Documente Academic
Documente Profesional
Documente Cultură
, ^. ori4B-No 1545-0052
Note : The foundation may be able to use a copy of this return to satisfy state reporting requirements , and ending For calendar year 2006 , or tax year beginning 0 Address chan g e 0 Amended return return 0 Final return Name chan g e 0 Initial G Check all that apply. A Employer identification number Name of foundation Use the IRS
2006
FAMILY FOUNDATION
Room/suite
25-1689382
B Telephone number
Number and street (or P O box number if mail is not delivered to street address)
DOMINION TOWER ,
PA
625
LIBERTY AVENUE
412-497-5775
C If exemption application is pending , check here D 1. Foreig n organizations, check here the 85% test -2 - F . here and attach computation 0
Section 4947(a)(1) nonexempt charitable trust Q Other taxable private foundation Accrual I Fair market value of all assets at end of year J Accounting method: Cash Other (specify) 0 (from Part ll, col. (c), line 16) 95 , 177 , 374 . (Part 1, column (d) must be on cash basis.) 10. $
Part I Analysis of Revenue and Expenses (The total of amounts in columns (bX (c), and ( d) may not necessarily equal the amounts in column (a}) (a) Revenue and expenses per books (b) Net investment income
E If private foundation status was terminated under section 507(b)(1)(A), check here ^ F If the foundation is in a 60-month termination under section 507 ( b )( 1 B), check here
(c) Adjusted net income (d) Disbursements for charitable purposes (cash basis only)
1 2
3
Contributions, gifts, grants, etc., received Chedc ^ O If the toundahon is not required to attach Sch B
Interest on savings and temporary cash investments
6 , 404 , 430
1 , 571 , 685 .
2 , 077 , 121.
0.
8 , 767
975 .
9 , 173 , 867.
STATEMENT
bassets on line 6a
79,529,888.
N/A
8 9
O 0 CV
Otl
O. S TATEMENT 7 0.
tr ustees, etc 2
3
313 604 .
689 , 661.
15 680 .
34 , 483 .
0.
0.
297 , 924
655 , 178 .
Other employee salaries and wages Pension plans, employee benefits STMT Legal fees Accounting fees STMT STMT other professional fees
14 , 786. 1 , 377.
1 , 210.
0. 0.
0.
4.
> 17 Interest
2 18 Taxes _
20
0. 0.
0.
189. 449.
0.
STMT 5
027.
iR(E
VED
i
r
T 6 .
, ,
3 426 . 16 , 655. 6 213. 173. 310 831. 759 844. 759 844.
0. 0. 0. 0. 0. 0.
If , ,
exp 0. 0 25
26 Total expenses and disbursements. Add lines 24 and 25 27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements
0.
10 , 556 , 808.
c Adjusted net income Cif negative, enter -0-) LHA For Privacy Act and Paperwork Reduction Act Notice , see the instructions .
823501 01-29-07
Form 990-PF(2006)
T7P.TN7.
FAMTT.V
F(CTTATTIATT0M
25-1689382
Paget
Part . ll
B a l ance Sh ee t s
andamounts inthedescnpbon A tachedschedules column should be for end -of-year amounts only
1 Cash - non-Interest-bearing 2 Savings and temporary cash investments 3 Accounts receivable ^ Less: allowance for doubtful accounts ^ 4 Pledges receivable ^ Less: allowance for doubtful accounts ^ 5 Grants receivable 6 Receivables due from officers, directors, trustees, and other disqualified persons
7 Other notes and loans receivable ^
Less: allowance for dou btful acco n s8 Inventories for sale or use 9 Prepaid expenses and deferred charges 10a Investments - U.S. and state government obligations
STMT
STMT
8
9
^
^
Investments - other
Land, buildings, and equipment basis ^
Less accumulated depreciation ^
S TMT 11
STATEMENT
10)
16 Total assets (to be com p leted by all filers ) 17 Accounts payable and accrued expenses 18 Grants payable w 19 Deferred revenue
20 Loans from officers, directors, trustees, and other disqualified persons
909 , 500.
A 21 _ J 22
23 Total liabilities ( add lines 17 throu g h 22 Foundations that follow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31.
7 , 909 , 500.
^
24 Unrestricted
25 Temporarily restricted m 26 Permanently restricted ^ 0 Foundations that do not follow SFAS 117, check here and complete lines 27 through 31. v) 27 Capital stock, trust principal, or current funds y 28 Paid-in or capital surplus, or land, bldg., and equipment fund < 29 Retained earnings, accumulated income, endowment, or other funds
62 , 487 , 029.
62 , 487 , 029.
71 , 148 , 203.
70 , 396 , 529.
78 , 812 , 703. 1
Part III
1
Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return)
3
4 5 6
4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) ^ 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30
823511 03-08-07
0 . 71 , 148, 203 .
Form 990-PF (2006) HEINZ FAMILY FOUNDATION Capital Gains and Losses for Tax on Investment Income Part'IV
(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.) rY (b How acquired ^ - Purchase D - Donation
25-1689382
(c) Date acquired (mo., day, yr.)
Page 3
VARIOUS
VARIOUS
c
d
e
(e) Gross sales price (f) Depreciation allowed (or allowable) (g) Cost or other basis plus expense of sale (h) Gain or (loss) (e) plus (f) minus (g)
a
b c d
79 529 888.
70 356 021.
9 , 173 , 867.
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (i) F.M.V. as of 12/31/69 (j) Adjusted basis as of 12/31/69 (k) Excess of col. (i) over col. (I), if any (I) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col. (h))
a
b
9 , 173 , 867.
c
d
e
2 Capital gain net income or (net capital loss). 3 If (lss , o enter in Part I, line 7 ^ If (looss) , enter -0- in Part I , line 7f 2 9 , 173 , 867.
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c). If (loss), enter -0- in Part I, line 8
9 , 173 , 867.
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income PartV (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940( d)(2) applies, leave this part blank. Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? If 'Yes, the foundation does not qualify under section 4940 ( e). Do not complete this part. 1 Enter the appropriate amount in each column for each year ; see instructions before making any entries. (a) Base period years Calendar year ( or tax year be g innin g in (b) Adjusted qualifying distributions (c) Net value of noncharitable-use assets 0 Yes No
2005
2004 2003 2002 2001
7 , 098 , 941.
7 7 7 8 , , , , 558 516 828 011 , , , , 526. 122. 985. 939.
81 409 644.
71 65 63 68 162 360. 405 092. 763 272. 992 936.
2 3 4 ,. 5 6 88
.087200
.106215 .114916 .122782 .116127
.547240
2 Total of line 1, column (d) 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years the foundation has been in existence if less than 5 years 4 Enter the net value of noncharrtable-use assets for 2006 from Part X, line 5 5 Multiply line 4 by line 3
.109448 ,
064 , 614.
9 , 638 , 496.
105 , 568.
6 Enter 1% of net investment income (1% of Part I, line 27b) 7 Add lines 5 and 6 8 Enter qualifying distributions from Part XI I, line 4 If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
023521 /01-26 -07
7
8
Form 990-PF (2006) HEINZ FAMILY FOIJNDATI Excise Tax Based on Investment Income Part-VI
la Exempt operating foundations described in section 4940(d)(2), check here ^ U and enter "N/A' on line 1. ( attach copy of ruling letter if necessary-see instructions) Date of ruling letter. b Domestic foundations that meet the section 4940(e) requirements in Part V, check here ^ L1 and enter 1% of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
82
Page 4
or 4948 - see
>tructions)
211,136.
3 Add lines 1 and 2 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 5 Tax based on investment income . Subtract line 4 from line 3. If zero or less, enter -06 Credits/Payments: 6a 217 , 731. a 2006 estimated tax payments and 2005 overpayment credited to 2006 6b i b Exempt foreign organizations - tax withheld_aLcnurra 6c 30 , 000. c Tax paid with application for extension of time to file (Form 8868) 6d d Backup withholding erroneously withheld 7 Total credits and payments. Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax. Check here 0 if Form 2220 is attached ^ 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed ^ 10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 11 Enter the amount of line 10 to be: Credited to 2007 estimated tax JON, 3 6 5 9 5 . Refunded
0. 211,136. 0.
211.136.
7 8 9 10 11
247 , 731.
36 , 595.
0. Yes No la lb X X
Part VII-A
la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in any political campaign? b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for definition)? If the answer is "Yes" to 1 a or 1b, attach a detailed description of the activities and copies of any materials published or distributed by the foundation in connection with the activities. c Did the foundation file Form 1120 -POL for this year? d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: 0. (2) On foundation managers. ^ $ 0. (1) On the foundation. ^ $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation
1c
managers. ^ $
2 3 4a b 5 6
0.
2 X
7 Ba
_ Has the foundation engaged in any activities that have not previously been reported to the IRS? If "Yes, " attach a detailed description of the activities. Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes Did the foundation have unrelated business gross income of $1,000 or more during the year? If 'Yes; has it filed a tax return on Form 990-T for this year? Was there a liquidation, termination, dissolution, or substantial contraction during the year? If 'Yes,' attach the statement required by General Instruction T. Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either. By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? Did the foundation have at least $5,000 in assets at any time during the year? If "Yes,' complete Part ll, col. (c), and Part XV. Enter the states to which the foundation reports or with which it is registered (see instructions) ^
3 4a 4b 5
X X X X
6 7
X X
PA
b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G? If 'No,' attach explanation _ 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(i)(5) for calendar year 2006 or the taxable year beginning in 2006 (see instructions for Part XIV)? If "Yes," complete Part XIV _
10 Did an y p ersons become substantial contributors durin the tax year? if "Yes, ' attach a schedule listin g their names and addresses
Bb 9 10
X X X
623531 01-29-07
Form 990-PF (2006) HEINZ FAMILY FOUNDATION Part- VII-A Statements Regarding Activities Continued
25-1689382
Page 5
11a At any time during the year , did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512(b)(13)9 If 'Yes; attach schedule. ( see instructions ) _ b If "Yes; did the foundation have a binding written contract in effect on August 17, 2006, covering the interest, rents, royalties, and _ annuities described in the attachment for line 1la7 N/A 12 Did the foundation acquire a direct or indirect interest in any applicable insurance contract? 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
11a 11b 12 13
X X
N/A
14 The books are in care of ^ JACK E. KIME , CFO Located at ^ 3 2 DOMINION TOWER , PITTSBURGH ,
15
PA
Section 4947 (a)(1) nonexempt charitable trusts filing Form 990 -PF in lieu of Form 1041 - Check here and enter the amount of tax-exem p t interest received or accrued durin g the year
y-Be_Requi
File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. is During the year did the foundation ( either directly or indirectly): (1) Engage in the sale or exchange , or leasing of property with a disqualified person? (2) Borrow money from , lend money to, or otherwise extend credit to (or accept it from) a disqualified person ? (3) Furnish goods , services, or facilities to ( or accept them from ) a disqualified person? (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? PART VIII ( 5) Transfer any income or assets to a disqualified person ( or make any of either available for the benefit or use of a disqualified person )?
