Sofa 081513

United States Bankruptcy Court
Southern District of New York

In re Excel Maritime Carriers LTD., et al., Case No. 13-23060-RDD
Debtors. Chapter 11
(Jointly Administered)

GLOBAL NOTES REGARDING
DEBTORS BANKRUPTCY SCHEDULES AND STATEMENTS

General Notes

The Schedules of Assets and Liabilities (the Schedules) and Statements of Financial
Affairs (the SOFAs and, collectively with the Schedules, the Bankruptcy
Materials) of Excel Maritime Carriers LTD. (Excel) and its affiliated debtors in the
above-captioned, jointly administered chapter 11 cases (collectively, the Debtors
1
)
were prepared pursuant to 11 U.S.C. 521 and Rule 1007 of the Federal Rules of
Bankruptcy Procedure by management of the Debtors and are unaudited. While Debtors
management has made reasonable efforts to ensure that the Bankruptcy Materials are
accurate and complete, based upon information that was available to them at the time of
preparation, subsequent information may result in material changes to the Bankruptcy
Materials. Moreover, because the Bankruptcy Materials contain unaudited information
which is subject to further review and potential adjustment, there can be no assurance that
these Bankruptcy Materials are complete. The Debtors reserve all rights to amend the
Bankruptcy Materials from time to time, in all respects, as may be necessary or
appropriate, including, but not limited to, the right to dispute or otherwise assert offsets
or defenses to any claim reflected on the Bankruptcy Materials as to amount, liability or
classification, or to otherwise subsequently designate any claim as disputed,
contingent, or unliquidated. Furthermore, nothing contained in the Bankruptcy
Materials shall constitute a waiver of rights with respect to the above-captioned Chapter

1
The Debtors and the last four digits of their taxpayer identification numbers are as follows: Excel
Maritime Carriers LLC (9430), Excel Maritime Carriers Ltd. (2212), Amanda Enterprises Limited (8034),
Barland Holdings Inc. (8057), Candy Enterprises Inc. (8053), Castalia Services Ltd. (8055), Centel
Shipping Company Limited (0861), Coal Gypsy Shipco LLC (2212), Coal Hunter Shipco LLC (2212),
Coal Pride Shipco LLC (2212), Fianna Navigation S.A. (8041), Fountain Services Limited (8054), Grain
Express Shipco LLC (2212), Grain Harvester Shipco LLC (2212), Harvey Development Corp. (8048),
Ingram Limited (8039), Iron Anne Shipco LLC (2212), Iron Beauty Shipco LLC (2212), Iron Bill Shipco
LLC (2212), Iron Bradyn Shipco LLC (2212), Iron Brooke Shipco LLC (2212), Iron Fuzeyya Shipco LLC
(2212), Iron Kalypso Shipco LLC (2212), Iron Knight Shipco LLC (2212), Iron Lindrew Shipco LLC
(2212), Iron Manolis Shipco LLC (2212), Iron Miner Shipco LLC (2212), Iron Vassilis Shipco LLC
(2212), Kirmar Shipco LLC (2212), Liegh Jane Navigation S.A. (8043), Lowlands Beilun Shipco LLC
(2212), Marias Trading Inc. (8036), Ore Hansa Shipco LLC (2212), Pascha Shipco LLC (2212), Point
Holdings Ltd. (NA), Sandra Shipco LLC (2212), Santa Barbara Shipco LLC (2212), Snapper Marine Ltd.
(8051), Tanaka Services Ltd. (8037), Teagan Shipholding S.A. (8045), Thurman International Ltd. (NA),
Whitelaw Enterprises Co. (8050), and Yasmine International Inc. (8046). The address for Excel Maritime
Carriers LLC is 777 Westchester Avenue Suite 101 White Plains, New York USA 10604 and the address
for all other Debtors is c/o Excel Maritime Carriers Ltd., 17th KM National Road Athens, Lamia & Finikos
Street, 145 64 Nea Kifisia, Athens, Greece.
13-23060-rdd Doc 161 Filed 08/14/13 Entered 08/14/13 20:32:35 Main Document
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11 cases, including but not limited to any issues involving substantive consolidation,
equitable subordination, or causes of action arising under the provisions of Chapter 5 of
title 11 of the United States Code (the Bankruptcy Code) or any other relevant non-
bankruptcy laws to recover assets or avoid transfers. These global notes regarding the
Debtors Bankruptcy Materials (Global Notes) comprise an integral part of the
Bankruptcy Materials and should be referred to and considered in connection with any
review of the Bankruptcy Materials.

1. Basis of Presentation. The Bankruptcy Materials reflect the unconsolidated
assets and liabilities of each individual Debtor to the extent distinguishable. Similarly,
the revenues depicted in these Bankruptcy Materials have been presented on an accrual
basis, unconsolidated for each individual Debtor. Accordingly, the totals listed in these
Bankruptcy Materials may not be comparable to Excels consolidated financial reports
prepared for public reporting purposes or otherwise as these reports include Excel and
each of its subsidiaries, some of which are not Debtors in these proceedings. The
Bankruptcy Materials do not purport to represent financial statements prepared in
accordance with U.S. Generally Accepted Accounting Principles (GAAP) or any other
recognized financial reporting framework, nor are they intended to reconcile to any
financial statements otherwise prepared or distributed by the Debtors or any of the
Debtors affiliates.

Moreover, given, among other things, the uncertainty surrounding the valuation and
nature of certain liabilities, to the extent that a Debtor shows more assets than liabilities,
this is not a conclusion that the Debtor was solvent as of July 1, 2013 (the Petition
Date) or at any time prior to the Petition Date. Similarly, to the extent that a Debtor
shows more liabilities than assets, this is not a conclusion that the Debtor was insolvent at
the Petition Date or any time prior to the Petition Date.

The Schedules, SOFAs, and General Notes should not be relied upon by any persons for
information relating to current or future financial conditions, events or performance of
any of the Debtors or their affiliates.

2. Causes of Action. The Debtors, despite their efforts, may not have listed all of
their causes of action against third parties as assets in the Bankruptcy Materials. The
Debtors reserve all of their rights with respect to any causes of action they may have, and
neither these Global Notes nor the Bankruptcy Materials shall be deemed a waiver of any
causes of action.

3. Claims Description. Any failure to designate a claim on the Debtors Bankruptcy
Materials as disputed, contingent, or unliquidated does not constitute an admission
by the Debtors that such amount is not disputed, contingent, or unliquidated. The
Debtors reserve the right to dispute any claim reflected on their Bankruptcy Materials on
any grounds, including but not limited to, amount, liability or classification, or to
otherwise subsequently amend the Bankruptcy Materials or to designate such claims as
disputed, contingent, or unliquidated.

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4. Claims Paid Pursuant to Court Orders. The United States Bankruptcy Court for
the Southern District of New York authorized the Debtors to pay certain prepetition
claims, including but not limited to, insurance payments, certain taxes and trade vendor
claims. Consequently, certain prepetition fixed, liquidated and undisputed unsecured
claims may have been paid following the Petition Date. The claim balances represent the
balances as at July 1, 2013 and have not been adjusted for post-petition payments.
Additional amounts reflecting accrued, but unbilled, liabilities as at the Petition Date may
also not be reflected. Furthermore, the Debtors may make additional payments to
prepetition claimants following the filing of the Bankruptcy Materials and as such the
Debtors reserve their rights to amend the amount of such claims.

5. Consolidated Accounting and Disbursements System. Certain of the Debtors
and/or non-Debtors act on behalf of other Debtors and/or non-Debtors. Moreover,
because the Debtors accounting systems, policies and practices were developed to
produce consolidated reporting, rather than entity-by-entity reporting, it is possible that
not all assets or liabilities have been attributed to the correct legal entity on the Schedules
and SOFAs. Furthermore, payments made are listed by the entity making such payment
notwithstanding that many such payments may have been made on behalf of another
entity. The Debtors reserve their rights with respect to the proper accounting and
treatment of such payments and liabilities. Whether or not a particular payment or
obligation was incurred by the entity actually making the payment or incurring the
obligation is a complex question of applicable non-bankruptcy law. Accordingly, the
Debtors reserve all rights to reclassify any payment or obligation as belonging to another
entity.

6. Contingent Assets. Prior to the relevant Petition Date, each Debtor, as a plaintiff,
may have commenced various lawsuits in the ordinary course of its business against third
parties seeking monetary damages. Additionally, the Debtors may possess contingent
claims in the form of various avoidance actions they could commence under the
provisions of Chapter 5 of the Bankruptcy Code and other relevant non-bankruptcy laws
to recover assets. Refer to item 4a in each Statement, for lawsuits commenced prior to
the Petition Date in which the relevant Debtor was a plaintiff or may have assumed
liabilities relating to such lawsuit. The Debtors have not set forth avoidance actions in
their SOFAs. The Debtors reserve all of their rights with respect to any claims, causes of
action or avoidance actions they may have and nothing contained in these Global Notes
or the Schedules and Statements shall be deemed a waiver of any such claims, avoidance
actions or causes of action or in any way prejudice or impair the assertion of such claims.

