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WCDMA RNP For internal use only


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3.2


W-Access Problem Optimization Guide
(For internal use only)



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Reviewed by Date
Reviewed by Date
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Huawei Technologies Co., Ltd.
All Rights Reserved


Revision Records
Date Version Description Author
2004-08-23 1.00 Outline
2004-11-03 1.00 Initial transmittal
2004-12-20 1.20 Revising according to review
2005-11-21 3.00 According to V3.0 guide requirements, reorganizing and
updating V2.0 guide. The update includes:

Modifying document structure

Adding optimization objectives

Adding delay optimization

Adding new cases and analysis

Redrawing analysis flow chats

Adding appendix which contain the background knowledge
about access.

Adding analysis of traffic statistics data

2006-05-19 3.10 V3.10 adds analysis of HSDPA with the following content
updated:

Supplementing admission failure analysis and cases about
RRC connection, RAB assignment process in HSDPA service

Adding HSDPA-related DT and traffic statistics values

According to traffic statistics indexes of RNC version
1.6C01B064, adding some traffic statistics indexes

Updating RRC connection analysis

2006-06-21 3.11 Adding analysis of traffic statistics in paging problems
2006-10-23 3.12

Adding analysis of reasons for admission rejection

Adding algorithms of admission rejection in V17

Adding analysis of dualband access problems

Adding analysis of impacts brought by dual-carrier direct
retry on the access delay

2007-08-25 3.2 Adding HSUPA analysis, including:

Introduction to HSUPA load control algorithms

Description of key parameters in HSUPA load control

Introduction to indexes of success rate of HSPA RAB setup

Strategy of HSPA dualband networking



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Contents
1 Introduction.................................................................................................................................. 14
2 Evaluating Access Performance................................................................................................ 15
2.1 Accessibility ................................................................................................................................................... 15
2.2 System Availability ........................................................................................................................................ 16
2.3 Access Delay .................................................................................................................................................. 16
3 Analyzing DT/CQT Data ........................................................................................................... 17
3.1 Data Analysis Software .................................................................................................................................. 17
3.2 Definition of Access Failure ........................................................................................................................... 17
3.2.1 Definition of Call Failure by GENEX Assistant ................................................................................... 17
3.2.2 Definition of Actix Analyzer ................................................................................................................. 19
3.2.3 Definition of TEMS .............................................................................................................................. 19
3.3 Flow and Methods for Analyzing Access Failure Problems ........................................................................... 20
3.3.1 Overall Flow for Analyzing Call Failure Problems............................................................................... 20
3.3.2 Analyzing Paging Problems .................................................................................................................. 21
3.3.3 Analyzing RRC Connection Setup Problems ........................................................................................ 23
3.3.4 Analyzing Authentication Problems ...................................................................................................... 26
3.3.5 Analyzing Security Mode Problems ...................................................................................................... 28
3.3.6 Analyzing PDP Activation Failure Problems ........................................................................................ 29
3.3.7 Analyzing RAB or RB Setup Problems ................................................................................................ 30
3.3.8 Analyzing Access Problems in the Case of Dualband Networking ....................................................... 33
3.4 Processing Access Delay ................................................................................................................................ 36
3.4.1 Configuration of Discontinuous Cyclic Period Duration Factor DRX .................................................. 36
3.4.2 Whether to Disable Authentication and Encryption Flow ..................................................................... 37
3.4.3 Implementing Early or Late Assignment .............................................................................................. 37
3.4.4 Whether the RRC Connection Is Set up on FACH and DCH ............................................................... 38
3.4.5 Impact of Direct Retry on Access Delay ............................................................................................... 38
4 Analyzing Traffic Statistics Data ............................................................................................. 39
4.1 Tool for Analyzing Data ................................................................................................................................. 39
4.2 General Methods for Analyzing Traffic Statistics Data .................................................................................. 39
4.2.1 Flow for Analyzing RNC-level Traffic Statistics Data .......................................................................... 40
4.2.2 Flow for Analyzing Cell-level Traffic Statistics Data ........................................................................... 41
4.3 Accessibility Indexes ...................................................................................................................................... 42
4.3.1 Paging Traffic Statistics Indexes ........................................................................................................... 42
4.3.2 Low Success Rate of RRC Setup .......................................................................................................... 45

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4.3.3 Low Success Rate of CS RAB Setup .................................................................................................... 50
4.3.4 Lower Success Rate of PS RAB Setup ................................................................................................. 53
4.3.5 Low Success Rate of RB Setup ............................................................................................................. 59
4.4 System Availability Index .............................................................................................................................. 61
4.4.1 High Admission Rejection Rate ............................................................................................................ 61
4.4.2 High Paging Congestion Rate ............................................................................................................... 61
4.4.3 High Rate of Congested Cell ................................................................................................................ 61
5 Solving Access Problems ........................................................................................................... 62
5.1 Paging Problems ............................................................................................................................................. 62
5.1.1 Improper Power Configuration of Paging-related Channels ................................................................. 62
5.1.2 Paging Failure due to UE Location Area Update .................................................................................. 62
5.1.3 Paging Failure due Implicit Detach of UE ............................................................................................ 64
5.2 Cell Selection and Reselection Problem......................................................................................................... 65
5.2.1 Repeating to Send the RRC Connection Request Message due to Cell Reselection ............................. 65
5.3 RRC Setup Problems ...................................................................................................................................... 68
5.3.1 Improper Configuration of Parameters of Uplink Access Channel ....................................................... 68
5.3.2 Improper Configuration of AICH Power .............................................................................................. 71
5.3.3 Improper Configuration of FACH Power .............................................................................................. 71
5.3.4 Multiple Times of RRC Connection Request (for Service) and No RAB Assignment Request ........... 74
5.3.5 RRC Connection of HSDPA Subscribers Rejected due to Inadequate Code Resource ......................... 77
5.4 RAB and RB Setup Problems ........................................................................................................................ 79
5.4.1 RAB Setup Failure due to Inadequate Resource ................................................................................... 79
5.4.2 Handover Failure before Completion of Signaling Flow ...................................................................... 80
5.4.3 Admission Failure due to HSDPA Total Bit Rate Threshold Exceeded by HSDPA Bit Rate of Cell .... 82
5.5 Authentication Problems ................................................................................................................................ 83
5.6 Security Mode Problems ................................................................................................................................ 84
5.7 Abnormal Equipment Problems ..................................................................................................................... 86
5.7.1 Abnormal NodeB .................................................................................................................................. 86
5.7.2 Abnormal UE ........................................................................................................................................ 88
6 Summary ....................................................................................................................................... 91
7 Appendix 1: Paging Process ...................................................................................................... 92
7.1 Paging Origination ......................................................................................................................................... 92
7.1.1 Paging by CN ........................................................................................................................................ 92
7.1.2 Paging by UTRAN ................................................................................................................................ 92
7.2 Paging Flow ................................................................................................................................................... 92
7.2.1 Paging Type 1 ........................................................................................................................................ 92
7.2.2 Paging Type 2 ........................................................................................................................................ 94
7.3 Behaviors of UE after Receiving Paging........................................................................................................ 94
7.3.1 UE in Idle Mode .................................................................................................................................... 94
7.3.2 UE in Connected Mode ......................................................................................................................... 95
7.4 DRX Process of UE ....................................................................................................................................... 95

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7.4.1 DRX Cyclic Length and Paging Occasion ............................................................................................ 95
7.4.2 Relationship of PICH and SCCPCH ..................................................................................................... 96
7.4.3 PCH Selection ....................................................................................................................................... 98
7.4.4 DRX Examples of UE ........................................................................................................................... 98
8 Appendix 2: Access Process Analysis .................................................................................... 100
8.1 Cell Search ................................................................................................................................................... 100
8.1.1 Timeslot Synchronization ................................................................................................................... 101
8.1.2 Frame Synchronization and Scramble Group Identification ............................................................... 101
8.1.3 Identification of Cell Primary Scramble ............................................................................................. 101
8.2 Cell Selection and Reselection ..................................................................................................................... 101
8.2.1 Cell Selection ...................................................................................................................................... 101
8.2.2 Judgment Criterion (Criterion S) ........................................................................................................ 102
8.2.3 Cell Reselection .................................................................................................................................. 104
8.3 Random Access ............................................................................................................................................ 110
8.3.1 Random Access Channel ..................................................................................................................... 110
8.3.2 Random Access Process ...................................................................................................................... 113
9 Appendix 3: Authentication Flow .......................................................................................... 116
10 Appendix 4: Description of Access-related Parameters ................................................... 119
10.1 Engineering Parameters .............................................................................................................................. 119
10.2 Cell Parameters .......................................................................................................................................... 119
10.2.1 Transmit Power of FACH.................................................................................................................. 119
10.2.2 Transmit Power of PCH .................................................................................................................... 120
10.2.3 Transmit Power of PICH ................................................................................................................... 120
10.2.4 Cell Reselection Parameter: Measurement Hysteresis 2 (Qhyst2s) .................................................. 120
10.2.5 Cell Reselection Parameter: Reselection Hysteresis Time (Treselections) ....................................... 120
10.2.6 Cell Reselection Parameter: Sintrasearch ......................................................................................... 120
10.2.7 Cell Reselection Parameter: Qoffset2 ............................................................................................... 121
10.2.8 Transmit Power of AICH .................................................................................................................. 121
10.2.9 PRACH-related Parameters .............................................................................................................. 121
11 Appendix 5: HSUPA Load Control ...................................................................................... 122
11.1 Admission Decision in HSUPA Cells ......................................................................................................... 122
11.1.1 Number of Subscribers ...................................................................................................................... 122
11.1.2 lub Transmission Resources and NodeB Credit Resources ............................................................... 122
11.1.3 Power Resources ............................................................................................................................... 126
11.1.4 HSUPA RAB Downlink Admission .................................................................................................. 126
11.1.5 LDR ................................................................................................................................................... 126
11.1.6 OLC ................................................................................................................................................... 127
11.1.7 Description of Parameters ................................................................................................................. 127


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Figures
Figure 3-1 Overall flow for analyzing call failure problems in DT/CQT ............................................................ 20
Figure 3-2 Signaling flow of originated UE in locating paging problems ........................................................... 21
Figure 3-3 Flow for analyzing paging problems ................................................................................................. 22
Figure 3-4 Flow for analyzing RRC connection setup problem .......................................................................... 24
Figure 3-5 Authentication failure due to MAC Failure ....................................................................................... 27
Figure 3-6 Authentication failure due to Synch Failure ...................................................................................... 28
Figure 3-7 Security mode control ........................................................................................................................ 28
Figure 3-8 Security mode reject .......................................................................................................................... 29
Figure 3-9 Dualband scenario 1 (f1: R99; f2: R99+HSPA) ................................................................................. 33
Figure 3-10 Dualband scenario 2 (f1: R99+HSPA; f2: R99+HSPA) ................................................................... 33
Figure 3-11 Functions and process of RRC direct retry and re-direction during setup of the RRC connection .. 34
Figure 3-12 Signaling for service-based direct retry of a HSDPA subscriber ..................................................... 35
Figure 3-13 Signaling for direct retry of a R99 subscriber after admission rejection .......................................... 36
Figure 4-1 Flow for analyzing RNC-level traffic statistics data .......................................................................... 40
Figure 4-2 Flow for analyzing cell-level traffic statistics data ............................................................................ 41
Figure 4-3 Position for counting point by counter for paging loss by idle UE .................................................... 43
Figure 4-4 Position for counting point by counter for paging loss by UE in PCH state ...................................... 44
Figure 4-5 Position for counting point by counter for RRC connection rejection ............................................... 46
Figure 4-6 Position for counting point by counter for CS RAB assignment failure in RNC traffic statistics
starting counting ................................................................................................................................................... 50
Figure 4-7 Position for counting point by counter for PS RAB assignment failure in RNC traffic statistics ...... 54
Figure 4-8 Position for counting point by counter for RB setup failure in traffic statistics ................................. 60
Figure 5-1 Originating signaling flow of paging failure due to UE location area update.................................... 62
Figure 5-2 Content of the Disconnect message in paging failure due to UE location area update ..................... 63
Figure 5-3 Terminating signaling flow of paging failure due to UE location area update................................... 63
Figure 5-4 Signaling of UE ................................................................................................................................. 65
Figure 5-5 Signal quality when the UE sends the RRC connection request message. ........................................ 66

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Figure 5-6 Signal quality when the UE repeats to send the RRC connection request ......................................... 67
Figure 5-7 Signaling of UE in a connection process ........................................................................................... 68
Figure 5-8 Single subscriber tracing signaling on RNC ...................................................................................... 68
Figure 5-9 Quality of downlink signals ............................................................................................................... 69
Figure 5-10 Regular interference in cell 248 ....................................................................................................... 69
Figure 5-11 Part of magnified chart of interference ............................................................................................ 70
Figure 5-12 Signaling upon improper configuration of FACH power ................................................................. 71
Figure 5-13 Signal strength upon the first sending of RRC connection request .................................................. 72
Figure 5-14 Single subscriber tracing signaling by RNC .................................................................................... 72
Figure 5-15 Signaling and signal strength upon the second sending of RRC connection request ....................... 73
Figure 5-16 Traced signaling at UE side ............................................................................................................. 74
Figure 5-17 Traced signaling at RNC side .......................................................................................................... 74
Figure 5-18 BLER statistics at UE side ............................................................................................................... 75
Figure 5-19 BLER and RRC message at UE side ............................................................................................... 76
Figure 5-20 BLER and RRC message at UE side ............................................................................................... 77
Figure 5-21 Assignment of HSDPA code tree ..................................................................................................... 78
Figure 5-22 RNC log for HSDPA admission rejection ........................................................................................ 79
Figure 5-23 Signaling of Disconnect after completion of RB setup ................................................................... 80
Figure 5-24 Signaling of UE upon a connection failure ...................................................................................... 81
Figure 5-25 Single subscriber tracing signaling by RNC .................................................................................... 81
Figure 5-26 Signal strength before release of connection ................................................................................... 82
Figure 5-27 Rejection messages in security mode .............................................................................................. 84
Figure 5-28 Content of the RANAP_SECURITY_MODE_REJECT message .................................................. 84
Figure 5-29 ciphering mode information configured in previous security mode command ................................ 85
Figure 5-30 Security mode message .................................................................................................................... 85
Figure 5-31 Content of the RANAP_SECURITY_MODE_COMMAND message ........................................... 86
Figure 5-32 Signaling of UE upon failure in receiving RRC Connection Setup message................................... 87
Figure 5-33 Single subscriber tracing signaling by RNC .................................................................................... 87
Figure 5-34 Signal strength upon occurrence of problems .................................................................................. 88
Figure 5-35 Signaling of UE ............................................................................................................................... 89
Figure 5-36 Downlink signal quality ................................................................................................................... 89
Figure 7-1 Flow chart of PAGING TYPE 1 message .......................................................................................... 93
Figure 7-2 Flow chart of PAGING TYPE 2 message .......................................................................................... 94

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Figure 7-3 Schematic drawing of UE paging occasion ....................................................................................... 96
Figure 7-4 Frame structure of PICH .................................................................................................................... 97
Figure 7-5 Sequence relationship between PICH and SCCPCH ......................................................................... 98
Figure 8-1 Number and interval of access timeslots of RACH ......................................................................... 111
Figure 8-2 Structure of random access transmission ......................................................................................... 111
Figure 8-3 Timing relation between PRACH and AICH as seen at the UE ....................................................... 112
Figure 8-4 Definition of access timeslot set (taking the uplink and downlink access timeslot fixed difference
p-a

7680 chips as example) ...................................................................................................................................... 115
Figure 9-1 Successful authentication process .................................................................................................... 116
Figure 9-2 Authentication Failure (due to MAC Failure) .................................................................................. 117
Figure 9-3 Authentication failure (due to Synch failure) ................................................................................... 118


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Tables
Table 2-1 Indexes and recommended values for accessibility related to DT ....................................................... 15
Table 2-2 Indexes and reference values for accessibility related to traffic statistics ............................................ 15
Table 2-3 Indexes and reference for system availability ...................................................................................... 16
Table 2-4 Indexes and reference for access delay related to DT .......................................................................... 16
Table 3-1 RB setup delay on the RNC with or without DRD .............................................................................. 38
Table 4-1 Counters related to paging loss for idle UE ......................................................................................... 42
Table 4-2 Counters related to paging loss for UE in PCH state ........................................................................... 44
Table 4-3 Counter related to paging loss due to flow control .............................................................................. 45
Table 4-4 Counters related to PCH congestion .................................................................................................... 45
Table 4-5 Counters related to RRC connection request rejection due to lub interface failure ............................. 46
Table 4-6 Traffic statistics counters related to RRC connection request rejection due to network congestion .... 48
Table 4-7 Counter related to RRC connection failure due to no response ........................................................... 49
Table 4-8 Counters related to RRC connection setup rejection due to redirection .............................................. 49
Table 4-9 Traffic statistics counters related to CS RAB assignment setup failure due to radio network problems
.............................................................................................................................................................................. 51
Table 4-10 Traffic statistics counters related to CS RAB assignment setup failure due to insufficient capability
.............................................................................................................................................................................. 52
Table 4-11 Counter related to CS RAB assignment setup failure due to transmission network problems .......... 53
Table 4-12 Traffic statistics counters related to PS RAB assignment setup failure due to radio network problems.
.............................................................................................................................................................................. 55
Table 4-13 Traffic statistics counters related to PS RAB assignment setup failure due to insufficient capability
.............................................................................................................................................................................. 56
Table 4-14 Counter related to PS RAB assignment setup failure due to transmission network problems ........... 57
Table 4-15 Counter related to PS RAB setup failure due to no resource available.............................................. 58
Table 4-16 Traffic statistics counters related to RB setup failure ........................................................................ 60
Table 4-17 Traffic statistics counter related to no response to RB setup ............................................................. 61
Table 7-1 Mapping relationship between PI and PICH ....................................................................................... 97
Table 8-1 Parameters and their description in the criterion S ............................................................................ 103

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Table 8-2 Cell reselection parameters and descriptions ..................................................................................... 108
Table 8-3 Broadcast parameters and description of cell reselection in system information .............................. 108
Table 8-4 Relationship among the access subchannel, access timeslot, and SFN ............................................. 115
Table 11-1 Number of Credits consumed by different services ......................................................................... 124


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W-Access Problem Optimization Guide
Key words
WCDMA, radio network optimization, access, DT, and traffic statistics
Abstract
The document describes how to locate and solve access problems in WCDMA network
optimization, the definition of access problems, test methods, analysis flows, and solutions.
Finally, the appendix provides the fundamental knowledge necessary for analyzing access
problems by RNO engineers.
Acronyms and abbreviations:
Acronyms and abbreviations Full Spelling
DT Drive Test
CQT Call Quality Test
RNC Radio Network Controller
RNP Radio Network Planning
RNO Radio Network Optimization
GBR Guaranteed Bit Rate
GBP Power to meet GBR


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1 Introduction
This document aims to meet the requirements on solving access problems by on-site
engineers during RNO. It details the methods for evaluating network access performance, test
methods, data analysis methods, FAQs, and solutions. The appendix provides the fundamental
knowledge about access problems, description of principles, related parameters, and data
processing tools. It guides engineers to locate and solve access problems during optimizing
network KPI indexes and network O&M. The RRM algorithms and product implementation
in this document are for RNC V16, unless specified particularly. 3.3.7 , 3.3.8 , and 3.4.5 are
updated.
This document excludes the usage of tools.
It contains 10 chapters, with the structure as below:
Chapter 1: Introduction
Chapter 2: Evaluating Access Performance
Chapter 3: Analyzing DT/CQT Data
Chapter 4: Analyzing Traffic Statistics Data
Chapter 5: Solving Access Problems
Chapter 6: Summary
Chapter 7: Appendix 1: Paging Process
Chapter 8: Appendix 2: Access Process Analysis
Chapter 9: Appendix 3: Authentication Flow
Chapter 10:Appendix 4: Description of Access-related Parameters

On-site engineers must adjust network optimization parameters according to the importance levels of
parameters, the impact of adjustment on network services and network equipment in a proper time. The
whole adjustment must follow Radio Network Planning Online Data Modification Regulations and data
backup and emergency solutions are necessary. Immediate verification must be performed after
adjustment so that the adjustment is correct.
The access process of HSPA service is similar to that of original R99 service. There are only some minor
differences.

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2 Evaluating Access Performance
The access performance includes three aspects: accessibility, system availability, and access
delay. The specified indexes for measuring access performance are obtainable by DT and
traffic statistics. For the definition of indexes, see the UMTS Radio Network KPI Baseline
V3.3.
2.1 Accessibility
Table 2-1 lists the indexes and recommended values for accessibility in DT.
Table 2-1 Indexes and recommended values for accessibility related to DT
Index Service Statistics method Reference
MOC success rate Voice DT&CQT 96%
VP DT&CQT 95%
MTC success rate Voice DT&CQT 95%
VP DT&CQT 94%
PDP context activation success
rate
PS DT&CQT 96%
HSDPA DT&CQT 96%

Table 2-2 shows the indexes and reference values for accessibility related to traffic statistics.
Table 2-2 Indexes and reference values for accessibility related to traffic statistics
Index Service Statistics method Reference
Radio paging success rate N/A Stat. 85%
RRC setup success rate N/A Stat. 97%
RAB setup success rate Voice Stat. 98%
VP Stat. 98%
PS Stat. 97%
HSDPA Stat. 97%


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The values previously mentions are just for reference. Determine the actual values according
to the detailed requirements of projects or requirements of commercial network contracts.
2.2 System Availability
Table 2-3 lists the indexes and reference for system availability.
Table 2-3 Indexes and reference for system availability
Index Service Statistics method Reference
Admission rejection rate All services Stat. 2%
Paging congestion rate All services Stat. 0.5%
Congested cell ratio All services Stat. 1%

The values previously mentions are just for reference. Determine the actual values according
to the detailed requirements of projects or requirements of commercial network contracts.
2.3 Access Delay
Table 2-4 lists the indexes and reference for access delay related to DT.
Table 2-4 Indexes and reference for access delay related to DT
Index Service Statistics method Reference
Call setup delay Voice CQT 7s
VP ring CQT 7s
VP see the figure CQT 13s
PDP context activation delay PS CQT 4s
HSDPA CQT 2s (average)
< 4s (95%)

The values previously mentions are just for reference. Determine the actual values according
to the detailed requirements of projects or requirements of commercial network contracts.

