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Smallpox and Bioterrorism

Why the Plan to Protect the Nation Is Stalled


and What to Do
by William J. Bicknell, M.D., and Kenneth D. Bloem

No. 85 September 5, 2003

The Iraq war is over, no weapons of mass destruc- enough vaccine for everyone, we are ill prepared to
tion (WMD) have yet been found, and the presi- rapidly contain smallpox after a bioterrorist release.
dent’s smallpox plan, though sound, is running out Although Centers for Disease Control and
of steam. Instead of being well on the way to pro- Prevention (CDC) guidelines have recently
tecting the nation’s civilian population by vaccinat- improved, they continue to overstate the risk of side
ing up to 10 million health, emergency, and public effects of the vaccine and erroneously suggest that,
safety workers, we are stalled at 37,971 vaccinated after an attack, the techniques used decades ago to
civilians while the military has successfully and safe- eradicate smallpox will work well today.
ly vaccinated more than 450,000 people. Moreover, Medicine and public health are very risk-averse
whether or not WMD are found in Iraq, it is only professions in our risk-averse culture. We have not
one of a number of nations on the list of suspects. yet realized the complexity and difficulty of vaccinat-
Of all biological weapons, smallpox has the great- ing millions of Americans rapidly after an attack.
est potential for doing widespread harm. Given that Nor have we come to grips with the need to make
the risk of death or serious harm to anyone from any rapid, possibly draconian, post-attack decisions
form of terrorism is very low, we should live our daily based on limited data of uncertain quality. That type
lives normally, not in fear. However, to do that we need of decisionmaking runs counter to the culture of
to be sure that our government is taking effective steps public health.
to reduce the chances of terrorism and, when it occurs, The Bush administration needs to revitalize our
to minimize its consequences. Even though there is preparations for a smallpox bioterrorist event.

William J. Bicknell, M.D., MPH, is a former commissioner of public health in Massachusetts and professor of international
health at Boston University School of Public Health. Kenneth D. Bloem, former CEO of Stanford University Hospital and
Georgetown University Medical Center, participated in the smallpox eradication program in the Congo and Bangladesh.
The civilian The President’s Plan Phase I
program had • Vaccinate sufficient vaccinators so that,
The September 11, 2001, terrorist attacks, if there is an attack using smallpox, the
vaccinated only followed by several anthrax mailings in the fall entire country can be vaccinated within
37,971 people by of 2001, forced many Americans to recognize 10 days.
July 18. The their vulnerability to various bioterrorist • Vaccinate sufficient first responders to
threats. Smallpox, in particular, had a long identify, pick up, and transport patients
civilian numbers history as a devastating disease before its erad- with suspected smallpox to hospitals.
are not ication in the 1970s. Recently, it has captured • Vaccinate enough hospital workers in
the attention of homeland security planners, acute care hospitals so that, if a hospital
reassuring. who view it as one of the most likely and dead- receives a smallpox patient, it will be able
liest agents for bioterrorism. Federal govern- to use staff personnel who are immune
ment officials initially considered a program to smallpox to treat that patient.
of modest pre-exposure vaccination to protect
against deliberate release of the smallpox virus Phase II
by bioterrorists.1 That approach was superced- • Vaccinate as many additional acute care
ed when the White House announced a more workers as possible to decrease the trans-
ambitious plan on December 13, 2002. mission of smallpox in hospitals and to
Phase I of the president’s plan called for the ensure that essential emergency medical,
voluntary vaccination of approximately 500,000 police, and fire services can continue
health workers, 18 years old and older, by mid- without emergency workers being either
January 2003. at risk of smallpox or at risk of transmit-
Phase II called for the voluntary vaccina- ting smallpox. Once Phase II is complet-
tion of up to 10,000,000 health and emer- ed, whether the event is small and inept
gency workers in the following 90 days. or major and multifocal, the nation will
Phase III, to begin in mid-2003, would be well prepared to rapidly respond to
make the vaccine available to, but not recom- and stop an outbreak of smallpox.
mended for, the general adult population.
The plan also called for the immediate vac- Phase III
cination of up to 500,000 members of the • In mid-2003, after Phase II is completed,
armed forces.2 As of June 25, 2003, the military permit, but do not recommend, vaccina-
had vaccinated more than 450,000 individuals; tion of any healthy adult. This approach
the civilian program had vaccinated only both allows informed adults to make
37,971 people by July 18. Some states had sus- their own risk/benefit decision and
pended their programs while awaiting guid- increases population immunity.
ance from the Centers for Disease Control and
Prevention (CDC) on how to screen for cardiac When Phases I and II are completed, whether
conditions. In the District of Columbia, 105 the event is small and inept or major and multi-
people have been vaccinated, in Chicago 70, focal, the nation will be well prepared to rapidly
and in Massachusetts 120.3 The civilian num- respond to and stop an outbreak of smallpox. If
bers are not reassuring. and as the general adult public opts for volun-
tary vaccination in Phase III, post-exposure con-
What Are the Specific Objectives of Pre- trol becomes even easier and faster. There will be
Exposure Vaccination? fewer people to vaccinate, and, as the number of
We have not found the specific objectives people susceptible to smallpox will be reduced,
clearly articulated in any one place. From var- disease transmission will be slowed.
ious White House, Department of Health and
Human Services, and CDC announcements, Does the President’s Plan Make Sense?
we glean these probable objectives: The answer is yes. Why is the plan sensible?

2
First, it is phased and selective. Limiting vacci- tion was paid to concerns about funding hos-
nation to healthy adults dramatically reduces pitals and health departments for costs related
the risk of serious vaccine side effects. Second, to vaccination. In addition, many medical and
by starting with 500,000 military personnel public health professionals continue to make
and a similar number of civilians, we develop three mutually reinforcing errors:
current data about the risks of vaccination
and can easily modify the plan if actual risks • Not distinguishing between the risk of vac-
exceed those expected. Third, when Phase II is cination in healthy, well-screened adults and
complete, there will be enough people vacci- the risk to children and high-risk adults.
nated to vaccinate the balance of the popula- • Not adequately recognizing the difference
tion on a voluntary basis within 10 days from between naturally occurring disease and
the time the first case is identified. Finally, and disease introduced by bioterrorism. For
of great importance, hospitals and emergency example, no one has epidemic-control
services will be able to continue to operate experience with smallpox in a nonim-
while intensive mass vaccination is taking mune, highly mobile population where
place. After an outbreak is recognized, the vast exposure will be malicious rather than
majority of people are highly likely to accept benign. The relevance of lessons from the
voluntary vaccination. At that point there will eradication experience (characterized by
The decision to
probably be no need for mandatory vaccina- very different circumstances) is limited. undertake
tion and its attendant problems.4 • Not sufficiently appreciating that the pre-exposure
The pre-attack plan is correctly limited to decision to undertake pre-exposure vac-
healthy adults, as the risk of serious complica- cination is far more than a medical deci- vaccination is far
tions and death from vaccination is substan- sion about the risks of vaccination. Of more than a
tially higher in children. However, the age for equal or greater importance, it involves
vaccination could safely be dropped to 10 social, economic, and national security
medical decision
years, as the overwhelming majority of deaths considerations, as shown schematically about the risks of
and severe complications from vaccination in Figure 1. vaccination. It
occur in children 9 years of age or younger.5 If
we are prepared to vaccinate rapidly after an It is important to emphasize that assessing involves social,
attack, children can be isolated at home for a the risk of attack is a national intelligence esti- economic, and
few days until they can be vaccinated. This mate, not a medical or public health estimate. national security
approach avoids a number of serious and Before addressing in greater depth the rea-
some fatal complications of vaccination in sons why the plan is stalled, it is necessary to considerations.
children that would likely occur if done pre- review the nature of the threat and some facts
attack, while minimizing smallpox cases and about the risks of vaccination.
deaths post-attack.

The Threat
Why Is the Plan Stalled?
Smallpox (variola major) is a deadly scourge
The problems are not exclusive to any one with, at present, no known treatment. It has an
group or agency. The administration, as we dis- overall mortality rate in the unvaccinated of 30
cuss in more detail below, has never provided percent and leaves 60 percent to 80 percent of
clear objectives or the rationale underlying the all survivors permanently disfigured. Smallpox
plan. Once announced, the plan was perceived has death rates in the very young and the elder-
by many people as not being a high priority for ly approaching 50 percent. An effective live
the administration. That perception was virus vaccine is available that rarely results in
heightened when liability and compensation death but somewhat less rarely causes severe
issues were addressed too late and little atten- complications.