7. Current Values. Unless otherwise indicated, the basis for all current values
included in these Bankruptcy Materials was the estimated net book value from the
Debtors books and records as of the close of business on July 1, 2013. The estimated net
book value as of July 1, 2013 may not reflect the actual current value of the respective
asset. Amounts ultimately realized from a potential disposition of the Debtors assets may
vary from net book value, and such variance may be material. The Debtors reserve the
right to dispute the true and appropriate value of any and all of their assets. In addition,
the amounts shown for total liabilities exclude items identified as unknown or
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undetermined, therefore ultimate liabilities may differ materially from those stated in
the Bankruptcy Materials. Unless otherwise indicated, the basis for the current liabilities
was the estimated net book value as of July 1, 2013, the amount of the ultimate claim
may differ due to claims reconciliation, additional invoices received and the payment of
prepetition claims and as such the Debtors reserve their rights to amend the amount of
such claims.

The asset amounts listed do not include material write-downs that may be necessary.
Operating cash is presented as bank balances as of the Petition Date and does not include
cash held by non-Debtor entities. Certain other assets such as investments in subsidiaries
are listed as undetermined.

8. Dates. Unless otherwise indicated, all asset and liability information is listed as
of the Petition Date .

9. Excluded Assets and Liabilities. The Debtors have excluded accrued liabilities
including, but not limited to, accrued salaries and employee benefits, and accrued
accounts payable. Other immaterial assets and liabilities may also have been excluded.

10. Foreign Currency. Unless otherwise indicated, all amounts are reflected in U.S.
dollars at an exchange rate as of July 1, 2013.

11. General Reservation of Rights. The Debtors specifically reserve the right to
amend, modify, supply, correct, change or alter any part of their Schedules and SOFAs as
and to the extent necessary as they deem appropriate.

12. Insiders. In the circumstance where the Bankruptcy Materials require information
regarding insiders and/or officers and directors, the Debtors have attempted to include
therein each of the Debtors (a) directors and (b) employees that may be, or may have
been during the relevant period, officers, as such term is defined by applicable law.
The listing of a party as an insider is not intended to be, nor should it be, construed as a
legal characterization of such party as an insider and does not act as an admission of any
fact, claim, right, or defense, and all such rights, claims, and defenses are hereby
expressly reserved. Employees have been included in this disclosure for informational
purposes only and should not be deemed to be insiders in terms of control of the
Debtors, management responsibilities or functions, decision-making or corporate
authority and/or as otherwise defined by applicable law, including without limitation,
federal securities laws, or with respect to any theories of liability or for any other
purpose. For confidentiality, the salaries of the officers and directors are not disclosed.

13. Intellectual Property Rights. Exclusion of certain intellectual property shall not be
construed to be an admission that such intellectual property rights have been abandoned,
have been terminated, or otherwise expired by their terms or have been assigned or
otherwise transferred pursuant to a sale, acquisition or other transaction.

14. Intercompany. Prior to the Petition Date, the Debtors routinely engaged in
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intercompany transactions resulting in intercompany account balances. The intercompany
accounts balances, if any, that are reflected on the Debtors books and records are set
forth in the respective Debtors Schedules. The listing of these amounts is not and shall
not be construed as an admission of the characterization of such balance as debt, equity,
or otherwise. Furthermore, the listing of these amounts is not necessarily indicative of the
ultimate recovery, if any, on any intercompany asset account or the impairment or claim
status of any intercompany liability account. The Debtors reserve all rights to later
change the characterization, classification, categorization or designation of intercompany
accounts reported in the Schedules and Statements.

15. Licenses and Taxes. In the ordinary course of the Debtors businesses, the
Debtors acquire certain licenses that may, under certain circumstances, be characterized
as taxes. Conversely, in the ordinary course of the Debtors businesses, the Debtors incur
certain tax obligations that may, under certain circumstances, be characterized as
licenses. The Debtors designation of any claim as a tax or a license is not an admission
that such claim is a tax or a license. The Debtors reserve the right to dispute or challenge
whether any amount listed as a tax or license is properly characterized as a tax or license.

16. Litigation. Certain litigation reflected as claims against one of the Debtors may
relate to other Debtors. The Debtors have made reasonable efforts to accurately record
these actions in the Bankruptcy Materials of the Debtors that are the parties to the action.

17. Setoffs. The Debtors routinely incur certain setoffs from customers or suppliers in
the ordinary course of business. Setoffs in the ordinary course can result from various
items including, but not limited to, intercompany transactions, pricing discrepancies,
returns of bunkers and other items, warranties, demurrage and disputes between the
Debtors and their customers and/or suppliers. These normal setoffs are consistent with
the ordinary course of business in the Debtors industries and can be particularly
voluminous, making it unduly burdensome, expensive, and an inefficient use of estate
resources for the Debtors to list such ordinary course setoffs. Therefore, although such
setoffs and other similar rights may have been accounted for when scheduling certain
amounts, these ordinary course setoffs are not independently accounted for, and as such,
are excluded from the Debtors Bankruptcy Materials.

18. Specific Notes. These Global Notes are in addition to the specific notes set forth
below and in the individual Bankruptcy Materials. Disclosure of information in one
Schedule, SOFA, exhibit, or continuation sheet even if incorrectly placed, shall be
deemed to be disclosed in the correct Schedule, SOFA, exhibit or continuation sheet.

19. Totals. All totals that are included in the Bankruptcy Materials represent totals of
all the known amounts included in the Schedules.

20. Trade Accounts Receivable and Accounts Payable. Accounts receivable are
presented without consideration for any liabilities related to mutual counterparty accounts
payable, open or terminated contract liabilities, liquidated damages, setoff rights or
collateral held by the Debtors, unless otherwise stated. Likewise, accounts payable do
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not include provisions for open or terminated contracts, liquidated damages, setoff rights
or collateral that has been posed on behalf of the counterparty.

21. Undetermined Amounts. The description of an amount as unknown or
undetermined is not intended to reflect upon the materiality of such amount.

Notes to the Schedules of Assets and Liabilities

Schedule A: Real Property. The Debtors hold no real property.

Schedule B: Personal Property. The Debtors may not have included certain assets with a
net book value of zero within Schedule B.

Schedule B.2: Checking, Savings and Other Financial Accounts. Bank account balances
included on B.2 are reflective of the opening book balances as at July 1, 2013, which may
differ slightly from the bank balances due to common reconciling items. The bank
accounts have been listed on Schedule B.2 of the Debtor whose name is actually listed on
the bank account. In some instances, the payments made from, and the book balances
related to, a particular bank account are reflected on the books of a Debtor other than the
one whose actual name is listed on the bank account.

Schedule B.9: Interests in Insurance Policies. A determination as to the surrender or
refund value of each of the insurance policies has not been made and therefore the
balance is listed as undetermined.

Schedule D: Creditors Holding Secured Claims. The Debtors reserve the right to dispute
or challenge the validity, perfection or immunity from avoidance of any lien purported to
be granted or perfected in any specific asset to a secured creditor listed on Schedule D of
any Debtors. Moreover, although the Debtors may have scheduled claims of various
creditors as secured claims, the Debtors reserve all rights to dispute or challenge the
secured nature of any such creditors claim or the characterization of the structure of any
such transaction or any document or instrument (including, without limitation, any
intercompany agreement) related to such creditors claim. In certain instances, a Debtor
may be a co-obligor, co-mortgagor or guarantor with respect to scheduled claims of other
Debtors, and no claim set forth on Schedule D of any Debtor is intended to acknowledge
claims of creditors that are otherwise satisfied or discharged by other entities. The
descriptions provided in Schedule D are intended only to be a summary. Reference to the
applicable loan agreements and related documents is necessary for a complete description
of the collateral and the nature, extent and priority of any liens. Except as specifically
stated herein, real property lessors, utility companies and other parties which may hold
security deposits have not been listed on Schedule D. Certain of the Debtors agreements
listed on Schedule G may be in the nature of conditional sales agreements or secured
financing agreements. No attempt has been made to identify such agreements for
purposes of Schedule D. Nothing in the Global Notes or the Schedules and Statements
shall be deemed a modification or interpretation of the terms of such agreements.

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Schedule E: Creditors Holding Unsecured Priority Claims. While commercially
reasonable efforts have been made, determining the date upon which each claim in
Schedule E was incurred or arose would be unduly burdensome and cost prohibitive, and
therefore, the Debtors do not list a date for each claim listed on Schedule E.

The Debtors reserve the right to assert that any claim listed on Schedule E does not
constitute an unsecured priority claim under 11 U.S.C. 507.

Schedule F: Creditors Holding Unsecured Non-Priority Claims. Schedule F does not
include certain deferred charges, deferred liabilities or general reserves. Such amounts
are general estimates of liabilities and do not represent specific claims as of the Petition
Date; however, they may be reflected on the Debtors books and records as required in
accordance with GAAP.

The claims listed in Schedule F arose or were incurred on various dates. In certain
instances, the date on which a claim arose is an open issue of fact. While reasonable
efforts have been made to determine the date upon which each claim in Schedule F was
incurred or arose, making all such determinations would be unduly burdensome and cost
prohibitive and, therefore, the Debtors do not list a date for each claim listed on Schedule
F.

In addition, certain claims listed on Schedule F may be entitled to priority under
11 U.S.C. 503(b)(9). The Debtors have made their best efforts to include all trade
creditors on Schedule F; however, the Debtors believe there are instances where vendors
have yet to provide proper invoices for prepetition goods or services.

In certain instances, the Debtor that is the subject of the litigation is unclear or
underdetermined. However to the extent that litigation involving a particular Debtor has
been identified, such information is contained in the Schedule for the Debtor.

