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Business to Business Due Diligence

(Financial Focus)
11/17/2011

INDEX
Page 2-6 Page 7 Page 8 Page 9 Page 10 Page 11 Sample Background Screening Packages About Us Individual Services Price List (Individual) Individual Services Price List (Organization) International General Ordering Procedures

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

Due diligence package type: Ideal for:

Corporate / State Filings
Current Standing Complaints

BUSINESS Acquisitions, Partnerships, Pre-investment

Dates of Incorporation and/or Dissolution

Verify name and DBAs

County Level Civil Actions (Up to 3 Counties Included)

Search conducted for county/counties of business locations.

Suits, Liens, Judgments Multi-Jurisdictional "Nationwide" Database

Suits: Reveals filing information on civil suits from multiple courts such as circuit, district, small claims, chancery and municipal. Liens: Reveals claims by secured creditors to property. Common creditors include State, County and Federal agencies. Judgments: Reveals final court rulings on civil judgments, judgment notes, default judgments, summary judgments, foreclosures, forcible entry and detainers, divorces, et al.

Search conducted for federal jurisdictions of state of business registration and jurisdictions of physical location.

Federal Level Criminal Complaints Search

Federal Civil and Bankruptcy Search of all federal jurisdictions corresponding with companies physical location and corporate registration.
Federal Banking Enforcement Actions Our search encompasses the following offices and their corresponding databases of companies and Individuals who were assessed Legal and/or Regulatory Enforcement Actions, Civil Monetary penalties (CMP's), Cease and Desist Orders, or have been otherwise prohibited from professional financial dealings. FDIC: Federal Deposit Insurance Corporation NCUA: National Credit Union OTS: Office of Thrift Supervision OCC: Office of the Comptroller of the Currency FFIEC: Federal Reserve Board List of Reserve OFAC: Office of Foreign Asset Control SEC: Securities and Exchange Commission OFAC: Office of Foreign Asset Control

UCC Filings Search of Uniform Commercial Code filings to help establish business solvency. Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

Better Business Bureau Complaints Search of BBB complaints filings at local and national level Deep Web Search: Our "Deep Web Search" includes, but goes beyond, a typical Google type search. We utilize our Deep Web Searches to locate existing archives from news articles and blog postings, to archived chat room statements, use groups and deleted websites. We alert you to any potentially negative findings. Web Traffic Flow Estimation Search reveals an estimation of true traffic flow to company website. This information can be vital to verify or disprove claims of internet sales and advertising revenue.

DISCOUNTED BASE PACKAGE PRICE: $159.00

Please Note for All Packages: Additional research (when requested/approved by client) may require additional fees. Situations that may benefit from further research or have mandatory fees include... Multiple DBAs are discovered and research is requested on one or more. Multiple company Principals exist and are of interest. Multiple branches of company exist in multiple states. Extensive civil records exist (over 20) and specifics are needed for each. Extensive UCC filings exist (over 20) and specifics are needed for each. Files of interest require hard copies to be viewed or copied. New York OCA search is necessary for criminal record research. Additional County Criminal or County Civil Searches beyond scope of package. International Research.

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

Due diligence Package type: Ideal for:

Individual Partnerships, Pre-investment, Money Manager

This search cross references the name, approximate age and (approximate) known addresses of an individual to reveal matches of known individuals and their personal identifiers such as exact date of birth and social security number: (Please note that the SSN is truncated on the report for identity theft prevention). A trace of the name and SSN then reveals the following information: I. An in-depth address history of current and past addresses. II. Alternate names used from previous marriages, legal name changes, etc. III. Dates of birth associated with the names that were returned with the trace. Our system then verifies the social security number is valid by: IV. Comparing the formatting of the number against the Social Security Administrations master issuance file. V. Comparing the Social Security Number against the deceased persons SSN archive to detect valid, but recycled Social Security Numbers.

