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Philosophical Consolation in

Christianity and Islam:


Boethius and al-Kindi Thérèse-Anne Druart

Can philosophy console people in distress? Can phi- permeate all Hellenistic schools – be it in their Greek
losophy console such people even if they are members or Latin garb, as manifested so powerfully in Lucretius’s
of one of the great monotheistic religions? The first Epicurean poem, De rerum natura. Among others,
question has long been disputed among philosophers Jackie Pigeaud in her 1981 work, La maladie de l’âme,6
and the second between philosophers and believers, and Martha C. Nussbaum in The Poetics of Therapy, a
among philosophers who are also believers. Such collection of essays by various authors which she edited
disputes1 have their roots in one’s conception of in 1990,7 André-Jean Voelke, in La philosophie comme
philosophy. Is philosophy simply a “theory or contem- thérapie de l’âme (1993),8 and again Martha C.
plation”, or is it first and foremost a “way of life”, as Nussbaum in The Therapy of Desire, published in 1994,9
claimed by Pierre Hadot?2 Juliusz Domański has shown have explored this tradition and some of its common
how this alternative led to controversies from Antiquity features. It considers philosophy a way of life and the
to the Renaissance.3 To determine whether philosophy medicine which can cure the soul’s diseases as bodily
can console I have chosen to focus on two philosophers, medicine does those of the body. It also uses literary
Boethius (ca. 480-525/526), who wrote the famous artistry to gain a broader audience one wishes to convert
Consolation of Philosophy, though he was a Christian to one’s own philosophical stance.
who penned theological treatises in defense of the faith, This tradition may well go back to Plato’s Timaeus,
and al-Kindi (ca. 801–866), a Muslim, who authored the since its last pages deal with the diseases of the body
Art of Dispelling Sorrows. (81 e–86 a) as well as the diseases of the soul – gener-
Many readers of Boethius’s Consolation were so ally called α’´νοια or lack of reason, and subdivided into
puzzled that Boethius, while in jail and fearing execu- µανία (madness) and α ’ µαθία (ignorance) – and their
tion, would offer a purely philosophical consolation care (86 b–90 d).10 This conception of the diseases of
instead of turning to religion, that they argued he did the soul indicates that at least some of them are linked
not write the theological treatises attributed to him. to a kind of epistemic deficiency. We know that the
Even though such a view is now generally rejected, Timaeus deeply influenced the Consolation, since
Henry Chadwick, in his famous 1981 book, Boethius: Boethius refers to it just before the turning point of his
The Consolations of Music, Logic, Theology, and text,11 the famous cosmological poem III, IX, “O qui
Philosophy, indicates from the beginning a need to raise perpetua”, inspired by this very text. We also know that,
the issue of Boethius’s faith in light of the Consolation very early, the Arabic philosophical tradition makes
of Philosophy, and ends with his own resolution of the great use of at least a summary of the Timaeus prepared
problem.4 by Galen, who was both a physician and a philosopher.12
The properly philosophical aspect of al-Kindi’s Art Besides, a contemporary of al-Kindi, al-Razi (the
of Dispelling Sorrows did not seem to bother his Muslim Rhazes of Chaucer), who was also both physician and
readers and imitators, but, as our colleague Sidney H. philosopher as well as very influenced by Galen and the
Griffith has so fascinatingly discovered,5 it led Christian Timaeus, wrote a Spiritual Medicine.13
Arab followers borrowing from him pointedly to add Boethius’s and al-Kindi’s grounding in a common
reflections on Christ’s passion. philosophical tradition as well as their parallel situa-
Both texts are grounded in the same ancient philo- tion in the history of philosophy may explain why both
sophical tradition which recent research has proved to texts have striking commonalities even though al-Kindi

Topoi 19: 25–34, 2000.


