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This section provides the theoretical underpinning for the three more practical sections that follow. It addresses the basic issues of why would someone want to carry out an occupant
53.1 Copyright 2001 by The McGraw-Hill Companies Retrieved from: www.knovel.com
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survey at all and how such surveys fit into the wider picture of IAQ. Anyone carrying out or commissioning an IAQ survey should seek to acquire an understanding of these fundamentals. Much of the discussion in these chapters is focused on surveys of groups of 50 or more people sharing a common environment (e.g., the occupants of an office building). Although the general points will apply to other kinds of environment (e.g., individual homes), much of the specific guidance would need to be adapted.
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factors, locations, and times (e.g., the smell of tobacco smoke in the corridor on Monday afternoon) or for combinations of factors, averaged over time and space (e.g., the general air quality in the whole building during the past year). The information can be recorded at the time of exposure or it can be reported retrospectively, even without prior warning; this means that people are often the only source of data about how the air quality has been in the past. Some kinds of information can be acquired only by occupant surveys (e.g., symptoms of ill health related to being in a particular building). In using this rich source of data, there are two key problems: poor calibration and inefficient downloading. Calibration refers to the need to use data from different individuals, who respond and think differently from each other, to make valid judgments about indoor air quality and how to improve it. Put simply, two people in the same environment will rarely have identical reactions to that environment. This difference may reflect inherent susceptibility, the modifying effects of various environmental factors, and differences in reporting. There are two main ways to reduce this variability: (1) to train people to give similar responses and (2) to average the responses from sufficient people to reduce variation to a level that is acceptable for the purpose of decision making. Of course, sometimes individual variation is the subject of a study rather than a nuisance to be controlled, as in the case of research into the distribution of susceptibility and its determinants. Even if two people have identical reactions to a particular aspect of the environment, they may not give identical responses in a questionnaire; not only this, but slightly different questions on the same issue will elicit different answers. This is the problem of downloading data from people (obtaining information that is both valid and reliable). Peoples breadth of measuring and logging capacity can thus become a limitation of occupant surveys, particularly if the survey process is not carefully managed so that the investigator knows what the occupants are reporting and according to what criteria. Fortunately, there are procedures for addressing these problems, as discussed later in this chapter.
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Productivity. Although productivity or staff efficiency would appear to be a potential basis for standards, a principal barrier has been defining and measuring productivity. To use work performance as a criterion is feasible in some settings, for example, where people are doing repetitive routine tasks, but in other cases it is much more difficult to assess whether performance has been improved or reduced by attaining a certain level of IAQ. For some types of work it may be some years after a piece of research was performed before its usefulness can be established. In practice there is little readily usable data linking IAQ with productivity. Nevertheless, productivity is a key element in the motivation to improve IAQ in the workplace because it is generally assumed that healthy, comfortable staff are also productive staff.
Because the symptoms are associated with particular buildings, they are often called building related. The time required for recovery can vary from hours to weeks, depending on the type and severity of the symptom. Thus, to say that SBS is a real phenomenon is merely to say that there is a variation in symptom prevalence among buildings, not a clear division into sick and healthy buildings but a continuous variation. Some studies have used more extensive lists of symptoms, including for example, airway infections and coughs, wheezing, nausea, and dizziness (WHO 1982); high blood pressure (Whorton and Larson 1987); and miscarriages (Ferahrian 1984). However, although these conditions are mentioned as occurring among staff in certain sick buildings, they probably should not be included in SBS. Taste and odor anomalies are not necessarily symptoms: they are better considered as environmental perceptions and are therefore best excluded from the list of defining symptoms. SBS is thus defined, as many health problems have been in the past, in terms of symptoms and conditions of occurrence rather than cause (except at the very general level that buildings are somehow responsible). The reason is that there is no single proven causal agent, and any attempt to introduce etiology into the definition is likely to be misleading at present. This would apply equally to specific causes (e.g., tight buildings) and to common generalizations such as SBS being diagnosed only when there is no known cause or
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where there are multiple causes. It is nevertheless possible to talk of preventive and remedial measures, much as many diseases were to some extent prevented (e.g., by hygiene practices) and treated by reducing specific symptoms (e.g., fever) long before the cause of them was identified. Although SBS can be defined, the definition of a case of SBS (a sick building or SBSaffected person) is to some extent arbitrary. A theoretical definition of a case could follow from the definition of SBS, but in practice the identification of specific cases would depend on what is regarded as an acceptable level of symptoms among the occupants.
