Group Timeseries: UBS Key Figures

Group Timeseries
Year ended
As of or for the quarter ended

CHF million, except where indicated
31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
31.12.12
31.12.11
31.12.10
6,222
8,044
(1,823)
(1,890)
6,287
8,816
(2,529)
(2,137)
6,408
5,400
1,008
478
6,525
4,956
1,569
1,037
5,862
5,381
481
323
6,412
5,447
965
1,008
7,171
5,531
1,640
1,005
8,344
6,123
2,221
1,802
7,141
5,956
1,186
1,640
6,658
5,867
790
1,644
9,185
6,599
2,587
1,987
9,010
6,228
2,782
2,181
25,443
27,216
(1,774)
(2,511)
27,788
22,482
5,307
4,138
31,994
24,650
7,345
7,452
(0.50)
(0.57)
0.12
0.27
0.08
0.26
0.26
0.47
0.43
0.43
0.51
0.57
(0.67)
1.08
1.94
(5.2)
1.6
12.0
1.9
(1.7)
8.3
11.9
1.9
6.2
7.9
11.8
1.9
8.5
10.8
11.5
1.9
9.1
11.9
13.7
2.1
11.4
14.9
14.4
2.3
12.8
16.6
15.3
2.4
16.5
21.5
16.6
2.6
18.0
24.7
15.5
2.3
19.0
26.5
15.9
2.4
21.0
29.5
17.5
2.6
22.5
31.9
17.1
2.6
(5.2)
1.6
12.0
1.9
9.1
11.9
13.7
2.1
18.0
24.7
15.5
2.3
N/A
1.2
N/A
2.5
(53.9)
1.8
221.1
0.6
(68.0)
1.1
0.3
1.0
(44.2)
1.7
9.9
4.0
(0.2)
0.8
(17.3)
0.2
(8.9)
(0.9)
75.7
(3.3)
N/A
1.6
(44.5)
1.9
N/A
(0.8)
128.8
137.4
84.2
76.4
91.6
83.8
77.3
73.4
81.5
88.5
71.5
70.0
106.5
80.7
76.9
21.3
20.2
19.2
18.7
6.3
6.1
5.6
5.6
15.9
19.6
5.4
13.2
18.4
5.4
18.1
4.8
17.9
4.6
17.8
4.4
16.7
4.4
16.4
4.1
16.0
4.1
1,259,232
45,895
12.25
10.52
19.0
25.2
1,366,136
48,065
12.83
11.06
18.1
23.6
1,409,220
50,455
13.46
10.86
17.2
21.8
1,363,086
48,789
12.92
10.45
16.7
21.1
1,288,717
43,686
11.49
8.95
1,314,813
43,728
11.53
8.94
1,458,298
43,552
11.47
8.75
1,456,002
41,786
11.02
8.06
1,354,042
39,708
10.47
7.54
210,278
214,676
211,092
1,444,551
47,394
12.67
10.16
11.7
14.2
20.0
283,843
207,257
37,546
38,121
1,234,263
44,203
11.73
9.38
192,505
1,416,962
48,530
12.95
10.36
14.1
17.2
21.6
240,962
198,494
38,370
38,980
UBS key figures

Group results
Operating income
Operating expenses
Operating profit from continuing operations before tax
Net profit attributable to UBS shareholders
Diluted earnings per share (CHF)
Key performance indicators, balance sheet and capital management