Identity Verification and Address History

County Level Criminal Complaints Search (Up to 5 Counties Included)

Search conducted for counties of residence and company location based on our research and data provided by client. residence and work associations. Our search will detail all criminal felonies and misdemeanors discovered.

County Level Civil Actions (Up to 3 Counties Included)

Search conducted for county/counties of business locations.

Suits, Liens, Judgments (Multi-Jurisdictional Database)

Suits: Reveals filing information on civil suits from multiple courts such as circuit, district, small claims, chancery, and municipal. Liens: Reveals claims by secured creditors to property. Common creditors include State, County and Federal agencies. Judgments: Reveals final court rulings on civil judgments, judgment notes, default judgments, summary judgments, foreclosures, forcible entry and detainers, divorces, et al.

Federal Civil and Bankruptcy Search of all federal jurisdictions corresponding with subjects known residence history for federal civil filings including bankruptcy. Federal Level Criminal History Search (ALL U.S. Jurisdictions of Residence)
Search conducted for all federal jurisdictions of residence within last 10 years. Our search will report all discovered offenses. Please note that Federal Criminal Records are completely separate from State, County or Department of Corrections jurisdictions.

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

Federal Banking Enforcement Actions Our search encompasses the following offices and their corresponding databases of companies and Individuals who were assessed Legal and/or Regulatory Enforcement Actions, Civil Monetary penalties (CMP's), Cease and Desist Orders, or have been otherwise prohibited from professional financial dealings. FDIC: Federal Deposit Insurance Corporation NCUA: National Credit Union OTS: Office of Thrift Supervision OCC: Office of the Comptroller of the Currency FFIEC: Federal Reserve Board List of Reserve OFAC: Office of Foreign Asset Control SEC: Securities and Exchange Commission OFAC: Office of Foreign Asset Control This search utilizes the information discovered in the social security trace (Maiden Names, Alias Names, alternate dates of birth, etc, and searches ALL name and dates of birth combinations discovered, through or Nationwide Criminal Record Database! This gives you a far more complete picture of criminal record information at NO additional charge. SafeScreeners National Criminal Record Search is comprised of over 500 Million criminal records derived from over 346 sources including, but not limited to the following: Nationwide Sex Offender Registry Search Guam and Puerto Rico Sex Offender Registries. Multiple State, Municipal, and Superior Court Criminal Records updated as available Multiple Department of Corrections Records updated as available 100s of direct county court jurisdictions updated as available.
(Summary of Databases Searched) Full 79 Page Document Available Upon Request

Advanced "Nationwide" Criminal Record Database Search

Please note: While National or "Multijurisdictional" criminal record databases do contain a great deal of criminal conviction information from many jurisdictions throughout the 50 states, they are NOT a complete search of all U.S. criminal records in existence. The fact is; no criminal record database search available to the public contains all jurisdictions and all criminal records. Budget permitting, we strongly suggest using the National Criminal Record Database Search in combination with local county record searches, federal criminal record searches, and/or fingerprint submissions (when permissible) as a best practice.
Global Security ALERT provides enhanced criminal screening and reduces the likelihood of accepting known terrorists and fugitives into your organizations. This search helps you meet terrorist-checking obligations required under the United States Patriot Act. With Global Security ALERT, a search can be conducted on each applicant as part of our screening services. Global Security ALERT identifies terrorists and fugitives by searching data from numerous agencies, including the following

Deep Web Search: Our "Deep Web Search" includes, but goes beyond, a typical Google type search. We utilize our Deep Web Searches to locate existing archives from news articles and blog postings to archived chat room statements, use groups, and deleted websites. Alerting you to any potentially negative findings.

DISCOUNTED PACKAGE PRICE: $199.00

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

OPTIONAL ADD-ON's (THESE SEARCHES REQUIRE A SIGNED AUTHORIZATION). Past Employment Verifications (Most Recent THREE Employers) Our researchers contact the listed prior employment of the applicant to verify Dates of employment Title of the position Internal promotions Eligibility for re-hire and performance if available. Educational Verification (Highest Level of Education Achieved.) Our researchers verify... We verify authenticity of the institution and search our databases of known diploma mills. Report on Degree obtained, Date of Completion, Major of Study If no degree earned, we verify dates of attendance, credits earned, projected completion.

