Documente Academic
Documente Profesional
Documente Cultură
1
2
THE BILL OF RIGHTS & THE CIVIL WAR AMENDMENTS
XIII - No slavery
XIV - Equal Protection Clause
XV – Right to vote (can’t be denied right b/c of race, color or b/c you were a slave before)
CONSTITUTIONAL PROTECTION
WHO IS PROTECTED?
I. The Scope of Constitutional Rights
A. Reid v. Covert – Δ (US citizen) kills her husband, who is in the military, abroad. At the time of the
offense, she was in England, and there was a treaty btwn U.S. & UK which permitted US military
courts to exercise exclusive jurisdiction over offenses committed in UK by US servicemen or their
dependents. Δ tried by US military & given the death sentence. Δ challenges this, claiming that she
was entitled to constitutional protection (5th & 6th Amendments) which she did not get.
i. Ct held that the Constitution always trumps treaties, so Δ entitled to her constitutional rights. The
constitution limits US actions against citizens abroad.
a. Doctrine of enumerated powers
3
1.The federal government does not possess any power other than what is enumerated in the
Constitution (for the most part). Since the constitution is source of all power, the federal
government only exists because of the constitution and so they can only act because of the
constitution.
b. Texts of the 5th & 6th Amendments
1.5th – capital crimes by a grand jury, except in cases arising in the land or naval forces.
(a)Civilian wives of soldiers not included in the exception
2.6th - trial by jury in criminal proceeding
ii.Harlan’s Concurrence - the Constitution applies overseas, unless its application was
"impracticable and anomalous." This requires a case by case analysis.
a. Harlan thinks the constitution applies here b/c it’s a capital offense. Perhaps it wouldn’t have
applied if not a capital offense, but it depends on the situation.
B. Model’s of Constitution’s Scope
Citizens in US Citizens outside Non-Citizens in US Non-citizens outside US
territory US territory territory territory
Constitution Fundamental Constitution always applies Depends on which right
always applies rights of if non-citizens are part of a • Harlan says only
Constitution “national community” fundamental rights
apply, when not (permanent resident get Depends on the text
impracticable or protection, but what about • as long as it’s the US
anomalous illegals? Still unclear). actively doing something
(Harlan in Reid)
4
2.Terry v. Adams (1953) – Jaybirds a private organization run like a political party & had
elections within the org. Held to be performing a government function b/c their candidates
always will elections (uncontested), so effectively, this is where the real votes count.
b. Company-owned town
1.Marsh v. Alabama (1946) – town owned by a shipbuilding company (private). Town looks
like any other, so just b/c owned privately, their operation is essentially a public function (as a
municipality), so it is subject to state regulation.
c. Shopping centers and malls
1.Amalgamated Food Employees Union v. Logan Valley Plaza (1968) - a large, privately-
owned shopping center was the functional equivalent of a business district (municipality).
d. Private parks
1.A private park is a government function if it is generally open to the public (so it is
municipal in nature).
e. Gated Communities
ii.What is a Government Function? The question is "whether there is a sufficiently close nexus
between the State and the challenged action of the regulated entity so that the action of the
latter may be fairly treated as that of the State itself."
a. Jackson v. Metropolitan Edison Co., 419 U.S. 345 (1974) – private utility company is heavily
regulated by the state. Providing power is not a traditional governmental function
1.State action b/c state has given the utility a monopoly. Ct disagrees. This is more of a
"natural monopoly," which exists b/c of the nature of providing electricity. Regulation was
imposed on such natural monopolies as a substitute for competition.
2.State action b/c the utility company provides an essential public service, so it is performing a
"public function." Ct says this would be true, but this is not a traditionally state function.
Statute imposes a duty on regulated utilities to provide service, but no duty for the State to
provide those services. Too many business subject to regulation & they can’t be state function.
3.State action b/c the utility's service termination practice was authorized and approved by the
State. The termination procedure was in place before state started regulating, so State never
really considered it, they just let them keep doing it.
B. State Entanglement or Encouragement - is the private actor sufficiently involved with or
encouraged by the state so as to be held to the state's constitutional obligations?
i. Shelley v. Kraemer, 334 U.S. 1 (1948) – restrictive covenant in community that limits selling
property to whites only. Shelley owned a home & wanted to sell to a black couple. Neighbor
(Kraemer) went to court to enforce the restrictive covenant.
a. The covenant is not imposed by the local government, it’s a private covenant. Since this is a
private agreement there is no state action. However, the court’s enforcement of the covenant
constitutes state action, and this would be in violation of the 14th Amendment.
b. Every private transaction enforced by courts will essentially be state action. Whenever the
court enforces some private activity, they have to consider whether or not they are effectively
violating a constitutional right.
ii.Problems
a. Will devising property on condition that if person marries a person "not born in the Hebrew
faith" the property goes to someone else.
1.This is generally ok. This is a gift, rather than a sale.
b. Child custody decree requiring private school tuition payments by father to a school that
discriminates on the basis of race.
1.Formal distinction (not state action) - father required by court to give money to mother, but
it’s the school that's discriminating. Probably not state action b/c not close enough nexus
btwn state action and the discrimination.
5
THEORIES OF INCORPORATION
th
I. Incorporation and the 14 Amendment
A. Prior to the 14th Amendment, the Bill of Rights did not apply against the states.
B. The 14th Amendment shifted from limit on federal government to limits on both federal and state
government.
i. "No state shall make or enforce any law which shall abridge the privileges or immunities of
citizens of the United States." (But see: Slaughterhouse Cases)
ii."Nor shall any State deprive any person of life, liberty, or property, without due process of law."
II. Total Incorporation VS Selective Incorporation
A. Note: some of the personal rights safeguarded by the 1st 8 amendments against federal action may also
be safeguarded against state action, because a denial of them would be a denial of due process (Twining
v. New Jersey).
B. Total Incorporation view - that the 14th amendment made all the provisions of the Bill of Rights
fully applicable to the states.
i. Adamson v. California, 332 U.S. 46 (1947) [DISSENT - J. Black] supported total incorporation, b/c
the original purpose of the 14th amendment was to extend to all the people of the nation the
complete protection of the Bill of Rights.
C. Selective Incorporation – Some rights are incorporated***
i. The test for which rights should be incorporated:
a. Those rights implicit in the concept of ordered liberty (Palko v. Connecticut)
b. Those rights deemed fundamental to the American scheme of justice (Duncan v. Louisiana)
ii. Almost everything in the Bill of Rights is incorporated.
a. Exceptions:
1.Amendment II - right to bear arms
2.Amendment III - quartering soldiers
3.Amendment VI - grand jury
4.Amendment V - civil jury
5.Amendment VI - no excessive bail
III. Selective Incorporation and Due Process
A. Does the 14th Amendment have independent force?
i. Rochin v. California, 342 U.S. 165 (1952) – Rochin involuntarily had his stomach pumped to find
evidence of his possession of illegal drugs.
a. Majority (Frankfurter): The conduct violated the 14th amendment due process. Due process
prohibits using methods that "offend a sense of justice." Police cannot extract by force what is in
someone's mind, therefore, they may also not extract by force what is in his stomach. This
activity “shocks the conscious.”
b. Concurrence (Black): 5th amendment's protection against compelled self-incrimination applied
to the states and a person is compelled to incriminate himself when incriminating evidence is
forcibly taken from him.
1.Disagrees w/ majority: Don’t look at 14th, and instead look at bill of rights, because it
"insures a more permanent liberty."
6
DUE PROCESS & INDIVIDUAL RIGHTS
SUBSTANTIVE PROTECTION OF ECONOMIC INTERESTS
I. Lochner v. New York, 198 U.S. 45 (1905) – court held invalid NY statute forbidding employment in a
bakery for more than 60 hours a week or 10 hours a day – b/c violates the 14th Amendment.
A. The right to contract is a substantive liberty interest covered by the due process clause. When the state
interferes with this right to contract, it infringed on the constitutional right of due process
i. Rationale Basis Test
a. If the state's regulation infringes on your life, liberty or property interests, the state must
have a rationale purpose for interfering with it.
b.In addition, the state must use rationale means to achieve that purpose. Must be a
rationale way for state to accomplish that rationale purpose.
B. The Abandonment of Lochner
i. Nebbia v. New York (1934) – state interfering w/ right of milk sellers to contract with buyers of
milk. Court uses rationale basis test & finds it fine. Reason it comes out diff from Lochner, is that
the court won't second-guess. They will defer if rationale, and unless there’s a clearly arbitrary &
unreasonable, then it’s reasonable.
7
a. Penumbra of enumerated rights – if you look at the Constitution as a whole, it looks like the
framers were really concerned about protecting privacy, so you can imply that they meant to
protect it.
b. 9th Amendment (catchall) – says rights not enumerated are still protected. But we don’t know
what these rights are. The right of privacy in marriage is so basic and fundamental and deep-
rooted in our society - so it can't be infringed.
c. Due process clause of the 14th Amendment - Violates due process clause of the 14th
amendment b/c it violates basic values "implicit in the concept of ordered liberty."
iii.Since the right emanates from specific fundamental rights, the right to privacy is also
fundamental. Therefore, its infringement is suspect and calls for strict scrutiny. A state can
still encroach on a fundamental right as long as there is a compelling state interest, and the
law is narrowly tailored to serve that interest.