Performance
Return on equity (RoE) (%)
Return on tangible equity (%)
Return on risk-weighted assets, gross (%)
Return on assets, gross (%)
Growth
Net profit growth (%) 2
Net new money growth (%) 3
Efficiency
Cost / income ratio (%)
Capital strength
BIS tier 1 capital ratio, Basel 2.5 (%)
BIS tier 1 capital ratio, Basel II (%)
FINMA leverage ratio (%)
Balance sheet and capital management
Total assets
Equity attributable to UBS shareholders
Total book value per share (CHF)
Tangible book value per share (CHF)
BIS core tier 1 capital ratio, Basel 2.5 (%)
BIS total capital ratio, Basel 2.5 (%)
BIS total capital ratio, Basel II (%)
BIS risk-weighted assets, Basel 2.5
BIS risk-weighted assets, Basel II
BIS tier 1 capital, Basel 2.5
BIS tier 1 capital, Basel II
40,982
42,396
41,210
39,570
19.5
19.4
20.4
20.2
20.4
20.0
206,224
203,361
198,875
208,289
204,848
209,138
37,387
36,379
35,323
34,817
33,685
33,404
Additional information
Invested assets (CHF billion) 4
Personnel (full-time equivalents)
2,230
62,628
2,242
63,745
2,163
63,520
2,115
64,243
2,088
64,820
1,948
65,921
1,991
65,707
2,118
65,396
2,075
64,617
2,106
64,583
2,107
63,876
2,193
64,293
Market capitalization
54,729
43,894
42,356
48,488
42,843
40,390
58,745
63,144
58,803
63,898
55,393
65,660
1 Based on Basel 2.5 risk-weighted assets for 2012. Based on Basel II risk-weighted assets for periods prior to 2012.
invested assets for Retail & Corporate.
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2 Not meaningful and not included if either the reporting period or the comparison period is a loss period. 3 Group net new money includes net new money for Retail & Corporate and excludes interest and dividend income.
4 In the first quarter of 2012, we have refined our definition of invested assets. Group invested assets includes
2/5/2013
3:22 AM
Group Timeseries
Year ended

31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
31.12.12
31.12.11
31.12.10
Income statement
Continuing operations
Interest income
Interest expense
3,550
(2,071)
3,891
(2,360)
4,397
(3,004)
4,130
(2,539)
4,139
(2,395)
4,372
(2,512)
4,880
(3,440)
4,578
(2,796)
4,591
(2,888)
4,620
(3,019)
4,864
(3,771)
4,798
(2,980)
15,968
(9,974)
17,969
(11,143)
18,872
(12,657)
Net interest income

Credit loss (expense) / recovery
1,478
(24)
1,531
(129)
1,393
(1)
1,591
37
1,745
(14)
1,861
(89)
1,440
16
1,781
3
1,703
(164)
1,601
30
1,093
(48)
1,818
116
5,994
(118)
6,826
(84)
6,215
(66)
Net interest income after credit loss expense

Net fee and commission income
Net trading income
Other income
1,454
3,994
371
402
1,401
3,919
779
188
1,392
3,649
1,369
(1)
1,628
3,843
961
93
1,731
3,560
443
128
1,771
3,557
(28)
1,111
1,456
3,879
1,724
112
1,784
4,240
2,203
117
1,539
4,444
785
373
1,631
3,978
868
180
1,045
4,366
3,450
324
1,934
4,372
2,368
337
5,875
15,405
3,480
682
6,742
15,236
4,343
1,467
6,149
17,160
7,471
1,214
Total operating income
6,222
6,287
6,408
6,525
5,862
6,412
7,171
8,344
7,141
6,658
9,185
9,010
25,443
27,788
31,994
Personnel expenses
General and administrative expenses
Depreciation and impairment of property and equipment
Impairment of goodwill
Amortization and impairment of intangible assets
4,014
3,843
169
0
19
3,802
1,761
184
3,030
39
3,544
1,652
179
0
26
3,378
1,398
158
0
23
3,502
1,652
198
0
29
3,773
1,411
212
0
51
3,940
1,408
161
0
22
4,420
1,488
191
0
24
3,805
1,894
231
0
26
4,004
1,634
196
0
33
4,673
1,638
257
0
31
4,548
1,419
234
0
27
14,737
8,653
689
3,030
106
15,634
5,959
761
0
127
17,031
6,585
918
0
117
Total operating expenses

Operating profit from continuing operations before tax
Tax expense / (benefit)
8,044
8,816
5,400
4,956
5,381
5,447
5,531
6,123
5,956
5,867
6,599
6,228
27,216
22,482
24,650
(1,823)
66
(2,529)
(394)
1,008
257
1,569
531
481
156
965
(45)
1,640
372
2,221
417
1,186
(475)
790
(833)
2,587
302
2,782
596
(1,774)
461
5,307
901
7,345
(409)
Net profit from continuing operations
(1,889)
(2,135)
751
1,038
324
1,010
1,268
1,804
1,661
1,623
2,284
2,186
(2,235)
4,406
7,754
Profit from discontinued operations before tax

