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From: Current Clinical Neurology: Diagnostic Criteria in Neurology Edited by: A. J. Lerner Humana Press Inc., Totowa, NJ
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Table 1 Determining Brain Death in Adults (American Academy of Neurology) I. Diagnostic criteria for clinical diagnosis of brain death A. Prerequisites. Brain death is the absence of clinical brain function when the proximate cause is known and demonstrably irreversible. 1. Clinical or neuroimaging evidence of an acute central nervous system catastrophe that is compatible with the clinical diagnosis of brain death. 2. Exclusion of complicating medical conditions that may confound clinical assessment (no severe electrolyte, acidbase, or endocrine disturbance). 3. No drug intoxication or poisoning. 4. Core temperature 32C (90F). B. The three cardinal findings in brain death are coma or unresponsiveness, absence of brainstem reflexes, and apnea. 1. Coma or unresponsivenessno cerebral motor response to pain in all extremities (nail-bed pressure and supraorbital pressure). 2. Absence of brainstem reflexes. a. Pupils i. No response to bright light. ii. Size: midposition (4 mm) to dilated (9 mm). b. Ocular movement i. No oculocephalic reflex (testing only when no fracture or instability of the cervical spine is apparent). ii. No deviation of the eyes to irrigation in each ear with 50 mL of cold water (allow 1 minute after injection and at least 5 minutes between testing on each side). c. Facial sensation and facial motor response i. No corneal reflex to touch with a throat swab. ii. No jaw reflex. iii. No grimacing to deep pressure on nail bed, supraorbital ridge, or temporomandibular joint. d. Pharyngeal and tracheal reflexes i. No response after stimulation of the posterior pharynx with tongue blade. ii. No cough response to bronchial suctioning. 3. Apneatesting performed as follows: a. Prerequisites i. Core temperature 36.5C or 97F. ii. Systolic blood pressure 90 mmHg. iii. Euvolemia. Option: positive fluid balance in the previous 6 hours. iv. Normal PCO2. Option: arterial PCO2 40 mmHg. v. Normal PO2. Option: preoxygenation to obtain arterial PO2 200 mmHg. b. Connect a pulse oximeter and disconnect the ventilator. c. Deliver 100% O2, 6 L/minute, into the trachea. Option: place a cannula at the level of the carina. d. Look closely for respiratory movements (abdominal or chest excursions that produce adequate tidal volumes). e. Measure arterial PO2, PCO2, and pH after approx 8 minutes and reconnect the ventilator. f. If respiratory movements are absent and arterial PCO2 is 60 mmHg (option: 20-mmHg increase in PCO2 over a baseline normal PCO2), the apnea test result is positive (i.e., it supports the diagnosis of brain death). g. If respiratory movements are observed, the apnea test result is negative (i.e., it does not support the clinical diagnosis of brain death), and the test should be repeated. h. Connect the ventilator if, during testing, the systolic blood pressure equals 90 mmHg or the pulse oximeter indicates significant oxygen desaturation and cardiac arrhythmias are present; immediately draw an arterial blood sample and analyze arterial blood gas. If PCO2 is equal to 60 mmHg or PCO2 increase is equal to 20 mmHg over baseline normal PCO2, the apnea test result is positive (it supports the clinical diagnosis of brain death); if PCO2 is <60 mmHg or PCO2 increase is <20 mmHg over baseline normal PCO2, the result is indeterminate, and an additional confirmatory test can be considered. (Continued)
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II. Pitfalls in the diagnosis of brain death The following conditions may interfere with the clinical diagnosis of brain death, so that the diagnosis cannot be made with certainty on clinical grounds alone. Confirmatory tests are recommended. A. Severe facial trauma. B. Preexisting pupillary abnormalities. C. Toxic levels of any sedative drugs, aminoglycosides, tricyclic antidepressants, anticholinergics, antiepileptic drugs, chemotherapeutic agents, or neuromuscular blocking agents. D. Sleep apnea or severe pulmonary disease resulting in chronic retention of CO2. III. Clinical observations compatible with the diagnosis of brain death These manifestations are occasionally seen and should not be misinterpreted as evidence for brainstem function. A. Spontaneous movements of limbs other than pathological flexion or extension response. B. Respiratory-like movements (shoulder elevation and adduction, back arching, intercostal expansion without significant tidal