 2000 Kluwer Academic Publishers. Printed in the Netherlands.
26 THÉRÈSE-ANNE DRUART

most probably never even heard Boethius’s name and he has lost everything, is now in jail, and expects to be
was blissfully unaware of the existence of the executed. Lady Philosophy helps him to recover from
Consolation. Boethius is known “as the last of the his sorrows by recovering (pun intended) philosophical
Romans and the first of the scholastics”, a tag already claims he has forgotten. But to whom is the text
given by Lorenzo Valla in the fifteenth century, 14 while addressed? Surely not to Boethius himself, who must
al-Kindi is dubbed “the philosopher of the Arabs” as a have fully recovered to be able to write a masterpiece
seminal figure in that tradition and one of the few to of such artistry and such philosophical sophistication.
be an Arab by blood.15 Both present a text accessible In the Symposium, Plato, wishing to convince the reader
to beginners and this explains their incredible popularity to become a lover of wisdom instead of beautiful boys,
in and out of philosophical circles.16 They also use invented the priestess Diotima, a rather pompous if not
artistry to render philosophical points more palatable, ponderous and certainly condescending teacher of the
such as Boethius’s poems and the character of Lady rather slow pupil Socrates. Following the example of
Philosophy, presented as a Physician, and al-Kindi’s his master, Boethius creates Lady Philosophy and makes
stories and literary genre of a letter in reply to an of himself an addict of emotional poetry and a slightly
enquiry. Both distinguish two kinds of remedies for the disabled learner for philosophy. This literary device
soul’s illnesses, light and strong, according to one’s allows unsophisticated readers to identify with Boethius
philosophical acumen. They also offer striking reversals and to submit willingly to Lady Philosophy’s pontifi-
from received opinions: Boethius, who had decried cating ministrations. The one who will be consoled by
misfortune, is led by Lady Philosophy to admit already shedding false opinions and be liberated from the bonds
in II, 8 that, contrary to common opinion, misfortune of passion is the reader.
is more beneficial than good fortune, and al-Kindi In the same way but with less charm and creativity,
reaches a point at which he sees the falsity of the al-Kindi pretends he is responding to the request of an
original definition of sorrow as “a pain of the soul unspecified friend afflicted with unspecified sorrows
occurring from the loss of things loved or from having and so allows the reader to identify with his corre-
things sought for elude us”.17 We notice too at a deeper spondent and to prepare himself for the study of phi-
level that Neoplatonism suffuses both texts. losophy. Both texts move from common opinions (the
These nearly uncanny parallels between two texts, falsest opinions) to popular philosophy (less false
neglected because of the lack of interdisciplinary opinions) by means of easy remedies or rhetorical
research inside the field of philosophy, raise more arguments, to reach finally true opinion, based on
serious questions. As philosophers, what positions must metaphysical stances and more sophisticated arguments,
we maintain if we want to accept Boethius’s and al- as well as liberation of the mind from passion. Both
Kindi’s views as well as the contention of Hellenistic seem to aim mainly at true opinion, since arguments are
philosophy that philosophy can console? I see two of not provided for all metaphysical stances. Both, for
them which I shall try to explore: 1. sadness, a passion, instance, assume the immortality of the soul and do not
is linked to, or caused by, an epistemic defect, false argue for it in these particular texts.
opinion, and, if this is true, then dispelling the false But are Boethius’s and al-Kindi’s philosophical
opinion and substituting a true one should remove stances fairly similar? The answer is a resounding yes.
sadness or at least excessive sadness; 2. human beings As John Haldane, for instance, indicates, the
are free, that is to say, have some control over their Consolation moves from Stoic arguments, the easy
passions, thanks to human reason, and so inciting them remedies, to Neoplatonic arguments and stances.18 And
to accept true opinions instead of false ones is worth- Rafael Ramón Guerrero and Emilio Tornero Poveda
while. assert that, in the Art of Dispelling Sorrows, al-Kindi
intertwines Stoic and Neoplatonic arguments; we will
show later on that such is the case in commenting on a
I. The Common Path particularly telling passage.19
At the beginning (book I, prose 3, 7), Boethius makes
Boethius offers consolation by means of a dialogue it clear that Lady Philosophy considers both
between Lady Philosophy and himself, who, at the very Epicureanism and Stoicism as inferior schools of
beginning, is nearly drowning in floods of tears because philosophy, enjoying only partial truth compared to
PHILOSOPHICAL CONSOLATION 27

Plato and Aristotle, but al-Kindi refrains from stating troubles, philosophy had driven from him any desire for
overtly his philosophical preferences. Yet, we know that mortal affairs since he knew philosophy could make him
both are influenced by the Alexandrian school of “like to god” (consimilem deo faceres, I, 4, 38–39). He
philosophy, which defends the compatibility of the also confesses that pain and grief have weakened his
views of Plato and Aristotle.20 memory (memoriam maeror hebetauit, I, 6, 10). Lady
Both texts maintain that, in order to console people, Philosophy knowingly comments that now he has
we first need to know the cause of their sorrows, and strayed far from his homeland (patria, a term that will
that the cause is not the specific event or events which come back again and again, as at I, 5, 3, and a theme
afflict them, but rather some false opinion which leads which appears also in al-Kindi). That grief has
sufferers to think that such events are a source of misery. weakened his memory becomes clear for, when Lady
Let us now first follow the path of recovery from Philosophy asks him, “Can you tell me what a human
false opinion as Boethius presents it, since it not only being is?” he replies simply that he knows and admits
contains numerous and clear signposts but also shows that he is “a rational and mortal animal”, and does not
more awareness of what is at stake. This will allow go beyond that even when Lady Philosophy prods him
us later on to make better sense of al-Kindi’s less to enlarge his definition. We are far from the “likeness
organized enterprise. to God”.
Having forgotten that he is “like to God”, Boethius
has adopted the false or, perhaps more exactly, partially
II. Boethius’s path from false opinion and false opinion that he is nothing more than a “rational
II. enslavement to true opinion and freedom and mortal animal”. Lady Philosophy hopes to lead him
to a recovery of the full truth, which will be full
Lady Philosophy at the end of Book I presents a rather recovery from his disease, since, though such false
sophisticated and complex diagnostic for Boethius’s opinion could be a terminal disease, Boethius’s true
misery or disease.21 Boethius has forgotten who, or opinion that the governance of the world is subject to
maybe better, what he is. This self-forgetfulness is his divine reason (divina ratio) will provide the needed
main ailment (I, 6, 17), but is complicated by his having sound grounding. The deceptive passions (fallaces
also forgotten the purpose of things as well as the affectiones, I, 6, 21) have led him to substitute false
manner of the world’s governance (I, 6). The recovery opinions for previous true opinions.
of these memories, though this is not yet stated, will The first step is to make Boethius aware that no one
be an exercise in recollection. The core sickness of self- is in control of his fortune and that he should have
forgetfulness will alone retain our attention. From the known better than to expect fortune always to smile at
very beginning Lady Philosophy claims (I, 1, 9) that the him (II, 1 & 2). A parallel argument is used by al-Kindi,
passions (affectus) choke the fruits of reason (fructus who substitutes God for fortune.
rationis; al-Kindi will speak of the fruits of intellect) The second and more important step of the easy
and, therefore, that the emotional muses of ordinary remedy leads Boethius to admit that true happiness is
poetry with whom Boethius was spending his time in himself and not in external and mortal things, since
simply accustom men’s minds (mentes) to their disease “nothing is miserable unless you think so” (nihil est
but do not liberate them. Her very first action is then miserum nisi cum putes, II, 4, 18). He is then reminded
to expel those muses before examining the patient. that he had been “convinced by many proofs that human
Boethius suffers from lethargy (lethargum, reminding minds are in no way mortal” (II, 4, 28). Therefore, he
us of Plato’s waters of the netherworld river of lethe or can begin to see that strictly speaking he is not a mortal
oblivion from which souls must drink after having animal, though his body is, and so he can be reminded
contemplated the Forms and before returning to earth). that he is in some way divine in that human beings are
Lethargy is a sickness common to deluded minds and like to God precisely thanks to their immortal minds
easily cured by a philosophical awakening or, more (vos autem deo mente consimiles, II, 5, 26). Self-knowl-
exactly, re-awakening (I, 2, 5–6). edge gives human beings superiority over all other
Boethius, still missing the point of the necessity of things, but lack of it makes them lower than the beasts,
a philosophical quest, embarks on a long tale of woes, for, though it is natural in other animals not to have
but in the midst of it indicates that, before these self-knowledge, in human beings it is a vice (II, 5, 29).
28 THÉRÈSE-ANNE DRUART