Tax expense
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
2
0
0
0
0
0
2
0
Net profit from discontinued operations
(1,889)
(2,135)
751
1,038
324
1,010
1,268
1,804
1,661
1,623
2,285
2,187
(2,235)
4,406
7,756
1
1
0
1
1
0
273
273
0
1
1
0
2
2
0
21
21
0
(21)
(21)
0
298
298
0
6
5
1
276
276
0
268
268
0
304
303
1
(2,137)
(2,137)
0
478
478
0
1,037
1,037
0
323
323
0
263
262
0 0
1,005
1,005
0
2
2
0
(1,890)
(1,890)
0
2
2
0 0
1,008
1,008
0
1,802
1,802
0
1,640
1,640
0
1,644
1,644
0
1,987
1,987
0
2,181
2,180
1
(2,511)
(2,511)
0
4,138
4,138
0
7,452
7,451
1
(0.50)
(0.50)
0.00
(0.50)
(0.50)
0.00
(0.57)
(0.57)
0.00
(0.57)
(0.57)
0.00
0.13
0.13
0.00
0.12
0.12
0.00
0.28
0.28
0.00
0.27
0.27
0.00
0.09
0.09
0.00
0.08
0.08
0.00
0.27
0.27
0.00
0.26
0.26
0.00
0.26
0.26
0.00
0.26
0.26
0.00
0.48
0.48
0.00
0.47
0.47
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.52
0.52
0.00
0.51
0.51
0.00
0.58
0.58
0.00
0.57
0.57
0.00
(0.67)
(0.67)
0.00
(0.67)
(0.67)
0.00
1.10
1.10
0.00
1.08
1.08
0.00
1.97
1.97
0.00
1.94
1.94
0.00
Discontinued operations
Net profit
Net profit attributable to non-controlling interests
from continuing operations
from discontinued operations
Earnings per share (CHF)

Basic earnings per share
Diluted earnings per share
2/5/2013
3:22 AM
Group Timeseries
Year ended

31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
66,383
21,230
37,372
130,941
160,861
44,698
418,029
30,413
9,106
279,901
66,383
6,093
858
6,004
6,461
8,143
11,055
88,473
24,859
57,368
135,917
181,869
48,034
449,241
32,662
9,371
278,441
69,152
6,576
857
5,909
6,632
8,279
10,530
96,147
38,294
52,200
158,524
179,226
45,563
458,301
42,069
9,210
274,489
60,012
6,483
796
5,892
9,754
8,668
9,156
82,865
30,484
49,724
182,397
187,978
50,562
417,870
35,256
8,830
265,922
59,795
6,334
785
5,751
9,345
9,058
10,693
40,638
23,218
58,763
213,501
181,525
39,936
486,584
41,322
10,336
266,604
53,174
6,327
795
5,688
9,695
9,627
9,165
79,752
25,454
53,630
134,171
205,830
61,414
537,318
46,972
9,487
266,021
42,421
6,401
761
5,462
9,393
9,658
11,821
13,574
21,412
60,661
156,321
222,578
62,652
335,169
34,520
8,119
264,522
71,604
5,851
732
5,322
8,857
9,037
15,984
27,041
16,340
61,453
158,405
236,088
55,761
358,643
34,453
8,539
267,313
71,079
6,278
778
5,442
9,649
9,785
17,430
26,939
17,133
62,454
142,790
228,815
61,352
401,146
38,071
8,504
262,877
74,768
5,466
790
5,467
9,822
10,262
19,506
20,288
17,126
70,699
140,731
246,312
60,262
517,438
45,164
8,863
265,993
74,797
5,643
871
5,664
10,321
9,825
18,564
62,624
15,484
71,371
127,331
224,142
52,647
504,210
50,112
10,047
266,721
71,718
5,999
898
5,899
11,202
9,072
19,173
41,081
17,970
62,965
124,563
229,428
52,042
418,727
50,288
10,269
266,711
77,478
6,106
902
6,028
11,111
9,068
21,344
24,463
1,259,232
1,366,136
1,409,220
1,363,086
1,416,962
1,444,551
1,234,263
1,288,717
1,314,813
1,458,298
1,456,002
1,354,042
23,024
9,203
37,639
34,154
395,070
71,148
92,878
371,892
6,881
104,656
62,438
1,208,983
33,281
10,362
68,187
50,402
427,509
72,388
94,328
369,047
7,053
117,815
63,308
1,313,680
39,398
10,000
95,764
49,980
446,415
68,991
93,263
361,783
6,232
117,695
64,861
1,354,383
31,647
7,954
118,228
52,607
404,247
62,747
88,907
342,980
5,648
133,291
61,710
1,309,967
30,201
8,136
102,429
39,480
473,400
67,114
88,982
342,409
6,850
140,617
64,410
1,364,027
38,265
7,005
81,495
48,313
528,223
66,296
84,453
331,956
7,046
134,051
65,595
32,361
5,873
105,214
50,761
329,431
53,710
92,251
323,034
6,626
122,765
63,658
34,159
7,008
96,743
55,158
349,563
54,599
103,073
335,333
7,143
130,878
66,228
41,490
6,651
74,796
54,975
393,762
58,924
100,756
332,301
7,738
130,271
64,378
39,216
9,265
79,822
58,013
499,635
73,524
106,857
330,325
7,437
137,152
67,921
38,193
10,759
65,727
56,269
497,069
70,141
104,679
341,763
7,082
138,041
77,166
35,603
10,038
67,492
53,246
409,382
64,328
114,568
338,891
6,775
130,326
76,140
1,392,699
1,185,683
1,239,884
1,266,042
1,409,168
1,406,889
1,306,790
Share capital
Share premium
Treasury shares
Equity classified as obligation to purchase own shares
Retained earnings
Cumulative net income recognized directly in equity, net of tax
384
33,898
(1,071)
(37)
21,231
(8,509)
383
33,619
(1,036)
(40)
23,121
(7,983)
383
33,720
(1,012)
(35)
25,258
(7,859)
383
34,079
(750)
(39)
24,779
(9,664)
383
34,614
(1,160)
(39)
23,742
(9,011)
383
34,330
(1,239)
(50)
23,419
(9,448)
383
33,652
(1,022)
(53)
22,411
(11,169)
383
33,231
(495)
(41)
21,406
(10,798)
383
34,393
(654)
(54)
19,604
(9,945)
383
34,799
(599)
(48)
17,964
(8,946)
383
34,105
(646)
(53)
16,320
(8,324)
383
33,534
(605)
(37)
14,333
(7,900)
Equity attributable to UBS shareholders