Schedule G: Executory Contracts. While commercially reasonable efforts have been
made to ensure the accuracy of Schedule G regarding executory contracts and unexpired
leases, inadvertent errors, omissions or over-inclusions may have occurred. The Debtors
reserve all of their rights to dispute the validity, status or enforceability of any contracts,
agreements or leases set forth in Schedule G and to amend or supplement such Schedule
as necessary.

The contracts, agreements and leases listed on Schedule G may have expired or may have
been modified, amended and supplemented from time to time by various amendments,
restatements, waivers, estoppel certificates, letter and other documents, instruments and
agreements which may not be listed therein.

In the ordinary course of business, the Debtors have entered into numerous agreements,
both written and oral, regarding the provision of certain services, including bunker fuel,
and lubricants. The Debtors generally believe such contracts are not executory contracts
and therefore, such agreements are not listed individually on Schedule G. Nevertheless,
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the Debtors reserve the right to assert that any such agreement constitutes an executory
contract.

In some cases, the same supplier or provider may have multiple agreements listed in
Schedule G. These agreements represent distinct agreements between the applicable
Debtor and such supplier or provider, and will be listed as multiple contracts under the
same counterparty.

Listing a contract or agreement on this schedule does not constitute an admission that
such contract or agreement is an executory contract. Any and all of the Debtors rights,
claims, and causes of action with respect to the contracts and agreements listed on this
schedule are hereby reserved and preserved. Additionally, certain of the real property
leases listed on Schedule G may contain renewal options, guarantees of payments,
options to purchase, rights of first refusal, rights to lease additional space and other
miscellaneous rights. Certain of the agreements listed on Schedule G may be in the
nature of conditional sales agreements or secured financings. The presence of a contract
or agreement on Schedule G does not constitute an admission that such contract or
agreement is an executory contract or unexpired lease. Generally, executory agreements
that are oral in nature have not been included in the Schedule.

Notes to Statement of Financial Affairs

SOFA 1: Income from Operations of Business. Income represents net revenue presented
on an accrual basis, unconsolidated for each individual Debtor. January 1, 2013 through
July 1, 2013 represents a preliminary estimate of income.

SOFA 3B: Payments to Creditors. Payments made by the Debtors within 90 days prior to
the Petition Date have been classified by the Debtors based on the owner of the various
accounts from which disbursements were made and without regard to which affiliated
legal entity was obligated to make payment. The Debtors have listed all payments or
other transfers made within 90 days immediately preceding the Petition Date. The
information provided shall not constitute a waiver of any of the Debtors rights or an
admission that the recipients of such payments or other transfers were creditors or that
amounts paid or otherwise transferred were due and owing. The payments included in
this section may generally be categorized as follows: supplier payments; service fees;
agent fees; management fees; insurance payments; taxes and regulatory fees; board
member fees, wages and expense reimbursements (for parties also shown on SOFA 3C).

SOFA 3C: Payments to Creditors Who Were Insiders. The information provided shall not
constitute a waiver of any of the Debtors rights or an admission that the recipients of
such payments were creditors or that amounts paid were due and owing. To the extent
payments were made to insiders within 90 days immediately preceding the Petition Date,
such payments are duplicated on SOFA 3B.

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Non-debtor Maryville Maritime, Inc. (Maryville), as agent, regularly makes payments
on behalf of various Debtors. Accordingly, certain of the payments listed on the SOFAs
of the Debtors may have been paid by Maryville as agent.

Payments made to Dean Services, Evangelia Piggou, and Ourania Galanou for real
property lease payments and director fees were not made directly by a Debtor in these
bankruptcy proceedings but were made by non-Debtor, Maryville, and have been shown
here and in SOFA 3B for informational purposes only. The remainder of these
Bankruptcy Materials does not include various other payments, financial activity, assets,
liabilities or any other information of Maryville.

SOFA 9: Payments Related to Debt Counseling or Bankruptcy. Payments relating to
bankruptcy professionals have been made by Excel on behalf of all of the Debtors.

SOFA 18: Nature, location and name of business. The dates listed as beginning and
ending dates of the business refer to the formation dates of the entity which may be
different than the dates in which the Debtors became owners of the subsidiaries listed
therein.