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The Causes of SBS. The list of suggested causes for SBS is very long indeed, as addressed in other chapters of this book. Although this chapter does not review the evidence on the possible causes, it should be noted that, although many studies have focused on IAQ and ventilation rates, there seem to be some contributions from a wide range of other factors in the environment (particularly temperature, humidity, cleanliness of offices, and personal control over the environment). Current evidence suggests that no single factor can account for SBS: there are probably different combinations of causes in different buildings. The statement is sometimes made that we do not know the cause of SBS; this is unhelpful because we know many causes of SBS. The problem is one of identifying the cause or causes in particular buildings because this entails consideration of interactions occurring at the following four levels among etiological factors: The building. The design, construction, and location of a building and its services and furnishings may contribute to IAQ problems in a variety of ways, from the site microclimate through shell design (i.e., depth of space) to the building services and build out.
The indoor environment. The effects of the building and site will generally be mediated by characteristics of the indoor environment (e.g., temperature or allergen levels). The occupants. Households or organizations that occupy and operate buildings may contribute to IAQ complaints, for example, via the quality of building maintenance and workforce management.
The individual. Reported experience of IAQ problems varies from one person to another within buildings for a number of reasons, which would include personal control over the environment, constitutional factors, behavior, and current mental and physical health.
In addition, causes of SBS may stem from the earliest origins of a building, from the original concepts, specification, and design for a building through the construction, installation, and commissioning to the maintenance and operation of the building. Hence it is too simplistic to talk about the causes of SBS only at the level of IAQ parameters causing certain symptoms. The investigator must remember that the determinants of SBS cannot be addressed adequately using only an occupant survey.
The process of deciding to carry out an occupant survey is important because it should identify the reason for the survey or hypotheses to be tested, which in turn will be a key factor in deciding the method to be used. The decision-making process should also bring all the interested parties together in consensus over the approach. The most common reasons for initiating a survey would be as follows:
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There is a suspected problem with the indoor environment, based on spontaneous complaints, illness reports, sickness absence, or environmental monitoring. There is a desire to be proactive in monitoring the quality of the indoor environment. It fits the needs of a research project.
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Response to Suspected Problems If an IAQ problem is suspected, there is rarely a good reason for not conducting an occupant survey. Neither the act of conducting a survey nor the results found define liability for the IAQ problem. Rather, the survey is a first step toward finding a solution. In many cases, the occupants may consider that they have already made a diagnosis, that remedial action should be taken, and that any further survey is likely to be uninformative. Although such feelings are understandable, an unsystematic and anecdotal collection of complaints is a poor guide to what action should be taken. On the other hand, some managers would prefer to believe that there is no problem and that surveys will only cause further complaints. Unless spontaneous complaints are investigated in a more rigorous manner, such conflicts in views cannot be resolved. Either the occupants will continue to be affected by SBS, with implications for their health and the success of the company occupying the building, or effort may be wasted addressing a problem that never existed. A good occupant survey should not just confirm (or otherwise) the level of complaints in the building but should also provide information about where and when there are problems and what types of complaints are being made. It may also give an indication of the cause of the problems, but this must always be backed up with further investigations involving other measurements and/or interventions. A survey will also provide a basis for evaluating the effectiveness of any remedial measures that might subsequently be undertaken. This application could include piloting remedial measures in one part of a building and assessing the outcome before extending the measures to other parts of the building. This type of application has many of the characteristics of a research project, with all the methodological rigour entailed.