Equity attributable to non-controlling interests
45,895
4,353
48,065
4,392
50,455
4,383
48,789
4,331
48,530
4,406
47,394
4,458
44,203
4,377
43,686
5,147
43,728
5,043
43,552
5,578
41,786
7,327
39,708
7,545
Total equity
50,249
52,456
54,838
53,120
52,935
51,852
48,580
48,833
48,770
49,130
49,113
47,252
1,259,232
1,366,136
1,409,220
1,363,086
1,416,962
1,444,551
1,234,263
1,288,717
1,314,813
1,458,298
1,456,002
1,354,042
31.12.12
31.12.11
31.12.10
Balance sheet
Assets
Cash and balances with central banks
Due from banks
Cash collateral on securities borrowed
Reverse repurchase agreements
Trading portfolio assets
of which: assets pledged as collateral which may be sold or repledged by counterparties
Positive replacement values
Cash collateral receivables on derivative instruments
Financial assets designated at fair value
Loans
Financial investments available-for-sale
Accrued income and prepaid expenses
Investments in associates
Property and equipment
Goodwill and intangible assets
Deferred tax assets
Other assets
Total assets
Liabilities
Due to banks
Cash collateral on securities lent
Repurchase agreements
Trading portfolio liabilities
Negative replacement values
Cash collateral payables on derivative instruments
Financial liabilities designated at fair value
Due to customers
Accrued expenses and deferred income
Debt issued
Other liabilities
Total liabilities
Equity
Total liabilities and equity
2/5/2013
3:22 AM
Group Timeseries
Year ended

31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
31.12.12
31.12.11
31.12.10
Net interest income