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UNITED STATES BANKRUPTCY COURT
Excel Maritime Carriers Ltd.
In Re: ___________________________________________ , Case No.: ______________________________
Debtor (if known)
B 7 (Official Form 7) (04/13)
This statement is to be completed by every debtor. Spouses filing a joint petition may file a single statement on which the information for
both spouses is combined. If the case is filed under chapter 12 or chapter 13, a married debtor must furnish information for both spouses
whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed. An individual debtor engaged in
business as a sole proprietor, partner, family farmer, or self-employed professional, should provide the information requested on this
statement concerning all such activities as well as the individual's personal affairs. To indicate payments, transfers and the like to minor
children, state the child's initials and the name and address of the child's parent or guardian, such as "A.B., a minor child, by J ohn Doe,
guardian." Do not disclose the child's name. See, 11 U.S.C. 112 and Fed. R. Bankr. P. 1007(m).
13-23060 (RDD)
STATEMENT OF FINANCIAL AFFAIRS
DEFINITIONS
Questions 1 - 18 are to be completed by all debtors. Debtors that are or have been in business, as defined below, also must complete
Questions 19 - 25. If the answer to an applicable question is "None", mark the box labeled "None". If additional space is needed for the
answer to any question, use and attach a separate sheet properly identified with the case name, case number (if known), and the number of the
question.
"In business." A debtor is "in business" for the purpose of this form if the debtor is a corporation or partnership. An individual debtor is
"in business" for the purpose of this form if the debtor is or has been, within the six years immediately preceding the filing of this bankruptcy
case, any of the following: an officer, director, managing executive, or owner of 5 percent or more of the voting or equity securities of a
corporation; a partner, other than a limited partner, of a partnership; a sole proprietor or self-employed full-time or part-time. An individual
debtor also may be in business for the purpose of this form if the debtor engages in a trade, business, or other activity, other than as an
employee, to supplement income from the debtors primary employment.
"Insider." The term "insider" includes, but is not limited to: relatives of the debtor; general partners of the debtor and their relatives;
corporations of which the debtor is an officer, director, or person in control; officers, directors, and any owner of 5 percent or more of the
voting or equity securities of a corporate debtor and their relatives; affiliates of the debtor and insiders of such affiliates; any managing agent
of the debtor. 11 U.S.C. 101.
None
1. Income from employment or operation of business
State the gross amount of income the debtor has received from employment, trade, or profession, or from operation of the debtor's
business, including part-time activities either as an employee or in independent trade or business, from the beginning of this
calendar year to the date this case was commenced. State also the gross amounts received during the two years immediately
preceding this calendar year. (A debtor that maintains, or has maintained, financial records on the basis of a fiscal rather than a
calendar year may report fiscal year income. Identify the beginning and ending dates of the debtor's fiscal year.) If a joint petition
is filed, state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income of both
spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT SOURCE
Page 1 of 11
FOR THE SOUTHERN DISTRICT OF NEW YORK
$13,987,106 YTD Revenue for the period from1/1/2013 - 7/1/2013
$0 Revenue for the year ended 12/31/2012
$849,236,454 Revenue for the year ended 12/31/2011
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2. Income other than from employment or operation of business
State the amount of income received by the debtor other than from employment, trade, profession, or operation of the debtor's
business during the two years immediately preceding the commencement of this case. Give particulars. If a joint petition is filed,
state income for each spouse separately. (Married debtors filing under chapter 12 or chapter 13 must state income for each spouse
whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AMOUNT AND PERIOD
3. Payments to creditors
a. Individual or joint debtor(s) with primarily consumer debts: List all payments on loans, installment purchases of goods or
services, and other debts to any creditor made within 90 days immediately preceding the commencement of this case unless the
aggregate value of all property that constitutes or is affected by such transfer is less than $600. Indicate with an asterisk (*) any
payments that were made to a creditor on account of a domestic support obligation or as part of an alternative repayment schedule
under a plan by an approved nonprofit budgeting and credit counseling agency. (Married debtors filing under chapter 12 or chapter
13 must include payments by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a
joint petition is not filed.)
NAME AND ADDRESS OF CREDITOR
SOURCE
None
DATES OF
PAYMENTS
AMOUNT
PAID
b. Debtor whose debts are not primarily consumer debts: List each payment or other transfer to any creditor made within 90 days
immediately preceding the commencement of the case unless the aggregate value of all property that constitutes or is affected by
such transfer is less than $6,225*. If the debtor is an individual, indicate with an asterisk (*) any payments that were made to a
creditor on account of a domestic support obligation or as part of an alternative repayment schedule under a plan by an approved
nonprofit budgeting and credit counseling agency. (Married debtors filing under chapter 12 or chapter 13 must include payments
and other transfers by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint
petition is not filed.)
NAME AND ADDRESS OF CREDITOR DATES OF
PAYMENTS/
TRANSFERS
AMOUNT
PAID OR
VALUE OF
TRANSFERS
AMOUNT
STILL OWING
None
AMOUNT
STILL OWING
See attachment 3B of the Statement of Financial Affairs
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 2 of 11
Complete a. or b., as appropriate, and c.
* Amount subject to adjustments on 4/01/13, and every three years thereafter with respect to cases commenced on or after the date of adjustment
None
$16,410 for the period from1/1/2013 - 1/7/2013 Bank interest received
$2,402,738 for the year ended 12/31/2012 Sale proceeds fromvessel disposal
$1,629,429 for the year ended 12/31/2011 Income fromFFA contracts plus interest received
Pg 11 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 3 of 11
c. All debtors: List all payments made within one year immediately preceding the commencement of this case to or for the benefit
of creditors who are or were insiders. (Married debtors filing under chapter 12 or chapter 13 must include payments by either or
both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
AND RELATIONSHIP TO DEBTOR
DATES OF
PAYMENTS
AMOUNT
PAID
None
AMOUNT
STILL OWING
See attachment 3C of the Statement of Financial Affairs
4. Suits and administrative proceedings, executions, garnishments, and attachments
a. List all suits and administrative proceedings to which the debtor is or was a party within one year immediately preceding the
filing of this bankruptcy case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either
or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
None
CAPTION OF SUIT
AND CASE NUMBER
NATURE OF
PROCEEDING
COURT OR AGENCY
AND LOCATION
STATUS OF
DISPOSITION
b. Describe all property that has been attached, garnished or seized under any legal or equitable process within one year
immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include
information concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated
and a joint petition is not filed.)
None
NAME AND ADDRESS OF
PERSON FOR WHOSE BENEFIT
PROPERTY WAS SEIZED
DATE OF SEIZURE
DESCRIPTION AND VALUE OF
PROPERTY
See attachment 4A of the Statement of Financial Affairs
5. Repossessions, foreclosures, and returns
List all property that has been repossessed by a creditor, sold at a foreclosure sale, transferred through a deed in lieu of foreclosure
or returned to the seller, within one year immediately preceding the commencement of this case. (Married debtors filing under
chapter 12 or chapter 13 must include information concerning property of either or both spouses whether or not a joint petition is
filed, unless the spouses are separated and a joint petition is not filed.)
None
NAME AND ADDRESS OF
CREDITOR OR SELLER
DATE OF REPOSSESSION,
FORECLOSURE SALE,
TRANSFER OR RETURN
PROPERTY
See attachment 5 of the Statement of Financial Affairs
6. Assignments and receiverships
a. Describe any assignment of property for the benefit of creditors made within 120 days immediately preceding the
commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include any assignment by either or both
spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
None
NAME AND ADDRESS OF ASSIGNEE DATE OF ASSIGNMENT TERMS OF ASSIGNMENT OR
SETTLEMENT
Pg 12 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 4 of 11
b. List all property which has been in the hands of a custodian, receiver, or court-appointed official within one year immediately
preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information
concerning property of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint
petition is not filed.)
None
NAME AND ADDRESS
OF CUSTODIAN
DATE OF ORDER DESCRIPTION AND VALUE OF
PROPERTY
NAME AND LOCATION OF
COURT
CASE TITLE NUMBER
7. Gifts
List all gifts or charitable contributions made within one year immediately preceding the commencement of this case except
ordinary and usual gifts to family members aggregating less than $200 in value per individual family member and charitable
contributions aggregating less than $100 per recipient. (Married debtors filing under chapter 12 or chapter 13 must include gifts or
contributions by either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition
is not filed.)
None
NAME AND ADDRESS OF
PERSON OR ORGANIZATION
DATE OF GIFT DESCRIPTION OF GIFT RELATIONSHIP TO
DEBTOR, IF ANY
8. Losses
List all losses from fire, theft, other casualty or gambling within one year immediately preceding the commencement of this case
