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This statement is to be completed by every debtor. Spouses filing a joint petition may file a single statement on which the information for both spouses is combined. If the case is filed under chapter 12 or chapter 13, a married debtor must furnish information for both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed. An individual debtor engaged in business as a sole proprietor, partner, family farmer, or self-employed professional, should provide the information requested on this statement concerning all such activities as well as the individuals personal affairs. To indicate payments, transfers and the like to minor children, state the childs initials and the name and address of the childs parent or guardian, such as A.B., a minor child, by John Doe, guardian. Do not disclose the childs name. See, 11 U.S.C. 112 and Fed.R.Bankr.P. 1007(m). Questions 1 - 18 are to be completed by all debtors. Debtors that are or have been in business, as defined below, also must complete Questions 19 - 25. If the answer to an applicable question is "None," mark the box labeled "None." If additional space is needed for the answer to any question, use and attach a separate sheet properly identified with the case name, case number (if known), and the number of the question.
Definitions In business. A debtor is in business for the purpose of this form if the debtor is a corporation or partnership. An individual debtor is in business for the purpose of this form if the debtor is or has been, within the six years immediately proceding the filing of this bankruptcy case, any of the following: an officer, director, managing executive, or owner of 5 percent or more of the voting or equity securities of a corporation; a partner, other than a limited partner, of a partnership; a sole proprietor or self-employed full-time or part-time. An individual debtor also may be in business for the purpose of this form if the debtor engages in a trade, business, or other activity, other than as an employee, to supplement income from the debtors primary employment. Insider. The term insider includes but is not limited to: relatives of the debtor; general partners of the debtor and their relatives: corporations of which the debtor is an officer, director, or person in control; officers, directors, and any owner of 5 percent or more of the voting or equity securities of a corporate debtor and their relatives; affiliates of the debtor and insiders of such affiliates; any managing agent of the debtor. 11 U.S.C. 101.
1. Income from employment or operation of business
None
State the gross amount of income the debtor has received from employment, trade, or profession, or from operation of the debtor's business, including part-time activities either as an employee or in independent trade or business, from the beginning of this calendar year to the date this case was commenced. State also the gross amounts received during the two years immediately preceding this calendar year. (A debtor that maintains, or has maintained, financial records on the basis of a fiscal rather than a calendar year may report fiscal year income. Identify the beginning and ending dates of the debtor's fiscal year.) If a joint petition is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income of both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT
SOURCE
$1,215,501.36
Monthly close statements & current reports Fiscal Year 2010 YTD 06/01/2009 to 07/09/2009 10Qs and monthly close statements Fiscal Year 2009 YTD 06/01/2008 to 05/31/2009 10K Year ended May 31, 2008 Fiscal Year 2008 06/01/2007 to 05/31/2008 10K Year ended May 31, 2007 Fiscal Year 2007 06/01/2006 to 05/31/2007
$12,029,551.51
$36,653,344.50
$33,269,000.00
Page 1 of 13
State the amount of income received by the debtor other than from employment, trade, profession, or operation of the debtors business during the two years immediately preceding the commencement of this case. Give particulars. If a joint petition is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income for each spouse whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT
SOURCE
3. Payment to creditors
None
Complete a. or b., as appropriate, and c. A. Individual or joint debtor(s) with primarily consumer debts: List all payments on loans, installment purchases of goods or services, and other debts to any creditor made within 90 days immediately preceding the commencement of this case unless the aggregate value of all property that constitutes or is affected by such transfer is less than $600. Indicate with an asterisk (*) any payments that were made to a creditor on account of a domestic support obligation or as part of an alternative repayment schedule under a plan by an approved nonprofit budgeting and creditor counseling agency. (Married debtors filing under chapter 12 or chapter 13 must include payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATES OF PAYMENTS
AMOUNT PAID
None
b. Debtor whose debts are not primarily consumer debts: List each payment or other transfer to any creditor made within 90 days immediately preceding the commencement of the case unless the aggregate value of all property that constitutes or is affected by such transfer is less than $5,475. If the debtor is an individual, indicate with an asterisk (*) any payments that were made to a creditor on account of a domestic support obligation or as part of an alternative repayment schedule under a plan by an approved nonprofit budgeting and credit counseling agency. (Married debtors filing under chapter 12 or chapter 13 must include payments and other transfers by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
See Exhibit 3b
None
c. All debtors: List all payments made within one year immediately preceding the commencement of this case to or for the benefit of creditors who are or were insiders. (Married debtors filing under chapter 12 or chapter 13 must include payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATES OF PAYMENT
AMOUNT PAID
See Exhibit 3c
Page 2 of 13
a. List all suits and administrative proceedings to which the debtor is or was a party within one year immediately preceding the filing of this bankruptcy case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
NATURE OF PROCEEDING
COURT OR AGENCY AND LOCATION Santa Clara County Superior Court, California Santa Clara County Superior Court, California
STATUS OR DISPOSITION
Jenny Araujo vs. Electroglas Case No. 108CV111856 Electroglas v. FormFactor, Inc. Case No. 1:09CV-142127
Employee Litigation
Active
Breach of Contract
Active
None
b. Describe all property that has been attached, garnished or seized under any legal or equitable process within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
NAME AND ADDRESS OF PERSON FOR WHOSE BENEFIT PROPERTY WAS SEIZED
DATE OF SEIZURE
List all property that has been repossessed by a creditor, sold at a foreclosure sale, transferred through a deed in lieu of foreclosure or returned to the seller, within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
a. Describe any assignment of property for the benefit of creditors made within 120 days immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include any assignment by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE OF ASSIGNMENT
Page 3 of 13
None
b. List all property which has been in the hands of a custodian, receiver, or court-appointed official within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE OF ORDER
7. Gifts
None
List all gifts or charitable contributions made within one year immediately preceding the commencement of this case except ordinary and usual gifts to family members aggregating less than $200 in value per individual family member and charitable contributions aggregating less than $100 per recipient. (Married debtors filing under chapter 12 or chapter 13 must include gifts or contributions by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE OF GIFT
8. Losses
None
List all losses from fire, theft, other casualty or gambling within one year immediately preceding the commencement of this case or since the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include losses by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DESCRIPTION OF CIRCUMSTANCE AND, IF LOSS WAS COVERED IN WHOLE OR IN PART BY INSURANCE, GIVE PARTICULARS
DATE OF LOSS
Page 4 of 13
List all payments made or property transferred by or on behalf of the debtor to any persons, including attorneys, for consultation concerning debt consolidation, relief under the bankruptcy law or preparation of a petition in bankruptcy within one year immediately preceding the commencement of this case.
DATE OF PAYMENT, NAME OF PAYER IF OTHER THAN DEBTOR 03/31/2009 04/27/2009 06/02/2009 06/04/2009 06/30/2009 07/06/2009 05/13/2009 05/29/2009
Morrison & Foerster LLP 755 Page Mill Road Palo Alto, CA 94304-1018
Omni Management Group 16501 Ventura Boulevard Suite 440 Encino, CA 91436-2068 Lovells LLP 590 Madison Avenue New York, NY 10022 Pepper Hamilton LLP Hercules Plaza, Suite 5100 1313 Market Street PO Box 1709 Wilmington, DE 19889-1709 10. Other transfers
None
a. List all other property, other than property transferred in the ordinary course of the business or financial affairs of the debtor, transferred either absolutely or as security within two years immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include transfers by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE
None
b. List all property transferred by the debtor within ten years immediately preceding the commencement of this case to a self-settled trust or similar device of which the debtor is a beneficiary.