C. Griswold's Aftermath - Court extended Griswold beyond marriage
i. Individual's right to use contraception
a. Eisenstadt v. Baird, 405 U.S. 438 (1972) – state law made it a felony to distribute contraceptive
materials, except in the case of registered physicians and pharmacists furnishing the materials to
married persons, found unconstitutional. Violated the Equal Protection Clause, single vs.
married persons. Married couples were entitled contraception under Griswold.
b. The seed from which Roe grew
1.J. Brennan in Eisenstadt made a passing remark about the right of the individual to be free
from unwarranted governmental intrusion into such matters "as the decision whether to bear
or beget a child."
2.So both Eisenstadt and Griswold stand for the proposition that there is a "constitutional
protection of individual autonomy in matters of child-bearing."
ii.Where a decision as fundamental as that whether to bear or beget a child is involved,
regulations imposing a burden on it will be subject to strict scrutiny.
a. Carey v. Population Services Intern., 431 U.S. 678 (1977) - invalidated a NY law which allowed
only pharmacists to sell non-medical contraceptive devices to persons over 16 and prohibited
the sale of such items to those under 16.
1.Court read Griswold to hold that the Constitution protects individual decisions in matters of
childbearing from unjustified intrusion by the State.
2.Restriction on minors under 16 - (less rigorous test than above) restrictions inhibiting
privacy rights of minors are valid "only if they serve any significant state interest that is not
present in the case of an adult.
II. Abortion
A. The fundamental right to privacy encompasses a woman’s decision whether or not to terminate
her pregnancy. Since this is a fundamental right, state regulation of abortion must be analyzed
under strict scrutiny.
i. Roe v. Wade, 410 U.S. 113 (1973) – TX statute makes procuring an abortion a crime except by
medical advice for the purpose of saving the life of the mother.
a. Majority (J. Blackmun): The right to abortion is a fundamental right, found under the right to
privacy.
1.There is a fundamental right to an abortion - Under the concept of liberty guaranteed
under the 14th amendment - only personal rights that can be deemed "fundamental" or
"implicit in the concept of ordered liberty" are included in this guarantee of personal privacy.
This right of privacy is broad enough to encompass a woman's decision whether or not to
terminate her pregnancy.
8
2.Since the right to abortion is a fundamental right, state regulation is subject to strict
scrutiny.
(a)What is the compelling interest?
♦ Protection of life of the fetus –Court doesn’t resolve the question of when life begins
b/c they can’t if others in the fields of medicine, theology, & philosophy cannot
agree. So they don’t use this interest in the strict scrutiny analysis.
♦ The compelling interest in preserving and protecting the health of a pregnant
woman. The compelling point is at the end of the 1st trimester (b/c medical
knowledge shows that until the end of the 1st trimester, mortality in abortion is less
than mortality in childbirth). Therefore, after this point, a State may regulate abortion
procedure to the extent that the regulation reasonably relates to the preservation and
protection of the mother.
♦ The compelling interest in protecting the potentiality of human life. The
compelling point is at viability (at approx 28 weeks, b/c the fetus then presumably
has the capability of meaningful life outside the womb). So after the point of
viability, the State may regulate as far as to proscribe abortion during that period,
except when it is necessary to preserve the life or health of the mother.
(b)Narrowly Tailored? Under the framework the Court gave, the TX statute is too broad
and is held unconstitutional.
b. Dissent (JJ. White & Rehnquist) - This has nothing to do with privacy (what you do in your own
home). Abortions are done by doctors, and the dissent says this isn't really private. Therefore the
statute should be reviewed under traditional scrutiny (rational basis). Also, look at long history
of abortion laws. This is a strong indication that the right to an abortion is not so rooted in the
traditions and conscience of the people as to be ranked as fundamental.
B. The link between right to privacy and right to an abortion - the right to privacy - a person belongs
to himself/herself and not others nor to society as a whole.
i. Few decisions are more basic to individual dignity and autonomy or more appropriate to the private
sphere of individual liberty than the uniquely personal, intimate and self-defining decision whether
or not to continue a pregnancy.
ii.Abortion restrictions keep a woman from "belonging to herself."
iii.Deprive a woman of bodily self-possession (changes in the body as a result of pregnancy, medical
risks, labor & other physical demands)
iv.Intrude on bodily integrity - body should be used as you want it to be used.
C. The Court reaffirms the essential holding of Roe, that the right to an abortion is a fundamental
right, but places an undue burden standard on laws regulating abortion before viability.
i. Planned Parenthood of Southeastern Pennsylvania v. Casey, 505 U.S. 833 (1992) – state abortion
law required that (1) informed consent and a 24 hour waiting period prior to the procedure, (2) a
minor seeking an abortion required the consent of one parent, (3) a married woman seeking an
abortion had to indicate that she notified her husband of her intention to abort the fetus.
a. Court (O’Connor, Kennedy, Souter) reaffirms the essential holding of Roe.
1.Stare Decisis - there is a need to stand by prior decisions even if they were unpopular, unless
there had been a change in the fundamental reasoning underpinning the previous decision.
Also acknowledged the need for predictability and constancy in judicial decision making.
2.Constitutional protection of a woman's right to an abortion derives from the Due
Process Clause of the 14th amendment. This liberty is not a specific guarantee in the
Constitution, but a rational continuum which includes a freedom from all substantial
arbitrary impositions and purposeless restraints. As stated in Roe, the Constitution places
limits on a State's right to interfere with a person's most basic decisions about family and
parenthood, as well as bodily integrity. The Constitution affords protection to matters
9
involving the most intimate and personal choices a person may make in a lifetime, choices
central to personal dignity and autonomy, which are central to the liberty protected by the
14th amendment.
b. Undue Burden Standard - Court replaces strict scrutiny of abortion regulations with an
undue burden standard. A law that imposes an undue burden on the woman's decision
before fetal viability is unconstitutional.
1.A legal restriction posing an undue burden was defined as one having "the purpose or effect
of placing a substantial obstacle in the path of a woman seeking an abortion of a nonviable
fetus."
2.Under the undue burden standard a State is permitted to enact persuasive measures which
favor childbirth over abortion, even if those measures do not further a health interest.
3.Court rejects Roe’s trimester framework. Viability is the time at which there is a realistic
possibility of maintaining and nourishing a life outside a womb, so that the independent
existence of the second life can in reason and all fairness be the object of state protection that
would override the rights of the woman. Then, the State has an interest in the protection of
potential life.
4.Applying the Undue Burden Standard
(a)Spousal Notification – creates an undue burden, b/c it gives husbands too much power
over their wives and could worsen situations of spousal abuse.
(b)The court upheld the State's 24 hour waiting period, informed consent, and parental
consent requirements, holding that none constituted an undue burden.
c. Concurrence (J. Stevens)
1.The fact that the state's interest is legitimate does not tell us when that interest outweighs the
pregnant woman's interest in personal liberty.
2.The State may not express a preference for childbirth and serious questions arise when a
State attempts to persuade a woman to choose childbirth over abortion.
3.A burden may be undue either because the burden is too severe or because it lacks a
legitimate, rational justification. The 24 hour waiting period & the counseling provisions fail -
no evidence that the delay serves a useful & legitimate purpose and it burdens the mother.
d. Concurrence/Dissent (Blackmun) - Abortion regulations should be subject to strict scrutiny. The
Roe trimester framework is much more administrable and less manipulable than the undue
burden standard. All the restrictions at issue here are unconstitutional.
e. Concurrence/Dissent (Rehnquist) - Roe was wrongly decided & this case is the same.
1.Right to abortion is not a fundamental right because it wasn’t historically protected. It is
however, a form of liberty protected by due process, but it’s just not fundamental. So Court
should use the rational basis test.
2.Undue burden standard - "plucked from nowhere" and at least Roe's strict scrutiny standard
has some basis in constitutional law (b/c it's a fund right). It's not clear what a "substantial
obstacle" is.
f. Concurrence/Dissent (J. Scalia) - Issue is whether it’s a liberty protected by the Constitution -
says it's not. The Constitution says absolutely nothing about it & the longstanding traditions of
American society have permitted it to be legally proscribed.
11
iii.Dissent (Blackmun): This is not about recognizing the fundamental right to engage in
homosexual sodomy (narrow), but about the "fundamental interest all individuals have in
controlling the nature of their intimate associations with others" (broad).
a. The proscription against homosexual sodomy in history has religious roots, so it shouldn’t
matter that there's a such a long tradition. "The legitimacy of secular legislation depends instead
on whether the State can advance some justification for its law beyond its conformity to
religious doctrine."
iv.Dissent (Stevens): [note: this is cited by the majority opinion in Lawrence]
a. The fact that a governing majority in a State has traditionally viewed a particular practice
as immoral is not a sufficient reason for upholding a law prohibiting the practice
1.Example: Loving v. VA - just b/c miscegenation was always proscribed, didn’t save it from
constitutional attack.
b. Individual decisions by married persons, concerning the intimacies of their physical
relationship, even when not intended to produce offspring, are a form of liberty protected
by due process (Griswold). And this protection extends to unmarried as well as married
persons. (as long as done in private). You can't treat the two groups separately.
B. The Level of Generality in Defining Rights
i. In asking whether a particular right forms part of a traditional liberty, it is crucial to define the
liberty at a high enough level of generality to permit unconventional variants to claim protection
along with mainstream versions of protected conduct. The proper question is not whether
homosexual sodomy is a protected right, but whether private, consensual, adult sexual acts partake
of traditionally revered liberties of intimate association and individual autonomy.