or since the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include losses by either or
None
PROPERTY
DATE OF LOSS DESCRIPTION OF CIRCUMSTANCES AND, IF
LOSS WAS COVERED IN WHOLE OR IN PART BY
INSURANCE, GIVE PARTICULARS
VALUE OF GIFT
Pg 13 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 5 of 11
9. Payments related to debt counseling or bankruptcy
List all payments made or property transferred by or on behalf of the debtor to any persons, including attorneys, for consultation
concerning debt consolidation, relief under the bankruptcy law or preparation of a petition in bankruptcy within one year
immediately preceding the commencement of this case.
None
NAME AND ADDRESS OF
PAYEE
AMOUNT OF MONEY OR
PROPERTY
DATE OF PAYMENT, NAME OF
PAYER IF OTHER THAN DEBTOR
10. Other transfers
a. List all other property, other than property transferred in the ordinary course of the business or financial affairs of the debtor,
transferred either absolutely or as security within two years immediately preceding the commencement of this case. (Married
debtors filing under chapter 12 or chapter 13 must include transfers by either or both spouses whether or not a joint petition is
filed, unless the spouses are separated and a joint petition is not filed.)
None
NAME AND ADDRESS OF
TRANSFEREE,
RELATIONSHIP TO DEBTOR
DESCRIBE PROPERTY TRANSFERRED DATE VALUE RECEIVED
b. List all property transferred by the debtor within ten years immediately preceding the commencement of this case to a self-
settled trust or similar device of which the debtor is a beneficiary.
None
NAME OF TRUST OR OTHER
DEVICE
AMOUNT OF MONEY OR DESCRIPTION AND
VALUE OF PROPERTY OR DEBTOR'S
INTEREST IN PROPERTY
DATE(S) OF
TRANSFER(S)
11. Closed financial accounts
List all financial accounts and instruments held in the name of the debtor or for the benefit of the debtor which were closed, sold,
or otherwise transferred within one year immediately preceding the commencement of this case. Include checking, savings, or
other financial accounts, certificates of deposit, or other instruments; shares and share accounts held in banks, credit unions,
pension funds, cooperatives, associations, brokerage houses and other financial institutions. (Married debtors filing under chapter
12 or chapter 13 must include information concerning accounts or instruments held by or for either or both spouses whether or not
a joint petition is filed, unless the spouses are separated and a joint petition is not filed.)
None
NAME AND ADDRESS OF
INSTITUTION
AMOUNT AND DATE OF SALE OR
CLOSING
TYPE OF ACCOUNT, LAST
FOUR DIGITS OF ACCOUNT
NUMBER, AND AMOUNT OF
FINAL BALANCE
Pg 14 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 6 of 11
12. Safe deposit boxes
List each safe deposit or other box or depository in which the debtor has or had securities, cash, or other valuables within one year
immediately preceding the commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include boxes
or depositories of either or both spouses whether or not a joint petition is filed, unless the spouses are separated and a joint petition
is not filed.)
None
NAME AND ADDRESS OF
BANK OR OTHER
DEPOSITORY
DATE OF TRANSFER
OR SURRENDER, IF
ANY
NAMES AND
ADDRESSES OF THOSE
WITH ACCESS TO BOX
OR DEPOSITORY
DESCRIPTION OF
CONTENTS
13. Setoffs
List all setoffs made by any creditor, including a bank, against a debt or deposit of the debtor within 90 days preceding the
commencement of this case. (Married debtors filing under chapter 12 or chapter 13 must include information concerning either or
None
NAME AND ADDRESS OF
CREDITOR
AMOUNT OF SETOFF DATE OF SETOFF
14. Property held for another person
List all property owned by another person that the debtor holds or controls.
None
NAME AND ADDRESS OF
OWNER
LOCATION OF PROPERTY DESCRIPTION AND VALUE OF
PROPERTY
16. Spouses and Former Spouses
None
NAME
If the debtor resides or resided in a community property state, commonwealth, or territory (including Alaska, Arizona, California,
Idaho, Louisiana, Nevada, New Mexico, Puerto Rico, Texas, Washington, or Wisconsin) within eight years immediately preceding
the commencement of the case, identify the name of the debtors spouse and of any former spouse who resides or resided with the
debtor in the community property state.
15. Prior address of debtor
If the debtor has moved within three years immediately preceding the commencement of this case, list all premises which the
debtor occupied during that period and vacated prior to the commencement of this case. If a joint petition is filed, report also any
separate address of either spouse.
None
ADDRESS DATES OF OCCUPANCY
Pg 15 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 7 of 11
17. Environmental Information.
For the purpose of this question, the following definitions apply:
Environmental Law means any federal, state, or local statute or regulation regulating pollution, contamination, releases of
hazardous or toxic substances, wastes or material into the air, land, soil, surface water, groundwater, or other medium, including,
but not limited to, statutes or regulating the cleanup of these substances, wastes, or material.
Site means any location, facility, or property as defined under any Environmental Law, whether or not presently or formerly
owned or operated by the debtor, including, but not limited to, disposal sites.
Hazardous Material means anything defined as a hazardous waste, hazardous substance, toxic substance, hazardous material,
pollutant, or contaminant or similar term under an Environmental Law.
a. List the name and address of every site for which the debtor has received notice in writing by a governmental unit that it may be
liable or potentially liable under or in violation of an Environmental Law. Indicate the governmental unit, the date of the notice,
and, if known, the Environmental Law:
None
SITE NAME
AND ADDRESS
ENVIRONMENTAL
LAW
NAME AND ADDRESS OF
GOVERNMENTAL UNIT
DATE OF
NOTICE
c. List all judicial or administrative proceedings, including settlements or orders, under any Environmental Law with respect to
which the debtor is or was a party. Indicate the name and address of the governmental unit that is or was a party to the proceeding,
and the docket number.
None
NAME AND ADDRESS
OF GOVERNMENTAL UNIT
DOCKET NUMBER STATUS OR DISPOSITION
SITE NAME
AND ADDRESS
ENVIRONMENTAL
LAW
NAME AND ADDRESS OF
GOVERNMENTAL UNIT
DATE OF
NOTICE
b. List the name and address of every site for which the debtor provided notice to a governmental unit of a release of Hazardous
Material. Indicate the governmental unit to which the notice was sent and the date of the notice.
None
18. Nature, location and name of business
None
NAME BEGINNING AND
ENDING DATES
LAST FOUR DIGITS OF
SOCIAL-SECURITY OR OTHER
INDIVIDUAL TAXPAYER-I.D.
NO. (ITIN)/ COMPLETE EIN
ADDRESS NATURE OF
BUSINESS
a. If the debtor is an individual, list the names, addresses, taxpayer-identification numbers, nature of the businesses, and beginning
and ending dates of all businesses in which the debtor was an officer, director, partner, or managing executive of a corporation,
partner in a partnership, sole proprietor, or was self-employed in a trade, profession, or other activity either full- or part-time
within six years immediately preceding the commencement of this case, or in which the debtor owned 5 percent or more of the
voting or equity securities with six years immediately preceding the commencement of this case.
If the debtor is a partnership, list the names, addresses, taxpayer-identification numbers, nature of the businesses,
and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of
the voting or equity securities, within six years immediately preceding the commencement of this case.
If the debtor is a corporation, list the names, addresses, taxpayer-identification numbers, nature of the businesses,
and beginning and ending dates of all businesses in which the debtor was a partner or owned 5 percent or more of
the voting or equity securities within six years immediately preceding the commencement of this case.
Pg 16 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 8 of 11
The following questions are to be completed by every debtor that is a corporation or partnership and by any individual
debtor who is or has been, within the six years immediately preceding the commencement of this case, any of the following: an
officer, director, managing executive, or owner of more than 5 percent of the voting or equity securities of a corporation; a partner,
other than a limited partner, of a partnership, a sole proprietor, or self-employed in a trade, profession, or other activity, either full-
or part-time.
b. Identify any business listed in response to subdivision a., above, that is single asset real estate as defined in 11 U.S.C. 101.
None
NAME ADDRESS
(An individual or joint debtor should complete this portion of the statement only if the debtor is or has been in business,
as defined above, within the six years immediately preceding the commencement of this case. A debtor who has not been in
business within those six years should go directly to the signature page.)
19. Books, records and financial statements
None
NAME AND ADDRESS
a. List all bookkeepers and accountants who within two years immediately preceding the filing of this bankruptcy case kept or
supervised the keeping of books of accounts and records of the debtor.
DATES SERVICES RENDERED
None
d. List all financial institutions, creditors and other parties, including mercantile and trade agencies, to whom a financial statement
was issued by the debtor within two years immediately preceding the commencement of this case.
NAME AND ADDRESS DATE ISSUED
None
b. List all firms or individuals who within two years immediately preceding the filing of this bankruptcy case have audited the
books of account and records, or prepared a financial statement of the debtor.
NAME DATES SERVICES RENDERED ADDRESS
None
c. List all firms or individuals who at the time of the commencement of this case were in possession of the books of account and
records of the debtor. If any of the books of account and records are not available, explain.
NAME ADDRESS
See attachment 19C of the Statement of Financial Affairs
20. Inventories
None
a. List the dates of the last two inventories taken of your property, the name of the person who supervised the taking of each
inventory, and the dollar amount and basis of each inventory.