To tell the facilities manager and other parties whether a building is performing to an acceptable standard
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To tell those who contribute to future buildings about how to create better environments (whether their contribution is in design, building, installation, commissioning, operation, maintenance, or management)
In other words, the purpose of carrying out surveys is to improve the product, whether that product is the environment in a current building or in a future building. In a busy facilities management situation, it can be tempting to believe that occupant surveys are not necessary (because occupants will complain if there is a problem) or actually counterproductive (because they create or exaggerate problems or create an awareness of problems). A forward-looking company will set aside these concerns in favor of the goal of achieving greater client satisfaction. Occupants do complain, but their complaints are often an unreliable indication of the scale and nature of any problems because complaints are also motivated (positively or negatively) by a range of factors unrelated to the subject of the complaint. Besides, what kind of service provider can really afford to wait until the situation becomes bad enough to provoke complaints? It is good practice in any industry to identify and deal with complaints before they break out and are labeled as a problem. Thus, the second objection (i.e., that occupant surveys create problems) is unsound. Surveys will identify whether a problem exists and thereby offer an opportunity to solve the problem. By using a standard questionnaire, the results of the survey can be compared with a wider database to show how the building is performing in relation to comparable stock (see Section 53.3). Alternatively, repetition of the survey will show whether there are changes over time in the performance of a building, which would give an even clearer indication of impending problems. An interval of 2 years between surveys is a reasonable norm, but the interval could be shorter or longer depending on the pace of change in the building or workforce.
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environment, and measurements are made to determine whether the modifications have been successful in reducing the symptoms experienced. This approach allows for control of potential confounders and thus provides stronger evidence on the causes of SBS. Identifying the type of research that is to be carried out is the key to choosing the right research design and the right survey instruments. Research that seeks only to identify sick buildings requires a relatively simple screening questionnaire. A search for risk factors requires the collection of additional data on potential determinants and modifying factors. Intervention studies require yet another layer of sophistication: Their design has recently been discussed at length (Berglund et al. 1996) and is summarized later in this chapter.
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Reliability and Validity. One problem in IAQ research is that questionnaires have been accepted without sufficient evidence of validity or reliability. It is important to characterize these properties of any instrument, including questionnaires. The reliability of a measurement refers to how precisely it measures. The reliability is usually expressed as a reliability coefficient, which is the proportion of obtained variance that is due to true variance in the variable being measured. Repeatability is one indicator of reliability because if an instrument is imprecise, there will be a low correlation between repeated measurements; this is how reliability was established for the U.K. Office Environment Survey (OES). The validity of a measurement refers to how well it measures what it intends to measure. One type of validity is empirical validity, the degree of association between the measurement and some other observable measurement. For example, the OES was validated in comparison with medical interviews (Burge et al. 1990), whereas others have used objective measures such as tear film breakup (Franck & Skov 1991). An alternative type of validity is construct validity, which means that the measurement should correlate with all other tests with which theory suggests it should correlate and should not correlate appreciably with other tests with which theory suggests it should not correlate. The OES symptom prevalences correlate with environmental discomfort and productivity but much less with control over the job. Symptoms are, by their nature, subjectively reported. Hence, symptom reports have an implicit validity because what the respondent says is important in its own right. This is helpful only up to a point because if the report has no relation to physiological states, the investigator could be misled about the nature of the problem. The important point is that good practice should be used in recording symptom reports.
Bounded recall addresses overreporting due to forward telescoping outside the requested time range (it may be controlled by establishing the baseline in an initial survey). Narrowing the reference period for survey reporting is a good corrective means. Averaging refers to questions about typical conditions, which provide more representative data than single day focused questions. Landmark events may be referred to instead of specific dates to anchor the timing of other events. The question could ask about a symptom experienced since Christmas, instead of during the last month. Cueing means that cues are provided to help memorizing. The purpose of cues is to stimulate recall by presenting a variety of associations.