C. Lawrence v. Texas, 539 U.S. 558 (2003) - police got a call about a weapons disturbance, and entered
Lawrence's home where they found him having consensual sex with another man. The two men were
arrested under the state's sodomy law (proscription only of homosexual sodomy).
i. Majority (Kennedy): The court overturns Bowers - Bowers viewed the liberty interest too
narrowly. Held that intimate consensual sexual conduct was part of the liberty protected by
substantive due process under the 14th Amendment.
a. Kennedy does not declare any fundamental rights, but only demonstrates that same-sex sexual
freedom is a legitimate aspect of liberty (as opposed to actions that violate the rights of others,
which are not liberty, but license).
1."Liberty protects the person from unwarranted government intrusions into a dwelling or
other place private places. In our tradition the State is not omnipresent in the home. And there
are other spheres of our lives and existence, outside the home, where the State should not be a
dominant presence. Freedom extends beyond spatial bounds. Liberty presumes an autonomy
of self that includes freedom of thought, belief, expressions, and certain intimate conduct."
2."It is a promise of the Constitution that there is a realm of personal liberty which the
government may not enter." (Casey).
b. Standard of Review - something like rationale basis - "The Texas statute furthers no legitimate
state interest which can justify its intrusion into the personal and private life of the individual."
ii.Concurrence (J. O'Connor) - did not agree that the court should overturn Bowers, but said that the
statute is unconstitutional under the equal protection clause b/c it only applies to homosexual and
not heterosexual sex.
iii.Dissent (J. Scalia) - The majority does not declare homosexual sodomy as a fundamental right
under the due process clause. He also notes that the law isn't being reviewed under strict scrutiny (as
would be applicable for a fundamental right). So although the majority is overruling Bowers, they
find no fundamental right, but only that respondents are exercising their liberty. He also criticizes
the majority for applying "an unheard-of form of rational basis review that will have far-reaching
implications beyond this case."
12
D. Commentary on the Lawrence Case
i. Focusing on the Relationship not the Conduct
a. Focusing on the centrality of the relationship in which intimate conduct occurs rather than one
the nature of the intimate conduct itself, the Court emphasized its view that "to say the issue in
Bowers was simply the right to engage in certain sexual conduct demeans the claim the
individual put forward, just as it would demean a married couple were it be said marriage is
simply about the right to have sexual intercourse. Scalia, in his dissent, says "Not once does it
describe homosexual sodomy as a fundamental right or a fundamental liberty interest." Scalia
was missing the point here - it's not about the sodomy, it's about the relationship!
ii.Same-sex marriages
a. Just as Brown lead to Loving, it follows that Lawrence will lead eventually to a presumptive
judicial ban on all classifications based on sexual orientation. Lawrence denies that morality is a
legitimate state interest and it is difficult to identify a state interest other than moral disapproval
that would convincingly justify banning same-sex marriages.
iii.Lawrence and prostitution
a. "Prostitution is not just about 2 consenting adults in a room. It implicates all sorts of other issues
ranging from crime to the quality of the neighborhoods, to the subjugation of women. And
these are not an issue when you're talking about consenting adults alone in their own home
engaged in non-commercial intimate association with the people they're close to."
iv.After Lawrence
a. Need non-moral justifications for banning certain things like:
1.Sexual relations - adultery, fornication, prostitution
2.Adultery - promoting marriage
3.Fornication - avoiding illegitimate children that become wards of the state
4.Prostitution - social reasons
5.Intimate associations - marriage (gay, polygamy, polyandry)
6.Bodily integrity - marijuana, tobacco
b. State needs to come up with a legitimate interest - burden is on the state to show this legitimate,
non-moral interest
1.However, there are some things (like slavery) that are banned purely for moral reasons, and
this isn't a bad thing. So Lawrence may be a problem.
v. Substantive Due process after Lawrence
a. History/Tradition/Narrowly define right (Rehnquist)
b. Right of privacy (Souter)
c. Generalized liberty interest (Kennedy)
Federal government and state cannot deprive you of life, liberty, property w/out due process.
EQUAL PROTECTION
INTRODUCTION TO THE EQUAL PROTECTION CLAUSE
No State shall ... deny to any person within its jurisdiction the equal protection of the laws.
I. Almost all legislation discriminates in some way. So the question is: Under what circumstances do
legislative classifications violate the 14th amendment's command that no state shall "deny to any person
within its jurisdiction the equal protection of the laws"?
A. Traditional Approach - under the Equal protection Clause to general economic and social welfare
regulations.
B. Strict Scrutiny - this is given to explicit racial & ethnic classifications, which the court has deemed
suspect.
C. Basic Questions
i. What is the classification? (underinclusive/overinclusive, both)
ii.What is the proper level of scrutiny? (rational basis, strict scrutiny)
a. Rational basis - whether government's classification of law is related to the important
government interest
b. Strict scrutiny - law is narrowly tailored to the compelling governmental interest
1.This shifts burden to the government to prove
iii.Does the governmental action meet the level of scrutiny? (government purpose)
15
a. Look at government's purpose in adopting this classification. Needs to be a legitimate
government purpose, etc.
II. Equal Protection and the federal government
A. The Equal Protection Doctrine applies only to the States. However, the Court has held that it also
applies to the federal government.
i. Bolling v. Sharpe - court held that the 5th amendment due process clause incorporates equal
protection norms which are binding on the federal government. Basically, the approach to 5th
amendment equal protection claims is precisely the same as to equal protection claims under the
14th amendment.
I. Underinclusive Classification
A. Underinclusive Legislation - The one step at a time approach to legislation
i. Underinclusive legislation doesn’t include all classifications necessary to completely solve the
problem or in general meet the purpose of the legitimate interest. But courts will say it’s ok b/c it’s
up to the legislature to decide what needs to be done. Sometimes there aren’t enough resources to
deal with the entire problem or legislature thinks it’s not wise to have a certain policy and the court
defers heavily to the legislature to decide this.
B. Railway Express Agency v. New York, 336 U.S. 106 (1949) - NYC regulation that you can't advertise on
a vehicle unless it's your own business your advertising.
i. Classification - ppl advertising their own business vs ppl advertising other businesses
a. EP issue- The problem here is not that they're banning advertising, but that they are banning the
same advertising for one group of ppl, and allowing that same advertising for another.
ii.Level of Scrutiny – Rationale Basis
a. NYC's purpose - prevent distractions to drivers & pedestrians (safety)
1.But how does the classification fix the problem? There are still ppl advertising that might be
distracting.
b. Court gives a lot of deference to the government. They say that it may be that those who
advertise their own business do not present the same traffic problem in view of the nature/extent
of the advertising they use. The classification is related to the purpose for which it is made.
C. New Orleans v. Dukes, 427 U.S. 297 (1976) - New Orleans ordinance banned all pushcart food vendors
in the French Quarter except those who had continuously operated there for 8 or more years.
i. When local economic regulation is challenged solely as violating the EP Clause, the Ct will
defer to the legislature & presume it constitutional, and require only that the classification be
rationally related to a legitimate state interest (unless the classification is suspect).
a. States are afforded wide latitude in the regulation of their local economies under their police
powers.
b. Underinclusiveness - State can adopt regulations piecemeal, which may only partially fix
the problem, and this is fine.
ii.Level of Scrutiny – Rational Basis
a. Legitimate state purpose - to preserve the appearance and custom valued by the Quarter's
residents and attractive to tourists.
b. Classification - The grandfather provision
16
c. Rationally Related? Yes. Instead of proceeding by the immediate and absolute abolition of these
vendors, the city could have rationally decided that newer businesses were less likely to have
built up substantial reliance interests, & the older businesses had become part of the distinctive
character & charm of the area.
1.Note: the court is coming up with their own rationality of the law, & not necessarily asking
the state to explain themselves.
II. Overinclusive Classifications - subject an entire class to regulation, even though not every person within
the class may pose the problem that the legislature seeks to address.
A. Overinclusiveness VS underinclusiveness
i. Over poses less danger than Under in terms of political accountability. Over does not ordinarily
exempt potentially powerful opponents from a law's reach.
ii.However, while Under fails to impose the burden on some who should logically bear it, Over
actually does impose the burden on some who do not belong in the class.
B. New York City Transit Auth. v. Beazer, 440 U.S. 568 (1979) – NYC excluded all methadone users from
any Transit Authority employment. City’s Purpose – methadone use related to illicit drug use, and there
is a concern for safety & job performance.
i. Classification is overinclusive – some methodone users would have presented none of the risks
associated with illegal drug use.
ii.Ct held that creating more precise rules (so not so overinclusive) creates an undue burden on TA.
Too costly for such a big employer to make an individualized evaluation of each applicant. Also,
there's always a degree of uncertainty for ppl on methadone (not sure if they will stay free of illicit
drugs). No difference in the degree of rationality of the classification if it were only part of the class
rather than the class as a whole.