Yes No (6) Agree to pay money or property to a government official? ( Exception . Check 'No' if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days. ) Yes No b If any answer is 'Yes' to la ( 1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53. 4941(d)-3 or in a current notice regarding disaster assistance ( see page 22 of the instructions)? Organizations relying on a current notice regarding disaster assistance check here __ ^0 c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the first day of the tax year beginning in 2006? Taxes on failure to distribute income ( section 4942 ) ( does not apply for years the foundation was a private operating foundation defined in section 4942 (j )(3) or 4942 ( j)(5)): a At the end of tax year 2006 , did the foundation have any undistributed income ( lines 6d and 6e, Part XIII) for tax year(s) beginning before 2006? Yes No If 'Yes, list the years ^ b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942 ( a)(2) (relating to incorrect valuation of assets ) to the year's undistributed income? (If applying section 4942 ( a)(2) to all years listed, answer ' No' and attach statement - see instructions .) N/A c If the provisions of section 4942 ( a)(2) are being applied to any of the years listed in 2a, list the years here.
1b
1c
2b
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? _ _ _ 0 Yes No b If 'Yes, did it have excess business holdings in 2006 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969; ( 2) the lapse of the 5-year period ( or longer period approved by the Commissioner under section 4943( c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if the foundation had excess business holdings in 2006.) N/A 4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? . . . b Did the foundation make any investment in a prior year ( but after December 31, 1969 ) that could jeopardize its charitable purpose that
3b 4a
823541 01-29-07
HEINZ FAMILY FOUNDATION 25-1689382 Part VII - B Statements Regarding Activities for Which Form 4720 May Be Req ui red Continued
5a Donng the year did the foundation pay or incur any amount to: (1) Carry on propaganda , or otherwise attempt to influence legislation ( section 4945 (e))9 _ (2) Influence the outcome of any specific public election ( see section 4955 ); or to carry on, directly or indirectly, any voter registration drive? _ _ PART IX-A (3) Provide a grant to an individual for travel, study, or other similar purposes? (4) Provide a grant to an organization other than a charitable , etc., organization described in section 509(a )(1), (2), or ( 3), or section 4940 (d)(2)? (5) Provide for any purpose other than religious, charitable, scientific , literary, or educational purposes, or for the prevention of cruelty to children or animals? ED Yes No = Yes Yes No No
Pa g e 6
= Yes No
= Yes No b If any answer is 'Yes' to 5a(1)-(5 ), did any of the transactions fail to qualify under the exceptions described in Regulations section 53.4945 or in a current notice regarding disaster assistance ( see instructions)? Organizations relying on a current notice regarding disaster assistance check here ^ c If th e an swe r is 'Yes' to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant? N/A Yes No If "Yes," attach the statement required by Regulations section 53 4945-5(d) 6a Did the foundation , during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? [1 Yes No b Did the foundation , during the year, pay premiums , directly or indirectly , on a personal benefit contract? If you answered " Yes" to 6b, also file Form 8870. 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction' Yes No b If yes , did the foundation receive any proceeds or have any net income attributable to the transaction? N/A Information About Officers, Directors , Trustees , Foundation Managers , Highly Part VIII a Paid Employees
, and Contractors
List all officers, directors, trustees, foundation managers and their compensation.
SEE STATEMENT 12
313 604.
67 , 830.
0.
Gomoensation of five hiahest-paid emolovees (other than those included on Tine 11. If none- enter "NONE-"
(a) Name and address of each employee paid more than $50,000
( d?Cantdbu6onsto
(c) Compensation
PITTSBURGH ,
PA
36 , 257.
BOBBI MUNSON EXECUTIVE ASS ISTANT 7233 DEVEREUX COURT , ALEXANDRIA , VA 2 39.00 70 , 492. JEREMY BUTTON RESEARCH FELL OW 10112 GREENOCK ROAD , SILVER SPRING , 40.00 70 , 000. ROSEMARIE PAULI SST. TO CHAI RMAN 7320 HAMBLETON DRIVE , ST MICHAELS , 23.00 69 , 470.
STATEMENT 17 Total number of other employees paid over $50,000
823551 01-29-07
HEINZ FAMILY FOUNDATION 25-1689382 Information About Officers, Directors , Trustees , Foundation Managers , Highly
Page 7
3 Five highest-paid independent contractors for professional services. If none, enter "NONE." (a) Name and address of each person paid more than $50,000
HEINZ FAMILY OFFICE 3200 DOMINION TOWER , PITTSBURGH , PA 15222 MERCER HUMAN RESOURCE CONSULTING
1298
533
C ONSULTING SERVICES
279 965.
OMEN'S HEALTH REGINA VILLA ASSOCIATES 51 FRANKLIN STREET; FOURTH FLOOR , BOSTON , MA O CONSULTING SERVICES 141 605. REED SMITH LLP - L EGAL AND 435 SIXTH AVENUE , PITTSBURGH , PA 15219 P ROFESSIONAL SERVIC E 97 , 530. TSD COMMUNICATIONS 1714 CONNECTICUT AVENUE , WASHINGTON , DC 20009 CONSULTING SERVICES 97 , 444.
Total number of others receiving over $50,000 for professional services ^ 9
1HEINZ AWARDS PROGRAM WHICH RECOGNIZES ACHIEVEMENT IN 5 AREAS - HUMAN CONDITION , PUBLIC POLICY , ARTS & HUMANITIES TECHNOLSEE STMT. 15 OGY THE ECONOMY & EMPLOYMENT AND ENVIRONMENT. 2VARIOUS CONFERENCES AND PROGRAMS WHICH ATTEMPT TO ENLIGHTEN THE PUBLIC IN AREAS SUCH AS THE ENVIRONMENT , OCCUPATIONAL HEALTH , AND ECONOMIC ISSUES FOR WOMEN.
1 , 720 , 995.
1 , 00-4 , 580.
3TERESA HEINZ SCHOLARS FOR ENVIRONMENTAL RESEARCH WHICH PROVIDES GRADUATE AND POST GRADUATE ENHANCEMENT SUPPORT FOR SEE STMT. 15 RESEARCH ON EMERGING ENVIRONMENTAL ISSUES.
4JOHN HEINZ SENATE FELLOWSHIP PROGRAM WHICH ASSISTS THE U.S. SENATE IN IDENTIFYING AND DEVELOPING NEW LEADERS IN ISSUES
127 499.
AFFECTING AGING AND SENIOR CITIZENS. I Part IX-B I Summa ry of Prog ram-Related Investments
1 NONE
SEE STMT.
15
11 , 159.
Amount
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
0.
523501 01-29-07
t)
Form 990-PF (2006) Part X 1 HEINZ FAMILY FOUNDATION 25-1689382 Page 8
Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes: a Average monthly fair market value of securities b Average of monthly cash balances c Fair market value of all other assets d Total (add lines la, b, and c) e Reduction claimed for blockage or other factors reported on lines la and 1c (attach detailed explanation) le Acquisition indebtedness applicable to line 1 assets Subtract line 2 from line l d Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) Net value of n onchatitahte =use-assets-Sub#act meA4fem-Itne3-ErderherLand-on-Pa ine Minimum investment return . Enter 5% of line 5 Par t xi 0.
la lb 1c Ild
80
89
2 3 4 5 6
2 3 4
0.
5 6 Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here ^ 0 and do not complete this part.)
89 , 1 , 88 , 4 ,
405 , 700.
341 , 086-. _ 064 , 614. 403 , 231.
1 2a b c 3 4 5 6 7
Minimum investment return from Part X, line 6 Tax on investment income for 2006 from Part VI, line 5 Income tax for 2006. (This does not include the tax from Part VI.) Add lines 2a and 2b
1
2a 2b 211 , 136.
4 , 403 , 231.
1 , 726.
2c 3 4 5 6 7
Distributable amount before adjustments. Subtract line 2c from line 1 Recoveries of amounts treated as qualifying distributions Add lines 3 and 4 Deduction from distributable amount (see instructions) Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
4
4
190
, 369 .
0 .
4.190.369 .
la _ lb 2 3a 3b 4
7 , 726 , 820.
0.
66 , 091.
7 , 792 , 911.
5 0. 6 7 , 792 , 911. Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section 4940(e) reduction of tax in those years.
823571 01-29-07
25-1689382
Page 9
1
2
line?
Undistributed income, if any, as of the and of 2005
4 190 369.
0.
20.7
4 Qualifying distributions for 2006 from Part Xl1,line 7,792,911. a Applied to 2005, but not more than line 2a b Applied to undistributed income of prior years (Election required - see instructions) c Treated as distributions out of corpus (Election required - see instructions) d Applied to 2006 distributable amount e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 200B Of an amount appears in column ( d), the same amount must be shown in column (a) )
0.
0. 4,190,369. 3.602.542. 0.
64.
0.
b Prior years' undistributed income. Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed d Subtract line 6c from line 6b. Taxable amount - see instructions e Undistributed income for 2005. Subtract line 4a from line 2a. Taxable amount - see instr. f Undistributed income for 2006. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2007 _ 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E) or 4942(g)(3) B Excess distributions carryover from 2001 not applied on line 5 or line 7 9 10 Excess distributions carryover to 2007. Subtract lines 7 and 8 from line 6a Analysis of line 9:
0. 0.
0.
665. 755.399.
a Excess from b Excess from c Excess from d Excess from e Excess from
623581 01-29-07
Form 990-PF 2006 HEINZ FAMILY FOUNDATION PartXIV P rivate Operating Foundations (see instructions and Part VII-A, question 9)
25-1689382 N/A
Page 10
I a If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2006, enter the date of the ruling ^ b Check box to indicate whether the foundation is a p rivate o eratm foundation described in section 0 4942 (j)( 3 ) or 0 442 h)( 5 ) Tax year Prior 3 years 2 a Enter the lesser of the adjusted net (a) 2006 (b) 2005 (c) 2004 (d) 2003 (e) Total income from Part I or the minimum investment return from Part X for b c d each year listed 85% of line 2a Qualifying distributions from Part XII, line 4 for each year listed Amounts included in line 2c not used directly for active conduct of exempt activities Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c Complete 3a, b, or c for the alternative test relied upon: 'Assets' alternative test - enter. (1) Value of all assets
3 a
(2) Value of assets qualifying under section 4942(j)(3)(B)(i) b 'Endowment' alternative test - enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed c 'Support' alternative test - enter. (1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) (2) Support from general public and 5 or more exempt organizations as provided in section 4942(i)(3)(B)(ui) (3) Largest amount of support from an exempt organization
Part XV
1
Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets at any time during the year-see page 28 of the instructions.)
Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
TERESA HEINZ
b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or other entity) of which the foundation has a 10% or greater interest
Information Regarding Contribution , Grant, Gift, Loan , Scholarship , etc., Programs: Check here ^ if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.
a The name, address, and telephone number of the person to whom applications should be addressed: SEE STATEMENT 16 b The form in which applications should be submitted and information and materials they should include: SEE STATEMENT 16
c Any submission deadlines: SEE STATEMENT 16
d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors: SEE STATEMENT 16 023801/01-2e -07 Form 990-PF (2006)
10
Form 990-PF (2006) HEINZ FAMILY FOUNDATION Part XV Supplementary Information (continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment If recipient is an individual, Recipient Foundation show any relationship to status of any foundation manager Name and address (home or business) recipient or substantial contributor a Paid dung the year
25-1689382
Page 11
Amount
SEE STATEMENT 14
Total
b Approved for future payment SEE STATEMENT 14
^ 3a
4429343.
Total
623611/01 -29-07
^ 3b 1
7664500.
11
HEINZ
FAMILY FOUNDATION
25-168 9382
Page 12
code
( d) Amount
Fees and contracts from government agencies mbership dues and assessm en :rest on savings and temporary cash :stments idends and interest from securities rental income or (loss ) from real estate: Debt-financed property Not debt-financed property rental income or (loss ) from personal perty
14
1 , 571 , 685.
er investment income
n or (loss ) from sales of assets other n inventory
Income or ( loss) from special events Iss profit or ( loss) from sales of inventory
900000
13 , 783.
01 18 8
er revenue:
e 12 Su )total. Add columns ( b) , (d), and (e) 13 Total . Add line 12, columns (b), (d), and (e) (See worksheet in line 13 instructions to verify calculations.)
13 7 8 3 .
10 4 71 7 5 2 .
13
0.
10,485,535.
Part XVI- 13
623ze07
12
Form 990-PF (2006) HEINZ FAMILY FOUNDATION 25-1689382 Part'XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable
1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organlzatlons2 a Transfers from the reporting foundation to a noncharitable exempt organization of (1) Cash (2) Other assets b Other transactions: (1) Sales of assets to a nonchardable exempt organization _ (2) Purchases of assets from a noncharitable exempt organization (3) Rental of facilities, equipment, or other assets (4) Reimbursement arrangements
_U ^uans or l QdjLguatei (6) Performance of services or membership or fundraising solicitations - -
Pa g e 13
Yes No
la ( l ) la ( 2 ) lb ( l ) lb ( 2 ) lb ( 3 ) 101 41
to 1b ( 6 )
X X X X X
1L X
c Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c d If the answer to any of the above is 'Yes, complete the following schedule. Column (b) should always show the fair market value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described
in section 501(c ) of the Code ( other than section 501(c )( 3)) or in section 5279 h If 'Yas ' r.mmnlate tha fnllnwmn scharlule D Yes 0 No
N/A
declare t I have examined this return , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true , correct, prep er (other than taxpayer or fiduciary) is based on all information of wFjlCh prep rer has any knowledge
Signature of o c r Prepare y
rustee
LLP
623622 01-29-07
Schedule B
(Form 990, 990-EZ, or 990-PF)
Department of the Treasury Internal Revenue Service
Schedule of Contributors
Supplementary Information for
line 1 of Form 990, 990-EZ, and 990-PF (see instructions)
OMB No 1545-0047
2006
Employer identification number
Name of organization
Organization type (check one) Filers of: Form 990 or 990-EZ Section: = 501 (c)( ) (enter number) organization
Form 990- PF
Check if your organization is covered by the General Rule or a Special Rule. (Note : Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule-see instructions.) General Rule For organizations filing Form 990, 990-EZ, or 990-PF that received, dunng the year, $5,000 or more (in money or property) from any one contributor. (Complete Parts I and II.) Special RulesFor a section 501 (c)(3) organization filing Form 990 , or Form 990-EZ, that met the 33 1/3% support test of the regulations under sections 509 (a)(1)/170(b)(1)(A)(vi), and received from any one contributor , during the year, a contribution of the greater of $5,000 or 2% of the amount on line 1 of these forms (Complete Parts I and II.)
For a section 501(c)(7), (8), or ( 10) organization filing Form 990 , or Form 990- EZ, that received from any one contributor , during the year, aggregate contributions or bequests of more than $ 1,000 for use exclusively for religious , chantable , scientific , literary, or educational purposes , or the prevention of cruelty to children or animals . (Complete Parts I, II, and III.)
For a section 501 (c)(7), (8), or (10) organization filing Form 990, or Form 990-EZ, that received from any one contributor, during the year, some contributions for use exclusively for religious, charitable, etc., purposes, but these contributions did not aggregate to more than $1,000. (If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Do not complete any of the Parts unless the General Rule applies to this organization because it received -. - 00. $ nonexclusively religious, charitable, etc., contributions of $5,000 or more during the year.) --
Caution : Organizations that are not covered by the General Rule and/or the Special Rules do not Re Schedule B (Form 990, 990-EZ, or 990-PF), but they must check the box in the heading of their Form 990, Form 990-EZ, or on line 2 of their Form 990-PF, to certify that they do not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF). LHA For Paperwork Reduction Act Notice , see the Instructions for Form 990, Form 990-EZ, and Form 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2006)
823451 03-19-07
14
of
1 of Part I
Name of organization
AMI
Part I (a) No. Contributors (See Specific Instructions.) (b) Name, address, and ZIP + 4
25-1689382
III
CHARITABLE Person
Payroll 0
6,404,430.
Noncash
El
0 El
Noncash
(Complete Part II if there is a noncash contribution.) (a) No. (b) Name, address, and ZIP + 4 (c) Aggregate contributions (d) Type of contribution Person
Payroll
0
0 El
Noncash
(a) No.
(a) No.
(Complete Part 11 if there is a noncash contribution) (a) No. (b) Name , address, and ZIP + 4 (c) Aggregate contributions
0
El 0
Noncash
15
8 971 F orm!.^
(Rev December 2005 )
25-1689382
(b) Tax Shelter Registration Number (11 digit number)
12 / 31 / 06
(c) Tax Shelter Identifying Number
S TAR GAS
2
PARTNERS ,
LP
(A)
(C)
96026000016 O 2-2-1
06-1437793
LP- A
6-8=0T9 0580
LP
(B)
02184000024
27-0005456
4
ATURAL RESOURCE PARTNERS ,
5
LP
(B)
02247000042
35-2164875
NEOK PARTNERS ,
LP
(B)
93271000031
93-1120873
6
ENGROWTH ENERGY TRUST
7
(B)
99068000003
98-0185056
(B)
99061000009
76-0582150
LP
(B)
96080000050
22-3410353
9
UNOCO LOGISTICS PARTNERS ,
10
LP
(B)
02042000005 92017000010
23-3096839 73-1389684
(A) THROUGH INVESTMENT IN PARK STREET CAPITAL PRIVATE EQUITY FUND V, L.P. (EIN - 11-3666461) (B) THROUGH INVESTMENT IN MW SPECIAL SITUATIONS L.P. (EIN - 13-3689998)
(C) THROUGH INVESTMENT IN TUCKER ANTHONY PRIVATE EQUITY FUND IV, L.P. (EIN - 04-3545878)
LHA
819921/o5-0 1-0e
Form
8271
25-1689382
(b) Tax Shelter Registration Number (11 digit number)
12 / 31 / 06
(c) Tax Shelter Identifying Number
S UMMIT VENTURES II , LP ( B )
2
88099000841
04-3007994
R I GASPARTNERS-LP3
9-5T9-2-0-0014 9
2 3- 2 7 8 7 918
LP
(B)
04006000034
20-0194477
(B)
92289000496
76-0380342
VALERO LP
6
(B)
00294000008
74-2956831
(B)
99225000019
73-1564280
(B)
99344000008
23-3011077
92008000124
39-1715850
(B)
96234000014
73-1493906
ENESIS ENERGY LP ( B )
97043000153
76-0513049
LHA
610921/o5-o1-oe
Form
8 27.1
25-1689382
(b) Tax Shelter Registration Number (11 digit number)
12 / 31 / 06
(c) Tax Shelter Identifying Number
(C)
01036000014
73-1599053
9-9-O-6-1-0$O- 0-
6- 05682T9
10
LHA
619921/ 05-01-oe
PART IV
THE HEINZ FAMILY FOUNDATION 2006 TAX RETURN FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME Gross sales price
Method Description
Date
Date
acquired
acquired
sold
Cost basis
MELLON TRUST ACTIVITY LOSS ON LIQUIDATION OF NORTHHAVEN PARTNERS. L P FLOWTHROUGH FROM DAVIDSON KEMPNER INST PARTNERS FLOWTHROUGH FROM DOW JONES - AWARDS FUND FLOWTHROUGH FROM DOW JONES - T & J FUND FLOWTHROUGH FROM MW SPECIAL SITUATION FUND FLOWTHROUGH FROM NORTHAVEN PARTNERS LP FLOWTHROUGH FROM PARK STREET CAPITAL NATURAL RESOURCES - AWARDS FUND FLOWTHROUGH FROM PARK STREET CAPITAL NATURAL RESOURCES - T & J FUND FLOWTHROUGH FROM PARK STREET CAPITAL P E V - AWARDS FUND FLOWTHROUGH FROM PARK STREET CAPITAL P E V - T & J FUND FLOWTHROUGH FROM PARK STREET CAPITAL P E VI - T & J FUND FLOWTHROUGH FROM PARK STREET CAPITAL P E VI - AWARDS FUND FLOWTHROUGH FROM TUCKER ANTHONY P E II FLOWTHROUGH FROM TUCKER ANTHONY P E III - AWARDS FUND FLOWTHROUGH FROM TUCKER ANTHONY P.E III- T&HJH, III FUND FLOWTHROUGH FROM HOOVER INVESTMENT MGMT TRUST - T&J FUND FLOWTHROUGH FROM HOOVER INVESTMENT MGMT TRUST - AWARDS FUND FLOWTHROUGH FROM TUCKER ANTHONY P E IV - AWARDS FUND FLOWTHROUGH FROM TUCKER ANTHONY P E IV - T & HJH FUND
P/D P
VARIOUS VARIOUS
VARIOUS VARIOUS
78,796,953 732,935
70,636,033 793,854
8.160,920 (60.919) 254,873 (3,297) (1.475) 254,668 147,102 15,917 3,980 22,609 3,768 4,041 12.121 78,016 177,935 22,243 (8.812) (44.061) 115,063 19,175
PART IV
25-1689382
GAIN OR
(LOSS)
STATEMENT
EPREC . 0.
0. 8,767,975.
PART
FORM 990-PF
LEGAL FEES
STATEMENT
FORM 990-PF
ACCOUNTING FEES
STATEMENT
(A)
(B)
(C)
(D)
CHARITABLE PURPOSES
24,200. 24 , 200.
