000,000 and above Above 1,000,000
of Kenya
procurement below 1,000,000 not applicable
committee
11.Permanent tender committee 500,000 and above Below 500,000
Commission procurement below 500,000 not applicable
committee
12.Semi tender committee 100,000 and above not applicable
autonomous
agencies
13. Security Special tender above 500,000,000 Above 500,000,000
organs (classified committee
security items)
14. Constituency District Projects Multi-district Above 1,000,000
Development Tender Committee projects (No limit)
Fund
Above 10,000,000 Above 10,000,000
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SIXTH SCHEDULE
Mode of filing 1. (1) An application to the Review Board shall in the format shown in Form RB 1 set out
in the Appendix to these Rules-
(2) The application referred to in paragraph (1) shall-
(a) shall state the reasons for the complaint, including the alleged breach of
the Act or these Regulations;
(b) be accompanied by such statements as the applicant considers necessary in
support of its application;
(c) be made within fourteen (14) days after the notification of the award to the
successful and the unsuccessful tenderer in accordance with the Act;
(d) be submitted in fifteen bound copies and a soft copy;
(e) be accompanied by such fees as prescribed in the Appendix.
(3 ) Every application shall be sent to the Secretary of the Review Board but no
application shall be accepted after the lapse of fourteen days from the date of
notification of an award in accordance with section 68 of the Act.
Payment of fees 2. (1) The fees shall be paid to the Secretary and such fees shall not be refundable.
(2) Where the amount of the fees cannot be conveniently ascertained when the service is
required, the Secretary will charge fees for tenders of unascertainable value as indicated
the Appendix.
(3) The Secretary may, upon ascertaining the fee chargeable for any service, demand
additional fee if the fee paid was below that ascertained.
(4) The Secretary may require payment in advance for any other service to be rendered.
(5) No application shall be heard by the Review Board unless the required fee is paid
Notification to 3. (1) The Secretary shall within seven days of receipt of every such application serve a
procuring entity copy thereof on the accounting officer of the procuring entity.
(2). Upon being served with a notification of an application, the procuring entity shall
within seven days, submit to the Secretary a written memorandum of response to the
grounds of appeal together with such documents as the Secretary may specify in
accordance with the Regulations.
. (3)The Secretary shall also serve the interested candidate with the application.
Notice of 4. (1) The Secretary shall give all parties to an appeal reasonable notice of the date fixed
Hearing for hearing in the format shown in Form RB 2.
(2) Hearing of procurement review shall be open to all parties to the review.
Communication 5. No party or interested candidate to the review shall communicate outside the hearing of
outside hearing the application with the Chairman or any other member of the Review Board other than
the Secretary.
Representation at 6. At the hearing, the Applicant, procuring entity or any other interested candidate may
hearing seek the services of a legal expert to assist in the presentation of its case.
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7. At the hearing, the Review Board may-
Questions at 8. The Chairman or a member of the Review Board may at any stage of the hearing ask
Hearings any questions to the parties, interested candidates or their representatives, which he
considers necessary to the determination of the appeal.
Proof of 9. An order of the Review Board certified by the Chairman to be a true copy thereof shall
documents in any legal proceedings be prima facie evidence of the order.
Review Board 10. The Review board may seek the services of a professional to analyse cases in which it
may engage feels it lacks the necessary expertise.
Experts
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APPENDIX
APPLICATION NO…………….OF…………..……….20……...
BETWEEN
……………………………………………….APPLICANT
AND
…………………………………PROCURING ENTITY
Appeal against the ……………of the Tender Committee of …………(Procuring Entity)
dated the …..day of ………….20……….in the matter of Tender No………..…of
…………..20…
MEMORANDUM OF APPEAL
SIGNED
Board Secretary
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APPENDIX
BETWEEN
………………...………………………………….., APPLICANT
AND
NOTIFICATION OF APPEAL
TENDER NO. ……………………………………………….
ITEM: …………………………………………………………………
You are hereby notified that on the. …DATE, MONTH, YEAR a Memorandum of Appeal was
filed with the Public Procurement Administrative Review Board in respect of the above-mentioned
tender.
Under the Public Procurement Regulation 2006, no contract shall be signed between the Procuring
Entity and the tenderer awarded the contract unless the Appeal has been finalized.
47
FORM RB 3
REPUBLIC OF KENYA
PUBLIC PROCUREMENT ADMINISTRATIVE REVIEW BOARD
APPLICATION NO…………….OF………….….20……...
BETWEEN
…………………………………………………APPLICANT
AND
……………………………………PROCURING ENTITY
HEARING NOTICE
If you fail to appear the Applicant may proceed with the complaint and determination by
order of the Board may be made in your absence.