III. Actual v. Plausible Purpose
A. United States R.R. Retirement Bd. v. Fritz, 449 U.S. 166 (1980) – Congressional retirement act enacted
to phase out certain benefits (both RR & social security benefits).
i. Classification: Those who worked >10 yrs & >25 yrs vs. those who worked in between 10-25 yrs.
a. Those who worked 10-25 yrs don’t get certain benefits
ii.Scrutiny - rationale basis of a legitimate governmental purpose
a. Legitimate purpose – Ct says if there are plausible reasons for the legislation, then it’s
constitutional. Court comes up with some plausible reasons.
b. As long as there could be a rational/plausible reason, then it’s ok. Court doesn’t require
legislature to explain themselves. Doesn’t matter that it’s not the actual purpose.
iii.Dissent: look at the actual purpose when enacted, not post hoc justifications. It does matter the real
reason behind legislation.
IV. No Rational Basis
A. United States Dept. of Agriculture v. Moreno, 413 U.S. 528 (1973) – Food stamp act excluded any
household containing an individual who is unrelated to any other member of the household.
i. Legislature’s Legitimate Purpose – held that state acted for impermissible purposes
a. Purpose of the act was to raise level of nutrition among low-income households. But court said
the classification is totally unrelated to this purpose. Looks at legislative history – intended to
exclude hippie communities. Not a legitimate purpose.
b. State argues issue of fraud which is the purpose behind the exception – But court said too
underinclusive. If ppl were to commit the fraud, then they would just change their living
arrangements to receive the benefits. The provision only excludes those ppl who are so poor
they can’t change that.
c. Moreno can be read narrowly to hold that "a bare congressional desire to harm a
politically unpopular group" is not a constitutionally permissible purpose.
17
B. Logan v. Zimmerman Brush Co. (1982) - statutory discrimination against claimants who did not get a
timely hearing (b/c of the statute of limitations), through no fault of their own.
i. State terminated a claim which the State itself had misscheduled. This is not rational for the purpose
of expediting the resolution of disputes.
C. Alleghany Pittsburgh Coal Co. v. County Comm'n, 488 U.S. 336 (1989) – property valuation for taxes
i. Classification: property recently sold vs. property not recently sold
a. Differing ways to calculate value of property for the two classifications, resulting in recently
sold property to be a higher value than neighbors’, resulting in higher taxes.
ii.Purpose: all property of the same kind to be taxed at a rate uniform throughout the state according
to estimated market value
iii.Not rationally related – the actual assessment isn’t uniform.
Neither slavery nor involuntary servitude . . . shall exist within the United States.
No State shall make any law which [denies] to any person the equal protection of the laws.
18
2.Although the 14th amendment requires the state to guarantee equal protection, they say that
separate is ok as long as it’s equal, and there are equal accommodations.
c. Dissent (Harlan) - "Our Constitution is color-blind." What else can arouse hate and
distrust more than to perpetuate the idea that there is a difference in the races that we
need to separate them. "Equal" is misleading. The problem is that although separate can
be equal, in reality, it is not.
ii.A Racist Decision
a. The problem is that at that time, the racism in the South was terrible (worse than while slavery
existed), and there was a lot of aggression. Maybe the court could not have decided a
different way. "Given the background of race relations at the turn of the century and the limited
capacity of the Supreme Court generally to frustrate public opinion, it may be implausible to
think that the Justices realistically could have reached different results, since among other
things, political officials especially in southern states might simply have ignored a Court ruling
that mandated equal treatment of the races."
C. Racial/ethnic classifications are subject to strict scrutiny. The classification must be narrowly
tailored to a compelling governmental interest.
i. Korematsu v. United States, 323 U.S. 214 (1944) [First case to apply strict scrutiny to racial
classifications]- After the Japanese attack on Pearl Harbor, the Government started taking people of
Japanese ancestry and sending them to relocation centers; no evidence of involvement in any
sabotage. Korematsu (of Japanese ancestry) was convicted for not relocating. ‘
a. Majority: (Black) – All legal restrictions which curtail the civil rights of a single racial
group are immediately suspect, and can only be constitutional if they pass strict scrutiny.
1.Held that the need to protect against espionage outweighed Korematsu’s rights. Compulsory
exclusion, though constitutionally suspect, is justified during circumstances of “emergency
and peril.” Gov’t doesn’t have the time to sort through everyone to figure out who is actually
dangerous.
2.If there's any evidence that the purpose of the order was just animosity towards ppl of
Japanese descent, then this would be unconstitutional. There's a lot of evidence of that here,
but the court accepted the other purpose given - there's a legitimate threat that the U.S. is
trying to protect citizens against. Problem is no serious evidence that U.S. citizens of Japanese
ancestry were dangerous.
b. Dissent (Murphy): Unlikely that citizens of Japanese ancestry are actually dangerous, and
actually not one of those individuals was accused or charged with espionage or sabotage.
c. Dissent (Jackson): Court should not have interfered with military decisions b/c it’s not their
place to. "Military decisions are not susceptible of intelligent judicial appraisal."
ii.Ex Parte Endo, 323 U.S. 283 (1944) - basically same facts as Korematsu, except the government
had conceded that the individual of Japanese ancestry was not a threat, so the Court ordered Endo's
release. The decision was not based on the constitutionality of the government's action, but rather
that there's no reason to hold Endo if there's no security reason for holding her.
iii.Criticism of Korematsu – This was not justified by military necessity, and the decision was not
driven by analysis of military conditions. The real reasons were race prejudice, war hysteria, and the
failure of political leadership.
D. Separate but Equal is Inherently Unequal
i. "Classifications based solely upon race must be scrutinized with particular care, since they
are contrary to our traditions and hence constitutionally suspect. Liberty extends to the full
range of conduct which the individual is free to pursue, and it cannot be restricted except for a
proper governmental objective. Segregation in public education is not reasonably related to
any proper governmental objective."
19
ii.Brown v. Board of Education, 347 U.S. 483 (1954) - a bunch of black children want admission to
the public schools of their community on a nonsegregated basis.
a. Separate but equal violates the 14th amendment, b/c it is inherently unequal. Court moves
for the desegregation of public schools.
1.Stigma of inferiority. Studies show a stigma in young children, and they are being punished
in this environment. Segregation denotes an inferiority of blacks, & this affects the motivation
of children to learn.
(a)Note: Psychological studies always change. Not clear is studies are correct.
b. Originalist argument - Not clear if framers of the 14th amendment had schools in mind when
they wrote it. But the Court gets around the originalist argument.
1.Public education has changed since that time. Back then, schools were mostly private and
not as important as they are today. Today, this is more fundamental & important.
iii.Brown v Board and Social Consequences
a. With All Deliberate Speed – Brown v Board did not by itself integrate public schools;
segregation still continued for a while. The SC gives states/lower courts time to transition into
desegregation. But this means that some people won't have their rights given to them at all -
because they will grow out of public school. But looking at it from the perspective of the entire
race, the change will eventually come, vindicating the race as a whole.
1.Why the slow transition? The Court understood the social consequences of their decision
(initiating a social revolution), and they feared certain people were completely unprepared for
immediate desegregation, and anything too quick would lead to violence. But the reality is
that the slow pace encouraged violence by "allowing enough time for opposition to
desegregation to build while holding the hope that the decision would be reversed."
b. The Civil Rights Movement
1.Brown did not lead directly to racial desegregation, because it was little enforced for over a
decade, it nonetheless played a large indirect role in advancing civil rights. Brown created a
massive backlash among southern whites, radicalized politics, and fomented violence.
Although Brown failed to achieve immediate school desegregation, that violence produced a
counter-backlash in the form of the Civil Rights Movement, which ultimately lead to vast
strides for the cause of racial equality.
c. After Brown, the Supreme Court became more confident on its role in shaping society. This case
raised the profile of the Supreme Court. Ppl being supportive of the broader goals of the Court.
iv.Legal Consequences of Brown
a. Essentially, it's seen as a repudiation of Plessy, even though they didn’t actually overturn it.
Brown said Plessy doesn’t apply in public education. Later cases say Plessy doesn’t belong in
any context.
E. Mere equal application of a statute containing racial classifications is not enough to remove the
classification from the 14th amendment's proscription of all invidious racial discrimination.
Therefore, the statute is not immunized from the "heavy burden of justification" (strict scrutiny)
that 14th amendment requires.
i. Loving v. Virginia, 388 U.S. 1 (1967) - The Lovings, a black woman and white man, were married
in DC, and returned to reside in VA. They were convicted under a VA statute that prohibited whites
marrying nonwhites.
a. Purpose: the state's purpose was to "preserve the racial integrity of its citizens, and to prevent
the corruption of blood, and the obliteration of racial pride" (white supremacy argument).
b. State's equal application argument- State argues that the meaning of the EP Clause is only that
the state penal laws containing an interracial element as part of the definition of the offense must
apply equally to whites and Negroes, and this law punishes both the same.
c. Holding: (Warren)
20
1.Organic purpose of the 14th amendment was to eliminate all official state sources of
invidious racial discrimination in the States. At the very least, the EP Clause demands
that racial classifications be subject to the most rigid scrutiny.
(a)There is no legitimate purpose other than invidious racial discrimination which justifies
this classification. The measure is designed to maintain White Supremacy. Under strict
scrutiny, we must look at the real purpose. The real purpose here was racism.
(b)Also, the statute deprives them of liberty without due process. Marriage is one of the
basic civil rights of man. To deny this fundamental freedom on so unsupportable a basis
as the racial classifications embodied in these statutes surely denies due process.