Net trading income
1,478
371
1,531
779
1,393
1,369
1,591
961
1,745
443
1,861
(28)
1,440
1,724
1,781
2,203
1,703
785
1,601
868
1,093
3,450
1,818
2,368
5,994
3,480
6,826
4,343
6,215
7,471
Total net interest and trading income
1,850
2,309
2,762
2,553
2,188
1,833
3,164
3,985
2,488
2,469
4,543
4,186
9,474
11,169
13,686
Wealth Management
Wealth Management Americas
Investment Bank
of which: investment banking
of which: equities
of which: fixed income, currencies and commodities
Global Asset Management
Retail & Corporate
Corporate Center
of which: own credit on financial liabilities designated at fair value
669
328
663
(7)
263
407
7
634
(450)
(414)
689
304
1,336
(12)
440
908
(3)
620
(636)
(863)
683
311
975
27
(39)
987
3
610
180
239
688
323
1,898
9
599
1,290
5
603
(964)
(1,164)
703
321
1,161
47
341
774
12
638
(647)
(71)
775
307
(1,010)
(7)
(1,641)
639
1
702
1,059
1,765
693
269
1,565
(6)
655
916
(8)
653
(7)
(25)
675
283
2,294
11
794
1,489
3
669
61
(133)
603
305
1,260
29
533
698
8
688
(377)
(509)
591
317
952
(38)
450
540
(8)
649
(33)
(387)
611
329
2,171
7
770
1,394
13
669
749
595
579
314
2,463
12
768
1,683
8
664
158
(247)
2,728
1,265
4,872
16
1,263
3,593
12
2,467
(1,870)
(2,202)
2,846
1,179
4,010
44
149
3,817
8
2,661
465
1,537
2,384
1,266
6,847
11
2,521
4,315
22
2,670
497
(548)
Total net interest and trading income
1,850
2,309
2,762
2,553
2,188
1,833
3,164
3,985
2,488
2,469
4,543
4,186
9,474
11,169
13,686
Investment Bank investment banking

Investment Bank equities
Investment Bank fixed income, currencies and commodities
Other business divisions and Corporate Center
12
159
229
(29)
0
401
629
(251)
34
53
702
580
23
419
1,069
(550)
51
348
292
(249)
(3)
(1,758)
278
1,454
(9)
936
534
264
22
646
1,212
324
29
412
398
(54)
(24)
363
95
435
8
1,120
1,089
1,233
14
661
1,128
565
69
1,032
2,629
(250)
61
173
2,316
1,793
27
2,556
2,709
2,179
Net trading income
371
779
1,369
961
443
(28)
1,724
2,203
785
868
3,450
2,368
3,480
4,343
7,471
Note 3 Net interest and trading income
Net trading income
Note 4 Net fee and commission income

Equity underwriting fees
Debt underwriting fees
223
182
205
230
163
137
216
183
129
117
110
113
197
157
171
227
236
165
272
199
807
732
626
554
1,157
755
405
197
937
954
1,530
130
436
172
928
907
1,509
113
300
136
930
871
1,449
106
398
173
1,041
894
1,404
102
247
262
837
870
1,372
85
223
214
1,058
814
1,330
86
355
240
1,004
927
1,394
94
189
166 642
355
276
1,271
966
1,454
103
477
164
Total underwriting fees

M&A and corporate finance fees
Brokerage fees
Investment fund fees
Portfolio management and advisory fees
Insurance-related and other fees
642
265
1,187
957
1,486
88
398
226
1,078
917
1,416
89
402
163
1,384
1,012
1,538
92
471
204
1,280
1,012
1,519
92
1,539
679
3,836
3,626
5,892
451
1,180
992
4,169
3,577
5,551
368
1,912
857
4,930
3,898
5,959
361
Total securities trading and investment activity fees

Credit-related fees and commissions
Commission income from other services
4,153
111
200
4,065
96
215
3,793
109
218
4,012
98
201
3,672
118
219
3,725
94
198
4,014
108
212
4,425
118
198
4,626
115
213
4,124
107
209
4,590
116
219
4,578
110
210
16,023
414
833
15,837
438
827
17,918
448
850
Total fee and commission income
4,464
4,375
4,120
4,312
4,009
4,018
4,334
4,741
4,953
4,440
4,925
4,897
17,270
17,102
19,216
Brokerage fees paid