1,210. 1,210.
0. 0.
22,990. 22,990.
16
STATEMENT(S)
1,
2,
25-1689382
FORM 990-PF
OTHER PROFESSIONAL
FEES
STATEMENT
DESCRIPTION INVESTMENT MANAGER FEES EMPLOYEE TRAINING INVESTMENT CONSULTING TO FORM 9 9 0=PR, RG-1-,-LN-1-6-C
FORM 990-PF
TAXES
STATEMENT
(A)
(B)
(C)
(D)
DESCRIPTION
FEDERAL EXCISE TAX FOREIGN TAX - FLOW THROUGH
CHARITABLE PURPOSES
0.
0. 252,755.
2,027. 2,027.
0. 0.
0. 0.
FORM 990-PF
OTHER EXPENSES
STATEMENT
(A)
(B)
(C)
(D)
20,806.
14,273. 1,020. 42,208.
1,041.
714. 51. 2,110.
0.
0. 0. 0.
19,766.
13,559. 969. 40,098.
665. 0. 2,607.
0.
0. 0. 0.
0.
PROGRAM CONSULTING
FELLOWSHIP CONSULTING EXPENSE PARTNERSHIP EXPENSES
682,163.
11,159. 0.
0.
0. 302,512.
0.
0. 0.
682,163.
11,159. 0.
TO FORM 990-PF, PG 1, LN 23
1,503,940.
310,831.
0.
1,495,622.
17
STATEMENT (S)
4,
5,
25-1689382
FORM 990-PF
OTHER INCOME
STATEMENT
DESCRIPTION OTHER INCOME OTHER INCOME TOTAL TO FORM 990-PF, PART I, LINE 11, COLUMN A
FORM 990-PF
CORPORATE STOCK
STATEMENT
FAIR MARKET
DESCRIPTION HJ HEINZ STOCK MAYO CAPITAL - AWARDS (9A) MAYO CAPITAL - T&J (9B) SANDS - AWARDS (9C)
VALUE 470,129.
7,644,244. 2,996,084.
6,144,707.
8,725,579. 3,429,537.
8,227,361.
2,297,552.
1,500,000.
FOREIGN EQUITIES
HOOVER COMMINGLED TRUST - AWARDS HOOVER COMMINGLED TRUST - T&J TOTAL TO FORM 990-PF, PART II, LINE 10B
14,798,574.
1,500,000. 300,000. 37,182,292.
FORM 990-PF
CORPORATE BONDS
STATEMENT
DESCRIPTION CF MCM GOVT BOND INDEX FUND TOTAL TO FORM 990-PF, PART II, LINE 10C
10,870,008. 10,870,008.
10,844,565.
18
STATEMENT(S)
7,
8,
00001522
Asset detail
Equities
Individual holdings Energy
Shares/par value Description Market price Market value Tax cost U hirealized gain ! (or loss) Estimated annual income Yield Pct of holdings
Cal Dive International Inc ^ DVR Chesapeake Energy Corp ( CHK) Encana Corp ( ECA) Rowan Cos Inc ( RDC)
Basic industries
U realized
Shares/ par value Descri p tion Market price Market value Tax cost gain (or loss)
Estimated
annual income Yield
Pct of
holdin gs
Georgia Gulf Corp ( GGC) International Paper CO (IP) Olin Corp (OLN )
Metalslmining
Shares/ p ar value Descri p tion Market p rice Market value Tax cost Un ealized ain or loss) Estimated
annual income $ 1,200 .00 1,500 .00 1,320.00 0.00 1,200.00 $ 5,220.00
Yield
Pct of holdin gs
Alcan Aluminium Ltd (AL) Alcoa Inc (AA) Barrick Gold Corp (ABX ) Coeur D Alene Mines Corp Idaho ( CDE) Massey Energy Corp ( MEE)
Mellon
Portfolio manager
Page 5 of 17 Statement 9A
Page 6 of-17
Descri p tion
Market p rice
Market value
Tax cost
gai
Pct of Yield
holdin gs 1.0% 0.4 1.9 0.7 5.8 2.1 1.0 1.0 0.8 0.7 2.2 2.9 20.3%
7,500 2,500 15,000 22,500 16,500 5,000 3,500 5,000 5,000 2,500 3,000 10,000 Total capital goods
Alcatel Lucent Sponsored ADR (ALU) Corning Inc ( GLW) E M C Corp Mass ( EMC) Finisar Corp (FNSR) General Elec CO ( GE Honeywell Intl Inc ( HON) Microsoft Corp (MSFf) Nokia Corp Sponsored ADR ( NOK 1 Oracle Corp I ORCL) Texas Instruments Inc (TXN) 3m CO (MMM ) Tyco Intl Ltd New (TYC)
$ 14.2200 18.7100 13.2000 3.2300 37.2100 45.2400 29.8600 20.3200 17.1400 28.8000 77.9300 30.4000
S 106,650.00 46,775.00 198,000.00 72,675.00 613,965.00 226,200.00 104,510.00 101,600.00 85,700.00 72,000.00 233,790.00 304,000.00 $ 2,165,B65.00
$ 98,381.25 47,775.00 197,625.70 77,937.00 546,424.40 179,475.65 88,567.85 99,040.50 61,738.75 75,197.75 214,985.20 275,369.95 $ 1,962,519.00
$ 8,268.75 -1,000.00 374.30 -5,262.00 67,640.60 46,724.35 15,942.15 2,559.50 23,961.25 -3,197.75 18,804.80 28,630.05 $ 203,346.00
$ 1,267.50 0.00 0.00 0.00 18,480.00 4,535.00 1,400.00 1,640.00 0.00 400.00 5,520.00 4,000.00 $ 37,242.50
1.2% 0.0 0.0 0.0 3.0 2.0 1.3 1.6 0.0 0.6 2.4 1.3
Consumer non-durables
U rain realized Shares/ p at value Description Market p rice Market value Tax cost (or loss) Estimated annual income Pct of holdin gs
Yield
2,500 10,000
$ 31.9600 21.3600
1.3% 0.0
Health care
Shares/par value Description Market price Market value Tax cost U realized gain I(or loss) Estimated annual income Yield Pct of holdings
Amgen Inc (AMGN) Lilly Eli & CO ( LLY) Omnicare Inc I OCR
Sta tement 9A
00 00152. 3
Consumer services
Shares/p ar value Descri ption 5,000 125 9,000 13,500 7,500 Comcast Corp CL A (CMCSA) Idearc Inc (IAR) Kroger CO ( KR 1 News Corporation (NWS.A 1 Class A Viacom Inc Class B W/I I VIA.B1 Market p rice $ 42.3300 28.6500 23.0700 21.4800 41.0300 Market value $ 211,650.00 3,581.25 207,630.00 289,980.00 307,725.00 $ 1,020,566.25 Tax cost $ 130,611.75 2,851.84 110,553.85 210,321.65 293,238.08 $ 747,577.17 arealized Estimated ain (or loss) annual income $ 81,038 .25 729.41 97,076.15 79,658.35 14,486.92 272, 989.08 $ 0.00 0.00 2,340.00 1,620.00 0.00 $ 3,960.00 Pct of Yield holdings 0.0% 0.0 1.1 0.6 0.0 2.0% 0.0 2.0 2.7 2.9 9.6%
Financial services
Shares/ p ar value Descri p tion 2,500 1,000 2,500 2,500 2,500 10,000 5,000 12,500 Willis Group Holdings Ltd SHS I WSH) American International Group (AIG 1 Bank Of America Corp I BAC) Citigroup Inc ( C 1 JP Morgan Chase & CO (JPM 1 Marsh & McLennan Cos Inc (MMC) The ST. Paul Travelers Companies Inc( STA) Unumprovident Corp ( UNM) Market price $ 39.7100 71.6600 53.3900 55.7000 48.3000 30.6600 53.6900 20.7800 Market value $ 99,275.00 71, 660.00 133,475.00 139,250.00 120,750.00 306,600.00 268,450.00 259,750.00 $ 1,399,210.00 Tax cost $ 59,789.45 68 ,056.30 131,481.25 114,962.80 90,301.60 278,702.05 192,669.88 181,043.00 $ 1,117,006.33 gal arealized Estimated (or loss) annual income 39,485.55 3,603.70 1,993.75 24,287.20 30,448.40 27,897.95 75,780.12 78,707.00 $ 82,203.67 $ 2,350.00 660.00 5,600.00 4,900.00 3, 400.00 6,800.00 5,200.00 3,750.00 $ 32,660.00 Pct of Yield holdings 2.4% 0.9 4.2 3.5 2.8 2.2 1.9 1.4 0.9% 0.7 1.3 1.3 1.1 2.9 2.5 2.4 13.1%
Shares/ p ar value
Descri p tion
Market p rice
Market value
Tax cost
Yield
Pct of holdin gs
5,000 20,000
$ 27.7100 14.3700
$ 138,550.00 287,400.00
$ 131,558.30 226,435.75
6,991.70 60,964.25
$ 0.00 20,000.00
0.0/a 7.0
1.3% 2.7
Mel lon
Portfolio manager
Page 7 of 17 Statement 9A
Page 8 of-17
Market nice
Market value
Tac rnct
Estimated al i
V;nt,
Pct of 1,..I.I-
37.2400
4.4
Fixed income
Taxable
Pct of holdin gs
500,000
United States Trees Nts DTD 2/15/2005 3. 375% 2/15/2008 Moody' s: AAA S&P: AAA United States Treas Nts DTD 1/15/2004 3.25% 1/15/2009 Moody' s: AAA S&P: AAA
$ 98.2540
$ 491 , 270.00
$ 491 , 505.15
3.4%
4.6%
350,000
97.0310
339, 608.50
335, 148.44
4,460.06
11,375 . 00
3.4
3.2
Shares/par value
Description
Market price
Market value
Tax cost
ai
Yield
150,000
Federal Home Loan Mtge Corp DTD 10/6/2006 5.25% 10/612011 Moody ' s: AAA S&P: AAA
$ 99 . 5820
$ 149,373 . 00
$ 150 , 213.00
$ -840.00
$ 7, 875.00
5.3%
1.4%
Statement 9A
00001524
Individual holdings Corporate
nrealized
Rhnras/ nnr vnlun lle ccrinfinn
Estimated
Vin1A
TRer4af
Marital ..nl,,o
Pct of I...IA:. a,
150,000
$ 99.8340
$ 149,751.00
$ 150,000.00
$ 249. 00
$ 8,250.00
5.5%
1.4%
1,922,356.67 6,300
Money Market Demand Acct 2 Reserved (Principal Holding) Money Market Demand Acct 2 Reserved (Income Holding)
$ 1,922,356.67 6,300.00
$ 1,922,356.67 6,300.00
$ 87,070.35 285.35
4.5% 4.5
18.0% 0.1
Principal Cash
Income Cash Total cash and cash equivalents Total assets $ 1,928.656 .67 $ 10,654, 235.42 $ 1,928,656 .67 $ 9,572,900.92 $ 0.00 $ 1, 81,334 .50 $ 87,355.70 $ 260,348 .20 10.1% 100.0%
Cost 6,517,377. 0 o
1,126 806 59 & 7,Q44 Z4^4-25
x 7,5Y5.576.255
" 1,130,002.50 8 ,70- 5.578 .75
Q Mellon
Portfolio manager
Page 9 of 17
Sl atemenl ')A
00001287
Asset detail
Equities
Individual holdings Energy
Shales/par value Description Markel p rice Market value Tax cost Un ealized gain (r loss) Estimated annual income Yield Pct of holdin gs
Anadarko Petroleum Corp (APC 1 Cal Dive International Inc I DVR) Chesapeake Energy Corp (CHK) Encana Corp ( ECA) Rowan Cos Inc ( RDC)