II. De Jure vs. De Facto Discrimination
A. De facto discrimination - laws that explicitly discriminate against racial and ethnic minorities
B. De jure (or intentional) discrimination - the law may be racially neutral on its face, but ends up
being racially discriminatory
i. may be deliberately administered in a discriminatory way
ii.may have been enacted with a purpose (or motive) to disadvantage a "suspect" class
C. Facially neutral law that is deliberately administered in a discriminatory way is subject to strict
scrutiny analysis
i. Yick Wo v. Hopkins, 118 U.S. 356 (1886) – SF ordinance made it unlawful to operate a laundry w/o
the consent of the Bd of supervisors, except in a brick or stone building. Yick Wo, a Chinese alien,
had operated a laundry in a wood building for 22 years & had certificates from health and fire
authorities, but was refused consent by the board. Although the law is neutral on its face (doesn’t
mention race), the reality was that only Chinese laundries were negatively impacted by it.
a. The legislature had a very good purpose – preventing fires. The problem here is with the law’s
application – the law is applied so unequally and oppressively as to amount to a practical denial
by the State of equal protection.
D. Facially-neutral law that has a racially discriminate impact doesn’t trigger strict scrutiny unless
there is a purpose/intent to discriminate.
i. Washington v. Davis, 426 U.S. 229 (1976) – test administered to applicants to become police
officers. About 4 times as many blacks as whites failed the test. Other than this test, the police dept
had affirmatively sought to enroll black officers. So there's no allegation that the Dept acted with
discriminatory intent, but only that the test had a discriminatory impact.
a. The purpose of the EP Clause is to prevent government from discriminating on the basis of race.
Although disproportionate impact is not irrelevant, it shouldn’t be the sole reason to
trigger a strict scrutiny review of the law.
b. No evidence of a purposeful device to discriminate, even with the disproportionate impact. So,
the court applies rational basis. The test is neutral on its face and rationally may be said to serve
a purpose the government is constitutionally empowered to pursue (to make sure it's employees
have verbal communication and writing skills).
c. Concurrence (Stevens): "Frequently, the most probative evidence of intent will be objective
evidence of what actually happened rather than evidence describing the subjective state of mind
of the actor."
ii.Why the Court disfavors the "effects" test:
a. For the court to use strict scrutiny for every instance of a statute's disproportionate impact would
infringe too far on governmental decision-making. Also, this open-balancing of all
governmental acts would invite too many inquiries into impact that is not determined by legal
rules.
iii.Discriminatory impact due to prior history of discrimination?
a. The racially disproportionate impact like in Washington may have been due to prior
discrimination. So maybe it should trigger a heavier burden of justification.
21
1.Look at past discrimination and make causal connections to why there is a difference in test
scores among different races.
2.Differing perspectives of what racism means, and this makes a difference when looking at
the history and context of racially discriminatory impact.
(a)Whites see racism as an exception - something that happens on an individual basis and
is brought on by conscious & explicit behavior on the basis on racial superiority
(b)Blacks on the other hand see racism as ingrained in society, and are a pervasive
condition in American life. It's more of a set of practices and institutions that result in
oppression.
(c)Washington adopts the white view of racism, where it's not discrimination unless there's
some explicit, invidious intent. It rejects the perspective of minorities that they are
victims of pervasive discrimination.
3.Carolene Products held that courts have a special role in protecting "discrete and insular"
minorities. Traditional minorities have suffered 2 types of disadvantage in the political and
legislative process: hostility and indifference. The court's approach gives no protection against
indifference.
iv.What is a discriminatory purpose?
a. Personnel Administrator v. Feeney, 442 U.S. 256 (1979) – MA had an "absolute lifetime
preference to veterans" for civil service positions. This preference overwhelmingly advantaged
males. Court found that the distinction of veterans vs. nonveterans was not a pretext for gender,
& was enacted for legitimate and worthy purposes. There are too many men who are
nonveterans to infer that the statute is a pretext for preferring men over women.
1.Discriminatory purpose implies that the decision-maker selected or reaffirmed a
particular course of action at least in part because of, not merely in spite of, its adverse
effects upon an identifiable group. Of course, if adverse consequences of a law upon an
identifiable group are inevitable, a strong inference that adverse effects were desired can
reasonably be drawn.
2.Dissent – Difficult to know for sure the subjective state of mind of decision-makers, so the
burden should rest on the State that no discriminatory consideration played a part in the
particular legislation.
b. Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U.S. 252 (1977) - held that a
Village's refusal o rezone land from single-family to multiple-family so as to permit construction
of racially integrated housing did not violate EP.
1.To determine whether invidious discriminatory purpose was a factor, the court should
inquire into circumstantial and direct evidence of intent. The impact of the action is an
important starting point, but since it’s not always clear, other circumstances to look at are:
(a)Historical background of the decision
(b)Specific sequence of events leading up to the challenged decision
(c)Departures from the normal procedural sequence
(d)Legislative or administrative history - minutes of meetings, reports
2.However, even if a discriminatory purpose is found, this doesn’t automatically invalidate the
law. Instead, the burden shifts to the legislature to prove that the same decision would have
resulted even absent the impermissible purpose. If so, then the complaining party could no
longer attribute the injury to improper consideration of a discriminatory purpose.
22
i. Regents of Univ. of California v. Bakke, 438 U.S. 265 (1978) – Univ. CA reserved 16/100 places in
its entering class for members of minority groups. Bakke was a rejected white male applicant who
challenged the constitutionality of this. (Ct split down the middle here).
a. (4 justices, Powell)
1.Level of Scrutiny – Any kind of racial or ethnic classification is subject to strict scrutiny.
Doesn’t matter that whites are not a suspect class.
(a)Carolene Products Co., n.4 - defined a suspect class as a “discrete and insular minority
requiring extraordinary protection from the majoritarian political process.”
2.Compelling Interest: obtaining the educational benefits that flow from an ethnically
diverse student body. Court says this is a permissible goal. Academic freedom, though not
enumerated, has long been viewed as a special concern of the 1st amendment.
(a)Court also rejected three other interests the school gave:
♦ Reducing the historic deficit of traditionally disfavored minorities in medical schools
and the medical profession. Court says preferring members of any one group for no
reason other than race or ethnic origin is discrimination.
♦ Countering the effects of societal discrimination. Too broad. More narrow - there is
a compelling interest in ameliorating or eliminating the disabling effects of identified
discrimination. Need actual findings of past discrimination for this to be a
compelling interest.
♦ increasing the # of physicians who will practice in communities currently
underserved. No evidence that the program is geared to promote this goal; no
assurance that minority doctors will work in those communities.
3.Not Narrowly Tailored.
(a)The diversity that furthers a compelling state interest encompasses a far broader
array of qualifications and characteristics of which racial or ethnic origin is but a
single but important element. This program here focuses solely on ethnic diversity,
and would hinder rather than further attainment of genuine diversity.
(b)Need an individualistic application review - look at each one, and you can use
race/ethnicity as a factor.
b. Concurrence/Dissents:
1.(Brennan): Whites are not a suspect class so classifications which disadvantage them are
not subject to strict scrutiny.
(a)Level of Scrutiny – Intermediate scrutiny: racial classifications designed to further
remedial purposes "must serve important governmental objectives and must be
substantially related to achievement of those objectives."
(b)Several important government interests. Also this program no different than if making
individualized assessments of the applications, with race being a positive factor.
2.(Marshall): Long history of pervasive discrimination against blacks, and not that a state
want to remedy its effects, the Constitution should not stand as a barrier.
(a)Remedial discrimination is a very important state interest, and if we don’t do it,
"America will forever remain a divided society."
(b)History – Framers if 14th also proposed the 1866 Freedman's Bureau Act which gave
special relief to blacks, so it’s clear they intended for there to be some remedial relief.
3.(Blackmun) - hopes for a time when an affirmative action program is unnecessary, but "in
order to get beyond racism, we must first take account of race. And in order to treat some
persons equally, we must treat them differently. We cannot let the EP Clause perpetuate
racial supremacy."
ii.Grutter v. Bollinger, 539 U.S. 306 (2003) – MI law school using race as a factor in student
admissions; white applicant is rejected and sues. The school would enroll a "critical mass of
23
underrepresented minority students." Critical mass was defined as meaningful representation - a
number that encourages underrepresented minority students to participate and not feel isolated.
They would have daily reports that kept track of minority student applications.
a. Majority (O'Connor):
1.Level of Scrutiny - Strict scrutiny applied to smoke out illegitimate use of race classification
2.Compelling interest - attaining a diverse student body
(a)Studies show student body diversity promotes learning outcome & better prepares
students for real world.
3.Narrowly tailored? Yes. There's no quota. Daily reports don’t amount to a quota b/c race
only used in the final stages of the admissions process after the individualized review.