To be sure that the immortality in question not be ruler of the universe, evil can exist at all and even pass
reduced to that of fame, dear to the ancients, Lady unpunished”23 (IV, 1, 3). Boethius’s grief is no longer
Philosophy indicates that the immortality of fame is grounded in personal deprivation of external goods but
metaphorical, since fame can only be long lasting and in a philosophical problem, i.e., an apparent inconsis-
is nothing compared to an infinite time and true immor- tency between the true opinion that there is a good ruler
tality (II, 7, 17–18). of the universe and the fact of the existence of evil, as
Book III then presents stronger remedies. Now well as the fact that moral evil goes unpunished, since
Boethius can look beyond partial goods, of which only these two facts – if indeed they are facts – would under-
few and those only in small quantity are really neces- mine God’s goodness and justice (IV, 1, 5). Lady
sary. He can reflect on the surpreme good or happiness Philosophy, of course, faces this challenge and promises
which is shown to be God and recall that not only is he Boethius to bring him back to his homeland (IV, 1, 9).
“like to God” but even that he can acquire divinity and From then on, the Neoplatonic image of the return to
become a god. Lady Philosophy cleverly explains what the homeland becomes rather pervasive.
exactly is meant by this startling expression. “Every In fact Boethius seems to have forgotten a true
happy human being is a god, even if by nature there is opinion he had recovered in III, 12: since God is all-
only one God, but nothing prevents there being very powerful but cannot do evil, then evil is nothing
many by participation” (III, 10, 25). The metaphysics (III, 12, 26–29). Lady Philosophy does not go back to
of participation underpins the very possibility of that point but simply shows how both ignorance and
recollection and invites the reader to imitate God. Just intemperance incite wicked men to pursue false goods
as God does not “dilute” himself in external things or instead of the true good they really desire and aim at,
requires them in governing the world, Boethius should and so lead them not to increase their very being and
not dilute his mental powers in focusing on external participation in divinity but rather to their decrease in
things but should rather go deeper into self-reflection. being. If they both knowingly and willingly would
The easy remedies or arguments were based on pre- pursue false goods, they would not only have little
misses taken from our experience of, or with, external power but would altogether cease to exist, since they
things. For instance, experience is how we discover that would be knowingly and deliberately attempting to stop
survival in nature does not require many external things. participating in God and being. So wicked human beings
Difficult remedies are based on metaphysical reasoning are punished since their true being, their inner being,
grounded in analysis of basic notions. For example, decreases, while good people’s being keeps increasing
Lady Philosophy has just presented some kind of onto- so that they become more and more gods by participa-
logical proof for the existence of God: we are aware that tion (IV, 3, 8–10). Obviously Boethius adopts the view
external things, fame, etc, are imperfect goods because that no one willingly does evil. Human beings who do
we already are aware of perfection (III, 10, 2–4). evil, though still exhibiting the external appearance of
Boethius has recovered enough to notice the change in a human body, have in fact lost their human nature,
arguments. So he comments with admiration, “and these since their behavior, being self-defeating, is irrational.
things you set out with proofs not fetched in from “He who having left goodness aside has ceased to be a
outside, but belonging within and from within, each one human being, since he cannot pass over into the divine
drawing its validity from another”22 (III, 12, 35). Only state, turns into a beast”24 (IV, 3, 21). Al-Kindi, on the
such arguments can open to us an understanding of other hand, will claim that irrational human behavior is
higher realities, because they reflect divine self-suffi- worse than animal.
ciency (III, 12, 35–38). Boethius then acknowledges the logical validity of
But the cure is not yet complete and, therefore, the the arguments and Lady Philosophy happily praises his
dialogue between Lady Philosophy and Boethius must logical acumen. She also makes it clear that she adopts
continue. Boethius has not yet completely forgotten his the views defended in the Timaeus that vice is a disease
inner grief. His grief in fact had an inner and an outer of the soul and should be pitied, not punished. Leaving
aspect. The outer aspect focused on external things he aside this topic, Boethius, now fully confident in his
has been deprived of, but he has now understood that reasoning powers, enters into the complex topics of
they are not really necessary, and so he can move to deal God’s predestination and the freedom of the will, which
with his inner grief, i.e., that though “there exists a good too are part of his medicine (IV, 6, 4). Surreptitiously
PHILOSOPHICAL CONSOLATION 29

