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The

Short
List
The Most
Effective Actions
U.S. Households
Can Take to Curb
Climate Change
By Gerald T. Gardner and Paul C. Stern
The U.S. Congress, presidential candidates, lobbyists,
and political commentators have focused much of their attention lately

on the need for policies to limit the United States’ contribution to climate

change. They promote and debate cap-and-trade systems, stricter automo-

bile fuel economy standards, investments in renewable energy and “clean

coal,” and other policies to change the behavior of energy and manufactur-

ing corporations. The debates presume that these policies will reverberate

through the entire economy, and their advocates seem willing to wait—in

some cases for decades—for that to happen.

These policy discussions have been strangely silent about a huge reservoir

of potential for reducing carbon emissions and mitigating climate change that

can be tapped much more quickly and directly.1 U.S. households account for

about 38 percent of national carbon emissions through their direct actions, a

level of emissions greater than that of any entire country except China and

larger than the entire U.S. industrial sector.2 By changing their selection and

use of household and motor vehicle technologies, without waiting for new

technologies to appear, making major economic sacrifices, or losing a sense

of well-being, households can reduce energy consumption by almost 30

percent—about 11 percent of total U.S. consumption.3


©DZAREK/SHUTTERSTOCK
Potential savings of this magnitude impression they are saving energy, while 400 randomly selected Michigan residents
have existed for at least three decades.4 they are actually making a negligible dent how much they paid per year in home ener-
It is therefore reasonable to ask why the in their personal energy consumption. gy bills, which actions could save on these
potential remains largely unfulfilled and What are the most effective actions that costs, and how much they believed they
what can be done to achieve it. Lack of households can take to save energy, and could save by each action.7 Their responses
financial incentives may be one answer, how can policymakers at all levels help were compared with the estimates of home
but as the analysis in this article shows, households achieve these savings? energy specialists. Householder and expert
much of the unfulfilled potential for estimates often diverged, sometimes by
reduction is achievable at low-, no-, or a factor of four. Householders empha-
negative-cost. Other partial explanations Beliefs about Climate Change sized highly visible actions that can reduce
include difficulties in financing expen- and Energy Conservation energy use if repeated regularly, such as
sive home retrofits, limited ability of lowering winter thermostat settings and
renters to change energy use in owners’ Research on public attitudes and opin- turning off lights, and they overestimated
buildings, and the average householder’s ion on climate change and energy con- the potential energy savings from these
limited amount of time and attention.5 servation indicates that a near-majority actions. Respondents were far less likely
All these explanations are important and or majority of Americans believe that to name actions with higher energy-saving
deserve policy attention if potential sav- climate change is real, that it is caused potential but low visibility, such as install-
ings are to be realized. by human action, that reduced energy use ing storm windows, and they underestimat-
Perhaps crucially, however, house- is part of the solution, and that personal ed how much energy these actions could
holds lack accurate, accessible, and actions can contribute to reducing climate save. Average householders saw most of
actionable information on how best to
achieve potential savings through their
own steps. From a householder’s per- Households lack accurate and
spective, a desire to reduce carbon
emissions, even combined with knowl- actionable information on
edge that doing so has net financial and
environmental benefits, is insufficient how best to achieve potential
to yield effective action unless that per-
son knows which actions will produce energy savings.
the benefits. Available evidence indi-
cates that although many householders change. In early 2008, majorities report- the potential for energy savings in curtail-
are motivated, they lack the necessary ed that they are using less energy at home ment—cutting back on normal and desired
knowledge to act. Moreover, their beliefs and buying energy-efficient appliances, activities—whereas the energy experts saw
about which actions are most beneficial and a near majority reported using less the greatest potential in efficiency—invest-
are often mistaken, and the most readily gasoline.6 Thus, most U.S. residents want ing in home equipment that lowers energy
available sources of behavioral advice to make behavioral changes that reduce costs without sacrificing desired energy
are not helpful. their greenhouse gas emissions and many services. Comparable recent data are not
When strategies are proposed for believe they are doing so. available, though some researchers are
households, they often appear in laundry The most extensive research on what beginning to revisit the topic.8
list format, giving little or no priority to consumers believe about the energy- Much in the political culture has rein-
effectiveness. It is easy for households saving potential of household actions was forced the equation of energy conserva-
that want to cope with rising gasoline conducted around the energy crises of the tion and sacrifice. During the energy cri-
prices and heating and cooling bills to late 1970s and early 1980s. For example, sis of the late 1970s, President Jimmy
respond by taking small actions under the a team at Michigan State University asked Carter—who took energy efficiency seri-

LEFT TO RIGHT: © MILKOS/SHUTTERSTOCK; © ISTOCKPHOTO/WEBPHOTOGRAPHEER; © ISTOCKPHOTO/CURT_PICKENS; © ISTOCKPHOTO/MCCAIG; © ISTOCKPHOTO/FOTOIE