DATE(S) OF TRANSFER(S)
Page 5 of 13
List all financial accounts and instruments held in the name of the debtor or for the benefit of the debtor which were closed, sold, or otherwise transferred within one year immediately preceding the commencement of this case. Include checking, savings, or other financial accounts, certificates of deposit, or other instruments; shares and share accounts held in banks, credit unions, pension funds, cooperatives, associations, brokerage houses and other financial institutions. (Married debtors filing under chapter 12 or chapter 13 must include information concerning accounts or instruments held by or for either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
TYPE OF ACCOUNT, LAST FOUR DIGITS OF ACCOUNT NUMBER, AND AMOUNT OF FINAL BALANCE Concentration 14860-00751
Bank Of America CA4-701-10-57 1655 Grant Street, Bldg. 10th Floor Concord, CA 94520 Bank Of America CA4-701-10-57 1655 Grant Street, Bldg. 10th Floor Concord, CA 94520 12. Safe deposit boxes
None
$0.00 - 06/26/2009
Lockbox 12335-17488
$0.00 - 06/23/2009
List each safe deposit or other box or depository in which the debtor has or had securities, cash, or other valuables within one year immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include boxes or depositories of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DESCRIPTION OF CONTENTS
13. Setoffs
None
List all setoffs made by any creditor, including a bank, against a debt or deposit of the debtor within 90 days preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
DATE OF SETOFF
AMOUNT OF SETOFF
Page 6 of 13
List all property owned by another person that the debtor holds or controls.
LOCATION OF PROPERTY
If debtor has moved within three years immediately preceding the commencement of this case, list all premises which the debtor occupied during that period and vacated prior to the commencement of this case. If a joint petition is filed, report also any separate address of either spouse.
ADDRESS
NAME USED
DATE OF OCCUPANCY
If the debtor resides or resided in a community property state, commonwealth, or territory (including Alaska, Arizona, California, Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas, Washington, or Wisconsin) within eight years immediately preceding the commencement of the case, identify the name of the debtors spouse and of any former spouse who resides or resided with the debtor in the community property state.
NAME
For the purpose of this question, the following definitions apply: "Environmental Law" means any federal, state, or local statute or regulation regulating pollution, contamination, releases of hazardous or toxic substances, wastes or material into the air, land, soil, surface water, groundwater, or other medium, including, but not limited to, statutes or regulations regulating the cleanup of these substances, wastes, or material. "Site" means any location, facility, or property as defined under any Environmental Law, whether or not presently or formerly owned or operated by the debtor, including, but not limited to, disposal sites. "Hazardous Material" means anything defined as a hazardous waste, hazardous substance, toxic substance, hazardous material, pollutant, or contaminant or similar term under an Environmental Law.
Page 7 of 13
None
a. List the name and address of every site for which the debtor has received notice in writing by a governmental unit that it may be liable or potentially liable under or in violation of an Environmental Law. Indicate the governmental unit, the date of the notice, and, if known, the Environmental Law:
NAME AND ADDRESS OF GOVERNMENTAL UNIT California Regional Water Quality Control Board Attn: David Barr San Francisco Bay Region 1515 Clay Street, Suite 1400 Oakland, CA. 94612
DATE OF NOTICE
ENVIRONMENTAL LAW
June 2000
Monitor site annually and report to the Board and property owner.
None
b. List the name and address of every site for which the debtor provided notice to a governmental unit of a release of Hazardous Material. Indicate the governmental unit to which the notice was sent and the date of the notice.
DATE OF NOTICE
ENVIRONMENTAL LAW
None
c. List all judicial or administrative proceedings, including settlements or orders, under any Environmental Law with respect to which the debtor is or was a party. Indicate the name and address of the governmental unit that is or was a party to the proceeding, and the docket number.
DOCKET NUMBER
STATUS OR DISPOSITION
Page 8 of 13
a. If the debtor is an individual, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was an officer, director, partner, or managing executive of a corporation, partner in a partnership, sole proprietor, or was self-employed in a trade, profession, or other activity either full- or part-time within six years immediately preceding the commencement of this case, or in which the debtor owned 5 percent or more of the voting or equity securities within six years immediately preceding the commencement of this case. If the debtor is a partnership, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of the voting or equity securities, within six years immediately preceding the commencement of this case. If the debtor is a corporation, list the names, addresses, taxpayer identification numbers, nature of the businesses, and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of the voting or equity securities within six years immediately preceding the commencement of this case.
LAST FOUR DIGITS OF SOC. SEC. NO./COMPLETE EIN OR OTHER TAXPAYER I.D. NO. 77-0336101
NATURE OF BUSINESS
Electroglas, Inc 5729 Fontanoso Way San Jose, CA 95138 Prefixa International, Inc 6580 Via del Oro San Jose, CA 95119
04/01/1993 - Present
71-1014567
11/13/2008 - Present
Electroglas, Inc. has a warrant to get stock in Prefixa International, Inc., that if exercised, would be more then 5% of the voting or equity security.
None
b. Identify any business listed in response to subdivision a., above, that is "single asset real estate" as defined in 11 U.S.C. 101.
NAME
ADDRESS
The following questions are to be completed by every debtor that is a corporation or partnership and by any individual debtor who is or has been, within six years immediately preceding the commencement of this case, any of the following: an officer, director, managing executive, or owner of more than 5 percent of the voting or equity securities of a corporation; a partner, other than a limited partner, of a partnership, a sole proprietor, or self-employed in a trade, profession, or other activity, either full- or part-time. (An individual or joint debtor should complete this portion of the statement only if the debtor is or has been in business, as defined above, within six years immediately preceding the commencement of this case. A debtor who has not been in business within those six years should go directly to the signature page.)
Page 9 of 13
a. List all bookkeepers and accountants who within two years immediately preceding the filing of this bankruptcy case kept or supervised the keeping of books of account and records of the debtor.
Thomas Brunton c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138 Kim Ngo-Huynh c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138
None
2007 to Present
b. List all firms or individuals who within two years immediately preceding the filing of this bankruptcy case have audited the books of account and records, or prepared a financial statement of the debtor.
NAME
ADDRESS
125 South Market Street, Suite 800 San Jose, CA 95113 60 South Market Street, Suite 800 San Jose, CA 95113
None
c. List all firms or individuals who at the time of the commencement of this case were in possession of the books of account and records of the debtor. If any of the books of account and records are not available, explain.
NAME
ADDRESS
Thomas Brunton
c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138 c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138
Kim Ngo-Huynh
None
d. List all financial institutions, creditors and other parties, including mercantile and trade agencies, to whom a financial statement was issued by the debtor within two years immediately preceding the commencement of this case.
DATE ISSUED
During the two year period prior to the commencement of the case, the Debtor has provided financial statements to numerous interested parties.
Page 10 of 13
20. Inventories
None
a. List the dates of the last two inventories taken of your property, the name of the person who supervised the taking of each inventory, and the dollar amount and basis of each inventory.
DATE OF INVENTORY
INVENTORY SUPERVISOR
DOLLAR AMOUNT OF INVENTORY (SPECIFY COST, MARKET OR OTHER BASIS) $1.2 Million (Cost Basis) $1.25 Million (Cost Basis) $685 K (Cost Basis) $780 K (Cost Basis)
b. List the name and address of the person having possession of the records of each of the inventories reported in a., above.
DATE OF INVENTORY
Bill Puckett San Jose, CA Bill Puckett San Jose, CA Bill Puckett San Jose, CA Bill Puckett San Jose, CA
a. If the debtor is a partnership, list the nature and percentage of partnership interest of each member of the partnership.