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3 Analyzing DT/CQT Data
3.1 Data Analysis Software
The software for analyzing DT/CQT data includes the following items:
GENEX Assistant: the post processing software for DT data
Rollback tool for Single subscriber tracing on RNC
Nastar CHR
3.2 Definition of Access Failure
If a service fails to be set up, this is an access failure. In DT, the common access failure
problems include the following types:
Voice call failure
VP call failure
PDP activation failure
According to the preset judgment conditions, the DT data analyzers can usually judge the
access failure problems during test. The analyzers include GENEX Assistant and Actix
Analyzer.
3.2.1 Definition of Call Failure by GENEX Assistant
Originated Call Failure in CS Domain
Event definition: the UE sends a RRC REQUEST message. Wherein, the IE establish cause
is Originating Conversational Call without reception of the direct transfer message alerting.
The following events are defined according to the stages of failure.
Step 1 RRC connection setup failure: out of the consideration of retransmission times and waiting
time, the UE fails to receive the response from RNC or receives the RRC CONNECTION
REJECT message after sending the RRC CONNECTION REQUEST message.
Step 2 Initial direct transfer and security mode setup failure: after the UE sends the RRC
CONNECTION SETUP COMPLETE message, it fails to send the NAS SETUP message.
Step 3 RAB assignment failure: after the UE receives the CALL PROCEEDING message, it fails
receive the RB SETUP message from RNC. Or the UE responds RB SETUP FAIL message
after receiving the RB SETUP message. Or the UE receives the DISCONNECTION message
with the cause normal release after receiving the RB SETUP message, when the UE does not
send the RB SETUP CMP message.
Step 4 The failure after RAB assignment: after the UE sends the RB SETUP COMPLETE message:

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The originated UE receives the DISCONNECT/RELEASE message from CN
The originated UE waits for the CONNECT or ALERTING message until expiration, so
the call clearing process is originated. According to the protocols, after the UE sends the
CM SERVICE REQUEST message, the timer T303 starts. If the UE fails to receive the
CALLPROCEEDING, ALERTING, CONNECT, OR RELEASE COMPLETE message
before expiration of T303, the clearing process starts.
Before receiving alerting message, the UE enters the idle state and starts to receive
system information.

As strictly defined, after the MS enters the CELL_DCH state and before it receives the alerting message,
it must send the cell update message with the cause RLC unrecoverable error/ Radio link failure.
Take the greater value of the maximum waiting time configured at RLC layer as default and the
synchronization time as the judgment time. It is unclear that the UE can report the RLC layer message,
so the maximum waiting time is neglected.
----End
Terminated Call Failure in CS Domain
The terminated UE receives the paging of type 1, but it does not send the RRC
CONNECTION REQUEST message with the cause Terminating Conversational Call or
does not send the direct transfer message alerting to CN.
Detailed failure stages include:
Step 1 RRC connection setup failure
After the UE sends the RRC CONNECTION REQUEST message, it fails to receive
reply from RNC or receives the RRC CONNECTION REJECT message from RNC.
Step 2 Initial direct transfer and security mode setup failure
After the UE sends the RRC CONNECTION SETUP COMPLETE message, it fails to
receive the SETUP direct transfer message, it sends the RELEASE COMPLETE
message, or the UE receives the DISCONNECT message from CN.
Step 3 RAB assignment failure
After the UE sends the CALL CONFIRM message, it fails to receive the RB SETUP
message from RNC. Or after it receives the RB SETUP message, it replies RB SETUP
FAIL message. Or after it receives the RB SETUP message, it receives the
DISCONNECT message not due to normal release cause, when the UE has not sends
the RB SETUP CMP message.
Step 4 Failure after completion of RAB assignment
After the UE sends the RB SETUP COMPLETE message, the called UE receives the
DISCONNECT/RELEASE message from CN

As strictly defined, after the UE enters the CELL_DCH state, it sends the cell update message with the
cause RLC unrecoverable error/ Radio link failure before receiving the alerting message.
The judgment time should be the greater of maximum waiting time and asynchronization time configure
by default at the RLC layer. It is unknown that the test UE can report RLC layer messages, so neglect
the strict definition.
----End

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3.2.2 Definition of Actix Analyzer
The Actix Analyzer defines access failure according to the following principles: after the
originated UE sends the RRC Connection Request message, access failure occurs upon any of
the following conditions:
The UE receives the RRC Connection Reject message
It sends the RRC Connection Release message
It receives any message from BCCH during Call setup message
The timer expires. Namely, a period (T300) after the UE sends the RRC Connection
Request message, it fails to receive the RRC Connection setup message
3.2.3 Definition of TEMS
The TEMS defines access failure (for originated voice services) according to the following
principles:
Step 1 Random access failure: after dialing, the UE fails to send the RRC Connection Request
message.
Step 2 The UE fails to receive the RRC Connection Setup message: after the UE send the RRC
Connection Request message, it fails to receive the RRC Connection Setup message.
Step 3 The UE fails to receive the RRC Connection Complete message: after the UE send the RRC
Connection Request message, it fails to receive the RRC Connection Setup message.
Step 4 The UE receives the RRC Connection Reject message: the UE receives the RRC Connection
Reject message, and does not resend the RRC Connection Request message for try.
Step 5 The UE fails to receive the measurement control message: after the UE sends the RRC
Connection Complete message, it fails to receive the measurement control message.
Step 6 The UE fails to send the CM Service Request message: after the UE receives the
measurement control message, it fails to send the CM Service Request message.
Step 7 The UE receives the Service Request Reject message.
Step 8 The UE fails to receive the Call Proceeding message: after the UE sends the CC SETUP
message, it fails to receive the Call Proceeding message.
Step 9 The UE fails to receive the RB Setup message: after the UE receives the Call Proceeding
message, it fails to receive RB Setup message.
Step 10 The UE fails to send the RB Setup Complete message: after the UE receives the RB Setup
message, it fails to send the RB Setup Complete message.
Step 11 The UE fails to receive the Alerting or Connect message: after the UE receives the RB Setup
Complete message, it fails to receive the RB Setup Complete message.
Step 12 The UE fails to receive the Connect Acknowledge message: after the UE receives the Alerting
or Connect message, it fails to send the Connect Acknowledge message.
----End

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3.3 Flow and Methods for Analyzing Access Failure
Problems
3.3.1 Overall Flow for Analyzing Call Failure Problems
Figure 3-1 shows the overall flow for analyzing call failure problems.
Figure 3-1 Overall flow for analyzing call failure problems in DT/CQT


By DT data analyzing tool, such as Actix Analyzer and GENEX Assistant, determine the time
for Call Fail and obtain the following information:
Pilot information collected by scanner before and after Call Fail
Information about active set, monitor set, and signaling flow collected by UE
Match the signaling collected by UE and the time of single subscriber tracing by messages.
Meanwhile locate the points when problems occur in single subscriber tracing on RNC.
Based on signaling of single subscriber tracing on RNC and UE's signaling flow, determine
the point where call fails according to Figure 3-1. Analyze and solve problems according to
following sub-flows. The problems include:
Paging problems
RRC setup problems
RAB and RB setup problems
Authentication and encryption problems

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Abnormal equipment problems
3.3.2 Analyzing Paging Problems
Paging problems usually are: the originated UE completes RAB assignment and CC Setup
and waits for Alerting message, when it receives the Disconnect direct transfer message from
CN. Figure 3-2 shows the signaling flow of originated UE in locating paging problems.
According to the signaling flow of called UE, the signaling flow is normal. It occurred that
after receiving Paging message it does not originate RRC connection setup request.
According to the single subscriber tracing of called UE on RNC, the RNC receives the
Paging message from CN without following messages.
Figure 3-2 Signaling flow of originated UE in locating paging problems
1



The causes of paging problems include:
The RNC does not send the Paging message.
The power of paging channel and paging indicator channel is low.
The UE reselects a cell.





1
The CC CALL PROCEDING message should be after CC SETUP.

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Figure 3-3 shows the flow for analyzing paging problems.
Figure 3-3 Flow for analyzing paging problems


The following sections described detailed analysis.
Failure in Sending Paging Message by RNC
After the RNC receives the paging message from CN, the UU interface does not send the
message. Probably the capacity of paging channel is inadequate (currently the network load is
low, so it is less probable that the paging channel is congested at UU interface. When the
network load is heavy, it is probable) or the equipment is abnormal.
Over Low Power of PCH or PICH
After the RNC sends a paging message, the UE fails to receive it. For this problem, check the
Ec/Io of the cell where the UE camps and the cell which it monitors. If the Ec/Io of both cells
is lower than 12 dB, the power of PCH or PICH is over low or the coverage is weak.
Cell Reselection by UE
If the signals of the cell where the UE camps are weak while the signals of monitored cell are
strong, the problem might be due to cell reselection. When the UE has its location area (LA)
or route area (RA) updated upon paging, the paging message is sent to the original LA or RA,
so the UE fails to receive paging message.

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3.3.3 Analyzing RRC Connection Setup Problems
The RRC connection setup failure can be analyzed through UE signaling flow and single
subscriber tracing on RNC. The RRC connection setup process includes the following steps:
Step 1 The UE sends RRC Connection Request message on RACH.
Step 2 The RNC sends the RRC Connection Setup message on FACH.
Step 3 After the UE sets up downlink DCH and synchronizes with it, it sends the RRC Connection
Setup CMP message on uplink DCH.
----End
RRC setup fails due to the following causes:
Uplink RACH problems
Downlink FACH power allocation ratio
Cell reselection parameter problems
Over low transmit power of downlink DCH
Uplink initial power control problems
Congestion
Abnormal equipment problems
Among previous problems, the uplink RACH problem, downlink FACH power allocation
ratio problem, cell reselection parameter problem, and abnormal equipment problem are
probable.

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Figure 3-4 shows the flow for analyzing RRC connection setup problem.
Figure 3-4 Flow for analyzing RRC connection setup problem


The details analysis is as below:
After UE Send RRC Connection Request Message, the RNC Fails to Receive It
If the Ec/Io of downlink CPICH is over low, the problem is about coverage.
If the Ec/Io of downlink CPICH is not over low (such as higher than 14 dB), the problem is
about RACH, with the following causes:
The power step of preamble is small
The output power of UE is lower than required.
NodeB is problematic with standing wave.
The parameter of cell radius is improperly configured.
If the power ramp of preamble is small, you can add the preamble ramp times. For example,
increase it from 8 to 20.
If the output power of UE is lower than required, there are no specific methods to solve it due
to the limitation of UE performance.
For NodeB problems, check whether there is standing wave alarm on NodeB.

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If the parameter of cell radius is set over small, the NodeB cannot synchronize with the UEs
beyond cell radius. This causes access failure. This usually occurs in wide coverage scenarios
like rural and suburban areas.
After the RNC Receives the RRC Setup Request Message from UE, It Sends the
RRC Connection Setup Message Which Is Not Received by UE
The causes of this problem include:
Weak coverage
Improper parameters of cell selection and reselection
Check the CPICH Ec/Io. If it is lower than 12 dB (the default value is configured based on
Ec/Io as 12 dB) and
If there is no more qualified cell listed in the monitor set, the problem is about coverage.
If there is more qualified cell listed in the monitor set, the problem is about cell
reselection.
Solutions are as below:
When the coverage is weak:
If conditions permit, solve coverage problems by enhancing coverage, such as adding
sites to cover blind areas and adjusting engineering parameters. If you cannot enhance
the coverage, you can increase FACH power. Adjust FACH power according to the
coverage conditions of PCPICH Ec/Io. For example, the pilot Ec/Io in all coverage areas
after network optimization is larger than 12 dB, the success rate for UE to access from
3G idle mode can be guaranteed if the common channel power is allocated on the
condition of Ec/Io equal to 12 dB. When Ec/Io is smaller than 14 dB, the UE reselects
a GSM cell. The success rate of RRC setup in weak coverage areas after inter-RAT
reselection by UE can be guaranteed if the common power is allocated on the condition
of Ec/Io larger than 14 dB.
Cell selection and reselection:
Adjusting cell selection and reselection parameters accelerates cell selection and
reselection and helps solve RRC connection setup failure problems caused by improper
parameters of cell selection and reselection.

The RRC CONNECTION SETUP message is carried by FACH. After the UTRAN side receives the
PRACH preamble, the UE sends the RRC CONNECTION REQUEST message on RACH based on
current preamble power. The preamble transmit power keeps increasing until response is received
(restricted by maximum retransmission times of preamble). Therefore, in poor coverage areas,
unbalanced coverage by RACH and FACH is probable. Consequently the UTRAN side can receive the
RRC CONNECTION REQUEST message while the UE fails to receive the RRC CONNECTION
SETUP message.
After the RNC Receives the RRC Setup Request Message from UE, It sends the
RRC Connection Reject Message
When the RRC Connection Reject message is present, check the cause values, which include
congestion and unspecified.
If the cause value is congestion, the network is congested. Check the network load conditions,
including utilization of power, code, and CE resources. Determine the type of resource that
causes congestion and provide ways of network expansion. For details, see W-Network
Expansion Guide.

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The admission of RRC connection for HSDPA subscribers is consistent with that for T99
subscribers, including power, code, and CE resources. Pay special attention to code admission.
If the code word of HSDPA subscribers is statically assigned, and excessive codes are
assigned to HSDPA subscribers, the RRC connection of HSDAP or R99 subscribers fails
probably. This is due to that the codes of downlink signaling channel for HSDPA or R99
subscribers are inadequate.
If the cause value is unspecified, check the logs to determine causes of failure.
After Receiving RRC Connection Setup Message, the UE Does Not Send Setup
Complete Message
If the downlink signals are normal, the UE might be abnormal. Otherwise initial power of
downlink DCH is over low so the downlink cannot synchronize. You can solve the problem
by adjusting uplink Eb/No of the service.
After the UE Sends the RRC Setup Complete Message, the RNC Fails to Receive
It
It seldom occurs that uplink initial power control leads to increment of UE transmit power.
Upon presence of the problems, you can properly raise the Constant Value of DCH so that
the initial transmit power of uplink DPCCH of UE increases.
This problem is related to whether the initial target value of uplink SIR is rational and has
great impact on uplink initial synchronization at the beginning of link setup.
If it is set over large, the uplink interference from initial link setup of subscriber becomes
over large.
If it is set over small, the uplink synchronization time increases, and consequently the
initial synchronization fails.
This parameter is an RNC-level parameter. It has great impact on network performance, so
engineers must be cautious upon adjustment.

The RRC Connection Setup Complete message is sent on uplink DPCH. The UE calculates the initial
power of DPCCH according to received IE DPCCH_Power_offest and measured CPICH_RSCP.
DPCCH_Initial_power = DPCCH_Power_offset - CPICH_RSCP
Wherein, DPCCH_Initial_power = Primary CPICH DL TX Power + UL Interference + Constant Value
Constant Value can be configured at OMC. If it is set over small, the UE has lower power to send the
RRC CONNECTION SETUP COMPLETE message than required. Current default configuration of
Constant Value (the default value of it in version V13C03B151 is 20) usually prevents this problem
from happening.
3.3.4 Analyzing Authentication Problems
When authentication fails, analyze the problem according to the cause value provided in the
authentication failure message replied from UE to the network. Two common cause values
include MAC Failure and Sysch Failure.

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MAC Failure
Check the AUTN parameter in the authentication request message send by network side upon
the authentication of network by UE. If the MAC information is incorrect, the UE send the
authentication failure message with the cause value MAC failure, shown as in Figure 3-5.
Figure 3-5 Authentication failure due to MAC Failure


The major causes of the problem include:
Unauthorized subscriber
USIM and HLR set different Ki and OP (OPc) for the subscriber
This problem occurs frequently when a subscriber uses a new USIM. To locate this
problem, check whether the Ki and OP (OPc) value of the IMSI are the same. The USIM
has default Ki and OP (OPc), but the USIM reader fails to obtain the value. Therefore,
the Ki and OP (OPc) of the USIM must be known upon defining a subscriber or the Ki
and OP (OPc) of USIM must be made the same value as in HLR.

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Sync Failure
When the UE detects that the SQN of AUTN message is incorrect, so the authentication fails.
The cause value is Synch failure (synchronization failure), as shown in Figure 3-6.
Figure 3-6 Authentication failure due to Synch Failure


The causes of the problem include:
Authorized subscribers
Equipment problems
3.3.5 Analyzing Security Mode Problems
During the security mode control process, the network side sends encrypted information to
radio access network (RAN). During the process, the CN side and RAN negotiate to perform
encryption algorithm on UE so that the UE uses the encryption algorithm in the subsequent
transfers. After the UE performs handover, it can use the encryption algorithm as possible.
Namely, the encryption-related parameters are sent to the target RNC.
Figure 3-7 shows the security mode control.
Figure 3-7 Security mode control



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Figure 3-8 shows the Security Mode Reject.
Figure 3-8 Security mode reject


The common causes of security mode reject include:
The UE is unable to support configured encryption algorithm.
The encryption model configuration of RNC does not match that of CN. For example,
the MSC configures the encryption algorithm UEA0 only but the RNC configures UEA1
only.
UE Capability Problems
To check the UE capability, refer to the RRC Connect Setup CMP message.
Currently the following UEs fail to support encryption algorithm:
NEC single-mode UEs
NEC C606
NEC C616
The following UEs support encryption algorithm:
Nokia 7600
Nokia 6650
Moto A835
Qualcomm 6200
Qualcomm 6250
Siemens U15
To solve the security mode reject problems due to UE capability, change the UE.
Inconsistent Configuration of RNC and CN Encryption Mode
Check the MSC or SGSN and RNC whether they have selected the same encryption mode.
Namely they must have the same encryption mode.
If the encryption modes are different, set the MSC and SGSN to the security mode selecting
all. Set the RNC to select UEA0 or UEA1.
3.3.6 Analyzing PDP Activation Failure Problems
For analysis of PDP activation failure problems, see the section 5.1 of W-PS Problem
Optimization Guide.

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3.3.7 Analyzing RAB or RB Setup Problems
When the RAB or RB setup fails, the RNC responds RAB assignment setup failure in the
RAB Assignment Response message. Locate the specific failure causes through the failure
cause value contained in the related cells.
Common RAB/RB setup failure problems include:
The RNC directly rejects RAB setup request due to incorrect parameter configuration.
Admission rejection
RAB setup fails due to response of RB setup failure from UE
RAB setup fails due to RB setup failure at air interface
Direct Rejection of RAB Setup Request by RNC Due to Incorrect Parameter
Configuration
It seldom occurs that the RNC directly rejects RAB setup request due to incorrect parameter
configuration. This occurs due to special operations by special subscribers. It occurs when the
RNC directly rejects RAB setup request because subscribing information for PS service in
HLR exceeds the UE capability.
For example, the traffic for a special subscriber is 384K in uplink and downlink, but the
maximum uplink capacity is 64K. The subscriber sets the uplink and downlink maximum rate
in QoS of activation PDP to 384K by using the AT command and UE software (Sony-Ericsson
UE software can set QoS of activation request). When the RNC receives the RAB assignment
request, it finds that the requested uplink maximum rate exceeds the UE capability, so it
directly responds RAB setup failure without originating RB setup.
After the RAB setup fails due to incorrect parameter configuration that exceeds UE capability,
the SGSN will renegotiate to originate new RAB assignment until the UE can support and the
system completes RAB assignment. For subscribers, the PDP activation can still be successful
and the maximum rate obtained from indicator is the maximum rate supported by UE. If the
minimum guaranteed rate requested in QoS setup in PDP activation request by UE exceeds
UE capacity, the network accepts the PDP activation request by UE at a negotiated low rate;
however, when the negotiated rate of network in the PDP activation acceptance message, the
UE originates deactivation PDP request. Therefore, PDP activation fails finally.
Admission Rejection
For non-HSDPA subscribers, when the system resource (power, code, channel code, Iub
transmission resource, and Credit) is inadequate, the admission is rejected and consequently
call setup fails. Now you must check the uplink and downlink load, code resource, Iub
transmission resource, and CE resource, determine the type of resource that causes congestion,
and provide corresponding expansion methods.
When excessive codes are statically assigned to HSDPA subscribers, the admission fails
due to inadequate downlink channel code resource for non-HSDPA subscribers. When
the system resource is inadequate and admission fails, the V1.5 or higher RNC conducts
different operations according to RAB Downsizing. For details, see the description of
solving inadequate lub bandwidth.
If the cell does not support the HSDPA service, the admission of R99 subscribers
depends on the set R99 admission threshold. If the cell supports the HSDPA service and
the downlink power of HSDPA and R99 subscribers is statically assigned, the power
admission of non-HSDPA subscribers is judged by (total power of cell - the power
statically assigned t HSDPA) * admission threshold. When the power of HSDPA and

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R99 subscribers is dynamically assigned, the power admission of non-HSDPA
subscribers is consistent with that of original R99 subscribers. The uplink admission
decision is based on the RTWP or equivalent number of subscribers. If the uplink load is
too high, the admission of non-HSDPA subscribers is rejected.
If the bandwidth of the lub interface is inadequate, activation of R99 high-speed data
services fails due to the limited bandwidth. For example, the AAL2 bandwidth for
service on lub interfaces in many cells can support only a 384 Kbps service. If a 12.2
Kbps voice service already exists, the lub interface fails to provide enough bandwidth for
a 384 Kbps PS service. In the case of RNC V1.3, the RNC returns an SGSN RAB
assignment failure because the requested rate is unavailable. The SGSN then originates
RAB assignment through re-negotiation. In the case of RNC V1.5 or later versions, the
RNC lowers the rate first if the RAB Downsizing switch is on. If the lub resource is
available after the rate is down, the RNC sends a RAB assignment success message to
the SGSN. If the lub resource is not available even though the rate is down to 8 Kbps,
the RNC returns an SGSN RAB assignment failure. The SGSN then decides whether or
not to originate renegotiation based on its internal parameters. If the RAB Downsizing
Switch is off, the processing is the same as that in the case of RNC1.3.
The admission control of NodeB Credit resources is similar to the power admission
control. Whether the available Credit can support the currently requested service
depends on the spreading factor of the new subscriber. If the current Credit is not
adequate, the RNC performs different processing depending on state of the RAB
Downsizing switch in the case of RNC V1.5 or later versions. For details, see the
handling in the case of inadequate bandwidth of the lub interface as described earlier in
this document.
For the admission rejection of HSDPA subscribers, consider the following aspects:
In the method for statically assigning power of HSDPA and R99 subscribers, consider:
HSDPA subscribers supported by NodeB
HSDPA subscribers supported by cell
Total bit rate of cell
Total guaranteed bit rate
Whether the cell transmit power guaranteed bit rate exceeds the prescribed threshold
In the method for dynamically assigning power of HSDPA and R99 subscribers,
consider:
HSDPA subscribers supported by NodeB
HSDPA subscribers supported by cell
Whether the guaranteed bit rate exceeds the prescribed threshold
For HSDPA subscribers, when the configured bandwidth at lub interface is inadequate,
admission rejection will not occur, but the rate become lower. In addition, the AAL2PATH of
HSDPA and R99 is respectively configured, and HSDPA AAL2PATH must be configured to
HSDPA RT or HSDPA NRT type. If the HSDPA AAL2PATH is configured to R99
AAL2PATH RT or NRT type, RAB assignment will not fail, but the RNC will directly set up
HSDPA service to R99 384kbps.
For V17, strategies of the RRM admission algorithm change as follows:
Downlink power admission control for HSDPA cells is supported. Only dynamic power
assignment is available. For the DCH service, consider whether load of the non-HSDPA
service (the R99 service) exceeds the admission threshold of the non-HSDPA service
(that is, the admission threshold of the original R99 service). In addition, consider
whether the non-HSDPA power and the HSDPA GBP (Power to meet GBR) exceed the

