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-\:iidemy of Management Review 1981. Vol. 6. No. 3.

363-374

The Ethics of Organizational


GERALD F. CAVANAGH
University of Detroit

DENNIS J. MOBERG
MANUEL VELASQUEZ
University of Santa Clara

Political uses of power demand explicit consideration of ethical restraints,


in part because current management theory focuses on the value of out-
comes rather than on the value of the means chosen. We have developed a
normative model of ethical analysis that can be helpful in determining what
these restraints are. The model integrates three kinds of ethical theories:
utilitarianism, theories of moral rights, and theories of justice.

Power is the cornerstone of both management specifically, this view of power is based on two fun-
theory and management practice. Few concepts are damental propositions:
more fundamental to the study of organizations,
and power is a vital and ubiquitous reality in 1. Organizations are composed of individuals and
organizational life [Dahl, 1957; Zald, 1970; coalitions that compete over resources, energy,
information, and influence [Hickson, Hinings,
Zalesnik, 1970]. Our primary purpose here is to Lee, Schneck, & Pennings, 1971; Thompson,
develop a framework for evaluating the ethical 1967].
quality of certain uses of power within organiza-
tions. We will first distinguish political from non- 2. Individuals and coalitions seek to protect their
interests through means that are unobtrusive
political uses of power and then canvass the litera- when compared to existing controls, norms, and
ture of normative ethics in order to construct a sanctions [Allen, Madison, Porter, Renwick, &
model of ethical analysis that can be applied to Mayes, 1979; Pfeffer & Salancik, 1974].
political uses of power in organizations.
This perspective has led some authors to
distinguish between political and nonpolitical uses
Organizational Politics of power [Gandz & Murray, 1980]. For example,
Mayes and Allen [1977] draw the distinction in terms
The contemporary view of power in organizations of organizational sanctions: nonpolitical uses of
is that it is the ability to mobilize resources, energy, power are those that involve sanctioned means for
and information on behalf of a preferred goal or sanctioned ends, and political uses involve unsanc-
strategy [Tushman, 1977]. T^hus, power is assumed tioned means, or sanctioned means for unsanction-
to exist only when there is conflict over means or ed ends. That is, when individuals and coalitions
ends [Drake, 1979; Pfeffer, 1977]. More choose to move outside of their formal authority,
established policies and procedures, or job descrip-
'Portions of this paper were presented at the annual meeting of tions in their use of power, that use is political.
the Academy of Management, Detroit, 1980. When they use power within these sanctions for ends
'We wish to thank David Caidweli, Andre Delbecq, Peter Mills, that are not formally sanctioned through goal
James Morris, and Barry Posner for their thoughtful review of statements, this too is a political use of power, ac-
various drafts of this paper. cording to the Mayes and Allen definition.
© !9SI by the Academy of Management 0363-7425 Unlike more encompassing conceptualizations
363
that equate politics with any use of power [e.g., manager with an understanding and prediction of
Martin & Sims, 1956], the Mayes and Allen defini- what PBAs are likely to evoke in terms of an out-
tion underlines the discretionary nature of organiza- come or set of outcomes. Armed with contemporary
tional politics. In spite of formal systems designed to leadership theories, for example, managers can
control the use of power, organizational members presumably determine the type of face-to-face direc-
can and do exercise political power to influence their tion that will result in the desired level of perform-
subordinates, peers, superiors, and others [Schein, ance and satisfaction. This calculative emphasis
1977]. And coalitions may employ politics in their defines theoretical debate over ethics in terms of the
reaction to policy changes that threaten their own desirability of outcomes and tends to ignore the
interests [Crozier, 1964; Pettigrew, 1973]. value of the activities, processes, and behaviors in-
When individuals and coalitions move outside volved, independent of the outcomes achieved.
formal sanctions, the traditional authority/respon- What a manager should do is thus determined by the
sibility linkage is broken, and important ethical desirability of the outcomes and not by the quality
issues emerge. However, current treatments of of the behaviors themselves. Such an emphasis in-
organizational politics either beg the ethical issues evitably leads to a kind of ends-justify-the-means
entirely [e.g., Kotter, 1977] or offer simplistic logic that fails to provide guidance for managers
ethical criteria. For example. Miles asserts that "it is beyond linking alternatives to outcomes. Consider
. . . important to recognize that politics need not be the following case.
bad, though common parlance uses the term in a pe- Lorna is the production manager of a noncohesive
jorative sense. The survival of an organization may work group responsible for meeting a deadline that
depend on the success of a unit or coalition in over- will require coordinated effort among her subor-
turning a traditional but outdated formal organiza- dinates. Believing that the members of the work
tion objective or policy" [1980, p. 155]. However, group will pull together and meet the deadline if they
there are a host of political actions that may be have a little competition, Lorna decides in favor of a
justified in the name of organizational survival that PBA. She tries to create the impression among her
many would find morally repugnant. Among these subordinates that members of the sales department
are such Machiavellian techniques as "situational want her group to fail to meet the deadline so that
manipulation," "dirty tricks," and "backstabbing." sales can gain an edge over production in upcoming
There is, then, a clear need for a normative theory budgetary negotiations.
of organizational politics that addresses ethical How might we evaluate this PBA? Management
issues directly and from the standpoint of the exer- theory tends to focus our attention on consequences.
cise of discretion. Unfortunately, the business and One might argue that if it works arid Loma's group
society literature, where one might expect to find pulls together and meets the deadline, it's okay. Or, a
such issues discussed, offers little guidance in this more critical observer might argue that even if the ob-
regard. The emphasis in this literature is on institu- jective is accomplished, an important side effect could
tional interactions (e.g., government regulations) be the loss of a cooperative relationship between the
and on broad human resource policy issues (e.g., sales and production departments. What we tend to
affirmative action), and not on the day-to-day poli- lose sight of, though, is that "creating an impression"
tical decisions made in the organization. is a euphemism for lying, and lying may not be
Discussions of political tactics in the management ethically acceptable in this situation.
literature also offer little guidance. The literature is, This example illustrates what may be termed the
of course, rich with political guidelines: there are teleological or goal-oriented form of management
leadership theories, lateral relations prescriptions, theory [Keeley, 1979; Krupp, 1961; Pfeffer, 1978].
notions about how to design and implement reward This leads managers and management scholars alike
and control systems, conflict resolution strategies, to restrict normative judgments about organiza-
and the like, all of which provide fodder for the tional behavior to outcomes (e.g., performance,
development of political behavior alternatives satisfaction, system effectiveness) rather than con-
(hereinafter PBA). However, the form of these theo- sider the ethical quality of the means employed.
retical notions tends to reduce decisions to cal- In contrast, the field of normative ethics provides
culations based on effect — that is, they provide the fertile ground on which to develop a normative