14 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5


ously—once appeared on national televi- interest-driven campaigns to minimize The 51 things, which range from chang-
sion calling for energy conservation while the threat, messages about the serious- ing light bulbs to compact fluorescents
seated in a sweater by a fireplace. President ness of the problem may be important to (CFL) to ditching your mansion for a
Ronald Reagan was widely quoted as say- motivate people to act rather than deny smaller house, are not ordered by impact.
ing, “Energy conservation means being the threat, but such messages have a There are many other such examples.15
too cold in the winter and too warm in poor track record of producing measur- When people are faced with a laundry
the summer!”9 Similarly, Vice President able behavioral change by themselves.11 list of advice, they may feel confused and
Dick Cheney belittled energy conservation, The public needs more direct and coher- overwhelmed, and consequently take no
saying that “Conservation may be a sign ent advice concerning household and indi- action, or they may carry out one or two
of personal virtue, but it is not a sufficient vidual actions. The demand for such advice actions—probably the easiest to remember
basis for . . . energy policy.”10 is commonplace and appears to be increas- and perform. However, the behaviors that
ing. We see the following anecdote repli- are easiest to remember and perform, for
cated often: British Prime Minister Gordon example, turning out lights when leaving
Available Information: Brown commented in an interview during rooms, tend to have minimal impact on cli-
Mixed Signals the Live Earth Concert in July 2007, “Peo- mate change. Thus, long and unranked lists
ple are asking, ‘What can I do?’ When I of behaviors are likely to be ineffective at
The media information most readily go [a]round the country and I meet people, best and may even be counterproductive, if
available to the American public today they say to me, ‘Look, if we knew what we they lead people to feel satisfied that they
does little to counteract the idea that could do to make a difference to helping the have done their part after accomplishing
saving energy is mainly about curtail- planet, then we would do it.’”12 very little.
Moreover, the advice often reinforces
householders’ misconceptions about how
Advice often reinforces much impact their actions are having
on the environment instead of counter-
householders’ misconceptions ing them. Only three of the 77 essen-
tial skills to stop climate change in The
about how much impact their Live Earth Global Warming Survival
Handbook involve efficiency-increasing
actions have on the environment. actions (essential skill #3: changing from
incandescent to CFL light bulbs; essential
ment. Further, this information is not in An informal survey of books and arti- skill #6: “Green Your Ride,” which includes
a form that is likely to lead to action. For cles that offer individual advice shows keeping your tires properly inflated; and
example, Al Gore’s well-known movie that it is usually offered in forms that essential skill #14: “Green Your Home,”
An Inconvenient Truth emphasizes the are unlikely to lead to effective action. which includes installing or upgrading insu-
seriousness of the global climate crisis, Most typical are long and unranked lists lation and buying Energy Star appliances).
argues that it can be solved with present of recommended actions. For example, The reader can judge the appropriateness
and foreseeable technology, and says that The Live Earth Global Warming Sur- of the remaining essential skills, includ-
all citizens can play a meaningful role in vival Handbook,13 the 160-page “official ing, compost your kitchen waste using
the solution. But it does not offer more. companion to the Live Earth Concerts,” worms (#13), build a bat house (#44),
The film spent only its last few minutes offers 77 “essential skills to stop climate and “if all else fails…buy a camel” (#68).
on mainly technological solutions. Spe- change” in a rather complex and unranked Similarly, only five of Time’s 51 things
cific individual and household actions format. Similarly, a Time magazine cover (change your light bulbs; ask the experts for
appeared only briefly, superimposed on story in April 2007,14 reviews “51 Things an energy audit of your home; check the
the credits at the end of the film. Given We Can Do to Save the Environment.” label; cozy up to your water heater; and

SEPTEMBER/OCTOBER 2008 WWW.ENVIRONMENTMAGAZINE.ORG ENVIRONMENT 15


check your tires) involve actions that the message repeatedly through multiple The Most Effective Actions
increase energy efficiency. The emphasis is media outlets, using sources that are cred-
not being put on the most effective actions. ible to target audiences.16 Where possible, A behavioral analysis of U.S. energy
The failures of past communication cam- the messages should arrive when audience consumption yields a short, ordered list
paigns for energy conservation and the members are poised to make choices about that shows the most effective immediate
failures and successes of public health the issue the message addresses (for exam- and low- or no-cost actions individuals
communication show that it is much more ple, in public health, in the doctor’s office and households can take, as well the most
effective to focus campaigns on a very or at the cigarette counter). A necessary effective actions with higher initial costs.
small number of specific actions that can first step is to identify which actions are the Although this analysis is new, the method
make a real difference and disseminate most effective. used to conduct it is not.17 The analysis,
based on U.S. government statistics, is pre-
Table 1. Percentage of total U.S. individual/household energy sented in terms of energy consumption and
conservation rather than carbon emissions
consumed by end use, ranked in order of magnitude, 2005
and reductions. However, 84.9 percent of
End use Percent total energy consumed in the United States
Transportation and 86.0 percent of energy consumed by
Private motor vehicles 38.6 U.S. individuals and households results
Air travel 3.4 from carbon-emitting fossil fuel combus-
tion. Further, carbon emissions and energy
Mass transportation and other 1.4
consumption are highly correlated by eco-
Subtotal 43.4 nomic sector: households and individuals
In-home uses (excluding transportation) consume 21.7
Space heating 18.8 percent of total U.S. energy and generate
21.1 percent of total U.S. carbon emis-
Air conditioning 6.2
sions; industries consume 32.4 percent of
(Space conditioning subtotal 25.0) total energy and generate 28.3 percent of
Water heating* 6.5 total carbon emissions; commercial and
Lighting 6.1 service establishments consume 17.8 per-
cent energy and generate 17.7 percent of
Refrigeration and freezing 4.3
carbon; and all transportation consumes
Electric (heating elements, small 3.9 28.1 percent energy and generates 32.9
appliances, and small motors)
percent of carbon.18
Clothes washing/drying* 2.5
Color TVs 2.5 Energy Consumption by Sector
Cooking 1.5
Households and individuals, at home
Computers 0.6
and in nonbusiness travel, consume 38.0
Propane and natural gas (swimming 0.5 percent of total energy in the United States,
pool heaters, grills, and lamps) more than the industrial sector alone (32.5
Dishwashers 0.2 percent), and the commercial/service (17.8
Other 3.0 percent) and nonhousehold transportation
Subtotal 56.6 (11.7 percent) sectors combined.19 The per-
centage for households and individuals has
Total 100.0
increased from 32.4 percent in 2000.20
*
Hot water for “Clothes washing” is included under “Water heating.”
NOTE: Please see Environment’s Web site, www.environmentmagazine.org, for a
description of calculation strategies and methods and a complete list of sources.