Shares/ p ar value
Descri p tion
Market p rice
Market value
Tax cost
Yield
PcL of holdin g s
1,000 5,000
$ 34.1000 16.5200
2.9% 4.8
Unre lized
Shares/par value Descri p tion Market p rice Market value Tax cost gain (or loss)
Estimated
annual income Yield
Barrick Gold Corp (ABX) Coeur D Alene Mines Corp Idaho ( CDE 1 Massey Energy Corp I MEE 1
Mellon
Portfolio manager
Page 5 of 20 Statement 9B
)ecember 1 - December 31 ,
Capital goods
2006
Page 6 of 20
U irealized
Shares/par value Descri p tion Market nice Maiket value Tax cost g ain (or loss)
Estimated
annual income Yield
Pct of
holdings
2,500 51000 10,000 6,500 1,500 2,000 1,000 1,500 1,000 1,000 4,000 Total capital goods
Alcatel Lucent Sponsored ADR (ALL) ) E M C Corp Mass ( EMC) Finisar Corp (FNSR) General Elec CO ( GE Honeywell Intl Inc I HON Microsoft Corp ( MSFT) Nokia Corp Sponsored ADR I NOK) Oracle Corp (ORCL) Texas Instruments Inc ( TXN 3ni CO ( MMM ) Tyco Intl Ltd New (TYC)
$ 14.2200 13.2000 32300 37.2100 45.2400 29.6600 20.3200 17.1400 28.8000 77.9300 30.4000
$ 35,550.00 66,00000 32,300 00 241,865.00 67,860.00 59,720.00 20,320.00 25,710.00 28,800.00 77,930.00 121,600.00 $ 777,655.00
$ 32,837.00 58,801.90 34,021.00 227,063.80 52,430.80 51,091.45 20,090.00 18,908.25 29,542.00 72,118.64 113,038.75 $ 709,943.59
2,713.00 7,198.10 1,721.00 14,801.20 15,429.20 8,628.55 230.00 6,801.75 -742,00 5,811.36 8,561.25 $ 7,711.41
$ 422.50 0.00 0.00 7,280.00 1,360.50 800.00 328.00 0.00 160.00 1,840.00 1,600.00 $ 13,791.00
1.2% 0,0 0.0 3.0 2.0 1.3 1.6 0.0 0.6 2.4 1.3
0.9% 1.6 0.8 5.8 1.6 1.4 0.5 0.6 0.7 1.9 2.9 18.5%
Consumer non-durables
Un ealized gain ()r loss) Estimated annual income Pct of holdings
Shares/par value
Description
Market price
Market value
Tae cost
Yield
1,500 3,500
$ 31.9600 21.3600
1.3% 0.0
1.1% 13 2.9%
Health care
Shares/par value Descri p tion Market rice Market value Tax cost Unr alized Estimated ain (o r loss) annual income Yield Pct of holdin g s
Amgen Inc (AMGN Lilly Eli & CO ( LLY 1 Omnicare Inc 1 OCR)
Statemen t 9)3
00001288
Estimated
$ 0.00 0.00 910.00 600 00 0.00 $ 1,510.00 0.0% 0.0 1.1 0.6 0.0
Pct of
Yield hol din gs 2.0% 0.0 1.9 2.6 2.9 9.4%
irket value 500 Partnerre Ltd ( PRE ) $ 71.0300 $ 35,515.00 39,710.00 80,085.00 55, 700.00 48,300.00 122,640.00 107,380.00 103,900.00 $ 593,230. 00
Tax cost $ 24,135.00 23,891.30 78,888.75 44,81&20 36,479.85 113,684.30 84,738.65 73,541.25 $ 480 ,374.30
Un ealized Estimated gain ( r loss) annual income $ 1 1,380.00 1 5,818.70 1,196.25 1 0, 884.80 1 1,820.15 18,755.70 22,641.35 I1 ,358.75 $ 800.00 940.00 3,360.00 1,960.00 1,360.00 2,720.00 2,080.00 1,500.00 $ 14,720.00
Pct of Yield holdin gs 2.3% 2.4 4.2 3.5 2.8 2.2 1.9 1.4 0.8% 0.9 1.9 1.3 1.2 2.9 2.6 2.5 14.1%
1,000
1,500
1,000
39.7100
53 3900
55.7000
1,000
48.3000
4,000 2,000
5,000
Marsh & McLennan Cos Inc (MMC The ST. Paul Travelers Companies Inc( STA)
Unumprovident Corp ( UNM )
30.6600 53.6900
20.7800
$ 112,865.70
Un ealized
ter p rice Market value $ 55,420.00 122, 145.00 Tax cost $ 52, 311.10 96,053.60 gain (r loss) $ 3,108 . 90 6,091.40
Estimated
annual income $ 0.00 8,500 .00 Yield 0 .0% 7.0
Pct of
holdin gs 1.3% 29
2,000 8,500
$ 27.7100 14.3700
0 Mellon
Portfolio manager
Page 7 of 20
Statement 9[3
Page 8 of ^0
U realized Estimated gain (or loss) annual income 7,264.13 136,464.43 $ 30,707.78 1 $ 30,707.78 1,620.00 $ 10,120.00 $ 51,136.00 $ 51,136.00
1,000
Verizon Communications ( VZ )
Total utilities
Total individual holdings Total equities
Fixed income
Taxable
Individual holdings US government
U4 realized
Shares/ par value Description Market price Market value Tax
Estimated Yield
Pct of holdings
200,000
United States Treas Nis DTD 21 1512005 3 .375% 2/ 15/2008 Moody 's: AAA S&P: AAA United States Treas Nis DTD 1/1512004 3.25% 1/15/2009 Moody's: AAA S&P: AAA US Treasury Notes Nis DTD 2/15/2005 4% 2/1512015 97.0310 145,546.50 143,039.06
3.4%
4.7%
150,000
2,507.44
4,875.00
3.4
3.6
100,000
95.2620
95,262.00
95,031.25
230.75
4,000.00
4.2
2.3
50,000
Federal Home Loan Mtg Corp DTD 12/5/2006 5. 25% 12/5/2011 Moody's: AAA S&P: AAA
Statement 9E1
00001289
Individual holdings Corporate
ealized Estimated Pct of
Shares/par value Description 50,000 General Elec Cap Corp DTD 11/15/2006 5. 5% 11/15/2011 Moody's: AAA S&P: AAA
Market price
Market value
Tax cost
$ 99.8340
$ 49,917.00
$ 50,000.00
Estimated
annual income Yield
Pct of
holdin gs
$ 777,406.18
$ 777,406.18
$ 35,211.48
4.5%
18.5%
$ 777,405 . 10 $ 3,773,489.80
$ 0.00 $ 431,452.80
18.5% 100.0%
FMV
Cost
Toi ctl
EquRies
/ Mellon
Portfolio manager
00001531
Asset detail
Equities
Individual holdings
Capital goods
Shares/p ar value Descri ption 4,933 11,300 12,800 1,700 3,000 9,200 9,600 Total capital goods Apple Computer Inc (AAPL) Broadcom Corp CL A ( BRCM Ebay Inc ( EBAY) Google Inc I GOOG I CL A Iron Mtn Inc PA ( IRM Qualcomm Inc I QCOM 1 Yahoo Inc ( YH00) Market p rice $ 84.8400 32.3100 30.0700 460.4800 41.3400 37.7900 25.5400 Market value $ 418,515.72 365,103.00 384,896.00 782,816.00 124,020.00 347,668.00 245,184.00 $ 2, 668,202 . 72 Tax cost S 325,599.64 384,833 08 355,404.01 311,563.33 87,503,61 210,665.06 370,122.92 $ 2,045, 691.65 Unrealized Estimated a- n (or loss) annual income $ 92,916.08 -19,730.08 29,491.99 471,252.67 311516.39 137,002.94 -124,938.92 $ 622,511 .07 $ 0.00 0.00 0.00 0.00 0.00 4,416.00 0.00 $ 4,416.00 Pct of Yield holdings 0.0% 0.0 0.0 0.0 0.0 1.3 0.0 5.0% 4.4 4.6 9.4 1.5 4.2 2.9 31.9%
Health care
nrealized
Shares/ p ar value Descri p tion Market p rice Market value Tax cost g ai n (or loss )
Estimated
annual income Yield
Pct of
holdin gs
Abraxis Bioscience, Inc. (ABBI I Allergen Inc (AGN 1 Genentech Inc ( DNA) Genzyme Corp ( GENZ)
$ 27 3400 119 . 7400 81 . 1300 61 . 5800 95.9000 35.5100 55. 1100 31.0800 47. 5700
$ 95, 690.00 431,064.00 559,797.00 387,954 .00 153, 440.00 110 , 081.00 161,863.00 310,800.00 233, 093.00
$ 147, 484.70 302 , 515.12 305,477.00 362,140 . 94 129,003 . 16 114 , 686.60 135, 603.44 305, 311.34 272, 253.18
-51,794 . 70 128,548.88 254, 320.00 25,813.06 24,436. 84 .4,605, 60 46, 259.56 5,488.66 -39,160 . 18
Com-Gen Div
Intuit ive Surgical Inc ( ISRG 1 Patterson Cos Inc ( PDCO I Stryker Corp ( SYK) Teva Pharmaceutical Inds Ltd ADR (TEVA) Varian Medical Systems Inc ( VAR) N/C From Varian Associates Effective 415/99
/ Mellon
Portfolio manager
Page 5 of 12
Statement 9C
Page 6 of 12
t p rice 78.3800
ai
Yield
Pct of holdings
0.00 $ 4,696.00
0.0
2.1 31.5%
$ 2,636,218 00
$ 2,262,574.35
$ 373,643.65
Shares/par value Description 13,300 19,800 Lowe's Companies Inc (LOW) Starbucks Corp (SBUX )
ket p rice
Market value
Tax cost
ai
Yield
Pct of holdings
6,600
Walgreen CO (WAG )
Shares/ p ar value
Description
Market p rice
Market value
Tax cost
Yield
Pct of holdin s
Chicago Mercantile Exchange ( CME) Intercontinentalexchange Inc ( ICE) Moodys Corp (MCO
Descri p tion
Market p rice
Market value
Tax cost
Pct of
Yield holdin gs
7,700
$ 45.2200
$ 348,194.00
$ 286,200.88
0.6%
4.2%
Total utilities
Total individual holdin gs Total equities
S tatement
9(;
00001281
Asset detail
Equities
Individual holdings Capital goods
Shares/ p ar value Descri p tion 1,634 4,200 4,800 650 1,000 3,400 3,600 Total capital goods Apple Computer Inc ( AAPL 1 Broadcom Corp CL A ( BRCM 1 Ebay Inc ( EBAY ) Google Inc t GOOG CL A Iron Mtn Inc PA (IRM) Qualcomm Inc (QCOM 1 Yahoo Inc (YH00 ) Market
p rice
Market value $ 155,596. 66 135, 702.00 144,336.00 299 , 312.00 41 , 340.00 128 , 486.00 91 , 944.00 $ 996,716.56
Tax cost $ 121,999 .08 143, 254.16 133,064.89 119,288 . 96 29,166 . 96 76,768.09 138, 183.07 $ 761,725 .21
g ain
U realized ( or loss)
Pct of
Yield holdin gs 0 .0% 0.0 0.0 0.0 0.0 1.3 0.0 5.0% 4.3 4.6 9.5 1.3 4.1 2.9 31.7%
Health care