NATURE OF INTEREST
PERCENTAGE OF INTEREST
Page 11 of 13
None
b. If the debtor is a corporation, list all officers and directors of the corporation, and each stockholder who directly or indirectly owns, controls, or holds 5 percent or more of the voting or equity securities of the corporation.
TITLE
Thomas M. Rohrs c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138 Warren C. Kocmond, Jr. c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138 Thomas E. Brunton c/o Electroglas, Inc. 5729 Fontanoso Way San Jose, CA 95138 Jack G. Wilborn 16521 South Chapin Way Lake Oswego, OR 97034 Peter D. Schleider 235 Pine Street, Suite 1818 San Francisco, CA 94104
Director
450,000 (Indirect) through RKB Capital 800,000 (Indirect) through Peninsula Technology Fund 871,459 (Convertible Debenture Indirect) through Peninsula Technology Fund Total of 7.96% None
Stan Yarbro 121 Park Place Pismo Beach, CA 93449 State of Wisconsin Investment Board 121 East Wilson Street, 2nd Floor Madison, WI 53703-3474 Peninsula Capital Management LP 235 Pine Street Suite 1600 San Francisco, CA 94104 Sidus Investment Management, LLC 767 Third Avenue 15th Floor New York, NY 10017
Director
Stockholder
Common Stock 2,588,290 Share 9.71% Common Stock 2,100,000 7.88% Common Stock 2,779,140 10.42% (Six separate funds)
Stockholder
Stockholder
a. If the debtor is a partnership, list each member who withdrew from the partnership within one year immediately preceding the commencement of this case.
NAME
ADDRESS
DATE OF WITHDRAWAL
Page 12 of 13
None
b. If the debtor is a corporation, list all officers, or directors whose relationship with the corporation terminated within one year immediately preceding the commencement of this case.
TITLE
DATE OF TERMINATION
Wesley D. Highfill 762 Glenside Drive San Jose, CA 95123 John F. Osborne 726 East Bench Road Twin Bridges, MT 59754 C. Scott Gibson 1680 S.W. Montgomery Drive Portland, OR 97201 Fusen E. Chen 4000 North First Street San Jose, CA 95134 Mel Friedman 400 Baltic Circle #436 Redwood Shore, CA 94065 Jorge L. Titinger 5674 Portrush Court San Jose, CA 95138
Former VP Sales
12/01/2008
Former Director
03/17/2009
Former Director
03/17/2009
Former Director
06/24/2008
Former Director
03/17/2009
Former Director
03/17/2009
If the debtor is a partnership or corporation, list all withdrawals or distributions credited or given to an insider, including compensation in any form, bonuses, loans, stock redemptions, options exercised and any other perquisite during one year immediately preceding the commencement of this case.
If the debtor is a corporation, list the name and federal taxpayer identification number of the parent corporation of any consolidated group for tax purposes of which the debtor has been a member at any time within six years immediately preceding the commencement of the case.
If the debtor is not an individual, list the name and federal taxpayer identification number of any pension fund to which the debtor, as an employer, has been responsible for contributing at any time within six years immediately preceding the commencement of the case.
Page 13 of 13
Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME 1st Vision Incorporated 1st Vision Incorporated 1st Vision Incorporated Total A & J Programming San Jose CA A & J Programming San Jose CA Total AAA Business Supplies AAA Business Supplies AAA Business Supplies AAA Business Supplies Total ABM ABM Total ACME Security Systems ACME Security Systems Total Affiliated Computer Services Dallas TX Affiliated Computer Services Dallas TX Total AFLAC AFLAC AFLAC Total Allied Electronics, Inc. Allied Electronics, Inc. Total Amos Agency Amos Agency Total Anthem Blue Cross of California Anthem Blue Cross of California Anthem Blue Cross of California Total Applied Engineering, Inc. Applied Engineering, Inc. Applied Engineering, Inc. Total Arkadin, Inc. Arkadin, Inc. Total Armanino McKenna, LLP Armanino McKenna, LLP Armanino McKenna, LLP Total Armstrong Technology, Inc. Armstrong Technology, Inc. Total Arthur J. Gallagher & Co. Arthur J. Gallagher & Co. Total Associated Spring-Raymond Associated Spring-Raymond Total AT&T ADDRESS 2 Dundee Park, Andover, MA 01810 2 Dundee Park, Andover, MA 01810 380 Piercy Road, San Jose, CA 95138 325 Mendell Street, San Francisco, CA 94124 325 Mendell Street, San Francisco, CA 94124 325 Mendell Street, San Francisco, CA 94124 1266 14th Street, Oakland, CA 94607 1922 Republic Avenue, San Leandro, CA 94577 P.O. Box 201322, Dallas, TX 75320-1322 1932 Wynnton Road, Columbus, GA 31993-8601 1932 Wynnton Road, Columbus, GA 31993-8601 P.O. Box 2325, Fort Worth, TX 76113-2325 1735 First Street #307, San Jose, CA 95112 P.O. Box 60000 - File 2953, San Francisco, CA 94160-2953 P.O. Box 60000 - File 2953, San Francisco, CA 94160-2953 970 Lonus Street, San Jose, CA 95126 970 Lonus Street, San Jose, CA 95126 P.O. Box 684, Buffalo, NY 14242-0684 12667 Alcosta Boulevard #500, San Ramon, CA 94583 12667 Alcosta Boulevard #500, San Ramon, CA 94583 1121 Elko Drive, Sunnyvale, CA 94089-2208 File 22165, P.O. Box 60000, San Francisco, CA 94160-2164 Department CH 14115, Palatine, IL 60055-4115 Payment Center, Sacramento, CA 95887-0001 DATE OF PAYMENT/TRANSFER 06/17/2009 AMOUNT PAID 381.04 381.04 40.00 40.00 1,393.65 629.35 25.42 2,048.42 3,384.20 3,384.20 187.82 187.82 6,270.00 6,270.00 505.95 138.80 644.75 1,313.16 1,313.16 2,813.12 2,813.12 34,010.64 49,187.58 83,198.22 31,925.00 16,900.00 48,825.00 1,809.95 1,809.95 31,955.00 18,010.00 49,965.00 974.25 974.25 1,603.00 1,603.00 50.18 50.18 227.19
04/20/2009 05/27/2009 06/17/2009 06/29/2009 06/03/2009 05/27/2009 06/17/2009 05/06/2009 06/03/2009 06/10/2009 07/08/2009 05/20/2009 06/10/2009 04/14/2009 04/20/2009 05/27/2009 05/20/2009 06/30/2009 05/27/2009 04/29/2009 06/25/2009 04/29/2009
Page 1 of 9
Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME AT&T AT&T Total AT&T Long Distance AT&T Long Distance AT&T Long Distance AT&T Long Distance AT&T Long Distance AT&T Long Distance AT&T Long Distance Total AT&T Mobility AT&T Mobility AT&T Mobility Total ATR International ATR International Total Aztec Answering Service, Inc. Aztec Answering Service, Inc. Total Bay Seal Co. Inc. Bay Seal Co. Inc. Total Blakely, Sokoloff, Taylor & Zafman Blakely, Sokoloff, Taylor & Zafman Total Break Time Vending Break Time Vending Break Time Vending Break Time Vending Break Time Vending Total Burr Pilger & Mayer, LLP Burr Pilger & Mayer, LLP Total Capacitec Inc. Capacitec Inc. Capacitec Inc. Total Centerbeam, Inc. Centerbeam, Inc. Centerbeam, Inc. Centerbeam, Inc. Total Ceridian Corporation Ceridian Corporation Ceridian Corporation Total ADDRESS Payment Center, Sacramento, CA 95887-0001 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 5017, Carol Stream, IL 60197-5017 P.O. Box 78405, Phoenix, AZ 85062-8405 P.O. Box 78405, Phoenix, AZ 85062-8405 Department 33037 P.O. Box 39000, San Francisco, CA 941393037 925 North Stapley, Suite B, Mesa, AZ 85203 1550 West Winton Avenue, Hayward, CA 94545 12400 Wilshire Boulevard, 7th Floor, Los Angeles, CA 900251040 1821 Hamlet Street, San Mateo, CA 94403 1821 Hamlet Street, San Mateo, CA 94403 1821 Hamlet Street, San Mateo, CA 94403 1821 Hamlet Street, San Mateo, CA 94403 60 South Market #800, San Jose, CA 95113 87 Fitchburg Road, Ayer, MA 01432-0849 87 Fitchburg Road P.O. Box 819, Ayer, MA 01432-0819 30 Rio Robles Drive, San Jose, CA 95134 30 Rio Robles Drive, San Jose, CA 95134 30 Rio Robles Drive, San Jose, CA 95134 3201 34th Street South, St. Petersburg, FL 33711 3201 34th Street South, St. Petersburg, FL 33711 DATE OF PAYMENT/TRANSFER 05/20/2009 04/29/2009 04/29/2009 06/03/2009 06/03/2009 06/03/2009 06/29/2009 04/29/2009 05/27/2009 AMOUNT PAID 100.28 327.47 2,272.93 17.27 14.12 0.10 8.37 9.50 2,322.29 3,816.77 3,210.78 7,027.55 265.76 265.76 74.71 74.71 62.08 62.08 839.94 839.94 492.88 101.31 222.25 369.37 1,185.81 21,380.00 21,380.00 3,285.00 3,285.00 6,570.00 4,491.00 11,122.99 9,401.90 25,015.89 940.40 90.80 1,031.20
04/29/2009 04/20/2009 05/20/2009 06/10/2009 06/17/2009 04/20/2009 05/27/2009 05/27/2009 04/29/2009 05/20/2009 06/10/2009 05/20/2009 06/17/2009
Page 2 of 9
Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME Certact Engineering Pte Ltd Certact Engineering Pte Ltd Total CGLIC Phoenix EASC CGLIC Phoenix EASC CGLIC Phoenix EASC Total Choice Point Services, Inc. Choice Point Services, Inc. Choice Point Services, Inc. Total City of San Jose City of San Jose City of San Jose Total Cognex Corporation Cognex Corporation Total Computershare Trust Co., Inc. Computershare Trust Co., Inc. Computershare Trust Co., Inc. Total Crane Pest Control Crane Pest Control Total David L. Buck David L. Buck Total Digi-Key Corp. Digi-Key Corp. Total Distant Focus Corporation Distant Focus Corporation Total Dynaco Products Dynaco Products Total Edmund Industrial Optics Edmund Industrial Optics Edmund Industrial Optics Total Electro Scientific Industries Electro Scientific Industries Total ESAM, Inc. ESAM, Inc. Total Execuforce, LLC Execuforce, LLC Execuforce, LLC Execuforce, LLC Total Federal Express Federal Express ADDRESS Blk 8 Chia Ping Road #02-13 Jurong, Singapore-Standard, 619973 2010/02 P.O. Box 42018, Phoenix, AZ 85080-2050 P.O. Box 42018, Phoenix, AZ 85080-2050 P.O. Box 105186, Atlanta , GA 31193-4899 P.O. Box 105186, Atlanta , GA 31193-4899 P.O. Box 45679, San Francisco, CA 94145-0679 P.O. Box 11002, San Jose, CA 95103-1002 One Vision Drive, Natick, MA 01760-2059 33869 Treasury Center, Chicago, IL 60694-3800 33869 Treasury Center, Chicago, IL 60694-3800 DATE OF PAYMENT/TRANSFER 06/12/2009 05/27/2009 06/17/2009 04/14/2009 05/20/2009 05/06/2009 05/06/2009 06/03/2009 05/13/2009 06/17/2009 05/27/2009 16524 China Berry Court, Chino Hills, CA 91709 701 Brooks Avenue South, Thief River Falls, MN 56701 60 Hazelwood Drive, Champaign, IL 61820-7460 570 Serenity Lane, Grants Pass, OR 97526 101 East Gloucester Pike, Barrington, NJ 08007 101 East Gloucester Pike, Barrington, NJ 08007 13900 N.W. Science Park Drive, Portland, OR 97229-5497 P.O. Box 376, Grants Pass, OR 97528 99 Almaden Boulevard #975, San Jose, CA 95113 99 Almaden Boulevard #975, San Jose, CA 95113 99 Almaden Boulevard #975, San Jose, CA 95113 P.O. Box 7221, Pasadena, CA 91109-7321 P.O. Box 7221, Pasadena, CA 91109-7321 05/11/2009 06/17/2009 05/27/2009 07/02/2009 06/18/2009 06/23/2009 06/17/2009 05/27/2009 04/29/2009 05/20/2009 06/10/2009 04/14/2009 04/20/2009 AMOUNT PAID 3,320.00 3,320.00 3,217.55 6,311.09 9,528.64 30.50 64.50 95.00 1,303.30 617.09 1,920.39 4,495.00 4,495.00 532.48 365.22 897.70 101.00 101.00 5,800.00 5,800.00 28.32 28.32 6,090.00 6,090.00 1,194.25 1,194.25 336.27 1,170.00 1,506.27 367.82 367.82 317.48 317.48 12,832.50 14,173.76 5,582.50 32,588.76 648.01 1,974.29
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Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME Federal Express Federal Express Federal Express Federal Express Federal Express Federal Express Total Flextronics Sales & Marketing North Flextronics Sales & Marketing North Total Freeman Freeman Total Globe Newswire Globe Newswire Total Gordon M. Berg Gordon M. Berg Total GRE Fontanoso, LLC c/o The Muller Co. GRE Fontanoso, LLC c/o The Muller Co. GRE Fontanoso, LLC c/o The Muller Co. Total GT Waste GT Waste Total Innovated Packaging Co., Inc. Innovated Packaging Co., Inc. Innovated Packaging Co., Inc. Innovated Packaging Co., Inc. Total Iron Mountain Records Management Iron Mountain Records Management Total John L. Locke John L. Locke Total Kaiser Foundation Health Plan, Inc. Kaiser Foundation Health Plan, Inc. Kaiser Foundation Health Plan, Inc. Kaiser Foundation Health Plan, Inc. Kaiser Foundation Health Plan, Inc. Total Kent H. Landsberg Co. Kent H. Landsberg Co. Total Labtronix Precision Manufacturing Labtronix Precision Manufacturing Labtronix Precision Manufacturing Total Larry George Tuck