(a)Although there might be a problem with having any preference on the basis of race, for
the time being, this is necessary.
b. Concurrence (Ginsburg): there is pervasive racial discrimination on our society which impedes
our highest values (equality). Minorities experience inequalities in early education, but despite
that, some are able to meet the requirements of the finest schools. Hopefully, the quality of
lower school education will improve, and we will progress toward nondiscrimination & genuine
equal opportunity, so that we no longer need affirmative action.
c. Dissent (Rehnquist): not narrowly tailored – the critical mass is a veil for discrimination. If you
look at the numbers, only blacks really enjoy a preference, not other minorities, so not
necessarily tailored for the interest of diversity.
d. Dissent (Thomas): (1) Blacks are not necessarily benefited by affirmative action, and it
might actually infer an inferiority that they cannot succeed without this help. (2) There is
evidence that this kind of diversity impairs learning among blacks. (3) Under-qualified
applicants are accepted b/c of race, and then they cannot succeed among the competition.
iii.Parents Involved in Community Schools v. Seattle School District, 127 S.Ct. 2738 (2007) - School
District allowed students to apply to any high school in the District. When some schools got
overfilled (b/c too many students chose it) the District used a system of tiebreakers to decide which
students would be admitted to the popular schools. The second most important tiebreaker was a
racial factor intended to maintain racial diversity. The Court applied strict scrutiny and found the
District's racial tiebreaker plan unconstitutional under EP.
a. Plurality (Roberts):
1.Compelling Interest: Although Grutter held that diversity is a compelling interest, the
situation is different here. Unlike the cases pertaining to higher education, the District's plan
involved no individualized consideration of students, and it employed a very limited notion of
diversity ("white" and "non-white").
2.Not Narrowly tailored: Also not narrowly tailored b/c the tiebreaker plan was actually
targeted toward demographic goals and not toward any demonstrable educational benefit from
racial diversity.
iv.Gratz v. Bollinger, 539 U.S. 244 (2003) – White female denied admission to MI Univ, & she
challenges their affirmative action program. Admissions program followed a point system, where
points were accumulated by regular academic achievements, but you could also get 20 points for
being a minority (also get these points based on socioeconomic status, if you were an athlete, etc.)
Max 150 points, % # of points determined whether you got it.
a. Majority (Rehnquist): Court holds that there is a compelling interest of educational diversity, but
that the admissions program is not narrowly tailored.
1.Not Narrowly Tailored. You can't prefer someone on the sole basis of race or ethnicity.
The school must have an individualized assessment of each applicant. Here, the automatic
distribution of the 20 points has the effect of making the factor of race decisive.
24
b. Dissent (Souter): this isn't like in Bakke where a specific# of seats were reserved only for
minority students. Here, points are given on the basis of race, where the same points are also
given for various other soft factors. The program is permissible in awarding value to racial
diversity.
c. Dissent (Ginsburg): race is a suspect class not because race is inevitably an impermissible
classification, but because it is one which usually, to our national shame, has been drawn
for the purpose of maintaining racial inequality. But where race is considered for the
purpose of achieving equality, no automatic proscription is in order.
v. Political Representation: When the majority, the group that controls the decision making process,
classifies so as to advantage a minority and disadvantage itself, the reasons for a racial classification
being suspect are not present. So strict scrutiny is not necessary.
vi.Strict Scrutiny? - The court seems to apply a less strict level of scrutiny to racial classification
benefitting minorities than those that burden them.
B. Affirmative Action in Employment
i. Wygant v. Jackson Bd. Of Educ., 476 U.S. 267 (1986) - there was a minority preference when
laying off teachers, and the white teachers laid off brought the suit.
a. Plurality (Powell): held unconstitutional (under strict scrutiny)
1.No Compelling Interest: The school board had no compelling interest in remedying societal
discrimination b/c there was no prior history of discrimination by the school.
2.Not Narrowly Tailored: But even if there was prior discrimination to find a compelling
interest, it's not narrowly tailored. Future employment is much less burdensome and intrusive
than a loss of an existing job.
b. Dissent (Marshall): found the school's interest in preserving levels of faculty integration
justified. Also - another reason was the education benefits of the students that they would not get
with an all-white faculty.
ii.Richmond v. J.A. Croson Co., 488 U.S. 469 (1989) - City Council adopted regulations that required
companies awarded city construction contracts to subcontract 30% of their business to minority
business enterprises.
a. Majority (O'Connor): unconstitutional
1.Compelling Interest: remedying past racial discrimination
2.Not narrowly tailored: general assertion of past racial discrimination cannot justify the rigid
racial quotas established here. The 30% quota could not be tied to any injury actually suffered
by anyone.
b. Concurrence (Scalia): Remedying past discrimination is only a compelling interest when acting
to eliminate their own maintenance of a system of unlawful racial classification. (ex: after
Brown, need actual measures to desegregate).
c. Dissent (Marshall): classifications based on race that are remedial should be analyzed under
intermediate scrutiny.
iii.Adarand Constructors, Inc. v. Pena, 515 U.S. 200 (1995) - federal affirmative action program that
gave contractors on highway construction projects a financial incentive to employ subcontractors
controlled by minorities.
a. Note: EP doesn’t apply to federal government, so the challenge is based on the 5th amendment
due process clause. Any legal restrictions which curtail the civil rights of a single racial group
are immediately suspect & courts must apply strict scrutiny - same as under the 14th.
b. Previously held that benign federal racial classifications subject only to intermediate scrutiny.
But there's no way to determine whether classifications are benign and which are motivated
by illegitimate notions of racial inferiority. Therefore, any kind of racial classifications
must be analyzed under strict scrutiny.
25
c. Concurrence (Thomas): "Government cannot make us equal; it can only recognize, respect, and
protect us as equal before the law."
d. Dissent (Stevens): there is a big diff between laws that perpetuate racial inferiority and
those that eradicate it. Remedial discrimination is used to foster equality in society & the
government's duty to govern impartially should not ignore this distinction.
1.Distinction between federal & state government. "it is one thing to permit racially based
conduct by the federal government - whose legislative power concerning matters of race were
explicitly enhanced by the 14th amendment - and quite another to permit it by the precise
entities against whose conduct in matters of race that amendment was specifically directed."
e. Dissent (Ginsburg): court owes a large deference to "Congress' institutional competence and
constitutional authority to overcome historic racial subjugation."
iv.14th Amendment gives Congress the power to enforce the EP Clause. Since Adarand, the court
has held that this power is exclusively a power to prevent or remedy state action that violates
the Constitution and that federal statutes enacted under it must be "congruent" and "proportional"
to the pattern of unconstitutional action to which they are addressed.
26
(a)Statistics - alcohol-related driving offenses of 18-20 yr olds. 2% of males in this age
group arrested for this offense, but only .18% of females. Although the difference is not
trivial, it is still a tenuous fit to say maleness serves as a proxy for drinking & driving.
(b)The law only referred to "nonintoxicating" beer so it doesn’t address consumption of
alcohol generally.
(c)The law only restricted the selling of this beer, not the consumption of it once acquired.
b. Dissent (Rehnquist): Level of scrutiny should be rational basis b/c the discrimination is against
men, not women.
ii.United States v. Virginia, 518 U.S. 515 (1996) - VMI was the only exclusively male public
undergraduate higher learning institution. They proposed making an all-women version of VMI.
a. Holding (Ginsburg): the all-male admissions policy is unconstitutional under the 14th
amendment EP clause, b/c there was no exceedingly persuasive justification for it.
1.Level of Scrutiny – Intermediate Scrutiny. But court here uses different language – the
school has to show an exceedingly persuasive justification for excluding women.
(a)VA's interest in furthering educational diversity.
♦ The justification must be genuine, not hypothesized or invented post hoc in
response to litigation. This interest would be fine except that, looking at the history
of the school, there was no evidence this policy was created or maintained for this
purpose. Rather, it was the tradition of keeping women out of higher education.
(b)VMI's adversative method of training provides educational benefits that cannot be made
available, unmodified, to women. Changing the program to accommodate women would
destroy the very essence of this program, and the reason why it's so good.
♦ The justification must not rely on overbroad generalizations about the different
talents, capacities or preferences of males and females. The notion that admission
of women would downgrade VMI's stature is not proven, and rather it's more like a
self-fulfilling prophecy (that women can't handle it the way it is).
2.Remedial plan - keep VMI all-male, & make a separate all-female version of it, VWIL.
(a)Problem is that VWIL doesn’t afford women the opportunity to experience the rigorous
military training for which VMI is famed. VWIL deemphasizes military education, &
uses a cooperative method of education which reinforces self-esteem.
♦ VA argues that these are due to pedagogical diff between men and women in learning
and development needs, psychological and sociological differences that are real, not
stereotypes.
♦ Generalizations about the way women are, or what is appropriate for women,
no longer justify denying opportunity to women whose talent and capacity place
them outside the average description. Some women are fully capable of the
meeting the standards of VMI.
b. Dissent (Scalia): The court isn't using intermediate scrutiny language, and the exceedingly
persuasive justification requirement is the only reason this was held unconstitutional.
II. Differences - Real and Imagined
A. The court has assumed that differences between men and women sometimes justify different
treatment. But the problem is to distinguish the real differences and impermissible reliance on
and reinforcement of gender-based stereotypes.
i. Geduldig v. Aiello, 417 U.S. 484 (1974) – state disability insurance system excluded "disability that
accompanies normal pregnancy and childbirth"
a. Just because only women can become pregnant doesn’t mean that any legislation
concerning pregnancy is sex-based, unless there's a showing that distinctions involving
27
pregnancy is a mere pretext designed to effect invidious discrimination against members of
one sex.
b. Just like any other legislation on a physical condition, legislation may pass such laws, as long as
it passes the rational basis test.
ii.Dothard v. Rawlinson, 433 U.S. 321 (1977) - women prison guards excluded from duty in "contact
positions" in all-male prisons.
a. A woman's relative ability to maintain order in a male, maximum security, unclassified
penitentiary could be directly reduced by her womanhood. Also risk of assault on female guards.
iii.Michael M. v. Superior Court, 450 U.S. 464 (1981) - statutory rape law that punished the male, but
not the female, party to intercourse when the female was under 18 & not the man's wife.
a. The gender classification here is not invidious, but rather realistically reflects the fact that
the sexes are not similarly situated in certain circumstances.