Other
217
252
206
251
218
253
230
239
202
247
239
222
232
223
260
241
266
243
245
217
309
251
273
253
871
994
933
933
1,093
964
Total fee and commission expense
469
456
471
469
449
461
455
501
509
462
559
526
1,865
1,866
2,057
3,994
720
3,919
722
3,649
712
3,843
811
3,560
635
3,557
818
3,879
772
4,240
1,011
4,444
921
3,978
833
4,366
1,075
4,372
1,008
15,405
2,965
15,236
3,236
17,160
3,837
Net fee and commission income

of which: net brokerage fees
2/5/2013
3:22 AM
Group Timeseries
Year ended

31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
31.12.12
31.12.11
31.12.10
7
0
15
9
0
37
(6)
0
26
(17)
0
10
3
7
12
0
0
8
(23)
8
12
2
5
10
(3)
78
12
14
0
19
16
(2)
16
(34)
180
34
(7)
0
88
(18)
20
42
(7)
256
81
Note 5 Other income

Associates and subsidiaries
Net gains / (losses) from disposals of subsidiaries 1
Net gains / (losses) from disposals of investments in associates
Share of net profits of associates
Total
Financial investments available-for-sale
Net gains / (losses) from disposals
Impairment charges
Total
Net income from properties 2
Net gains / (losses) from investment properties
Other 4
Total other income
1 Includes foreign exchange gains / losses reclassified from other comprehensive income related to disposed or dormant subsidiaries.
22
45
20
(6)
22
(3)
16
87
33
31
180
81
44
331
208
(11)
86
(17)
67
(28)
53
(29)
60
(3)
786
(32)
54
(1)
26
(4)
56
(8)
62
(15)
39
(24)
48
(26)
414
(85)
926
(39)
204
(72)
196
69
39
24
58
754
53
22
48
47
15
21
329
887
132
9
0
175
402
9
1
64
188
8
1
(69)
(1)
9
2
65
93
8
3
37
128
8
1
340
1,111
11
1
49
112
10
4
65
117
12
3
223
373
13
9
79
180
15
6
258
324
14
(10)
131
337
35
4
234
682
38
9
490
1,467
53
8
690
1,214
2 Includes net rent received from third parties and net operating expenses.
3 Includes unrealized and realized gains / losses from investment properties at fair value and foreclosed assets.
4 Includes mainly net gains / losses from disposals of loans and receivables and own-used property.
Note 6 Personnel expenses

Salaries and variable compensation
Contractors
Social security
Pension and other post-employment benefit plans
Wealth Management Americas: Financial advisor compensation 1
Other personnel expenses
2,628
56
221
205
739
164
2,388
59
183
247
741
184
2,352
52
166
90
713
170
2,813
47
199
(524)
679
164
2,234
48
163
209
666
181
2,566
55
154
225
607
166
2,717
57
188
202
604
171
3,050
58
237
195
640
241
2,487
68
204
210
658
178
2,684
59
185
203
646
227
3,040
52
198
203
704
475
3,134
52
238
219
659
247
10,182
214
768
18
2,873
682
10,567
217
743
831
2,518
758
11,345
232
826
834
2,667
1,127
Total personnel expenses
4,014
3,802
3,544
3,378
3,502
3,773
3,940
4,420
3,805
4,004
4,673
4,548
14,737
15,634
17,031
1 Financial advisor compensation consists of grid-based compensation based directly on compensable revenues generated by financial advisors and supplemental compensation calculated based on financial advisor productivity, firm tenure, assets and other variables. It also includes costs related to compensation commitments and advances granted to financial advisors at the time of recruitment, which are subject to vesting requirements.
Note 7 General and administrative expenses

Occupancy
Rent and maintenance of IT and other equipment
Communication and market data services
Administration
Marketing and public relations
Travel and entertainment
Professional fees
Outsourcing of IT and other services
Provisions for litigation and regulatory matters 1
Other
277
123
154
264
165
124
278
370
2,081
9
270
111
162
132
127
102
261
353
239
4
266
120
158
107
153
119
182
337
181
28
261
119
158
134
83
105
187
298
48
5
267
111
161
244
124
127
264
298
38
18
251
98
140
117
104
107
193
270
46
84
258
106
154
94
94
123
190
290
85
12
283
113
161
165
71
112
175
293
107
8
290
147
154
200
122
134
232
334
270
11
306
142
161
157
91
113
186
268
182
28
322
135
186
172
77
121
182
260
82
102
334
132
164
140
50
98
154
216
97
34
1,074
473
632
636
528
450
908
1,357
2,549
47
1,059
429
616
621
393
470
822
1,151
276
122
1,252
555
664
669
339
466
754
1,078
631
175
Total general and administrative expenses
3,843
1,761
1,652
1,398
1,652
1,411
1,408
1,488
1,894
1,634
1,638
1,419
8,653
5,959
6,585
1 Reflects the net increase / release of provisions for litigation and regulatory matters recognized in the income statement and recoveries from third parties.
2/5/2013
3:22 AM
Group Timeseries
Year ended