Larry George Tuck ADDRESS P.O. Box 7221, Pasadena, CA 91109-7321 P.O. Box 7221, Pasadena, CA 91109-7321 P.O. Box 7221, Pasadena, CA 91109-7321 P.O. Box 7221, Pasadena, CA 91109-7321 P.O. Box 7221, Pasadena, CA 91109-7321 Unit 7, Main Office Tower, Jalam Merdeka, Labuan 87000 901 East South Street, Anaheim, CA 92805 Lockbox 40200, P.O. Box 8500, Philadelphia, PA 19178-0200 9152 Yates Bay Court, Brooklyn Park, MN 55443 3031 Tisch Way, Suite 30, San Jose, CA 95128 3031 Tisch Way, Suite 30, San Jose, CA 95128 1333 Old Oakland Road, San Jose, CA 95112-2887 38505 Cherry Street, Unit C, Newark, CA 94560 38505 Cherry Street, Unit C, Newark, CA 94560 38505 Cherry Street, Unit C, Newark, CA 94560 P.O. Box 601002, Los Angeles, CA 90060-1002 4101 Red Cloud Drive, Austin, TX 78759 File #73030, P.O. Box 60000, San Francisco, CA 94160-3030 File #73030, P.O. Box 60000, San Francisco, CA 94160-3030 File #73030, P.O. Box 60000, San Francisco, CA 94160-3030 File #73030, P.O. Box 60000, San Francisco, CA 94160-3030 DATE OF PAYMENT/TRANSFER 04/29/2009 05/27/2009 06/03/2009 06/17/2009 06/29/2009 2009/06 07/08/2009 06/17/2009 06/29/2009 05/13/2009 06/17/2009 06/17/2009 04/20/2009 04/29/2009 06/17/2009 06/03/2009 06/29/2009 04/20/2009 04/29/2009 05/27/2009 05/27/2009 3,373.09 3,373.09 535.00 535.00 6,074.19 6,074.19 111,047.93 111,047.93 222,095.86 506.91 506.91 340.00 4,655.41 2,799.55 7,794.96 98.00 98.00 1,160.85 1,160.85 15,357.28 1,216.99 5,103.63 6,553.42 28,231.32 302.81 302.81 773.00 871.00 1,644.00 864.00 864.00 AMOUNT PAID 157.77 412.23 356.77 597.07 314.33 4,460.47
Department 33612, P.O. Box 39000, San Francisco, CA 94139 3200 Investment Boulevard, Hayward, CA 94545 3200 Investment Boulevard, Hayward, CA 94545 3028 High Meadow Lane, San Jose, CA 95135 3028 High Meadow Lane, San Jose, CA 95135
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Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME Larry George Tuck Total Meredith Gill Meredith Gill Meredith Gill Total Misumi USA, Inc. Misumi USA, Inc. Total Moritex USA Incorporated Moritex USA Incorporated Total Mouser Electronics Inc. Mouser Electronics Inc. Total National Instruments National Instruments National Instruments Total Navisite, Inc. Navisite, Inc. Total North Bay Building Maintenance North Bay Building Maintenance North Bay Building Maintenance Total NPI Solutions, Inc. NPI Solutions, Inc. NPI Solutions, Inc. Total Pacific Gas & Electric Pacific Gas & Electric Pacific Gas & Electric Pacific Gas & Electric Total Pacific Life Insurance Company Pacific Life Insurance Company Pacific Life Insurance Company Pacific Life Insurance Company Total Pape Material Handling Exchange Pape Material Handling Exchange Total Pitney Bowes Pitney Bowes Total Print Innovation Print Innovation Total Probe Specialists, Inc. Probe Specialists, Inc. Probe Specialists, Inc. Total Prober Technical Service ADDRESS 120 Wilkes Circle, Santa Cruz, CA 95060 120 Wilkes Circle, Santa Cruz, CA 95060 1105 Remington Road #B, Schaumberg, IL 60173 6862 Santa Teresa Boulevard, San Jose, CA 95119 DATE OF PAYMENT/TRANSFER 06/10/2009 06/29/2009 06/04/2009 05/27/2009 04/20/2009 P.O. Box 202262, Dallas, TX 75320-2262 P.O. Box 202262, Dallas, TX 75320-2262 400 Minuteman Road, Andover, MA 01810 1805 Little Orchard Street #131, San Jose, CA 95125 1805 Little Orchard Street #131, San Jose, CA 95125 721 Charcot Avenue, San Jose, CA 95112 721 Charcot Avenue, San Jose, CA 95112 Box 997300, Sacramento, CA 95899-7300 Box 997300, Sacramento, CA 95899-7300 Box 997300, Sacramento, CA 95899-7300 P.O. Box 2030, Omaha, NE 68103 P.O. Box 2030, Omaha, NE 68103 P.O. Box 2030, Omaha, NE 68103 P.O. Box 5077, Portland, OR 97208-5077 P.O. Box 856390, Louisville, KY 40285-6390 4724 Hargrove Road #192, Raleigh, NC 27616 375 Digital Drive, Morgan Hill, CA 95037 375 Digital Drive, Morgan Hill, CA 95037 8745 Rancho Hills Drive, Gilroy, CA 95020 06/03/2009 06/10/2009 06/17/2009 04/20/2009 04/29/2009 05/13/2009 05/20/2009 04/14/2009 05/20/2009 06/17/2009 04/28/2009 04/28/2009 04/28/2009 04/20/2009 05/13/2009 04/20/2009 05/27/2009 06/17/2009 05/27/2009 AMOUNT PAID 1,728.00 945.00 682.50 1,627.50 569.70 569.70 1,259.00 1,259.00 105.38 105.38 2,095.06 2,095.06 4,190.12 17,944.50 17,944.50 1,300.00 322.26 1,622.26 79.78 1,074.72 1,154.50 19,582.67 19,357.19 25,412.10 64,351.96 50.00 50.00 50.00 150.00 244.44 244.44 32.76 32.76 174.00 174.00 3,279.50 220.00 3,499.50 10,255.00
Page 5 of 9
Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME Prober Technical Service Total R.S. Hughes Company Inc. R.S. Hughes Company Inc. Total RDC Machine, Inc. RDC Machine, Inc. RDC Machine, Inc. RDC Machine, Inc. RDC Machine, Inc. Total Redwood City Electric Redwood City Electric Total Robert Pinkham Robert Pinkham Robert Pinkham Robert Pinkham Robert Pinkham Robert Pinkham Total Rod Berg Rod Berg Total Santa Clara Windustrial Co. Santa Clara Windustrial Co. Santa Clara Windustrial Co. Total Sayers Finance Corp. Sayers Finance Corp. Total Simpson, Garrity & Innes Simpson, Garrity & Innes Total Singtel Singtel Singtel Total Sparta Consulting, Inc. Sparta Consulting, Inc. Sparta Consulting, Inc. Total Steven Engineering Steven Engineering Total Sunlife Financial Sunlife Financial Sunlife Financial Total The Bank of New York The Bank of New York Total The Olander Company Inc. ADDRESS 1162 Sonora Court, Sunnyvale, CA 94086 384 Laurelwood Road, Santa Clara, CA 95054 384 Laurelwood Road, Santa Clara, CA 95054 384 Laurelwood Road, Santa Clara, CA 95054 384 Laurelwood Road, Santa Clara, CA 95054 2775 Northwest Parkway, Santa Clara, CA 95051 86 South Cragmont, San Jose, CA 95127 86 South Cragmont, San Jose, CA 95127 86 South Cragmont, San Jose, CA 95127 86 South Cragmont, San Jose, CA 95127 86 South Cragmont, San Jose, CA 95127 6197 Blossom Avenue, San Jose, CA 95123 P.O. Box 4607, Santa Clara, CA 95056 P.O. Box 4607, Santa Clara, CA 95056 6144 Paysphere Circle, Chicago, IL 60674 DATE OF PAYMENT/TRANSFER 05/27/2009 04/20/2009 05/27/2009 06/05/2009 06/17/2009 05/20/2009 05/06/2009 05/20/2009 05/27/2009 06/03/2009 06/17/2009 04/29/2009 2002/03 2002/06 04/29/2009 1,000.00 1,000.00 1,278.00 1,278.00 4,353.57 858.17 5,211.74 5,000.00 5,000.00 10,000.00 428.63 428.63 2,930.92 2,074.24 5,005.16 6,050.00 6,050.00 224.94 AMOUNT PAID 10,255.00 147.05 147.05 2,674.20 1,733.07 13,061.07 1,167.00 18,635.34 2,636.00 2,636.00 4,015.67 3,132.99 5,447.02 2,174.03 3,551.19 18,320.90 390.00 390.00