364
theory of organizational politics. We will therefore groups that are affected by each PBA, but also
turn to the literature of this field in order to draw out selecting the PBA that optimizes the satisfactions of
a set of principles that can provide the basis for a these constituencies. Obviously, this can amount to
normative analysis of organizational politics that a calculative nightmare.
may reduce the ethical uncertainty surrounding the Accordingly, there are several shortcuts that may
political use of power. be used to reduce the complexity of utilitarian
calculations. Each of these involves a sacrifice of
elegance for calculative ease. First, a decision maker
Ethical Criteria Relevant to can adopt some ideological system that reduces
Political Behavior Decisions elaborate calculations of interests to a series of
utilitarian rules. For example, some religious ide-
Work in the field of normative ethics during this ologies specify rules of behavior that, if followed,
century has evolved from three basic kinds of moral are supposed to result in an improved human condi-
theories: utilitarian theories (which evaluate beha- tion (e.g., the Golden Rule). Certain organizational
vior in terms of its social consequences), theories of ideologies, like professionalism, allow complex
rights (which emphasize the entitlements of indi- utilitarian calculations to be reduced to a focus on
viduals), and theories of justice (which focus on the critical constituencies [Schein, 1966]. Second, a
distributional effects of actions or policies). Each of decision maker can adopt a simplified frame of
these has a venerable heritage. Utilitarian theory reference in evaluating the interests of affected par-
was precisely formulated in the eighteenth century ties. For example, an economic frame of reference
[Bentham, 1789; Mill, 1863; Sidgwick, 1874]. For- presupposes that alternatives are best evaluated in
mulations of rights theories appeared in the seven- terms of dollar costs and dollar benefits. In this way,
teenth century [Hobbes, 1651; Locke, 1690; Kant, utilitarian calculations can be quantified. And third,
1785]. Aristotle and Plato first formulated theories a decision maker can place boundaries on utilitarian
of justice in the fifth century B.C. This past decade calculations. For example, a decision maker can con-
has seen a continuing discussion of a subtle and sider only the interests of those directly affected by a
powerful variant of utilitarianism called "rule decision and thus exclude from analysis all indirect or
utilitarianism" [Brandt, 1979; Sobel, 1970], an secondary effects. Similarly, a decision maker can
elaboration of several rights theories [Dworkin, assume that by giving allegiance to a particular
1978; Nozick, 1974], and the publication of organizational coalition or set of goals (e.g., "official
sophisticated treatments of justice [Bowie, 1971; goals"), everyone's utilities will be optimized.
Rawls, 1971]. Calculative shortcuts like these do not auto-
matically free decision makers from moral respon-
Utilitarian Theory sibility for their actions. Normative ethicians
typically suggest that decision makers should
Utilitarianism holds that actions and plans should periodically assess these simplifying strategies to
be judged by their consequences [Sidgwick, 1874; assure themselves that certain interests are not being
Smart, 1973]. In its classical formulation, ignored or that decision rules do not lead to subop-
utilitarianism claims that behaviors that are moral timal outcomes [e.g., Bok, 1980].
produce the greatest good for the greatest number Whatever form of utilitarianism is employed, two
[Mill, 1863]. Decision makers are required to types of PBAs are typically judged unethical: (1)
estimate the effect of each alternative on all the par- those that are consistent with the attainment of some
ties concerned and to select the one that optimizes goals (e.g., personal goals) at the expense of those
the satisfactions of the greatest number. that encompass broader constituencies (e.g.,
What can be said about the ethical quality of societal goals), and (2) those that constitute com-
PBAs from a utilitarian standpoint? In its present paratively inefficient means to desired ends. Take
form, utilitarianism requires a decision maker to the case of an employee of a company who uses per-
select the PBA that will result in the greatest good sonal power to persuade policy makers to grant
for the greatest number. This implies not only con- unusually high levels of organizational resources to
sidering the interests of all the individuals and a project by systematically excluding important in-