31.12.12
30.9.12
30.6.12
31.3.12
31.12.11
30.9.11
30.6.11
31.3.11
31.12.10
30.9.10
30.6.10
31.3.10
31.12.12
31.12.11
31.12.10
(1,890)
(1,890)
0
(2,137)
(2,137)
0
478
478
0
1,037
1,037
0
323
323
0
1,008
1,008
0
1,005
1,005
0
1,802
1,802
0
1,640
1,640
0
1,644
1,644
0
1,987
1,987
0
2,181
2,180
1
(2,511)
(2,511)
0
4,138
4,138
0
7,452
7,451
1
(1,890)
(1)
(2,137)
(1)
478
(2)
1,037
(1)
323
(1)
1,008
(5)
1,005
(3)
1,802
0
1,640
(3)
1,644
0
1,987
(8)
2,181
0
(2,511)
(1)
4,138
(3)
7,452
(2)
(1,891)
(1,891)
0
(2,138)
(2,138)
0
476
476
0
1,036
1,036
0
322
322
0
1,003
1,003
0
1,002
1,002
0
1,802
1,802
0
1,637
1,637
0
1,644
1,644
0
1,979
1,979
0
2,181
2,180
1
(2,512)
(2,512)
0
4,135
4,135
0
7,450
7,449
1
3,748,149,482
3,746,938,472
3,766,724,109
3,754,637,548
3,746,558,486
3,759,881,515
3,797,742,649
3,791,963,103
3,794,872,701
3,794,209,156
3,792,345,213
3,777,504,682
3,754,112,403
3,774,036,437
3,789,732,938
258,743
385,983
60,877,830
64,587,405
53,577,481
55,522,658
71,667,289
57,494,693
54,855,259
52,610,040
52,732,389
27,796,742
126,261
61,259,378
48,599,111
3,748,408,225
3,747,324,455
3,827,601,939
3,819,224,953
3,800,135,967
3,815,404,173
3,869,409,938
3,849,457,796
3,849,727,960
3,846,819,196
3,845,077,602
3,805,301,424
3,754,238,664
3,835,295,815
3,838,332,049
(0.50)
(0.50)
0.00
(0.50)
(0.50)
0.00
(0.57)
(0.57)
0.00
(0.57)
(0.57)
0.00
0.13
0.13
0.00
0.12
0.12
0.00
0.28
0.28
0.00
0.27
0.27
0.00
0.09
0.09
0.00
0.08
0.08
0.00
0.27
0.27
0.00
0.26
0.26
0.00
0.26
0.26
0.00
0.26
0.26
0.00
0.48
0.48
0.00
0.47
0.47
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.43
0.43
0.00
0.52
0.52
0.00
0.51
0.51
0.00
0.58
0.58
0.00
0.57
0.57
0.00
(0.67)
(0.67)
0.00
(0.67)
(0.67)
0.00
1.10
1.10
0.00
1.08
1.08
0.00
1.97
1.97
0.00
1.94
1.94
0.00
Ordinary shares issued

Treasury shares
3,835,250,233
87,879,601
3,833,580,057
87,731,484
3,833,127,261
84,869,397
3,833,019,423
57,028,735
3,832,121,899
84,955,551
3,832,081,010
91,265,502
3,832,003,459
64,152,608
3,831,569,986
28,390,053
3,830,840,513
38,892,031
3,830,809,437
34,659,968
3,830,805,268
38,372,475
3,830,795,869
36,894,804
Shares outstanding
Exchangeable shares
3,747,370,632
3,745,848,573
3,748,257,864
3,775,990,688
3,747,166,348
3,740,815,508
3,767,850,851
3,803,179,933
3,791,948,482
3,796,149,469
3,792,432,793
3,793,901,065
418,526
422,413
433,701
435,339
509,243
3,746,270,986
3,748,691,565
3,776,426,027
3,747,675,591
3,741,332,035
580,261 3796729730
580,261
3,796,729,730
613,456
3,747,789,158
516,527 3768418816
567,965 3803753756
573,823
3,768,418,816 3,803,753,756
605,827
Shares outstanding for EPS
3,792,528,743
3,793,038,620
3,794,514,521
434
159
(103)
(16)
508
34
(103)
(5)
406
170
(88)
20
433
61
(73)
(15)
464
31
(81)
19
505
43
(111)
27
493
113
(65)
(36)
565
34
(97)
(9)
543
101
(51)
(28)
578
82
(71)
(46)
596
50
(80)
12
599
49
(58)
6
474
434
508
406
433
464
505
493
565
543
578
596
Note 9 Earnings per share (EPS) and shares outstanding