volumes). C. Sweating, blushing, tachycardia. D. Normal blood pressure without pharmacological support or sudden increases in blood pressure. E. Absence of diabetes insipidus. F. Deep tendon reflexes superficial abdominal reflexes, triple flexion response. G. Babinski reflex. IV. Confirmatory laboratory tests (options) Brain death is a clinical diagnosis. A repeat clinical evaluation 6 hours later is recommended, but this interval is arbitrary. A confirmatory test is not mandatory, but is desirable in patients in whom specific components of clinical testing cannot be reliably performed or evaluated. It should be emphasized that any of the suggested confirmatory tests may produce similar results in patients with catastrophic brain damage who do not (yet) fulfill the clinical criteria of brain death. The following confirmatory test findings are listed in the order of the most sensitive test first. Consensus criteria are identified by individual tests. A. Conventional angiography. No intracerebral filling at the level of the carotid bifurcation or circle of Willis. The external carotid circulation is patent, and filling of the superior longitudinal sinus may be delayed. B. Electroencephalography (EEG). No electrical activity during at least 30 minutes of recording that adheres to the minimal technical criteria for EEG recording in suspected brain death as adopted by the American Electroencephalographic Society, including 16-channel EEG instruments. C. Transcranial Doppler ultrasonography. 1. Ten percent of patients may not have temporal insonation windows. Therefore, the initial absence of Doppler signals cannot be interpreted as consistent with brain death. 2. Small systolic peaks in early systole without diastolic flow or reverberating flow, indicating very high vascular resistance associated with greatly increased intracranial pressure. D. Technetium-99m hexamethylpropyleneamineoxime brain scan. No uptake of isotope in brain parenchyma (hollow skull phenomenon). E. Somatosensory-evoked potentials. Bilateral absence of N20-P22 response with median nerve stimulation. The recordings should adhere to the minimal technical criteria for somatosensory evoked potential recording in suspected brain death as adopted by the American Electroencephalographic Society. V. Medical record documentation (standard) A. Etiology and irreversibility of condition. B. Absence of brainstem reflexes. C. Absence of motor response to pain. D. Absence of respiration with PCO2 equal to 60 mmHg. E. Justification for confirmatory test and result of confirmatory test; antiepileptic drugs, chemotherapeutic agents, or neuromuscular blocking agents. F. Repeat neurological examination. Option: the interval is arbitrary, but a 6-hour period is reasonable. Note on confirmatory tests: Although confirmatory tests are optional in the United States, they are mandated in some other countries in specific circumstances.
Adapted with permission from The Quality Standards Subcommittee of the American Academy of Neurology. Practice parameters for determining brain death in adults [summary statement]. Neurology 1995;45:10121014.)
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Guidelines of the Task Force for the Determination of Brain Death in Children Clinical History and Examination
The critical initial assessment is the clinical history and examination. The most important factor is determination of the proximate cause of coma to ensure absence of remediable or reversible conditions. Most difficulties with the determination of death based on neurological criteria have resulted from overlooking this basic fact. Especially important are detection of toxic and metabolic disorders, sedative hypnotic drugs, paralytic agents, hypothermia, hypotension, and surgically remediable conditions. The physical examination is necessary to determine the failure of brain function.
Seven days2 monthsTwo examinations and electroencephalograms (EEGs) separated by at least 48 hours. Two months to 1 yearTwo examinations and EEGs separated by at least 24 hours. A repeat examination and EEG are not necessary if a concomitant radionuclude angiographic study demonstrates no visualization of cerebral arteries. Observation period If hypoxic encephalopathy present, observation for 24 hours is recommended. This may be reduced if an EEG shows electrocerebral silence or a radionuclide study is negative for cerebral blood flow.
Adapted with permission from American Academy of Pediatrics Task Force on Brain Death in Children. Report of special Task Force. Guidelines for the determination of brain death in children. Pediatrics 1987;80:298300.