3
Figure 1
The Weight of the Evidence

The last naturally occurring case of small- Bioterrorism, particularly with smallpox,
pox was identified in 1977 in Somalia, and became a pressing U.S. and international issue
the last case, a laboratory accident, occurred after September 11, 2001. The call for pre-expo-
in England in 1978.6 The United States and sure vaccination came quickly. The head of
Britain already had stopped routine child- Russia’s Vektor Institute, which has functions
hood vaccination in the early 1970s. The similar to those of the CDC, urged widespread
world was declared free of smallpox in 1980 immunization against smallpox.13 The British
by the World Health Organization.7 government bought enough vaccine for 50 per-
Smallpox had been weaponized by the cent of the population. Germany purchased 6
Soviet Union.8 Weaponized virus may have million doses, and Israel vaccinated approxi-
been taken from the former Soviet Union, mately 18,000 first responders and medical
and stocks of virus may not have been workers. The U.S. government considered the
destroyed by some countries, as called for by threat sufficient to purchase vaccine and vac-
WHO in the late 1970s.9 The former WHO cinia immune globulin (VIG) for all Americans
director of smallpox eradication, Dr. D. A. in preparation for a possible smallpox attack.
Henderson, summarized the threat in 1999: By late 2002 the United States had sufficient
Bioterrorism, “One can only speculate on the probable smallpox vaccine to immunize and VIG to
rapidity of spread of the smallpox virus in a manage the complications of vaccination for
particularly with population where no one younger than 25 the entire population.14
smallpox, became years of age has ever been vaccinated and It is tempting to think that, with the
a pressing U.S. older persons have little remaining residual Saddam Hussein regime gone, the risk of a
immunity.”10 The former deputy director of bioterrorism attack by any agent is substan-
and international the Soviet Biological Weapons Program con- tially reduced. That may be the case. However,
issue after siders it certain that North Korea possesses it is also plausible that the escaping Iraqi
the smallpox virus and probable that Iraq regime took away small but sufficient
September 11, does, too.11 Vaccination of North Korean and amounts of smallpox virus for bioterrorism
2001. Iraqi troops has also been reported.12 purposes and has long since sequestered them

4
in jurisdictions far from Iraq. Furthermore, conservative, we assume this person was in the When healthy
the smallpox risk has never been thought to be 15-to-19-year age group. Lane also found two adults are
limited to the Hussein regime. In any case, as revaccinated adults who died of PVE (a 33-year-
was true before the Iraq war, the decision old woman and a 64-year-old man), both with- vaccinated,
regarding post-Iraq smallpox as a national out underlying disease. As previously noted, persistent,
security risk is for the intelligence community vaccination was routine and ongoing for the
to assess, not for medical and public health nine years Lane studied. Therefore, we assume
serious side
personnel. Those personnel need to consider roughly the same number of persons were vac- effects are
other types of risks. cinated in each of the years studied. extremely rare.
Extrapolating from the numbers reported in
1963 and 1968 for ages 15–19 and for ages 20
The Risks of Vaccination and older, 10,405,000 individuals were vacci-
nated, for an average of 5,202,500 per year, or a
What Is the Real Risk of Vaccinating total of just over 46,000,000 for nine years.18 To
Healthy Adults? be conservative, we round down to 45,000,000,
There are three particularly relevant histor- giving an estimated risk of PVE in adults of 3
ical data sources. The 1963 and 1968 U.S. per 45,000,000 or about 1 per 15,000,000. This
national vaccination surveys include the num- is an exceedingly low risk. Even if this estimate
ber of persons vaccinated by age, vaccination is too low by half, the risk is still extremely
status, and type of complication.15 The review small.
by Lane et al. of vaccine deaths in the United What about other vaccine-related deaths
States from 1959 to 1966 and 1968 details vac- in primary vaccinees and revaccinees in the
cine complications, but, as the data were not 15-and-over age group? There were a total of
available for all years studied, it does not spec- five other deaths, all of revaccinees, for the
ify the total number of persons vaccinated.16 nine-year study period: three had leukemia,
Considering all adults and children, both first- one had Hodgkin’s disease, and one had a
time and repeat vaccinees, 14,014,000 people connective tissue disease (scleroderma) and
were vaccinated in 1963 with seven deaths, was on steroids. Today, because of our appre-
and, in 1968, 14,168,000 with nine deaths. As ciation of their increased risk and the atten-
vaccination was being done routinely, there is dant careful screening, people with those and
no reason to think that either more or fewer similar diseases should be screened out as
people were vaccinated in years other than ineligible for vaccination.
1963 and 1968. Lane found 68 deaths or an What about serious complications with
average of 7.5 deaths a year for the nine years long-term effects other than death? A careful
he studied. It seems reasonable to conclude review of historical and current data sup-
that the historical risk of death (adult and ports the conclusion that when healthy
child) is closer to 1 death per 2 million than adults are vaccinated, persistent, serious side
the 1 or 2 deaths per million that CDC con- effects are extremely rare.
tinues to report.17 In summary, in a nine-year period, eight
As the current national plan is limited to adults died (three of PVE with no underlying
voluntary vaccination of healthy adults 18 and disease, five others with underlying disease).
older, it is particularly appropriate to look at The death rate in healthy adults may be as low
the probability of deaths and complications in as 1 in 15,000,000 vaccinees. It is quite possi-
this age group. Lane found two primary vacci- ble, and would not be surprising, that when
nees in the 10-to-19-year age group who died of Phase II of the national plan is completed, we
postvaccinial encephalitis (PVE). One of those will have no deaths of persons voluntarily vac-
was 14 and is reported in the 1963 data. The cinated, and it is likely we will have fewer than
other death did not occur in either 1963 or five deaths. The current U.S. military experi-
1968, and the age cannot be determined. To be ence with 454,856 vaccinated personnel as of

5
June 11, 2003, (71 percent were primary vacci- and the man acquired vaccinia.22 Today the
nees and 29 percent were revaccinees) with no nurse would use a double semipermeable
deaths and no long-lasting complications membrane dressing (described in the next
strongly supports the conclusion that vaccina- paragraph), wear long sleeves, and not be
tion of healthy adults is safe. working on a unit with such a child until the
vaccination scab had fallen off, by which time
Accidental Vaccination of Patients, the nurse would no longer be shedding virus.
Family Members, and Other Contacts The other case would be harder to prevent, but
Accidental vaccination may occur when a the semipermeable dressing would reduce the
recently vaccinated person (whose vaccina- risk of transmission by 95 percent. Under the
tion scab has not yet fallen off) comes into Bush plan, health care professionals are not
physical contact with an unvaccinated person vaccinating children today, and they are urg-
and transfers vaccinia virus from the vaccina- ing people with children who have eczema at
tion site to the unvaccinated person. That can home either not to get vaccinated or to avoid
happen when the site on a recently vaccinated close contact with the children until their vac-
person rubs against another person or a cination scabs fall off.
recently vaccinated person touches the site The already low risk of accidental vaccina-
The already low and then touches a susceptible person. The tion of another person can be reduced further
risk of accidental classic situation is two children playing by careful screening and the use of the inex-
vaccination of together in a sandbox and rubbing up against pensive and readily available semipermeable
each other. membrane dressing. Because there is appropri-
another person Accidental vaccination is a particular con- ate concern about accidental transmission to
can be reduced cern today, because we have a far higher num- others, particularly the immunocompromised,
ber of persons whom we would deliberately reducing the shedding of virus from the vacci-
further by careful not vaccinate pre-outbreak (for example, nation site into the environment to the lowest
screening and the transplant recipients, as well as many patients possible levels makes sense. Shedding of virus
use of the on cancer chemotherapy, on systemic steroids, after vaccination can occur until the scab dries
or infected with HIV/AIDS). Further, it is and falls off the vaccination site (about 21
inexpensive and believed that eczema19 is substantially more days). The semipermeable membrane dressing,
readily available common in the general population today available commercially as “Tegaderm+Pad”
semipermeable than it was 30 or 40 years ago. Individuals suf- from 3M and “OpSite” from Smith & Nephew,
fering from eczema are more likely to get acci- significantly reduces the shedding of virus.
membrane dentally infected with vaccinia virus by close Those products combine a gauze pad with a
dressing. contact with a recently vaccinated family membrane that allows the passage of air but
member, friend, or caregiver.20 The conse- not the vaccinia virus. Shedding is reduced by
quences could be very serious, even fatal. 95 percent and can be further reduced to 99
How big is this risk? The 1963 and 1968 percent or more if a second layer of membrane
data show that there were 200 reported cases with no gauze is applied over the first ban-
of accidental infections of other persons as a dage.23 CDC advises that “only persons work-
consequence of vaccinating 28,182,000 per- ing in healthcare settings should use semiper-
sons. Only 25 cases, or 12.5 percent, occurred meable dressings”; members of public health
in adults, with no deaths. Historically, well response teams not involved in patient care can
over 90 percent of accidental vaccination of keep their vaccination sites covered with a
others occurs either from child to child or porous dressing (e.g., gauze).24
from child to caregiver or vice versa.21 Lane Since the semipermeable membrane dress-
reports one case of a recently vaccinated nurse ing is simple to use, relatively inexpensive, and
caring for a child with severe eczema and one greatly reduces the already low risk of trans-
of a recently vaccinated adult woman who mission to others, why not reduce the risk of
slept with and infected a man. Both the child accidental transmission everywhere to the