Simplicity Is the Rule, Complexity the Exception. There is a need for simplicity, intelligibility, and clarity. It is imperative that common language should be used, questions should be short, and confusions should be avoided (Sheatsley 1983). If the respondents are faced with a task they cannot manage or they believe they cannot manage, the responses
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have low information value. It is generally easier to answer questions bearing on ones own experience and behavior (facts) than questions on opinions and attitudes (evaluations). The latter are assumed to be more open to the respondents own definition than the former. Ranking scales have a long history in survey research. Alwin and Krosnick (1985) showed that rankings (rank order is given) do not show the same relationship to predictor variables as ratings (category scale value is given) even though the same factors were investigated. Magnitude estimation scales are a third, more complex, technique of responding. Magnitude scaling of attitudes has been calibrated against numerical estimation and physical line-length estimation of physical stimuli such as light, sound, and odors (Berglund et al. 1975, Berglund and Lindvall 1979, Lodge 1981). Although these more complex techniques have considerable interest and potential usefulness, they have been little used in survey research into IAQ (Garriga-Trillo and Bluyssen 1999). Questionnaires with closed questions are easiest to standardize. A widespread criticism of closed questions is that they force people to choose among offered alternatives instead of answering in their own words. Nevertheless, because closed questions give the same response options, they are more specific than open questions and therefore more apt to communicate the same frame of reference to all respondents. The typical survey question incorporates assumptions not only about the nature of what is to be measured but also about its very existence.
Type of response format (e.g., ranks, ratings, magnitude estimation scales). Open or closed questions (closed questions are easiest to standardize but they are sometimes criticized for limiting the respondents options). The effect of the context of other questions, especially neighboring questions, in the questionnaire. The overall length and difficulty of the questionnaire (consider the amount of information collected per respondent, how useful the information is, and how many sampled people will respond at all).
In some cases, other issues will need to be considered; for example, the questionnaire might need to be completed by children or by adults who have restricted literacy. If the questionnaire is to be translated into other languages, it should be checked to ensure that adequate translation is possible and that the questions are likely to be culturally acceptable wherever they are asked. Investigators should characterize the instruments to be used by the following: Piloting or otherwise validating the instrument Knowing the meaning of each measure, score or index Assessing and correcting for any predictable source of error such as habituation, practice, response sets, and false responses
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This would require reading the literature on an instrument (including questionnaires) and being trained in its use. Sometime researchers may rely on developing an understanding of the instrument in the course of the study, but this carries obvious risks. The following should be considered in the pilot: variation in responses, meaning, task difficulty, respondent interest and attention, flow and naturalness of the sections, the order of questions, skip patterns, timing, respondent interest and attention overall, and respondent well being (Converse and Presser 1986).
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The Example of the ROES Questionnaire Introduction. In the United Kingdom, an expert group set up by the Royal Society of Health has agreed on a standard questionnaire, the Revised Office Environment Survey questionnaire (ROES) together with instructions for its use and normative data (Raw 1995). ROES is intended to be used for screening surveys to determine the prevalence of SBS in a particular building. An account follows of the issues that need to be covered when designing or selecting a questionnaire for indoor environment surveys, with examples taken from the development of ROES (see Appendix A for sample of the ROES). More detail on ROES itself can be found in Raw (1995). Two other major questionnaires, used extensively in the United States by the Environmental Protection Agency (EPA) and National Institute of Safety and Health (NIOSH) are discussed at greater length in Chapter 3. Another questionnaire that has been widely used is the Swedish MM Questionnaire (Andersson et al. 1988). The Symptoms to Be Included. The starting point for the selection of symptoms to be included was the list of symptoms in the largest U.K. study of SBS, the Office Environment Survey, or OES (Burge et al. 1987, Wilson and Hedge 1987). The same list has been used in many subsequent and previous U.K. studies. Using the same list of symptoms provided immediate reference to an established database. These symptoms were as follows:
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surveys and are unlikely to be misreported as earlier symptoms on the list. It was therefore agreed to delete these symptoms. A number of questionnaires, particularly in Scandinavia (Andersson et al. 1988, Skov et al. 1989), have included skin symptoms on the list (e.g., dry skin, skin rash, redness of the skin). For the sake of greater international compatibility it was thought advisable to introduce a question about skin symptoms at the end of the list. If particular investigators or researchers added symptoms to the end of the list, it could still be possible to compare with a database unless the symptoms added were similar to those on the main list. However, it would be advisable to test this assumption. If questions were subtracted, or if the symptom descriptions were changed, comparison with the database would be invalidated. The layout of the symptom questions was changed from that used in the OES (Burge et al. 1987, Wilson and Hedge 1987) because the opening question (in the past 12 months have you had more than two episodes of any of the following symptoms) was considered ambiguous and, with the questions now covering more than one page, likely to be forgotten by the respondent. The question is therefore now asked separately for each symptom. This creates some monotony but at least the question is clear.