365
formation about the progress of the project. This of justice may specify three types of moral prescrip-
PBA is unethical if other resource allocation tions: distributive rules, principles of administering
schemes would better satisfy a greater number of rules, and compensation norms.
individuals or if persuasion of this kind is less effi- Distributive rules The basic rule of distributive
cient than being more open about how the project is justice is that differentiated treatment of individuals
progressing. should not be based on arbitrary characteristics:
Theory of Rights individuals who are similar in the relevant respects
should be treated similarly, and individuals who dif-
A theory of moral rights asserts that human be- fer in a relevant respect should be treated differently
ings have certain fundamental rights that should be in proportion to the differences between them
respected in all decisions. Several fundamental [Perelman, 1963]. This rule is the basis for conten-
rights have been incorporated into the American tions that certain resource allocations are "fair."
legal system in the form of the Constitutional Bill of When applied to salary administration, for example,
Rights. In light of these Constitutional guarantees, it would lead to a distribution of rewards such that
advocates of moral rights have suggested the follow- those whose jobs are equal in terms of importance,
ing: difficulty, or some other criterion receive equal
1. The right of free consent. Individuals within an rewards.
organization have the right to be treated only as A second distributive rule is that the attributes
they knowingly and freely consent to be treated and positions that command differential treatment
[Bennis & Slater, 1968; Hart, 1955]. should have a clear and defensible relationship to
2. The right to privacy. Individuals have the right goals and tasks [Daniels, 1978]. Clearly, it is unjust
to do whatever they choose to do outside work-
to distribute rewards according to differences
ing hours and to control information about their
private life, including information not intended unrelated to the situation at hand.
to be made public [Miller, 1971; Mironi, 1974; Principles of administering rules Justice requires
Wasserstrom, 1978].
that rules should be administered fairly [Feinberg,
3. The right to freedom of conscience. Individuals 1973; Fuller, 1964]. Rules should be clearly stated
have the right to refrain from carrying out any
order that violates moral or religious norms to and expressly promulgated. They should be con-
which they adhere [Ewing, 1977; Waltzer, 1967]. sistently and impartially enforced. They should ex-
4. The right of free speech. Individuals have the cuse individuals who act in ignorance, under duress,
right to criticize conscientiously and truthfully or involuntarily [Rawls, 1971].
the ethics or legality of the actions of others so Compensation norms A theory of justice also
long as the criticism does not violate the rights of
other individuals [Bok, 1980; Eells, 1962; delineates guidelines regarding the responsibility for
Walters, 1975]. injuries [Brandt, 1959]. First, individuals should not
5. The right to due process. Individuals have the be held responsible for matters over which they have
right to a fair and impartial hearing when they no control. Second, individuals should be compen-
believe their rights are being violated [Ewing, sated for the cost of their injuries by the party
1977, 1981; Evan, 1975]. responsible for those injuries.
While a theory of justice does not require the com-
Making decisions based on a theory of rights is plicated calculations demanded by utilitarian
much simpler than with utilitarian theory. One need theory, it is by no means easy to apply. There is the
only avoid interfering with the rights of others who problem of determining the attributes on which dif-
might be affected by the decision. This can be com- ferential treatment is to be based. There are fact-
plicated, of course, but generally a theory of rights finding challenges associated with administering
does not involve the decision complexities that rules. And there is the thorny problem of establish-
utilitarianism requires. ing responsibility for mistakes and injuries.
However, as applied to political behavior deci-
Theory of Justice
sions, these cannons of justice are useful in clarifying
A theory of justice requires decision makers to be some ethical issues. First, PBAs for the purpose of
guided by equity, fairness, and impartiality. Canons acquiring an advantageous position in the distribu-