Note: Employment and Education verifications occasionally require third party access fees. This occurs when the employer or educational institution has leased their records to a third party service such as The Work Number for Everybody or Student Clearinghouse. Third party confirmations only conducted with client permission.

Consumer Credit Report (REQUIRES ONE-TIME ONSITE COMPLIANCE INSPECTION) Consumer credit report for employment purposes. Contains all information found in a standard credit report except for the FICA score (as required by the Fair Credit Reporting Act.)

DISCOUNTED PACKAGE PRICE WITH ADD-ON's: $239.00

Please Note for All Packages: Additional research (when requested/approved by client) may require additional fees. Situations that may benefit from further research or have mandatory fees include... Multiple DBAs are discovered and research is requested on one or more. Multiple company Principals exist and are of interest. Multiple branches of company exist in multiple states. Extensive civil records exist (over 20) and specifics are needed for each. Extensive UCC filings exist (over 20) and specifics are needed for each. Files of interest require hard copies to be viewed or copied. New York OCA search is necessary for criminal record research. Additional County Criminal or County Civil Searches beyond scope of package. International Research

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

NO SET-UP FEES / NO ACCOUNT FEES / NO MONTHLY MINIMUMS

Expect More from Your Background Screening Provider!

Since 1996, SafeScreener.com has been providing corporations, law firms, non-profit
organizations, government entities with background screening services such as Preemployment Screening, Security Screening, and Corporate Due Diligence. Our unmatched customer support and simple to use online system allows your organization to make informed decisions based on real time intelligence at an affordable price. We bring you fast access Criminal Records at the County State and Federal level, Motor Vehicle Driving Records, Credit Reports, I-9 Verifications, Global Terrorist Watch Lists, Education Verifications, Employment Verifications, Professional Character References, Drug testing, Fingerprinting, Exit Interviews and more.

SafeScreener.com is a trusted partner to many respected corporations and an approved US Government sub-contractor.

Our mission is to provide the highest level of corporate due diligence and background

screening services at an affordable price. Our secure online background screening system and highly trained staff allow us to

Offer some of the fastest turnaround times available (many searches are instant) Maintain secure data storage and instant retrieval of archived background checks. Offer each client multiple screening packages for different levels of service requests. (never spend more than you need to ) Offer tiered security levels for Supervisors, Regional Managers, Corporate level HR and Accounting. Assist you with F.C.R.A. compliance and Adverse Action Procedures. Built in Adverse action Letters make compliance a snap.

Accessible 24 hrs a day online. SOME OF OUR RESPECTED CLIENTS INCLUDE:

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

SERVICES AVAILABLE
BUSINESS OWNERS / CORPORATE OFFICERS / INVESTORS / CLIENTS

Identity Verification (to obtain personal identifiers) Social Security Trace and Validation County Level Criminal (Misdemeanor & Felony 7 Year Federal Level Criminal Search Statewide Criminal Record Search National Criminal Record Search (database)
o All county fees included except for MI and NY

$15.00 per search $ 3.00 per search $14.00 per county $ 9.00 per jurisdiction (varies per state) $14.00 per search

50 State Sex Offender Search $ 7.00 per search New York OCA Search $75.00 per search o Note: The New York OCA search is a requirement of the New York Office of Court Suits, Liens, Judgments (Multi-Jurisdictional Database) Federal Civil and Bankruptcy
Administrations. New York does not allow individual county searches of most NY counties, instead offering this consolidated search of all NY counties for a flat fee.