16 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5


Energy Consumption miles-per-hour). Actions in the right in an existing gasoline-inefficient motor
by End Use column involve adopting more energy- vehicle. This general finding challenges
efficient equipment or installing or the belief that energy savings entail
Table 1 on page 16 shows the estimat- maintaining efficiency-boosting modi- curtailment and sacrifice of amenities.
ed percentage of total energy consumed fications to existing energy equipment Not only is efficiency generally more
by American individuals and house- (for example, buying a more fuel- effective than curtailment, but it has
holds for different end uses in 2005, efficient motor vehicle and keeping the important psychological advantage
divided into travel and in-home sectors. one’s motor vehicle in tune and its tires of requiring only one or a few actions.
End uses are ranked within the sectors correctly inflated). Curtailment actions must be repeated
from most to least energy-consuming. As noted at the bottom of Table 2, the continuously over time to achieve their
The majority of energy is consumed estimates are for individuals or house- optimal effect, whereas efficiency-
for only two purposes: to run private holds that have not already taken the boosting actions, taken infrequently
motor vehicles and to heat and cool actions. Therefore, they should be inter- or only once, have lasting effects with
homes. Relatively little energy is used preted as in the following example: If little need for continuing attention and
for cooking and running computers and a household now lacks adequate attic effort. For example, carpooling requires
dishwashers. This contrast draws imme- insulation, then up to 7 percent of total a separate action for every trip, but
diate attention to private motor vehicles,
space conditioning, and a few other end
uses like water heating and lighting;
households can have the greatest impact
Messages about the seriousness of
by saving energy in these areas, both in
terms of overall energy use and in reduc-
global warming have a poor track
ing carbon emissions. record of producing measurable
Conservation Potential of 27
Different Actions
behavioral change by themselves.
Table 2 on pages 18–19 presents the household energy consumption can be replacing a low-fuel economy vehicle
energy-saving potential of 27 different saved by upgrading the attic insulation. with a fuel-efficient one saves energy
actions individuals and/or households can automatically on every trip. Replacing an
take. The actions were drawn from a survey Efficiency versus Curtailment inefficient furnace with a highly efficient
of popular guides mentioned above, includ- one saves energy for its useful life, while
ing An Inconvenient Truth, as well as gov- A comparison of energy saved by turning down the thermostat at night
ernment Web sites and other scientific and curtailment and by increased efficiency in requires establishing a new behavioral
technical sources. Within end uses, conser- Table 2 reveals that efficiency-improving habit or purchasing and learning to
vation actions are ordered from greatest to actions generally save more energy—and operate a programmable thermostat.
least conservation potential. reduce carbon emissions more—than Most efficiency-increasing actions
The actions in Table 2 are divided curtailing use of intrinsically inefficient require a purchase, offsetting their advan-
into two general categories. Actions in equipment. For example, buying and tage of simplicity, whereas most curtailment
the left column involve curtailing the maintaining a highly fuel-efficient vehicle actions have no financial cost. Although
use of existing energy equipment, that saves more energy than carpooling to energy-efficient equipment often provides
is, using equipment less frequently or work with another person, lowering top a good financial return on the initial cost,
intensively (for example, cutting motor highway speeds, consolidating shopping few people compare the return on energy
vehicle highway speeds from 70 to 60 or errand trips, and altering driving habits efficiency with the returns from a savings

SEPTEMBER/OCTOBER 2008 WWW.ENVIRONMENTMAGAZINE.ORG ENVIRONMENT 17


Table 2. Estimated percentage of total U.S. individual/household energy consumption
that can be saved by 27 actions, by action type, 2005
Curtailment Energy saved (percent) Increased efficiency Energy saved (percent)
Transportation
Motor vehicle use
Carpool to work with one other Up to 4.2 Buy a more fuel-efficient 13.5
person automobile (30.7 vs. 20 mpg
EPA average-adjusted
composite)
Alter driving (avoid sudden Up to 3.2 Get frequent tune-ups, 3.9
acceleration and stops) including air filter changes
Combine errand trips to one- Up to 2.7 Buy low-rolling resistance tires 1.5
half of current mileage
Cut highway speed from 70 to Up to 2.4 Maintain correct tire pressure 1.2
60 mph
Inside the home
Heating and air
conditioning
Heat: Turn down thermostat from 2.8 Heat: Install/upgrade attic Up to 5.0
72° F to 68° F during the day insulation and ventilation1
and to 65° F during the night
A/C: Turn up thermostat from 0.6 A/C: Install/upgrade attic Up to 2.0
73° F to 78° F insulation and ventilation1
Subtotal 3.4 Up to 7
Heat: Install a more efficient 2.9
heating unit (92 percent
efficient)
A/C: Install a more efficient 2.2
A/C unit (SEER 13 or EER 12)
Subtotal 5.1
Heat: Replace poor windows Up to 2.8
with high-efficiency windows
A/C: Replace poor windows Up to 0.9
with high-efficiency windows
Subtotal Up to 3.7
Heat: Caulk/weather-strip home Up to 1.9
A/C: Caulk/weather-strip home Up to 0.6
Subtotal Up to 2.5
Space conditioning subtotal Up to 18.3