366
Table 1
Ethical Theories Relevant to Judging Political Behavior Decisions

Theory Strengths as an Ethical Guide Weaknesses as an Ethical Guide


Utilitarianism 1. Facilitates calculative shortcuts (e.g., 1. Virtually impossible to assess the effects
(Bentham, Ricardo, owing loyalty to an individual, coalition, of a PBA^ on the satisfaction of all
Smith) or organization). affected parties.
2. Promotes the view that the interests 2. Can result in an unjust allocation of
accounted for should not be solely resources, particularly when some in-
particularistic except under unusual dividuals or groups lack representation
circumstances (e.g., perfect compe- or "voice."
tition).
3. Can encourage entrepreneurship, 3. Can result in abridging some per-
innovation, and productivity. sons' rights to accommodate utilitarian
outcomes.
Theory of Rights 1. Specifies minimal levels of satis- 1. Can encourage individualistic,
(Kant, Locke) faction for all individuals. selfish behavior — which, taken to an ex-
treme, may result in anarchy.
2. Establishes standards of social 2. Reduces political prerogatives that
behavior that are independent of may be necessary to bring about just
outcomes. or utilitarian outcomes.
Theory of Justice 1. Ensures that allocations of re- 1. Can encourage a sense of entitlement
(Aristotle, sources are determined fairly. that reduces entrepreneurship, inno-
Rawls) vation, and productivity.
2. Protects the interests of those 2. Can result in abridging some
who may be underrepresented in persons' rights to accommodate the
organizations beyond according canons of justice.
them minimal rights.
^Political behavior alternative.

tion of resources are ethically questionable if there is another. Utilitarian theory cannot adequately ac-
no legitimate basis for the advantage. Second, PBAs count for rights and claims of justice [Lyons, 1965].
based on an exchange of rule leniency for other Rights theories proved deficient in dealing with social
favors are patently unethical unless everyone welfare issues [Singer, 1978]. And theories of justice
qualifies for the same level of leniency. Finally, have been criticized for both violating rights [Nozick,
political advantage should not be based on favor- 1974] and diminishing incentives to produce goods
able attributions of responsibility or the compensa- and services [Okum, 1975]. One solution to the prob-
tion for injury [Allen et al., 1979]. In short, a theory lem of theoretical inadequacy is to combine these
of justice demands that inequality or advantage be three theories into a coherent whole.
determined fairly. To that end, we have incorporated all three nor-
mative theories in a decision tree, diagrammed in
Figure 1. The three categories of ethical criteria that
An Analytical Structure for bear on a political behavior decision are arbitrarily
Evaluating Political Behavior Decisions arranged in the diagram. In addition to incor-
porating all three theories, the decision tree accounts
Each of the three kinds of ethical theories has for overwhelming factors that preclude the applica-
strong and weak points, as depicted in Table 1. Most tion of any of these criteria. These overwhelming
important for our purposes, each can be shown to be factors will be specified after two cases illustrating
inadequate in accounting for issues accounted for by the use of the decision tree have been presented.
367
Does the PBA (political behavior alternative) result No
in the efficient optimization of the satisfactions of
interests inside and outside the organization?

Yes

>

Yes Are there overwhelming factors that justify


suboptimizing these goals and satisfactions?