Shares/ p ar value Descri ption 1,300 1,400 2,600 2,400 600 1,200 1,200 3,700 1,800 Abraxis Bioscience, Inc. ( ABBI Allergan Inc (AGN ) Genentech Inc ( DNA ) Genzyme Corp (GENZ) Market p rice $ 27.3400 119 . 7400 81.1300 61.5800 95 9000 35.5100 55. 1100 31.0800 47. 5700 Market value $ 35, 542.00 167 , 636.00 210, 938.00 147 , 792.00 57, 540.00 42, 612.00 66, 132.00 114,996.00 85, 626.00 Tax cost $ 55,364.56 119 ,716.37 117, 502.50 138, 806.78 47,204.99 44,619.34 48,833.62 113, 856.01 99, 822.44 Un ealized Estimated gain ( r loss) annual income $ -1 ,822 . 56 4 ,919.63 9 ,435.50 ,985.22 1 1 ,335.01 - 1,007.34 1 7, 298.38 1 139 . 99 - 1 4196.44 f $ 0.00 560.00 0.00 0.00 0.00 0. 00 264 .00 936. 10 0.00 Pct of Yield holdin gs 0.0% 0.3 0.0 0.0 0.0 0.0 0.4 0.8 0.0 1.1% 5.3 6.7 4.7 1.8 1.4 2.1 3.7 2.7
Com-Gen Div
Intuitive Surgical Inc ( ISRG Patterson Cos Inc ( PDCO Stryker Corp (SYK) Teva Pharmaceutical Inds Ltd ADR I TEVA ) Varian Medical Systems Inc I VAR ) N/C From Varian Associates Effective 4/5/99
Q Mellon
Portfolio manager
Page 5 of 12 St Cement 9D
Page
6 of 12
nrealized
Shares/ p ar value Descri p tion Market price Market value Tax cost ai (or loss)
Estimated
annual income Yield
Pct of
holdin g s
78.3800
-5 , 642.26 $ 137,445. 13
0 .00 $ 1,760 . 10
0.0
2.0 31.5%
Shares/ p ar value Descri p tion 5,000 7,400 2,500 Lowe ' s Companies Inc ( LOW 1 Starbucks Corp ( SBUX 1 Walgreen COI WAG 1
ai
nrealized Estimated (or loss) annual income 21,140. 25 138,812.00 17, 688.16 $ 1,000.00 0.00 775.00 $ 1,775.00
Pct of Yield boldin s 0.6% 0.0 0.7 5.0% 8.3 3.7 16.9%
$ 177 , 640.41
nrealized
Shares/ par value Description Market price Market value Tax cost aai1 (or loss)
Estimated
annual income Yield
Pct of
holdings
Chicago Mercantile Exchange I CME 1 Intercontinentalexchange Inc (ICE 1 Moodys Corp ( MCO )
value
Descri p tion
Market p rice
Market value
Tax cost
g ai
Estimated
Yield
Pct of holdin g s
2,900
$ 45.2200
$131,13800
$ 107,985.53
23,152.47
06%
4.2%
Statement JD
HEINZ
FAMILY FOUNDATION
25-1689382
FORM 990-PF
OTHER ASSETS
STATEMENT
10
DESCRIPTION VENTURE CAPITAL PARTNERSHIPS: PARK ST. V CAP. PRIVATE EQUITY PARK ST. VI CAP. PRIVATE EQUITY PARK ST VII CAP. PRIVATE EQUITY TUCKER ANTHONY II -`SUCKE R-AN`T`HONYI^ TUCKER ANTHONY IV INFLATION HEDGING FUNDS: PARK STREET NATURAL RESOURCES
INFLATION INDEXED BONDS
FAIR MARKET VALUE 0. 1,102,696. 625,393. 182,965. 862,747 . -4-9-0-,7-3-f . 1,325,864. 0. 1,124,131. 2,832,685. 2,455,124.
STATE STREET
(EN.
DOW JONES)
2,550,000.
1,000,000.
8,544,410. 0. 0. 0. 0.
0. 0.
1,034,235.
13,520,383. 0. 0. 0. 0.
0. 0.
0. 21,525,978.
0. 26,556,954.
FORM 990-PF
OTHER INVESTMENTS
STATEMENT
11
DESCRIPTION TEMPORARY INVESTMENTS INVESTMENTS IN FINE ARTS TOTAL TO FORM 990-PF, PART II, LINE 13
BOOK VALUE
19
STATEMENT (S)
10,
11
25-1689382
State ent 12
Contributions to
Expense Acct
Compensation
None
Director 40 hours/year
None
None
None
President
$251,608
$46,508
None
1,560 hours/year
Secretary 40 hours/year
None
None
None
None
None
None
Pittsburgh, PA 15222
Statement 12 (continued)'
Name and Address John R. Taylor 3200 Dominion Tower Pittsburgh , PA 15222 *Rose Gibson 3200 Dominion Tower Pittsburgh , PA 15222
Title and Time Devoted to Position Chief Investment Officer 384 hours/year
Compensation None
$61,996
$21,322
None
*Jeffrey R. Lewis and Rose Gibson are employees of the Heinz Family Office, and, as a result, the Heinz F mily Office pays their respective salaries and benefits. The Heinz Family Foundation has no employees, and contracts the Heinz amily Office's employees to provide its services. The salary and benefit amounts listed above are also reflected in Part VII, line 3 of orm 990-PF under compensation paid the Heinz Family Office for contracted services.
Statement 12 (continued) ' HEINZ AWARDS BOARD OF DIRECTORS Contributions to Employee Benefit Plans None Expense Acct And Other Allowances None
Name and Address Teresa Heinz 3200 Dominion Tower Pittsburgh, PA 15222 Andre Heinz 3200 Dominion Tower Pittsburgh, PA 15222 Ronald Davenport 3200 Dominion Tower Pittsburgh , PA 15222 Arie Kopelman 3200 Dominion Tower Pittsburgh , PA 15222 Wendy Mackenzie 3200 Dominion Tower Pittsburgh , PA 15222 Linda K. Smith, Esq. 3200 Dominion Tower Pittsburgh, PA 15222
Compensation None
Director 20 hours/year
None
None
None
None
None
None
None
None
None
None
None
None
None
None
None
HEINZ FAMILY FOUNDATION EIN: 25-1689382 YEAR ENDED: DECEMBER 31,2006 FORM 990-PF STATEMENT 13 PART II, LINE 42 - DEPRECIATION PART IV, LINE 57A - LAND, BUILDINGS, AND EQUIPMENT PART IV, LINE 57B - ACCUMULATED DEPRECIATION DESCRI. I. C. I LEASEHOLD IMPROVEMENTS FURNITURE & FIXTURES SUBTOTAL FIXED ASSETS LESS: ACCUMULATED DEPRECIATION NET FIXED ASSETS AIM 1,409,147 837,999 2,247,146 (2,053,235) 193,911
HEINZ FAMILY FOUNDATION FORM 990-PF EIN: 25-1689382 YEAR ENDED : 12/31/2006
STATEMENT 14
Schedule of Appropriations
AWARDS FUND
1213112006
Reci p ient and/or Pur p ose American Society on Aging 833 Market Street #511 San Francisco, CA 94103
for general operating support
Tax Status
Seattle, WA 98121
2006 Heinz Award Recipient - Technology, the Economy and Employment
$250,000.00
2006
Statement 14
Reci p ient and /or Pur p ose James Nachtwey 265 Water Street, #18 New York, NY 10038
2006 Heim Award Winner, Arts and Humanities
Tax Status
StalciTlent 14
Schedule of Appropriations
TERESA & H. JOHN HEINZ III FUND
12131/2006
Reci p ient and/or Pur pose Susan E. Alter 120 Oceanview Blvd Pacific Grove, CA 93950 for the Teresa Heinz Environmental Scholars awardfor 2006 $11,76400 American Academy of Arts and Sciences Norton's Woods Cambridge, MA 02138
for the 2251h anniversary
Tax Status
$1,000 00 American Council of Young Political Leaders 1717 K Street, NW Washington, DC 20036-5346
for the 40111 Anniversary Gala
$1,000 00 American Institute for Public Service 100 W. 10th Street Wilmington, DE 19801
for the President's Student Service Awards program
$500,000 00
1999
S1aJi- rnen l 14
Reci p ient and/or Pur p ose American Jewish Committee 2345 Muray Avenue Pittsburgh, PA 15217
for the 2006 Community Services Human Rights Ativard
$1,000.00 Arts for the Aging, Inc. 6917 Arlington Road Bethesda, MD 20814
18th Anniversary Benefit Gala
$1,000 00
2006
Statement 14
Reci p ient and /or Pur p ose Weslynne S. Ashton 129 York Street, Apt 4B New I laven, CT 06511
for the Teresa Heinz Environmental Scholars awardfor 2006
Tax Status
$11,76400 Bank Street College of Education 610 West 112th Street New York, NY 10025
for the 2006 Annual Dinner
$1,000 00 Bank Street College of Education 610 West 112th Street New York, NY 10025
for the Augusta Souza Kappner Endowed Scholarship
Conference $20,000.00 Blair House Restoration Fund for the President's Guest House Washington, DC 20038-7208
for the "Friends of Blair House "fund
$000
$300 00
2006
Statement 14
Reci p ient and /or Pur p ose Boston Local Development Corp. 43 Hawkins Street Boston, MA 021 14
for Readlioston s Storyn+obile program
$75,000.00 Breast Cancer Fund 1388 Sutter St, Ste. 400 San Francisco, CA 94109
for general operating support
$25,000 00 The Bretton Woods Committee 1726 M Street, NW Washington, DC 20036 for the Global Leadership Award event $1,000 00 Brookings Institution 1775 Massachusetts Avenue N W Washington, DC 20036 for general operating support $25,000.00
2006
Statement '14
uae
I OA Qiawa 501(c)(3)-509(a)(I)
cuuu $0 00
cuuo $25,000.00
cuuv $0.00
cuuo $25,000 00
Luuv $0 00
$25,000 00
Joanna C . Carey 256 Edwards Street
2006
$0.00
$5,556 00
$000
$5,556 00
$000
$5,556.00 Carnegie Institute 4400 Forbes Avenue Pittsburgh, PA 15213 for the Annual Giving Campaign for the
Carnegie Museums of Pittsburgh
$50,000 00 Carnegie Mellon University Corporate and Foundation Relations Pittsburgh, PA 15213-3890
for the 2005-2006 Trustee Annual Fund
