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DPT 631
Musculoskeletal Examination and Intervention for the Neck and Trunk
CLINICAL INSTABILITY AND LUMBOPELVIC CORE STABILIZATION
Peter Huijbregts, PT, OCS, FAAOMPT
ANATOMY
• Three subsystems are responsible for lumbar spine stability: passive, active, and neural
control subsystem (Richardson et al, 1999).
• Passive subsystem restrictions to motion are imposed by capsuloligamentous structures,
orientation and shape of joint surfaces, and the mechanical characteristics of joint cartilage.
• The active subsystem consists of the muscles and tendons exerting their forces and moments
in the lumbar region (Figure 1).
• The neural control subsystem is responsible for a coordinated activation of the active system
and consists of receptors in skin, muscle, tendon, joint capsule, etc. and the CNS.
• The active subsystem can be further subdivided in a local and a global stabilizing system
(Table 1).
• Activity in the LOCAL stabilizing system entails the following (Comerford and Mottram,
2001):
- deepest layer muscles that originate and insert segmentally
- control of neutral joint position
- activity is independent of direction of movement
- activity precedes motion and is continuous throughout movement
- proprioceptive input
• Activity in the GLOBAL stabilizing system includes the following (Comerford and Mottram,
2001):
- more superficial muscles that do not have segmental attachments
- activity is dependent upon direction of movement
- generate force to control range of motion
- ability to control “inner range” and “outer range” of muscle length
- ability to control range by decelerating momentum PRN
• The thoracolumbar fascia (TLF) consists of three layers (Bogduk, 1997; Vleeming et al,
1997).
• The thin anterior layer is the ventral fascia of the quadratus lumborum muscle. Medially it
attaches to the lumbar transverse processes blending with the intertransverse ligaments.
• The middle layer of the TLF connects the transverse abdominis (and sometimes the internal
oblique) muscle to the tips of the transverse processes.
• The posterior layer attaches to the lumbar spinous processes, covers the lumbar muscles, and
blends with the middle layer lateral to the iliocostalis lumborum in the lateral raphe.
• Latissimus dorsi, gluteus maximus, gluteus medius, external oblique, trapezius, and serratus
posterior inferior muscles all attach to the posterior layer of the TLF; the biceps femoris
attaches indirectly to this layer of the TLF by way of its connection to the sacrotuberous
ligament (Vleeming et al, 1997).
• The lumbar multifidus is enclosed by the posterior layer of the TLF (Vleeming et al, 1997).
• The TLF and all muscles attaching to it could be included in the global stabilizing system of
both the lumbar and pelvic region.
BIOMECHANICS
• The anteromedial portion of the superior articular facet limits the forward translation
accessory to spinal segmental flexion (Bogduk, 1997).
• The posterior portion of the superior facet is oriented in the sagittal plane. With rotation,
impaction occurs in the posterior portion of the contralateral zygapophyseal joint, limiting
rotation (Bogduk, 1997).
• Loss of the integrity of the collagen network in the zygapophyseal joint cartilage allows for
greater mobilization of water out of the cartilage with compression.
• Degenerative changes in the articular cartilage will allow for increased anterior translation
and axial rotation, especially when disk degradation has caused segmental narrowing and
capsuloligamentous laxity: “loss of packing material between vertebrae” (Bogduk, 1997;
Huijbregts, 2001).
• Passive subsystem deficiency can also occur congenitally, result from trauma, surgery etc.
• Spondylolisthesis is a forward (anterolisthesis) or backward (posterolisthesis) translaed
position of a superior on an inferior vertebra.
• Spondylolysis is a structural deficiency in the interarticular pars between superior and
inferior facet (can be the result of a fracture).
• Spondylolysis is only one of the possible causes for spondylolisthesis.
• Question: if a patient has a traumatic spondylolisthesis of L5-S1 with a fracture of the
interarticular pars of L5, where do you expect to see and palpate the step?
• Question: If a patient has a degenerative spondylolisthesis at L5-S1, where do you expect to
see and palpate the step deformity?