BOARD SECRETARY
48
FORM RB 4
REPUBLIC OF KENYA
PUBLIC PROCUREMENT ADMINISTRATIVE REVIEW BOARD
FEES
49
SEVENTH SCHEDULE
Mode of filing 1. (1) An application to the Review Board shall in the format shown in Form RB 5 set out
in the Appendix to these Rules-
(2) The application referred to in paragraph (1) shall-
(a) shall state the reasons for the complaint, including the alleged breach of the
Act or these Regulations;
(b) be accompanied by such statements as the applicant considers necessary in
support of its application;
(c) be made within twenty one (21) days after the notification of the decision
taken by the Director General in accordance with the Act and the regulations;
(d) be submitted in fifteen bound copies and a soft copy;
(e) be accompanied by such fees as prescribed in the First Schedule
(3 ) Every application shall be sent to the Secretary of the Review Board but no
application shall be accepted after the lapse of 21 days from the date of notification.
Payment of fees 2. (1) The fees shall be paid to the Secretary and such fees shall not be refundable.
(2) Where the amount of the fees cannot be conveniently ascertained when the service is
required, the Secretary will charge fees for tenders of unascertainable value as indicated the
Appendix.
(3) The Secretary may, upon ascertaining the fee chargeable for any service, demand
additional fee if the fee paid was below that ascertained.
(4) The Secretary may require payment in advance for any other service to be rendered.
(5) No application shall be heard by the Review Board unless the required fee is paid
Notification to 3. (1) The Secretary shall immediately after receipt of every such application serve a copy
procuring entity thereof on the Director General.
(2). Upon being served with a notification of an application, Director General shall
within seven days, submit to the Secretary a written memorandum of response to the
grounds of appeal together with such documents as the Secretary may specify in
accordance with the Regulations.
(3) The Secretary shall also serve the interested candidates with the application.
Notice of 4. (1) The Secretary shall give all parties to an appeal reasonable notice of the date fixed
Hearing for hearing in the format shown in Form RB 7.
(2) Hearing of review proceedings shall be open to all parties to the review as provide in
the Act and these Regulations
Communication 5. No party or interested candidate to the review shall communicate outside the hearing of
outside hearing the application with the Chairman or any other member of the Review Board other than the
Secretary.
Representation 6. At the hearing, the Applicant, the Director General or any other interested candidate may
at hearing seek the services of a legal expert to assist in the presentation of its case.
50
7. At the hearing, the Review Board may-
(a) Determine the number of representatives of parties and interested candidates that
may attend the hearing.
(b) Exclude any person from the hearing who it deems is unruly, interruptive or
otherwise conducts himself in an unreasonable manner.
Questions at 8. The Chairman or a member of the Review Board may at any stage of the hearing ask any
Hearings questions to the parties, interested candidates or their representatives, which he considers
necessary to the determination of the appeal.
Proof of 9. An order of the Review Board certified by the Chairman to be a true copy thereof shall
documents in any legal proceedings be prima facie evidence of the order.
Review Board 10. The Review board may seek the services of a professional to analyse cases in which it
may engage feels it lacks the necessary expertise.
Experts
51
FORM RB 5
REPUBLIC OF KENYA
PUBLIC PROCUREMENT ADMINISTRATIVE REVIEW BOARD
APPLICATION NO…………….OF…………..……….20……...
BETWEEN
………………..……………………APPLICANT
AND
DIRECTOR GENERAL
MEMORANDUM OF REVIEW
I/We……………………………,the above named Applicant(s), of address: Physical
address…………….Fax No……Tel. No……..Email ……………, hereby appeal to the
Public Procurement Administrative Review Board against above mentioned decision on
the following grounds , namely:-
1.
2. .
By this memorandum, the Applicant requests the Board for an order/orders that: -
1.
2.
SIGNED ……………….(Applicant)
Dated on…………….day of ……………/…..20…..
………………………………………………………………..
SIGNED
Board Secretary
52
APPENDIX
BETWEEN
………………….., APPLICANT
AND
DIRECTOR GENERAL
TO:
i. ……………. (Applicant)
You are hereby notified that on the. …DATE, MONTH, YEAR a Memorandum of Appeal was
filed with the Public Procurement Administrative Review Board in respect of the above-mentioned
decision by the Director General.
A copy of the Memorandum of Appeal is forwarded herewith to the Director General’s office.
53
FORM RB 7
REPUBLIC OF KENYA
PUBLIC PROCUREMENT ADMINISTRATIVE REVIEW BOARD
APPLICATION NO…………….OF………….….20……...
BETWEEN
…………………………………………………APPLICANT
AND
DIRECTOR GENERAL
HEARING NOTICE
Whereas …………..the Applicant herein has instituted a complaint against the decision
of the Director General on (Date) particulars of which were set out in a Memorandum of
Appeal served to the Director General on ………………
If you fail to appear the Applicant may proceed with the complaint and determination by
order of the Board may be made in your absence.
BOARD SECRETARY
54
EIGHTH SCHEDULE
Composition of the For the purposes of section 22(1)(a) of the Act the following shall be
members of the Public Procurement Oversight Advisory Board: -
Advisory Board
(1) Permanent Secretary of the Treasury or his alternate appointee who is
a senior public officer.
Made on the………20…
AMOS KIMUNYA,
Minister for Finance
55