IEEE 802.

16m Physical Layer

Jong-Kae (JK) Fwu (jong-kae.fwu@intel.com) Yang seok Choi (yang-seok.choi@intel.com) Yang-seok (yang seok choi@intel com) Yi Hsuan (yi.hsuan@intel.com) 802.16 Standards Team Wireless Standards & Technology Mobile Wireless Group

5/17/2010
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Numerology&FrameStructure

IEEE802.16mOFDMANumerology
Nominal Channel Bandwidth ( (MHz) ) Sampling Factor Sampling Frequency (MHz) FFT Size Sub-carrier Spacing (kHz) Useful Symbol Time Tu (s) Symbol Time Ts (s) FDD Number of OFDM symbols per 5ms Frame Idle Time (s) Number of OFDM Symbols per 5ms Fame TTG + RTG (s) Number of Left Guard Right Subcarriers Samebasicnumerology as802 802. .16e 16e 5 28/25 5.6 512 10.93750 0 91.429 102.857 48 62.857 47 165.714 40 39 7 8/7 8 1024 7.812500 128 144 34 104 33 248 80 79 8.75 8/7 10 1024 9.76562 5 102.4 115.2 43 46.40 42 161.6 80 79 10 28/25 11.2 1024 10.93750 0 91.429 102.857 48 62.857 47 165.714 80 79 865 20 28/25 22.4 2048 10.9375 00 91.429 102.857 48 62.857 47 165.714 160 159 1729

CP Tg=1/8 Tu

TDD

Number of Used 433 Support otherSubcarriers CPsizes:forverylargecell; 1/16for865 verysmall865 cell

Supportotherbandwidthbetween5MHzand20 20MHz MHzbydroppingedgetone

1/8CPFrameStructure

Superframe(20ms):4frames 8subframesperframe 5/6OFDMsymbolspersubframe SupportedDL:ULratioinunitofsubframes:3:5, 3:5 4:4, 4:4 5:3, 5:3 6:2, 6:2 8:0

FrameStructureforMixedMode

Fullybackwardcompatiblesupportof16e Multiplexingof16eand16msubframes DL:TDMbysubframe UL:eitherFDM(asshowninfigureabove)orTDM 16e 16 and d16m 16 frame f offset ff by b integer i subframes bf

DL/ULPHYSt Structure t

802.16mDownlinkPhysicalStructure

802.16mDLSymbolStructure(Abst)
Distribute PRUs to Freq Partitions Distribute PRUs to contiguous and distributed groups Contiguous (CRUs) Distributed (DRUs) Outer Permutation of PRU to Freq. Partitions
Subcarrier permutation

Distribute subcarriers to subchannels (LRU) 00 01 02 03 04 05 06 07 08 09 ...

Contiguous (CRUs)

Distributed (DRUs) Contiguous (CRUs)

Subcarrier permutation

Inter-cell (semi static)

Intra-cell (potentially dynamic)

Pilotpatterns
Dedicatedprecodedpilots areused SharedpilotsforDLDRU DRU, alwaystwostreams Pilotsdensityisadaptedto numberofstreams
5.6%pilotoverheadper streamforDL1or2streams 3 3.7% 7%perstreamfor3or4 streams

Interlacedpilots(pilots collideswithdata)areused toexploitpilotboostinggain

UL PHY Structure
Similar to DL PHY Structure except:
UL DRU use tile similar to PUSC tile (instead of subcarrier) Legacy support with 16m PUSC mode (4x6 tile)

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DL/ULControl C t lChannel Ch l

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Control Channels
Preamble Mid-amble Channels Ch l PA-Preamble SA-Preamble Descriptions D i ti Enable Timing/Carrier acquisition common to all BSs. 256x3=768 preamble indices for Cell ID MIMO channel estimation, CQI and PMI estimation Low PAPR Golay sequence, and Reuse 3 Essential system parameters and system configuration information. Located in the first DL subframe of a superframe Contain C t i th the i f information ti allocation/HARQ/MIMO Presents in every DL subframe such h as resource

Primary Super Frame Header DL SFH Secondary Header A-A-MAP A-MAP Non-User Specific A-MAP Super Frame

Contain the resource allocation for A-A-MAP UL HARQ ACK/NACK Power control information CQI & MIMO Rank PMI & Band Selection DL HARQ ACK/NACK Initial Entry and Handover Periodic uplink time synchronization 3-Step fast & 5-Step robust uplink bandwidth request UL Channel Sounding

HF-A-MAP PC-A-MAP UL Primary Fast Feedback Feedback Secondary Fast Feedback Channel UL HARQ Feedback Channel UL Ranging Channel Non-Synchronized AMSs Synchronized AMSs

BW REQ Channel Sounding Channel

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A-MAP Region Location and Structure

A-MAP Region Primar ry Frequency P Partition LAMAP DLRUs Dis stributed HARQ Feedback A-MAP Power control A-MAP Non user-specific A-MAP Assignment A-MAP Localiz zed Nsym symbols y Data channels

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A-MAP Functions
A-MAP stands for the DL control channels present in each subframe. It includes:
HARQ Feedback A-MAP (Ack/Nack) Power control A-MAP (closed loop UL power control command) Non-user-specific A-MAP which is required for reading the rest of the A-MAP How many Assignment AA-MAP present and what is their code rate Information for the HARQ feedback channel indexing Assignment g A-MAP describe DL and UL allocations in User-Specific p Information Elements: Basic DL/UL assignment Subband Assignment, Persistent allocation (PA), Group resource allocation (GRA), Composite PA