601 Gateway Boulevard, Suite #950, So San Francisco, CA 94080 04/20/2009 Robinson Road, P.O. Box 282, , Singapore-Standard 900532 Robinson Road, P.O. Box 282, , Singapore-Standard 900532 111 Woodmere Road, Suite 2000, Folsom, CA 95630 111 Woodmere Road, Suite 2000, Folsom, CA 95630 230 Ryan Way, So San Francisco, CA 94080 P.O. Box 6168, Carol Stream, IL 60197-6168 P.O. Box 6168, Carol Stream, IL 60197-6168 P.O. Box 19445, Newark, NJ 07195-0445 144 Commercial Street, Sunnyvale, CA 94086 04/29/2009 06/03/2009 05/27/2009 06/03/2009 06/10/2009 05/06/2009 06/10/2009 04/29/2009 05/13/2009
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Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME The Olander Company Inc. Total TQC Precision Engineering Pte Ltd TQC Precision Engineering Pte Ltd TQC Precision Engineering Pte Ltd Total Transpack Transpack Transpack Transpack Transpack Transpack Transpack Total Tygris Vendor Finance Tygris Vendor Finance Tygris Vendor Finance Total U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. U-Freight America, Inc. Total Ultra Ex Ultra Ex Total United Parcel Service United Parcel Service United Parcel Service United Parcel Service United Parcel Service United Parcel Service United Parcel Service United Parcel Service Total UPS UPS UPS UPS UPS UPS Total UPS Supply Chain Solutions, Inc. UPS Supply Chain Solutions, Inc. ADDRESS 1022 Tai Seng Avenue #01-3520, Singapore-Standard 534415 1022 Tai Seng Avenue #01-3520, Singapore-Standard 534415 520 Marburg Way, San Jose, CA 95133 520 Marburg Way, San Jose, CA 95133 520 Marburg Way, San Jose, CA 95133 520 Marburg Way, San Jose, CA 95133 520 Marburg Way, San Jose, CA 95133 520 Marburg Way, San Jose, CA 95133 Department 1608, Denver, CO 80291-1608 Department 1608, Denver, CO 80291-1608 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 320 Corey Way, South San Francisco, CA 94080 2633 Barrington Court, Hayward, CA 94545 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 894820, Los Angeles, CA 90189-4820 P.O. Box 730900, Dallas, TX 75373-0900 P.O. Box 730900, Dallas, TX 75373-0900 P.O. Box 730900, Dallas, TX 75373-0900 P.O. Box 730900, Dallas, TX 75373-0900 P.O. Box 730900, Dallas, TX 75373-0900 28013 Network Place, Chicago, IL 60673-1280 28013 Network Place, Chicago, IL 60673-1280 DATE OF PAYMENT/TRANSFER 04/20/2009 04/20/2009 04/14/2009 05/27/2009 06/03/2009 06/10/2009 06/17/2009 06/29/2009 05/20/2009 06/17/2009 04/14/2009 04/20/2009 05/20/2009 05/27/2009 06/03/2009 06/17/2009 06/29/2009 06/17/2009 04/14/2009 04/20/2009 05/27/2009 06/10/2009 06/17/2009 06/29/2009 07/06/2009 04/14/2009 04/20/2009 05/27/2009 06/10/2009 06/29/2009 04/20/2009 05/27/2009 AMOUNT PAID 224.94 3,388.00 5,121.08 8,509.08 648.66 1,921.92 551.76 1,830.33 1,677.65 75.00 6,705.32 597.76 1,945.30 2,543.06 2,927.49 5,835.19 8,782.46 12,926.15 7,693.07 4,246.88 1,976.99 44,388.23 512.00 512.00 705.15 4,103.85 1,398.39 1,618.86 2,445.63 677.60 3,425.40 14,374.88 206.05 3,788.90 1,482.80 133.45 155.85 5,767.05 61.02 189.63
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Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME UPS Supply Chain Solutions, Inc. UPS Supply Chain Solutions, Inc. Total VR Mateo VR Mateo Total Valley Lapping, Inc. Valley Lapping, Inc. Total VCOM Solutions, Inc. VCOM Solutions, Inc. Total Vision Service Plan Vision Service Plan Vision Service Plan Vision Service Plan Total Grand Total - Vendors ADDRESS 28013 Network Place, Chicago, IL 60673-1280 P.O. Box 360841, Milpitas, CA 95035 95 Phelan Avenue #2, San Jose, CA 95112 DATE OF PAYMENT/TRANSFER 06/29/2009 06/17/2009 04/20/2009 AMOUNT PAID 353.07 603.72 15,000.00 15,000.00 14,000.00 14,000.00 2,536.19 2,536.19 818.96 850.93 892.47 2,562.36 909,877.17
12657 Alcosta Boulevard, Suite 418, San Ramon, CA 94583-4433 05/27/2009 P.O. Box 45210, San Francisco, CA 94145-5210 P.O. Box 45210, San Francisco, CA 94145-5210 P.O. Box 45210, San Francisco, CA 94145-5210 04/29/2009 05/20/2009 06/18/2009
Employees: Vendor Nam Alexis, Mark Alexis, Mark Total Ballard, Heather Ballard, Heather Total Blake, Michael Blake, Michael Blake, Michael Total Brunton, Tom Brunton, Tom Brunton, Tom Total Chandler, Kevin Chandler, Kevin Chandler, Kevin Total Dean, Mike Dean, Mike Dean, Mike Total Du, Fenglei Du, Fenglei Total Edwards, Jonathan Edwards, Jonathan Total Hmelar, Steve
Address 15091 Brewster Avenue, San Jose, CA 95124 6426 Beal Court, San Jose, CA 95123 4713 Magna Carta Boulevard, Grand Prarie, TX 75052 4713 Magna Carta Boulevard, Grand Prarie, TX 75052 807 Lakeshore Drive, Redwood City, CA 94065 807 Lakeshore Drive, Redwood City, CA 94065 1042 Ross Circle, Napa, CA 94558 1042 Ross Circle, Napa, CA 94558 1501 Coastal Drive, Rockwall, TX 75087 1501 Coastal Drive, Rockwall, TX 75087 3280 Grand Lake Drive, Fremont, CA 94555 979 Branham Lane, San Jose, CA 95136 2143 Silver Vale Court, San Jose, CA 95138
Pay/Inv Date 05/28/2009 06/17/2009 05/28/2009 06/04/2009 06/10/2009 07/08/2009 06/17/2009 07/08/2009 05/28/2009 06/30/2009 07/08/2009 06/10/2009 06/03/2009
Amt Paid 458.57 458.57 200.00 200.00 1,036.65 626.71 1,663.36 376.64 63.09 439.73 312.40 72.11 384.51 306.05 610.81 916.86 1,163.55 1,163.55 891.01 891.01 27.29