DATE OF INVENTORY
DOLLAR AMOUNT OF
INVENTORY (Specify cost, market
or other basis)
INVENTORY
SUPERVISOR
Pg 17 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 9 of 11
None b. List the name and address of the person having possession of the records of each of the inventories reported in a., above.
DATE OF INVENTORY
NAME AND ADDRESS OF CUSTODIAN OF
INVENTORY RECORDS
21. Current Partners, Officers, Directors and Shareholders
None
a. If the debtor is a partnership, list the nature and percentage of partnership interest of each member of the partnership.
NAME AND ADDRESS PERCENTAGE OF INTEREST NATURE OF INTEREST
None
b. If the debtor is a corporation, list all officers and directors of the corporation, and each stockholder who directly or indirectly
owns, controls, or holds 5 percent or more of the voting or equity securities of the corporation.
NAME AND ADDRESS NATURE AND
PERCENTAGE OF STOCK
OWNERSHIP
TITLE
22. Former partners, officers, directors and shareholders
None
a. If the debtor is a partnership, list each member who withdrew from the partnership within one year immediately preceding the
commencement of this case.
NAME DATE OF WITHDRAWAL ADDRESS
None b. If the debtor is a corporation, list all officers or directors whose relationship with the corporation terminated within one year
NAME AND ADDRESS DATE OF TERMINATION TITLE
23. Withdrawals from a partnership or distributions by a corporation
None If the debtor is a partnership or corporation, list all withdrawals or distributions credited or given to an insider, including
compensation in any form, bonuses, loans, stock redemptions, options exercised and any other perquisite during one year
NAME ADDRESS OF
RECIPIENT, RELATIONSHIP
TO DEBTOR
AMOUNT OF MONEY OR
PROPERTY
DATE AND PURPOSE OF
WITHDRAWAL
Pg 18 of 57
In Re: ___________________________________________ , Case No.: ___________________________________________
Debtor (if known)
13-23060 (RDD)
Page 10 of 11
25. Pension Funds.
None If the debtor is not an individual, list the name and federal taxpayer-identification number of any pension fund to which the debtor,
as an employer, has been responsible for contributing at any time within six years immediately preceding the commencement of the
case.
NAME OF PENSION FUND TAXPAYER-IDENTIFICATION NUMBER (EIN)
******
24. Tax Consolidation Group.
None
If the debtor is a corporation, list the name and federal taxpayer-identification number of the parent corporation of any
consolidated group for tax purposes of which the debtor has been a member at any time within six years immediately preceding the
commencement of the case.
NAME OF PARENT CORPORATION TAXPAYER-IDENTIFICATION NUMBER (EIN)
Pg 19 of 57
B 7 (Official Form 7) (04/10)
Page 11 of 11
[If completed by an individual or individual and spouse]
I declare under penalty of perjury that I have read the answers contained in the foregoing statement of financial affairs and any attachments
thereto and that they are true and correct.
Date _____ _______ _ Signature ___ ____________ ____ _
of Debtor
____________ _ Signature _ _ _________________ _
of Joint Debtor
(if any)
[If completed on behalf of a partnership or corporation]
I declare under penalty of perjury that I have read the answers contained in the foregoing state
thereto and that they are true and correct to the best of my knowledge, information and belief.
d any attachments
Date _____ 8_1_ 14_/2_0_1_3 ___ _
Signature ___
Print
and Tit
[An individual signing on behalf of a partnership or corporation must indicate position or relationship to debtor.)
3.1.. continuation sheets attached
Penalty for making afalse statement: Fine ofup to $500,000 or imprisonmentfor up to 5 years, or both. 18 Us.c. Sections 152 and 3571.
DECLARATION AND SIGNATURE OF NON-ATTORNEY BANKRUPTCY PETITION PREP ARER (See 11 U.S.c. 110)
I declare under penalty of perjury that: (1) I am a bankruptcy petition preparer as defined in 11 U.S.C. 110; (2) I prepared this document for
compensation and have provided the debtor with a copy of this document and the notices and information required under 11 U.S.C. 110(b),
110(h), and 342(b); and, (3) if rules or guidelines have been promulgated pursuant to II U.S.C. 110(h) setting a maximum fee for services
chargeable by bankruptcy petition preparers, I have given the debtor notice of the maximum amount before preparing any document for filing
for a debtor or accepting any fee from the debtor, as required by that section.
Printed or Typed Name and Title, ifany, of Bankruptcy Petition Preparer Social-Security No. (Required by 11 U.S.C. 110.)
If the bankruptcy petition pre parer is not an individual, state the name, title (if any), address, and social-security number of the officer,
principal, responsible person, or partner who signs this document.
Address
Signature of Bankruptcy Petition Preparer Date
Names and Social-Security numbers of all other individuals who prepared or assisted in preparing this document unless the bankruptcy
petition pre parer is not an individual:
Ifmore than one person prepared this document, attach additional signed sheets conforming to the appropriate Official Form for each person
A bankruptcy petition preparer's failure to comply with the provisions oftille 11 and the Federal Rules of Bankruptcy Procedure may
result ;n fines or imprisonment or both. 18 U.S. C. 156.
Pg 20 of 57
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
STATEMENT OF FINANCIAL AFFAIRS - EXHIBIT 3B
PAYMENTS TO CREDITORS
13-23060 (RDD)
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
(Continuation Sheet)
DESCRIPTION
Akin Gump Strauss
One Bryant Park
New York, NY 10036 USA
4/30/2013 $200,000
6/21/2013 $127,637
$327,637 Akin Gump Strauss
Allied Shipbroking Inc
48 Aigialeias 4th Floor Maroussi
Athens, 15125 Greece
4/30/2013 $17,550
$17,550 Allied Shipbroking Inc
Allrisk Insurance Brokers
18, Ploutarchou Str
6/7/2013 $378,748
$378,748 Allrisk Insurance Brokers
Amberose Holdings Inc
2 Alkiviadou Str.
Chalandri
5/8/2013 $18,766 Athens, 15231 Greece
$18,766 Amberose Holdings Inc
Apostolos Kontoyannis
10, Skouze Street
Piraeus, 185 36 Greece
6/24/2013 $3,650
6/27/2013 $1,277
6/30/2013 $18,750
$23,677 Apostolos Kontoyannis
Bracewell & Giuliani LLP
P.O. Box 848566
Dallas, TX 75284 USA
5/23/2013 $200,000
6/28/2013 $250,000
$450,000 Bracewell & Giuliani LLP
$1,216,377 Sheet no. 1 of 9 continuation sheets Subtotal >
Pg 21 of 57
4/3/2013 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Capital Link, Inc (Bornozis)
230 Park Avenue
Suite 1536
4/23/2013 $1,958 New York, NY 10169 USA
6/10/2013 $29,805
$31,763 Capital Link, Inc (Bornozis)
Caramanos-National Insurance Brokers
65, Akti Miaouli Str
Piraeus, 18536 Greece
5/22/2013 $27,681
$27,681 Caramanos-National Insurance Brokers
Carreira Pitti P.C. Abogados
55th Streetel Cangrejo 225 Carpit Bldg
P.O. Box 0819-00068
4/3/2013 $10,000 Panama City, Panama
$10,000 Carreira Pitti P.C. Abogados
Chimbusco Europe B.V.(Sino Union Bv)
Weena 280 P.O. Box 29032
Weena 200 Buliding 8Th Floor
4/29/2013 $288,960 Rotterdam, 3012NJ Netherlands
6/21/2013 $123,840
$412,800 Chimbusco Europe B.V.(Sino Union Bv)
Consolidated Services Limited/Trevor Wil
Parlaville Place
14 Par-La-Ville Road
4/25/2013 $3,333 Hamilton, HMJX Bermuda
5/28/2013 $3,333
6/10/2013 $3,333
$10,000 Consolidated Services Limited/Trevor Wil
Credit Suisse AG
St.Alban-Graben 1-8
Basel, CH 4002 Switzerland
5/28/2013 $149,297
5/31/2013 $120,240
6/28/2013 $220,392
$489,929 Credit Suisse AG
$982,173 Sheet no. 2 of 9 continuation sheets Subtotal >
Pg 22 of 57
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Dean Services Limited
1, Kostaki Pantelidi Av.
Kolokasides Building 3rd Floor
4/3/2013 $62,386 Nicosia, P.C.1010 Cyprus Paid by Maryville Maritime Inc.
5/2/2013 $62,386 Paid by Maryville Maritime Inc.
6/2/2013 $124,771 Paid by Maryville Maritime Inc.
$249,542 Dean Services Limited
Del Rosario And Del Rosario Law Office
P.O Box 2106 MCPO 1261
Makati City, MCPO1261 Philippines
6/10/2013 $10,795
$10,795 Del Rosario And Del Rosario Law Office
Deloitte & Touche Sa
150 Midsummer Boulevard
Milton Keynes Buckinghamshire
4/17/2013 $41,950 London, MK91FD UK
$41,950 Deloitte & Touche Sa
Deutsche Bank - Steering Committee
1 Great Winchester Street
London, EC2N 2DB UK
4/4/2013 $783,273
4/22/2013 $597,648
5/30/2013 $1,010,690
7/1/2013 $851,013
$3,242,624 Deutsche Bank - Steering Committee
Donlin Recano & Company, Inc.
419 Park Ave. South
5/31/2013 $20,000
6/28/2013 $96,118
$116,118 Donlin Recano & Company, Inc.
Pg 23 of 57
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Dvb Bank Ag
Parklaan 2
P.O. Box 307
5/21/2013 $250 Rotterdam, 3016BB Netherlands
6/3/2013 $8,489
$8,739 Dvb Bank Ag
Ernst & Young
11 Klm Athinon-Lamias Avenue
Metamorfosis, 14451 Greece
4/19/2013 $104,415
$104,415 Ernst & Young
Evangelia Pigkou
17km National Road Athens-Lamia & Foinikos str.
Nea Kifisia
6/30/2013 $21,917 Athens, 145 64 Greece Paid by Maryville Maritime Inc.
$21,917 Evangelia Pigkou
Evangelos Macris
143-145 Notara Street
6/30/2013 $18,750
$18,750 Evangelos Macris
Frithjof Platou
LG, 27 Gloucester Place
London, W1U 8HU UK
6/30/2013 $18,750
$18,750 Frithjof Platou
Gabriel Panayotides
Nea Kifisia
5/29/2013 $1,423 Athens, 145 64 Greece
6/15/2013 $5,336
6/17/2013 $2,918
6/30/2013 $682,873
$692,550 Gabriel Panayotides
Pg 24 of 57
4/3/2013 - 7/1/2013
4/3/2013 - 7/1/2013
4/3/2013 - 7/1/2013
4/3/2013 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Gelasakis Monoprosopi Epe -My Travelnet
Souda Square
Chania, Greece
6/26/2013 $21,987
$21,987 Gelasakis Monoprosopi Epe -My Travelnet
George Perivolaris
Nea Kifisia
$10,406 George Perivolaris
Germanischer Lloyd Ag
P.O. Box 11 16 06
Hamburg, 20416 Germany
5/17/2013 $36,022
$36,022 Germanischer Lloyd Ag
Ghs / Global Hunter Securities Llc
400 Poydras Street
Suite 3100
4/30/2013 $110,000 New Orleans, LA 70130 USA
6/21/2013 $110,000
6/28/2013 $27,567
$247,567 Ghs / Global Hunter Securities Llc
Global Maritime Partners Inc
89 Nexus Way Camana Bay
Grand Cayman, Kyi9007 Cayman Islands
4/16/2013 $260,000
5/9/2013 $80,000
6/4/2013 $80,000
6/5/2013 $63,500
7/1/2013 $80,000
$563,500 Global Maritime Partners Inc
Gmsl / Gettry Marcus Stern & Lehrer Cpa
20 Crossways Park North
Woodbury, NY 11797 USA
6/10/2013 $18,000
$18,000 Gmsl / Gettry Marcus Stern & Lehrer Cpa
Pg 25 of 57
4/3/2013 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Holman Fenwick & William
Friary Court
65 Crutched Friars
4/16/2013 $31,225 London, EC3N2AE UK