Basic earnings (CHF million)
Diluted earnings (CHF million)

Less: (profit) / loss on equity derivative contracts
Net profit attributable to UBS shareholders for diluted EPS
Weighted average shares outstanding

Weighted average shares outstanding for basic EPS
Effect of dilutive potential shares resulting from notional shares, in-the-money options and warrants
outstanding
Weighted average shares outstanding for diluted EPS
Earnings per share (CHF)

Basic
Diluted
Shares outstanding
Note 13c Deferred day 1 profit or loss

Balance at the beginning of the period
Deferred profit / (loss) on new transactions
Recognized (profit) / loss in the income statement
Foreign currency translation
Balance at the end of the period
2/5/2013
3:22 AM
31.12.09
22,601
25,128
(2,527)
(2,700)
(0.74)
(7.9)
(6.1)
9.9
1.5
N/A
(7.0)
102.8
up invested assets includes
2/5/2013
3:22 AM
31.12.09
23,461
(17,016)
6,446
(1,832)
4,614
17,712
(324)
599
22,601
16,508
6,248
1,048
1,123
200
25,128
(2,527)
(444)
(2,082)
(7)
0
(7)
(2,089)
610
600
10
(2,700)
(2,683)
(17)
(0.74)
(0.73)
(0.00)
(0.74)
(0.73)
(0.00)
2/5/2013
3:22 AM
31.12.09
2/5/2013
3:22 AM
31.12.09
6,446
(324)
6,122
2,478
1,563
5,946
(35)
3,162
2,819
66
2,874
(6,805)
(2,023)
6,122
61
3,555
222
(4,161)
(324)
1,590
796
2,386
881
5,400
4,000
5,863
264
18,794
339
878
20,010
1,231
1,068
2,299
17,712
4,169
2/5/2013
3:22 AM
31.12.09
96
(1)
37
133
110
(349)
(239)
72
(39)
672
599
10,890
275
804
954
2,426
1,159
16,508
requirements.
1,420
623
697
695
225
412
830
836
233
279
6,248
2/5/2013
3:22 AM
31.12.09
(2,700)
(2,683)
(17)
(2,700)
(5)
(2,705)
(2,688)
(17)
3,661,086,266
754,948
3,661,841,214
(0.74)
(0.73)
(0.00)
(0.74)
(0.73)
(0.00)
2/5/2013
3:22 AM

Group Timeseries: UBS Key Figures

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Group Timeseries

As of or for the quarter ended

UBS key figures

Key performance indicators, balance sheet and capital management

As of or for the quarter ended

Net interest income

Net interest income after credit loss expense

Total operating income

Total operating expenses

Net profit from continuing operations

Profit from discontinued operations before tax

Net profit from discontinued operations

Earnings per share (CHF)

As of or for the quarter ended

Equity attributable to UBS shareholders

Total liabilities and equity

As of or for the quarter ended

Net interest income

Total net interest and trading income

Total net interest and trading income

Investment Bank investment banking

Net trading income

Note 3 Net interest and trading income

Net trading income

Note 4 Net fee and commission income

Total underwriting fees

Total securities trading and investment activity fees

Total fee and commission income

Brokerage fees paid

Total fee and commission expense

Net fee and commission income

As of or for the quarter ended

Note 5 Other income

Note 6 Personnel expenses

Total personnel expenses

Note 7 General and administrative expenses

Total general and administrative expenses

As of or for the quarter ended

Ordinary shares issued

Shares outstanding for EPS

Note 9 Earnings per share (EPS) and shares outstanding

Diluted earnings (CHF million)

Weighted average shares outstanding

Earnings per share (CHF)

Note 13c Deferred day 1 profit or loss

up invested assets includes

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