18 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5


Table 2, continued
Curtailment Energy saved (percent) Increased efficiency Energy saved (percent)
Water heating
Turn down water heater 0.7 Install a more efficient water 1.5
thermostat from 140° F to 120° F heater (EFS .7 unit)
Lighting
Do not leave one 60-watt bulb 0.5 Replace 85 percent of all 4.0
on all night incandescent bulbs with equally
bright compact fluorescent bulbs
Replace two 100-watt kitchen 0.3
bulbs with 75-watt bulbs
Refrigeration/freezing
Turn up the refrigerator 0.5 Install a more efficient unit 1.9
thermostat from 33° F to 38° F (replace a 19–21.4 cubic feet
and the freezer thermostat from top-freezer unit bought between
–5° F to 0° F 1993 and 2000 with a new
Energy Star unit)
Clothes washing and drying
Change washer temperature 1.2 Install a more efficient washer 1.1
settings from hot wash, warm (replace a 2001 or older non–
rinse to warm wash, cold rinse Energy Star washer with a new
Energy Star unit)
Line-dry clothing (do not use 1.1
dryer) 5 months of the year
Color TV
Watch 25 percent fewer hours 0.6 Purchase (or trade in) 52” 1.3
of TV each day Projection HD TV instead of a
48” Plasma HD TV
1
Roughly 80 percent of older homes are underinsulated, according to the U.S. Department of Energy. “Save Hundreds on
Energy Costs,” Consumer Reports, October 2007, 27.
NOTES: The potential savings listed in this table apply only to individuals and households that have not already taken the
action. Adding up savings across actions can overestimate aggregate savings because of interactions between some actions.
For example, the energy saved by caulking/weather-stripping a home will be less if a more fuel-efficient furnace is also
installed. The estimates in the “Increased Efficiency” column assume that consumers replace old equipment when it wears out
rather than discarding functioning equipment. If consumers replace equipment before the end of its useful life, part of the
energy they save by using the more efficient equipment is cancelled out by the energy used to manufacture the new
equipment. Data for electric heating elements, small appliances, and small motors could not be disaggregated for further
analysis.
Please see Environment’s Web site, www.environmentmagazine.org, for a description of calculation strategies and methods
and a complete list of sources.

SEPTEMBER/OCTOBER 2008 WWW.ENVIRONMENTMAGAZINE.ORG ENVIRONMENT 19


account or mutual fund. Also, it can be
quite difficult for an individual to estimate
Table 3. The Short List: Percentage of current total
the return—and even if it is financially U.S. individual/household energy consumption potentially
attractive, funds are still necessary to make saved, by action effectiveness
the purchase. Moreover, most people do Action Energy saved (percent)
not keep homes or motor vehicles for their
For all individuals and households
entire useful lives, so they may pay the full
Immediate low-cost/no-cost actions
cost of efficiency improvements without
getting the full return. With rental housing, Transportation
efficiency improvements must typically be 1. Carpool to work with one other person Up to 4.2
purchased by the owner, while the renter 2. Get frequent tune-ups, including air filter 3.9
receives the savings. These considerations changes
indicate that there are significant psycho- 3. Alter driving (avoid sudden acceleration and Up to 3.2
logical, economic, and institutional barri- stops)
ers to improved energy efficiency that are
4. Combine errand trips to one-half current Up to 2.7
not present for curtailment. In the current mileage
policy context, individuals and households
5. Cut highway speed from 70 to 60 mph Up to 2.4
are left to find ways to overcome these
barriers. Finally, curtailment and efficiency 6. Maintain correct tire pressure 1.2
do not represent an “either-or” choice. In Potential savings subtotal Up to 17.6
motor vehicle and some in-home energy Inside the home
uses, some curtailment actions can pro-
1. Lighting: Replace 85 percent of all 4.0
vide significant immediate savings and
incandescent bulbs with compact fluorescent
should not be overlooked. Thus, house- bulbs
holds can benefit from the most effective
2. Space conditioning: 3.4
actions of both types. Table 3 on pages
Heat: Turn down thermostat from 72° F to
20–21 presents a simple guide for con- 68° F during the day and to 65° F at night
sidering both curtailment and efficiency- A/C: Turn up thermostat from 73° F
increasing actions. to 78° F
3. Clothes washing: Use only warm (or cold) 1.2
wash, cold rinse setting
The Short List of Effective
Potential savings subtotal 8.6
Actions
Potential savings subtotal for nine Up to 26.2
Examination of Table 2 reveals a small actions listed
number of practical actions individu- For all individuals and households
als and households can take to achieve Longer-term, higher-cost actions
the greatest savings of energy and car- Transportation
bon emissions. Table 3, based on Table 1. Buy low-rolling resistance tires 1.5
2, prioritizes actions in a few simple
2. Buy a more fuel-efficient automobile (30.7 13.5
categories. It stands in contrast to com-
vs. 20 mpg EPA average-adjusted composite)
mon laundry lists by providing a short,
prioritized, accurate, accessible, and Potential savings subtotal for two actions 15.0
actionable list of the most effective house- listed
hold actions to help limit climate change.