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threshold of total power of the cell. For the HSDPA service, check whether the HSDPA
throughput provided by the cell exceeds the threshold of sum of Guaranteed Bit Rates
(GBR) of all subscribers, or whether the GBP of stream services and background
services exceeds the HSDPA power of the cell. In addition, consider whether the
non-HSDPA power and the HSDPA GBP exceed the threshold of total power of the cell.
lub interface admission: For the DCH service, the admission depends on the peak bit rate
multiplied by the activation factor of the service. For the HSDPA service, the admission
depends on the GBR. If the lub interface reaches the congestion threshold, DCCC
downsizing occurs. If the RLC_AM re-transmission ratio exceeds the specified threshold,
run the SET CORRMALGOSWITCH command to enable lub Overbooking. In this
case, TF of the R99 occurs or rate of the HSDPA service decreases based on the related
factor. Run the ADD AAL2ADJNODE command to set the service activation factor and
the lub congestion threshold. Run the ADD TYPRABRLC command to set trigger and
release thresholds of RLC_AM re-transmission.
The UE's Response of RAB Setup Failure due to RB Setup Failure
The UE responds RB setup failure due to subscribers' wrong operations.
One case is as blow:
When subscribers are using a downlink 128K data service, they receive the RB setup request
of VP service (originating or terminating VP). Because most UEs cannot support performing
VP and high rate PS service simultaneously, the UE directly responds RB setup failure due to
unsupported configuration.
The other case is as below:
The UE called by 3G UE for VP service camps on GSM network, so it does not support VP
service. Therefore, after the RNC receives RAB assignment request, the CN sends the
Disconnect command after call proceeding due to Bearer capability not authorized. Now
the UE has just received RB_SETUP command, so it has not completed RB setup. After
receiving the Disconnect message, it immediately responds RB setup failure, so the RNC
responds RAB setup failure due to failure in radio interface procedure.
RAB Setup Failure due to RB Setup Failure at Air Interface
Another RB setup failure is as below:
No response to RB setup is received, so the RNC judges that RB setup fails. In details, no
ACK or RB setup complete message is received for RB setup. This occurs in weak coverage
areas, because the UE does not camp on the best server and originate access, or the coverage
is weak.
The UE does not originate to access the network in the best server, so it wishes that the best
server (sharp fluctuation of signals leads to sharp fading of signals in the cell on which the UE
camps) can be added to the active set during RB setup. The flows cannot be nested (both the
network and UE does not support nested flow), so the active set is updated after RB setup is
complete. This leads to RB setup in weak coverage cells, so RB setup fails probably. For this
case, increase the threshold and speed for starting selection of intra-frequency cells so that the
UE can camp on the best server as quickly as possible. If the network load at early stage is
low, the UE originates to access the network in the best server, set the threshold for starting
selection of intra-frequency to 4 dB and set Treselection to 1. For cells at edge of different
LACs, set the threshold lower to decrease signaling traffic of location area update.
The RB setup failure due to weak coverage includes unqualified uplink and downlink
coverage.

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The RB setup failure due to downlink weak coverage is as below:
The UE fails to receive the RB setup command. Unqualified downlink coverage is partially
due to poor demodulation performance of UE. It must be solved by RF optimization.
The RB setup failure due to downlink weak coverage is as below:
The UE receives the RB setup command, but the RAN fails to receive the ACK message or
RB Setup Complete message for RB setup. This is probably due to uplink interference. Check
RTWP for this.
3.3.8 Analyzing Access Problems in the Case of Dualband
Networking
At present, two networking strategies are available:
Strategy 1 (f1: R99; f2: R99+HSPA)
Strategy 2 (f1: R99+HSPA; f2: R99+HSPA)
Figure 3-9 and Figure 3-10 show the dualband scenarios.
Figure 3-9 Dualband scenario 1 (f1: R99; f2: R99+HSPA)
R99
CELL 3
R99
CELL1
R99+HSPA
CELL 2
R99+HSPA
CELL4
R99+HSPA
CELL5
f2
f1
R99+HS


Figure 3-10 Dualband scenario 2 (f1: R99+HSPA; f2: R99+HSPA)


This section describes access process in the case of dualband networking only.
The access in the case of dualband networking involves direct retry and re-direction in the
RRC connection stage and RAB direct retry. RAB direct retry includes service-based direct
retry and that after admission failure. The direct retry and re-direction algorithms are used to
increase first put-through ratio of the UE.
The following figure shows functions and process of RRC direct retry and re-direction during
setup of the RRC connection.

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Figure 3-11 Functions and process of RRC direct retry and re-direction during setup of the RRC
connection


If the RNC receives a RRC connection request, the admission algorithm decides whether a
RRC connection is allowed between the UE and the current cell based on the load over the
current cell.
If the RRC connection is allowed, the RNC sends a RRC CONNECTION SETUP
message to the UE, and then the UE sets up a RRC connection.
If the RRC connection is not allowed, the RNC direct retry algorithm module searches
for a cell that complies with the direct retry algorithm in the UE candidate list.
If a suitable target cell exists, the RNC sends the target cell data to the UE through a
RRC CONNECTION SETUP message.
If no suitable cell exists, the RNC re-direction algorithm selects another suitable
frequency or radio access system (such as GSM), and then notifies the UE of the
REDIRECTION cell through a RRC CONNECTION REJECT message. The UE
originates an access request in the specified frequency or system.
The RAB direct retry includes service-based direct retry and RAB direct retry after admission
failure.
Service-based direct retry
If a R99 cell and a HSPA cell are at different frequencies but with the same coverage,
subscribers who are requesting for the R99 service are assigned to the R99 cell and those
who are requesting for the HSPA service are assigned to the HSPA cell if possible. Thus,
the R99 service is separated from the HSPA service.
Direct retry after admission failure
After admission failure, the subscriber can be connected to a cell at another frequency
with the same coverage, a HCS cell at another frequency, or a cell in another system (for
the AMR service only).

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If admission of the HSPA service fails and the direct retry fails in all cells, the service
returns to the DCH of the local cell and a RAB connection is set up on the DCH again.
In dualband scenario 1, the services are carried in R99 cells as the strategy. In this case, the
real-time services do not need inter-frequency direct retry during call setup. Thus, the impact
on real-time services decreases and the HSPA subscribers can access the cells that support
HSPA through service-based direct retry. To make the UE reside in F1, modify the cell
selection and reselection parameter Qoffset2,n of F1 to 50 dB and that of F2 to -50 dB, or bar
F2.
In dualband scenario 2, the strategy of random cell residence is used. The UE originates
service access in the serving cell. All cells that use two carriers adopt the default value of the
Qoffset2,n parameter.
In both scenarios, RRC or RAB direct retry is available for the R99 service and RAB direct
retry after admission rejection is available for the HSPA service. If the direct retry of the
HSDPA service fails, the service returns to the DCH of the local cell and an RAB connection
is set up on the DCH again.
Example 1: In scenario 1, the HSDPA data card resides in the R99 cell. If the PDP is activated,
the subscriber accesses the HSDPA cell through direct retry. Figure 3-12 shows the signaling
for a service-based direct retry.
Figure 3-12 Signaling for service-based direct retry of a HSDPA subscriber



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Example 2: In scenario 1, the admission threshold of the R99 service is exceeded if several
R99 subscribers access the cell. If one more R99 subscriber tries to access the cell, the
admission is rejected in the R99 cells at F1. In this case, the subscriber accesses a
R99+HSDPA cell through direct retry. Figure 3-13 shows the signaling for direct retry after
admission rejection.
Figure 3-13 Signaling for direct retry of a R99 subscriber after admission rejection


3.4 Processing Access Delay
The access delay is usually affected greatly by equipment factors, so optimizing it is hard. If it
is greatly different from default index, check whether the parameter configuration is
consistent with the default.
A typical process for calls is from sending the RRC CONNECTION REQUEST by
originating UE to receiving Alerting message by UE. In terms of signaling flow, the following
aspects affect access delay:
Configuration of discontinuous cyclic period duration factor DRX
Whether to disable authentication and encryption
Early assignment or late assignment
Whether the RRC connection is set up on FACH or DCH
The impact from 13.6K and 3.4 K of signaling connection on delay
3.4.1 Configuration of Discontinuous Cyclic Period Duration
Factor DRX
During proceeding delay of paging one UE by another, the paging delay takes the majority.
On the one hand, if the configured power of paging channel and paging indicator channel is
so improper that the paging message is resent, this increase proceeding delay. On the other

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hand, DRX determines the time for sending paging message. An overhigh DRX leads to long
delay.
When DRX is 6, 7, and 8, the paging period is respectively 640ms, 1280ms, and 2560ms. In
terms of statistics probability, if enough UEs originate enough calls, the traffic is in Poisson
distribution and the average access delay keeps increasing. According to on-site test result,
when DRX is 8, most paging delays are between 1s and 1.5s. The longest paging delay is
even longer than 2.5s. When DRX is 6, the paging delay is evenly distributed between 0.35s
and 0.95s. Therefore, setting DRX to 6 can effectively lower proceeding delay.
Setting DRX to 6 leads to accelerated power consumption by UE, so you must consider this
with the actual network conditions. At the beginning of network operation, the key is to raise
the RAN performance. According to partners' signaling, such as Nokia, Ericsson, ZTE, and
Lucent, setting DRX to 6 is the majority.
3.4.2 Whether to Disable Authentication and Encryption Flow
According to test result,
For voice calls, the proceeding delay after enabling authentication and encryption flow is
0.6s longer than proceeding delay after disabling authentication and encryption.
For VP calls, the proceeding delay after enabling authentication and encryption flow is
0.74s
2
longer than proceeding delay after disabling authentication and encryption.
For network security, combined ways of multiple authentications are used at the beginning of
network normal operation. For example, 1/2 authentication is used for location area update
authentication; some services, such as voice, VP, and short messages, use the synchronization
method based on 1/2 authentication; other services use the Always authentication method.
3.4.3 Implementing Early or Late Assignment
The different between early and late assignment lies in the different assignment time for TCH.
Early assignment Late assignment
Terminating call Starting assignment before the call is
answered
Starting assignment after
the call is answered
Originating call Starting assignment before the
Alerting message
Starting assignment after
the Alerting message

Early assignment increases call completion rate. Late assignment avoids occupation of TCH
resource during ringing, so it increases the utilization of TCH resource.





2
The data is from the research and test result of network optimization in a pilot office. The following data is
also from this source.

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According to test result, the UE receives Alerting message 1.28s earlier in early assignment
than in late assignment. Using late assignment helps to receive response signals (ringing)
from network more quickly, so it is more rational. However, the UE might fail to put through,
so late assignment affects call completion rate. You must balance the advantages and
disadvantages before using it.
3.4.4 Whether the RRC Connection Is Set up on FACH and DCH
According to test result, when the request signaling of RRC connection originated by UE is
set up on FACH, the average setup duration of voice calls is 0.601s shorter than that set up on
DCH3.4K and 0.491s shorter than that set up on DCH 13.6K. The signaling of RRC
connection set up on DCH 13.6K comparatively occupy more resource, it is recommendable
if the resource at early stage of network operation is adequate.
Note that after RRC connection setup, the signaling is reconfigured on DCH3.4K upon RB
setup.
3.4.5 Impact of Direct Retry on Access Delay
The direct retry and re-direction algorithms can increase the first put-through ratio of the UE;
however, they prolong the access delay. If the access fails due to cell congestion or failure of
resource allocation during the RRC connection setup, direct retry of the RRC connection
setup occurs. The RNC enables the UE to access another cell at another frequency through
Frequency info and Primary CPICH info in the RRC CONNECTION SETUP message.
This prolongs the access delay during the RRC connection setup.
If all direct retries of the RRC connection setup fails, RRC re-direction occurs. The
re-direction algorithm leads the UE to access a cell at another frequency or a cell in the GSM
system through Redirection info in the RRC CONNECTION REJECT message and cell
reselection of the UE. Compared with the RRC direct retry algorithm, the re-direction
algorithm needs cell reselection, though they have the same triggering condition. Thus, the
subscribers find that access delay increases in the case of the re-direction.
In the case of RAB direct retry based on service separation or admission failure, the RNC
makes the UE to access a cell at another frequency through Frequency info and Primary
CPICH info in the RB SETUP message. This prolongs the access delay during RB setup.
The field test shows that the RAB direct retry prolongs the access delay by 220ms. Table 3-1
lists RB setup delay on the RNC with or without DRD.
Table 3-1 RB setup delay on the RNC with or without DRD
RAB_ASSIGNMENT
-> RB_SETUP(Avg.)
RB_SETUP ->
RB_SETUP_CMP(Avg.)
Total(Avg
.)
HSPA service
with DRD
80 ms 810 ms 890 ms
HSPA service
without DRD
80 ms 590 ms 670 ms


The data listed in the preceding table is measured on the RNC.
The data listed in the preceding table is measured when the activation time of high-speed link is set
to 400ms.

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4 Analyzing Traffic Statistics Data
Analyze traffic statistics data in the following two situations:
Evaluating network performance
Analyze and locate the indexes with different network performance requirements, locate
the problem, and enhance network performance.
Network performance precaution
Find the factors in advance that might lead to deterioration of network performance. This
helps avoid deterioration of network performance.
This chapter addresses how to analyze traffic statistics data in the first situation. It first
provides a general flow for analyzing traffic statistics data, and then describers the
consideration and methods for analyzing major indexes.
The version of RNC used here for analyzing traffic statistics data is BSC6800V16C01B064.
4.1 Tool for Analyzing Data
The tool for analyzing traffic statistics data is GENEX Nastar.
4.2 General Methods for Analyzing Traffic Statistics Data
In terms of statistics targets, analyzing traffic statistics data includes analyzing RNC-level
data and cell-level data
3
. Analyzing RNC-level data addresses assessment and analysis of





3
Due to problems on traffic statistics, current cluster-level analysis is not concerned. It is the same as
RNC-level analysis.

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overall network indexes. Analyzing cell-level data helps locate problematic cells. The flow for
analyzing RNC-level data contains the flow for analyzing cell-level data.
In actual traffic statistics analysis, the flow is as below:
Assess overall network indexes
Locate cell-level problems
Therefore, in RNC traffic statistics, the counters for failure cause type is usually cell-level. In
the following sections, priority is given to cell-level indexes.
4.2.1 Flow for Analyzing RNC-level Traffic Statistics Data
Figure 4-1 shows the flow for analyzing RNC-level traffic statistics data.
Figure 4-1 Flow for analyzing RNC-level traffic statistics data


Analyzing RNC-level traffic statistics data proceeds as below:

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Check whether RNC-level traffic statistics indexes meet requirements
If yes, the analysis ends. If no, find the first N cells with worst indexes and analyze the
cell indexes.
After locating cell problems and carrying out solutions, analyze the new data of traffic
statistics
If the new indexes meet requirements, the analysis ends. If there are still problems,
continue the analysis until the indexes meet requirements.
For the methods and flow for analyze problematic cells, see the flow for analyzing cell-level
traffic statistics data.
4.2.2 Flow for Analyzing Cell-level Traffic Statistics Data
The flow for analyzing cell-level traffic statistics data is as below:
Figure 4-2 Flow for analyzing cell-level traffic statistics data


The flow for analyzing cell-level traffic statistics data proceeds as below:
Check whether there are cells with unsatisfied indexes
If no, the analysis ends.

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If there are cells with unsatisfied indexes, analyze the detailed causes, find major causes
of indexes deterioration, and provide proper solutions.
After carrying out solutions, analyze the new data of traffic statistics until indexes meet
requirements.
4.3 Accessibility Indexes
4.3.1 Paging Traffic Statistics Indexes
When the CN pages UE, it sends RNC the PAGING message. After receiving the message,
the RNC sends UE the PAGING TYPE 1 message or PAGING TYPE 2 message according to
the state of UE.
If the paged UE is in idle, CELL_PCH, or URA_PCH state, the RNC sends PAGING TYPE 1
message on PCCH to UEs in the paged area.
If the paged UE is in CELL_FACH or CELL_DCH state, the RNC sends PAGING TYPE 2
message on DCCH to UEs in the paged area.
In addition, the UTRAN sends the PAGING TYPE 1 message to the UE in idle, CELL_PCH
or URA_PCH state, which triggers the UE to modify system information. The UTRAN also
sends the PAGING TYPE 1 message to the UE in CELL_PCH or URA_PCH state, which
triggers state transition of UE to support data transmission.
When the UE in idle state receives the PAGING TYPE 1 message, it sends RNC the RRC
CONNECTION REQUEST message. After the UE in CELL_PCH or URA_PCH state
receives the PAGING TYPE 1 message, it sends RNC the CELL UPDATE message. The
cause for cell update is paging response. For details, see 3GPP TS 25.331 and 25.413.
The indexes related to analyzing paging traffic statistics performance include:
The UE in idle state loses paging
The UE in PCH state loses paging
Flow control
PCH congestion
The UE in Idle State Loses Paging
As previously mentioned, if the paged UE is in idle state, the RNC sends the PAGING TYPE
1 message to the cells in paged area. Therefore, the index is based on RNC statistics.
Table 4-1 lists the counters related to paging loss for idle UE.
Table 4-1 Counters related to paging loss for idle UE
Counter name Counter description
VS.RANAP.Paging.Att.IdleUE It counts the times that the CN pages idle UEs
VS.RANAP.Paging.Succ.IdleUE It counts the times that the CN succeeds in paging idle
UEs
VS.RANAP.Paging.Fail.IdleUE It counts the times that the CN fails to page idle UEs

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Wherein, VS.RANAP.Paging.Fail.IdleUE is a calculated index, with the calculation as below:
VS.RANAP.Paging.Fail.IdleUE = VS.RANAP.Paging.Att.IdleUE -
VS.RANAP.Paging.Succ.IdleUE
Table 4-6 shows the position for counting point by counter for paging loss by idle UE.
Figure 4-3 Position for counting point by counter for paging loss by idle UE


When the RNC receives the paging message from CN, and the paged UE is in idle state, the
RNC takes statistics of VS.RANAP.Paging.Att.IdleUE at the point B upon sending PAGING
TYPE 1 message to the cells in paged area.
When the RNC receives the RRC CONNECTION REJECT message from UE, the RNC takes
statistics of VS.RANAP.Paging.Succ.IdleUE at the point C if the RRC connection setup
request is due to one of the following causes:
Terminating Conversational Call
Terminating Streaming Call
Terminating Interactive Call
Terminating Background Call
Terminating High Priority Signaling
Terminating Low Priority Signaling
Terminating cause unknown
The causes of paging loss by idle UE usually include:
Parameter configuration problem. For this problem, check the paging-related parameters
whether they are configured as the baseline parameters.
Weak coverage. For example, the RNC cannot page a UE in indoor UE without being
covered by signals, or a UE in blind elevator area.
The UE in PCH State Loses Paging
As previously mentioned, if the paged UE is in CEPP_PCH or URA_PCH state, the RNC
sends the PAGING TYPE 1 message to the cells in paged area so that the UE transits state to
support data transmission. Therefore the index is based on RNC statistics.

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Table 4-2 shows the counters related to paging loss for UE in PCH state.
Table 4-2 Counters related to paging loss for UE in PCH state
Counter name Counter description
VS.UTRAN.Paging1.Att It counts the times that the RNC sends the PAGING
TYPE 1 message.
VS.UTRAN.SuccPage1 It counts the times that the RNC succeed in sending the
PAGING TYPE 1 message.
VS.RRC.Paging1.Fail.PchUE It counts the times that the RNC fails to send the
PAGING TYPE 1 message.

Wherein, VS.RRC.Paging1.Fail.PchUE is a calculated index, with the calculation as below:
VS.RRC.Paging1.Fail.PchUE = VS.UTRAN.Paging1.Att - VS.UTRAN.SuccPage1
Figure 4-4 shows the Position for counting point by counter for paging loss by UE in PCH
state.
Figure 4-4 Position for counting point by counter for paging loss by UE in PCH state


When the RNC sends the PAGING TYPE 1 message to the UE in CELL_PCH or URA_PCH
state, it takes statistics of VS.UTRAN.Paging1.Att at the point A.
When the UE in CELL_PCH or URA_PCH state receives the PAGING TYPE 1 message, it
sends RNC the CELL UPDATE message. The cause for cell update is paging response. When
the RNC receives the cell update message from UE, with the cause paging response, it takes
statistics of VS.UTRAN.SuccPage1 at the point B.

The RNC will not count the times of sending PAGING TYPE 1 message due to modification of system
information.
The causes of paging loss by UE in PCH state include:
Parameter configuration problem. For this problem, check the paging-related parameters
whether they are configured as the baseline parameters.
Weak coverage. For example, the RNC cannot page a UE in indoor UE without being
covered by signals, or a UE in blind elevator area.