Our National Criminal Record Search contains over 500 million criminal records from jurisdictions throughout the United States and abroad. Although this search is a cost effective and comprehensive search tool, we recommended using any nationwide database search in conjunction with a county or state criminal record search. We recommend this because many jurisdictions do not contribute information to multi-jurisdictional criminal record databases. Our National Criminal Record Search is the largest criminal record search available and Includes the 50 State Sex Offender Search. Full detailed coverage available upon request.

Federal Banking Enforcement Actions Our search encompasses multiple government regulatory agencies and their corresponding databases of Individuals who were assessed Legal and/or Regulatory Enforcement Actions, Civil Monetary penalties (CMP's), Cease and Desist Orders, or have been permanently removed / prohibited from banking. Current and / or Past Employment Verification (authorized) $ 11.00 per employer

$14.00 per search $ 9.00 per jurisdiction $15.00 per search

Education Verification (authorized)

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Professional License Verification $ 9.00 per request MVR Driving Record (varies per state) Military Records Verification $11.50 per request Workmans Compensation Claims (varies per state) Deep Web Character / Reputation Evaluation $ 25.00 per request This search scours the internet for information posted by or about the candidate. Information retrieved from: news archives, articles, blogs, chat rooms, usegroups, personal websites, social and professional networking sites and more. This search should not be used as a sole decision maker in accepting a client. Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

Note: Employment and Education verifications occasionally require third party access fees. This occurs when the employer or educational institution has leased their records to a third party service such as The Work Number for Everybody or Student Clearinghouse. Third party confirmations only conducted with client permission.

$ 11.00 per inst.

CORPORATIONS / PARTNERSHIPS / LLCs

Physical Address Verification and Drop Box $11.00 per search Our search verifies that implied physical addresses are authentic as opposed to drop boxes such as Mail Boxes Etc and UPS Store. County Level Criminal Complaints Search $14.00 per county State Level Criminal Complaints Search Federal Level Criminal Complaints Search Suits, Liens, Judgments (Multi-Jurisdictional Database) County Level Civil Judgments Federal Civil and Bankruptcy UCC Filings
o All county fees included except for MI and NY

Federal Banking Enforcement Actions Our search encompasses the following offices and their corresponding databases of Individuals who were assessed Legal and/or Regulatory Enforcement Actions, Civil Monetary penalties (CMP's), Cease and Desist Orders, or have been permanently removed / prohibited from banking.

(varies per state) $ 9.00 per jurisdiction $15.00 per search $20.00 per search $ 9.00 per search $15.00 per search $15.00 per search

Business E-character online evaluation $ 25.00 per individual This search scours the internet for information posted by or about the company. Information retrieved from: news archives, articles, blogs, chat rooms, usegroups, personal websites, social and professional networking sites and more. This search should not be used as a sole decision maker in transactional due diligence. Web Traffic Flow Estimation $ 15.00 per website Search reveals an estimation of true traffic flow to company website. This information can be vital to verify or disprove claims of internet sales and advertising revenue.

FDIC: Federal Deposit Insurance Corporation - Coverage from 1989 to Present FDIC Enforcement Decisions and Orders of formal enforcement actions against financial institutions that are regulated by the FDIC or against their affiliated parties. NCUA: National Credit Union Administration - Coverage from 1991 to Present Administrative Orders, Board Appeals, Comments on Proposed Regulations, FOIA Appeal Decisions, Legal Opinion Letters, Letters to Credit Unions, Letters to Corporate Credit Unions, News Releases, Regulatory Alerts OTS: Office of Thrift Supervision - Coverage from 1989 to Present Enforcement Orders OCC: Office of the Comptroller of the Currency - Coverage from 1989 to Present Legal and Regulatory Enforcement Actions FFIEC: Federal Reserve Board List of Reserve Actions - Coverage from 1989 to Present Enforcement Actions, Cease and Desist Orders, Civil Money Penalties, Modifications and Terminations, Orders on Interlocutory Review, Prohibition from Banking, Prompt Corrective Action and Written Agreements OFAC: Office of Foreign Asset Control - Coverage of the currently published list Specially Designated Nationals and Blocked Persons SEC: Securities and Exchange Commission