• NEUTRAL ZONE: that part of the range of physiological intervertebral motion, measured
from the neutral position, within which the spinal motion is produced with a minimal internal
resistance (Panjabi, 1992).
• Ligaments, capsules, joint geometry, and muscular contraction limit physiological motion at
the endranges.
• Muscles play a major role in stabilization of the spine around the neutral zone, i.e. in the
beginning and midrange.
• INSTABILITY: a significant decrease in the capacity of the stabilizing system of the spine to
maintain the intervertebral neutral zones within the physiological limits so that there is no
neurological dysfunction, no major deformity, and no incapacitating pain (Panjabi, 1992).
• Simulated contractions of the local stabilizing system decrease the neutral zone of the
lumbar spine segments despite increasingly severe injuries to the passive stabilizing systems
of the lumbar spine (Panjabi et al, 1989; Wilke et al, 1995).
• A fresh cadaveric spine devoid of muscles can carry an axial load of no more than 20N
before it buckles: muscles are needed to stabilize the spine (Panjabi et al, 1989).
• The transverse abdominis, multifidus, pelvic floor, and diaphragm muscles all contract with a
low-level, continuous, tonic contraction that precedes the contraction of the prime mover
during arm or leg movements that may jeopardize stability of the trunk (Richardson et al,
1999).
• Contraction of the latissimus dorsi, gluteus maximus, and biceps femoris muscles increases
the tension in the posterior layer of the TLF (Vleeming et al, 1997).
• Contraction of these “extremity” muscles increases compressive force over the lumbopelvic
region. This results in increased stability in the lumbar spine and pelvic joints. See “posterior
oblique sling” in Figure 2.
Figure 2 Posterior and anterior oblique slings that contribute to force closure of the
SIJ and stability of the lumbar spine. A = posterior oblique sling with (1)
latissimus dorsi, (2) thoracolumbar fascia, (3) gluteus maximus, (4)
iliotibial band. B = anterior oblique sling with (5) linea alba, (6) external
oblique muscle, (7) transverse abdominis muscle, (8) piriformis muscle,
(9) rectus abdominis muscle, (10) internal oblique, (11) inguinal ligament
(Pool- Goudzwaard et al., 1998).
EXAMINATION
• Lumbar spine stability tests examine for deficiencies in the 3 subsystems responsible for
stability.
• There are three types of tests relevant to examination of lumbar spine stability: segmental
stability tests, tests for the local stabilizing system, and tests for the global stabilizing system.
• Meadows (1999) and Paris (1985) mentions the signs and symptoms listed in table 2 as
indicative of lumbar spine instability; these findings are obviously not sensitive, nor very
specific.
• Segmental stability tests are (in general) passive accessory motion tests.
• Stability tests examine accessory motions that should not be possible in a normal segment.
Torsion test
• Test: the therapist pulls the ASIS perpendicular to the table, up towards the ceiling, inducing
pure axial rotation. Stabilization is started at T12, the test is repeated with stabilization at L1,
L2 through L5.
• Positive test: excessive axial rotation indicates rotational segmental instability.
• Tests of the local stabilizing system examine the neuromuscular coordination of the
transverse abdominis and deep segmental multifidus muscles.
• The test can be modified to test neuromuscular endurance by having the patient perform 10
repetitions of 10 seconds duration.
• The first part of the test consists of patient education. Start with describing the action of the
transverse abdominis muscle; an anatomical drawing may be useful. Analogy of the
transverse abdominis muscle as the patient’s own internal corset. Clarify the difference
between abdominal drawing-in action and movement of the trunk. The therapist may need to
demonstrate abdominal drawing-in.
• The second part of the test is a simplified practice version. Start with the patient in the four
point kneeling position: gravity and the abdominal contents put the transverse abdominis
muscle in a more stretched position allowing for increased proprioceptive feedback. Have the
patient take a relaxed breath in and out and then, without breathing, draw the abdomen up
towards the spine. The contraction must be slow and controlled. The patient resumes
breathing and is asked to maintain the contraction for 10 seconds. The formal test follows the
educational and practice portion.