Laboratory Testing ELECTROENCEPHALOGRAPHY Electroencephalography to document electrocerebral silence should, if performed, be done over a 30-minute period using standardized techniques for brain death determinations. In small children, it may not be possible to meet the standard requirement for 10-cm electrode separation. The interelectrode distance should be decreased in proportion to the patients head size. Drug concentrations should be insufficient to suppress electroencephalographic activity.
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Definition of the minimally conscious state (MCS). The MCS is a condition of severely altered consciousness in which minimal but definite behavioral evidence of self or environmental awareness is demonstrated. Diagnostic criteria for the MCS. 1. MCS is distinguished from the vegetative state by the presence of behaviors associated with conscious awareness. In MCS, cognitively mediated behavior occurs inconsistently, but is reproducible or sustained long enough to be differentiated from reflexive behavior. The reproducibility of such evidence is affected by the consistency and complexity of the behavioral response. Extended assessment may be required to determine whether a simple response (e.g., a finger movement or eye blink) that is observed infrequently is occurring in response to a specific environmental event (e.g., command to move fingers or blink eyes) or on a coincidental basis. In contrast, a few observations of a complex response (e.g., intelligible verbalization) may be sufficient to determine the presence of consciousness. 2. To make the diagnosis of MCS, limited but clearly discernible evidence of self- or environmental awareness must be demonstrated on a reproducible or sustained basis by one or more of the following behaviors: a. Following simple commands. b. Gestural or verbal yes/no responses (regardless of accuracy). c. Intelligible verbalization. d. Purposeful behavior, including movements or affective behaviors that occur in contingent relation to relevant environmental stimuli and are not because of reflexive activity. i. Examples include: Appropriate smiling or crying in response to the linguistic or visual content of emotional but not to neutral topics or stimuli. Vocalizations or gestures that occur in direct response to the linguistic content of questions reaching for objects that demonstrate a clear relationship between object location and direction of reach. Touching or holding objects in a manner that accommodates the size and shape of the objectpursuit eye movement or sustained fixation that occurs in direct response to moving or salient stimuli. 3. Although it is not uncommon for individuals in MCS to demonstrate more than one of the above criteria, in some patients the evidence is limited to only one behavior that is indicative of consciousness. Clinical judgments concerning a patients level of consciousness depend on inferences drawn from observed behavior. Thus, sensory deficits, motor dysfunction, or diminished drive may result in underestimation of cognitive capacity. Proposed criteria for emergence from MCS. Recovery from MCS to higher states of consciousness occurs along a continuum in which the upper boundary is necessarily arbitrary. Consequently, the diagnostic criteria for emergence from MCS are based on broad classes of functionally useful behaviors that are typically observed as such patients recover. Emergence from MCS is characterized by reliable and consistent demonstration of one or both of the following: 1. Functional interactive communication. 2. Functional use of two different objects. 3. Functional interactive communication occurring through: a. Verbalization. b. Writing. c. Yes/no signals. d. Use of augmentative communication devices. e. Functional use of objects requires demonstration of behavioral evidence of object discrimination. To facilitate consistent reporting of findings among clinicians and investigators working with patients in MCS, the following parameters for demonstrating response reliability and consistency should be used: Functional communication: accurate yes/no responses to six of six basic situational orientation questions on two consecutive evaluations. Situational orientation questions include items, such as Are you sitting down? and Am I pointing to the ceiling? Functional object use: generally appropriate use of at least two different objects on two consecutive evaluations. This criterion may be satisfied by behaviors such as bringing a comb to the head or a pencil to a sheet of paper. (Continued)
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Table 3 (Continued)