No

Does the PBA respect the rights of all the af- No


fected parties? Reject PBA

Yes

>f

Yes Are there overwhelming factors that justify the


abrogation of a right?

No

>r
No
Does the PBA respect the canons of justice? Reject PBA

Yes

>f

Yes Are there overwhelming factors that justify the


violation of a canon of justice?

No

f >

Accept PBA Reject PBA

Figure 1
A Decision Tree for Incorporating Ethics into Political Behavior Decisions
368
Illustrative Cases judged equivalent in the blind reviews. Conse-
quently, it is appropriate to answer the first question
Sam and Bob are highly motivated research scien- affirmatively.
tists who work in the new-product development lab The second question inquires into the rights re-
at General Rubber. Sam is by far the most technical- spected by Bob's behavior. Here again, the evidence
ly competent scientist in the lab, and he has been seems persuasive that no one's rights were violated.
responsible for several patents that have netted the Sam did not have (did not create) the same oppor-
company nearly six million dollars in the past tunity to point out the advantages of his proposal to
decade. He is quiet, serious, and socially reserved. those at whom Bob directed his lobbying campaign,
In contrast. Bob is outgoing and demonstrative. but Bob's open campaign involved no deceit, and
While Bob lacks the technical track record Sam has, Sam's inaction may be taken as implied consent.
his work has been solid.though unimaginative. It is in light of the third question that Bob's actions
Rumor has it that Bob will be moved into an ad- are most suspect. Justice would have best been
ministrative position in the lab in the next few years. served in this case if there had been a clear situation-
According to lab policy, a $300,000 fund is relevant difference between the two proposals. The
available every year for the best new-product de- blind reviews found them equivalent, so some other
velopment idea proposed by a lab scientist in the basis for differentiating between the proposals
form of a competitive bid. Accordingly, Sam and presumably had to be found. Bob's efforts served to
Bob both prepare proposals. Each proposal is create irrelevant differences between them. If
carefully constructed to detail the benefits to the anything, Sam's superior technical track record
company and to society if the proposal is accepted, would have been a more relevant factor than Bob's
and it is the consensus of other scientists from blind initiative and social skills in determining who should
reviews that both proposals are equally meritorious. be favored to perform a technical task. Bob's actions
Both proposals require the entire $300,000 to realize in this regard were therefore unjust. Interestingly,
any significant results. Moreover, the proposed line had the proposals required supervision of others or
of research in each requires significant mastery of the ability to persuade others, Bob's approach
the technical issues involved and minimal need to would have been justified.
supervise the work of others.
Let us examine another case. Lee, 61, has been
After submitting his proposal, Sam takes no fur- Director of Engineering for American Semiconduc-
ther action aside from periodically inquiring about tor for 14 years. He is very bright and a fine super-
the outcome of the bidding process. In contrast. Bob visor but he has not kept abreast of new devel-
begins to wage what might be termed an open cam- opments in technology.
paign in support of his proposal. After freely admit- American Semiconductor's manufacturing pro-
ting his intentions to Sam and others. Bob seizes cess creates substantial quantities of toxic materials.
every opportunity he can to point out the relative Lee's rather casual attitude toward the disposal of
advantages of his proposal to individuals who might these chemicals has resulted in a number of en-
have some influence over the decision. So effective is vironmental citations. The firm is now tied up in
this open campaign that considerable informal court on two cases and will probably be forced to
pressure is placed on those authorized to make the pay a considerable amount in damages. Yet, Lee still
decision on behalf of Bob's proposal. Bob's proposal does not perceive the disposal problem as urgent.
is funded and Sam's is not. For three years, Charlie, the executive vice presi-
An ethical analysis of Bob's action in this case dent, has tried to persuade Lee to make this a prior-
could begin by using the decision tree shown in ity issue but has failed. Charlie has reluctantly con-
Figure 1. The first question in the sequence requires a cluded that Lee must be taken out of his position as
utilitarian analysis. Clearly, Bob's interests are bet- Director of Engineering.
ter served than Sam's. However, the nature of the Charlie recognizes that it would demoralize the
two proposals seems to require one of the two to be other managers if he were to fire Lee outright. So,
disappointed. Moreover, the outcome in terms of Charlie decides that he will begin to tell selected in-
broader interests (i.e., company, society) appears dividuals that he is dissatisfied with Lee's work.
not to be suboptimal, since both proposals were When there is open support for Lee, Charlie quietly
369
sides with Lee's opposition. He casually lets Lee's number but at the price of violating an individual's
peers know that he thinks Lee may have outlived his rights, and, on the other hand, a course of action