Lady Philosophy begins to slip in the theme of divine our minds are befogged by clouds of unknowing (insci-
simplicity and indicates that the unfolding of temporal tiae nube caligant) and are disturbed and grieved by the
order, or fate, is simply a reflection of divine provi- pernicious passions by means of which we enslave our-
dence. Therefore, all things that are subject to fate are selves. We then become captives of our own freedom
subject to providence, but some things subject to (sunt quodam modo propria libertate captivae, V, 2, 10).
providence are above the ordering of fate or nature: the The return to the homeland is not only a passage from
closer a being is to divine simplicity, the freer from false opinion to truth, thanks to a form of recollection,
the snares of fate. Lady Philosophy then can begin to but also a recovery of the freedom we had abdicated.
introduce a new mode of knowing, “Understanding” The cure is succeeding and poem three recalls Meno’s
(intellectus), which is to “the exercise of reason” paradox, celebrates recollection, and argues that the
(ratiocinatio) as eternity is to time (IV, 6, 17). level of our grasp of reality is based on which power
Philosophy becomes in some way a participation in of the soul we are using. Poem four, too, will reflect
God’s thinking and it is not surprising that Lady on epistemic positions since it will contrast the view of
Philosophy claims now that the “ruler and healer of the Stoics, who think that the mind is purely passive
minds”25 (rector ac medicator mentium deus, IV, 6, 29) and, therefore, a blank tablet, with a view granting to
is none other than God. The length of the argument the mind the ability to use whichever power it wishes
tiring Boethius, Lady Philosophy will provide a draught in order to determine how it will know realities. Such
of philosophical poetry and a summary of the conclu- a power is called an efficient cause (V, IV, 26–29).
sions we have reached so that Boethius and his readers Human beings have not only senses and imagination
may be ready to face the final book. but also reason and even, it seems, thanks to meta-
Book V begins with Lady Philosophy recalling that physics, some share in divine intelligence (intelligentia),
she had promised to return Boethius to his homeland at least to this extent, that they are able to know it exists
(patria, V, 1, 4). She argues that all natural events are and is utterly simple (V, 4). Chapter 5 will provide the
predetermined and also that there is free will and so necessary study of human knowing. Human beings are
the chain of fate does not bind the motions of human not simply rational beings, but, by participation, they
spirits. Up to now the ability of the will to turn from can share in or have some glimpse of divine intelli-
consideration of external things to self-knowledge and gence, which alone allows philosophy to resolve the
better understanding of God’s thinking had been apparent incompatibility between God’s foreknowledge
affirmed but never proven to exist. Any rational nature, and human freedom. All problems are solved on the
she argues, must have free will, since to be rational epistemological grounds of a more refined division of
implies the ability to judge, which itself implies the modes of knowing and a conception of the human mind
ability to pursue what it judges desirable and to flee as not purely passive but rather able to determine which
what it judges harmful. The argument is grounded on cognitive power it will use. Our knowing is not
epistemology and the whole book will carefully explore determined by the nature of the object known but rather
the epistemic underpinnings of its metaphysics. Though by the nature of the power used to know it. The higher
all rational natures have the ability to judge, they do not the faculty, the less dependent on the nature of the
all have the same accuracy in their judgment nor the object. Intelligence looks at the Form itself which is
same ability to achieve what they desire, and so they utterly simple and no longer at its reflections in multiple
do not all have the same degree of free will. Only divine and temporal instantiations. The higher the power, the
substances have penetrating judgment, uncorrupted will, closer to God’s Intelligence, which does not in any way
and efficacious ability to achieve what they desire depend on its object. Divine simplicity is linked to
(V, 2). We have now unpacked from the definition of eternity, which is not to be confused with perpetuity.
the human being as rational one more important trait. Since every judgment is the act of one judging, it must
The human being is a god not only by participating in be the case that each performs his task not from some
the divine mind but also by participating in divine other’s power but from his own (V, 4, 39).
freedom. The more we contemplate the divine mind the Lady Philosophy now can provide glimmers of divine
freer we are to reach our true good, God, but if we turn understanding and, therefore, distinguish temporality
our mind to external things and our body, the less free from true eternity, and perpetuity from the simplicity
we are (V, 2). If we stoop to peer at lower things then of God’s eternal present (V, 6, 14–15). God’s providence
30 THÉRÈSE-ANNE DRUART