6
lowest possible levels? CDC might further Assuming Phase II of the national plan is
reduce the risk of accidental vaccination by fully completed and 10 million healthy adults
recommending that everyone who is vaccinat- are vaccinated, we estimate the number of peo-
ed pre-exposure, whether in Phase I, II, or III, ple who may die because of accidental vacci-
should use this dressing, wear long sleeves, nation by exposure to a recently vaccinated
and pay careful attention to hand washing, person at less than one. Stated somewhat dif-
particularly after touching the dressing or ferently, most likely, no one will die. As there
touching anywhere near the vaccination site.25 are an increased number of immunocompro-
We have not yet specifically considered the mised persons at risk of death from accidental
immunocompromised, burn, dermatitis, transmission today, it is necessary to correct
chemotherapy, and similar patients who are and increase this estimate. However, the esti-
in the category of persons at greatest risk. In mate must be increased by more than a factor of
the New England Journal of Medicine, Kent 20 to reach one death. (See Table 2, note 1, for
Sepkowitz recently reviewed worldwide case a detailed explanation of this estimate of risk.)
reports of vaccinia spreading to others in Two things have changed since vaccination
home and hospital settings from 1907 until stopped in the 1970s. There are more people
1975. He found 12 instances of spread in at risk of vaccine complications, and infection
hospitals, with the last death in 1952 in control techniques have also improved. We
France. Sepkowitz makes the point that consider both, but in the estimate above we
today the number of patients at risk in hos- have given more weight to increased risk than
pitals is considerably greater than in the first to improved infection control.
two-thirds of the 20th century. He also notes, The bottom line: Voluntarily vaccinating
“The current plan for an occlusive dressing at healthy, well-screened adults, using the semi-
the vaccination site and other now-routine permeable membrane dressing for all who get
infection-control procedures, including vaccinated—not just health care workers—and
hand hygiene and isolation for any patient urging all vaccinees to wear long sleeves until
with unexplained fever and rash, should their vaccination scab falls off makes the
effectively limit potential spread.”26 The U.S. national plan safe for everyone.
military operates multiple major hospitals
with wards containing burn patients and What about Recent Reports of Heart
neonates in intensive care, as well as trans- Complications?
plant and chemotherapy patients. All are at a Two different types of vaccine complica-
higher than usual risk for accidental vaccina- tions involving the heart (heart attack or
tion. The military approach has been to use ischemic heart disease) and inflammation of
the semipermeable membrane dressing for tissues around the heart (myocarditis) have
personnel with patient care responsibilities, been widely reported in the recent news.
to encourage long sleeves over the dressing, One member of the military and four civil-
and, where possible, to rotate workers off ians had heart attacks within 5 to 17 days of
high-risk units until they are no longer shed- being vaccinated. Three died. The patients
ding virus. Between mid-December 2002 and were all older (ages 54, 55 [two cases], 57, and
mid-June 2003, the military vaccinated more 64), with known preexisting heart disease.29 It is reasonable to
than 12,000 hospital workers and accumu- Heart attacks are expected to occur in this age conclude there is
lated 27,700 worker-months of clinical con- group. The question is whether vaccination
tact time with no transmission from health increases the risk of heart attack. If the num-
no causal
workers to patients.27 That is reassuring. ber of heart attacks expected from historical relationship
However, there is no doubt that hospitals data is unchanged after vaccination, then it is between
should carefully think through staff assign- reasonable to conclude there is no causal rela-
ments and infection control procedures as tionship between vaccination and heart vaccination and
their workers are vaccinated.28 attack. The military data strongly support heart attack.

7
We can continue this conclusion. Historically, on an annual Great Britain since 1947 can reasonably be
to expect basis, the military would expect several heart attributed to myocarditis secondary to vacci-
attacks per week, and that rate has not nation.33 The most relevant experience
occasional cases changed since the smallpox vaccination pro- involved 126 Finnish military recruits with
of myocarditis gram began.30 The evidence to date supports myocarditis admitted to the central military
the conclusion that older people, who nor- hospital and carefully studied between 1976
with uneventful mally have more heart attacks, are continuing and 1981.34 Ten percent (12 cases) were con-
recoveries. Some to have them at the same rate since we began sidered caused by smallpox vaccination, and
will be due to smallpox vaccination. However, CDC and the the remaining 90 percent were attributed to
U.S. military are being cautious and have tem- various other viruses and bacteria. All recov-
vaccination and porarily advised that people with a history of ered uneventfully. This is the case to date with
some to other heart disease postpone getting vaccinated the 42 probable and 1 confirmed cases in the
causes. Deaths, if until the data have been further studied.31 As U.S. military and the 10 U.S. civilian cases (as
the aims of both the military and the civilian of June 11).35 The Finns found a myocarditis
they occur, will be vaccination programs can be met without rate of 1 per 10,000 in their recruits, and the
rare. vaccinating persons with a history of heart U.S. military rate is very similar.36 The strain of
and certain other diseases, this caution poses vaccinia used to make the Finnish smallpox
no threat to the integrity of the overall vacci- vaccine is different from the U.S. strain. It is
nation program. related to the Lister strain, which has more
Myocarditis is different. Historically, there side effects than the strain used in the United
have been very occasional reports of myocardi- States (New York Board of Health strain).37 We
tis after smallpox vaccination. Those cases can continue to expect occasional cases of
were mostly mild with full recovery.32 myocarditis with uneventful recoveries. Some
However, a total of four deaths reported from will be due to vaccination and some to other
Finland, the United States, Australia, and causes. Deaths, if they occur, will be rare.

Table 1
Smallpox Vaccination: Risk of Death of Healthy Adults

Estimated Total
Risk Group Persons at Risk Deaths Death Risk

Recalculated historical risk of death 126,000,000 68 .5/1,000,000


for all age groups1 or
1/2,000,000

Recalculated risk of death for 45,000,000 8 .2/1,000,000


people 15 and older with historical or
screening1 1/5,000,000

Recalculated historical risk of death 45,000,000 3 .07/1,000,000


for people 15 and older with or
improved screening1, 2 1/15,000,000

1
Recalculated risk based on nine years of data (see text).
2
This calculation excludes 5 deaths (3 leukemia, 1 Hodgkin's disease, 1 scleroderma). The 45,000,000 figure does not
change because the number of people in the historical denominator with scleroderma, Hodgkin's disease, aplastic ane-
mia, and chronic lymphocytic leukemia was small and the denominator has already been rounded down by 1,800,000.
Further adjustments are not needed and would also suggest a greater degree of precision than is the case.

8
Comparing Everyday Risks healthy adult is 42,000 times more likely to die A healthy adult is
and Vaccine Risks from an accident in the next 10 years than from 42,000 times
a smallpox vaccination! The risk of death on a
Tables 1 and 2 summarize the vaccine risks scheduled domestic major airline is between 1 more likely to die
discussed above. Table 3 compares vaccine in 8 million and 1 in 10 million.39 A healthy from an accident
risk to the risk of dying on a scheduled com- adult has less risk of death from a smallpox vac-
mercial U.S. airline flight or the risk of an cination than from flying from Denver to
in the next 10
adult in the United States dying from an acci- Washington, D.C. And, as flying is far safer than years than from a
dent of any type in the next 10 years. Given driving, when most of us drive to work, to the smallpox
that vaccination is no more than a once-in- movies, or to a vacation destination voluntarily,
10-years event, the comparison with the risk we expose ourselves and our companions to far vaccination.
of accidental death from all causes in 10 years more risk than a smallpox vaccination does.
is reasonable. The bottom line: vaccination of healthy
We would not expect adults to get revacci- adults is safe. In our judgment, the best policy
nated more frequently than once in 10 years guidance that the CDC can offer is: if you are a
since the protection lasts about that long. Over healthy adult who does not worry about driv-
the same 10-year time period, the risk of death ing to work, you should not worry about get-
from an accident of any type for an adult in ting vaccinated or accidentally vaccinating
America is 3/1000 or 3,000/1,000,000.38 Thus, a another person.40

Table 2
Smallpox Vaccination: Risk of Death of Persons Accidentally Vaccinated

Risk of Death for an


Unvaccinated
Healthy Person/1,000,000
Adults Vaccinated Healthy
Risk Group Vaccinated Deaths Adults

Projected deaths from accidental 10,000,0002 <1 .09/1,000,000


transmission to account for or
increased number of 1/11,000,000
immunocompromised, etc.1

1
Based on 200 cases of accidental transmission and 3 deaths from 28,000,000 vaccinations in 1963 and 1968. As we are
not vaccinating children, reduce accidental infection by 70 percent to 60 cases and, as we can use the semipermeable mem-
brane, reduce by another 95 percent to 3 cases of accidental transmission. When accidental transmission occurred, the
death rate in accidentally vaccinated persons was 3 deaths per 200 cases or 1.5 percent. Therefore the number of deaths
expected from accidental transmission today would be less than one (3 cases x 1.5 percent = .045 deaths). In 1963 and
1968, 10,400,000 persons aged 15 and older were vaccinated. This is close to the target number for the end of Phase II of
10,000,000. The estimated 0.045 deaths per 10,000,000 also can be expressed as 0.0045 deaths of an accidentally vacci-
nated person per million healthy adult vaccinees or 1 death of an accidentally vaccinated person per 222,000,000 healthy
adult vaccinees. As this estimate does not take into account the increased number of persons at risk of death from acci-
dental transmission, we increase the estimate by a factor of 20 and are still at just under 1 projected death of accidentally
vaccinated persons after vaccinating 10,000,000 healthy adults.
Using the same assumptions, but stating the case somewhat differently, a 20-fold increase in susceptibles would lead
to 4,000 cases (200 x 12). Eliminating children reduces this by 70 percent to 60 cases, and using the semipermeable mem-
brane dressing reduces the number by another 95 percent with the same result—less than 1 projected death of accidental-
ly vaccinated persons after vaccinating 10,000,000 healthy adults.
2
If 10,000,000 people are vaccinated in Phase II, then, with proper precautions, the number of deaths from accidental vac-
cination could be as low as zero and is unlikely to exceed five.