20 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5


The first nine actions in Table 3 can be
Table 3, continued
taken with little or no initial monetary cost.
Action Energy saved (percent) Six of the actions involve curtailment; three
For homeowners: Inside the home (getting frequent tune-ups, mantaining cor-
Immediate low-cost action rect tire pressure, and using CFL bulbs)
involve efficiency increases. Individuals or
1. Space conditioning: Caulk/weather-strip Up to 2.5
home
households who can do all nine actions can
potentially save up to about one-quarter
Immediate higher-cost action of their total direct energy consumption
1. Space conditioning: Install/upgrade attic Up to 7.0 and a roughly comparable proportion of
insulation and ventilation1 carbon emissions. The next eight actions,
Potential savings subtotal for two actions Up to 9.5 all involving efficiency increases, gener-
listed ally require greater initial expense than
Longer-term, higher-cost actions the first nine. Buying one of the Environ-
mental Protection Agency’s top 20 fuel-
1. Space conditioning: Install a more efficient 2.9
heating unit (92 percent efficiency) efficient motor vehicles, or installing or
upgrading attic insulation can save more
2. Space conditioning: Install a more efficient 2.2
energy than any of the other actions in the
A/C unit (SEER 13 or EER 12 units)
table. The eight higher cost, efficiency-
3. Refrigeration/freezing: Install a more 1.9 increasing actions together can potentially
efficient unit (replace a 19–21.4 cubic foot save up to about one-third of total indi-
top-freezer unit bought between 1993 and
vidual/household energy consumption and
2000 with a new Energy Star unit)
carbon emissions. Individuals or house-
4. Water heating: Install a more efficient water 1.5 holds who can take all 17 listed actions
heater (EFS .7 unit)
can potentially cut their consumption and
Potential savings subtotal for four 8.5 emissions by half.
actions listed Table 3 is a guide to priority setting,
Total potential savings for all six Up to 18.0 not a prediction. Although the savings
homeowner actions listed2 estimates are only approximations, they
1
Roughly 80 percent of older homes are underinsulated, according to the U.S. can help households differentiate between
Department of Energy. “Save Hundreds on Energy Costs,” Consumer Reports, high- and low-impact actions. Readers
October 2007, 27. can consider the first item in each cat-
2
Approximately 67 percent U.S. households owned their homes in 2005. egory to be the most energy-saving action
possible and give it top priority if it has
NOTES: The potential savings listed in this table apply only to individuals and
households that have not already taken the action. Adding up savings across
not already been taken and is possible
actions can overestimate aggregate savings because of interactions between to take. By going item-by-item down
some actions. For example, the energy saved by caulking/weather-stripping a the table, householders are guided to
home will be less if a more fuel-efficient furnace is also installed. The estimates in where the greatest potential savings lie for
the “Increased Efficiency” column assume that consumers replace old equipment them specifically. The table gives proper
when it wears out rather than discarding functioning equipment. If consumers attention to relevant efficiency-increas-
replace equipment before the end of its useful life, part of the energy they save by ing actions, which are often overlooked
using the more efficient equipment is cancelled out by the energy used to by individuals and households and given
manufacture the new equipment. short shrift in popular guides to action.
Please see Environment’s Web site, www.environmentmagazine.org, Notes for It should be emphasized that actual sav-
Table 3, for data entry sources. ings may be greater or less than Table 3