is not really foreknowledge, since it is outside of time, having things sought for elude us” (p. 31); this will be
but rather an actual vision of events. equated with the loss of external things and the inability
These epistemological reflections ground the division to acquire them. Immediately al-Kindi contrasts two
into two types of events: those consequent upon the worlds: the world of generation and corruption, which
necessity of things and, therefore, predetermined by is also called nature or the world of sense perception,
God, and the other consequent on the power of those the world in which we live, and the world of intellect,
who act, and so the freedom of the will remains entire which we can contemplate. Focussing on the world of
(V, 6, 44). intellect would grant us imperishable goods, but goods
Boethius’s mind has now reached, or nearly reached, of this world of nature are naturally transitory because
its homeland, God’s very own thinking, and knowledge, linked to generation and corruption. Hence, if we look
thanks to the recovery of true opinions. The process of for perpetual and stable possessions in the world of
recollection and recovery is complete; there is no longer nature, we are asking from it what it cannot yield and,
any need for the refreshment another poem would bring, therefore, we are looking for what we should know does
and Lady Philosophy ends by telling people to hope and not exist, which is a sign of lack of intellect (p. 32).
pray to live in accordance with these views. In order to escape sorrow and be joyful, we need to
The path on which Boethius takes his reader is clear. be content with what nature yields, and, given that we
It is an attempt to cause recollection by helping the cannot change nature, we need to change our habits, i.e.,
reader to recall what a human being is, namely, a god our way of looking at external things, since in fact
by participation, to make use of the divine freedom he nothing in the world of nature should sadden us. We are,
participates in so that he will actively turn his mind to therefore, required to be stoics and to put ourselves in
the contemplation of God, the mind’s homeland, and to harmony with nature. Al-Kindi argues that nothing in
live in accordance with such true opinions. The reader nature should sadden us by showing that people think
will no longer waste time with mortal things or allow they will find happiness in various things. The hedonist
his mind to be befuddled by passions. The epistemo- looks for it in food, drink, women, and fashionable
logical concerns are underlined. Stoic epistemology, clothes, and deems a loser anyone who does not share
which makes of the mind something purely passive, is his interests. The gambler is convinced happiness lies
rejected, and to the Aristotelian division into the three in his favorite activity, though it will lead to ruin,
basic cognitive powers of senses, imagination, and sadness, and a waste of time, and so he cannot under-
reason, is added another and divine power, intelligence, stand those who do not share his viewpoint. The same
through which metaphysics makes us participate in, or goes for the highway robber, who leads such a dan-
at least be aware of, some aspects of divine knowledge. gerous life and risks crucifixion, and even, worst of all,
The active capacity of the mind to direct itself in dif- for the crossdresser, who unnaturally tries to turn
ferent ways and to different objects is grounded in free himself as far as possible into a woman yet thinks his
will, considered indispensable to explain judgment. The way of life is the best (pp. 33–34).
mind’s liberation from passions, such as sadness, allows These discrepancies result from the fact that nothing
it to develop its freedom or ability to move from lower is by nature pleasant or unpleasant but is judged to be
objects to higher and through the contemplation of so by convention or usage. Education can easily replace
God’s thinking and freedom to be more than rational in the habit of looking at some events as unpleasant by the
sharing in divine intelligence. habit of considering them as pleasant since it is in
accordance with nature. This recalls Boethius’s state-
ment that something is miserable only if one thinks it
III. Al-Kindi’s path from false opinion and to be so (II, 4), since everything participates in the good
III. enslavement to true opinion and freedom and tends to it, but al-Kindi, lacking a metaphysics of
participation, limits himself to arguments based on
Let us now consider al-Kindi’s Art of Dispelling experience.
Sorrows, which begins by stating that to find a cure As al-Kindi thinks we are only our soul, while the
for sorrow we need to know its cause, and therefore body is a mere instrument, we should take much greater
provides a causal definition: “sorrow is a pain of the care of our soul than of our body, and cure it from
soul occurring from the loss of things loved and from diseases, such as sorrows.26 Why sorrow is a disease is
PHILOSOPHICAL CONSOLATION 31

not explained, but curing the disease is easy since it minimum as well as our desire for them. Here again
(
simply requires the firm decision ( azm) to correct our nature, and animals in particular, give us the example
bad habits. Besides, if we reflect on the traditional since nature, or more exactly the creator (the creator’s
sources of sorrows, as expressed in the introductory existence is assumed and the connection between it and
definition, we will realize (p. 35) that some depend on nature remains unexplained), provides enough, even for
actions which are up to us and so it is up to us to change animals as big as elephants and whales. Human beings,
them, whereas others not being up to us it will be up to who should rule the animals, in fact often cannot even
us to be content with them. We have here assertions of rule themselves (p. 41) and so are not content with a
the existence of some level of freedom, but al-Kindi will necessary minimum which nature will provide. Such
not argue for that view. The conclusion is then reached lack of self-mastery is a sign of a lack of intellect. In
that sadness is something purely conventional and not fact, bothering about external things more than neces-
natural (p. 37) and, therefore, can and even must be sary distracts us from paying attention to what is really
avoided since al-Kindi also asserts that harming one’s useful and permanent, i.e., our immortal soul, and leads
soul is a form of utmost ignorance and injustice (p. 35). to a lack of perpetual life (p. 42).
So let us keep in harmony with nature and accept that We then embark on a beautiful and long allegory of
anything in it is purely transitory. If we want nature to a voyage with a stopover at which people of intellect
be other than it is we will be lacking in intellect and leave the ship just long enough to gather what is
worse than animals, which, though irrational, have a law absolutely necessary and return immediately to get the
(nâmûs) which adapts them to their state, whereas most comfortable seats, whereas others are more or less
human beings lacking in intellect show neither order nor distracted by things they may acquire, among them fruit
coherence in their actions. Therefore, since our soul is and flowers, which some bring back on the ship. They
not transitory, we should not pursue external transitory have accumulated so much stuff that they have barely
things, but things of the soul. Why al-Kindi claims that space enough and so may die smothered by their
the soul is immortal remains unexplained. possessions before reaching their homeland (watan),
Having now been persuaded to change our habits, we and even if they survive they are nevertheless seriously
can understand that we should get rid of our initial inconvenienced by the fruit, which begins to rot and to
definition, which was a false opinion even if al-Kindi get smelly and so will have to be thrown overboard.
never calls it so. If indeed sorrow is caused by the loss Some of the passengers even get so absorbed in eating
of external things or the inability to acquire them, it fruit that they forget they want to reach a destination
follows that, whether we acquire them or not, we will and, therefore, neglect the recalling – or should I say
necessarily be sad, since if we have them we will sorrow recollection? – of their homeland (dhikr watanihi), and
because we lose them or are afraid we will, and if we so will miss the boat.
do not have them we sorrow because we want them. But This allegory, occupying nearly two full pages, rests
al-Kindi has already argued that sadness is not by nature on ch. 7 of Epictetus’s Manual, which occupies 13 lines
and, therefore, is not necessary but rather something up in the Loeb edition. Not only does al-Kindi greatly
to us, and not only is it up to us but we are morally expand the various ways in which people react and add
bound to avoid it since it would harm our soul. This a stopover, but he also substitutes for what seems
leads to a contradiction that the intellect cannot accept. originally to be a passage to death a passage to one’s
Since the initial definition makes sadness necessary, homeland (watan) which reminds us of Boethius’s
though it is not so, and in fact we should do what we frequent reminders that we should reach our patria.
can to avoid it, we should, therefore, reject this defini- Somehow the Stoic text has been vastly expanded and
tion. This marks the beginning of the difficult remedies. completed with the Neoplatonic notion of return to the
This first part of the text rests on stoic arguments homeland, but without justification or even explanation.
fairly similar to those presented by Epictetus at the There is some kind of lack of glue between Stoic
beginning of his Manual, and entices us to change our arguments and a barely sketched Neoplatonic meta-
habits since sorrow is purely conventional and to physics.
jettison our initial definition. What that homeland is remains unexplained, but
We do not need to be sad and in order to reach external possessions are declared to deceive the intel-
joy we should reduce our external possessions to a lect (p. 43) and to rob people of their liberty. Finally,
32 THÉRÈSE-ANNE DRUART