1.Interest in preventing illegitimate teenage pregnancy.
(a)Consequences of teenage pregnancy fall on the female (& serves as a deterrent for the
female only), not the male, so law designed to balance out the deterrent effect.
(b)Also, it would be impossible to prosecute if both would be charged, b/c the female
would never report violations.
b. Dissents:
1.(White) - court not applying intermediate scrutiny. Also, thinks a gender-neutral statute
would be probably be more effective. It would help deter both males & females.
2.(Stevens) - b/c of the fact that a female confronts a greater risk is more so a reason to apply a
prohibition to her. Also, a rule that authorizes punishment of only one of two equally guilty
wrongdoers violates the essence of the constitutional requirement that the government
must govern impartially.
iv.Rostker v. Goldberg, 453 U.S. 57 (1981) - military provision authorizing the President to require the
military registration of males but not females.
a. Government Interest in raising and supporting armies, and the court should defer to Congress'
judgment on how to they do so, long as it’s constitutional. The means of raising and
supporting an army is a decision for Congress. Basis for Congress’s decision:
1.Since women were excluded from combat, in the event of a draft, they wouldn’t be needed.
2.Any need for noncombatant roles (much smaller number) could be met by volunteers.
3.Staffing noncombatant positions with women during mobilization would be detrimental to
the important goal of military flexibility.
b. Dissent: there no government interest served by not preparing for a draft by registering both
men & women. The armed forces then decide who goes and who does what.
v. J.E.B. v. Alabama, 511 U.S. 127 (1994) - State sued father for paternity and child support on behalf
the mother of a minor child. The state used 9 out of 10 of its peremptory challenges to remove male
jurors.
a. Discrimination on the basis of gender in jury selection does not substantially further the State's
legitimate interest in achieving a far and impartial trial. Gender-based peremptory challenges
perpetuate a stereotype the law seeks to condemn.
vi.Nguyen v. INS, 533 U.S. 53 (2001) - Immigration and Naturalization Act says American citizen
mothers pass their citizenship automatically to their illegitimate children born abroad, but American
citizen fathers must pass some procedural barriers before that can happen.
a. Substantially related to an important governmental interest of assuring that a biological parent-
child relationship exists and ensuring that the child.
b. Dissent: with DNA testing, there should be no justification for the difference in treatment.
28
FUNDAMENTAL RIGHTS
I. Discriminatory classifications burdening "fundamental" rights will trigger strict scrutiny, even if they
do not otherwise employ a suspect class.
II. Voting -There's no right to vote in the Constitution - just an equal protection of the right to vote.
Once you make voting available, it must be available to everyone.
i. Harper v. Virginia State Bd. Of Elec., 383 U.S. 663 (1966) - poll tax of $1.50 prereq. for voting.
a. The right to vote is a fundamental right, so any law restricting it will be analyzed under
strict scrutiny. Held that it doesn’t pass.
b. Dissent: Many non-invidious reasons for the poll tax - (1) collecting revenue, (2) those who pay
the poll tax will be interested in furthering the State's welfare when they vote (3) ppl with money
& property have a deeper stake in community affairs and are consequently more responsible,
educated, knowledgeable when it comes to voting.
ii.Kramer v. Union Free School District, 395 U.S. 621 (1969) – can only vote in the school district
elections only if they or their spouse (1) own or lease taxable real property within the district, or (2)
are parents of(or have custody of) children enrolled in the local public schools.
a. Majority: Unconstitutional Doesn’t pass strict scrutiny.
1.Legitimate interest - limiting participation in the schools district elections to those primarily
interest in such elections
2.Not narrowly tailored - permits inclusion of many ppl who have only a remote and indirect
interest in school affairs, & excludes others who have a distinct & direct interest in school
decisions.
b. Dissent: Uses rationally related language. Argues against strict scrutiny because no fundamental
right is being impinged upon - you elect the legislature who promulgated these voting
qualifications - you had a say already as to how they were to run.
III. Travel
A. The people of the US constitute one nation, and implicit in the idea of nationhood is a prohibition
against state interference with the right to travel from one state to another. (court didn’t point to a
specific provision of Constitution though, Crandall v. Nevada (1867))
B. Shapiro v. Thompson, 394 U.S. 618 (1969) - state welfare statute denied benefits to people who had
not lived in the state for at least one year.
i. Majority (Brennan): Fundamental right to interstate travel, so analyzed under strict scrutiny.
a. Although not in the Constitution, the court recognizes interstate travel as a fundamental
right. B/c of the nature of our nation & constitutional concepts of personal liberty, it must be
required that all citizens are free to travel throughout the land uninhibited by laws that resitrict
or burden this movement.
b. No compelling interest: the statute's goal was simply to prevent indigents from moving to their
state so they wouldn’t become burdens. Someone on welfare cannot live a year without the
assistance - that's why they need welfare. So the state is basically preventing them from moving
to their state.
ii.Dissents:
a. (Warren): Congress has often restricted interstate travel via laws and taxes, so legislation is not
invalid merely because it burdens this right.
1.Right to travel is not being prohibited here - the only burden is that a potential welfare
recipient might take the loss of welfare benefits for a limited period into consideration on
whether to move. Evidence that few welfare recipients have in fact been deterred.
b. (Harlan): Shouldn’t apply the strict scrutiny of EP to this - it was intended for race
discrimination, not all discrimination. Passes traditional rational basis.
29
B. Residency requirement vs durational requirement
i. McCarthy v. Philadelphia Civil Service Comm'n, 424 U.S. 645 (1976) - PA fireman terminated after
moving to NJ, per municipal regulation that employees of the city had to be residents of the city.
Court held that this did not impair the right to travel interstate as defined in Shapiro.
ii.A residency requirement does not burden interstate travel b/c any person is free to move to a
State and establish residence there. Martinez v. Bynum, 461 U.S. 321 (1983)
B. Zobel v. Williams, 457 U.S. 55 (1982) – statute said dividends from state fund (mineral royalties) would
be distributed to the state’s adult residents depending on how long they were residents.
i. Governmental services and benefits may not be apportioned according to past taxes or other
contributions of the citizens involved, nor may a state favor established residents over new
residents.
ii.Dissent (Rehnquist): This is an economic regulation, so should use rational basis.
C. Saenz v. Roe, 526 U.S. 489 (1999) – CA began limiting benefits in response to high welfare benefit
payments it was making. First 12 months of a new citizen’s residency in the state would be the same
level received by the individual in his previous state of residence.
i. The 14th Amendment protects the right to travel in three ways:
a. The right to enter and leave another state;
b.The right to be treated as a welcome visitor;
c. The right to elect to become a permanent resident and to be treated like other citizens of
the new state
ii.By paying first-year residents the same benefits they received in their state of origin, states treated
new residents differently than others who have lived in their borders for over one year. It therefore
unconstitutionally discriminated among residents.
RELIGION
Congress shall make no law respecting an establishment of religion or prohibiting [its] free
exercise.
30
i. Everson v. Board of Educ., 330 U.S. 1 (1947) – NJ Bd of Ed authorized reimbursement to parents
for costs of using public transportation to send children to school, whether public or parochial.
a. This doesn’t violate the establishment clause. Reimbursement of transportation is intended
solely to help children arrive safely at school, regardless of their religion. It does not support
any schools, parochial or public. To invalidate this would handicap religion, which is no more
permissible than favoring religion.
b. Dissent: Ct should prohibit use of public funds to aid religious schools.
ii.Walz v. Tax Com'n, 397 U.S. 664 (1970) – NY state grants religious organizations tax-exempt status
for property and income.
a. The establishment clause does not require the state to be hostile to religion. The statute
authorizing the exemptions grants favorable treatment to educational facilities and charities as
well, indicating that the state wants to encourage organizations that contribute to the well-being
of the community.
b. Dissent: economic aid to religion advances their cause by allowing them to obtain vast amounts
of wealth and property w/o paying taxes. Impermissible subsidy that aids religion.
D. The Lemon Test
i. To determine the validity of state statutes granting financial aid to church-related schools, the
statute must:
a. reflect a clearly secular purpose
b.have a primary effect that neither advances nor inhibits religion; and
c. avoid “excessive government entanglement” with religion
ii.Lemon v. Kurtzman, 403 U.S. 602 – RI provided salary supplements for nonpublic school teachers,
and PA reimbursement to nonpublic schools for certain expenditures. Both had comprehensive
auditing to ensure that the funds were used only for secular education.
a. Court says these programs involve excessive government entanglement with religion, so
unconstitutional. This type of assistance is not neutral like Walz (providing funds to everyone)
because the continuing state surveillance requires the type of entanglement dangerous both to
church and state.
iii.Neutrality reflects a secular purpose. If the government, seeking to further some legitimate
secular purpose, offers aid on the same terms, without regard to religion, to all who
adequately further than purpose, then the aid going to a religious recipient only has the effect
of furthering that secular purpose.
a. Mitchell v. Helms, 530 U.S. 793 (2000) – grant which provided loans of education materials to
public and private schools to implement secular programs. 30% of the funds were allocated for
private schools, most of which were religious. Constitutional b/c neutral.