SEPTEMBER/OCTOBER 2008 WWW.ENVIRONMENTMAGAZINE.ORG ENVIRONMENT 21


indicates. For example, someone who uses the actions not yet taken in Table 3 would established communication principles. It
more fuel than the average motorist will yield a decrease of about 30 percent in U.S. should also include making more nuanced,
save more purchasing a more fuel-efficient individual and/or household energy con- household-specific information widely
vehicle than the estimate suggests; someone sumption and carbon emissions—still a huge available—for example, by supporting the
who uses less fuel than the average motor- potential.21 provision of credible, convenient, and low-
ist will save less. Also, much less potential A household that wants a more accu- cost household and travel energy audits
exists to save energy in households that have rate estimate of the energy and carbon- and carbon calculators. Improvements to
already made many of the changes com- reducing potential of these actions in its existing appliance certification and label-
pared with households that have made few unique situation will need a much more ing programs (to compare products in
or no changes. detailed analysis. Such an analysis can be different classes or find the most efficient
provided by an energy audit that includes Energy Star appliances more easily) and
How Much Can Households calculations based on the household’s actu- new rating and labeling systems for the
Save? al home and one of the household “carbon energy cost of ownership of new homes
calculators” now available. However, good are also desirable initiatives. Federal, state,
The sum of savings estimates for the 17 energy audits, which are conducted by and local governments and various non-
actions—58.2 percent—is an overestimate professional auditors, are expensive, and governmental organizations can carry out
for several reasons. First, it applies only to carbon calculators, in addition to requiring these initiatives. As with current appliance
labeling programs, federal agencies can
develop and validate information about
Efficiency-improving actions manufactured equipment and provide for
its distribution by businesses to consum-
generally save more energy ers. Local governments and consumer
organizations might be best for providing
than curtailing use of intrinsically assurance about the quality of private ener-
gy auditors and the vendors and installers
inefficient equipment. of household energy technology.
But information alone—even much
more useful information than is currently
households that have not taken any of the time and effort to complete, are of unde- available—is not enough to induce behav-
actions listed. Second, savings from dif- termined and questionable reliability and ior change, especially for many efficiency
ferent actions are connected. For example, validity at present.22 increases that involve significant initial
the energy saved by caulking and weather- monetary costs. There are major barri-
stripping a home will be less if a more ers to change, in addition to knowledge,
fuel-efficient furnace is also installed. Third, What Policy Can Do which must be overcome, even among
estimated savings from increased efficiency people who know which actions to take
assume that consumers buy motor vehicles, Without a concerted national policy and would like to take them.23 For exam-
refrigerators, and furnaces at the end of the effort, individual and household behavior ple, many equipment choices are shaped
old equipment’s useful life. If consumers can only go so far. Part of national policy by intermediaries, such as builders and
discard usable equipment, part of the energy for limiting climate change should make repair personnel who offer equipment
they save by using the more efficient equip- accurate, credible, and actionable informa- options to households when their atten-
ment is cancelled out by the energy used to tion widely available on what households tion is focused on other things, such as
manufacture the new equipment. For many can do to reduce their energy use and kitchen design or the need to replace a
households, then, total potential savings are carbon footprints. National policy should water heater quickly. Actions like upgrad-
much less than half. Policy analyses suggest develop and validate simple guides, such ing home insulation and furnace and air-
that aggregated nationwide adoption of all as Table 3, and disseminate them using conditioning efficiency can yield major sav-

22 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5


ings, but many households lack the funds information, such as professional home identical package of home energy audits
needed to make the investments. Renters energy audits and energy comparisons for and financial grants to participating home-
cannot install such upgrades, and buyers of particular choices a consumer is facing. owners paying, on average, 93 percent of
existing or newly built homes usually can- Financial incentives to reduce the ini- the cost of recommended retrofits. Eligible
not choose the efficiency of heating and air- tial costs of upgrading to energy-efficient households installed the recommended ret-
conditioning equipment and insulation. products are also important, and many rofits at an average rate of 5.3 percent per
Even when people can afford major creative possibilities exist in this sector, year, but there was tremendous variation
efficiency improvements, many may be including incentives targeted to interme- across the utilities, with rates ranging from
inhibited by the logistical difficulties of diaries; loan subsidies, deferred-payment 1.4–19.3 percent per year, depending on
arranging and scheduling the multiple loans, and rebates for home retrofits; and how a utility marketed and implemented
contractors that may be needed to install alterations in policies for mortgage and its version of the program—a difference
space-conditioning equipment, insulation, auto loans that take into account the ener- between getting all the homes retrofitted in
and storm windows and doors. Even low- gy cost of ownership. Convenience and about 70 years or 5 years.26
or no-cost actions compete for people’s credibility enhancements, such as provid- Community-based efforts that use infor-
limited time and attention. ing free and trustworthy energy audits and mal social networks to help spread the
Many believe that higher energy costs lists of approved contractors and help in word—for example, neighborhood coopera-
will cause households to economize by securing low-cost financing and inspection tion in a campaign to caulk and weather-strip
investing in energy efficiency. But house- of completed work, can be very important homes—can make multicomponent pro-
holds historically have not responded to for overcoming the nonmonetary barriers grams more effective.27 Finally, there is room
price signals by making anywhere near to cost-effective investments in energy for regulatory approaches, such as tightening
all the energy-efficiency investments that efficiency. Programs that offered this sort standards for energy equipment, especially
are economically efficient. A major rea- of one-stop shopping during the energy home insulation and water-heaters where
son is the cost of information in time crisis of the late 1970s were attractive to energy efficiency is a major but invisible
and effort required to estimate the actual households because of these assurances, product attribute.
returns on investment and to find the best but these campaigns might have been Rapidly rising prices for oil and other
products, vendors, lenders, and installers. A more successful if they aggressively mar- energy products highlight the need for sav-
large organization can save enough money keted themselves and if stronger financial ings for householders and policymakers
through energy actions to recoup the cost incentives were available.25 alike. But households still do not know
of hiring someone to find the most cost- A review of home energy retrofit pro- what actions best achieve these needed
effective savings opportunities, contract for grams from the early 1980s found that savings, and public policies currently do
the needed work, and ensure its quality. Few financial incentives to reduce up-front not provide the needed support to turn
households are in this position, and people costs motivated more households to household awareness into effective action.
know it intuitively. Research conducted retrofit, but the strongest results by far came If we apply and build on the lessons of
during the last U.S. energy crisis in the late when incentives were combined with non- the energy crises of the 1970s and early
1970s demonstrates that the difficulty and financial interventions that strongly market- 1980s, individuals and policymakers can
inconvenience of identifying and taking ed the programs and made it convenient for act more effectively now. For many under-
effective energy-saving steps was a major households to take advantage of the incen- standable reasons, people do not necessar-
barrier to action, even when utility compa- tives. These nonfinancial features were ily act in their best financial interest or in
nies offered to rebate households a majority critical even with the strongest financial ways that yield the greatest environmental
of the cost of major home retrofits.24 incentives, which were offered under the benefit—even if they want to. Achieving
Multicomponent programs are needed U.S. Department of Energy’s Bonneville change quickly and effectively depends
to encourage energy savings, especially Power Administration’s 20-month Interim on combining information, incentives, and
when the initial costs are nontrivial. Edu- Residential Weatherization Program from other policy approaches with sensitivity to
cation and information are important, and 1982–83. Seven participating utility com- how householders think and the many fac-
ideally should include household-specific panies in the Pacific Northwest offered an tors that influence their choices.