$5,000 00 Carnegie Mellon University 5000 Forbes Avenue Pittsburgh, PA 15213-3890 for endowment purposes $6,000,000.00
1997
Statement 14
Dinner and Auction $1,000.00 Catholics in Alliance for the Common Good 1730 Rhode Island Avenue, NW Washington, DC 20036
for general operating support
$10,000.00 Colonel Daniel Marr Boys and Girls Club New England Women's Leadership Awards Dorchester, MA 02125 for the 2006 New England Women's Leaershrp Award Program $1,000.00
2006
Statement 14
Reci p ient and /or Pur p ose Colorado Alliance for Retired Americans 2030 Newcombe Drive Lakewood, CO 80215
for general operating support
$20,000.00
Commission on the Status of Women
2006
Government Entity $0 00 $250 00 $0 00 $250.00 $000
$500 00 Council on Foreign Relations 58 East 68th Street New York, NY 10021 for general operating support $10,000.00 Cystic Fibrosis Foundation Central Ohio Chapter Worthington, OH 43085 for the "Tour for Breath" $250 00
2006
Statement 14
501(c)(3)-509(a)(I)
$0 00
$2,500 00
$0.00
$2,500.00
$0.00
$75,000 00 East End House 105 Spring Street Cambridge, MA 02141 for general operating support $2,500.00 East Side House Settlement 337 Alexander Avenue Bronx, NY 10454
for the 2006 Winter Antiques Show
$5,000.00
2006
Stateient 14
Reci p ient and /or Pur p ose Economic Opportunity Institute 900 North Northlake Way, Suite 237 Seattle, WA 98103 for the Multi-State Conference for
Universal Retirement Savings Accounts conference
$5,000 00 Elderly Housing Development & Operations Corporation 1580 Sawgrass Corporate Parkway Fort Lauderdale, FL 33323-2669
for general operating support
$20,000 00 Ellis Memorial and Eldredge House c/o Boston Antiques for Charity, Inc. Boston, MA 02114 for the 2006 Ellis Antique Show $2,000.00 Environmental Media Association 10780 Santa Monica Boulevard Los Angeles, CA 90025
for the 2006 Environmental Media Awards
$1,000 00
2006
Statornent 14
Reci p ient and/or Pur p ose Epilepsy Foundation of Western Pennsylvania 1323 Forbes Avenue Pittsburgh, PA 15219
for the 131h Annual Mardi Gras Gala
$3,000.00 Exodus School The East Harlem School at Exodus 1-louse New York, NY 10029
for general operating support
$3,500.00 Film Arts Foundation 145 Ninth Street, # 101 San Francisco, CA 94103 for the one-hour docunientaryfilin,
"Surviving Breast Cancer"
$50,000 00 Foundation for Art and Preservation in Embassies 1725 1 Street, N.W Washington, DC 20006 for general operating support $1,000.00
2006
10
Statement 14
Reci p ient and/or Pur pose Fresh Air Fund 633 Third Avenue New York, NY 10017
foi general operating support
$20,000.00 Friends of the Lincoln-Lancaster Women 's Commission 440 S 8th Street, Suite 100 Lincoln, NE 68508-2294
for general operating support
$10,000 00 Front Range Economic Strategy Center 140 Sheridan Blvd. Denver, CO 80226 for general operating support $25,000.00 Future of Life P. O. Box 15 Rockland, DE 19732
11
51a! . iii'Iit 14
Reci p ient and/or Purp ose Gay and Lesbian Victory Foundation 1705 DeSales Street, NW Washington, DC 20036
for general operating support
for general operating support $ 500.00 Georgetown University 37th and "0" Streets, NW Washington, DC 20057
for a new rowing center and summer youth
2006
12
^^ Statement 14
Tax Status
2006
$0.00
2006
$11,764 00
2006
$000
2006
$11,764 00
2006
$0.00
$11,764.00 Greater Pittsburgh Community Food Bank North Linden Street Duquesne, PA 15110
for the 25th Anniversary Awards Dinner
$15000 H. John Heinz III Center for Science, Economics and the Environment 900 17th Street NW Washington, DC 20004
for the Safe Water Network
$500,000.00 H. John Heinz HI Center for Science , Economics and the Environment 900 17th Street NW Washington, DC 20004 matchingfunds for the Environmental
Reporting Program
$50,000.00
2006
13
Statr3rnr,rit 14
501(c)(3)-509(a)(1)
$250,000 00
$2,500,000 00 Harlem Children ' s Zone 162 West 56th Street New York, NY 10019
for the annual "Friend of the Children" Award
$5,556.00 The Hole in the Wall Gang Fund , Inc. 555 Long Wharf Drive New Haven, CT 06511
for the Twelfth Annual Big Top Bash
$1,000 00
2006
14
Staficrnent 14
Reci p ient and/or Purp ose Homeless Children ' s Educatoin Fund 2100 Smallman Street Pittsburgh, PA 15222
for the 71h Annual Homeless Children's Education Fund Benefit
$5,000.00 International Women ' s Media Foundation 1625 K Street, NW Washington, DC 20006 for the Courage in Journalism Awards $1,000 00 Irish Immigration Center 59 Temple Place Boston, MA 02111
for the Solas Awards Dinner f and raising event
$3,000.00
2006
15
Slatelrlent 14
Reci p ient and/or Pur p ose Irish Immigration Center 59 Temple Place Boston, MA 02111
for the 2006 "Future Together "fund raising event
$1,000 00 Jane Doe Inc . The Massachusetts Coalition Against Sexual Boston, MA 02108
for the "Voices For Change "fund raising event
$11,764.00 Jewish Healthcare Foundation 2400 Centre City Tower Pittsburgh, PA 15222
for the Working Hearts Coalition
$2,500 00 Jewish National Fund Tree of Life Award Dinner Pittsburgh, PA 15217
for the 2006 "Tree ofLrfe"Rivard
$3,000.00
2006
16
Statement 14
Reci p ient and/or Pur p ose John F. Kennedy Center for the
Performing Arts
$75,000.00 Johns Hopkins University Bloomberg School of Public Health Baltimore, MD 21205
for the "Antibiotics in Food Animals" project
$10,000.00 Justice Through Music Project 8416 Westmont Tier Bethesda, MD 20817
for general operating support
$11,764.00
2006
17
t ten^^)ili 1'1
$500.00 Massachusetts Senior Action Council 565 Warren Street Boston , MA 02121
for the 25t/r Anniversary Celebration
$000
$1,000.00 Massachusetts Senior Action Council 565 Warren Street Boston, MA 02121
for the Prescription Advantage Campaign
$000
$2,500.00
2006
18
Statement 14
Reci p ient and/or Purp ose Massachusetts Women's Political Caucus Education Fund I I Beacon Street Boston, MA 02108 for MassGA P 2006 project $2,500.00 Britney J . McCoy 10205 Welshire Drive Upper Marlboro, MD 20772
for the Teresa Heinz Environmental Scholars awardfor 2006
$5,556 00
Mt. Sinai School of Medicine of New York 501(c)(3)-509(a)(1) University The Lillian & Benjamin Hertzberg Palliative Care Institute New York, NY 10029
for general operating support
$250 00
2006
19
SiateI7ient 14
Recipient and/or Purpose National Academy of Social Insurance 1776 Massachusetts Ave., NW Washington, DC 20036-1904
grant to sustain the Heinz Dissertation Award
$25,000 00 National Bureau of Asian Research 4518 University Way NE Seattle, WA 98105
for "Securing the Future"program
$25,000 00 National Council for Families & Television 6500 Wilshire Boulevard, Suite 1950 Los Angeles, CA 90048
for general operating support
$5,000.00 National Council for Families & Television 6500 Wilshire Boulevard, Suite 1950 Los Angeles, CA 90048
for general operating support
$2,000 00 National Council for Research on Women 1 1 Hanover Square New York, NY 10005
for the annual "Women Who Make a Difference" Awards program
$10,000.00
2006
20
Statement 14
Reci p ient and/or Pur p ose National Council of Negro Women 633 Pennsylvania Avenue, NW Washington, DC 20004
for the Eighth Annual Uncommon Height
Awards Gala $5,000 00 National Council of the Churches of Christ In the United States of America New York, NY 10115
for nonpartisan education on the minimum wage issue
$20,000.00 National Fund for US Botanic Carden 245 First Street, SW Washington, DC 20024-3201
in memory of Lloyd Bentsen
$1,000.00
National Geographic Society 501(c)(3)-509(a)(I) Gilbert M. Grosvenor Fund for Geography Educat ion Washington, DC 20036
for the Gilbert M Grosvenor Fundfor
Geography Education $1,000.00 National Hispanic Press Association 1085 National Press Building Washington, DC 20045
for the 2006 Hispanic Media Summit
$10,000.00
2006
21
jtatemelIt 1'!