9
Table 3
Smallpox Vaccination: Risks of Everyday Living Compared to Risks of Vaccination

Deaths per
Risk Group Million Comparative Risk

Healthy adults vaccinated once 0.07/1,000,000 One death per 15 million


every 10 years healthy adults

Projected deaths from accidental 0.09/1,000,000 One unintended death of


transmission to account for an unvaccinated person per
increased number of 11 million vaccinated healthy
immunocompromised, etc. adults

Risk of death from flying once on a 0.1/1,000,000 Flying once has a 1.4 times
commercial airline greater risk of death than
getting vaccinated, or
1 in 10 million

Risk of death in 10 years from any 3,000/1,000,000 The risks of everyday living
accident for an adult are 42,000 times greater
than the risk of dying
from vaccination,
or 1 per 333

Note: See text and the notes to Table 1 and Table 2 for an explanation of the numbers in Table 3.

An In-Depth Look at Why the wide use of the semipermeable mem-


the Plan Is Stalled brane dressing, which greatly decreases the
risk of accidental vaccination of others.
Determining the reasons why the current Finally, the ease of control after an event, par-
national plan to vaccinate healthy adults is ticularly the value of vaccinating after expo-
stalled involves not just correcting misper- sure to smallpox, has been both overstated
ceptions of the risks of vaccination. It and misstated.41
requires analysis of both immediate or obvi- Result: The perception of vaccine risk by
ous contributing factors and the subtler but many medical and public health practition-
perhaps more important underlying factors ers, as well as by the public, is far greater than
that must be understood if there is to be a the actual risk. Misperceptions remain about
timely, effective, and enduring fix. the spread and control of smallpox after a
The perception of First, medical and public health practi- bioterrorism event.
vaccine risk by tioners and the general public have received Second, the executive branch has been slow
inadequate and confusing information in proposing or putting in place sufficient cov-
many medical about the risk of smallpox vaccination to erage for liability and compensation for any-
and public health healthy adults. Because healthy adults are the one who suffers a serious complication or
practitioners, as only group targeted in the national plan, this death, including persons who may become
is a serious omission. CDC has never ade- accidentally vaccinated by close contact with a
well as by the quately distinguished between healthy adults vaccinated person as well as the institutions
public, is far who are at low risk of complications from and providers who do the vaccinating. This
vaccination and sick adults and all children, barrier has now fallen, and on April 30 the pres-
greater than the sick or well, who are at far greater risk of vac- ident signed into law the Smallpox Emergency
actual risk. cine complications. Nor has CDC promoted Personnel Protection Act of 2003.42

10
Result: Widespread hesitation to vaccinate Though obvious, this distinction is vital. The increasing
or accept vaccination due to fears of absent or What we know from naturally occurring dis- threat of
inadequate compensation for care of vaccine- ease may help in bioterrorism planning, but it
related complications that may result in work is insufficient and, in some cases, misleading. bioterrorism
loss, severe illness, and even death. (It is still too For example, what worked during the final demands a new
soon to determine the degree to which SEPPA years of smallpox eradication when popula-
will help solve this problem.) tion immunity was high, population mobility
paradigm for
Third, a surprising silence on the part of was much lower, and there was no malicious balancing
leaders in the administration from just after intent to disseminate is not likely to work unknown but real
the president’s announcement of his plan on today with bioterrorism. In today’s communi-
December 13 until the week of March 10, cation environment, public awareness of a risks against the
when CDC director Dr. Julie Gerberding, Dr. single case of smallpox will be worldwide various costs and
D. A. Henderson, and the surgeon general within minutes, and demands for swift action benefits of
were very publicly vaccinated (President Bush will run ahead of response capacity.
was vaccinated previously, on December 21).43 We emphasize that many members of the preparedness.
But there still has been no good, easily under- public health, medical, and nursing profes-
stood, widely available explanation of the sions are participating actively and working
national plan. with diligence to prepare the nation for a
Result: A perception that the national plan bioterrorism attack, whether it involves
is neither well designed nor a high priority. smallpox or another agent. Further, we are
When those three factors are combined, not conspiracy theorists and do not believe
far too many people reasonably and under- any one person, group, or agency is conspir-
standably, but erroneously, are prone to con- ing to undermine the president’s plan.
clude that vaccination before an attack is too Rather, a variety of interacting and mutually
dangerous, its complications may not be paid reinforcing factors best explains the delay.
for, and it probably isn’t very important any-
way. After adding to the mix the natural and Risk and Public Health
appropriate caution of physicians making Ours is a risk-averse culture. Physicians and
recommendations to patients, it is little won- public health personnel are particularly risk
der that not many people are getting vacci- averse and, for the most part, appropriately so.
nated. But deeper and more subtle factors However, the increasing threat of bioterrorism
stand in the way of the national plan. demands a new paradigm for balancing
unknown but real risks against the various
costs and benefits of preparedness. This type of
Root Causes of Delay assessment is particularly difficult for physi-
cians who often feel they are violating an ethi-
The threat of bioterrorism extends beyond cal canon if they endorse a certain risk today,
smallpox. Many other agents such as anthrax, however small, to obviate an uncertain and
botulinum toxin, and plague, to name just a few, unknown risk tomorrow. The justification for
are on the list of potential threats.44 The root this attitude is the oft-quoted primum non
causes of delay that we present below, although nocere, or “first do no harm.” This belief struc-
relevant to the smallpox program, are not limit- ture and cultural attitude facilitate focusing on
ed to smallpox. Thus, some of the lessons we the potential risks of vaccination, without con-
learn from smallpox should be relevant to our sidering the magnitude or societal conse-
overall approach to planning for and managing quences of those risks, ways to mitigate them,
bioterrorism events by any agent. or any benefits that might offset the risks.
Malicious dissemination, whether of The CDC Advisory Committee for Immu-
smallpox or other bioterrorism agents, is dif- nization Practices and the CDC National
ferent from naturally occurring disease. Immunization Program seem uncomfortable

11
with the thesis that an unquantifiable and Every day, patients are asked to compre-
probably low risk of attack nevertheless poses a hend extremely complex risks and make judg-
serious risk to the population. Such a stance ments about them as they consider medical
impedes consideration of the following impor- and surgical choices much more difficult and
tant question: If there were to be pre-event vac- with far greater risks to themselves and others
cination, what are the risks to different subsets than vaccination. There is neither any basis
of the population? This determination falls nor any right for anyone in the public health
fully within the expertise of ACIP and NIP. and medical professions to assume that the
However, neither body has any special expertise public is not competent to make such deci-
in assessing national security risk (i.e., the risk sions. It is essential to remember that the prin-
of attack) or the social and economic conse- ciple of individuals making their own deci-
quences of a bioterrorism attack. They also sions lies at the heart of our social fabric and
have no special expertise in determining an system of government.
appropriate plan for either pre- or post-event In the words of Thomas Jefferson,
control.
Further, there seems to be a belief among I know of no safe depository of the ulti-
some health professionals that assessing risk of mate powers of the society but the peo-
Every day, attack and risk of vaccination is just too much ple themselves; and if we think them
patients are asked for the average American, let alone health care not enlightened enough to exercise
to comprehend early responders, to handle and that such their control with a wholesome discre-
assessment must be kept in the hands of tion, the remedy is not to take it from
extremely experts. That assumption is well illustrated by them but to inform their discretion.46
complex risks and a passage from an article by Lane and
Goldstein published in March of this year: Contributing to the confusion between
make judgments national security risk and vaccination risk is the
about them as We might allow citizens to make indi- belief held by some that no one in his right mind
they consider vidual choices about obtaining vacci- would ever use smallpox as a weapon. After all, it
nation after they have been given infor- would spread all over the world and would come
medical and mation about the risks associated with back to bite those who released it. Yet we need
surgical choices vaccination and potential threat of only remember that Soviet premier Mikhail
much more smallpox. Public health authorities Gorbachev in the late 1980s ordered smallpox
would thus cede decisions on a policy warheads to be put on Russian missiles to
difficult and with with considerable technical ramifica- replace some nuclear warheads.47 It is foolish
far greater risks tions to persons with widely varying and naive to assume our logic and values are the
abilities to comprehend and weigh the logic and values of others, let alone terrorists.48
to themselves and risks and benefits. The media and the The fact that few observers would have believed,
others than medical profession would have to before it happened, that a terrorist attack on the
vaccination. communicate an accurate portrayal of scale and scope of the 9/11 attack was plausible
the data and options. In the absence of did not keep it from occurring.
a known threat of smallpox exposure,
this option would be dangerous to Turf Issues
many potential vaccinees, their con- The initial vaccination plan proposed by
tacts, and the public health initiative. It CDC in late 2001 and early 2002 was viewed by
would subject the population to a the administration as inadequate. Respon- sibili-
known risk for severe adverse events. ty for development of what became the presi-
The publicity about such complica- dent’s plan was removed from ACIP and CDC by
tions might subsequently keep some HHS and the White House. Now the same orga-
persons from accepting vaccination if nization and many of the same people whose
the need actually arises. 45 advice was rejected have been asked to imple-