SEPTEMBER/OCTOBER 2008 WWW.ENVIRONMENTMAGAZINE.ORG ENVIRONMENT 23


Gerald T. Gardner is professor emeritus of psychology Studies, 2007), http://environment.yale.edu/news 18. Figures are preliminary for 2006. Derived
at the University of Michigan-Dearborn. His areas of /Research/5310/american-opinions-on-global-warming from Energy Information Administration (EIA), U.S.
expertise include how behavioral science applies to the -summary/ (accessed 20 June 2008); Pew Research Department of Energy (DOE), Annual Energy Review
understanding of global and regional environmental Center for the People & the Press, A Deeper Partisan 2006, DOE/EIA-0384 (2006) (Washington, DC, 2007),
problems and human behavior and public policy. He Divide Over Global Warming (Washington, DC: Pew http://www.eia.doe.gov/aer/ (accessed 14 February
may be reached at ggardner@umich.edu. Paul C. Stern Research Center for the People & the Press, 2008), 2008), see Tables 2.1b, 2.1e, 2.1f, and 3. Please see
is director of the Committee on the Human Dimensions http://people-press.org/report/417/a-deeper-partisan Environment’s Web site, environmentmagazine.org,
of Global Climate Change at the National Research -divide-over-global-warming (accessed 20 June 2008); Additional Information on Table 1 of this article for
Council, where he has worked since 1980. His research F. Newport, Little Increase in Americans’ Global Warm- additional sources.
interests include environmentally significant individual ing Worries (Washington, DC: Gallup, 2008), http://www 19. U.S. government statistics and databases,
behavior, environmental risk assessment and manage- .gallup.com/poll/106660/Little-Increase-Americans including those of the Environmental Protection Agen-
ment, and problems of the commons. He may be reached -Global-Warming-worries.aspx (accessed 20 June 2008); cy (EPA), DOE, and Department of Transportation
at pstern@nas.edu. Gardner and Stern first collaborated and P. Novelli, What Are Americans Thinking and (DOT), almost always treat transportation energy
on research in 1979–1980 when they were both visiting Doing about Global Warming? Results of a National consumption and greenhouse gas production in a
research fellows at the interdisciplinary Program on Household Survey (Fairfax, VA: Center of Excellence single block and do not distinguish travel for house-
Energy and Behavior at Yale University’s Institution in Climate Change Communication Research, George hold purposes from travel for business (industrial
for Social and Policy Studies. They acknowledge the Mason University, 2008), including unpublished results and commercial) purposes. Our strategy for statisti-
great benefits to their research and general outlook they from this survey, http://www.porternovelli.com/site/pdfs cally dividing transportation energy into individual/
received from participation in the program. /PN_GMU_Climate_Change_Report.pdf (accessed 20 household and nonindividual/household portions is
This article is the work of the authors. It does not June 2008). described in a note to Table 1. U.S. Department
represent conclusions of the National Research Council 7. W. Kempton, C. Harris, J. Keith, and J. Weihl, of Labor, National Household Travel Survey 2001
except where explicitly cited in the notes. “Do Consumers Know ‘What Works’ in Energy Con- (Database) (Washington, DC, 2007), http://nhts.ornl
servation?” Marriage and Family Review 9, no. 1/2 .gov/ (accessed 1 January 2008); EIA, note 18; EIA,
(1985): 115–33. DOE, Annual Energy Outlook 2007, DOE/EIA-0383
NOTES 8. Edward W. Maibach, professor, Center for Cli- (2007) (Washington, DC, 2007), http://www.eia.doe
mate Change Communication, George Mason Univer- .gov/oiaf/aeo/, (accessed 15 February 2008); and Bureau
sity, personal communication, 23 June 2008. of Transportation Statistics, DOT, National Transpor-
1. This article focuses exclusively on carbon dioxide tation Statistics 2007 (Washington, DC, 2007), http://
“…because it is the dominant anthropogenic greenhouse 9. A. Lewis, “Abroad and at Home: Paying for
www.bts.gov/publications/national_transportation_
gas.” S. Pacala and R. Socolow, “Stabilization Wedges: Reagan,” New York Times, 5 October 1990, http://query
statistics, (accessed 12 February 2008).
Solving the Climate Problem for the Next 50 Years .nytimes.com/gst/fullpage.html?res=9C0CEEDB113BF
936A35753C1A966958260 (accessed 12 July 2008). 20. Gardner and Stern (2002), note 4, page 258.
with Current Technologies,” Science 280, no. 5686 (13