5/9/2013 $39,636
$70,861 Holman Fenwick & William
Irwin Holdings Co
80 Broad Street
Monrovia, Liberia
6/5/2013 $150,432
$150,432 Irwin Holdings Co
Ismini Panayotides
Nea Kifisia
4/22/2013 $2,264 Athens, 145 64 Greece
5/12/2013 $4,934
6/17/2013 $4,240
$11,438 Ismini Panayotides
Joele Frank/Wilkinson/Brimmer/Katcher
622 Third Avenue
5/31/2013 $30,000
$30,000 Joele Frank/Wilkinson/Brimmer/Katcher
Marsoft
155 Federal Street
Suite 1000
5/16/2013 $37,500 Boston, MA 02110 USA
6/10/2013 $37,500
$75,000 Marsoft
Pg 26 of 57
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Miller Buckfire
601 Lexington Avenue
22nd Floor
4/4/2013 $125,000 New York, NY 10022 USA
5/10/2013 $125,000
6/10/2013 $120,802
6/28/2013 $125,000
$495,802 Miller Buckfire
Nomura Bank
1 St Martin's-Le-Grand
London, EC1A 4NP UK
6/7/2013 $1,311,745
$1,311,745 Nomura Bank
Nordea
8th Floor, City Place House
55 Basinghall Street
4/16/2013 $100,000 London, EC2V 5NB UK
7/1/2013 $6,286,081
$6,386,081 Nordea
Ourania Galanou
Nea Kifisia
$22,341 Ourania Galanou
Pavlos Kanellopoulos
Nea Kifisia
6/24/2013 $5,035 Athens, 145 64 Greece
6/30/2013 $62,428
7/1/2013 $5,710
$73,172 Pavlos Kanellopoulos
Protection Vessels Intern/L Ltd
P.O. Box 444 Hatfield
Bedfordshire, AL101EN UK
4/24/2013 $57,777
$57,777 Protection Vessels Intern/L Ltd
Pg 27 of 57
4/3/2013 - 7/1/2013
4/3/2013 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Seaborn Capital Advisors Ltd
17 Spefsippou Street
5/10/2013 $15,000
6/26/2013 $10,000
$25,000 Seaborn Capital Advisors Ltd
Seward & Kissel
One Battery Park Plaza
4/30/2013 $53,857
6/26/2013 $14,860
$68,716 Seward & Kissel
Skadden,Arps,Slate,Meagher,Flom Llp
40 Bank Street
Canary Wharf
5/10/2013 $500,000 London, E14 5DS UK
6/11/2013 $2,500,000
6/26/2013 $54,585
$3,054,585 Skadden,Arps,Slate,Meagher,Flom Llp
Stephenson Harwood
10 Ant. Ampatielou
7/1/2013 $12,102
$12,102 Stephenson Harwood
Timagenis Law Office
57 Notara
6/14/2013 $419,328
6/27/2013 $273,965
$693,293 Timagenis Law Office
Trevor Williams
3rd Fl., Par La Ville Place
14 Par La Ville Road P.O Box 2257
6/30/2013 $10,000 Hamilton, HM HX Bermuda
$10,000 Trevor Williams
Pg 28 of 57
4/3/2013 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DESCRIPTION
Unity Marine-Evmar Marine Services
Akti Miaouli & 2 Ii Merarchias Str
Ionion Building
5/21/2013 $30,000 Piraeus, 18535 Greece
$30,000 Unity Marine-Evmar Marine Services
White & Case Llp
1155 Avenue of the Americas
6/13/2013 $296,678
$296,678 White & Case Llp
Wilmington Trust (London) Limited
1 KingS Arms Yard
3rd Floor
6/28/2013 $120,000 London, EC2R 7AF UK
$120,000 Wilmington Trust (London) Limited
$20,617,209
TOTAL
Sheet no. 9 of 9 continuation sheets
Pg 29 of 57
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
TRANSFERS DESCRIPTION
STATEMENT OF FINANCIAL AFFAIRS - EXHIBIT 3C
PAYMENTS TO CREDITORS WHO WERE INSIDERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
10, Skouze Street
11/5/2012 $3,116 Expense Reimbursement
2/23/2013 $834 Expense Reimbursement
6/30/2013 $75,000 Board Member Fees
$90,226 Apostolos Kontoyannis
Dean Services Limited
1, Kostaki Pantelidi Av.
Kolokasides Building 3rd Floor
8/2/2012 $60,923 Nicosia, P.C.1010 Cyprus Rental Fees - Paid by Maryville
Maritime Inc.
10/2/2012 $121,847 Rental Fees - Paid by Maryville
Maritime Inc.
Maritime Inc.
Maritime Inc.
Maritime Inc.
Maritime Inc.
Maritime Inc.
Maritime Inc.
Maritime Inc.
$805,895 Dean Services Limited
Evangelia Pigkou
Nea Kifisia, Athens 145 64 Greece
6/30/2013 $78,461 Wages - Paid by Maryville Maritime
Inc.
$78,461 Evangelia Pigkou
Pg 30 of 57
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Evangelos Macris
143-145 Notara Street
$75,000 Evangelos Macris
Frithjof Platou
LG, 27 Gloucester Place
London, W1U 8HU UK
$75,102 Frithjof Platou
Gabriel Panayotides
6/30/2013 $3,365,746 Wages
$3,402,101 Gabriel Panayotides
George Perivolaris
Nea Kifisia
6/30/2013 $10,406 Athens, 145 64 Greece Wages - Paid by Maryville Maritime
Inc.
$10,406 George Perivolaris
Hans Mende
Level 20, AMP Place 10, Eagle str.
GPO Box 732
6/30/2013 $6,667 Brisbane, Queensland 4002 Australia Board Member Fees
$6,667 Hans Mende
Pg 31 of 57
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Ismini Panayotides
6/30/2013 $78,043 Wages
$104,751 Ismini Panayotides
Ourania Galanou
6/30/2013 $79,982 Wages - Paid by Maryville Maritime
Inc.
$79,982 Ourania Galanou
6/30/2013 $239,648 Wages
$276,429 Pavlos Kanellopoulos
Pg 32 of 57
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
6/30/2012 - 7/1/2013
DATES OF
PAYMENTS/
TRANSFERS
AMOUNT PAID
OR VALUE OF
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Trevor Williams
6/1/2012 $422 Hamilton, HM HX Bermuda Expense Reimbursement
$40,422 Trevor Williams
Total: $5,045,441
Pg 33 of 57
6/30/2012 - 7/1/2013
STATEMENT OF FINANCIAL AFFAIRS - EXHIBIT 4A
ALL LITIGATIONS: 1 YEAR
NATURE OF
PROCEEDING
STATUS OR
DISPOSITION
COURT OR AGENCY
AND LOCATION
CAPTION OF SUIT
AND CASE NUMBER
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Case Number: 555919019
Piraeus Court of First
Instance
Dimos Iliopoulos vs. Excel
Maritime Carriers Ltd.,
Maryville Maritime Inc. and
Gabriel Panayotides
Employee Claim Open
EXP. No. 09999-2008-25
Callao, Peru San Fernando S.A. vs. Castalia
Services Ltd. / Excel Maritime
Carriers Ltd.
Cargo Claim Open
Pg 34 of 57
GARNISHED PROPERTY: 1 YEAR
DATE OF SEIZURE
DESCRIPTION AND
VALUE OF PROPERTY
NAME AND ADDRESS OF
PERSON FOR WHOSE
BENEFIT PROPERTY WAS
SEIZED
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Rotterdam, 3012NJ Netherlands
Weena 280, Weena 200 Building 8th Floor
Rule B Attachment , approximate
value $604,000
Chimbusco Europe B.V. vs. Excel Maritime Carrie 3/27/2013
Rotterdam, 3012NJ Netherlands
Pg 35 of 57
STATEMENT OF FINANCIAL AFFAIRS - EXHIBIT 5
REPOSSESSIONS, FORECLOSURES AND RETURNS: 1 YEAR
DESCRIPTION AND
VALUE OF PROPERTY
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DATE OF REPOSSESSION,
FORECLOSURE SALE,
TRANSFER OR RETURN
NAME AND ADDRESS OF
CREDITOR OR SELLER
Coolsingel 93
Transfer of 100% of the membership
interests of Excel Maritime Carriers Ltd.
in Hope Shipco LLC to Hope Shipco
Holding B.V. as the nominee of ABN
Amro Bank N.V. Upon this transfer, the
Debtors received a release from liabilities
totaling approximately $60.8 million.
The Debtors received an independent
estimate of the value of the vessel at the
date of this transfer which shows an
approximate value $40,400,000
ABN Amro Bank, N.V. 5/31/2013
Rotterdam, 3012AE Netherlands
Pg 36 of 57
PAID BY NAME AND ADDRESS OF PAYEE
PAYMENTS RELATED TO DEBT COUNSELING OR BANKRUPTCY
DATE OF PAYMENT
AMOUNT OF MONEY
OR DESCRIPTION AND
VALUE OF PROPERTY
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Akin Gump Strauss
One Bryant Park
4/30/2013 $200,000
6/21/2013 $127,637
$327,637 Akin Gump Strauss
Bracewell & Giuliani LLP
P.O. Box 848566
Dallas, TX 75284 USA
7/31/2012 $150,000
9/12/2012 $180,000
9/21/2012 $200,000
9/28/2012 $80,000
11/20/2012 $75,000
3/14/2013 $75,000
5/23/2013 $200,000
6/28/2013 $250,000
$1,210,000 Bracewell & Giuliani LLP
Credit Suisse AG
St.Alban-Graben 1-3
12/17/2012 $240,000
2/19/2013 $248,057
3/7/2013 $48,150
3/15/2013 $111,315
3/27/2013 $87,800
5/28/2013 $149,297
5/31/2013 $120,240
6/28/2013 $145,570
6/28/2013 $74,822
$1,225,251 Credit Suisse AG
Pg 37 of 57
AMOUNT OF MONEY
OR DESCRIPTION AND
VALUE OF PROPERTY
DATE OF PAYMENT
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Deutsche Bank - Steering Committee
1 Great Winchester Street
London, EC2N 2DB UK
11/23/2012 $1,686,000
12/18/2012 $1,571,000
2/4/2013 $898,883
2/21/2013 $361,841
4/4/2013 $783,273
4/22/2013 $597,648
5/30/2013 $1,010,690
7/1/2013 $851,013
$7,760,348 Deutsche Bank - Steering Committee
Donlin Recano & Company, Inc.
419 Park Ave. South
5/31/2013 $20,000
6/28/2013 $96,118
$116,118 Donlin Recano & Company, Inc.
Global Hunter Securities LLC
400 Poydras Street
Suite 3100
4/30/2013 $110,000 New Orleans, LA 70130 USA
6/21/2013 $110,000
6/28/2013 $27,567
$247,567 Global Hunter Securities LLC
Pg 38 of 57
AMOUNT OF MONEY
OR DESCRIPTION AND
VALUE OF PROPERTY
DATE OF PAYMENT
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Global Maritime Partners Inc
89 Nexus Way
Camana Bay
10/19/2012 $30,000 Grand Cayman, KYI9007 Cayman Islands
6/5/2013 $63,500
7/1/2013 $80,000
11/6/2012 $30,000
12/3/2012 $30,000
12/28/2012 $30,000
1/31/2013 $30,000
2/28/2013 $30,000
4/16/2013 $260,000
5/9/2013 $80,000
6/4/2013 $80,000
$743,500 Global Maritime Partners Inc
Joele Frank, Wilkinson Brimmer
622 Third Avenue
36th Floor
5/31/2013 $30,000 New York, NY 10017 USA
$30,000 Joele Frank, Wilkinson Brimmer
Pg 39 of 57
AMOUNT OF MONEY
OR DESCRIPTION AND
VALUE OF PROPERTY
DATE OF PAYMENT
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Miller Buckfire
601 Lexington Avenue
22nd Floor
9/11/2012 $200,000 New York, NY 10022 USA
4/4/2013 $125,000
5/10/2013 $125,000
6/10/2013 $120,802
6/28/2013 $125,000
9/24/2012 $125,000
9/28/2012 $80,000
10/22/2012 $125,000
11/28/2012 $125,000
1/7/2013 $125,000
1/25/2013 $125,000
3/6/2013 $125,000
4/2/2013 $78,017
$1,603,819 Miller Buckfire
Skadden,Arps,Slate,Meagher,Flom LLP
40 Bank Street
Canary Wharf
9/28/2012 $250,000 London, E14 5DS UK
11/28/2012 $300,000
12/17/2012 $400,000
4/2/2013 $400,000
5/10/2013 $500,000
6/11/2013 $2,500,000
$4,350,000 Skadden,Arps,Slate,Meagher,Flom LLP
Pg 40 of 57
AMOUNT OF MONEY
OR DESCRIPTION AND
VALUE OF PROPERTY
DATE OF PAYMENT
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Timagenis Law Office
57 Notara
9/11/2012 $128,524
9/28/2012 $129,865
12/28/2012 $186,397
6/14/2013 $419,328
6/27/2013 $137,310
$1,001,424 Timagenis Law Office
Total: $18,615,663
Pg 41 of 57
NAME AND ADDRESS OF
TRANSFEREE,
RELATIONSHIP TO
DEBTOR
OTHER TRANSFERS
DESCRIBE PROPERTY TRANSFERRED VALUE RECEIVED DATE
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
$0 Excel Maritime Carriers Ltd. contributed its
71.4% membership interest in Christine Shipco
LLC to Christine Shipco Holdings Corp. in
exchange for the concomitant increase in the
value of its shareholding in Christine Shipco
Holdings Corp.
Christine Shipco Holdings Corp.
Trust Company Complex, Ajeltake Island
Non-Debtor Wholly-Owned Subsidiary
Majuro, 96960 Marshall Islands
Ajeltake Road
6/26/2013
Total: $0
Pg 42 of 57
CLOSED FINANCIAL ACCOUNTS FOR 1 YEAR PRIOR TO FILING DATE
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
TYPE OF ACCOUNT, LAST FOUR
DIGITS OF ACCOUNT NUMBER,
AND AMOUNT OF FINAL BALANCE
NAME AND ADDRESS
OF INSTITUTION