12
ment a plan they did not develop. That unusual staff within CDC must become far more con-
history may help to explain some of the delay gruent with the direction set by the director of
and hesitation shown by CDC. CDC and the secretary of HHS (see the discus-
There have recently been clear signs of positive sion of problems with CDC guidance below).
change. Information from CDC is improving, This neither suggests nor requires mind-
but it is not yet fully correct or adequate. The less obeying of orders. Rather, it requires that
CDC website, a primary source of information the professional staff raise and argue different
for the several thousand state and local health viewpoints and, when a decision is made,
agencies in the United States and worldwide, is either agree and support the decision, ask for
much improved but still hard to navigate. On reassignment, or resign. As decisions of this
March 7 HHS, CDC, and the American College type are argued internally, the different opin-
of Preventive Medicine sponsored a “Clinician ions should be shared with the public. Such
Communication Briefing Summary” with HHS openness builds public confidence in the
secretary Tommy Thompson, CDC director Julie decision finally taken.
Gerberding, and Acting Assistant Secretary for
Public Health Preparedness Jerome Hauer as Spillover Concerns
speakers under the headline of “Need to Other Immunization Programs May Be Set
Accelerate the Smallpox Vaccination Program.”49 Back. Many professionals in the NIP and on
The briefing confirmed the following: the ACIP have devoted their lives to getting
parents to immunize their children against a
• Terrorists have demonstrated the intent wide range of childhood diseases as well as
to inflict mass casualties on the United getting adults to accept immunizations such
States, and they more than likely have as the influenza vaccine. They are under-
access to smallpox. standably concerned that adverse reactions
• The administration is concerned that to smallpox vaccinations will spill over and
we are not yet prepared to ward off a result in the public avoiding other types of
smallpox attack and that we will not be vaccinations that have fewer side effects.
able to respond if there is an attack. Thus, they may fear that real risks of diseases
• Smallpox preparedness, including the vac- that we know are present and can be prevent-
cination of health care and public health ed will be increased as a consequence of the
personnel who would serve on response public’s reaction to adverse events that may
teams, is a national security issue. be associated with vaccinating for a disease
• HHS and CDC remain committed to con- that has yet to reappear. Paradoxically, CDC,
ducting the smallpox vaccination pro- by its alarmist attitude toward smallpox vac-
gram as safely as possible but stress the cination, may be inadvertently fanning irra-
need to scale it up and speed it up in the tional fears of all vaccinations.
current context of the situation in the Smallpox and Bioterrorism Initiatives Undercut
Middle East and the rest of the world. Far More Important Public Health Efforts. Some Paradoxically,
• HHS and CDC are asking clinician lead- public health professionals feel that the entire CDC, by its
ers to support the smallpox vaccination bioterrorism initiative, and its smallpox focus
program and to assist other clinicians in in particular, take away from other far more alarmist attitude
health care facilities in making informed needed public health programs and, without toward smallpox
decisions about their willingness to vol- more specific additional funding for smallpox vaccination, may
unteer for the smallpox vaccination pro- and bioterrorism, the fabric of public health is
gram. at risk. Certainly more funding dedicated for be inadvertently
bioterrorism would be welcome, but these fanning irra-
Those and similar developments are encour- concerns are exaggerated. One of us (WB) is a
aging. However, much more is needed, and the former state commissioner of public health,
tional fears of all
day-to-day actions and behavior of professional who knows what it takes and is taking to vaccinations.

13
Guidance from respond to bioterrorism and smallpox. For Problems with CDC Guidance
CDC has been example, it is frequently said that “everyone is Although we believe the burden of bioter-
working on smallpox.” That is a substantial rorism on state and local health agencies has
confusing, exaggeration. The chronic cries of bureaucrats been overstated, it is true that state and local
needlessly need to be dramatically discounted. efforts have been greater than needed because
Budget cuts in public health funding, guidance from CDC has been confusing,
complex, and sometimes very severe, have occurred in many needlessly complex, and sometimes wrong.
sometimes wrong. states. However, it does not follow that federal One example will suffice. Because of serious
bioterrorism funds are or could be fungible errors in content, long known to CDC, the
and available for general support of public entire national post-event federal planning
health at the state and local levels. Although a guideline for state and local health agencies
number of reports have observed that the unit was removed from the CDC website on
cost of administering vaccine pre-event is high January 27.50 Then, for one additional month,
and possibly prohibitive, that is partly due to the nation was without any national post-
the inaccurate information about vaccine safe- event guidance. On February 27 new guidance
ty that keeps clinics operating at very low vol- was posted without either explanation or any
umes. If clinic volumes were higher and inte- clear statement about what was new and how
grated into routine immunization and other the guidance to state and local health agencies
medical care activities, unit costs would be had changed. It is unfortunate that all post-
much lower. event state plans were developed within the
Smallpox and bioterrorism are often seen framework of CDC guidance to the states that
as an opportunity to get new money. was known to be flawed.
However, when public health officials make Since February 27, 2003, CDC guidance
the unsubstantiated assertion that, for bioter- has substantially improved.51 However, as
rorism initiatives to succeed, it is necessary to erroneous information was posted for over a
strengthen the rather vaguely defined “public year and widely disseminated in the media,
health system,” the argument is weak. What is public and professional awareness of changes
the exact logic that links the “public health remains limited. Therefore, major changes
system” to effective response to bioterrorism? need to be highlighted and brought to the
Further, what exactly is the “public health sys- attention of professionals and the lay public
tem,” and which parts of it are essential to an through the media. In clearing up continu-
effective bioterrorism control program? Until ing misperceptions, the following points are
those questions are answered convincingly of particular importance:
and with precision, substantial new money is
unlikely to flow to public health agencies. 1. Transmission of smallpox is very possi-
There actually are some convincing answers. ble and should be assumed before the
We strongly support enhanced public health appearance of any visible rash.
laboratory capacity at the state level; enhanced 2. In a bioterrorism outbreak states should
disease surveillance and early warning systems; plan to move to local mass vaccination
and strengthened, proactive, epidemiologic as they also identify and vaccinate easily
intelligence capacity at the state and local levels. identified contacts of the first case or
Investing in those public health activities makes cases.
sense for an effective bioterrorism response, 3.Vaccination after exposure, particularly
and it is a good example of a dual-use invest- within three to five days, is likely to prevent
ment. For example, investment of this type death but is unlikely to prevent disease and
could help with SARS and monkeypox today as further spread of smallpox. Therefore,
well as in the identification and management of though valuable for individuals, it has lim-
other diseases totally unrelated to bioterrorism ited value in planning for post-event con-
but of public health importance. trol in the general population.

14
4. Fast and effective post-event control is realize that individual political opinions on
critically dependant upon completing topics that really are not related to the small-
substantial pre-event vaccination as called pox threat are shaping the judgments and
for in Phase II of the president’s plan. recommendations of some public health and
medical practitioners.
Points 1 and 2 are now clearly and consis-
tently expressed in current guidance. Point 3,
as previously noted, remains flawed,52 and cur- Systems Thinking and the
rent CDC guidelines, though modified, still Culture of Public Health
use the words “will prevent” in guidance to
state and local agencies and to the general pub- To fully understand why the president’s
lic.53 As yet, Point 4 does not appear to be smallpox vaccination plan has been delayed,
acknowledged. we must dig even deeper and consider how
public heath professionals think and the
Silence of Most State and Local Health extent to which the culture of public health is
Officials relevant or antithetical to national prepared-
State and local health officials, with some ness for bioterrorism.
notable exceptions, have been silent about the Smallpox expert Dr. D. A. Henderson
Eradication took
inadequacies of CDC plans and information. warned as early as 1999 that malicious dis- place over a
Yet many of those professionals have perceived semination of smallpox by bioterrorists could period of more
the plans as confusing and not feasible. Why be disastrous.55 There is much to support his
have they been silent? Smallpox is a new area opinion, and it is not unreasonable to con- than 10 years
for most state and local agencies, while CDC clude that this risk is the primary rationale when the level of
has people who have seen and worked with behind the president’s plan.56 However, there
smallpox. Thus, it is reasonable to give CDC are powerful voices that still say smallpox is
population
the benefit of the doubt. Further, CDC pro- difficult to transmit and maintain that the immunity was
vides money to state and local agencies. lessons of control from the eradication years growing,
Speaking out is perceived as putting funding at are valid today.57
risk and degrading otherwise good and colle- It is essential to recognize that eradication populations were
gial professional relationships. Finally, state took place over a period of more than 10 years far less mobile
and local officials are part and parcel of a risk- when the level of population immunity was than today, and
averse culture that discourages making waves growing, populations were far less mobile
and rocking the boat. Given that the constitu- than today, and there was no malicious intent there was no
tional authority for protecting the public’s to disseminate smallpox.58 The persistent malicious intent
heath remains at the state, not the federal, level, inability of many public health professionals
this is particularly troubling.54 to grasp the importance of these points sug-
to disseminate
gests that systems thinking—seeing how the smallpox.
Political Concerns pieces fit and interact—is not sufficient in the
The smallpox threat was seen by some as a profession. Consider the CDC director’s state-
Bush administration ploy to gain support for ment that the true measure of the president’s
the war against Iraq. Therefore, any support pre-event vaccination plan is whether the
of vaccination was seen as an endorsement of entire nation could be vaccinated within 10
war. Variants of this theme include concerns days of an attack. Juxtapose that with the
such as, “If I support vaccination I am sup- words of others in CDC: “It would be a suc-
porting the president’s social policies and cess if no one receives the vaccine, but we
legislative program, which undermine public offered this opportunity to all the right peo-
health.” It is not necessary here to debate the ple.”59 Because the speed of post-event vacci-
pros and cons of the administration’s posi- nation is directly dependent on the number
tions on other issues. It is only necessary to of vaccinators willing to expose themselves to