August 2004): 968–72. 10. D. Hickman, “Conservation Doesn’t Enrich 21. Nadel, Shipley, Elliot, note 3; Pimentel et al.,
Cheney’s Energy Friends,” USA Today, 14 May 2001, note 3; and U.S. Greenhouse Gas Abatement Mapping
2. “Global Carbon Emissions, By Country,” BBC Initiative, note 3.
http://www.usatoday.com/news/opinion/columnists
News, 7 December 2007, http://news.bbc.co.uk/2/hi
/wickham/2001-05-07-wickham.htm. 22. J. P. Padgett, A. C. Steinemann, J. H. Clarke,
/in_depth/629/629/7133036.stm (accessed 5 May 2008).
11. For a review, see Gardner and Stern (2002), note and M. P. Vandenbergh, “A Comparison of Carbon
3. S. Nadel, A. Shipley, and R. N. Elliot, “The 4, chapter 9. Calculators,” Environmental Impact Assessment Review
Technical, Economic and Achievable Potential for 28 (2008): 106–15.
Energy-Efficiency in the U.S.—A Meta-Analysis of 12. C. Morton and G. Lean, “Live Earth: One
Big Gesture for Humans, One Giant Problem for the 23. Gardner and Stern (2002), note 4, pages 74–124.
Recent Studies,” Proceedings of the 2004 ACEEE
Summer Study on Energy Efficiency in Buildings, Pacific Earth,” The Independent (UK), 8 July 2007, http://www 24. National Research Council (NRC), Energy
Grove, CA, 22–27 August 2004, http://www.aceee .independent.co.uk/environment/climate-change/live Efficiency in Buildings: Behavioral Issues (Washington,
.org/conf/04ss/rnemeta.pdf (accessed 5 May 2008); -earth-one-big-gesture-for-man-one-giant-problem-for DC: National Academies Press, 1985), http://www.nap
D. Pimentel et al., “US Energy Conservation and -the-earth-456414.html (accessed 2 March 2008). .edu/catalog/10463.html (accessed 14 January
Efficiency: Benefits and Costs,” Environment, 13. D. de Rothschild, The Live Earth Global Warming 2008); and P. C. Stern et al., “The Effectiveness of
Development and Sustainability 6, no. 3 (2004): 279–305; Survival Handbook (New York: Rodale Press, 2007). Incentives for Residential Energy Conservation,” Evalu-
and U.S. Greenhouse Gas Abatement Mapping Initiative, ation Review 10 (1986): 147–76.
14. “51 Things We Can Do to Save the Environment:
Reducing U.S. Greenhouse Gas Emissions: How Much at The Global Warming Survival Guide,” Time, 9 April 25. P. C. Stern, J. S. Black, and J. T. Elworth, Home
What Cost? (Washington, DC: McKinsey & Company, 2007, 69–100. Energy Conservation: Programs and Strategies for
2007), http://www.mckinsey.com/clientservice/ccsi/pdf the 1980s (Mount Vernon, NY: Institute for Consumer
15. Two other examples are M. O’Neill, “84 Ways
/US_ghg_final_report.pdf (accessed 4 May 2008). Policy Research, Consumers Union Foundation, 1981);
You Can Help the Planet” The Boston Globe Sunday
NRC, note 24, chapter 3; and Stern et al., note 24.
4. P. C. Stern and G. T. Gardner, “Psychological Magazine, 18 November 2007, 50; and J. Javna, S.
Research and Energy Policy,” American Psychologist Javna, and J. Javna, 50 Simple Things You Can Do to 26. NRC, note 24, chapter 3; D. I. Lerman and B.
36, no. 4 (1981): 329–42; G. T. Gardner and P. C. Save the Earth, Revised Edition (New York: Hyperion H. Bronfman, Process Evaluation of the Bonneville
Stern, Environmental Problems and Human Behavior Books, 2008). Power Administration Interim Residential Weather-
(Boston, MA: Allyn and Bacon, 1996), 253–76; and ization Program, ORNL/CON-158 (Oak Ridge, TN:
16. Gardner and Stern (2002), note 4, chapters 3 and
G. T. Gardner and P. C. Stern, Environmental Problems Oak Ridge National Laboratory); and Stern et al.,
10; and T. W. Valente and D. V. Schuster, “The Public
and Human Behavior, 2nd Edition (Boston, MA: Pear- note 24.
Health Perspective for Communicating Environmental
son Custom Publishing, 2002), 253–76. Issues,” in T. Dietz and P. C. Stern, eds., New Tools for 27. Gardner and Stern (2002), note 4, pages 125–74.
5. Gardner and Stern (2002), note 4, pages 74–124. Environmental Protection: Education, Information and
6. P. Aldous, “Global Warming: The Buck Stops Voluntary Measures (Washington, DC: New Academic
Here (Special Report),” New Scientist 194, no. 2609 (20 Press, 2002): 105–24.
June 2007): 16–19; A. Leiserowitz, American Opinions 17. Stern and Gardner, note 4; Gardner and Stern
on Global Warming: Summary (New Haven, CT: (1996), note 4, chapter 10; and Gardner and Stern ®
Yale University School of Forestry & Environmental (2002), note 4, chapter 10.

24 ENVIRONMENT WWW.ENVIRONMENTMAGAZINE.ORG VOLUME 50 NUMBER 5

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