It is necessary to exclude aphasia, agnosia, apraxia, or sensorimotor impairment as the basis for nonresponsiveness, as opposed to diminished level of consciousness. As noted previously, the criteria for emergence from MCS may underestimate the level of consciousness in some patients. For example, patients with some forms of akinetic mutism demonstrate limited behavioral initiation but are capable of occasional complex cognitively mediated behavior. When there is evidence to suggest that the assessment of level of consciousness is confounded by diminished behavioral initiation, further diagnostic investigation is indicated. Until these diagnostic ambiguities can be resolved by future research, the above definitions should be applied to all patients whose behavior fails to substantiate higher levels of consciousness. It is likely that studies investigating the neurological substrate underlying subgroups of MCS patients will, in the future, allow the development of diagnostic criteria that are more reliably tied to the level of consciousness. Recommendations for behavioral assessment of neurocognitive responsiveness. Differential diagnosis among states of impaired consciousness is often difficult. The following steps should be taken to detect conscious awareness and to establish an accurate diagnosis: Adequate stimulation should be administered to ensure that arousal level is maximized. Factors adversely affecting arousal should be addressed (e.g., sedating medications and occurrence of seizures). Attempts to elicit behavioral responses through verbal instruction should not involve behaviors that frequently occur on a reflexive basis. Command-following trials should incorporate motor behaviors that are within the patients capability. A variety of different behavioral responses should be investigated using a broad range of eliciting stimuli. Examination procedures should be conducted in a distraction-free environment. Serial reassessment incorporating systematic observation and reliable measurement strategies should be used to confirm the validity of the initial assessment. Specialized tools and procedures designed for quantitative assessment may be useful. Observations of family members, caregivers, and professional staff participating in daily care should be considered in designing assessment procedures. Special care must be taken when evaluating infants and children younger than 3 years of age who have sustained severe brain injury. In this age group, assessment of cognitive function is constrained by immature language and motor development. This limits the degree to which command following, verbal expression, and purposeful movement can be relied on to determine whether the diagnostic criteria for MCS have been met.
Adapted with permission from Giacino JT, Ashwal S, Childs N, et al. The minimally conscious state. Definition and diagnostic criteria. Neurology 2002;58:349353.)
Table 4 The Vegetative State Definitions The vegetative state is a clinical condition of complete unawareness of the self and the environment accompanied by sleepwake cycles with either complete or partial preservation of hypothalamic and brainstem autonomic functions. Diagnostic criteria The vegetative state can be diagnosed using the following criteria. Patients in a vegetative state show: No evidence of awareness of self or environment and an inability to interact with others. No evidence of sustained, reproducible, purposeful, or voluntary behavioral responses to visual, auditory, tactile, or noxious stimuli. No evidence of language comprehension or expression. Intermittent wakefulness manifested by the presence of sleepwake cycles. Sufficiently preserved hypothalamic and brainstem autonomic functions to permit survival with medical and nursing care. Bowel and bladder incontinence. Variably preserved cranial nerve (pupillary, oculocephalic, corneal, vestibulo-ocular, gag) and spinal reflexes. (Continued)
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The persistent vegetative state (PVS) can be defined as a vegetative state present at 1 month after acute traumatic or nontraumatic brain injury, and present for at least 1 month in degenerative/metabolic disorders or developmental malformations. The permanent vegetative state means an irreversible state, a definition, as with all clinical diagnoses in medicine, based on probabilities, not absolutes. A patient in PVS becomes permanently vegetative when the diagnosis of irreversibility can be established with a high degree of clinical certainty, i.e., when the chance of regaining consciousness is exceedingly rare. Diagnosis of PVS. PVS can be diagnosed on clinical grounds with a high degree of medical certainty in most adult and pediatric patients after careful, repeated neurological examinations. The diagnosis of PVS should be established by a physician who, by reason of training and experience, is competent in neurological function, assessment, and diagnosis. Reliable criteria do not exist for making a diagnosis of PVS in infants younger than 3 months, except in patients with anencephaly. Other diagnostic studies may support the diagnosis of PVS, but none adds to diagnostic specificity with certainty. Categories and clinical course of PVS. There are three major categories of diseases in adults and children that result in PVS. The clinical course and outcome of PVS patients depends on the specific etiology: A. Acute traumatic and nontraumatic brain injury. PVS usually evolves within 1 month of injury from a state of eyes-closed coma to a state of wakefulness without awareness with sleepwake cycles and preserved brainstem functions. B. Degenerative and metabolic disorders of the brain. Many degenerative and metabolic nervous system disorders in adults and children inevitably progress toward an