Assignment A A-MAPs MAPs are separately encoded

Motivation is to allow different power boosting for each user according to its link adaptation Each IE has 16 bits CRC which is masked with the target ID IEs can be encoded with two code rates and use parts of DRUs (called MLRU) in the reuse-1 or reuse3 frequency partitions

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Network entry PHY stages

Operation
1 Coarse symbol timing, superframe time and q y sync. y frequency Cell selection Obtaining system cnfg. Essential system configuration Less essential configurations Read A-MAP Get A-MAP cnfg. In current subframe Try to get DL/UL assignments Async Ranging Non User Specific (NUS) A-A-MAP A A MAP Code-rate and permutation parameters are known from SFH Code rate and location are known from Code-rate NUS. CRC is masked with STID to identify the assignments destination P SFH S P-SFH S-SFH SFH (SP1 and SP2) SP3 of SFH + ABI (Additional Broadcast Information) P SFH location and code P-SFH code-rate rate are fixed, and tells the S-SFH parameters Not urgent for network-entry

Transmission
PA-Preamble

Useful properties
symbol periodicity, same signal is transmitted by all of the BSs Reuse-3, 768 sequences

2 3 3. 1 3. 2 4 4. 1 4. 2 5

SA-Preamble

UL ranging RNG_ACK

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DL/ULMIMO

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Overview of DL MIMO Key features of 802.16m 802 16m DL MIMO

Single-BS and Multi-BS MIMO Single-User MIMO (SU-MIMO) and Multi-User MIMO (MU-MIMO)
Vertical encoding for SU-MIMO Horizontal encoding for MU-MIMO

Adaptive-precoding (closed loop) and non-adaptive (open loop) MIMO precoding Codebook and sounding based precoding
Short and long term adaptive precoding Dedicated (precoded) pilots for MIMO operation

Enhanced codebook design

Enhanced base codebook Transformed codebook Differential codebook

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DL MIMO Modes

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16m DL MIMO classification

Single BSBS-MIMO

CLCL -SU

CLCL -MU

OLOL -SU

OLOL -MU

OLOL -SU

CL-SU CL(LT BF)

CL-MU CL(LT BF)

Localized Allocations MultiMulti -BS MIMO

Distributed Allocations

PMI restriction

PMI recommendation

CL Macro Diversity

Collaborative MIMO

Single BS w/ PMI coordination

Multi BS p precoding g w/ / coordination

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Base Codebook Base codebook for 2Tx antenna

3 bits codebook for adaptive precoding codebook subset for non-adaptive precoding

Base codebook for 4Tx antenna

6 bits codebook (4 bits subset) for adaptive precoding codebook subset for non-adaptive p precoding p g

Base CB for 8Tx

4 bits codebook for adaptive p p precoding g codebook subset for non-adaptive precoding

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Transformed Codebook
Rank-1 base codebook and its subset for SU and MU MIMO can be transformed as a function of the BS transmit correlation matrix

Correlation matrix R is quantized and feedback to BS with longer period than PMI Transform CB improves the performance In highly correlated channels For uncalibrated antenna arrays y For cross-polarized antennas

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UL MIMO Modes Keyfeaturesof802.16mULMIMO

Si Single l User U MIMO(SUMIMO)and dCollaborative C ll b i Spatial S i lM Multiplexing li l i (CSM) VerticalencodingforSUMIMOandCSM Open O Loop L and dClosed Cl dLoop L MIMOoperation ti Codebookbasedandvendorspecificprecoding
Short and Long term precoding Precoded (dedicated) pilots for MIMO operation

Enhancedcodebookdesign Enhanced base codebook for both correlated and uncorrelated channel Antenna selection codewords to reduce MS power consumption

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ULMIMOModes

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C di and Coding dHARQ

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FEC Turbo Code

Minimal code rate 1/3 FEC block sizes ranging from 48 to 4800 Bit Bi grouping: i solve l the h 64QAM d degradation d i problem bl FEC CRC and burst CRC

Burst B t size i signaling i li

A small set of burst sizes and simple concatenation rule Rate matching -> > continuous code rate

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HARQ HARQ coding

HARQ-IR:
4 SPID defined for DL, signaled in A-MAP Contiguous transmission in UL

CoRe: 2 versions for 16QAM and 64QAM

DL: CoRe version signaled in A A-MAP MAP UL: CoRe version change when circular buffer wrap around

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References
Core Documents P802.16m Project Authorization (PAR) P802 16m Five Criteria P802.16m IEEE 802.16m Work Plan IEEE 802.16m System Requirements Document (SRD) IEEE 802.16m System Description Document (SDD) IEEE 802.16m Evaluation Methodology gy Document (EMD) ( ) IEEE 802.16m Amendment Working Document (AWD) System Evaluation Details for IEEE 802.16 IMT-Advanced Proposal (SED) Candidate IMT-Advanced RIT based on IEEE 802.16 (IEEE Contribution to ITU-R Working Party 5D) Style Guide for 802.16m Amendment Contributions IEEE 802.16m Internal Documents Configuration Control Procedure (CCP)

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