usefulness to the firm. He even exaggerates Lee's that respects the individual's rights but at the price of
deficiencies and failures when speaking to Lee's co- a substantial reduction in the achievement of the
workers. Discouraged by the waning support from greatest good.
his colleagues. Lee decides to take an early retire- There are no well-defined rules for solving the
ment. moral dilemmas that these conflicts pose. The dilem-
In response to the first question in the decision mas can be resolved only by making a considered
tree, we can conclude that getting Lee out of his posi- judgment concerning which of the conflicting
tion may indeed bring about the "greatest good for criteria should be accorded the most weight in the
the greatest number," presuming a suitable replace- given situation. In some cases the judgment may be
ment can be found. Not only is Lee hindering the easier than in others. Suppose, for example, that
achievement of the apparent goals of the organiza- violating an employee's right to privacy on the job is
tion, but he is also causing external diseconomies in the only way to stopping continuing thefts that
the disposal of the toxic wastes. Both of these prob- deprive thousands of customers from getting quality
lems, especially when taken together, bring us to the pharmaceutical products. Then the utilitarian
conclusion that Lee is hurting both American criterion may be given greater weight than the rights
Semiconductor and many other people. Thus, criterion — employee's rights must be sacrificed for
Charlie's PBA seems to pass utilitarian criteria. the "greatest good."
On the issue of rights, however, there are some Although there are no hard and fast rules for
difficulties with Charlie's PBA. Namely, Lee's right resolving moral dilemmas of this sort, there is a
of free consent was violated. Lee has the right to be systematic procedure for handling them — the prin-
treated honestly and forthrightly and Charlie's at- ciple of double effect. Stated simply, this principle
tempt to destroy Lee's reputation behind his back holds that it is acceptable to make a decision that has
failed to respect this right. two effects, one good and one bad, provided that the
decision maker's dominant motivation is to achieve
the good effect and provided that the good effect is
Overwhelming Factors important enough to permit the bad effect [Grisez,
1970].
A still-unexplained qualification in the decision
tree we have described is the concept of an "over-
Conflicts within criteria Not only may the three
whelming factor" — i.e., a situational factor that
may, in a given case, justify overriding one of the criteria conflict with each other, but each may con-
three ethical criteria: utilitarian outcomes, in- flict with itself as well. First, there may be conflict
dividual rights, or distributive justice. What counts between the utilitarian consequences of those in-
as an overwhelming factor? volved or with the means chosen to accomplish the
appropriate goals. This is probably typical in
organizations that have coalitions with conflicting
Conflicts between criteria As we have sug- goals or where there is conflict among coalitions
gested, the three criteria are intended to sys- about the appropriate means to consensual goals.
tematically focus our attention on three kinds of Second, there may be conflict between therightsof
decision factors: (1) the congruence between the competing individuals. The decision maker may be
decision and the efficient satisfaction of the greatest forced to choose between permitting one person to
number of people, (2) the effect of the decision on in- preserve the right to privacy and allowing another
dividuals who have rights, and (3) the distributional person to exercise the right of free speech. Third,
consequences of the decision. Obviously, these three there may be a conflict between different canons of
factors may come into conflict. As in the American justice. Administering a rule with literal consis-
Semiconductor case, the decision maker may be tency, for example, may conflict with the principle
faced with a situation in which a choice must be that individuals who differ in relevant ways should
made between, on the one hand, a course of action be treated differently. Or there may be a conflict be-
that achieves the greatest good for the greatest tween individuals. A situation may, for example,
370
call for hard choices between using seniority or matters about which they are ignorant or sincerely
using merit as the basis for deciding who is to be in doubt. However, determining whether a decision
given preference. maker's lack of freedom, lack of information, or
As with conflicts between ethical criteria, there lack of certitude is sufficient to abrogate ethical
are no well-defined rules for resolving the dilemmas responsibility requires one to make some exceed-
within ethical criteria. Again, the decision maker is ingly difficult judgments.
forced to employ a weighting procedure. For ex-
ample, when rights come into conflict, the decision
maker must make a conscientious judgment con- Implications
cerning the relative importance of the interests pro-
tected by one right as compared to the interests pro- An important implication of any research on
tected by the conflicting right. Although sometimes ethics lies in the area of education and development.
easy and obvious, such judgments can also be ex- This is particularly true regarding the subject of