al-Kindi kindly explains to us that this is an allegory homeland and get so absorbed in eating fruit at the
of our passage from this world of corruption to the true stopover that they do not recall their homeland (dhikr
world, our homeland, in which there is no pain, no loss, al-watan, an expression which may suggest recollec-
no lack. We expect him then to explain that death is tion). This would not be impossible since, in the early
not an evil since it liberates our soul for the true world, 1980s, Gerhard Endress announced the recovery of one
the world of intellect, but surprisingly al-Kindi returns of his treatises dealing with recollection.27 The treatise
to Stoic views and argues that death is no evil because is brief, a sort of catechism, and rather sketchy. It seems
it is in the nature of human beings to die, since by def- to use Aristotelian epistemology for the acquisition of
inition so to speak they are living, rational, and mortal. concepts based on experience, but recollection in what
If we would not die we would not be human beings. concerns mathematical concepts or primary indemon-
Death mistakenly saddens us because we ignore what strable premises, such as, maybe, the principle of non-
life and death truly are, aspects of nature. contradiction, which he often uses. Such first
Switching his ground once again and without further intelligibles are given by the First Intellect. This text
ado he then speaks of death as leading to the world of too emphasizes that there are two worlds: the sensible
intellect, which is without sensible pains and sensible world and the world of intellect. Yet, we should be fairly
possessions, which cause all the pains of body and soul cautious in using evidence taken from other Kindian
(p. 45). texts since, to my knowledge, we have no clue to
Anyone who focusses on external things makes bad establish their chronological sequence in relation to this
use of choice and is lacking in intellect (p. 46), and we text.
reach the conclusion that what decreases our external The Art of Dispelling Sorrows does not address in
possessions is in fact a gain rather than a loss (similarly, any way the question of its epistemological underpin-
Boethius had come to acknowledge that misfortune is nings and moves abruptly from Stoic arguments to
more beneficial than good fortune in II, 8). A person Neoplatonic views.28 How we come to know that there
without external possessions is free from anger and are two worlds or that the soul is immortal is never
passion (shahwat) which are the causes of evils and alluded to. Nor does the text reflect on the logical
pains. This is how we should reach our permanent quality of the arguments, a feature of some passages in
homeland, and may God let us enjoy the fruits of reason Boethius, though al-Kindi does maintain that there are
– recall by contrast the rotten fruit of the world of easy and more difficult remedies.
corruption – and deliver us from ignorance. Recall, too, In his Treatise on the Intellect, al-Kindi claims that
that Boethius at the beginning had said that passions Plato and Aristotle are in agreement in their concep-
choke the fruits of reason. tion of the intellect, but the text mainly borrows
elements from Aristotle and presents rather obscure
views. There is a First Intellect, which clearly is not part
IV. Some final reflections of the human being but the source of intelligibles.
Jolivet argued that such intellect cannot be God,29 and
Obviously, al-Kindi tries to lead his reader from the the assertion in On First Philosophy that God is neither
false opinion that acquisition of external things is what soul nor intellect because the multiplicity of intelligi-
we should aim at and, therefore, that death is to be bles would undermine divine simplicity30 confirms
feared, to the true opinion that we should aim at the Jolivet’s interpretation. The way Boethius articulates a
world of intellect. Such a change in our conception of metaphysics of participation, combining it with episte-
the end of human life will cure us from our sadness, mology, is not accessible to al-Kindi, whose conception
which is a disease of the soul caused by fear and desire. of God’s transcendence excludes even the language of
Yet, al-Kindi shows no sign of being aware that this is likeness. Participation becomes emanation, a passive
what he is doing, nor does he reflect in any way on his reception.
method for curing the soul. Like Boethius, al-Kindi asserts human freedom, but
There may be a hint that this process of replacing he does so in a Stoic context and does not relate it to
false opinion by true opinion may be a form of recol- his Neoplatonic metaphysics or his conception of God.
lection, as we saw when in the allegory he talks about Up to a point al-Kindi does not seem able to articu-
people who forget that they want to reach their late any kind of continuity between the sensible world,
PHILOSOPHICAL CONSOLATION 33