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questionnaire uses a 4-week period, as does the related NIOSH questionnaire. The ROES was adapted for 1-month recall and for reporting current conditions, as part of the European IAQ audit project (Groes et al. 1995). These questionnaires would generally be suitable for intervention studies in which changes over a period of much less than a year normally need to be detected. Building Relatedness. The ROES questionnaire seeks to establish whether symptoms are related to being in the target building by asking the question Was this better on days away from the office? From the point of view of comparison with the OES data, it is preferable to maintain this approach. However, the question is not specific about the comparison to be made and demands interpretation on the part of the respondent. For example, does it mean on whole days away from the office, away from the office at home or away from the office in other buildings or outdoors or on holiday. For building-level comparison, it should be valid, assuming that people will, on average, adopt the same kind of interpretation. It also appears, in fact, that the phrasing of the building-relatedness question has little effect on symptom reports (Raw et al. 1996a). Frequency of Occurrence. For screening purposes, it is not necessary to include ratings of the frequency of the symptoms, although such scales can be useful. A frequency scale has been included, placed after the assessment of building relatedness to maintain compatibility with the U.K. database. The scale meets the dual requirements of (1) covering the complete scale of frequency without (2) having overlap between categories. Including such a scale gives the potential for greater sensitivity in comparing symptom prevalence between buildings or over time. Layout. The layout of the questions (i.e., whether it is question by question or with the responses given in a grid) may be significant. Where responses are given in a grid, Raw et al. (1996a) report that respondents have a greater tendency simply to pick the symptoms that particularly apply but not give a response to the others at all (i.e., there are more missing responses). They also found that there is less variance in response within respondents, as though there is a tendency to stay within or close to a particular column (frequency category) of the grid. Therefore, although a grid would require less space (probably one page rather than two), separate questions are preferred.
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If the environment questions are not required in a particular survey, they can be omitted by taking out the central pages of the questionnaire. This has subtle effects on symptom reporting, depending on the gender of the respondent and the overall quality of the indoor environment, but it does not affect the overall symptom prevalence (Rathouse and Raw 2000). Questions on Confounding Factors. Two kinds of confounding factors can be included in an SBS questionnaire: variables that permit adjustment of the building symptom score and variables that may provide insight into the causes of problems in the building (and modifying factors and confounders). The building symptom index (BSI) can be corrected for gender, job type, and visual display unit use (the latter is a relatively minor modifying factor). If some staff are part time or spend time in different parts of the building, this also may need to be taken into account. In a screening questionnaire, there is only a limited role for seeking to identify the cause of SBS: The existence of the problem should be determined before its causes. However, a limited number of questions were included about the office environment as discussed above, plus questions on speed and effectiveness of the management in dealing with indoor environment problems, privacy, office layout, and decor. Ratings of overall working conditions, productivity, personal medical history, alcohol consumption, and work breaks are not included because they are not likely to add significantly to data at the building level. Questions about the job and quality of management are also not included because these are not primary issues in screening (they may be relevant in certain research studies) and may inhibit some managers from agreeing to the survey and some staff from returning the questionnaire. Consideration was given to including some kind of check for honest and consistent reporting, to improve the validity of responses. This could significantly increase the length of the questionnaire, and the usefulness of a lie scale is likely to reduce over time as people become aware of its existence. The required comparisons are in any case probably valid without this kind of check because the database used for comparison would have any tendency to misreport built into it. The presence of unusual patterns of response to the questionnaire could in principle be used as a form of lie scale, but this idea has not been developed. Adding Questions. It is always tempting to collect too much information, much of which will never be subjected to any useful analysis. The ROES questionnaire is designed with this in mind: It is a basic screening questionnaire to determine whether there are problems with occupant health and comfort, not a method of showing what is causing the problems. If there is any intention, in a particular survey, to add to this questionnaire, it can be useful to ask the following questions: Is it possible or necessary to carry out a statistical analysis of the information to be gathered? How much, approximately, should the study cost, how long should it take to complete, and what uncertainty can be tolerated in the results? What are the motives and purposes of the study and for gathering particular items of information, and would they be credible to the respondents?