15
the risk of smallpox, the smaller the number plans and involves concerned constituencies,
of immunized vaccinators, the faster small- prepares within the framework of the plan,
pox would spread across the country. Further, acts if needed, and
if neither health care workers nor the general evaluates and revises.
population are immunized, our hospitals and
medical care system will be at grave risk of That is a time-consuming and risk-mini-
being swamped and losing significant capaci- mizing approach for the public and for the
ty after a smallpox attack. That is exactly what professional. It is consistent with the risk-
the president’s plan was designed to prevent. averse culture that permeates public health
It is difficult to comprehend how no pre- and medicine. It works well for much of pub-
event vaccination can be called a success. lic health decisionmaking, but it is not cor-
The above is but one example of inade- rect for decisionmaking with regard to
quate systems thinking in moving from the bioterrorism, whether it involves smallpox or
macro level—the overall approach to pre- and another agent, where decisions may need to
post-event smallpox planning—to the micro be made with little data and less time.
level of how clinics will work and determining Sweeping decisions based on limited data
what exactly must take place to avoid bottle- run counter to the culture of public health.
necks in the distribution and administration Opting for pre-event national vaccination is
of vaccine. For example, having prepositioned just such a sweeping decision. Post-event
at the state level vaccine supplies that are suf- decisions will also have to be made on the
ficient to begin substantial vaccination as basis of fragmentary, inadequate data and
soon as a case is identified would speed up will require fast, even draconian, action with-
initiating a control program by at least 12 to out the certain knowledge that the action
24 hours. As demonstrated by Kaplan, Craft, will, in hindsight, be correct. This too is anti-
and Wein, many public health officials fail to thetical to the culture of public health. We
realize the importance of response logistics in posit that such will be the case whether we
determining the outcome of a bioterrorism are dealing with smallpox, anthrax, or other
event.60 That misunderstanding is emblemat- agents.
ic of the widespread but dangerous devalua- Once you take your pick of several under-
tion of the benefits of applying sophisticated lying forces and mix them with more imme-
yet pragmatic systems approaches to small- diate causes for delay, it becomes easy to
pox and bioterrorism planning. understand why the national pre-event vacci-
Inadequate systems thinking about small- nation plan is stalled. Is the situation serious?
pox lies within a larger construct. Public health, Yes. Is it catastrophic? No. We have enough
by its very nature, prefers to deal with events vaccine to vaccinate the entire country in case
once full data are available. It eschews making of an attack. But instead of vaccinating rapid-
proactive decisions when nothing has yet hap- ly within 10 days, with our current level of
pened, as is the case with the threat of smallpox preparedness, we could easily take one to two
The smaller the when there is no attack and no illness. months, with needless spread of disease,
number of However, in emergencies with lethal poten- avoidable deaths, and much suffering and
tial, far-reaching decisions may have to be economic loss. We can muddle through. But
immunized made on the basis of very limited data.61 That muddling through at the expense of hun-
vaccinators, the type of emergency situation requires thinking dreds, perhaps thousands, of lives is not good
that is completely contrary to the usual think- enough.
faster smallpox ing of public health professionals. Typically, a We are focusing only on the limitations of
would spread good public health professional public health with regard to bioterrorism and
across the are not making a sweeping indictment of pub-
collects good and complete data, lic health. However, we submit that much of
country. analyzes with care, what is good about public health may stand in

16
the way of effectively planning for and respond- neither serve good public health nor support The CDC needs
ing to bioterrorism. Rather than ask a work- sound national preparation for a possible ter- to clearly
horse to be a racehorse or vice versa, let’s debate rorist release of smallpox.
the desirability of creating a structure that articulate the
draws only on those elements of public health rationale for the
that can contribute to an effective response to What to Do? president’s
all bioterrorism agents. We are concerned about
efforts to make the public health apparatus Short Term three-phase plan
into something it isn’t and shouldn’t be. This is The CDC needs to clearly articulate the and specifically
exemplified by the recent letter to the director rationale for the president’s three-phase plan
of CDC from the Institute of Medicine's and, within that rationale, specifically include include the basis
Committee on Smallpox Vaccination Program the basis for the number and categories of peo- for the number
Implementation.62 ple to be vaccinated pre-event. It must develop and categories of
The Institute of Medicine Committee letter, and publicize a fair, understandable, well-doc-
though containing some useful recommenda- umented assessment of vaccination risk that is people to be
tions, is flawed. Equating smallpox prepared- updated as new information becomes avail- vaccinated
ness with chronic disease and obesity and sug- able. Since CDC has, so far, been unable to
gesting that responses to such diverse threats accomplish either objective, it is likely that rig-
pre-event.
to health should be integrated strains creduli- orous oversight by HHS and Congress will be
ty. The statement that “ . . . a high level of pre- required to make this happen.
paredness may well be possible without vacci- Another important short-term measure
nating any personnel pre-event” is wrong, irre- involves reducing the risk of accidental vaccina-
sponsible, and dangerous. In another part of tion of others by recommending the use of the
their letter, the committee suggests that indi- semipermeable membrane dressing for every-
vidual states may have goals of vaccinating one who is vaccinated, not just hospital workers.
their populations in 2 to 10 days. The impossi- CDC and other health policy officials in
bility of achieving either with no pre-event vac- the Bush administration should explain
cination is not mentioned. Later, the commit- clearly to the public the key details of recent-
tee says, “It is unclear . . . how numbers of vac- ly approved vaccine compensation coverage
cinated personnel relate to the ability to and how it is linked to workers’ compensa-
respond effectively to a smallpox attack.” tion and other disability income insurance. It
These and other inconsistencies and contradic- should be emphasized that very few people
tions are obvious yet not addressed by the com- will have events that trigger the need for com-
mittee. In yet another place the committee sug- pensation.
gests that in a post-event situation it may not The secretary of homeland security and the
be possible to immediately vaccinate everyone, White House should reaffirm the importance
so plans should be made for “prioritizing cate- of the National Smallpox Vaccination Pro-
gories of vaccinees . . . pre-event” or rationing gram and meet with leaders of medical, hospi-
access. We can only speculate about the prob- tal, and nursing associations and relevant
lems of crowd control when access to vaccine is unions, to stress that this is a national security
needlessly denied in the face of a disease with a issue, the risk to healthy adults is minimal,
30 percent fatality rate. Although the commit- there is a good approach in place for liability
tee mentioned the military have vaccinated and compensation, and the nation needs their
over 450,000 people, they failed to comment help.
on the fundamental finding from the military
experience that smallpox is a safe vaccine when Medium Term
administered with care to healthy adults. In To ensure that bioterrorism response plans
brief, the IOM letter illustrates poor risk assess- are adequate, President Bush should require
ment and inadequate systems thinking that CDC and HHS to jointly empanel an advisory

17
group that has expertise in systems analysis and on very limited data? As the best possible
operations research, public administration, preparation for and protection against bioter-
public health and behavioral science, hospital rorism is in all our interests, those questions
and medical care administration, law, epidemi- and more merit public discussion and debate.
ology, and clinical medicine, including infec-
tious diseases. The panel should have military
representation as well. Most of the members A Note on SARS,
should be fresh faces, not people drawn from Monkeypox, and Public
existing committees and agency working
groups. The charge to the panel and its staff
Health
would be to critically examine and test all bioter- The onset and spread of Severe Acute
rorism plans—not just those for smallpox—to Respiratory Syndrome and monkeypox have
identify weaknesses, propose changes, and ulti- dominated public health headlines in recent
mately ensure their adequacy. The underlying months. SARS, although infectious and com-
question should be: Are the plans adequate for a municable and thus akin to smallpox, has
worst-case scenario? That requires analysis of been appropriately addressed by the applica-
pre- and post-event plans as well as of the inter- tion of classic public health epidemiologic and
In the case of action between federal and state plans. It cannot laboratory methods. SARS is less infectious
bioterrorism, be limited to federal plans alone. than smallpox and has a lower mortality rate.
thorough Though bioterrorism is a public health Its impact develops far more slowly than that
issue, the primary impact of bioterrorism will of anthrax and botulinum toxin. An under-
investigation and fall on the acute care system, particularly hos- standing of SARS, what it is, and how to con-
retrospective pitals. That is where people go when they are trol it can be determined only by rapid, but not
sick or think they are sick. We must recognize precipitous, epidemiologic and laboratory
analysis prior to that our hospitals, especially their emergency investigation that pays exquisite attention to
taking fast and rooms, are a critical first line of defense against all possibly relevant details. SARS differs sub-
sweeping action is bioterrorism. But after two decades of reim- tly but significantly from bioterrorism, and it
bursement policies driven by managed care exemplifies where classic public health can
more likely to competition in the private sector and adminis- shine. In the case of bioterrorism, thorough
ensure failure tered pricing for public-sector programs, hos- investigation and retrospective analysis prior
than lead to pitals are operated on a “just-in-time, just- to taking fast and sweeping action is more
what’s-required” basis. For an adequate hospi- likely to ensure failure than lead to success.
success. tal-sector level of preparedness, critical issues SARS does dramatically demonstrate that
of surge capacity and shortages (staff, equip- hospital workers may be particularly vulnera-
ment, and facilities) and the need for adequate ble and hospitals can serve as epidemiologic
government funding for bioterrorism pre- pumps contributing to the spread of disease
paredness and response must be addressed. as they struggle to control the same disease.
What can be learned from our approach to Most notably, the economic and social conse-
smallpox? What must be done to ensure that quences of even a small epidemic like SARS
we are adequately prepared, not just for small- already have been vast.
pox, but for all bioterrorism hazards? What Monkeypox reminds us that we must expect
can we learn from the recent military experi- the first case of smallpox to be identified slowly.
ence with vaccination? Are there ways to capi- Initiating civilian vaccination at our current state
talize on the strengths of CDC and state and of preparedness will be neither easy nor fast.
local public health agencies while addressing Finally, SARS and monkeypox demonstrate
weaknesses in systems thinking and commu- the ease with which infections can be transmit-
nication? Is the culture of public health suffi- ted in our era of easy, worldwide air travel and
ciently malleable to allow, even to foster, rapid the impact of rapid, global communication on
decisionmaking with vast consequences based how citizens and governments respond.

