NATIONAL STOCK EXCHANGE OF INDIA LIMITED

DEPARTMENT : SBU-Education Date : April 2012 NCFM TEST DETAILS

Sr. No. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

Name of Module Financial Markets: A Beginners Module * Mutual Funds : A Beginners' Module Currency Derivatives: A Beginners Module Equity Derivatives: A Beginners Module Interest Rate Derivatives: A Beginners Module Commercial Banking in India: A Beginners Module Securities Market (Basic) Module Capital Market (Dealers) Module * Derivatives Market (Dealers) Module * FIMMDA-NSE Debt Market (Basic) Module Investment Analysis and Portfolio Management Module Fundamental Analysis Module Securities Markets (Advanced) Module Mutual Funds (Advanced) Module Banking Sector Module Insurance Module Macroeconomics for Financial Markets Module NISM-Series-I: Currency Derivatives Certification Examination NISM-Series-II-A: Registrars to an Issue and Share Transfer Agents Corporate Certification Examination NISM-Series-II-B: Registrars to an Issue and Share Transfer Agents Mutual Fund Certification Examination NISM-Series-IV: Interest Rate Derivatives Certification Examination

Fees (Rs.) 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500 1500

Test Duration (in minutes) 120 120 120 120 120 120 105 105 120 120 120 120 120 120 120 120 120

No. of Questions 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60 60

Maximum Marks 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100

Pass Marks (%) 50 50 50 50 50 50 60 50 60 60 60 60 60 60 60 60 60

Certificate Validity 5 5 5 5 5 5 5 5 3 5 5 5 5 5 5 5 5

18

1000

120

100

100

60

19

1000

120

100

100

50

20

1000

120

100

100

50

21

1000

120

100

100

60

Regd. Office : Exchange Plaza, BandraKurlaComplex, Bandra (E), Mumbai 400 051

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NISM-Series-V-A: Mutual Fund Distributors Certification Examination * NISM-Series-VI: Depository Operations Certification Examination NISM Series VII: Securities Operations and Risk Management Certification Examination Certified Personal Financial Advisor (CPFA) Examination NSDLDepository Operations Module Commodities Market Module Surveillance in Stock Exchanges Module Corporate Governance Module Compliance Officers (Brokers) Module Compliance Officers (Corporates) Module Information Security Auditors Module (Part-1) Information Security Auditors Module (Part-2)

1000

120

100

100

50

23

1000

120

100

100

60

24 25 26 27 28 29 30 31

1000 4000 1500 1800 1500 1500 1500 1500 2250 2250 1500 2000 per exam 5000 1500 1500 1500 1000

120 120 75 120 120 90 120 120 120 120 120 120 240 120 120 120 150

100 80 60 60 50 100 60 60 90 90 60 75 30 65 80 50 50

100 100 100 100 100 100 100 100 100 100 100 140 100 100 100 100 75

50 60 60 # 50 60 60 60 60 60 60 60 60 50 55 55 55 50

3 3 5 3 5 5 5 5

32

33 34 35 36 37 38 39

Options Trading Strategies Module FPSB India Exam 1 to 4** Examination 5/Advanced Financial Planning ** Equity Research Module ## Issue Management Module ## Market Risk Module ## Financial Modeling Module ###

5 NA NA 2 2 2 NA

* Candidates have the option to take the tests in English, Gujarati or Hindi languages. # Candidates securing 80% or more marks in NSDL-Depository Operations Module ONLY will be certified as Trainers.

** Following are the modules of Financial Planning Standards Board India (Certified Financial Planner Certification) FPSB India Exam 1 to 4 i.e. (i) Risk Analysis & Insurance Planning (ii) Retirement Planning & Employee Benefits (iii) Investment Planning and (iv) Tax Planning & Estate Planning Examination 5/Advanced Financial Planning

## Modules of Finitiatives Learning India Pvt. Ltd. (FLIP) ### Module of IMS Proschool The curriculum for each of the modules (except Modules of Financial Planning Standards Board India, Finitiatives Learning India Pvt. Ltd. and IMS Proschool) is available on our website: www.nseindia.com > Education > Certifications.

Regd. Office : Exchange Plaza, BandraKurlaComplex, Bandra (E), Mumbai 400 051

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