Reci p ient and/or Purp ose National Hispanic Press Association 1085 National Press Building Washington, DC 20045
for the Hispanic Higher Education Initiative
$10,000.00 National Hispanic Press Association 1085 National Press Building Washington, DC 20045
for general operating support
$2,000 00 National Multiple Sclerosis Society Allegheny District Chapter Pittsburgh, PA 15219 for the 2006 MS Walk $250.00 National Trust for Historic Preservation c/o Harron & Associates Boston, MA 02116
for the project, "Save America's
Treasures" $1,000 00 New York Restoration Project 31 W 56th Street New York, NY 10019 for the Fifth Annual Spring Picnic $1,000.00
2006
22
Staten-iorll 11
Reci p ient and/or Pur p ose Newark Now 60 Park Place Neward, NJ 07102 for general operating support $3,000.00 Our Lady of the Snows P 0. Box 1650 Sun Valley, ID 83353
$3,000 00 Pennsylvania Higher Education Foundation 1200 North Seventh Street Harrisburg, PA 17102-1444
for the Nursing Education Initiative
$30,000.00
2005
23
Statement 1 /1
Reci p ient and /or Pur p ose Pennsylvania Special Olympics The Hampton Center Aliquippa, PA 15001
to honor the memory ofJohn Senanis's interest in the Allegheny County Special Olympics program in Heidelberg, PA
$1,000.00 The Perlman Music Program 459 Columbus Avenue New York, NY 10024 for the spring benefit concert $1,000.00 Pine Street Inn 444 Harrison Avenue Boston, MA 021 18
for the "Hoare Remedy A Breakfast to Benefit Pine Street Inn"
$20,000.00
2006
24
Statement 14
Reci p ient and/or Pur p ose The Pregnancy Institute 2250 Gause Blvd. Suite 200 Slidell, LA 70461
$3,000 00 Rape, Abuse & Incest National Network 2000 L Street NW Washington, DC 20036
$1,000 00
2006
25
^i^^t2iftent 14
$1,000 00 Russell Byers Charter School 210 W. Rittenhouse Square, Suite 400 Philadelphia, PA 19130
for general operating support
$100,000 00 Rutgers University Foundation Center for American Women and Politics New Brunswick, NJ 08901
for the New England Legislators Symposium
$10000 Sasha Bruce Youthwork, Inc. 741 Eighth Street, S.E. Washington, DC 20003
for "An Evening with Thurgood"fund raising event
$1,000.00
2006
26
Staternon( 14
$400.00
2006
27
StaLerrient 14
Reci p ient and /or Purp ose Southwest Voter Registration Education Project 206 Lombard, 2nd Floor San Antonio, TX 78226
for general operating support
$2,500 00 Sun Valley Summer Symphony , Inc. P.O. Box 1914 Sun Valley, ID 83353
for general operating support
$20,000 00 Sun Valley Summer Symphony , Inc. P O Box 1914 Sun Valley, ID 83353
for general operating support
$1,000.00
2006
28
Si&tlomt'rlt -14
Reci p ient and/or Pur p ose Sustainable Development Institute 1501 K Street, NW Washington, DC 20005 for the Environmental Film Festival in the
Nation's Capital
$1,000 00 United Nations Association of the USA 801 Second Avenue New York, NY 10017-4706
for the 2006 Global Humanitarian Action
Award Gala $25,000.00 United Negro College Fund 8260 Willow Oaks Corporate Drive Fairfax, VA 22031-4511
for the John Heinz Environmental Fellows Program
$120,000 00 United Vision for Idaho 1412 West Idaho Street Boise, ID 83702 for general operating support $20,000.00 University of California Liz Taylor AIDS Program Los Angeles, CA 90095-1784
for the Liz Taylor AIDS Program
$100,000.00
2006
29
Statement 14
Reci p ient and/or Pur p ose University of Pittsburgh School of Medicine Pittsburgh, PA 15213-3221
for the inaugural Department of
2006
$0.00
$11,76400
$0.00
$11,764.00
$0 00
$1,000.00
2006
30
Stator7ient 14
Reci p ient and/or Pur p ose Annika Walters 98 Foster Street #2 New Haven, CT 06511
for the Teresa Heinz Environmental Scholars awardfor 2006
Tax Status
$10,000 00 Womens Voices Women Vote 1325 Darnell Drive McLean, VA 22101
for general operating s upport
$50,000 00 Women ' s Institute for Housing & Economic Development 14 Beacon Street Boston, MA 02108
for the 2005 Opening Doors Awards
$1,000.00 Women' s Institute for Leadership Development 33 Harrison Avenue Boston, MA 02111 for the 20th anniversaryfund raising event $1,000.00
2006
31
Staff merit 14
50I(c)(3)-509(a)(1)
$000
Women's Issues $1,000 00 Wood River Community YMCA Post Office Box 6801 Ketchum, ID 83340
for general operating support
$1,000.00
Working for Good Jobs in America Fund
2006
501(c)(3)-509(a)(1)
$0 00
$25,000 00
$0 00-
$25,000.00
$0 00
$25,000 00 World Wildlife Fund 1250 Twenty-Fourth St , NW Washington, DC 20037-1175 for general operating support $25,000 00 Yale University School of Forestry and Environmental Studies New Haven, CT 0651 1-2189
for the Catalyst Fundfor Critical Environmental Issues
$100,000 00
2006
32
Statement 14
2006 $4,857,000.00
$400,000 00
2,708,348.00
$7,664 , 500 . 00
Theresa & H. John Heinz I II Fund Awards Fund Heinz Award Expense
Total
Staten- rit 14
Heinz Family Foundation EIN 25-1689382 Form 990-PF Year Ended December 31, 2006 Part IX-A, Line 1
STATEMENT 15
One of the primary exempt purposes of the foundation is the awarding of individual glants, cogni-zing-Gutink ac uevemen s m t e areas of Arts & Humanities, Human g Condition, Public Policy, Technology & Employment and Environment. During 2006, grants of $1,250,000 were made to 5 individuals or charitable organizations designated by them, as detailed on the following page. These awards are granted in accordance with IRC Section 4945 (g) on an objective and nondiscriminatory basis pursuant to a procedure approved in advance by the Internal Revenue Service. Part IX-A. Line 3 One of the primary exempt purposes of the Foundation is the awarding of grants through The Teresa Heinz Scholars for Environmental Research program. This program provides doctoral dissertation and master's thesis or project enhancement support for research on emerging environmental issues. Scholars must use the award to enhance the quality of their dissertation or master's thesis. During 2006, grants of $127,499 were made to 14 individuals detailed in Statement 14 and $51 was expended for administrative expenses related to this program. Research must have public policy relevance that increases society's understanding of environmental problems and their solutions. Individuals and dissertations or thesis or projects that do not meet these criteria will not be considered. These awards are granted in accordance with IRC Section 4945 (g) on an objective and nondiscriminatory basis pursuant to a procedure approved in advance by the Internal Revenue Service. Part IX-A. Line 4 One of the primary exempt purposes of the foundation is the awarding of the Heinz Senate Fellowship which assists the U.S. Senate in identifying and developing new leaders in issues affecting an aging population and senior citizens. During 2006, $11,159 was expensed relating to this program. These awards are granted in accordance with IRC Section 4945 (g) on an objective and nondiscriminatory basis pursuant to a procedure approved in advance by the Internal Revenue Service.
STATEMENT 15 (Continued)
Recipient
Date of Award
Amount
$250,000
$250,000
$250,000
$250,000
$250,000
Total Heinz Awards Other Heinz Awards Grants Direct Heinz Awards Program Expenses
Heinz Family Foundation EIN 25-1689382 Form 990-PF Year Ended December 31, 2006
STATEMENT 16
Heinz Family Foundation makes grants only to prior selected organizations that are public charities as described in Section 501(c)(3). The Heinz Family Foundation is not permitted by the U. S. government tax laws to make grants to individuals or organizations unless they are a qualified 501(c)(3) public charity in the United States.
990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES These individuals are employees of the Heinz Family Office and, as a result, the Heinz Family Office pays their respective salaries and benefits. The Heinz Family Foundation has no employees, and contracts the Heinz Family Office's employees to provide its ser,4 es:The-salar-y.-and_benefit-amuuntslisted above are also reflected in Part VIII,1ine 3 of Form 990-PF under compensation paid to the Heinz Family Office for contracted employee services.
Page 2
If you are filing for an Additional ( not automatic) 3-Month Extension , complete only Part II and check this box . . ^ Note. Only complete Part II rf you have already been granted an automatic 3-month extension on a previously filed Form 8868
If you are filing for an Automatic 3-Month Extension , complete only Part I (on page 1).
Additional ( not automatic 3-Month Extension of Time. You must file ori g inal and one co py .
Type or print
File by the extended te due date for filing the
return. See
City , town or post office, state, and ZIP code For a foreign address, see instructions
instructions .
15222
Check type of return to be filed (File a separate application for each return). u Form 990 Form 990-PF u Form 1041-A u Form 6069 u Form 990-T (sec 401(a) or 408(a) trust) u Form 990-BL u Form 4720 u Form 8870 M ^cmr=^ orm rus o er an a ove Form 5227 STOP! Do not complete Part II if you were not already granted an automatic 3-month extension on a previously filed Form 8868. JACK E. KIME, CFO The books are in the care of --------------------------------------------------------------------------------------Telephone No. ^ 412-497-------------------------FAX No ^ ----------------------------------------- If the organization does not have an office or place of business in the United States, check this box . . . . . . ^ u If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) If this is for the whole group, check this box . . .. ^ u . If it is for part of the group, check this box. . ^ u and attach a list with the names and EINs of all members the extension is for NOVEMBER__ 15------------ 20 0 7 . 4 I request an additional 3-month extension of time until 5 For calendar year2 0 0 6, or other tax year beginning ---------and ending 20 6 7 If this tax year is for less than 12 months, check reason. u Initial return u Final return u Change in accounting period State in detail why you need the extension ADDIT IONAL TIME-_ IS --NEEDED TO PREPARE A - - - - - - - - ----
COMPLETE AND --ACCURATE-- RETURN:------__ --------------------------------------------------------------------------------------------------------------------8a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069 , enter the tentative tax, less any nonrefundable credits . See instructions . b If this application is for Form 990-PF, 990-T, 4720, or 6069 , enter any refundable credits and estimated tax payments made . Include any prior year overpayment allowed as a credit and any amount paid previously with Form 8868 . c Balance Due. Subtract line 8b from line 8a Include your payment with this form, or, if required , deposit with FTD cou pon or , if req uired, by usin g EFTPS ( Electronic Federal Tax Pay ment System ) See instructions Signature and Verification
-------------------------------------------------------------------------------------------------------------------------------------------------
8a $ -w 1 8b $ 8c $
247,731
247,731 0.00
Under penalties of per]ury , I declare that I have examined this form , including accompanying schedules and statements , and to the best of my knowledge and belief, it is true , correct, and complete , and that I am autho rized to prepare this form.
Signature ^
u u u u u
_-z
Title ^
C P.4
Date ^
Orf/Y 2'O 7
-------------------------------------------------------------------------------------------------------------------------------------------
Director
Date
Alternate Mailing Address . Enter the address if you want the copy of this application for an additional 3-month extension returned to an address different than the one entered above
Type or print
Name SISTERSON & CO. LLP Number and street (i nclude suite , room , or apt no.) or a P . O. box number 2101 GRANT BUILDING City or town , province or state , and country (including postal or ZIP code) PITTSBURGH, PA 15219
Form 8868 (Rev 4-2007)