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Electroglas, Inc. Case No. 09-12416 Exhibit SOFA 3b. Payments to Creditors NAME Hmelar, Steve Total Johnson, Troy D. Johnson, Troy D. Johnson, Troy D. Johnson, Troy D. Johnson, Troy D. Total Judd, Mike Judd, Mike Judd, Mike Total Lattyak, Candace Lattyak, Candace Lattyak, Candace Lattyak, Candace Total Li, Zhengrong Li, Zhengrong Total Mac, Ken Mac, Ken Mac, Ken Mac, Ken Mac, Ken Mac, Ken Total Nayak, Uday G Nayak, Uday G Total O'Kelly, Raymond O'Kelly, Raymond O'Kelly, Raymond O'Kelly, Raymond Total Phabmixay, Thiphavong Phabmixay, Thiphavong Total Seaquist, Kris Seaquist, Kris Seaquist, Kris Seaquist, Kris Total Tenedora, Alfonso Tenedora, Alfonso Total Grand Total - Employees Grand Total - Vendors and Employees ADDRESS 13719 Cliffbush Terrace, Colorado Springs, CO 80921 13719 Cliffbush Terrace, Colorado Springs, CO 80921 13719 Cliffbush Terrace, Colorado Springs, CO 80921 13719 Cliffbush Terrace, Colorado Springs, CO 80921 P.O. Box 951, Boulder Creek, CA 95006 P.O. Box 951, Boulder Creek, CA 95006 6405 Church Street, Gilroy, CA 95020 6405 Church Street, Gilroy, CA 95020 6405 Church Street, Gilroy, CA 95020 150 Palm Valley Boulevard, San Jose, CA 95123 2706 Norita Court, San Jose, CA 95127 2706 Norita Court, San Jose, CA 95127 2706 Norita Court, San Jose, CA 95127 2706 Norita Court, San Jose, CA 95127 2706 Norita Court, San Jose, CA 95127 3319 Pinkerton Court, San Jose, CA 95148 17195 Quail Lane, Morgan Hill, CA 95037 17195 Quail Lane, Morgan Hill, CA 95037 17195 Quail Lane, Morgan Hill, CA 95037 38849 Jonquil Drive, Newark, CA 94560 1348 S.E. 74th Avenue, Hillsboro, OR 97123 1348 S.E. 74th Avenue, Hillsboro, OR 97123 1348 S.E. 74th Avenue, Hillsboro, OR 97123 598 Clauser Drive, Milpitas, CA 95035 DATE OF PAYMENT/TRANSFER 05/28/2009 06/04/2009 06/17/2009 07/08/2009 06/04/2009 06/23/2009 06/17/2009 06/23/2009 07/01/2009 06/17/2009 05/14/2009 06/03/2009 06/10/2009 07/02/2009 07/08/2009 06/17/2009 06/10/2009 06/17/2009 06/23/2009 06/10/2009 06/04/2009 06/23/2009 07/02/2009 06/10/2009 AMOUNT PAID 27.29 1,313.71 614.57 1,941.06 1,752.80 5,622.14 210.47 103.84 314.31 173.17 54.44 9.12 236.73 41.24 41.24 56.83 315.14 259.56 106.82 22.94 761.29 253.94 253.94 2,486.17 1,057.59 249.20 3,792.96 27.28 27.28 632.35 1,175.48 6,612.04 8,419.87 273.70 273.70 25,888.34 935,765.51
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NAME AND ADDRESS OF CREDITOR AND RELATIONSHIP TO DEBTOR Mel Friedman 400 Baltic Circle #436 Redwood Shores, California 94065 Former Board Member
Type of Payment Travel Expenses Quarterly Retainer and Meeting fees Meeting fees Quarterly Retainer and Meeting fees Travel Expenses Quarterly Retainer Meeting fees Meeting fees Meeting fees Quarterly Retainer Meeting fees Travel Expenses Travel Expenses Quarterly Retainer and Meeting fees Travel Expenses Meeting fees Travel Expenses Quarterly Retainer and Meeting fees Quarterly Retainer Meeting fees Meeting fees Quarterly Retainer Travel Expenses Quarterly Retainer Meeting fees Quarterly Retainer and Meeting fees Travel Expenses Meeting fees Travel Expenses Meeting fees Travel Expenses Quarterly Retainer and Meeting fees Quarterly Retainer Meeting fees Travel Expenses Meeting fees Travel Expenses Quarterly Retainer Meeting fees Meeting fees Quarterly Retainer
Date of Payment 12/17/2008 12/18/2008 01/14/2009 03/25/2009 04/08/2009 04/02/2008 04/30/2008 05/14/2008 06/26/2008 07/09/2008 08/06/2008 10/01/2008 10/29/2008 12/18/2008 01/07/2009 01/14/2009 03/25/2009 03/25/2009 04/02/2008 04/30/2008 05/14/2008 06/26/2008 07/09/2008 07/09/2008 08/06/2008 12/18/2008 09/24/2008 09/17/2008 01/07/2009 01/14/2009 03/25/2009 03/25/2009 04/02/2008 04/30/2008 05/14/2008 06/26/2008 07/09/2008 7/9/2008 06/26/2008 04/30/2008 04/02/2008
Mel Friedman Grand Total: John Osborne 726 E. Bench Road Twin Bridges, Montana 59754 Former Board Member
John Osborne Grand Total: Charles Scott Gibson 1680 SW Montgomery Drive Portland, Oregon 97201 Former Board Member
Charles Scott Gibson Grand Total: Fusen Chen, PHD 13081 La Vista Ct Saratoga, California 95070 Former Board Member Fusen Chen, PHD Grand Total: Jack Wilborn 16521 S Chapin Way Lake Oswego, Oregon 97034 Board Member
Amount Paid $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
1,027.40 9,200.00 800.00 9,000.00 236.50 5,000.00 1,000.00 1,000.00 4,000.00 5,000.00 1,000.00 37,263.90 1,485.50 1,004.49 11,000.00 1,596.07 1,000.00 1,097.70 10,000.00 5,000.00 1,000.00 1,000.00 5,000.00 1,142.16 5,000.00 1,000.00 46,325.92 8,200.00 549.94 750.00 624.91 800.00 641.86 11,000.00 5,000.00 1,000.00 79.50 4,000.00 566.04 5,000.00 38,212.25 4,000.00 1,000.00 5,000.00 10,000.00 2,000.00 766.43 13,800.00 755.25 1,200.00 17,000.00 717.82 5,000.00 573.25 1,000.00 1,000.00 5,000.00 852.52 5,000.00 54,665.27 8,000.00 800.00 8,200.00 3,350.00 4,000.00 5,000.00 1,000.00 30,350.00 10,000.00
Meeting fees Travel Expenses Quarterly Retainer and Meeting fees Travel Expenses Meeting fees Quarterly Retainer and Meeting fees Travel Expenses Quarterly Retainer Travel Expenses Meeting fees Meeting fees Quarterly Retainer Travel Expenses Quarterly Retainer Quarterly Retainer and Meeting fees Meeting fees Quarterly Retainer and Meeting fees Meeting fees Meeting fees Quarterly Retainer Meeting fees Quarterly Retainer and Meeting fees
08/06/2008 10/15/2008 12/18/2008 01/07/2009 01/14/2009 03/25/2009 04/01/2009 04/02/2008 04/16/2008 04/30/2008 05/14/2008 06/26/2008 07/09/2008 07/09/2008 03/25/2009 01/14/2009 12/18/2008 05/14/2008 06/26/2008 07/09/2008 08/06/2008 03/25/2009
Jack Wilborn Grand Total: Jorge Titinger 5674 Portrush Court San Jose, California 95138 Former Board Member
Jorge Titinger Grand Total: Stan Yarbro 121 Park Place Pismo Beach, California 93449 Board Member
Page 1 of 4
NAME AND ADDRESS OF CREDITOR AND RELATIONSHIP TO DEBTOR Stan Yarbro Grand Total: Tom Brunton 807 Lakeshore Drive Redwood City, California 94065 CFO
Type of Payment Wages Wages Expenses Wages Car Allowance Expenses Wages Bonus Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Expenses Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Restricted Stock release Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Car Allowance Expenses Wages Wages Wages Car Allowance Expenses Wages Expenses Expenses wages termination pay + vacation bonus