A questionnaire is not in itself a method; it is an instrument, which will produce valid results if used in accordance with the manufacturers instructions. There is very little
Copyright 2001 by The McGraw-Hill Companies Retrieved from: www.knovel.com
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value in using a standard questionnaire without following the data collection method recommended for that questionnaire. A questionnaire study is an important part of monitoring the health of people in the workplace, and it is worth a little effort to organize it well. Much effort can be wasted through simple oversights, but a few basic principles will make the task more manageable. The following guidance is based on that given with the ROES questionnaire. If available, the guidance provided with whichever questionnaire is used should be followed.
Hold preliminary discussion between the organization that will carry out the survey, management, unions, and other representatives of the building occupants, safety officer, maintenance staff, and so forth (the survey should nonetheless be seen by staff to be independent of management and unions). Ensure that staff know the survey is approved by management and other parties as appropriate and can therefore be regarded as part of their work. Establish agreements about confidentiality and lines of communication between all parties. Agree to inform building management immediately about any health risks that are discovered.
Confidentiality is particularly important, not only from the point of view of motivating the respondents but also for evaluation of the results. If the survey is being conducted as part of a research project, an early stage of the work will often be to select a building. This selection will depend on the purpose of the project and cannot be covered in detail here. However, in the case of an intervention study, the following should be considered when selecting a building: A single large building (with many rooms and people) allows better specification of experimental/control conditions than several small buildings, unless the small buildings are all very similar in design, operation, occupancy, and managementin either case the objective is to reduce confounders by making the experimental and control groups as similar as possible. The initial level of SBS symptoms should be high in the building, to be able to demonstrate an improvementone way of identifying such a building is by examining the level of spontaneous complaints from building users, but the actual level of symptoms should be confirmed by a structured survey. There needs to be a high level of cooperation from all parties concerned with the building, especially in relation to carrying out the intervention. The management of the study will probably be simplified if the organization that occupies the building is also responsible for its maintenance.
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There is of course the additional question of when the researcher should embark on a major study: Should obvious problems with the building be put right first and should the first questionnaire survey be carried out before any such remedial measures? The answer will depend largely on the researchers resources and research objectives. It may be of interest to assess whether any obvious problems in a building are actually responsible for occupant complaints. In such cases it will be necessary to carry out a first stage of monitoring before carrying out any remedial measures. If, however the requirement is to identify the causes of problems once the building appears to be operating within normally accepted conditions, the first stage of the monitoring could be delayed. If it is delayed, it should be well after the first remedial measures have been completedat least as long as the recall period of the questionnaire.
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2. Stratified random sampling classifies population elements (e.g., people) into strata (e.g., departments, job grades), and random sampling is then carried out separately from each stratum. This can be complex but may be useful to ensure an adequate statistical sample of any small population subgroups. Any mean values calculated for the building as a whole would then have to be corrected to take account of the overrepresentation of particular groups. 3. Multistage cluster sampling can be used when the population is very large, for example, an estate of many buildings. Clusters of elements are selected randomly in one or more stages (e.g., 5 out of 20 buildings, then half the floors on each selected building), and then at the final stage individuals are randomly sampled. 4. Probability proportional to size sampling would select, for example, a sample of rooms weighted by number of individuals in each room (i.e., the more people in the room, the more likely it is to be selected).
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Give a contact point for queries. Fix dates for feedback to respondents, especially the end of the study.
Direct social interaction can also be valuable by showing appreciation, understanding that they are tired and busy, and showing a presence. A few minutes dealing with a simple misunderstanding or objection can prevent nonresponse. Of course it is critical that the investigators do not actively influence the answers that respondents give in questionnaires: Social interaction should be kept at a moderate and professional level. This interaction should be achieved by delivering the questionnaire personally to each selected person and collecting the questionnaire a short time later. The questionnaire should be collected the same day if possible in case the respondent is absent the following day. On collection, the questionnaire should be briefly checked for any obvious errors and for completeness. Errors can then be corrected at this time, or the respondent can be encouraged to complete the whole questionnaire. It can be helpful to monitor nonresponses and, where possible, to understand the reasons for them. This may make it possible to reinstate a respondent or to avoid the nonresponse of others. Analysis of nonresponse is not necessary if the target of 80 percent is achieved.