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

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INTERNATIONAL SEARCHES 2010 We offer the following on site searches in over 250 countries!
Criminal Record Searches Employment Verifications Education Verifications Professional Reference Verifications Credit Checks (Tip: Credit report information can vary

greatly from country to country. Ask one of our experts for details on what a credit report consists of for a given country before ordering a foreign credit report)

International Database Searches

Global Security ALERT provides enhanced criminal screening and reduces the likelihood of accepting known terrorists and fugitives into your organizations. This search helps you meet terrorist-checking obligations required under the United States Patriot Act. With Global Security ALERT, a search can be conducted on each applicant as part of our screening services. Global Security ALERT identifies terrorists and fugitives by searching data from numerous agencies, including the following
Office of Foreign Assets Control (OFAC) FBI Most Wanted Terrorists FBI Most Wanted Fugitives U.S. Marshals Service Wanted U.S. Customs Service Wanted U.S. Department of Justice Wanted U.S. Secret Service Wanted U.S. Drug Enforcement Agency Wanted Numerous State Wanted Fugitives Numerous Local Wanted Fugitives OFAC Sanctioned Countries, including Major Cities & Ports* Non-Cooperative Countries and Territories* Department of State Trade Control (DTC) Debarred Parties U.S. Bureau of Industry & Security (formerly BXA) OFAC Sanctioned Countries, including Major Cities & Ports Non-Cooperative Countries and Territories* Department of State Trade Control (DTC) U.S. Bureau of Industry & Security (formerly BXA) FBI Most Wanted Terrorists & Seeking Information FBI Top Ten Most Wanted INTERPOL Most Wanted List Bank of England Sanctions List OSFI Canadian Sanctions List United Nations Consolidated Sanctions List Politically Exposed Persons List European Union Terrorism List World Bank Ineligible Firms FinCEN 311 List Palestinian Legislative Council List

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com

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OPTIONAL ONLINE ORDERING PROCEDURES:

AUTHORIZATION FORMS
When necessary, we provide you with the client authorization form. The authorization form will request the applicants identifiers such as full name, date of birth and social security number.

SUBMITTING REQUESTS
Requests for background checks or drug tests can occur in one of two ways. 1. You may fax request to our toll free fax number and have the applicant information entered by our staff. Unlike most companies, we do NOT charge any additional fee for this service. 2. You can also take advantage of our online system and login to your account via our website located at www.SafeScreener.com. Secure access to your account is available 24 hrs a day.

PROCESSING BACKGROUND CHECKS

Once a background check or drug test is entered into our system, our personnel immediately receive it. Our expert staff will proceed to process the requested searches and schedule any requested drug tests.

MONITORING PROGRESS
The client, at any time, can login to the Safescreener.com system to check the status of reports in progress. Through any of several search criteria such as, last name, report I.D. or social security number, you can quickly locate a report in progress and view the status. You can also simply click on All Work in Progress to see all reports pending.

COMPLETED REPORTS
Completed reports are reviewed by our staff and marked as complete in the system. This triggers an automated email notification that is sent to the client. When the client opens this email, a link to the completed report will be present. This link allows us to maintain high security standards as we do not send subject information over the Internet, yet is convenient to the client, as it automatically takes them into our secured server and opens the corresponding report which they may view or print.

STORAGE
Completed background checks are saved in the SafeScreener.com system for easy retrieval. Past reports, invoices, and several sorting options are available around the clock to the client.

FREE SUB ACCOUNT SET-UP

Have two locations, or 200 locations? Ask about tiered account access and you can easily submit or retrieve reports for any number of locations or clients while keeping invoicing completely separate or bundled. Your locations or clients can only view their own information so all data is secure!

Call Today for an Onsite or Online Demo! We Look Forward to Working With You.

Background Screening Consultants LLC 2011 888-578-8600 www.SafeScreener.com