18
organize to combat bioterrorism, further In the near term,
Conclusion questioning of premises and conventional far better
wisdom is likely to illuminate weaknesses
With sufficient vaccine and VIG, the nation and suggest more robust approaches. information
now has the material, but not the human, about the risk of
capacity to rapidly control a bioterrorist small-
pox outbreak. Pre-event vaccination of Notes vaccination along
10,000,000 medical, public health, and emer- The authors wish to thank Julie Adelson, Jim
with a clear
gency workers is central and essential for rapid Bentley, Col. John Grabenstein, Jane Hale, rationale for the
post-event control. However, few health and Kristian Heggenhougen, Dr. Ken James, Edward
emergency workers have opted for voluntary Kaplan, Ken Mirvis, and Dr. James Plorde for president’s plan
their many helpful suggestions.
vaccination. The overt reasons are are needed.
1. William J. Bicknell, “The Case for Voluntary
• inadequate and misleading vaccine risk Smallpox Vaccination,” New England Journal of
information provided by CDC, Medicine 346 (2002): 1323–25. In November 2001
the federal government awarded a $428 million
• delay in passing liability and compensa- contract to a private joint venture between two
tion legislation, and pharmaceutical manufacturers, Acambis and
• insufficient education about and sup- Baxter International, to produce 155 million doses
port for vaccination by key leaders in the of smallpox vaccine to be delivered by the end of
2002. The new purchase would be added to the 15
administration directed to the public million older doses of smallpox vaccine that the
and key professional groups. government already had stockpiled and the 40 mil-
lion newer doses previously ordered in 2000 by the
Further, a variety of subtle but powerful Centers for Disease Control and Prevention. In
addition, about 85 million doses of older smallpox
underlying reasons is delaying vaccination and vaccine were discovered in storage by vaccine maker
weakening post-event planning. Perhaps the Aventis Pasteur and donated to the federal govern-
most important are deficient systems thinking ment on March 29, 2002. See Veronique de Rugy
in public health and a public health culture that and Charles V. Peña, “Responding to the Threat of
prefers to be reactive rather than proactive. Smallpox Bioterrorism: An Ounce of Prevention Is
Best Approach,” Cato Institute Policy Analysis no.
In the near term, far better information 434, April 18, 2002, p. 5; and Ceci Connolly,
about the risk of vaccination along with a clear “Aventis to Donate Smallpox Vaccine,” Washington
rationale for the president’s plan are needed. Post, March 30, 2002, p. A2.
With the passage of compensation legislation,
2. Centers for Disease Control and Prevention
the administration now needs to reemphasize (CDC), “Protecting Americans: Smallpox
that vaccination is safe and that our nation’s Vaccination Program,” December 13, 2002, www.bt.
security requires the timely completion of the cdc.gov/agent/smallpox/vaccination/vaccination-
national pre-event plan. Those actions will effec- program-statement.asp; White House, “Frequently
Asked Questions: Smallpox Response Teams,”
tively neutralize the weapons potential of small- December 13, 2002, www.whitehouse.gov/news/
pox. The only reason for less preparation would releases/2002/12/20021213-3.html; and CDC,
be that the national intelligence assessment sup- “CDC Telebriefing Transcript: HHS Teleconference
ported a conclusion that the threat of dissemi- on Smallpox Policy,” December 14, 2002, www.
cdc.gov/od/oc/media/transcripts/t021214. htm.
nation is significantly reduced or absent.
In the medium term, the adequacy of our 3. Personal Communication with Col. John
pre- and post-event response plans for all Grabenstein, deputy director, military vaccines,
bioterrorism agents should be subjected to U.S. Army Medical Command; CDC, Office of
Communication, “Smallpox Vaccination Program
critical, multidisciplinary analysis. Those of Status by State,” www.cdc.gov/od/oc/media/
us in the health professions need to consider spvaccin.htm (accessed July 25, 2003); and U.S.
if and how public heath expertise can be Department of Defense, “Smallpox Vaccination
made more relevant to planning for and Program Safety Summary, as of June 15, 2003,”
www.smallpox.army.mil/event/SPSafetySum.asp.
managing bioterrorism events. However we

19
4. International Communications Research, Study uct derived from the plasma of humans who have
no. Q946, Medis, Pa., November 2001; and Joseph recently been vaccinated, and it is an antidote to
Barbera et al., “Large-Scale Quarantine Following some of the vaccine’s side effects. For a full and
Biological Terrorism in the United States: Scientific current discussion of the use of VIG, see ibid.
Examination, Logistic and Legal Limits, and
Possible Consequences,” Journal of the American 15. Lane et al., “Complications of Smallpox,
Medical Association 286 (2001): 2711–17. National Surveillance in the United States 1968”;
and Neff et al., “Complications of Smallpox
5. J. Michael Lane et al., “Complications of Vaccination, National Survey in the United States,
Smallpox, National Surveillance in the United 1963.”
States 1968,” New England Journal of Medicine 281
(1969): 1201–8; John M. Neff et al., “Complications 16. J. Michael Lane et al., “Deaths Attributable to
of Smallpox Vaccination, National Survey in the Smallpox Vaccination, 1959 to 1966 and 1968,”
United States, 1963,” New England Journal of Medicine Journal of the American Medical Association 212 (1970):
276 (1967): 125–31; and John M. Neff et al. “Risk of 441–44.
Transmission of Vaccinia Virus to Contacts,” Journal
of the American Medical Association 288 (2002): 1901–4. 17. CDC, “Vaccine Overview,” March 31, 2003, www
.bt.cdc.gov/agent/smallpox/vaccination/facts.asp.
6. Frank Fenner et al., Smallpox and Its Eradication
(Geneva: World Health Organization, 1988), www. 18. The data for 1963 and 1968 are aggregated for
who.int/emc/diseases/smallpox/Smallpoxeradicatio the 15-to-19-year age group and cannot be broken
n.html. out. Therefore, the age group starts at 15 even
though the national plan begins at 18. However,
7. Fenner et al. because vaccine risk increases with decreasing age,
if this introduces error, it will be conservative and
8. Ken Alibek, Biohazard (New York: Random show increased risk.
House, 1999).
19. Eczema or atopic dermatitis is a skin condi-
9. Ken Alibek, Testimony before a Special U.S. tion that tends to wax and wane. It occurs more
Congressional Hearing, “Combating Terrorism: commonly in children than adults, and, whether
Assessing the Threat of a Biological Weapons Attack,” it is active or not, it is thought to place the person
October 22, 2001, www.newsmax.com/archives/arti- at higher risk of a vaccine complication. If the der-
cles/2001/10/21/204923.shtml; and Andre Picard, matitis is active in an unvaccinated person, that
“Experts Raise Smallpox Alert: Global Vaccination person is at higher risk of being accidentally
Campaign Urged by Scientists Fearing Bioterror infected by coming into close contact with a
Threat,” Globe and Mail, November 6, 2001, p. 1. recently vaccinated person.

10. Donald A. Henderson, “Smallpox: Clinical 20. Bartlett et al.


and Epidemiologic Features,” Emerging Infectious
Diseases 5 (1999): 537–39. 21. Neff et al., “Risk of Transmission of Vaccinia
Virus to Contacts.”
11. Alibek, Testimony.
22. Ibid.
12. Personal communication with Dr Jonathan
Tucker, director of the chemical and biological 23. Robert B. Belshe, Presentation at CDC, May 8,
weapons nonproliferation program of the Monterey 2002, reporting no detectable viral shedding
Institute, Washington, D.C., June 4, 2002. He stated when a double-thickness semipermeable mem-
that declassified Defense Intelligence Agency docu- brane was used over a folded gauze pad.
ments noted evidence of recent vaccination of North
Korean troops and vaccination of Iraqi troops at an 24. Melinda Wharton et al, “Recommendations for
unspecified time. Using Smallpox Vaccine in a Pre-Event Vaccination
Program,” Morbidity and Mortality Weekly Report
13. Picard. (CDC), February 26, 2003, www.cdc.gov/mmwr/
preview/mmwrhtml/m2d226.htm.
14. William J. Bicknell and Kenneth James, “The
New Cell Culture Vaccine Should Be Offered to 25. Hand washing, a cornerstone of good infec-
the General Population,” Reviews in Medical tion control, is very important until the scab at
Virology 13 (January 2003): 5–15; and John G. the vaccination site falls off, often around 21 days
Bartlett et al., “Smallpox Vaccination in 2003: Key after vaccination. It should be done after chang-
Information for Clinicians,” Clinical Infectious ing the dressing covering the vaccination site or
Diseases 36 (2003): 883–902. VIG is a blood prod- whenever the vaccination site is touched. The