ceedingly difficult to make. organizational politics. Presented in an ethically
bland fashion, theories of organizational politics
Lack of capacity to employ the criteria Three tend to evoke an unfortunate combination of
kinds of factors might legitimately relieve the deci- cynicism, defeatism, and paranoia. Without ethical
sion maker of the responsibility of adhering to the paradigms, individuals too often infer that success is
ethical criteria relevant to a certain decision. All controlled by others or attained only by those who
three of these factors relate to the decision maker's engage in unproductive behavior. In contrast, con-
personal incapacity to adhere to the relevant fronting the ethical issues in organizational politics
criteria. leads individuals to assume responsibility for their
firsf, the decision maker may legitimately lay political behavior decisions. It is unlikely that such
aside a certain ethical criterion if there is no freedom an approach will enable individuals to solve all the
to use it. For example, a manager may be so ethical dilemmas they will face in their careers, but it
pressured by others that ethical criteria cannot be may stimulate "moral" development [Kohlberg,
brought to bear on the decision. Or a decision maker 1973].
may be only in partial control of a certain decision Several lines of research are also suggested by the
and thus unable to use a specific ethical criterion. foregoing analysis. First, there would be some value
Second, the decision maker might legitimately fail in further developing ethical paradigms for other
to employ a certain ethical criterion owing to a lack areas of discretion faced by organizational
of adequate information for using that criterion. As members. For example, the areas of obedience,
we have seen, this is more often the case with the whistle blowing, self-promotion, and bottom-up
utilitarian and justice criteria than with the rights social intervention all cry out for ethical guidance.
criterion. Second, there is a need to conduct empirical research
Third, the decision maker who has strong and regarding what rights, canons of justice, and
reasonable doubts about the legitimacy of an ethical utilitarian rules are commonly accepted in general
criterion can legitimately be excused from adhering and in specific dilemmas. Third, the process of
to that criterion. There is nothing sacred about the ethical judgment about politics and other issues
specific ethical criteria proposed in this article. They needs empirical work. For example, what antece-
represent a consensus among normative ethicians, dent conditions are associated with ethical actions?
but that does not preclude other, more or less con- Similarly, how do ethical codes formalized in an
straining norms being employed, as long as they are organization influence political behavior decisions?
arrived at conscientiously.
Faced with any of these three kinds of incapaci-
tating factors, the decision maker may legitimately Concluding Remarks
accord a lesser weight to one criterion. The underly-
ing rationale for such systematic devaluation of As should be clear from this discussion, reducing
ethical criteria is simple. Persons cannot be held the ethical uncertainty surrounding political
responsible for matters they cannot control or for behavior decisions places significant cognitive
371
burdens on the decision maker [Simon, 1976]. Judg- realities of organizational life [Nord, 1978]. For ex-
ing the normative equality of PBAs can involve con- ample, in describing a patently unethical political act,
fronting complicated ethical dilemmas. Yet, there one writer asserted "many people think it is wrong to
seems to be no satisfactory substitute for individual try to influence others in this way, even people who,
discretion that addresses these complexities directly without consciously recognizing it, use this technique
and to the limits of one's cognitive capabilities. themselves" [Kotter, 1977], as if to justify the action.
As we have seen, management theory offers little We do not intend to replace cynicism of this kind with
guidance in this regard. Its calculative form in- Polyanna assertions that ethical managers (politi-
fluences us to be ethically myopic when we evaluate cians) will be more successful than unethical ones.
political behavior. Instead of determining whether They may or may not be, but that is really not the
human rights or standards of justice are violated, we point. Ethics involves standards of conduct, not
are often content to judge political behavior ac- guidelines for personal gain. When it comes to the
cording to its outcomes. This orientation invites ethics of organizational politics, respect for justice
cynicism about what are termed the political and human rights should prevail for its own sake.

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Gerald F. Cavanagh is Professor of Management, University of


Detroit.

Dennis J. Moberg is Associate Professor of Management,


Graduate School of Business and Administration, University of
Santa Clara, Santa Clara, California. He is presently serving as
Visiting Professor of Management, Netherlands School of
Business, Breuklen, The Netherlands.

Manuel Velasquez is Assistant Professor of Philosophy, School of


Humanities, University of Santa Clara, Santa Clara, California.

Received 6/23/80

374

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