or nature, and the world of intellect. Therefore, how and Al-Kindi, on the contrary, is in a much more diffi-
why we can move from the lower to the higher remains cult position. Philosophy is a new discipline in his
obscure. His conception of recollection, as far as it can cultural and religious milieu. He probably does not have
be construed, seems to be a mere supplement to what many texts at his disposal, and the texts he does have
Aristotelian epistemology does not explain too well, i.e., are in broken Arabic. He is struggling to create an idiom
the acquisition of mathematical concepts and immate- suitable for philosophy. Boethius had none of those
rial intelligibles. Again, there is no bridge clearly problems. It is not surprising, therefore, that al-Kindi
presented between these two types of epistemology, and feels less at ease with his material and cannot yet
the mind seems essentially passive in its reception of integrate very harmoniously some of his metaphysical
first intelligibles. Boethius, on the contrary, indicated in positions, epistemological stances, and ethical reflec-
his fifth book that higher levels of cognition subsume tions. He does make the reader give up a false opinion
the lower and that the mind can actively attempt to for a true one and claim that it is up to him or her to
move from one level to another. It is the fact that the make the change, but how Stoic arguments can be inte-
mind is aware of the limitations and imperfections of grated in Neoplatonic metaphysics and combined with
any sensible object for satisfying our need for the true epistemology remains unexplained. Clearly, Boethius
good which leads Boethius to claim that this reveals in subsumed the Stoic arguments as first steps on the way
us a preconception of perfection, which alone allows to recollection, but al-Kindi often simply juxtaposes.
us to establish that sensible goods indeed lack perfec- Al-Kindi emphasizes the gap between God and crea-
tion and so cannot satisfy us. We are, therefore, encour- tures. As a Muslim he wants to avoid the great sin of
aged to look for what can truly satisfy us, the primary shirk, i.e., of associating anything to God, and, there-
good or God, who subsumes all that is present in partial fore, he refuses to speak of likeness to God or to
and material goods. In Boethius, transitions are easy: consider God an intellect, etc. Incarnation for him would
this world and artistic beauty can be springboards for be a form of shirk. Careful to emphasize the disconti-
reaching higher levels and, therefore, philosophical nuity between God and all other beings, he has trouble
poetry may help us to reach the highest summits. explaining continuity and transition. There is no smooth
Al-Kindi, on the contrary, in many passages incites passage from the world of sense to the world of intel-
the reader to Stoic acceptance of the material world as lect, since the world of sense does not seem to contain
it is and does not seem to realize that this does not fit even glimpses of the truth. The Art of Dispelling
too well with other lines in which he invites him to look Sorrows, a work of some length, shows this. Other texts,
for the world of intellect, while remaining rather silent being very brief, deal only with a particular point and
about how such a thing is possible. so do not raise the question, at least internally, but his
In Boethius there is a convergence of ethics, meta- incomplete though much longer On First Philosophy
physics, and epistemology grounded in a metaphysics indicates that al-Kindi was working on integrating
of participation and human freedom which allows us to various positions and developing his own approach to
increase our degree of participation in God so that we philosophy.
become more and more “like to God” (consimiles Deo) Kindian discontinuity, particularly between the world
and even become gods, at least in some sense, even if of intellect and God, may explain why his Christian
God’s own divinity is carefully distinguished from readers felt the inadequacy of philosophical consolation
participating divinity. As Boethius was a Christian, well and used it as “an occasion to suggest that Christian and
aware of the Incarnation and of the fact that Christ has biblical faith could best address the issues so provoca-
both a human and a divine nature, such language could tively and popularly raised by the philosopher”.31
be used and the possibility of moving from the material Whether or not philosophy can console remains an open
world to the immaterial or divine world is not unex- question.
pected and not construed as a threat to God’s transcen-
dence. Such integration was reassuring for a Christian,
Notes
and the text became part and parcel of Christian culture
in the Middle Ages, be it in Latin, in the vernacular, or 1
For contemporary views, see for instance, W.V. Quine, “Has
in artistic representations in churches. After all, did not Philosophy Lost Contact with People,” in his Theories and Things.
Neoplatonism lead Augustine to Christianity? Cambridge, Mass.: The Belknap Press of Harvard University Press,
34 THÉRÈSE-ANNE DRUART