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Flow Control
When the lu interface is in flow control state, it drops the paging messages from CN.
Table 4-3 shows the counter related to paging loss due to flow control.
Table 4-3 Counter related to paging loss due to flow control
Counter name Counter description
VS.CN.Page.Loss.IUFC It counts the times that IU interface drops the paging
messages due to flow control

When the RNC receives the paging message from CN, and the IU interface is in paging flow
control state, the IU interface drops the paging message and counts the time.
When paging messages are dropped due to flow control at IU interface, the traffic of network
must be heavy. Therefore, precaution to network expansion must be performed.
PCH Congestion
When the RNC receives paging message from CN, and the current paging flow exceeds the
maximum capacity of PCH, PCH is congested and paging messages are dropped.
Table 4-4 lists the counters related to PCH congestion.
Table 4-4 Counters related to PCH congestion
Counter name Counter description
VS.CN.Page.Loss.PCHCong It counts the times that paging messages are
dropped due to PCH congestion (RNC level)
VS.RRC.Paging1.Loss.PCHCong.Cell It counts the times that paging message are
dropped due to PCH congestion (cell level)
VS.CRNC.IUB.PCH.Bandwidth CRNC Iub PCH bandwidth
VS.MAC.CRNCIubBytesPCH.Tx IUB PCH transport channel flow

If paging messages are dropped in the cell due to PCH congestion, the paging traffic of the
cell must have reached the maximum traffic. Check the parameters related to repeated paging
and PCH. If this problem is due to heavy traffic volume, split the location area.
4.3.2 Low Success Rate of RRC Setup
This section analyzes possible causes of low success rate of RRC setup. It also describes
phenomena of problems about traffic statistics indexes and corresponding solutions.
In traffic statistics, the major causes of RRC connection setup failure include the following
types:
The RRC connection request is rejected due to lub interface failure
The RRC connection request is rejected due to network congestion

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The RRC connection fails due to no response
The RRC connection fails due to redirection
At the RNC side, the RRC connection setup failure includes two situations:
After the RNC receives the RRC Connection Request message from UE, it sends UE the
RRC Connection Reject message. This corresponds to the first two major causes listed
previously. The counter starts counting at the point A shown in Figure 4-5.
Figure 4-5 Position for counting point by counter for RRC connection rejection


After the RNC sends the RRC CONNECTION SETUP message, it fails to receive the
RRC CONNECTION SETUP COMPLETE or RRC CONNECTION SETUP FAILED
message from UE. This corresponds to the third cause listed previously.
RRC Connection Request Rejection due to lub Interface Failure
The RRC connection request rejection is rejected due to lub interface failure, with the
following detailed causes:
RRC connection setup rejection due to RL setup failure
RRC connection setup rejection due to AAL2 setup failure
The corresponding traffic statistics counters
Table 4-5 lists the counters related to RRC connection request rejection due to lub interface
failure.
Table 4-5 Counters related to RRC connection request rejection due to lub interface failure
Counter name Counter description
VS.RRC.Rej.RL.Fail It counts the times that RRC connection setup is rejected due to
RL setup failure
VS.RRC.Rej.AAL2.Fail It counts the times that RRC connection setup is rejected due to
AAL2 synchronization failure

The indexes listed in Table 4-5 are cell-level indexes.
RRC connection setup rejection due to RL setup failure

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RL setup seldom fails. It might be due to:
Hardware problems of NodeB. For example, power amplifiers are overheated
(seldom).
Restricted number of CEs on NodeB. When the estimation of NodeB credits are too
incorrect to actually reflect the usage conditions of NodeB CEs, the RNC judges that
the NodeB CEs are enough, so the RNC sends NodeB the RL setup message.
Consequently, the NodeB responds RL setup failure due to restriction of CEs.
When the RL setup failure leads to that RRC connection rejected times is unequal to
0, you must check the cell load to confirm that restriction on number of CEs is not
present. Check whether there are equipment alarms. Confirm that there is no failure
due to air-conditioner and power amplifier problems.
For example, in a period, for an operator's network, the RRC connection is rejected
hundreds of times due to this cause. According to the following analysis, there are
overheating alarms on NodeB and the causes might be load or ambient temperature,
such as air-conditioner failure. For these problems, contact NodeB maintenance
employees; otherwise, the problems will greatly affect access and handover success
rate.
RRC connection setup rejection due to AAL2 setup failure
AAL2 setup seldom fails. It fails when AAL2 resource is restricted or the cell becomes
problematic.
RRC Connection Request Rejection due to Network Congestion
Find the type of resource that causes RRC connection request rejection due to network
congestion. The congestion of radio resources includes the following types:
Failure in application for power resource
Failure in application for uplink CE resource
Failure in application for downlink CE resource
Failure in application for code resource
Others
4






4
Others are calculated indexes, equal to total failure times (RRC.FailConnEstab.Cong) minus previous
failure times.

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Table 4-6 lists the counters related to RRC connection request rejection due to network
congestion.
Table 4-6 Traffic statistics counters related to RRC connection request rejection due to network
congestion
Counter name Counter description
RRC.FailConnEstab.Cong It counts the times that RRC connection setup is rejected
due to network congestion.
It is the total rejection times.
VS.RRC.Rej.Power.Cong It counts the times that RRC connection setup is rejected
due to failure in application for cell power resource.
VS.RRC.Rej.UL.CE.Cong It counts the times that RRC connection setup is rejected
due to failure in application for uplink CE resource.
VS.RRC.Rej.DL.CE.Cong It counts the times that RRC connection setup is rejected
due to failure in application for downlink CE resource.
VS.RRC.Rej.Code.Cong It counts the times that RRC connection setup is rejected
due to failure in application for code resource.

The previous indexes are cell-level indexes.
Failure in application for power resource
When application for power resource fails, you must check whether the configuration of
admission parameters is consistent with the default. If the parameters are properly
configured, you need check the current network load by traffic counter and the counter
for equivalent number of subscriber. If the network load and congestion rate actually
meet the expansion requirements, start network expansion. For detailed expansion
methods, see W-Network Expansion Guide.
Failure in application for uplink/downlink CE resource
When the NodeB CE resource is inadequate; you must check the configuration of NodeB
CE resource based on the current actual traffic load. For the querying method, see
W-Equipment Room Guide.
Failure in application for code resource
When the code resource is inadequate, you must provide rational expansion methods
based on actual traffic load. For details, see W-Network Expansion Guide.
Others
There are few such cases, and they are usually product problems. Therefore, this part
neglects it.

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RRC Connection Failure due to No Response
Table 4-7 lists the counter related to RRC connection failure due to no response.
Table 4-7 Counter related to RRC connection failure due to no response
Counter name Counter description
RRC.FailConnEstab.NoReply It counts the times that RRC connection setup fails due to
no response

The RRC.FailConnEstab.NoReply is a cell-level index.
The major causes of the problem include the following two types:
The UE fails to receive the RRC CONNECTION SETUP message from RNC. The cause
of the problem is irrational configuration of coverage, cell selection and cell reselection
parameters. For details, see 3.3.3 .
After the UE send the RRC CONNECTION SETUP COMPLETE message, but the RNC
does not receive it. Maybe the initial transmit power of uplink DCH is over low. For
solutions, see 3.3.3 .
RRC Connection Request Rejection due to Redirection
After the UE sends the RRC connection setup request message, the redirection algorithm is
triggered if the cell is congestion or assigning resources (mainly the admission and code
resource assignment) fails, and the entire RRC direct retrial algorithms fail. If the serving cell
of originating UE has inter-frequency neighbor cell or GSM cell, the UE is indicated by the
IE Redirection info of RRC connection reject message to redirection to the frequency point
of inter-frequency neighbor cell or GSM cell. If there is no inter-frequency neighbor cell or
GSM cell, the IE Redirection info of RRC connection reject message is not configured.
Table 4-8 lists the counters related to RRC connection setup rejection due to redirection
Table 4-8 Counters related to RRC connection setup rejection due to redirection
Counter name Counter description
VS.RRC.Rej.Redir.Inter.Att interfrequency cell
VS.RRC.Reject.Redir.Intrat interfRAT cell info

These two indexes are cell-level indexes.

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4.3.3 Low Success Rate of CS RAB Setup
The causes of CS RAB assignment setup failure in traffic statistics include:
Radio network problems
Transmission network problems
Other problems
5

When CS RAB assignment fails, the counter starts counting at the point B shown in Figure
4-6.
Figure 4-6 Position for counting point by counter for CS RAB assignment failure in RNC traffic
statistics starting counting


At the point B in Figure 4-6, when the RNC sends CN the RAB ASSIGNMENT RESPONSE
message with the cause failure, the corresponding counter starts working according to
specific failure causes. The RB SETUP process is marked in broken line and is optional.
Radio Network Problems
RAB assignment setup fails due to radio network problems with the following detailed types:
CS RAB assignment setup failure due to relocation
CS RAB assignment setup failure due to air interface failure





5
This index is a calculated index, equal to RAB request times minus the sum of RAB success times and
other failure times.

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CS RAB assignment setup failure due to insufficient capability
CS RAB assignment setup failure due to other problems of radio networks
6

Table 4-9 shows the traffic statistics counters related to CS RAB assignment setup failure due
to radio network problems.
Table 4-9 Traffic statistics counters related to CS RAB assignment setup failure due to radio
network problems
Counter name Counter description
VS.RAB.FailEstabCS.RNL It counts the times that CS RAB assignment setup fails due
to radio network problems.
It counts the total failure times.
VS.RAB.FailEstCS.Relo It counts the times that CS RAB assignment setup fails due
to relocation.
VS.RAB.FailEstCS.RIPFail It counts the times that CS RAB assignment setup fails due
to air interface failure.
VS.RAB.FailEstCS.Unsp It counts the times that CS RAB assignment setup fails due
to insufficient capability.

The indexes listed in Table 4-9 are cell-level indexes. For detailed VS.RAB.FailEstCS.Unsp,
see Table 4-10.
CS RAB assignment setup fails due to relocation
When the RNC carries out relocation, it receives the RAB ASSISNMENT REQUEST
message, and then it will not respond to the message but respond the RAB
ASSISNMENT RESPONSE message directly to CN (due to Relocation Triggered). This
index is seldom present, so neglect it.
CS RAB assignment setup fails due to air interface failure
After the RNC receives the RB Setup Failure message from UE, it sends the RAB
Assignment Response message to CN due to Failure in the Radio Interface Procedure.
To analyze CS RAB assignment setup fails due to air interface failure, you must analyze
the causes of RB setup failure. For details, see RB setup failure in 4.3.5 .
CS RAB assignment setup fails due to insufficient capability
The detailed causes of CS RAB assignment setup failure due to insufficient capability
include:
Requested Traffic Class not Available (18)





6
This index is a calculated index, equal to total failure times (VS.RAB.FailEstabCS.RNL) minus previous
failure times.

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Requested Maximum Bit Rate not Available (20)
Requested Maximum Bit Rate for DL not Available (33)
Requested Maximum Bit Rate for UL not Available (34)
Requested Guaranteed Bit Rate not Available (21)
Requested Guaranteed Bit Rate for DL not Available (35)
Requested Guaranteed Bit Rate for UL not Available (36)
Requested Transfer Delay not Achievable (22)
CS RAB assignment setup fails due to insufficient capability when the cell is congested,
such as Requested Maximum Bit Rate not Available. Note that the causes of the indexes
include the following causes of failure due to radio resource congestion:
CS RAB is rejected due to inadequate power
CS RAB is rejected due to uplink CE resource
CS RAB is rejected due to downlink CE resource
CS RAB is rejected due to code resource
CS RAB is rejected due to inadequate IUB bandwidth
Others
7

Table 4-10 lists the traffic statistics counters related to CS RAB assignment setup failure due
to insufficient capability.
Table 4-10 Traffic statistics counters related to CS RAB assignment setup failure due to
insufficient capability
Counter name Counter description
VS.RAB.FailEstCs.Power.Cong It counts the times that CS RAB assignment fails due
to power resource congestion
VS.RAB.FailEstCs.ULCE.Cong It counts the times that CS RAB assignment fails due
to uplink CE congestion
VS.RAB.FailEstCs.DLCE.Cong It counts the times that CS RAB assignment fails due
to downlink CE congestion
VS.RAB.FailEstCs.Code.Cong It counts the times that CS RAB assignment fails due
to code resource congestion
VS.RAB.FailEstCs.IUB.Band It counts the times that CS RAB assignment fails due
to inadequate IUB bandwidth






7
This index is a calculated index, equal to total failure times (VS.RAB.FailEstCS.Unsp) minus times of
other four failures.

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The previous indexes are cell-level indexes.
By querying related indexes, determine the type of resource that causes failure and perform
corresponding expansion solutions.
CS RAB assignment setup fails due to other problems of radio networks
Other causes may lead to CS RAB assignment setup failure, such as no response to RB
setup. For RB setup failure, see 4.3.5 .
CS RAB assignment setup fails due to other problems of radio networks, and obtaining
the causes directly from traffic statistics is difficult. You might locate problems by DT or
other tests.
Transmission Network Problems
The detailed causes of CS bearer setup failure which causes RAB assignment setup failure
include:
Signaling Transport Resource Failure(65)
Iu Transport Connection Failed to Establish(66)
Table 4-11 lists the counter related to CS RAB assignment setup failure due to transmission
network problems.
Table 4-11 Counter related to CS RAB assignment setup failure due to transmission network
problems
Counter name Counter description
VS.RAB.FailEstabCS.TNL It counts the times that CS RAB assignment setup
fails due to transmission network problems

The VS.RAB.FailEstabCS.TNL is a cell-level index.
If VS.RAB.FailEstabCS.TNL is present, there are probably transmission problems. You must
check whether the transmission at lu interface is normal.
Other Causes
The index seldom occurs, so this document neglects it.
4.3.4 Lower Success Rate of PS RAB Setup
The causes of PS RAB assignment setup failure in traffic statistics include:
Radio network problems

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Transmission network problems
No resource available
Other problems
8

Figure 4-7 shows the counter for PS RAB assignment failure starting counting in RNC traffic
statistics.
Figure 4-7 Position for counting point by counter for PS RAB assignment failure in RNC traffic
statistics


At the point B in Figure 4-7, when the RNC sends CN the RAB ASSIGNMENT RESPONSE
message with the cause failure, the corresponding counter starts working according to
specific failure causes. The RB SETUP process is marked in broken line and is optional.
Radio Network Problems
RAB assignment setup fails due to radio network problems with the following detailed types:
PS RAB assignment setup failure due to parameter errors
PS RAB assignment setup failure due to relocation
PS RAB assignment setup failure due to air interface failure
PS RAB assignment setup failure due to insufficient capability
PS RAB assignment setup failure due to other problems of radio networks
9






8
This index is a calculated index, equal to RAB request times minus the sum of RAB success times and
other failure times

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Table 4-12 shows the traffic statistics counters related to PS RAB assignment setup failure
due to radio network problems.
Table 4-12 Traffic statistics counters related to PS RAB assignment setup failure due to radio
network problems.
Counter name Counter description
VS.RAB.FailEstPS.Par It counts the times that PS RAB assignment setup fails due
to parameter errors.
It counts the total failure times.
VS.RAB.FailEstPS.Relo It counts the times that PS RAB assignment setup fails due
to relocation.
VS.RAB.FailEstPS.RIPFail It counts the times that PS RAB assignment setup fails due
to air interface failure.
VS.RAB.FailEstPS.Unsp It counts the times that PS RAB assignment setup fails due
to insufficient capability.

The indexes listed in Table 4-12are cell-level indexes. For detailed VS.RAB.FailEstPS.Unsp,
see Table 4-14.
PS RAB assignment setup fails due to parameter errors
The detailed causes include:
Invalid RAB Parameters Value
Invalid RAB Parameters Combination
Condition Violation for SDU Parameters
Condition Violation for Traffic Handling Priority
Condition Violation for Guaranteed Bit Rate.
The index is seldom present, so this part neglects it.
PS RAB assignment setup fails due to relocation
When the RNC carries out relocation, it receives the RAB ASSISNMENT REQUEST
message, and then it will not respond to the message but respond the RAB
ASSISNMENT RESPONSE message directly to CN (due to Relocation Triggered).
This index is seldom present, so neglect it.
PS RAB assignment setup fails due to air interface failure
After the RNC receives the RB Setup Failure message from UE, it sends the RAB
Assignment Response message to CN due to Failure in the Radio Interface Procedure.





9
This index is a calculated index, equal to total failure times minus other failure times.


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To analyze PS RAB assignment setup fails due to air interface failure, you must analyze
the causes of RB setup failure. For details, see RB setup failure in 4.3.5 .
PS RAB assignment setup fails due to insufficient capability
The detailed causes of PS RAB assignment setup failure due to insufficient capability
include:
Requested Traffic Class not Available (18)
Requested Maximum Bit Rate not Available (20)
Requested Maximum Bit Rate for DL not Available (33)
Requested Maximum Bit Rate for UL not Available (34)
Requested Guaranteed Bit Rate not Available (21)
Requested Guaranteed Bit Rate for DL not Available (35)
Requested Guaranteed Bit Rate for UL not Available (36)
Requested Transfer Delay not Achievable (22)
The index is present when the cell is congested. For detailed causes, such as Requested
Maximum Bit Rate not Available, see CDL. Note that the causes of the indexes include the
following causes of failure due to radio resource congestion:
PS RAB is rejected due to inadequate power
PS RAB is rejected due to uplink CE resource
PS RAB is rejected due to downlink CE resource
PS RAB is rejected due to code resource
Others
10

Table 4-13 lists the traffic statistics counters related to PS RAB assignment setup failure due
to insufficient capability.
Table 4-13 Traffic statistics counters related to PS RAB assignment setup failure due to
insufficient capability
Counter name Counter description
VS.RAB.FailEstPs.Power.Cong It counts the times that PS RAB assignment fails due
to power resource congestion
VS.RAB.FailEstPs.ULCE.Cong It counts the times that PS RAB assignment fails due
to uplink CE congestion
VS.RAB.FailEstPs.DLCE.Cong It counts the times that PS RAB assignment fails due
to downlink CE congestion





10
This index is a calculated index, equal to total failure times (VS.RAB.FailEstCS.Unsp) minus times of
other four failures.

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Counter name Counter description
VS.RAB.FailEstPs.Code.Cong It counts the times that PS RAB assignment fails due
to code resource congestion
VS.RAB.FailEstPs.IUB.Band It counts the times that PS RAB assignment fails due
to inadequate IUB bandwidth

The previous indexes are cell-level indexes.
By querying related indexes, determine the type of resource that causes failure and carry out
corresponding expansion solutions.
PS RAB assignment setup fails due to other problems of radio networks
Other causes may lead to PS RAB assignment setup failure, such as no response to RB
setup. For RB setup failure, see 4.3.5 .
PS RAB assignment setup fails due to other problems of radio networks, and obtaining
the causes directly from traffic statistics is difficult. You might locate problems by DT or
other tests.
Transmission Network Problems
The detailed causes of PS bearer setup failure which causes RAB assignment setup failure
include:
Signaling Transport Resource Failure(65)
Iu Transport Connection Failed to Establish(66)
Table 4-14 lists the counter related to PS RAB assignment setup failure due to transmission
network problems.
Table 4-14 Counter related to PS RAB assignment setup failure due to transmission network
problems
Counter name Counter description
VS.RAB.FailEstabPS.TNL It counts the times that PS RAB assignment setup
fails due to transmission network problems

The VS.RAB.FailEstabPS.TNL is a cell-level index.
If VS.RAB.FailEstabPS.TNL is present, there are probably transmission problems. You must
check whether the transmission at lu interface is normal.
No Resources Available
No resource available causes PS RAB setup failure

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Table 4-15 shows the counter related to PS RAB setup failure due to no resource available.
Table 4-15 Counter related to PS RAB setup failure due to no resource available
Counter name Counter description
VS.RAB.FlEstPS.Str.NResAvail It counts the times that PS RAB setup
fails due to no resource available

VS.RAB.FlEstPS.Str.NResAvail is a cell-level index. The resource referred in Table 4-15
includes the equipment resources excluding radio layer resources (such as power resource,
code resource, and CE resource). VS.RAB.FlEstPS.Str.NResAvail is seldom present, so this
document neglects it.
Other Causes
The index seldom occurs, so this document neglects it.
For HSDPA service, the cause of low success rate of RAB assignment is the same as that of
R99 PS RAB assignment. The traffic statistics indexes of PS RAB involve R99 PS service
and HSDPA service.
HSDPA RAB Setup Success Ratio
This KPI can be used to evaluate the RAB setup success ratio of the PS service carried by
HSDPA.
KPI Name HSDPA RAB Setup Success Ratio
Measurement
Scope
Cell
Formula
% 100
_
_
_ _ =
tempt RABSetupAt HSDPA
ccess RABSetupSu HSDPA
SR RAB HSDPA
Associated
Counters
VS.HSDPA.RAB.SuccEstab; VS.HSDPA.RAB.AttEstab
Notes The RNC level KPI is calculated by aggregating all the cell counters.

HSUPA RAB Setup Success Ratio
This KPI can be used to evaluate the RAB setup success ratio of the HSUPA service.

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KPI Name HSUPA RAB Setup Success Ratio
Measurement
Scope
Cell
Formula
% 100
_
_
_ _ =
tempt RABSetupAt HSUPA
ccess RABSetupSu HSUPA
SR RAB HSUPA
Associated
Counters
VS.HSUPA.RAB.SuccEstab; VS.HSUPA.RAB.AttEstab
Notes The RNC level KPI is calculated by aggregating all the cell counters.