20
dressing is typically changed every 2 to 4 days. /-msey/www/are some airlines safer.html; see also
“Flying? No Point in Trying to Beat the Odds,” Wall
26. Kent A. Sepkowitz, “Current Concepts: How Street Journal, September 9, 1998.
Contagious Is Vaccinia?” New England Journal of
Medicine 348, no. 5 (January 30, 2003): 439–46. 40. This assumes that everyone vaccinated uses
the semipermeable membrane dressing and
27. Personal Communication with Col. John health workers who have contact with patients for
Grabenstein. the 21 days during which they may accidentally
infect another person have their work assign-
28. For details of the military experience, see U.S. ments modified so that they are not working in
Department of Defense, “Smallpox Vaccination patient care areas with high-risk patients
Program Safety Summary, as of May 16, 2003.” (immunocompromised, burns, etc.).
29. “Update: Adverse Events Following Smallpox 41. Cyril W. Dixon, “Smallpox in Tripolitania,
Vaccination—United States 2003,” Morbidity and 1946: An Epidemiological and Clinical Study of
Mortality Weekly Report, April 4, 2003, pp. 278–81; 500 Cases, Including Trials of Penicillin
and www.smallpox.army.mil/event/SPSafetySum. Treatment,” Journal of Hygiene 46 (1948): 351–77
asp, as of March 31, 2003. (see particularly Table 6, p. 369); Philip P.
Mortimer, “Can Postexposure Vaccination against
30. Personal Communication with Col. John Smallpox Succeed?” Clinical Infectious Diseases 36
Grabenstein. (2003): 622–29; and William Bicknell and Kenneth
James, “Smallpox Vaccination after a Bioterrorism-
31. CDC, “Interim Smallpox Fact Sheet, Smallpox Based Exposure,” Letter to the editor, Clinical
Vaccine and Heart Problems,” www.bt.cdc.gov/ Infectious Diseases, August 2003, p. 467.
agent/smallpox/vaccination/heartproblems.asp
(acessed June 8,2003); U.S. Department of Defense, 42. CDC, “Smallpox Emergency Personnel
“Smallpox Vaccination Program, Resources Protection Act: Benefits and Compensation for
Regarding Cardiac Adverse Events,” www.small Smallpox Vaccine Injuries,” June 6, 2003, www.
pox.army.mil/event/cardiac.asp (accessed June bt.cdc.gov/agent/smallpox/vaccination/bene-
8,2003); and U.S. Department of Defense, comp.asp. The law established a no-fault program to
“Smallpox Vaccination Program Safety Summary provide benefits and/or compensation to certain
as of March 31, 2003.” individuals, including health care workers and emer-
gency responders, who are injured as the result of
32. Jouko Karjalainen et al., “Etiology of Mild administration of smallpox countermeasures. The
Acute Infectious Myocarditis,” Acta Medica program will also provide benefits and/or compen-
Scandinavia 213 (1983): 65–73; and Brian J. Feery, sation to certain individuals who are injured as a
“Adverse Reactions after Smallpox Vaccination,” result of accidental vaccinia inoculation through
Medical Journal of Australia 2 (1977): 180–83. contact. The Homeland Security Act of 2002 already
had protected physicians and other health care
33. L. R. Finlay-Jones, “Fatal Myocarditis after workers from lawsuits by those they vaccinate. It
Vaccination against Smallpox: Report of a Case,” deemed entities and individuals involved in the
New England Journal of Medicine 270 (1964): 41–42 manufacture, distribution, and administration of
the smallpox vaccine to be “employees” of the Public
34. Karjalainen et al. Health Service for tort liability purposes. That legis-
lation effectively transferred liability to the federal
35. “Cardiac Adverse Events Following Smallpox government under the Federal Tort Claims Act
Vaccination—United States 2003,” Morbidity and (which limits remedies for those seeking redress). See
Mortality Weekly Report, March 28, 2003, pp. Robin J. Strongin and Eileen Salinsky, “Who Will
248–50; www.smallpox.army.mil/event/SPSafety Pay for the Adverse Events Resulting from Smallpox
Sum.asp, as of March 31, 2003; and personal com- Vaccination? Liability and Compensation Issues,”
munication with Col. John Grabenstein National Health Policy Forum Issue Brief no. 788,
March 12, 2003, p. 5. However, Strongin and
36. Ibid. Salinsky observed that section 304 of the Homeland
Security Act did not appear to provide liability pro-
37. Morbidity and Mortality Weekly Report, March tection for hospitals or other health care organiza-
28, 2003. tions that ask their employees to volunteer for the
vaccine but are not directly responsible for adminis-
38. “Risk of Death: Assigning Numbers to Health tering the vaccine. The liability status of health care
Risks,” New York Times, July 7, 2002. workers who are vaccinated and may inadvertently
pass the vaccinia virus to an unvaccinated person
39. Arnold Barnett and Alexander Wang, “Are Some also remained unclear, at best. In addition, the 2002
Airlines Safer Than the Others?” http://web.mit.edu

21
legislation did not establish a clear avenue of com- sp (accessed August 3, 2003).
pensation for individuals who incur injuries caused
by administration of the vaccine. Ibid, pp. 6–7; see 54. To give the reader a sense of the power of peer
also “Smallpox Vaccine: Easing Fears on pressure, as we write these words both authors are
Inoculations,” American Medical News, May 12, 2003, uncomfortable, not with the truth of the facts set
www.ama-assn.org/sci-pubs/amnews/am forth in this article, but with the knowledge that
n_03/edsa0512.htm. what we are writing may seem like airing dirty
linen in public.
43. CNN.com/Health, “Surgeon General Vaccinated
against Smallpox,” March 11, 2003, www5.cnn.com/ 55. Henderson.
2003/HEALTH/03/11/smallpox.surgeon.gen.ap.
56. Bicknell; and Edward H. Kaplan, David L. Craft,
44. Alibek, Biohazard. and Lawrence M. Wein, “Emergency Response to a
Smallpox Attack: The Case for Mass Vaccination,”
45. J. Michael Lane and Joel Goldstein, “Evaluation Proceedings of the National Academy of Science 99
of 21st-Century Risks of Smallpox Vaccination and (2002): 10935–40, published online before print as
Policy Options,” Annals of Internal Medicine 138 10.1073/pnas.162282799.
(2003): 492. See also de Rugy and Peña; and Bicknell.
57. Thomas Mack, “A Different View of Smallpox
46. Quoted by Dr. Gregory Saathoff speaking at and Vaccination,” New England Journal of Medicine
the King’s College conference on “Communicating 348 (January 30, 2003): 5; Lane and Goldstein; and
the War on Terror,” London, June 5, 2003. www.bt.cdc.gov/agent/smallpox/response-plan
/index.asp.
47. Alibek, Biohazard.
58. Edward H. Kaplan and Lawrence M. Wein,
48. To the extent that smallpox is in the hands of “Smallpox Eradication in West and Central Africa:
nations other than Russia and the United States, Surveillance—Containment or Herd Immunity?”
there is always the chance of accidental release with- Epidemiology 14 (2003): 1–4; and Bicknell and James,
out malicious intent. Moreover, we should not “The New Cell Culture Vaccine Should Be Offered
assume that everyone who possesses samples of the to the General Population.”
virus will be as diligent or capable as designated
WHO repositories in storing and handling the virus. 59. Ceci Connolly, “Bush Smallpox Inoculation
An exposure of this type would be easily confused Plan Near Standstill: Medical Professionals Cite
with bioterrorism but, we hope, easier to control. Possible Side Effects, Uncertainty of Threat,”
Washington Post, February 24, 2003, p. A6; and David
49. American College of Preventive Medicine, McGlinchey, “Smallpox: CDC Says It Never Aimed
“Clinician Communication Briefing 6 Summary, for 500,000 in First Phase,” Global Security Newswire,
Special Smallpox Preparedness Program Update February 26, 2003, www.nti.org/d_newswire/issues
Telephone Briefing,” March 7, 2003, www.acpm. /newswires/2003_2_26.html#4.
org/hhs_smallpox.htm.
60. Kaplan, Craft, and Wein; and Lawrence M.
50. Personal communication with Dr. Larry Wein, David L. Craft, and Edward H. Kaplan,
Anderson, CDC, January 26, 2003. “Emergency Response to an Anthrax Attack,”
Proceedings of the National Academy of Science 100
51. CDC, “Smallpox Response Plan and Guidelines (2003): 4346–51, published online before print as
(Version 3.0).” See particularly Draft Guide A— 10.1073/pnas.06 36861100.
Smallpox Surveillance and Case Reporting; Contact
Identification, Tracing, Vaccination, and Surveillance; 61. William Bicknell and Daniel C. Walsh, “The First
and Epidemiologic Investigation (May 21, 2003) and ‘Red Tide’ in Recorded Massachusetts History:
Guide B—Vaccination Guidelines for State and Local Managing an Acute and Unexpected Public Health
Health Agencies (February 27, 2003), www.bt.cdc.gov/ Emergency,” in Proceedings of the First International
agent/smallpox/response-plan/index.asp. Conference on Toxic Dinoflagellate Bloom (Boston:
Massachusetts Science and Technology Foundation,
52. Dixon; Mortimer; and Bicknell and James, 1975), pp. 337–45.
“Smallpox Vaccination after a Bioterrorism-Based
Exposure.” 62. Institute of Medicine, "Review of the Centers for
Disease Control and Prevention's Smallpox
53. CDC, “Smallpox Fact Sheet: Vaccine Overview,” Vaccination Program Implementation," Letter
www.bt.cdc.gov/agent/smallpox/vaccination/facts.a Report #4, August 12, 2003.

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