1981, pp. 190–193, and Sybille Krämer, “Melancholie – Skizze VIII, fasc. I). Rome: Accademia Nazionale dei Lincei, 1938, with
zur epistemologischen Deutung eines Topos,” Zeitschrift für an Italian translation, p. 31; 2. by Abdurrahman Badawi in his Traités
philosophische Forschung, 49 (1994), pp. 397–419. philosophiques par al-Kindi, al-Farabi, Ibn Bajjah, Ibn ’Adyy, 3rd.
2
Hadot, Pierre, Philosophy as a Way of Life: Spiritual Exercises ed. (Beirut: Dar Al-Andaloss, 1983), pp. 6–32. There is a Spanish
from Socrates to Foucault, ed. with an intro. by Arnold I. Davidson translation under the title “El arte de la consolación” by Rafael
and transl. by Michael Chase. Oxford: Blackwell, 1995 and Qu’est- Ramón Guerrero and Emilio Tornero Poveda in their Obras filosó-
ce que la philosophie antique? (Folio, 280). Paris: Gallimard, 1995. ficas de al-Kindi (Madrid: Editorial Coloquio, 1986), pp. 156–171
3
La philosophie, théorie ou manière de vivre? Les controverses de and a French paraphrase by A. Badawi in his Histoire de la philoso-
l’Antiquité à la Renaissance, forward by Pierre Hadot (Pensée antique phie en Islam, vol. 2, Les philosophes purs (Paris: Vrin, 1972), pp.
et médiévale, Vestigia 18). Fribourg, Switzerland: Editions 456–469. English translations are mine.
18
Universitaires & Paris: Cerf, 1996. “De Consolatione Philosophiae,” Philosophy, Supplement, suppl.
4
Oxford: Oxford University Press, p. 68 and pp. 247–253. 32, 1992, pp. 31–45.
5 19
“The Muslim Philosopher al-Kindi and his Christian Readers: Obras filosóficas de al-Kindï, transl. by Rafael Ramón Guerrero
Three Arab Christian Texts on ‘The Dissipation of Sorrows’,” and Emilio Tornero Poveda, p. 154.
20
Bulletin of the John Rylands University Library of Manchester, 78, See Pierre Courcelle, “Boèce et l’école d’Alexandrie,” Mélanges
n. 3 (1996), pp. 111–127. de l’école française de Rome, 52 (1935), pp. 185–223 and Thérèse-
6
Subtitle: Etude sur la relation de l’âme et du corps dans la Anne Druart, “Al-Kindi’s Ethics,” Review of Metaphysics, 47 (Dec.
tradition médico-philosophique antique. Paris: Les Belles Lettres. 1993), pp. 347–357.
7 21
Subtitle: Hellenistic Ethics in its Rhetorical and Literary Context, On philosophical consolation in Boethius, see Thomas
special issue of Apeiron, 23, n. 4 (1990). Schumacher, “Heilung im Denken. Zur Sache der philosophischen
8
Subtitle: Etudes de philosophie hellénistique, foreword by Pierre Tröstung bei Boethius,” Freiburger Zeitschrift für Philosophie und
Hadot (Pensée antique et médiévale, Vestigia 12). Fribourg, Theologie, 40 (1993), pp. 20–43.
22
Switzerland: Editions Universitaires & Paris: Cerf. Translation taken with slight modifications from Boethius, The
9
Subtitle: Theory and Practice in Hellenistic Ethics. Princeton, N.J.: Consolation of Philosophy, transl. by S. J. Tester (Loeb Classical
Princeton University Press. Library). Cambridge, Mass.: Harvard University Press, 1978.
10 23
On bodily and spiritual medicine in the Timaeus, see Catherine Tester’s translation with a slight modification.
24
Joubaud, Le corps humain dans la philosophie platonicienne: Etudes Tester’s translation.
25
à partir du “Timée”, with an intro. by Luc Brisson. Paris: Vrin, 1991 Tester’s translation.
26
and Thérèse-Anne Druart, “The Timaeus Revisited,” in Plato and On al-Kindi’s conception of the soul’s salvation, see Jean Jolivet,
Platonism, ed. by J. Van Ophuijsen (Washington, D.C.: The Catholic “La topographie du salut d’après le Discours sur l’âme d’al-Kindî,”
University of America Press, 1999), pp. 163–178 and particularly in Le voyage initiatique en terre d’Islam. Ascensions célestes et
175–178. itinéraires spirituels, ed. by Mohammad Ali Amir-Moezzi
11
Boethii Philosophiae Consolatio, ed. by Ludovicus Bieler (Bibliothèque de l’Ecole des Hautes Etudes, section des sciences
(Corpus Christianorum, Series latina, XCIV). Turnhout: Brepols, religieuses, vol. 103). Louvain-Paris: Peeters, 1996, pp. 149–158.
27
1957, III, 9, 32, and IX. See Gerhard Endress, “Al-Kindî’s Theory of Anamnesis. A New
12
Galeni Compendium Timaei Platonis, ed. and Latin transl. by Text and Its Implications,” in Islão e arabismo na península ibérica.
Paul Kraus and Richard Walzer (Plato Arabus, 1). London: Warburg Actas do XI Congresso da União Europeia de arabistas e islamól-
Institute, 1951. ogos (Evora–Faro–Silves, 29 Set.–6 Out. 1982), ed. by Adel Sidarius
13
English translation as The Spiritual Physick of Rhazes by Arthur (Evora: Universidade de Evora, 1986), pp. 393–402, and “Al-Kindî
J. Arberry. London: John Murray, 1950. See also Thérèse-Anne über die Wiedererinnerung der Seele – Arabischer Platonismus und
Druart, “The Ethics of al-Razi (865–925),” Medieval Philosophy and die Legitimation der Wissenschaften im Islam,” Oriens, 34 (1994),
Theology, 6 (1997), pp. 47–71. pp. 174–221.
14 28
Chadwick, p. xi. See Cristina D’Ancona Costa, “Aristotelian and Neoplatonic
15
The best brief introduction to al-Kindi is probably the one by Elements in Kindî’s Doctrine of Knowledge,” American Catholic
Felix Klein-Franke in History of Islamic Philosophy, ed. by Seyyed Philosophical Quarterly (ACPQ), 73 (Winter 1999), pp. 9–35.
29
Hossein Nasr and Oliver Leaman, Part I (Routledge History of World See L’intellect selon Kindî (Publications de la “Fondation de
Philosophies, I) (London & New York: Routledge, 1996), pp. Goeje”, 22). Leiden: Brill, 1971, p. 143.
30
165–177. Oeuvres philosophiques et scientifiques d’al-Kindî. Vol. 2:
16
See for instance, Pierre Courcelle, La consolation de philosophie Métaphysique et cosmologie, ed. and transl. by Roshdi Rashed and
dans la tradition littéraire: antécédents et postérité de Boèce. Paris: Jean Jolivet. Leiden-Boston-Cologne: Brill, 1998, ch. IV, Arabic,
1967, and for al-Kindi, Abdurrahman Badawi, Histoire de la philoso- p. 95, l. 5, French transl. p. 94.
31
phie en Islam, vol. II, Les philosophes purs (Etudes de philosophie See S. Griffith, p. 113.
médiévale, 60). Paris: Vrin, 1972, pp. 473–477 and Griffith.
17
The Art of Dispelling Sorrows has been edited twice on the basis
of one and the same manuscript: 1. (to which I shall refer) by H. The Catholic University of America
Ritter and R. Walzer, Studi su al-Kindi II: Uno scritto morale inedito
di al-Kindi (Memorie della R. Accademia Nazionale dei Lincei,
Washington, DC 20064-0001
Classe di scienze morali, storiche e filologiche, 335, ser. VI, vol. USA

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