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TABLE 53.1 Percentage of Respondents Reporting the Occurrence of Each Symptom Symptom Lethargy Blocked or stuffy nose Dry throat Headache Itchy or watery eyes Dry eyes Runny nose % Reporting 57 47 46 43 28 27 23
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The obvious interpretation is not necessarily the correct one (e.g., ratings of dry air can mean that the air is dusty or polluted with organic vapors, ratings of stuffiness can mean that it is too warm, and reports of offices that are too warm can be due to low air movement rather than air temperatures in excess of recommended levels). The suggested failing in the environment may well be present, but it is not necessarily related to SBS in the building. Symptoms could cause adverse perceptions of the indoor environment, rather than vice versa.
As a guide, some figures from the OES are given in Table 53.2. The mean is not necessarily the optimum, but it does give an indication of what can reasonably be expected. Most of the scales are unipolar: One extreme is good and the other bad. In these cases, any score higher than the mean should be investigated further, and any figure more than one standard deviation above the mean should be a cause for concern. Three scales (temperature, air movement, humidity) are bipolar: Neither end of the scale is ideal, and a deviation above or below the mean of more than one standard deviation represents a cause for concern. In all cases, interpretation of the environmental ratings should be complemented by local knowledge of the conditions in the building and/or by objective monitoring of the indoor environment.
Ethical Considerations
Environmental change intended as treatment of subjects who have SBS may cause ethical problems for the researcher. In the laboratory experiment, the researcher may avoid the
TABLE 53.2 Means and Ranges of Environmental Ratings from the OES Rating Mean S.D.
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ethical problems by exposing only voluntary subjects to known concentrations of specific pollutants for controlled periods. In field settings, the building occupants have to be fully informed about their participation in an experiment and about the possible consequences of the environmental change. Because the occupants best interests have to be met by the scientific manipulation, what the researcher may accomplish will be restricted in field research. For ethical reasons the researcher should be able to reasonably well assure that the occupants are provided the best treatment by the planned environmental change. Rothman (1986) lists a number of constraints that have to be considered for ethical reasons. One obvious constraint is that exposures assigned to occupants should be limited to potential preventives of disease or disease consequences, thus including SBS. Another constraint is that the exposure alternatives should be equally acceptable under present knowledge. A third constraint is that by being admitted to the study, occupants should not be deprived of some preferable form of treatment or preventive measure that is not included in the study. For example, it is unethical to include a placebo therapy measure (e.g., an unconnected ventilation inlet) in circumstances for which there is an accepted remedy or preventive measure.
53.5 CONCLUSION
Making sense of IAQ problems depends not on any single research finding but on putting together the right conceptual framework and using it in research that has been well designed and implemented. The following are necessary interrelationships among three important issues regarding SBS:
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The definition of SBS Diagnosis of SBS in specific buildings Establishing and comparing the prevalence of SBS in different buildings and contexts
This chapter has set out a definition that makes diagnosis possible and a diagnostic method that produces consistent and useful results. The method comprises both a questionnaire and a procedure for using the questionnaire; both are essential. The method is not unique, and an indeterminate number of other approaches might be taken. It is better to choose a single approach even if it is for no other reasons than that this particular approach has been tried and has produced a database of comparison figures. Against this conceptual framework, the benefits and methods of intervention studies have been described. Future research and problem solving will need to be directed in an integrated and multidisciplinary manner to all stages in the life of the building and will need to cover the building itself (and its location), the indoor environment, the organizations that occupy buildings, and the needs of individual workers. There are many possible causes of complaints about IAQ, and they are interrelated and interactive, creating multifactorial problems that demand a multidisciplinary approach: a comprehensive view and systematic checking of possible problems, not a standard solution applied to all buildings.
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REFERENCES
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