4.3.5 Low Success Rate of RB Setup
RB setup failure does not serve as one cause of RAB assignment failure in current version, so
no special counter is used for RB setup failure. In traffic statistics of current version, CS RB
setup failure and PS RB setup failure are not distinguished, so matching the traffic statistics
indexes of RB setup failure and the specific causes of RAB setup failure one by one is
temporarily impossible.
The major causes of lower success rate of RB setup include the following two types:
RB setup failure
No response to RB setup
RB Setup failure
RB setup failure: after the RNC sends the RB Setup message, it receives the RB Setup Failure
message from UE.
The detailed causes of RB setup failure include:
Unsupported configuration
Physical channel failure
Cell update occurrence
Invalid configuration

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In traffic statistics of RNC, the counter for RB setup failure starts counting at the point A
shown in Figure 4-8.
Figure 4-8 Position for counting point by counter for RB setup failure in traffic statistics


At the point A shown in Figure 4-8, when the RNC receives the RADIO BEARER SETUP
FAILURE message from UE, it takes statistics according to various causes of RB setup
failure in the cell where UE camps.
Table 4-16 lists the traffic statistics counters related to RB setup failure.
Table 4-16 Traffic statistics counters related to RB setup failure
Counter name Counter description
VS.FailRBSetup.CfgUnsup RB setup fails due to unsupported cell configuration
VS.FailRBSetup.PhyChFail RB setup fails due to cell physical channel failure
VS.FailRBSetup.CellUpd RB setup fails due to cell update
VS.FailRBSetup.IncCfg RB setup fails due to invalid cell configuration

The previous indexes are cell-level indexes.
Unsupported configuration
This is due to maloperations by subscribers. For example, when using downlink 128K
data service, a subscriber receives the RB setup request (originating or terminating VP)
of VP service, the UE directly responds RB setup failure due to unsupported
configuration, namely, most UEs fails to support using VP and high speed (>= 64K) PS
service simultaneously.
Physical channel failure
It seldom occurs.
Cell update occurrence
Cell update occurs during RB setup. It seldom occurs, so this document neglects it.
Invalid configuration
This is a common causes of RB setup failure. It is possible that: the 3G UE originates VP
service to an terminating MS that camps on GSM cells and that does not support VP
service, so after the RNC receives the RAB assignment request, the CN immediately

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sends the Disconnect command with the cause Bearer capability not authorized after
call proceeding. Consequently, the UE receives the RB_SETUP message and has not
completed RB setup, so it responds RB setup failure upon receiving the Disconnect
message, and then the RNC responds RAB setup failure.
No response to RB Setup
Table 4-17 lists the traffic statistics counter related to no response to RB setup.
Table 4-17 Traffic statistics counter related to no response to RB setup
Counter name Counter description
VS.FailRBSetup.NoReply RB setup fails due to no response to cell RB setup

The previous index is a cell-level index.
This is a common cause of RB setup failure. The RB setup fails because that the UE fails to
receive RB SETUP message or the RNC fails to receive response from UE. This occurs in
weak coverage areas due to two causes:
The UE does not originates a call in the best server
The coverage is weak
For locating and solving no response to RB setup, see 3.3.7 .
4.4 System Availability Index
4.4.1 High Admission Rejection Rate
To be supplemented.
4.4.2 High Paging Congestion Rate
To be supplemented.
4.4.3 High Rate of Congested Cell
To be supplemented.

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5 Solving Access Problems
5.1 Paging Problems
5.1.1 Improper Power Configuration of Paging-related Channels
Two channels are related to paging: PICH and PCH. When the power of these two channels is
too low to meet the requirements for UE demodulation, the UE fails to receive paging
messages correctly. By default, the power of PCH is 2 dB and that of PICH is 7 dB.
According to the result of parameter optimization, the power configuration guarantees the
paging request that Ec/Io is larger than 12 dB. If the network coverage is even worse than
12 dB, consider raising PCH power. If the paging indexes are bad, without DT data of UE
and single subscriber tracing data of RNC, you need analyze the distribution chart of network
coverage conditions and check whether raising the power allocation ratio of these two
channels is necessary.
5.1.2 Paging Failure due to UE Location Area Update
Description and Analysis
Figure 5-1 shows the originating signaling flow of paging failure due to UE location area
update.
Figure 5-1 Originating signaling flow of paging failure due to UE location area update



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According to Figure 5-1, the RNC receives the Disconnect message from CN.
Figure 5-2 shows the content of the Disconnect message.
Figure 5-2 Content of the Disconnect message in paging failure due to UE location area update


According to Figure 5-2, the cause value for the Disconnect message is no route to
destination. Therefore, the connection is released because the destination UE cannot be
paged.
Figure 5-3 shows the terminating signaling flow of paging failure due to UE location area
update.

Figure 5-3 Terminating signaling flow of paging failure due to UE location area update


According to Figure 5-3, the terminating UE has location area and route areas updated.
During the process, the UTRAN fails to page UE, so the call fails.

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Solution
No general solution is for this problem. You can rationally configure the location area and
route area to avoid frequent location area update in hot spot areas.
5.1.3 Paging Failure due Implicit Detach of UE
The UE has location area updated in a period of usually 2 hours. The CN has a timer, with a
longer period than the timer for location area update. If the CN does not receive location area
update message of the UE in the preset time by the timer, the CN originates implicit detach
and sets the permitted call flag of this UE to be false; therefore, paging the UE fails. This is
due to the following causes:
The UE stays in the blind area permanently. The network is usually full coverage by GSM
network, so the UE will reselect a GSM cell if coverage by UMTS network is unavailable in
some area. This seldom occurs. The causes also include mal-operations, such as directly
removing UE battery or USIM card.

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5.2 Cell Selection and Reselection Problem
5.2.1 Repeating to Send the RRC Connection Request Message
due to Cell Reselection
Description and Analysis
Figure 5-4 shows the signaling of UE when cell reselection causes repeating to send RRC
Connection Request message.
Figure 5-4 Signaling of UE


The interval between two times of repeating to send request by UE is about 1.2s.

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Figure 5-5 Signal quality when the UE sends the RRC connection request message.
Figure 5-5 Signal quality when the UE sends the RRC connection request message.



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Figure 5-6 shows the Signal quality when the UE resends the RRC connection request.
Figure 5-6 Signal quality when the UE repeats to send the RRC connection request


According to default system parameter configuration,
Treselection = 1
Qhyst2 = 2 dB
Qoffset2 = 0 dB
Sintrasearch = 5
When the signals of target cell are stronger than the serving cell, completing reselection takes
1s. Therefore, the signal fluctuation of target cell and serving cell is similar to previous
description. There is little space to optimize the parameters of cell reselection. The minimum
Treselection is 1. If Treselection is set to 0, the reselection time will be 8*DRX, much longer
than 1s, because the minimum DRX is set to 0.64s. If Treselection is set to 0, the Ec/Io of
target cell must be 3 dB higher than that of serving cell according to protocols. After multiple
statistics, the time for cell reselection is between 1.2s and 1.4s.
Solution
To reduce the time for cell reselection as possible, modify Qhyst2 to 0, SintraSearch to 7.
During walking test, ping-pong cell reselection occurs without decrement of reselection time.
It is recommended that:
Qhyst2 remains 2 dB

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SintraSearch is set to enable UE to start intra-frequency measurement early. If the
modification does not have great impact on UE power consumption, SintraSearch is set
to 7.
5.3 RRC Setup Problems
5.3.1 Improper Configuration of Parameters of Uplink Access
Channel
Description and Analysis
Figure 5-7 shows the signaling of UE in a connection process.
Figure 5-7 Signaling of UE in a connection process


Figure 5-8 shows the single subscriber tracing signaling on RNC
Figure 5-8 Single subscriber tracing signaling on RNC


After the table shown in Figure 5-9 is sorted by time order, you can see that the RNC
responds to the second RRC setup connection message from UE.

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Figure 5-9 shows the quality of downlink signals.
Figure 5-9 Quality of downlink signals


According to Figure 5-9, the downlink signals are strong, so the uplink signals should be
strong. Why does the first connection fail?
After static test, the problem reoccurs. The problem occurs every half hour. Sometimes, call
fails because repeating to send RRC connection request fails four times. According to analysis
of signaling for tracing TMSI by RNC, the RNC fails to receive the RRC Connection Request
message. The signal strength of the cell: RSCP ranges from 60 dBm to 70 dBm; Ec/No
ranges from 2 dB to 4 dB. According to previous interference analysis, regular interference
is present in the cell, as shown in Figure 5-10.
Figure 5-10 Regular interference in cell 248



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Figure 5-11 shows the part of magnified chart of interference.
Figure 5-11 Part of magnified chart of interference



Interference lasts for 40s each time. The last peak shown in Figure 5-10 is not the periodic interference
as previous ones. It lasts for a short time (a sampling point). The interference is present from 8:00 to
21:00. There is no interference in other time.
At first, engineers guess that the interference causes the problem. After sampling data, based
on RNC messages, UE messages, and recorded RTWP, there is no interference one minute
before and after call fails. Therefore the problem is irrelevant to interference.
The following tests are to locate the causes of problems:
Test with Qualcomm handset (6200). During one-hour call, no similar phenomenon is
present, but the interference is still present. This proves that Qualcomm test handset is
normal.
To check that the problem is not due to AICH, raise the AICH power to 0 dB. Test with
Moto handset and the problem is still present. Namely, the problem is irrelevant to AICH
power.
Restore the AICH power to 7 dB, restore the retransmission times of preamble from 8
to 20. During the test more than one hour, the problem is not present.
Signals are stable and strong during indoor static test: Ec/Io is about 3 dB and RSCP is
about 50 dBm. So engineers doubt that the power of Moto handset is problematic in
areas with strong signals. After engineers lower the Ec/Io to 7 dB by increasing
downlink load, the RRC setup problem remains.
To further confirm that the problem is not caused by interference, test after 22:00.
According to the RTWP, there is no interference, but repeating to send request message
occurs fours times in the test longer than one hour, with two times of Call Fail.
According to comparative analysis of interference record by NodeB and system
information by UE, the interference value is changed. During repeating to send request
message, the interference before and after system information remain the same (105

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dB), which proves that the repeating to send request problem of Moto handset is
irrelevant to external interference.
According to previous test, a conclusion is drawn that the problem is irrelevant to uplink
interference and power configuration of AICH. Since the Qualcomm handset (6200) is normal
in the test, the problem must be with uplink RACH of Moto handset.
Solution
After engineers change the retransmission times of preamble from 8 to 20, the problem never
occurs again.
5.3.2 Improper Configuration of AICH Power
The power allocation of AICH directly affects the demodulation of AI by UE. If the power is
over low, the UE cannot demodulate AI correctly; therefore connection to network fails. In
earlier times, the AICH power is set to 12 dB, so the RRC setup problems usually occur.
Now the default AICH power is 6 dB and it is enough to meet the demodulation by Moto,
Qualcomm, and NEC handsets when Ec/Io is 12 dB. Different UEs varies in demodulation
capability. If a UE has not performed for IOT test, focus on the power allocation of AICH if
PRACH problems are with it.
5.3.3 Improper Configuration of FACH Power
Description and Analysis
Figure 5-12 shows the signaling upon improper configuration of FACH power.
Figure 5-12 Signaling upon improper configuration of FACH power



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Figure 5-13 shows the signal strength upon the first sending of RRC connection request.
Figure 5-13 Signal strength upon the first sending of RRC connection request


In Figure 5-13,
The second column is the signal strength of serving cell
The third column is the scramble of the serving cell
The fourth and fifth column is the signal strength and scramble of the best monitored
cell.
The signals of these two cells keep fluctuating.
Figure 5-14 shows the single subscriber tracing signaling by RNC
Figure 5-14 Single subscriber tracing signaling by RNC


Because the downlink coverage is weak, so the UE originates the RRC connection request
message. Consequently, the RNC receives the RRC connection request message and sends the

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RRC connection setup message. However, the downlink signals are weak, so the UE fails to
receive the RRC connection setup message.
Figure 5-15 shows the signaling and signal strength upon the second sending of RRC
connection request after 2s.
Figure 5-15 Signaling and signal strength upon the second sending of RRC connection request


When the UE sends the RRC connection request message the second time, the downlink
signal strength is about 13, so the connection succeeds. According to the Figure 5-15, when
the Ec/Io of downlink signals is lower than 12 dB, it is not guaranteed that the UE can
correctly demodulate data from downlink FACH.
The current FACH power is 1 dB, which is provided based on the relationship curve of
FACH Ec/No and power allocation rate tested on field on the assumption that Ec/Io at cell
edge is 12 dB. To raise the receiving success rate when Ec/Io power is 14 dB, raising the
FACH power by 2 dB is recommended out of the consideration for the threshold for starting
inter-RAT measurement.
Solution
After the FACH power is set to 1 dB, the problem no longer exists that RRC connection fails
because the UE cannot receive RRC Setup message in downlink.

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5.3.4 Multiple Times of RRC Connection Request (for Service)
and No RAB Assignment Request
There are no alarms at RNC and NodeB side. According to test, originated out from the cell is
unavailable, but (soft handover) SHO is normal.
Figure 5-16 shows the traced signaling at UE side and RNC side.
Figure 5-16 Traced signaling at UE side


Figure 5-17 shows the traced signaling at RNC side. According to UE side, after the UE sends
the initial direct transfer message, it does not receive any message. Therefore, it repeats to
resend the RRC connection request message after 5s.
Figure 5-17 Traced signaling at RNC side


According to UU interface of RNC, after the RNC receives the initial direct transfer message,
it sends the authentication request message (probably there is no authentication, so the RNC
directly sends the Security mode command). But there is no response, so the RNC release
RRC connection after expiration.

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Figure 5-18 shows the BLER statistics at UE side.
Figure 5-18 BLER statistics at UE side


By comparison of messages at UE side and RNC side, the UE fails to receive the
measurement control and authentication request message (sometimes Security mode
command). According to the BLER statistics at UE side, after the UE sends the initial direct
transfer message, the BLER with 32 as the Trch ID is 100%. Therefore decoding signaling
RB on downlink transport channel is all wrong, so the UE fails to receive any message from
downlink DCH. The RRC setup message is sent on CCH, so the UE can receive it.
From previous analysis, the downlink DCH might be problematic.

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Figure 5-19 shows the BLER and RRC message.
Figure 5-19 BLER and RRC message at UE side



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According to Figure 5-19, when the cell of PSC 205 is listed in active set and multiple
braches of SHO are combined, the BLER increases but call drop does not occur. When signals
of other cell are weak, call drops easily, as shown in Figure 5-20.
Figure 5-20 BLER and RRC message at UE side


The signals from the cell of SC 205 are strong, but the downlink BLER is 100%, so the call
drops. Therefore, the cell of SC 205 is problematic in downlink.
Meanwhile, another cell under the same NodeB is normal. Therefore engineers doubt that a
DSP of downlink NDLP board on NodeB is problematic. After connect a normal cell to the
DSP, the problem is still present. Therefore, the DSP must be problematic. After NDLP reset,
the DSP becomes normal. The DSP is fixed not after activation and deactivation, but after
reset.
5.3.5 RRC Connection of HSDPA Subscribers Rejected due to
Inadequate Code Resource
Description and Analysis
In the test of maximum throughput rate of HSDPA cells, 15 codes (SF = 16) are statically
assigned to HS-PDSCH. The HS-SCCH configures 4 codes (SF = 128). The RRC connection
rejection for first HSDPA subscriber to access the network fails.
The cause of RRC connection rejection is congestion, namely, code resource congestion,
power resource congestion, and CE resource congestion. The first UE connects to the network
without other subscribers, so the cause of RRC connection rejection cannot be power and CE
restriction.
After tracing performance of cells under RNC and tracing assignment of code tree, engineers
find:

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CCH uses a code word (SF = 32) (PCPICH SF=256, PCCPCH SF=256, AICH SF=256,
PICH SF=256, and SCCPCH SF=64)
Four HS-SCCHs use a code word (SF = 32)
15 HS-PDSCHs use 30 codes (SF=32)
When an HSPDA subscriber accesses the network, a code word (SF = 128) is necessary for
13.6K signaling. However, no code word is available now, so the RRC connection is rejected.
Figure 5-21 shows the assignment of HSDPA code tree.
Figure 5-21 Assignment of HSDPA code tree


According to the assignment of HSDPA code tree in Figure 5-21, the number of codes
assigned for HSDPA subscribers is clear, as well as the rest codes and the occupation by R99
subscribers. Figure 5-21 shows a sample.
Besides tracing code tree, engineers can obtain the cause of admission failure from RNC logs
based on the time for admission rejection, and IMSI.

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Figure 5-22 shows RNC log for HSDPA admission rejection.
Figure 5-22 RNC log for HSDPA admission rejection


Solution
After engineers assign 14 codes for HS-PDSCH, the HSDPA subscriber succeeds in access
the network.
When codes are statically assigned to HSDPA subscribers, the admission is usually rejected
due to code word restriction. The PS 384Kbps R99 subscribers and other R99 subscribers in
the cell use most codes, so the admission of HSDPA subscribers in downlink is rejected
because the DCH obtains no code word when HSDPA subscribers connect to the network.
5.4 RAB and RB Setup Problems
5.4.1 RAB Setup Failure due to Inadequate Resource
Description and Analysis
A UE originates a call in a cell with strong signals, but fails.

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Figure 5-23 shows the signaling of Disconnect after completion of RB setup.
Figure 5-23 Signaling of Disconnect after completion of RB setup


According to Figure 5-23, the UE receives the Disconnect message after completion of RB
setup. The CN releases the connection, so the connection fails. The cause value of Disconnect
is requested circuit channel not available.
The terminating UE is in the equipment room of RNC. There is indoor coverage system in the
equipment room, so the coverage is good. But excessive subscribers are using the network, so
the network is congested and the connection fails.
Solution
Solve access failure problems due to inadequate capacity by network expansion.
This failure occurs under a special background, because excessive subscribers use the
network in the equipment room. Therefore, the test becomes problematic. To guarantee
normal test, engineers must restrict the number of subscribers using the network in equipment
room. This problem must be noticed during optimization.
5.4.2 Handover Failure before Completion of Signaling Flow
Description and Analysis
The UE might hand over from RRC setup completion to RAB assignment or after RB setup
completion. If handover fails during this period, the subscriber might feel that connection to
the network fails.

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Figure 5-24 shows the signaling of UE upon a connection failure according to Analyzer
software.
Figure 5-24 Signaling of UE upon a connection failure


Figure 5-25 shows the single subscriber tracing signaling by RNC.
Figure 5-25 Single subscriber tracing signaling by RNC



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Figure 5-26 shows the signal strength before release of connection.
Figure 5-26 Signal strength before release of connection


According to RNC signaling, the signals from the cell of SC 121 attenuate sharply. The cell of
SC 56 needs adding to the active set, the UE cannot receive the ActiveSet Update message
from RNC.
Solution
To solve the problem, adjust the SHO parameters to enable the target cell to be added to the
active set earlier as possible. For details, see guidebooks related to call drop analysis.
5.4.3 Admission Failure due to HSDPA Total Bit Rate Threshold
Exceeded by HSDPA Bit Rate of Cell
Description and Analysis
After the RNC enables the admission switch of HSDPA subscribers, it sets the number of
admission subscribers to 16. The maximum rate upon registration and for RAB assignment is
2048 kpbs. The CELLCAC command involves two parameters as below:
Average HSDPA throughput per HS-PDSCH code
It is 200 kpbs by default.
Multiplier factor HS-PDSCH transport channel
It is 10.
Configure 13 codes to HS-PDSCH when multiple subscribers connect to the network. When
the fifteenth HSDPA subscriber accesses the network, the RNC admission is rejected. The
first 14 subscribers is connecting to the network and downloading data. After engineers
change average HSDPA throughput per HS-PDSCH code to 300 kpbs, more than 16
subscribers can access the network.
The following information is from analysis of tracing log of RNC:
BM_CraCacHsDschMaxReqRateAdm: DL Hsdpa Admission Fail!
ulPreHsDschMaxReqRate=30720000 ulHsDschMaxReqRateThd=26000000

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NBM_CraCacHsDschMaxReqRateAdm: DL Hsdpa Admission Fail!
CellHsDschMaxReqRate=28672000 HsPdschNum=13 RatioTotalRate=10 usKave=200
NBM_CraCacHsdpaAdm: Hsdpa Admission Failure Because Hsdpa Max Req Rate over
threshold
NBM_CraProcPreCac: Cell ulUCId= 656374 Reject RncapInst= 44224 Request Because
Hsdpa Adimisson Failed .
NBM_CraPreAdmUserRsrc: UCId 656374 Alloc Power Resource Failure.
NBM_CraExecDchUserReqFlow: UCId 656374 RncapInst 44224 Alloc Cell Resource
Failure.
NBM_CraSendCellRrFailRsp: SF128 mapping: 4294967295 4294967295 4294967295
4278321151.
File Name: D:\boardproject\V16C01B061\epu/app/src/rr/rncap/rab/RncapRabSetup.c
Line No: 1709
SRC WARNING->Err In PS RAB Setup: RB Setup Fail. Cause = 168658899
ulErrorID is 184944608
CORRM_FrcRabSetupRslt: RAB setup result is failure, error code = 168658899
Obviously, the admission for the 15th subscriber is rejected because the HSPDA bit rate after
the access of 15th subscriber exceeded the HSPDA total bit rate, so the admission fails. The
analysis is as below:
Configure 13 codes to HS-PDSCH. The rate of each code is 200 kpbs. The multiplier factor of
HS-PDSCH transport channel is 10. Therefore, the maximum requested rate of a cell is
13*200Kbps*10=26000000bps. However, during test, after the 14th subscriber accesses the
network, the HSDPA admission is accepted. Therefore,
CellHsDschMaxReqRate=14*2048Kbps = 28672000bps, which exceeds the threshold.
Therefore, HSDPA admission of fifth subscriber fails.
Solution
After engineers change the average HSDPA throughput per HS-PDSCH code to 300 kbps, 16
subscribers can access the network. The problem is solved.
5.5 Authentication Problems
To be supplemented.

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5.6 Security Mode Problems
Description and Analysis
Figure 5-27 shows the rejection messages in security mode during tracing single subscriber.
Figure 5-27 Rejection messages in security mode


Figure 5-28 shows the content of the RANAP_SECURITY_MODE_REJECT message at
15:33:28(28).
Figure 5-28 Content of the RANAP_SECURITY_MODE_REJECT message


According to Figure 5-28, the cause of security mode rejection is conflict with already
existing integrity protection and or ciphering information. This cause means that the latest
integrity protection or ciphering information is inconsistent with the configuration.

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Figure 5-29 shows the ciphering mode information configured in previous security mode
command.
Figure 5-29 ciphering mode information configured in previous security mode command


According to Figure 5-29, the encryption algorithm configured in the security mode command
is no encryption, namely, no encryption is conducted on the message.
According to previous command, another security mode command is found, as shown in
Figure 5-30.
Figure 5-30 Security mode message


Setting the security mode succeeds.