• Patient position: prone with the lower abdomen positioned on a pressure biofeedback unit
inflated to 70 mm Hg.
• Test: abdominal drawing-in action held for 10 seconds. Use the instructions listed in Table 3.
• Positive test: the patient is unable to reduce the pressure by 6 to 10 mm Hg for a period of 10
seconds indicating neuromuscular dyscoordination of the transverse abdominis muscle;
inability to repeat the test with good form for 10 repetitions indicates decreased
neuromuscular endurance.
• False negative test: the patient may attempt any of the substitutions listed in Table 4.
• A palpatory assessment precedes the formal test. The therapist palpates the muscle at each
segment with the patient in a prone, relaxed position for loss of muscle consistency possibly
due to segmental multifidus inhibition.
• Patient position: prone.
• Therapist position: standing to the side of the treatment table.
• Hand placement: the therapist can use the thumb, index, or middle fingers of each hand, or
the the thumb and index fingers of one hand to palpate the segmental multifidus muscle
directly adjacent to the lumbar spinous processes. Fingers or thumb are gently sunk into the
muscle in preparation for the test.
• Test: patient breathes in and out, then holds breath while attempting to gently swell out the
muscles into the therapist’s fingers, and then resume normal breathing.
• Positive test: inability to perform (10 repetitions) of a 10 second duration slow, tonic hold.
• False negative tests: see Table 4.
Multifidus muscle
• Gently swell out or contract your muscles against
my fingers.
Table 3: Examples of verbal instructions (Richardson
et al, 1999)
Aberrant movement
• Posterior pelvic tilt.
• Flexion of the thoracolumbar junction.
• Rib cage depression.
Countours of the abdominal wall
• No movement of the lower abdomen.
• Increased lateral diameter of the abdominal wall.
• Visible contraction of the obliquus abominis externus muscle fibers at their origin.
• Patient unable to voluntarily relax the abdominal wall.
Aberrant breathing patterns
• Inappropriate active oblique abdominal during breathing cycle.
• Patient unable to perform diaphragmatic breathing pattern.
Unwanted activity of the back extensors
• Co-activation of the thoracic portions of the erector spinae.
Table 4: Physical signs of unwanted global muscle activity (Richardson et al, 1999)
• May include tests for strength, endurance, and coordination of all muscles of the global
stabilizing system.
DIAGNOSIS
A. Ligamentous instability
B. Segmental instability
• Only becomes symptomatic when active and neural control subsystem are failing: therefore,
positive segmental instability will likely have positive local and/or global stabilizing system
deficiencies.
• Active and/or neural control subsystem deficiencies can cause symptoms without passive
subsystem deficiencies (ligamentous or segmental instability).
• Passive subsystem deficiencies only become symptomatic if the other two subsystems can no
longer compensate.
TREATMENT
• Question: use all variables mentioned above to develop exercises for this stage of
rehabilitation in the following positions: bridging position, quadruped position, side lying,
sitting, half kneeling, standing, sitting.
• Final stage is rehabilitation of those activities relevant to occupation and sport of the patient.
• Perform a needs analysis of the activity to be trained and develop a specific exercise routine.
• Needs analysis answers questions such as:
1. Which muscles are used?
2. What type of contraction do these muscles perform?
3. How long or how often does this contraction need to be performed?
4. What external loads need to be displaced?
5. At what speed do these loads need to be moved?
6. What energy system is responsible for fueling the activity?
7. What is the movement structure of a movement?
• The therapist should be able to get all this information during history taking.
• A specific exercise routine uses exercises aimed at slowly incorporating all parameters of the
movement to be improved while taking into account the limitations imposed by the patient’s
pathology, impairment, and disability (Huijbregts and Clarijs, 1995).
• This approach is also used to address the global subsystem deficiencies in strength,
endurance, and coordination identified during your examination.
• Question: develop a final stage training program for a basketball player with active and
neural control subsystem deficiency; the function you wish to improve involves vertical
jumping; you found a decrease in strength in the right quadriceps muscle (in addition to the
subsystem deficiency).
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