Date of Payment 5/15/08 5/29/08 6/5/08 6/12/08 6/12/08 6/18/08 6/26/08 7/10/08 7/10/08 7/10/08 7/14/08 7/24/08 8/7/08 8/7/08 8/18/08 8/21/08 9/4/08 9/4/08 9/16/08 9/18/08 10/2/08 10/2/08 10/16/08 10/16/08 10/30/08 10/30/08 11/13/08 11/13/08 11/24/08 12/11/08 12/11/08 12/15/08 12/24/08 1/8/09 1/8/09 1/15/09 1/22/09 2/5/09 2/5/09 2/12/09 2/19/09 2/19/09 3/5/09 3/5/09 3/17/09 3/19/09 4/2/09 4/2/09 4/16/09 4/16/09 4/30/09 4/30/09 5/11/09 5/14/09 5/28/09 6/9/09 6/9/09 6/10/09 6/19/09 7/8/09 7/20/09 5/15/08 5/15/08 11/22/08
Tom Brunton Grand Total: Richard Casler 195 Binney St #4507 Cambridge, Massachusetts 02142 Former CTO Richard Casler Grand Total: Wesley Highfill 762 Glenside Drive San Jose, California 95123 Former VP Sales
Amount Paid $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
10,000.00 8,461.60 8,461.60 761.69 8,461.60 1,000.00 1,758.65 8,461.60 44,000.00 8,461.60 1,000.00 151.19 8,461.60 8,464.60 1,000.00 661.51 8,461.60 8,461.60 1,000.00 248.29 8,461.60 8,461.60 1,000.00 277.12 8,461.60 8,461.60 1,000.00 363.23 8,461.60 122.12 8,461.60 1,000.00 122.12 8,461.60 8,461.80 1,000.00 199.49 8,461.60 8,461.60 1,000.00 121.67 2,599.94 7,192.00 7,192.00 1,000.00 176.93 7,192.00 7,192.00 1,000.00 213.14 7,192.00 7,192.00 1,000.00 231.92 7,192.00 7,192.00 7,192.00 1,000.00 376.64 7,192.00 63.09 2,325.91 300,468.25 8,480.80 15,975.71 21,400.00 45,856.51 8,461.60 8,461.60 7,203.24 8,461.60 500.00
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NAME AND ADDRESS OF CREDITOR AND RELATIONSHIP TO DEBTOR Wesley Highfill cont'd
Type of Payment expenses wages bonus wages car allowance wages expenses wages car allowance wages wages car allowance expenses expenses wages wages car allowance expenses expenses wages car allowance wages wages Severance Termination pay + vacation Restricted Stock release wages wages expenses expenses wages wages expenses expenses wages wages wages expenses wages expenses expenses wages wages expenses wages wages wages wages wages wages wages wages expenses wages wages expenses wages wages wages wages wages expenses wages wages wages wages wages expenses wages wages expenses
Date of Payment 6/19/08 6/26/08 7/10/08 7/10/08 7/10/08 7/24/08 8/5/08 8/7/08 8/7/08 8/21/08 9/4/08 9/4/08 9/12/08 9/18/08 9/18/08 10/2/08 10/2/08 10/3/08 10/24/08 10/30/08 10/30/08 11/13/08 11/26/08 12/11/08 12/11/08 2/19/09 5/29/08 6/12/08 6/13/08 6/25/08 6/26/08 7/10/08 7/11/08 7/24/08 7/24/08 8/7/08 8/21/08 9/3/08 9/4/08 9/5/08 9/12/08 9/18/08 10/2/08 10/3/08 10/16/08 10/30/08 11/13/08 11/26/08 12/11/08 12/24/08 1/8/09 1/22/09 1/23/09 2/5/09 2/19/09 2/20/09 3/5/09 3/19/09 4/2/09 4/16/09 4/30/09 5/11/09 5/14/09 5/28/09 6/9/09 6/19/09 5/15/08 5/23/08 5/29/08 6/12/08 6/20/08
Wesley Highfill Grand Total: Warren Kocmond 1545 Arbor Ave Los Altos, California 94024 CEO
Warren Kocmond Grand Total: Thomas Rohrs 1261 Woodview Tr Los Altos, California 94024 CEO/Exec Chairman
Amount Paid $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
2,362.97 8,461.60 11,000.00 8,461.60 500.00 8,461.60 24,307.46 8,461.60 500.00 8,461.60 8,461.60 500.00 2,302.91 8,311.08 8,461.60 8,461.60 500.00 2,286.56 252.25 8,461.60 500.00 8,461.60 8,461.60 67,692.31 15,887.71 2,599.94 265,668.83 11,153.84 11,153.84 332.61 399.04 11,153.84 6,992.30 43.31 687.63 11,153.84 11,153.84 11,153.84 623.96 11,153.84 267.90 55.85 11,153.83 11,153.84 53.19 11,153.84 11,153.84 11,153.84 11,153.84 11,153.84 11,153.84 10,038.46 11,153.84 150.90 11,153.84 9,480.80 104.55 9,480.80 9,480.80 9,480.00 9,480.00 9,480.00 50.26 9,480.00 9,480.00 9,480.00 9,480.00 304,217.63 12,692.80 2,613.35 12,692.80 12,692.80 13,228.13
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NAME AND ADDRESS OF CREDITOR AND RELATIONSHIP TO DEBTOR Thomas Rohrs Cont'd
Type of Payment wages Bonus wages expenses wages wages wages expenses wages expenses wages wages wages expenses wages wages expenses wages wages expenses wages wages wages wages Restricted Stock release wages wages wages wages expenses wages wages wages wages wages wages
Date of Payment 6/26/08 7/10/08 7/10/08 7/17/08 7/24/08 8/7/08 8/21/08 9/3/08 9/4/08 9/18/08 9/18/08 10/2/08 10/16/08 10/24/08 10/30/08 11/13/08 11/24/08 11/26/08 12/11/08 12/22/08 12/24/08 1/8/09 1/22/09 2/5/09 2/19/09 2/19/09 3/5/09 3/19/09 4/2/09 4/14/09 4/16/09 4/30/09 5/14/09 5/28/09 6/9/09 6/19/09
Amount Paid $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $ $
12,692.80 66,000.00 12,692.80 1,018.56 12,692.80 12,692.80 12,692.80 984.62 12,692.80 344.08 12,692.80 12,692.80 12,692.80 1,923.10 12,692.80 12,692.80 373.32 12,692.80 8,884.96 62.06 16,500.64 12,692.80 12,692.80 12,692.80 8,449.94 4,230.40 4,230.40 4,230.40 4,230.40 174.39 4,230.40 4,230.40 4,230.40 4,230.40 4,230.40 4,230.40 391,331.55
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DECLARATION CONCERNING DEBTOR'S STATEMENT OF FINANCIAL AFFAIRS DECLARATION UNDER PENALTY OF PERJURY ON BEHALF OF A CORPORATION
I, Thomas E. Brunton, Chief Financial Officer, declare under penalty of perjury that.ll1ave read the answers contained in the foregoing Statement of Financial. Affairs and any attachments thereto and that they, are tme and correct to the best of my knowledge, infermation and belief.
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(An individual signing on behalf of a parmersh.ip or corporation must indicate position or relationship to debtor.)
CERTIFICATE OF SERVICE I, James C. Carignan, hereby certify that on the 13th day of August, 2009, I caused the foregoing Summary of Schedules and Statement of Financial Affairs to be served upon the following individual by hand delivery.
Jane M. Leamy, Esq. Office of the United States Trustee 844 King Street Room 2207, Lockbox 35 Wilmington, DE 19801
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