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Check the RANAP_SECURITY_MODE_COMMAND message, as shown in Figure 5-31.
Figure 5-31 Content of the RANAP_SECURITY_MODE_COMMAND message


According to Figure 5-31, there are two encryption methods: UEA1 and no encryption.
According to protocols, there are two encryption methods: encryption and no encryption,
engineers need select the algorithm to be encrypted. Namely, UEA1 is needed here.
By comparison of these two encryption mode commands, they are from different CN domain:
The CN domain No. of the successful command is 4669, while that of the failed one is 4666.
Namely, the CS and PS domain configures different encryption methods.
After the RNC receives the security mode command shown in Figure 5-31, it selects the
UEA1 as the encryption algorithm. It then receives the security mode command shown in
Figure 5-29 and this command requires no encryption. Therefore, the RNC rejects this
security mode command.
Solution
After setting the CS and PS encryption algorithm to the same, engineers solve the problem
successfully.
5.7 Abnormal Equipment Problems
There are various problems about abnormal equipment. Some are about network equipment.
Others are about UEs. Engineers must analyze the problem in details. The following sections
provide a typical example.
5.7.1 Abnormal NodeB
Description and Analysis
The UE cannot connect to the network from a cell all the time during DT. The UE keeps
sending the RRC Connection Request message. According to single subscriber tracing by
RNC, the RNC receives the RRC Connection Request message and responds the RRC
Connection Setup message which the UE fails to receive.

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Figure 5-32 shows the signaling of UE upon failure in receiving RRC Connection Setup
message.
Figure 5-32 Signaling of UE upon failure in receiving RRC Connection Setup message


Figure 5-33 shows the single subscriber tracing signaling by RNC.
Figure 5-33 Single subscriber tracing signaling by RNC



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Figure 5-34 shows the normal signal strength upon occurrence of problems.
Figure 5-34 Signal strength upon occurrence of problems


The messages at IUB interface of NodeB and internal message are normal and without alarms
according to tracing. To further locate problem in the NodeB equipment room, by test, the UE
can sometimes access to the network by antenna where the Ec/Io is about 3 dB, but in rest
time it fails with the same phenomena. The RSCP is about 70 dBm. If the UE moves farther,
the Ec/Io is about 5 dB and the UE cannot connect to the network in a probability of 80%.
The phenomenon is that the UE fails to receive setup message in downlink. According to
detection of NodeB console, the output power of NodeB is 24 dBm, but the normal output
power is 36 dBm. Therefore the power amplifier is problematic.
Solution
After changing the power amplifier, engineers solve the problem successfully.
5.7.2 Abnormal UE
There are abundant phenomena about abnormal UE. The following paragraphs provide an
example.

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Description and Analysis
The UE cannot connect to the network for a period. Figure 5-35 shows the signaling of UE.
Figure 5-35 Signaling of UE


Figure 5-36 shows the downlink signal quality.
Figure 5-36 Downlink signal quality


In Figure 5-36,

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The second column is the downlink scramble measured by UE.
The third column is the CPICH Ec/Io measured by UE of the cell.
The fourth and fifth column are the Ec/Io and scramble measured by scanner.
The quality of the signals measured by UE and the signals measured by scanner is much
different from each other during the unconnected time.
Solution
This problem is related to UE performance. There are no more solutions except changing UE.

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6 Summary
Compared with V2.0, V3.0 addresses operability. It is closer to on-site engineers and can
guide on-site engineers to solve actual problems during network optimization. Therefore this
guidebook has more updated parts compared with the V2.0 guidebook and addresses the flow
for analyzing problems. It guides engineers to solve problem step by step. The fundamental
knowledge serves as appendix for reference by on-site engineers.
Compared with V3.0, the V3.1 guidebook adds the following content:
RRC connection of HSPDA service
Analysis and cases of admission failure in RAB assignment process
HSDPA-related DT and traffic statistics indexes
Some traffic statistics indexes according to that of RNC 1.6C01B064.
In the following versions, the following content needs adding or updating:
Analyzing of HSUPA access problems
Updating the methods for analyzing traffic statistics and detailed indexes according to
RNC version
Updating the analysis of common problems

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7 Appendix 1: Paging Process
7.1 Paging Origination
During paging, paging messages are sent on paging control channel (PCCH) to UE in idle
mode CELL_PCH or URA_PCH state. The CN might request paging, such as setting up a
signaling connection. The UTRAN originates paging the UE in CELL_PCH or URA_PCH
state to trigger cell update process. In addition, the UTRAN originates paging the UE in idle
mode, CELL_PCH or URA_PCH state to enable UE to read updated system information. In
details, the network side originates paging in the following conditions.
7.1.1 Paging by CN
The CN originates paging so that the CN can request UTRAN to connect to UE. The paging
process is the signaling process without connection at IU interface. The CN triggers paging by
sending paging messages. The UTRAN sends the paging message from CN to UE in the
paging process at UU interface so that the paged UE is connected to CN.
7.1.2 Paging by UTRAN
When the system information changes, the UTRAN triggers paging process to inform UE in
idle mode, CELL_PCH and URA_PCH state of updating system information. After this, the
UE reads the updated system information.
To trigger the UE in idle mode, CELL_PCH and URA_PCH state for state transition (such as
transiting to CELL_FACH state), the UTRAN originates a paging process. As a response to
the paging, the UE originates cell update or URA update.
7.2 Paging Flow
7.2.1 Paging Type 1
To setup a call, the CN sends paging message to UTRAN through lu interface. The UTRAN
sends the paging message from CN to UE in the paging process at UU interface so that the
paged UE is connected to CN.
Paging messages are sent in non-connection message at IU interface. The RNC sends
PAGING TYPE 1 message on PCCH in the following two situations:

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After the RNC receives the paging message from CN, the cell Non Searching
Indication is specified to non-searching (the RNC does not search whether the UE is in
the connected state) in the paging message.
After the RNC receives the paging message from CN, the cell Non Searching
Indication is specified to searching; but the UTRAN cannot find SRNTI (UE in idle
state) by IMSI.
If the paging message at IU interface contains LAI or RAI, the RNC will send the PAGING
TYPE 1 message to all cells in the specified location area or routing area.
If the paging message at IU interface contains no LAI or RAI, the RNC will send the
PAGING TYPE 1 message to all cells under the RNC.
Besides previous situations, the UTRAN sends the PAGING TYPE 2 message on DCCH,
which is called the cooperation paging.
Figure 7-1 shows the flow chart of PAGING TYPE 1 message.
Figure 7-1 Flow chart of PAGING TYPE 1 message
CN RNC1 RNC2 NODEB1.1 NODEB2.1 UE
RANAP RANAP
RANAP RANAP
PCCH: PAGING TYPE 1
PAGING
PAGING
PCCH: PAGING TYPE 1


According to Figure 7-1, the CN originates paging in a location area which is distributed
under two RNCs. After the RNC receives the paging message, it searches for the matching
cells and calculates the paging occasion. It sends the PAGING TYPE 1 message to the cell on
PCCH at the paging occasion.

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7.2.2 Paging Type 2
Figure 7-2 shows the flow chart of PAGING TYPE 2 message.
Figure 7-2 Flow chart of PAGING TYPE 2 message
CN SRNC UE
RANAP RANAP
PAGING
RRC RRC
DCCH: PAGING TYPE 2


According to Figure 7-2, if the UTRAN judges that the paging is cooperation paging, the UE
must be in CELL_DCH or CELL_FACH state, so the UTRAN immediately sends the paged
UE the PAGING TYPE 2 message on DCCH.
If the UE is in CELL_PC or URA PCH state, the UTRAN sends the PAGING TYPE 1 to UE.
After the UE receives the PAGING TYPE 1 message, it originates the cell update process to
transit to CELL_FACH state.
Conclusion: If the UE is in CELL_DCH or CELL_FACH state, the network side sends the
PAGING TYPE 2 message. If the UE is in other state, the network side sends the PAGING
TYPE 1 message.
7.3 Behaviors of UE after Receiving Paging
The UTRAN can page multiple UEs in the same paging occasion. The information about the
paged UE is contained in the Paging record of PAGING TYPE 1 message. The UE must
check every event in Paging record upon receiving PAGING TYPE 1 message. The UE
needs to compare the identity of each event and the identity of UE.
7.3.1 UE in Idle Mode
If the UE is in idle mode, for the presence of each Paging record IE in the message, the UE
will:
If the IE Used paging identity paging originator is a CN identity,
Compare the IE type of UE identity type in CN IE and the identity of all assigned
UE.

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If one pair matches, this means that UE accepts the paging and forwards the IE CN
domain identity, UE identity, and Paging cause to upper layer.
Otherwise, the UE neglects the paging record.
7.3.2 UE in Connected Mode
If the UE is in connected mode, for the presence of each Paging record IE in the message,
the UE will:
If the IE Used paging identity is UTRAN, and the U-RNTI is the same as assigned
U-RNTI of UE:
If the Paging record contains the optional IE CN originated page to connected
mode UE, the UE responds that paging is received, and it sends the upper-layer the
IE CN domain identity, Paging cause, and Paging record type identifier.
If the Paging record does not contain the IE CN originated page to connected
mode UE, the UE starts cell update process with the cause paging response.
If the IE is Used paging identity is not UTRAN, the UE will neglects the paging record.
If the Paging record contains the IE BCCH modification info, the UE in idle mode,
CELL_PCH or URA_PCH state must read the system information again, without
reading content of Paging record.
7.4 DRX Process of UE
7.4.1 DRX Cyclic Length and Paging Occasion
UE monitors paging in idle mode in two ways:
Decode data on SCCPCH every 10ms directly
Decode data on PICH periodically. Only when there is paging indicator, the UE will
decode associated data on SCCPCH, namely, DRX. The UE reduces power consumption
by using DRX.
In idle mode, the DRX paging length is calculated as below:
PBP Length Cycle DRX
K
= 2 _ _
Wherein,
K is the IE CN domain specific DRX cycle length coefficient, which is broadcast in
system information. Now the K in CS and PS domain is 8.
PBP is the paging block period. In FDD mode, the PBP = 1.
Therefore, the previous formula is simplified to:
DRX_Cycle_Length = 2
8
(1)
The UE paging occasion is calculated as below:
Paging Occasion (CELL SFN) = {(IMSI mod M) mod (DRX cycle length div PBP)} * PBP
+ n * DRX cycle length + Frame Offset
Wherein,

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n = 0, 1, 2. . It is necessary to prove that Paging Occasion is smaller than the
maximum value of SFN: 4096.
Frame Offset = 0 (in FDD mode)
M is the number of SCCPCHs that bears PCH, usually equal to 1
Therefore the previous formula is simplified to:
SFN = IMSI mod 2
K
+ n * 2
K
(2)
The UE only need to monitor paging indicator on PICH frames.
Figure 7-3 shows the schematic drawing of UE paging occasion.
Figure 7-3 Schematic drawing of UE paging occasion


The UE must monitors the frames (paging occasions) indicated by red dots in each paging
period, and then decode the qth PI. For the calculation of q, see the formula (3).
7.4.2 Relationship of PICH and SCCPCH
The paging indicator channel (PICH) is a physical channel of fixed rate (the spreading factor
is 256). It carries paging indicator. The PICH is relevant to SCCPCH mapped by PCH.

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Figure 7-4 shows the frame structure of PICH.
Figure 7-4 Frame structure of PICH
b
1
b
0
288 bits for paging indication
12 bits (transmission
off)
One radio frame (10 ms)
b
287
b
288
b
299


A 10ms (length) PICH consists of 300 bits (b0, b1 b299). Wherein, the first 288 bits (b0,
b1b288) are to carry paging indicator. The rest 12 bits is for following use.
Each PICH frame carries NP paging. NP is the number of paging indications per frame. It
defines the maximum paging indicators supported by each frame on PICH. The UE obtains
the value of NP in cell system information. The NP is 18, 36, 72, and 144; namely, the 288
bits are divided by NP, so each division has 288/NP bits. Each division is a paging indicator.
Table 7-1 describes the mapping relationship between {PI
0
, .., PI
N-1
} and PICH bits
{b0,..,b287}.
Table 7-1 Mapping relationship between PI and PICH
Number of PI
per frame (NP)
PIp = 1 PIp = 0
NP=18 {b16p, .. b16p+15} ={1,1,..,1} {b16p, .. b16p+15} = {0,0,..,0}
NP=36 {b8p, .. b8p+7} = {1,1,..,1} {b8p, .. b8p+7} = {0,0,..,0}
NP=72 {b4p, .. b4p+3} = {1, 1,1,1} {b4p, .. b4p+3} = {0, 0,0,0}
NP=144 {b2p, b2p+1} = {1,1} {b2p, b2p+1} = {0,0}

The UE determines by calculating its paging indicator suffix p that p is relevant to the qth bits
of PICH frame.

( ) ( ) ( ) Np
Np
SFN SFN SFN SFN PI q mod
144
144 mod 512 / 64 / 8 / 18
|
|
.
|

\
|
(

+ + + + =
(3)
Wherein,
PI = DRX index mod N
P
= (IMSI div 8192) mod N
P
.
SFN is the paging occasion for UE. It is the PCCPCH SFN when PICH is present.
From the formula (3), the UE can know the suffix of PI so that the UE can monitor relevant
bits on PICH only. Once the UE detects that the bits are set to 1, it knows that it is paged. It
starts receiving and decoding paging messages from 7680 chips after completion of PICH
radio frame.

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Figure 7-5 shows the time sequence relationship between PICH and SCCPCH.
Figure 7-5 Sequence relationship between PICH and SCCPCH
PICH
Associated S-CCPCH frame
PICH frame containing paging indicator


The end of PICH radio frame is 7680 chips earlier than associated S-CCPCH frame.
7.4.3 PCH Selection
The system information block 5 (SIB5) defines the PCH used in idle mode. In a cell, one or
more PCHs are built. In system information, each SCCPCH bears a PCH, so each prescribed
PCH corresponds to a unique PICH.
If the SIB5 defines more than one PCH and relevant PICH, the UE selects SCCPCH listed in
SIB5 based on IMSI as below:
Index of selected SCCPCH = (IMSI div ((DRX cycle lengthdiv PBP)*Np*NPICH)) mod K,
Wherein, the K equals to the number of SCCPCHs bearing PCH (for example, those
SCCPCHs which bear only one FACH does not counter). These SCCPCHs are marked by 0 to
K-1 in the order contained in SIB5. The K is usually 1. Namely, only one SCCPCH bears
PCH.
The Index of selected SCCPCH shows the SCCPCH selected by UE-used PCH and the
unique corresponding PICH identity.
Now Huawei configures only one PICH and a SCCPCH for a cell. The SCCPCH bears two
FACHs and a PCH.
7.4.4 DRX Examples of UE
After the cell is set up, the parameter configuration about paging in the broadcast system
information is:
CN domain specific DRX cycle length coefficient = 8
Number of PI per frame = 36
After the UE receives the information, it calculates the paging occation, PI, and p.
The IMSI of a UE is 448835805669362, so the related parameters are calculated as below:
DRX cycle length = 2
8
= 256
Cell SFN = 448835805669362 mod 2
8
+ n * 2
8
= 242 + 256 * n (n = 0, 1, 2...)
PI = (448835805669362 div 8192) mod 36 = 14
q = (14 + [((18 * (242 + [242 / 8] + [242 / 64] + [242 / 512])) mod 144) * 0.25]) mod 36
= 27
From previous data, each frame of the cell PICH carries 36 PIs. Each PI consists of 8 bits
(288/36). The UE must monitor the bit216 (27x 8) to bit223 of each PICH radio frame. If

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these 8 bits changes to 1, the UE knows that it might be paged, so it receives paging message
on SCCPCH.

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8 Appendix 2: Access Process Analysis
The UE has two basic operation modes: idle mode and connected mode. When the power is
on, the UE is in idle mode. It is identified by non-access layer identity, such as IMSI, TMSI,
or P-TMSI. The UTRAN does not save the information of UE in idle mode. It pages
respectively the UE that powers on and camps on a cell, or pages all UE in idle mode under
an RNC simultaneously. After UE completes RRC connection setup, UE transits from idle
mode to the CELL_FACH or CELL_DCH state of connected mode. After the RRC
connection is released, the UE transits from connected mode to idle mode.
According to access layer, the access process is the process of UE transiting from idle mode
to connected mode. It includes:
Cell search
Receiving system information broadcast in the cell
Cell selection and reselection
Random access
Once the UE is in connected mode, it can carry out the following non-access layer activities:
PLMN selection and reselection
Location registration
Service application
Authentication
8.1 Cell Search
When the UE is searching for a cell, it selects the corresponding process according to whether
there is information about RF channel of UTRA carrier.
If the UE has no information about RF channel of UTRA carrier, it scans all frequency
bands within UTRA band to find the proper cell to camp on in the selected PLMN. In
each carrier, the UE searches for the cell with strongest signals.
If the UE has the saved information about UTRA carrier and cell parameters (such as
primary scramble of cell) obtained from previously received measurement control
information, the UE tries to camp on the saved cell. If it fails to camp, it scans all
frequency bands within UTRA band to find the proper cell to camp on in the selected
PLMN.

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After the UE locks a frequency, it completes cell search by timeslot synchronization, frame
synchronization, and scramble synchronization.
8.1.1 Timeslot Synchronization
All synchronization codes of primary SCH in UTRAN are the same, so they are sent in the
first 256 chips of each timeslot. The UE can easily synchronize by using a matched filter or
similar technologies.
8.1.2 Frame Synchronization and Scramble Group Identification
Frame synchronization is fulfilled by using synchronization code of secondary SCH. The
secondary SCH has 16 synchronization codes, and they are various in each timeslot. They
form 64 groups of code sequence according to code word of each timeslot. The 64 groups of
code sequence features that the result after their cyclic shift is unique. The cell scramble
group and frame synchronization is determined by performing SSC corelation, FWHT and RS
decoding on secondary synchronization.
8.1.3 Identification of Cell Primary Scramble
In 8.1.2 , the UE obtains the scramble group of the serving cell. Each scramble group has 8
primary scrambles. The UE keeps searching for the most relevant scramble according to
symbol corelation until it determines the primary scramble. After obtaining the code word, the
UE can read data from broadcast channel because both the CPICH and PCCPCH use the same
scramble and their channel codes are fixed.
8.2 Cell Selection and Reselection
After the UE powers on, it searches for cells. After this , it judges whether the current PLMN
is suitable according to system information. If the current PLMN is suitable, it performs cell
measurement. It judges according to the criterion S whether camping on the cell is suitable.
This is the cell selection process.
If the current cell fails to meet the criterion S, the UE starts PLMN selection and cell
reselection (First, the UE performs cell reselection in the current PLMN. If no cell meets the
conditions, the UE searches for PLMN, and performs cell selection and reselection in other
PLMNs). It measures neighbor cells, and then it sorts the measured cells by the criterion R or
the criterion H. If a cell meets the criterion S, the UE can camp on it. Cell selection and
resection does not only start upon power on, but due to other causes.
8.2.1 Cell Selection
The following parameters describe the trigger time, process, and principles for judging
suitable cell for cell selection.
Trigger Time
The UE starts cell selection in the following situations:
The UE powers on
The UE transits from connected mode to idle mode
The UE lost cell information in connected mode

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When the UE fails to find a cell for normal camp for cell reselection according to the cell
list provided by measurement control system information (TS25.133)
PLMN Selection
The UE obtains the PCCPCH scramble according to 8.1.3 . The channel code (SF (=256,1))
of PCCPCH is known, and it is unique in the whole UTRAN. Therefore the UE can read the
information on the broadcast channel.
First, the UE obtains SFN from system information sent on BCH (PCCPCH). The first
domain of the message is SFNprime. Its value is the initial SFN of the transport block, with
its range (0, 2, 4, 64094). The rage of SFNprime is (02047) after PER coding. The BCH
TTI is 20ms. It includes two radio frames, so the step of SFNprime is 2.
The scheduling information is known; namely, SIB_POS = 0 and SIB_REP = 8. After the UE
obtains SFN, it can read MIB in the radio frame (SFN = 0, 8, 16).
After reading MIB, the UE judges according to PLMN identity in MIB whether the current
PLMN is the needed PLMN.
If yes, the UE searches for other SIBs according to the scheduling information of other
SIBs contained in MIB, and obtain their content.
If no, the UE starts cell search from the next frequency.
8.2.2 Judgment Criterion (Criterion S)
If the current PLMN is the PLMN needed by UE, the UE reads SIB3 for information about
cell selection and reselection. In the IE (Cell selection and re-selection info for SIB3/4),, the
UE obtains the following parameters:
Qqualmin
Qrxlevmin
Maximum allowed UL TX power (UE_TXPWR_MAX_RACH)
Other parameters
After obtaining previous parameters, the UE judge with the criterion S whether the current
cell is suitable to camp on.
The criterion S is:
If Srxlev > 0 and Squal > 0, the cell is suitable for UE to camp on.
Wherein,
on compensati rxlev rxlevmeas
qual qualmeas
P Q Q Srxlev
Q Q Squal
=
=
min
min


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Table 8-1 lists the parameters and their description in the criterion S.
Table 8-1 Parameters and their description in the criterion S
Parameter name Parameter description
Squal Cell Selection quality value, (dB)
Not applicable for TDD cells or GSM cells.
Srxlev Cell Selection RX level value (dB)
Q
qualmeas
Measured cell quality value. The quality of the received
signal expressed in CPICH E
c
/N
0
(dB) for FDD cells. Not
applicable for TDD cells or GSM cells.
Q
rxlevmeas
Measured cell RX level value. This is received signal,
CPICH RSCP for FDD cells (dBm), P-CCPCH RSCP for
TDD cells (dBm) and RXLEV for GSM cells (dBm).
Qqualmin Minimum required quality level in the cell (dB). Not
applicable for TDD cells or GSM cells.
Qrxlevmin Minimum required RX level in the cell. (dBm)
Pcompensation max(UE_TXPWR_MAX_RACH P_MAX, 0) (dB)
UE_TXPWR_MAX_RACH Maximum TX power level an UE may use when accessing
the cell on RACH (read in system information), (dBm)
P_MAX Maximum RF output power of the UE, (dBm)

If the cell meets the criterion S, the UE judges the cell as a suitable cell. Therefore it camps
on the cell, reads other needed system information, and originates location registration.
If the cell does not meet the criterion S, the UE searches for the cell meeting the criterion S in
the neighbor cells of the cell in the following procedures.
Intra-frequency Neighbor Cell
The UE reads the following parameters from SIB11:
Measurement control system information
Intra-frequency measurement system information
Intra-frequency cell info list
Cell info
Primary CPICH info
Reference time difference to cell
Cell Selection and Re-selection info for SIB11/12
Others
In the CPICH info, the UE obtains primary scrambling code. The channel code of CPICH is
unique in the entire UTRAN. The UE can measure Qqualmeas and Qrxlevmeas (timeslot
synchronization and frame synchronization are needed) according to primary scrambling code
and reference time difference to cell.