irreversible vegetative state. Patients who are severely impaired but retain some degree of awareness may lapse briefly into a vegetative state from the effects of medication, infection, superimposed illnesses, or decreased fluid and nutritional intake. Such a temporary encephalopathy must be corrected before establishing that the patient is in PVS. If the vegetative state persists for several months, recovery of consciousness is unlikely. C. Severe developmental malformations of the nervous system. The developmental vegetative state is a form of PVS that affects some infants and children with severe congenital malformations of the nervous system. These children do not acquire awareness of the self or the environment. This diagnosis can be made at birth only in infants with anencephaly. For children with other severe malformations who appear vegetative at birth, observation for 36 months is recommended to determine whether these infants acquire awareness. The majority of such infants who are vegetative at birth remain vegetative; those who acquire awareness usually recover only to a severe disability. Recommendations. Diagnostic standard and management guidelines for adults and children in PVS include the following: Diagnostic standard for establishing a persistent vegetative state. The vegetative state is diagnosable. It is defined as being persistent at 1 month. Based on class II evidence and consensus that reflect a high degree of clinical certainty, the following is a standard concerning PVS: A. PVS can be judged to be permanent 12 months after traumatic injury in adults and children. Special attention to signs of awareness should be devoted to children during the first year after traumatic injury. B. PVS can be judged to be permanent for nontraumatic injury in adults and children after 3 months. The chance for recovery after these periods is exceedingly low, and recovery is almost always to a severe disability.
Adapted with permission from Practice parameters: assessment and management of patients in the persistent vegetative state [summary statement]. The Quality Standards Subcommittee of the American Academy of Neurology. Neurology 1995;45:10151018.)
ANGIOGRAPHY A cerebral radionuclude angiogram confirms cerebral death by demonstrating the lack of visualization of the cerebral circulation. A technically satisfactory study demonstrates arrest of carotid circulation at the base of the skull, and absence of intracranial arterial circulation can be considered confirmatory of brain death, although there may be some visualization of the intracranial venous sinuses. Contrast angiography can document lack of effective blood flow to the brain.
Table 5 Comparison of Clinical Features Associated With Coma, Vegetative State, Minimally Conscious State, and Locked-In Syndrome Motor function None Startle Brief orienting to sound Localizes sound location Sustained visual pursuit Sustained visual fixation Brief visual fixation Contingent vocalization Startle None None None Auditory function Visual function Communication Emotion None None
Condition
Consciousness
SleepWake
Coma
None
Absent
Vegetative state
None
Present
Partial
Present
Reflex and postural responses only Postures or withdraws to noxious stimuli Occasional nonpurposeful movement Localizes noxious stimuli
Reflexive crying or smiling Contingent smiling or crying Inconsistent but intelligible verbalization or gesture
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Holds or touches objects in a manner that accommodates size and shape Automatic movements (e.g., scratching) Quadriplegic Preserved Preserved
Locked-in syndrome
Full
Present
Preserved
Adapted with permission from Giacino JT, Ashwal S, Childs N, et al. The minimally conscious state: definition and diagnostic criteria. Neurology 2002;58:349353.
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VEGETATIVE STATE
The American Academy of Neurology addressed the terminology and prognosis of individuals diagnosed with a vegetative state. The basics of the diagnosis include lack of consistent response to external stimuli in any modality. The term persistent vegetative state may be used when the duration is more than 1 month. Permanency of vegetative status involves a degree of prognostication, and should be based on both extensive review of history and careful physical examination. Individuals who fail to meet strict criteria for the vegetative state may meet criteria for the minimally conscious state (see Tables 4 and 5).
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Silverman D, Saunders MG, Schwab RS. Cerebral death and the electroencephalogram. Report of the ad hoc committee of the American Electroencephalographic Society on EEG Criteria for determination of cerebral death. JAMA 1969;209: 15051510. Task Force for the Determination of Brain Death in Children: Guidelines for the determination of brain death in children. Task Force for the Determination of Brain Death in Children. Arch Neurol 1987;44:587, 588.
Vegetative State
Practice parameters: assessment and management of patients in the persistent vegetative state (summary statement). The Quality Standards Subcommittee of the American Academy of Neurology. Neurology 199545:10151018.