DATE OF SALE OR CLOSING
St.Alban-Graben 1-3
date of closing: 11/22/2012 Credit Suisse Usd Current Account, XXX3021, final
balance: $0
St.Alban-Graben 1-3
date of closing: 11/22/2012 Credit Suisse Eur Current Account, XXX2302, final
balance: $0
City Point
date of closing: 5/27/2013 Macquarie Bank Limited
London, EC2Y 9HD UK
Margined Transaction Account,
XXXEXC01, final balance: $0
1 Ropemaker Street
Branch No. 600
date of closing: 5/27/2013 Deutsche Bank AG
Hamburg, 20457 Germany
Margined Transaction Account, XXX0600,
final balance: $0
Region Nord-Alter Wall 53
Pg 43 of 57
SETOFFS BY ANY CREDITOR OR BANK: 90 DAYS PRIOR TO FILING
AMOUNT OF SETOFF
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
DATE OF SETOFF
NAME AND ADDRESS OF
CREDITOR
1 St Martin's-Le-Grand
Nomura International PLC 6/7/2013 $1,280,000
London, EC1A 4NP UK
Pg 44 of 57
LIST OF PARTNERSHIPS OR 5% OWNERSHIPS: 6 YEARS
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Amanda Enterprises Limited 80 Broad Street 7/27/2012 through
Current
8034 Corporation
Monrovia, Liberia
Barland Holdings Inc. 80 Broad Street 7/27/2012 through
Current
8057 Corporation
Monrovia, Liberia
Candy Enterprises Inc. 80 Broad Street 7/27/2012 through
Current
8053 Corporation
Monrovia, Liberia
Castalia Services Ltd. 80 Broad Street 7/27/2012 through
Current
8055 Corporation
Monrovia, Liberia
Christine Shipco Holdings Corp. Trust Company Complex,
Ajeltake Road
Majuro, MH96960 Marshall
Islands
6/20/2013 through
Current
Corporation
Ajeltake Island
Coal Gypsy Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
2212 Limited Liability Company
Ajeltake Island
Pg 45 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Coal Hunter Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Coal Pride Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Excel Maritime Carriers LLC 777 Westchester Avenue
White Plains, NY 10604 USA
12/13/2012
through Current
Suite 101
Fianna Navigation S.A. 80 Broad Street 7/27/2012 through
Current
8041 Corporation
Monrovia, Liberia
Fountain Services Limited 80 Broad Street 7/27/2012 through
Current
8054 Corporation
Monrovia, Liberia
Grain Express Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Pg 46 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Grain Harvester Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Harvey Development Corp. 80 Broad Street 7/27/2012 through
Current
8048 Corporation
Monrovia, Liberia
Ingram Limited 80 Broad Street 7/27/2012 through
Current
8039 Corporation
Monrovia, Liberia
Iron Anne Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Beauty Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Bill Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Pg 47 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Iron Bradyn Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Brooke Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Fuzeyya Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Kalypso Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Knight Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Pg 48 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Iron Lindrew Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Manolis Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Miner Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Iron Vassilis Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Kirmar Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Pg 49 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Lowlands Beilun Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Marias Trading Inc. 80 Broad Street 7/27/2012 through
Current
8036 Corporation
Monrovia, Liberia
Maryville Maritime Inc. 80 Broad Street 3/31/2001 through
Current
Corporation
Monrovia, Liberia
Minta Holdings S.A. 80 Broad Street 7/27/2012 through
Current
6499 Corporation
Monrovia, Liberia
Oceanaut Inc. Ajeltake Road ,Ajeltake
Island
5/3/2006 through
4/13/2009
Corporation setup to be an acquisition
vehicle. However, no acquisition was
ever consumated.
Islands
Odell International Ltd. 80 Broad Street 7/27/2012 through
Current
2027 Corporation
Monrovia, Liberia
Pg 50 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Ore Hansa Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Pascha Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Point Holdings Ltd. 80 Broad Street 7/27/2012 through
Current
Holding
Monrovia, Liberia
Sandra Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Santa Barbara Shipco LLC Trust Company Complex,
Ajeltake Road
Islands
7/27/2012 through
Current
Ajeltake Island
Snapper Marine Ltd. 80 Broad Street 7/27/2012 through
Current
8051 Corporation
Monrovia, Liberia
Pg 51 of 57
NAME ADDRESS
NATURE OF
BUSINESS
LAST FOUR
DIGITS OF
TAXPAYER I.D.
BEGINNING AND
ENDING DATES
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Tanaka Services Ltd. 80 Broad Street 7/27/2012 through
Current
8037 Corporation
Monrovia, Liberia
Teagan Shipholdings S.A. 80 Broad Street 7/27/2012 through
Current
8045 Corporation
Monrovia, Liberia
Thurman International Ltd. 80 Broad Street 7/27/2012 through
Current
Holding
Monrovia, Liberia
Whitelaw Enterprises Co. 80 Broad Street 7/27/2012 through
Current
8050 Corporation
Monrovia, Liberia
Yasmine International Inc. 80 Broad Street 7/27/2012 through
Current
8046 Corporation
Monrovia, Liberia
Pg 52 of 57
NAME AND ADDRESS
DATES SERVICES
RENDERED TITLE
BOOKS, RECORDS AND FINANCIAL STATEMENTS - BOOKKEEPERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
17th Km National Road Athens-Lamia & Finikos Street
Athens, 145 64 Greece
Dimitrios Michos Accounts Manager
4/15/2008
through
Present Nea Kifisia
Christina Zitouni Chief Accounting Officer
4/1/1997
through
Present Nea Kifisia
Pavlos Kanellopoulos Chief Financial Officer
4/27/2010
through
Present Nea Kifisia
Loukas Economou Deputy Accounts Office
11/3/1997
through
Present Nea Kifisia
Pg 53 of 57
NAME AND ADDRESS
DATES SERVICES
RENDERED
BOOKS, RECORDS AND FINANCIAL STATEMENTS - AUDITORS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
11th Km National Road Athens-Lamia
Ernst & Young (Hellas) Certified Auditors - Accountants S.A
12/31/2010
through
Current Athens, 144 51 Greece
Pg 54 of 57
NAME AND ADDRESS TITLE
BOOKS, RECORDS AND FINANCIAL STATEMENTS - POSSESSION
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
Christina Zitouni Chief Accounting Officer
Nea Kifisia
Pavlos Kanellopoulos Chief Financial Officer
Nea Kifisia
Pg 55 of 57
CURRENT OFFICERS, DIRECTORS AND SHAREHOLDERS
PERCENTAGE OF STOCK
OWNERSHIP
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
NATURE OF STOCK
OWNERSHIP
10 Skouze Street
Director
Evangelos Macris
143-145 Notara street
Director
Frithjof Platou
27 Gloucester Place
London, United Kingdom
Director
Gabriel Panayotides
Nea Kifisia
Chairman Athens, 14564 Greece
Ismini Panayotides
Nea Kifisia
Board Secretary Athens, 14564 Greece
Nea Kifisia
Officer Athens, 14564 Greece
Trevor Williams
Director Hamilton, Bermuda
Pg 56 of 57
PERCENTAGE OF STOCK
OWNERSHIP
CURRENT OFFICERS, DIRECTORS AND SHAREHOLDERS
In re ___________________________________________ , Case No. ______________________________
Debtor (if known)
13-23060 (RDD)
NATURE OF STOCK
OWNERSHIP
Gabriel Panayotides
Nea Kifisia
Class A Shares 35.5 Holder of Class A
Shares
Ismini Panayotides
Nea Kifisia
Class A Shares 4.8 Holder of Class A
Shares
Gabriel Panayotides
Nea Kifisia
Class B Shares 51 Holder of Class B
Shares
Ismini Panayotides
Nea Kifisia
Class B Shares 10.1 Holder of Class B
Shares
Mary Panayotides
Nea Kifisia
Class B Shares 18.8 Holder of Class B
Shares
Pg 57 of 57

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