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In the Cell Selection and Re-selection info for SIB11/12, the UE obtains the following
parameters of neighbor cell:
Maximum allowed UL TX power
Qqualmin
Qrxlevmin
After this, the UE can calculate the Squal and Srxlev of neighbor cells, and judges whether
the neighbor cell meets the previous criterion.
Inter-frequency Neighbor Cell
The UE reads the following information from SIB11:
Inter-frequency measurement system information
Inter-frequency cell info list
Frequency info and cell info
Cell info
Others
The Frequency info contains:
UARFCN uplink (Nu)
UARFCN downlink (Nd)
By previous information, the UE can calculate the Squal and Srxlev of neighbor cells, and
judges whether the neighbor cell meets the previous criterion.
If the UE finds that no cell meets the criterion S, it judges that there is no coverage. Therefore
it continues PLMN selection and reselection.
In addition, the UE in idle mode randomly monitors the signal quality of the serving cell and
neighbor cells to select a best cell for service. This is cell reselection.
If the UE finds a neighbor cell that meets the criterion S, the UE camps on the cell and reads
other needed system information. After this, the UE starts random access and originates
location registration.
8.2.3 Cell Reselection
The UE completes the following tasks in normally camped state in UTRAN:
Monitor PCH and PICH as indicated by system information
Monitor related system information
Carry out cell measurement and provide data for evaluating cell reselection
The following paragraphs introduce the trigger time and measurement rule for cell reselection,
as well as the principle for evaluating cell reselection.
Trigger Time
UE reselects a cell in the following conditions:
Idle mode time trigger (measured quality value of the serving cell is lower than that of
intra-frequency measurement threshold).

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In idle mode, the serving cell in continuous Nserv DRX cannot meet the criterion S
(however the system information is configured).
When the UE detects itself in non-service area.
Measurement Rules
The measurement rules when HCS is not used:
If the cell broadcast system information indicates not to use HCS, the UE decides to start the
corresponding measurement. In the CPICH Ec/Io measurement state, the Squal corresponds to
Sx. In CPICH RSCP measurement state, the Srxlev corresponds to Sx.
Intra-frequency measurement
If Sx > Sintrasearch, the UE need not to start intra-frequency measurement.
If Sx <= Sintrasearch, the UE starts intra-frequency measurement.
If the system information does not provide Sintrasearch, the UE always starts
intra-frequency.
Inter-frequency measurement
If Sx > Sintersearch, the UE need not to start inter-frequency measurement.
If Sx <= Sintrasearch, the UE starts inter-frequency measurement.
If the system information does not provide Sintrasearch, the UE always starts
inter-frequency.
Inter-RAT measurement
If Sx > SsearchRATm, the UE needs not to measurement the system m.
If Sx <= SsearchRATm, the UE starts inter-RAT measurement on the system m.
If the system information does provide SsearchRATm, the UE always starts
inter-RAT measurement on the system m.
The measurement rules when HCS is used:
If the cell broadcast system information indicates not to use HCS, the UE decides to start the
corresponding measurement.
For intra-frequency and inter-frequency threshold-based measurement rules
If Srxlev
s
<= Ssearch
HCS
or if FDD and S
x
<= S
intersearch
, the UE measures all
inter-frequency and intra-frequency cells.
Else the UE measures on all intra-frequency and inter-frequency cells, which have
higher HCS priority level than the serving cell unless measurement rules for
fast-moving UEs are triggered.
Else, the UE measure on all intra-frequency and inter-frequency cells, which have
equal or higher HCS priority level than the serving cell unless measurement rules for
fast-moving UEs are triggered.
For intra-frequency and inter-frequency measurement rules for fast-moving UEs
If the number of cell reselections during time period T
CRmax
exceeds N
CR
, high-mobility
has been detected. In this high-mobility state, UE shall
Measure intra-frequency and inter-frequency neighbor cells, which have equal or
lower HCS priority than serving cell.
Prioritize re-selection of intra-frequency and inter-frequency neighbor cells on lower
HCS priority level before neighbor cells on same HCS priority level.
When the number of cell reselections during time period T
CRmax
no longer exceeds
N
CR
, UE shall

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Continue these measurements during time period T
CrmaxHyst
,
Revert to measurements according to the threshold based measurement rules.
The inter-RAT measurement rules with HCS:
Inter-RAT threshold-based measurement rules
If Srxlev
s
<= S
HCS,RATm
or if FDD and S
qual
<= S
SearchRATm
, then the UE shall measure
on all inter-RATm cells.
Else if S
x
> S
limit,SearchRATm
, the UE need not measure neighbor cells in RAT "m"
Else the UE shall measure on all neighbor cells in RAT "m", which have equal or
higher HCS priority level than the serving cell unless measurement rules for
fast-moving UEs are triggered.
Inter-RAT measurement rules for fast-moving UEs
If the number of cell reselections during time period T
CRmax
exceeds N
CR
, high-mobility
has been detected. In this high-mobility state, UE shall
Measure the neighbor cells in RAT "m", which have an equal or lower HCS priority
than the serving cell
Prioritize re-selection of neighbor cells in RAT "m" on lower HCS priority level
before neighbor cells in RAT "m" on same HCS priority level.
When the number of cell reselections during time interval T
CRmax
no longer exceeds N
CR
, UE
shall
Continue these measurements during time period T
CrmaxHyst
,
Revert to measure according to the threshold-based measurement rules.
Judgment Criterion (Criterion H and Criterion R)
Evaluating cell reselection occurs in the following situations:
Internal trigger of UE. For details, see TS 25.133.
The information for evaluating cell reselection on BCCH changes.
The following cell re-selection criteria are used for intra-frequency cells, inter-frequency cells
and inter-RAT cells:
The quality level threshold criterion H for hierarchical cell structures is used to determine
whether prioritized ranking according to hierarchical cell re-selection rules shall apply, and is
defined by:
H
s
= Q
meas_LEV
,
s
- Qhcs
s
H
n
= Q
meas_LEV
,
n
- Qhcs
n


TO
n
* L
n

If it is indicated in system information that HCS is not used, the quality level threshold
criterion H is not applied.
The cell-ranking criterion R is defined by:

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R
s
= Q
map
,
s
+ Qhyst
s
R
n
= Q
map
,
n
- Qoffset
s,n
- TO
n
* (1 L
n
)

Where:
TOn = TEMP_OFFSETn * W(PENALTY_TIMEn Tn)
Ln = 0 if HCS_PRIOn = HCS_PRIOs
Ln = 1 if HCS_PRIOn <> HCS_PRIOs
W(x) = 0 for x < 0
W(x) = 1 for x >= 0

TEMP_OFFSET
n
applies an offset to the H and R criteria for the duration of
PENALTY_TIME
n
after a timer T
n
has started for that neighbor cell.
TEMP_OFFSET
n
and PENALTY_TIME
n
are only applicable if the usage of HCS is indicated
in system information.
The timer T
n
is implemented for each neighbor cell. T
n
shall be started from zero when one of
the following conditions becomes true:
If HCS_PRIO
n
<> HCS_PRIO
s
and Q
meas_LEV
,
n
> Qhcs
n,
Or
if HCS_PRIO
n
= HCS_PRIO
s
and
for serving FDD and neighbor FDD cells if the quality measure for cell selection and
reselection is set to CPICH RSCP in the serving cell, and:
Q
map,n
> Q
map
,
s
+ Qoffset1
s,n

for serving FDD and neighbour FDD cells if the quality measure for cell selection and
reselection is set to CPICH Ec/No in the serving cell, and:
Q
meas_LEV,n
> Q
meas_LEV
,
s
+ Qoffset2
s,n
for all other serving and neighbour cells:
Q
map,n
> Q
map
,
s
+ Qoffset1
s,n
T
n
for the associated neighbour cell shall be stopped as soon as any of the above conditions
are no longer fulfilled. Any value calculated for TO
n
is valid only if the associated timer T
n
is
still running else TO
n
shall be set to zero.
At cell-reselection, a timer T
n
is stopped only if the corresponding cell is not a neighbour cell
of the new serving cell, or if the criteria given above for starting timer T
n
for the
corresponding cell is no longer fulfilled with the parameters of the new serving cell. On cell
re-selection, timer T
n
shall be continued to be run for the corresponding cells but the criteria
given above shall be evaluated with parameters broadcast in the new serving cell if the
corresponding cells are neighbors of the new serving cell.

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Table 8-2 Cell reselection parameters and descriptions
Parameter name Parameter description
S
n
Cell Selection value of the neighbor cell, (dB)
Qmap,n Quality of the neighbor cell, after mapping function is applied,
derived from CPICH Ec/N0 or CPICH RSCP for FDD cells, from
P-CCPCH RSCP for TDD cells and from RXLEV for GSM cells. For
FDD cells, the measurement that is used to derive the quality value is
set by the Cell_selection_and_reselection_quality_measure
information element.
Qmap,s Quality of the serving cell, after mapping function is applied, derived
from CPICH Ec/N0 or CPICH RSCP for FDD cells and from
P-CCPCH RSCP for TDD cells. For FDD cells, the measurement that
is used to derive the quality value is set by the
Cell_selection_and_reselection_quality_measure information
element.
Qmeas_LEV Quality value. The quality value of the received signal expressed in
CPICH_Ec/No or CPICH_RSCP_LEV for FDD cells as set by the
Cell_selection_and_reselection_quality_measure information
element, P-CCPCH_RSCP_LEV for TDD cells and RXLEV for
GSM cells.

The UE shall perform ranking of all cells that fulfill the S criterion among:
All cells with highest HCS_PRIO meets criterion H, namely, the cells with H > = 0, Note
that this rule is not valid when UE high-mobility is detected.
All cells, not considering HCS priority levels, if no cell fulfil the criterion H >= 0. This
case is also valid when it is indicated in system information that HCS is not used, that is
when serving cell does not belong to a hierarchical cell structure.
In all cases, the UE shall reselect the new cell, only if the following conditions are met:
The new cell is better ranked than the serving cell during a time interval Treselection.
M than 1 second has elapsed since the UE camped on the current serving cell.
Table 8-3 Broadcast parameters and description of cell reselection in system information
Parameter name Parameter description
Qoffset1
s,n
This specifies the offset

between the two cells. It is used for TDD and
GSM cells and for FDD cells in case the quality measure for cell
selection and re-selection is set to CPICH RSCP.
Qoffset2
s,n
This specifies the offset

between the two cells. It is used for FDD
cells in case the quality measure for cell selection and re-selection is
set to CPICH Ec/No.
Qhyst1
s
This specifies the hysteresis value (Qhyst). It is used for TDD and
GSM cells and for FDD cells in case the quality measure for cell
selection and re-selection is set to CPICH RSCP.

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Parameter name Parameter description
Qhyst2 This specifies the hysteresis value (Qhyst). It is used for FDD cells if
the quality measure for cell selection and re-selection is set to CPICH
Ec/No.
HCS_PRIO
s
,
HCS_PRIO
This specifies the HCS priority level (0-7) for serving cell and
neighbor cells.
Qhcs
s
, Qhcs
n
This specifies the quality threshold levels for applying prioritized
hierarchical cell re-selection.
Qqualmin This specifies the minimum required quality level in the cell in dB. It
is not applicable for TDD cells or GSM cells.
Qrxlevmin This specifies the minimum required RX level in the cell in dBm.
PENALTY_TIME
n

This specifies the time duration for which the
TEMPORARY_OFFSET
n
is applied for a neighbor cell.
TEMPORARY_O
FFSET1
n

This specifies the offset applied to the H and R criteria for a neighbor
cell for the duration of PENALTY_TIME
n
. It is used for TDD and
GSM cells and for FDD cells in case the quality measure for cell
selection and re-selection is set to CPICH RSCP.
TEMPORARY_O
FFSET2
n

This specifies the offset applied to the H and R criteria for a neighbor
cell for the duration of PENALTY_TIME
n
. It is used for FDD cells in
case the quality measure for cell selection and re-selection is set to
CPICH Ec/No.
T
CRmax
This specifies the duration for evaluating allowed amount of cell
reselection(s).
N
CR
This specifies the maximum number of cell reselections.
T
CRmaxHyst
This specifies the additional time period before the UE can revert to
low-mobility measurements.
Treselection
s
This specifies the cell reselection timer value.
Ssearch
HCS
This threshold is used in the measurement rules for cell re-selection
when HCS is used. It specifies the limit for Srxlev in the serving cell
below which the UE shall initiate measurements of all neighbor cells
of the serving cell.
Ssearch
RAT 1
-
Ssearch
RAT k

This specifies the RAT specific threshold in the serving cell used in
the inter-RAT measurement rules.
S
HCS,RATm
This threshold is used in the measurement rules for cell re-selection
when HCS is used. It specifies the RAT specific threshold in the
serving cell used in the inter-RAT measurement rules.
S
intrasearch
This specifies the threshold (in dB) for intra frequency measurements
and for the HCS measurement rules.
S
intersearch
This specifies the threshold (in dB) for intra frequency measurements
and for the HCS measurement rules.

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Parameter name Parameter description
S
limit,SearchRATm
This threshold is used in the measurement rules for cell re-selection
when HCS is used. It specifies the RAT specific threshold (in dB) in
the serving UTRA cell above which the UE need not perform any
inter-RAT measurements in RAT "m".

8.3 Random Access
Random access is: after the MS request the system for connection, it receives the response
from the system and is probably assigned with DCH.
This process occurs in the signaling connection setup process of the following situations:
Attach upon power on
Detach upon power off
Location area update
Routing area update
Carrying out any service
3GPP 25.211 defines that the timing relationship of frame structure and physical layer of
RACh, PRACH, and access channel.
3GPP 25.213 defines the modulation of preamble on access channel and the spreading
modulation of message part (data and control). It also defines the preamble, scramble, and
spreading code.
3GPP 25.213 defines the access process.
8.3.1 Random Access Channel
RACH is an uplink common transport channel, corresponding to the uplink common physical
channel PRACH. The data from RACH is received by NodeB in the whole cell. The feature is
with collision and using open loop power control.
The transmission RACH uses the timeslot ALOHA method with fast acquisition indicator.
The UE starts transmission in a preset time offset, namely, the access timeslot. Every two
10ms radio frames forms a 20ms access frame, which is divided by 15 access frames into
intervals of 5120 chips (1.332ms).

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Figure 8-1 shows the timing information and acquisition indicator of access timeslot, and the
interval between access timeslots and timeslot number. Whether the information of an access
timeslot in the serving cell is available is decided by upper-layer signaling.
Figure 8-1 Number and interval of access timeslots of RACH
#0 #1 #2 #3 #4 #5 #6 #7 #8 #9 #10 #11 #12 #13 #14
5120 chips
radio frame: 10 ms radio frame: 10 ms
Access slot
Random Access Transmission
Random Access Transmission
Random Access Transmission
Random Access Transmission


The subscriber can originate random access transmission at the beginning of each access
timeslot. Figure 8-2 shows the structure of random access transmission. The structure includes
message part of 10ms or 20ms.
Figure 8-2 Structure of random access transmission
Message part Preamble
4096 chips
10 ms (one radio frame)
Preamble Preamble
Message part Preamble
4096 chips 20 ms (two radio frames)
Preamble Preamble


The preamble length of random access is 4096 chips. It includes a SIGNATURE. The
SIGNATURE is 16 chips and is repeated 256 times. In total there are 16 different
SIGNATURE.
The 10 ms message part radio frame is split into 15 slots, each of length T
slot
= 2560 chips.
Each slot consists of two parts, a data part to which the RACH transport channel is mapped
and a control part that carries Layer 1 control information. The data and control parts are
transmitted in parallel. A 10 ms message part consists of one message part radio frame, while
a 20 ms message part consists of two consecutive 10 ms message part radio frames. The
message part length is equal to the Transmission Time Interval of the RACH Transport
channel in use. This TTI length is configured by higher layers.

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The data part consists of 10*2
k
bits, where k=0,1,2,3. This corresponds to a spreading factor
of 256, 128, 64, and 32 respectively for the message data part.
The control part consists of 8 known pilot bits to support channel estimation for coherent
detection and 2 TFCI bits. This corresponds to a spreading factor of 256 for the message
control part. The pilot bit pattern is described in 3GPP TS 25.211 table 8. The total number of
TFCI bits in the random-access message is 15*2 = 30. The TFCI of a radio frame indicates
the transport format of the RACH transport channel mapped to the simultaneously transmitted
message part radio frame. In case of a 20 ms PRACH message part, the TFCI is repeated in
the second radio frame.
The downlink AICH is divided into downlink access slots, each access slot is of length 5120
chips. The downlink access slots are time aligned with the P-CCPCH.
The uplink PRACH is divided into uplink access slots, each access slot is of length 5120
chips. Uplink access slot number n is transmitted from the UE
p-a
chips prior to the reception
of downlink access slot number n, n = 0, 1, , 14.
Transmission of downlink acquisition indicators may only start at the beginning of a downlink
access slot. Similarly, transmission of uplink RACH preambles and RACH message parts may
only start at the beginning of an uplink access slot.
Figure 8-3 shows the PRACH/AICH timing relation.
Figure 8-3 Timing relation between PRACH and AICH as seen at the UE


The preamble-to-preamble distance
p-p
shall be larger than or equal to the minimum
preamble-to-preamble distance

p-p,min
, i.e.
p-p

p-p,min
.
In addition to
p-p,min
, the preamble-to-AI distance
p-a
and preamble-to-message distance
p-m

are defined as follows:
When AICH_Transmission_Timing is set to 0, then

p-p,min
= 15360 chips (3 access slots)

p-a
= 7680 chips

p-m
= 15360 chips (3 access slots)
When AICH_Transmission_Timing is set to 1, then

p-p,min
= 20480 chips (4 access slots)

p-a
= 12800 chips

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p-m
= 20480 chips (4 access slots)
The parameter AICH_Transmission_Timing is signaled by higher layers.
8.3.2 Random Access Process
Related Information
When the physical layer of UE receives the PHY-DATA-REQ primitives, it starts physical
random access process. For details, see 3GPP TRAFFIC STATISTICS 25.321.
Before the UE starts physical random access process, the UE receives the following system
information at layer 1 (physical layer) from upper-layer:
Scramble of preamble
Length of message part, 10ms or 20ms
Value of AICH_Transmission_Timing (0 or 1)
The signature set and RACH subchannel set assigned for each ASC (access subchannel)
number
Power_Ramp_Step (integer > 0)
Preamble_Retrans_Max (integer > 0)
Preamble_Initial_Power
P p-m = P
message-control
P
preamble
(in dB)
TFS parameter. It includes the power offset corresponding to each transmission format,
data part and control part of random access message.
Note that the upper-layer might update previous parameters before the UE starts physical
random access process.
In addition, before the UE starts physical random access process, the layer 1 shall receive the
following information from MAC layer:
Transmission format for PRACH message part
ASC transmitted on PRACH
The data (TBS) to be sent
Process for Starting Physical Random Access
The Process for starting physical random access proceeds as below:
1. Decide available RACH access subchannel set and available uplink access timeslot set of
next complete access timeslot set (SFN mod 2 = 0 and SFN mod 2 = 1, the former is
called the access timeslot set 1 while the latter is called the access timeslot set 2). Select
an uplink access timeslot randomly. The rule for random selection is to select by
equivalent probability. If there is no available uplink access timeslot in the current access
timeslot set, select one from next access timeslot set.
2. According to provided ASC, select randomly the signature used by access in the
signature set.
3. Set the initial value of PRACH preamble retransmission counters to
Preamble_Retrans_Max.
4. Set the parameter Commanded Preamble Power to Preamble_Initial_Power.

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5. If the parameter Commanded Preamble Power exceeds the maximum allowed value, set
the transmit power of preamble to maximum allowed transmit power. If it is lower than
the needed minimum value (prescribed by 3GPP TS 25.101), set the transmit power of
preamble to the current value to be calculated. This value might be larger or smaller than,
equal to Commanded Preamble Power. Otherwise, set the transmit power of preamble to
Commanded Preamble Power. Send the preamble with the selected uplink access
timeslot, signature, and preamble transmit power.
6. The UE waits for confirmation signals corresponding to the used signature from NodeB.
If the UE fails not detect the +1 or 1 acquisition indicator in the downlink access
timeslot which has the same number of uplink access timeslot used by transit preamble
code, it randomly select the next available access timeslot. According to power ramp
step, it increases the Command Preamble Power, deduct the preamble code reset counter
by 1. If the Command Preamble Power is 6 dB larger than the maximum allowed power,
the UE report layer 1 state ("No ack on AICH") to MAC layer, and then quits the
physical random access process. If the retransmission counter value is larger than 0,
repeat the sixth step; otherwise, the UE reports layer 1 state ("No ack on AICH") to
MAC layer, and then quits physical random access process.
7. If the UE receives an 1 acquisition indicator, it reports layer 1 state ("Nack on AICH
received ") to MAC layer, and then quits physical random access process.
8. If the UE receives a +1 acquisition indicator, it sends the random access message part
after 3 or 4 uplink access timeslots before last transmission according to the value of
AICH_Transmission_Timing. The power for sending control part of random access
message is P
p-m
higher than the power for sending preamble the last time. For the
transmit power of data part, see protocols.
According to previous operation flow for random access, when the UE accesses the network,
it first sends preamble, and then waits for the confirmation signals from NodeB in the fixed
downlink access timeslot. If the NodeB detects a preamble signal transmitted by UE, the
NodeB responds an acquisition indicator signal on downlink AICH. After sending preamble,
it detects acquisition indicator (AI) signal in the fixed downlink access timeslot. If the UE is
permitted, it keeps sending message part and completes a physical random access. If the UE
fails to receive AI, it keeps repeating the handshaking process of "sending preamble to
detecting AI" for preset times until permitted. Then it sends the message part and completes a
physical random access process. If the UE receives the signal indicating that access is
prohibited, it quits this random access process and reports the state. The message part of
random access carries the sign information of UE, the type of applicated service, and so on.

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Table 8-4 describes the relationship among the access subchannel, access timeslot, and SFN.
Table 8-4 Relationship among the access subchannel, access timeslot, and SFN
SFN modulo 8 of
corresponding
P-CCPCH frame
Sub-channel number
0 1 2 3 4 5 6 7 8 9 10 11
0 0 1 2 3 4 5 6 7
1 12 13 14 8 9 10 11
2 0 1 2 3 4 5 6 7
3 9 10 11 12 13 14 8
4 6 7 0 1 2 3 4 5
5 8 9 10 11 12 13 14
6 3 4 5 6 7 0 1 2
7 8 9 10 11 12 13 14

Figure 8-4 shows the definition of access timeslot set (taking the uplink and downlink access
timeslot fixed difference
p-a
= 7680 chips as example).
Figure 8-4 Definition of access timeslot set (taking the uplink and downlink access timeslot fixed
difference
p-a
7680 chips as example)
AICH access
slots
10 ms
#0 #1 #2 #3 #14 #13 #12 #11 #10 #9 #8 #7 #6 #5 #4

p-a
#0 #1 #2 #3 #14 #13 #12 #11 #10 #9 #8 #7 #6 #5 #4
PRACH
access slots
SFN mod 2 = 0 SFN mod 2 = 1
10 ms
Access slot set 1 Access slot set 2



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9 Appendix 3: Authentication Flow
Figure 9-1 shows a successful authentication process.
Figure 9-1 Successful authentication process


The authentication flow starts from network side. It aims as below:
The network checks the UE whether the UE is allowed to access the network.
The authentication flow provides random array of authentication quintuple parameters
The UE calculates cipher key (CK).
The UE can calculate the integrity key (IK) related to network side.
The UE can authenticate the network.
Compared with the authentication flow of GSM networks, the authentication flow of 3G
networks adds consistency check and the authentication of network by UE. These features
further enhance the security of 3G networks.
Before the network side originates authentication, if the VLR has not authenticated the
authentication quintuple parameters, the network side first originates the process to HLR for
obtaining authentication set, and then waits for response of authentication quintuple
parameters. The authentication quintuple parameters include:
RAND
XRES
AUTN
CK
IK
When detecting that the authentication quintuple parameters are present, the network side
sends the authentication request message. This message contains the RAND and AUTN of
authentication quintuple parameters. After the UE receives the message, the USIM
authenticates AUTN. Namely, the UE authenticates the network. If the authentication passes,
the USIM calculates CK, IK, and signature XRES. If the USIM judges that the authentication
succeeds, the UE responds XRES in authentication response message.

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After the network side receives the authentication response message, it compares the XRES of
the message with the XRES of authentication quintuple parameters saved in VLR database.
This confirms whether the authentication succeeds. If yes, the flow proceeds. If no, an
abnormal processing flow starts. The flow releases the connection between network side and
UEs, and releases the occupied network resources and radio resources.
After successful authentication, the UE saves CK and IK to USIM card.
Sometimes, after the UE receives the authentication request message, it reports that the
authentication fails. Typical causes of authentication failure include:
When the UE authenticates the network, it checks the AUTN in authentication request
message sent by network side. If the MAC is faulty, the UE sends the authentication
failure message with the cause MAC Failure, as shown in Figure 9-2.
Figure 9-2 Authentication Failure (due to MAC Failure)


The network side decides according to subscriber identity reported by UE whether to
originate identification process. If the current identity is TMSI (or P-TMSI), the network side
originates identification process which requests UE of reporting IMSI. Then the network side
restarts authentication flow.
When UE detects that the SQN of AUTN message is faulty, the authentication fails with
the cause Synch failure.

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Figure 9-3 Authentication failure (due to Synch failure)


Now the VLR removes all authentication quintuple parameters and starts the process of
synchronization with HLR. This process requires HLR to reuse authentication quintuple
parameters and to start authentication process.

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10 Appendix 4: Description of
Access-related Parameters
10.1 Engineering Parameters
There are limited adjustable engineering parameters:
Antenna azimuth
Antenna down tilt
Antenna beamwidth
Antenna gain
To solve access problems caused by coverage, engineers consider adjusting these engineering
parameters. For example, constructing new sites in blind areas, increase the antenna gain of
serving cells, or decrease the down tilt of antennas in neighbor cells. Avoid the impact on
original coverage area by adjustment.
10.2 Cell Parameters
The following sections list multiple parameters closely related to access problems. Engineers
can adjust these parameters according to the causes when locating the problems.
10.2.1 Transmit Power of FACH
This defines the transmit power of FACH.
If it is set over small, the UE at the cell edge cannot correctly receive the signaling
carried by FACH. This impacts the downlink CCH coverage, and consequently impacts
the cell coverage.
If it is set over large, other channels will be impacted, downlink transmit power will be
used, and the cell capacity is impacted.
The default power of FACH is 1 dB, and it is based on that the CPICH Ec/Io of coverage cell
edge is 12 dB. If the field coverage is worse, raise the FACH power according to CPICH
Ec/Io.

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10.2.2 Transmit Power of PCH
This parameter defines the transmit power of PCH.
If it is set over small, the UE at the cell edge cannot correctly receive paging messages.
Therefore the paging delay increases, paging success rate drops, and access success rate
drops.
If it is set over large, power consumption increases and downlink interference increases.
10.2.3 Transmit Power of PICH
It defines the transmit power of PICH.
If it is set over small, the UE at the cell edge cannot correctly receive paging indicator
information. Therefore, the paging delay increases, or mal-operation of reading PCH
data is probably performed, the UE consumes more power, the downlink CCH coverage
is affected, and finally the cell coverage is affected.
Because the PICH keeps sending paging indicator information, if the transmit power of
PICH is set over large, the PICH will interfere with other channels, consume downlink
transmit power, and affects cell capacity. So increasing transmit power of PICH is not
recommended. To increase the coverage by PICH signals, decrease NP to 18. Decreasing
NP will lead to decrement of paging capacity at UU interface. At the early stage of
network construction, setting NP to 18 keeps an adequate paging capacity and it is a
typical configuration in the industry.
10.2.4 Cell Reselection Parameter: Measurement Hysteresis 2
(Qhyst2s)
According to criterion R, for cell reselection, the cell performs ranking by the sum of
measured value of serving cell and hysteresis. The value of Qhyst2s is closely related to slow
fading feature of the area where the cell is. Qhyst2s avoids cell ping-pong reselection due to
slow fading when the UE is at the cell edge, because ping-pong reselection leads to frequency
location area update (idle mode), URA update (URA_PCH), cell update (CELL_FACH,
CELL_PCH), and consequently, network signaling load increases and power consumption by
UE increases.
10.2.5 Cell Reselection Parameter: Reselection Hysteresis Time
(Treselections)
If the quality of another cell signals (CPICH Ec/No measured by UE) is better than that of
serving cell in the time specified by Treselection, the UE reselects the cell to camp on.
Treselection avoids ping-pong reselection between cells by UE.
10.2.6 Cell Reselection Parameter: Sintrasearch
It is the threshold for starting intra-frequency cell measurement: when the Ec/Io of serving
cell is lower than QRelxmin + 2 * Sintrasearch, the intra-frequency cell measurement starts.
Sintrasearch affects the speed of cell reselection, and consequently affects the first access
success rate of UE and the first paging success rate at IU interface. Set Sintrasearch as large
as possible based on little impact on power consumption by UE.

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10.2.7 Cell Reselection Parameter: Qoffset2
Before evaluation by criterion R, a neighbor cell has its signal strength deducted by a offset,
namely, Qoffset2. For a single-layer cell, set Qoffset2 to 0. Engineers can reach the same goal
by Qhyst. Adjusting it is not recommended.
10.2.8 Transmit Power of AICH
If it is set over small, the UE at the cell edge cannot correctly receive acquisition indicator.
Therefore, the downlink CCH coverage is affected. The default transmit power of AICH is 6
dB. According to optimization result, the default configuration meets the downlink coverage.
Since the channel sends data continuously, increasing power lead to increment of needed
downlink capacity.
10.2.9 PRACH-related Parameters
To solve uplink PRACH problems, adjust PRACH-related parameters, including:
Retransmission times of preamble
Power step of preamble
Power offset of preamble
Power offset between preamble and message
The previous parameters affect one another. Upon occurrence of PRACH problems, adjust the
retransmission times of preamble. The default configuration is 8. It is recommended to set
retransmission times of preamble to 20 to avoid PRACH problems.


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11 Appendix 5: HSUPA Load Control
The HSUPA load control algorithm described in this chapter is based on UMTS 6.0.
11.1 Admission Decision in HSUPA Cells
The admission decision in HSUPA cells includes the following:
Number of subscribers
Power resources
lub transmission resources
NodeB credit resources
A service is accepted only if all these conditions are met.
11.1.1 Number of Subscribers
The RNC must ensure that the number of subscribers in the cell and that in the NodeB do not
exceed the related thresholds set in the RNC (Maximum HSUPA user number and NodeB
Max Hsupa User Number).
11.1.2 lub Transmission Resources and NodeB Credit Resources
Admission Strategy of lub Resources
The lub resource allocation complies with the following principles:
Physical port: It is equivalent to a resource group. That is, different physical ports cannot
share lub resources.
Each path can belong to only one physical port, while several paths can share the same
physical port.
Physical ports in an ATM network cannot share lub resources with those in an IP
network.
To make full use of physical transmission resources of the lub interface, a path of any
type can be configured to the total bandwidth of the physical port where the path is.
The calculation of consumption of lub resources varies with services:

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For the DCH service, the consumption of lub resources equals to service bandwidth
multiplied by the configured activation factor.
For the HSPA service, the consumption of lub resources equals to GBR of the service
multiplied by the configured activation factor.
The admission principles for lub resources are as follows:
A path of any type can be configured to the total bandwidth of the physical port where
the path is. As a result, the sum of bandwidth of all paths on the same physical port
might exceed the physical bandwidth. For this reason, two levels of admission are
needed: Path-level admission and physical port level admission.
The lub congestion control must apply to both service congestion and bearer congestion.
As for admission, just consider whether lub resources for the related service are
adequate.
The primary path of the service is admitted whenever possible. If this admission fails, try
admission of the secondary path.
The admission threshold varies with admission requests.
The admission requested by the handover has the highest priority, followed by that of new
services and that of reconfiguration in the case of rate increase. The admission threshold is set
to the reserved bandwidth of the lub interface.
In the case of handover, the admission uses 100% of the bandwidth by default. The
reserved bandwidth is 0 kbps. No new parameter is needed.
New services are configured on the basis of total bandwidth minus the reserved
bandwidth for handover.
The admission of a reconfiguration request in the case of rate increase is based on the
congestion threshold.
The preceding admission strategy of lub resources shows that the setting of activation factor
of the BE service greatly impact the number of admitted subscribers. If the activation factor is
set to 1.0, the transmission quality of the subscriber can be guaranteed, but the bandwidth of
lub interface is greatly wasted. If this parameter is set to a small value, the subscriber suffers
packet loss and the bandwidth utilization of the lub interface decreases.
Suppose the following problem occurs in the test: The bandwidth of the lub interface is
adequate to bear a 384 Kbps service. If two 384 kbps PS BE services access the lub interface
after the activation factor is modified, the traffic rate of both services can reach only 64 kbps
when the data source rate is sufficient. The efficient bandwidth usage is only 128 kbps. In this
case, the bandwidth of the lub interface is greatly wasted.
This problem occurs because the RLC retransmits the PDU due to random packet loss in the
lub transmission. In this case, the delay of transmission of the TCP data packet increases, the
TCP flow control is enabled, and the rate decreases. The Overbooking function of the lub
resources is adopted to improve bandwidth utilization of the lub interface. To be specific, this
function improves the bandwidth utilization by setting the activation factor and avoiding
packet loss in the transmission layer.
Admission Strategy of NodeB Credit Resource
The basic principle for admission of NodeB Credit resources is similar to that of power
resources. That is, whether the admission succeeds depends on whether the available Credit
resources in the Local Cell, the Local Cell Group, and the NodeB can support the currently
requested service. For details about the local cell, the local cell group, and the
CapConsumLaw, refer to 3GPP 25.433.

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The CRNC, based on the CapConsumpLaw, addition, deletion, and reconfiguration of
common or dedicated channels, borrows or registers the consumed resources from or in the
Capacity Credit in the Local Cell, the Local Cell Group (if available), and the NodeB based
on the spreading factor of the common or dedicated channel when the common or dedicated
channel is set up.
If the UL Capacity Credit is separated from the DL Capacity Credit, maintain the uplinks of
the Local Cell, the Local Cell Group (if available), and the NodeB separately from their
downlinks. If the UL Capacity Credit is not separated from the DL Capacity Credit, maintain
the Global Capacity Credit of the Local Cell, the Local Cell Group (if available), and the
NodeB in a centralized manner.
Table 11-1 Number of Credits consumed by different services
Service Direction Type Number of Consumed
Credits
12.2kbps AMR DL Local Cell 1
Local Cell Group 1
Node B 1
UL Local Cell 1
Local Cell Group 1
Node B 1
64kbps VP DL Local Cell 2
Local Cell Group 2
Node B 2
UL Local Cell 3
Local Cell Group 3
Node B 3
32kbps PS DL Local Cell 1
Local Cell Group 1
Node B 1
UL Local Cell 1.5
Local Cell Group 1.5
Node B 1.5

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Service Direction Type Number of Consumed
Credits
64kbps PS DL Local Cell 2
Local Cell Group 2
Node B 2
UL Local Cell 3
Local Cell Group 3
Node B 3
128kbps PS DL Local Cell 4
Local Cell Group 4
Node B 4
UL Local Cell 5
Local Cell Group 5
Node B 5
384kbps PS DL Local Cell 8
Local Cell Group 8
Node B 8
UL Local Cell 10
Local Cell Group 10
Node B 10

The admission decision should be made for the Local Cell, the Local Cell Group, and the
NodeB at the same time. The admission is accepted only if all these admissions succeed. The
admission threshold varies with admission requests.
For handover, the admission is accepted only if the CE resources are allocated
successfully.
For a new service, the admission is rejected if the SF of the minimum codes supported
by the rest CE resources after the subscriber accesses exceeds the threshold of handover
reserved SF of the downlink CE resources. If the SF does not exceed the threshold, the
admission succeeds.
In the case of rate increase, the admission is rejected if the SF of the minimum codes
supported by the rest CE resources after the subscriber accesses exceeds the threshold of
congestion reserved SF of the downlink CE resources. If the SF does not exceed the
threshold, the admission succeeds.

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11.1.3 Power Resources
For HSUPA cells, the admission of power resources uses only the equivalent number of users
(ENU) algorithm. The basic algorithm is the same as the ENU of the DCH. The total ENU of
a cell should not exceed the set the threshold (UL threshold of Conv AMR service, UL
threshold of Conv non_AMR service, UL Threshold of other services, and UL Handover
access threshold).
For RAB over the EDCH, the ENU is calculated on the basis of its GBR.
11.1.4 HSUPA RAB Downlink Admission
The downlink power of a cell refers to the reserved power (DL HSUPA reserved factor[%])
of the HSUPA downlink control channel (E-AGCH/E-RGCH/E-HICH).Admission decision
for each RAB is not needed.
11.1.5 LDR
Different types of channels choose LDR actions as listed in the following table:
LDR Action Type of Channel
DCH HSDPA HSUPA FACH
(MBMS)
Inter-Frequency Load Handover
BE Rate Reduction
Inter-RAT Handover in CS
Domain

Inter-RAT Handover in PS
Domain

AMR Rate Reduction
Iu QoS Negotiation
Code reshuffling
MBMS power reduction

LDR actions supported by the HSUPA subscribers include inter-frequency load handover and
inter-RAT handover in the PS domain. If primary congestion occurs in uplink of a HSUPA
cell, the HSUPA subscribers can be selected as candidate subscribers together with the DCH
subscribers when the inter-frequency load handover or inter-RAT handover in the PS domain
is executed. The specific principles for subscriber selection remain unchanged.

If the HSUPA cells adopt the ENU based admission, the uplink LDR is also based on the ENU.

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11.1.6 OLC
The HSUPA subscribers support only one OLC action: subscriber release. If overload
congestion occurs in uplink of a HSUPA cell, the HSUPA subscribers, together with the DCH
subscribers, are sorted by priority when the subscriber release is executed. Several subscribers
with the lowest priority are chosen for OLC processing.
11.1.7 Description of Parameters
NodeBHsupaMaxUserNum
This parameter refers to the maximum number of subscribers over the HSUPA channel of
each NodeB. Set this parameter based on specifications of the product and the number of sold
HSUPA licenses. If admission of number of HSUPA subscribers of the NodeB is rejected, it
indicates that the HSUPA licenses are not enough. In this case, increase the number of the
HSUPA licenses.
MAXHSUPAUSERNUM
This parameter refers to the maximum number of subscribers supported by the HSUPA
channel of a cell. In the case of admission of a HSUPA subscriber, the number of subscribers
is check first. If the number of current accessed HSUPA subscribers is smaller than the value
of this parameter, the admission proceeds to the next step. If the number of current HSUPA
subscribers is larger than the value of this parameter, the admission is rejected. If the value of
this parameter is too high, the product is not able to support the accessed subscribers. If the
value of this parameter is too small, the HSUPA subscribers are rejected, though the related
resources are available.
DLHSUPARSVDFACTOR
This parameter reserves resources for the HSUPA downlink control channel. The larger the
value of this parameter is, the more resources are reserved for the HSUPA control channel.
This might cause waste of resources. If the value of this parameter is too small, the QoS of the
HSUPA subscribers is impacted in the case of resource shortage.
UlConvAMRThd
This parameter refers to the uplink threshold of the AMR voice service in conversational
services. It is used for uplink admission of AMR voice subscribers in conversational services.
The uplink admission control algorithm forecasts the load factor of the system after a new call
is accessed based on the load factor of the current system and the service features of the new
call. The algorithm then uses the sum of the forecasted load factor and the uplink load factor
on the common channel as the new forecasted load factor. At last, the algorithm compares the
forecasted load factor with the load factor threshold. If the forecasted load factor does not
exceed the load factor threshold, the call is accepted. If the forecasted load factor exceeds the
threshold, the call is rejected.
The uplink load threshold includes this parameter, UlConvNonAMRThd, UlOtherThd, and
ULHOThd. The relationship between these four parameters can be used to limit the ratio of
sessions to other services in the cell and to ensure priority of access of handover subscribers
and conversational services.
If the value of this parameter is too large, excessive load might exist over the system after
admission of the conversational service. In this case, congestions occur in the system. If the

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value of this parameter is too small, subscribers might be rejected though the related resources
are available.
Pay attention to the network planning when setting this parameter, UlConvNonAMRThd,
UlOtherThd, and ULHOThd. If the value of this parameter is too large, the target coverage
is impacted. If the value of this parameter is too small, the target capacity cannot be ensured.
UlConvNonAMRThd
This parameter refers to the uplink threshold of non-AMR voice service in conversational
services. It is used for uplink admission of non-AMR voice subscribers in conversational
services.
The uplink admission control algorithm forecasts the load factor of the system after a new call
is accessed based on the load factor of the current system and the service features of the new
call. The algorithm then uses the sum of the forecasted load factor and the uplink load factor
on the common channel as the new forecasted load factor. At last, the algorithm compares the
forecasted load factor with the load factor threshold. If the forecasted load factor does not
exceed the load factor threshold, the call is accepted. If the forecasted load factor exceeds the
threshold, the call is rejected.
The uplink load threshold includes this parameter, UlConvAMRThd, UlOtherThd, and
ULHOThd. The relationship between these four parameters can be used to limit the ratio of
sessions to other services in the cell and to ensure priority of access of handover subscribers
and conversational services.
If the value of this parameter is too large, excessive load might exist over the system after
admission of the service. In this case, congestions occur in the system. If the value of this
parameter is too small, subscribers might be rejected though the related resources are
available.
Pay attention to the network planning when setting this parameter, UlConvAMRThd,
UlOtherThd, and ULHOThd. If the value of this parameter is too large, the target coverage
is impacted. If the value of this parameter is too small, the target capacity cannot be ensured.
UlOtherThd
This parameter refers to the uplink threshold of services except the conversational services.
This parameter is used for uplink admission of other services.
If the value of this parameter is too large, excessive load might exist over the system after
admission of the service. In this case, congestions occur in the system. If the value of this
parameter is too small, subscribers might be rejected though the related resources are
available.
Pay attention to the network planning when setting this parameter, UlConvAMRThd,
UlOtherThd, and ULHOThd. If the value of this parameter is too large, the target coverage
is impacted. If the value of this parameter is too small, the target capacity cannot be ensured.
ULHOThd
This parameter refers to uplink threshold of handover for uplink admission of handover
subscribers. This parameter applies only to uplink inter-frequency handover.
The uplink admission control algorithm forecasts the load factor of the system after a new call
is accessed based on the load factor of the current system and the service features of the new
call. The algorithm then uses the sum of the forecasted load factor and the uplink load factor

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on the common channel as the new forecasted load factor. At last, the algorithm compares the
forecasted load factor with the load factor threshold. If the forecasted load factor does not
exceed the load factor threshold, the call is accepted. If the forecasted load factor exceeds the
threshold, the call is rejected.
The uplink load threshold includes this parameter, UlConvAMRThd, UlConvNonAMRThd,
and UlOtherThd. The relationship between these four parameters can be used to limit the
ratio of sessions to other services in the cell and to ensure priority of access of handover
subscribers and conversational services.
The value of this parameter should be lower than the uplink OLC trigger threshold of the
intelligent load control.
This parameter is used to reserve resources for handover and ensure quality of the handover.
The value of this parameter must exceed the values of UlConvAMRThd and
UlConvNonAMRThd. This parameter applies only to inter-frequency handover.
If the value of this parameter is too large, excessive load might exist over the system after
admission of the service. In this case, congestions occur in the system. If the value of this
parameter is too small, subscribers might be rejected though the related resources are
available. Pay attention to UlConvAMRThd, UlConvNonAMRThd, and UlOtherThd when
setting this parameter.

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List of Reference
1. 3GPP R99 TS 24.008 V3.7.0. 2001-03
2. 3GPP R99 25_series. 2002-09
3. URNP-SANA. W-RNO Access Procedure Analysis Guidance 20041101-A-1.0.doc.
2003-05
4. URNP-SANA. W-Paging Procedure Analysis Guidance 20041101-A-1.0.doc. 2003-12
5. URNP-SANA. W-Paging Problem Analysis Guidance 20041101-A-1.0.doc. 2003-12
6. Joint-research team on RNO project. Call Delay Test Report. 2005-12
7. RAN Radio Performance Dept.. WCDMA RAN Radio Performance Call Access Delay
Optimization Test Report. 2004-02
8. RAN Radio Performance Dept.. W-RAN Traffic Statistics analysis and Problem
Location Guidance-20050926-A-1.0.doc. 2005-09
9. RAN Radio Performance Dept.. UMTS Radio Network KPI baseline (V3.3). 2006-01
10. RRNP. WCDMA RNO Network Event Definition Baseline 1.0. 2005-11

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