E. Zelman v. Simmons-Harris, 536 U.S. 639 (2002) – state provided tuition aid for students attending
certain public or private schools chosen by their parents. 96% of children who participated in the
program attended religious schools.
i. Valid secular purpose - providing educational assistance to poor children in demonstrably failing
public school system.
ii.Test for reviewing government neutrality (Whether it has the forbidden effect of advancing or
inhibiting religion)
a. Direct v. Indirect – distinction btwn programs that provide aid directly to religious schools &
programs that allow, indirectly through the exercise of private choice, government aid going to
religious schools.
b. Neutrality/Non-endorsement – funding programs based on choice might lead to the incidental
advancement of religion, but that advancement is attributable to the individual recipient who
makes the choice, not the government. The program here does not infer that the government is
endorsing religious schools.
31
1.More aid given to public schools – for private schools, families have to copay a portion of
the school’s tuition.
2.Although 96% of children in private schools attend religious ones, only 20% of children total
attend religious schools (if you count all schools in the program).
FREE EXPRESSION
Congress shall make no law … abridging the freedom of speech, or of the press.
I. Introduction
A. Balancing Interests. The right to freedom of expression is not an absolute right to say or do anything
you want. Rather, the interests of the government in regulating such expression must be balanced
against the very strong interests on which this right is based.
i. It’s a case-by-case analysis to determine whether restriction on speech is constitutional.
33
B. Rationale behind freedom of expression. Such freedom will lead to discovery of truth and better
ideas through the competition of differing viewpoints. Such speech and action are necessary for a free
society that is to be governed by democratic principles.
C. Two approaches to free speech infringement:
i. It’s not speech. Or at least it’s not valuable speech
a. Obscenity
b. Libel/False Speech
c. Private Speech
d. Commercial Speech
e. Fighting Words
f. Content based regulation subject to strict scrutiny
ii.Speech must give way to important governmental interest.
a. Advocacy of illegal action with “clear and present danger”
III. Libel
A. Group Libel
i. Beauharnais v. Illinois, 343 U.S. 250 (1952) - Statute prohibits public display of "depravity or
criminality of a particular race." Leaflet distributed seeking to halt Negro immigration to Chicago
and warning that whites will be "mongrelized" and that Negroes would commit "rapes, robberies,
knives, guns, and" spread "marijuana." Prohibition constitutional.
a. Libel is not the kind of speech that’s protected by the Constitution, so punishment of this
type of speech does not violate the 1st amendment. Since the speech is of so little value, it
doesn’t get the benefit of the clear & present danger test.
b. Court applies a rational basis test. There were tense race relations at that time. The legislature
can conclude that group libel tends to exacerbate these problems.
B. Public Officials and Seditious Libel
i. Criticism of public officials relating to their official conduct cannot result in either criminal or
civil liability for libel unless made with actual malice. Public officials can normally refute false
charges because they have access to the media.
a. New York Times Co. v. Sullivan, 376 U.S. 254 (1964) – NY Times published several falsehoods
about the repressive police conduct in Montgomery. Although his name wasn’t mentioned, the
accusation could be read referring to the police commissioner, so he sued.
1.The Constitution expresses a commitment to uninhibited debate on public issues. Truth
here is not required for constitutional protection because that would inhibit publications
and suppress speech. If they’re not sure if it’s true, then they can always be sued. We
want public officials to answer to the public for the democratic process.
2.However, if there was malice, reckless disregard for the truth, and on purpose, then no 1st
amendment protection.
3.Private speech - spreading libel on your neighbor, you can face a lawsuit. Not protected.
35
IV. Fighting Words, Hostile Audiences, Offensive Words and Hate Speech
A. Fighting Words
i. Chaplinsky v. New Hampshire, 315 U.S. 568 (1942) - Statute forbids "offensive, derisive, or
annoying word to any other person who is lawfully in any public place." Jehovah's witness in a
public place & got angry at police officer, and said "You are a damned fascist," and was arrested.
a. A state may forbid the use in a public place of words that would be likely to cause violence
– “fighting words.” Don’t have to prove that it will actually lead to violence.
b. Fighting words are not protected by the Constitution – other unprotected speech are bribery,
perjury, and criminal solicitation.
B. Hostile Audiences
i. Terminiello v. Chicago, 337 U.S. 1 (1949) – peace statute included a restriction on speech that stirs
the public anger, invites dispute, or causes unrest.
a. Unfavorable response from the audience is not necessarily enough to render the speech
unprotected. One of the functions of free speech is the invitation to dispute; free speech is
often provocative and challenging.
ii.Feiner v. New York, 340 U.S. 315 (1951) – Δ was addressing a street meeting and attracted a crowd.
People didn’t like it and asked police to stop him. Police asks Δ to stop but Δ refused and was
convicted of disorderly conduct.
a. Δ was arrested not for his speech, but for the reaction it caused. Police preventing incitement of
a riot, and were justified in acting to preserve peace and order.
C. Offensive Words
i. Cohen v. California, 403 U.S. 15 (1971) – Δ wore a jacket that said “Fuck the Draft” in a
courthouse corridor (he took it off when entering courtroom). He was convicted a statute that
prohibited "maliciously and willfully disturbing the peace or quiet of any neighborhood or person
by offensive conduct."
a. The government has the power to regulate speech that is obscene, constitutes “fighting
words,” or intrudes on substantial privacy interests in an essentially intolerable manner.
1.Not erotic/obscene.
2.It wouldn’t violently provoke the common citizen like fighting words do.
3.Persons present in the courthouse were not unwilling captives of the offensive expression;
they could simply avert their eyes, so no intrusion on privacy interest.
b.The regulation fails because it would permit the state to outlaw whatever words officials
might deem improper, thus running a substantial risk of suppressing ideas. Such power
would permit official censorship as a means of banning the expression of unpopular views.
D. Hate Speech
i. R.A.V. v. St. Paul, 505 U.S. 377 (1992) – teenagers burned a cross on a black family’s lawn.
Ordinance prohibited the display of a symbol which "arouses anger, alarm or resentment in others
on the basis of race, color, creed, religion or gender."
a. Although some speech is of so little social value that they are not constitutionally protected
speech, the government still can’t restrict that speech based on its content. Content-based
speech is subject to strict scrutiny.
1.Although this is probably a fighting word (very likely to cause anger & retaliation), the
constitution limits the government to what they can proscribe – basically, they cannot regulate
based on the viewpoint of the speech without protecting the other side. It singles out speakers
who express views on disfavored subjects.
b.Content - Neutrality Exceptions
1.Allowed where basis for content discrimination is the reason all such speech
proscribable
(a)Ok to prohibit offensive obscenity, but not obscenity that includes political messages.
36
2.Allowed to regulate secondary effects of speech
(a)Ex: prohibiting only obscene live performances that involve minors.
V. Obscenity
A. Difficulty of defining obscenity
i. Roth v. United States, 354 U.S. 476 (1957) – Δ convicted of mailing obscene material in violation of
the obscenity statute.
a. Obscenity has no social value, and is not protected by the Constitution.
b. Obscenity is not synonymous with sex. Obscenity deals with sex in a manner appealing only to
the prurient interest. Prurient - unwholesome desire; sexual desire
c. The test for obscenity is whether to the average person, applying contemporary
community standards, the dominant theme of the material taken as a whole appeals to the
prurient interest, and utterly lacks social value.
ii.What is obscenity? In one opinion, J. Stewart said, “I cannot define it, but I know it when I see it.”
B. Moral Rationale for restricting obscenity
i. Paris Adult Theatre I v. Slaton, 413 U.S. 49 (1973) – DA wants to stop the theatre from showing
hardcore porn. The movies were available only to consenting adults – must be 21+ yrs, and there’s a
sign telling you there is nudity (notice, so you consent to it if you go in).
a. The states have power to make a morally neutral judgment that public exhibition of
obscene material, or commerce in such material, has a tendency to injure the community
as a whole, even if actual exposure is limited to a few consenting adults.
b. The right to privacy precludes regulation of the use of obscenity in the home. But this is a
commercial venture and is not private.
C. A Revised Standard
i. Miller v. California, 413 U.S. 15 (1973) – Δ convicted for knowingly distributing obscene material
to unwilling recipients.
a. The standard for regulation of obscene material:
1.Whether the average person, applying contemporary community standards, would find
that the work, taken as a whole, appeals to the prurient interest.
2.Whether the work depicts or describes, in a patently offensive way, sexual conduct
specifically defined by the applicable statute; and
3.Whether the work, taken as a whole, lacks serious literary, artistic, political, or
scientific value.
b. Under this test, material can be regulated w/o a showing that it is “utterly w/o redeeming social
value.”
c. Dissent (Brennan) – The difficulty in defining obscenity means that laws prohibiting it are
necessarily vague. The best solution is to permit government to regulate the manner of
distribution of sexually-oriented material to protect juveniles and unconsenting adults, but not to
wholly suppress this material.
1.But this doesn’t address social harms
(a)Child porno harming children
(b)Idea that watching porn causes sexual violence
37
Abrams v. United States, Dissent...........................34 Goldberg v. Kelly...................................................14
Adarand Constructors, Inc. v. Pena........................25 Gratz v. Bollinger...................................................24
Alleghany County v. ACLU...................................32 Griswold v. Connecticut...........................................7
Alleghany Pittsburgh Coal Co. v. County Comm'n Grutter v. Bollinger................................................23
............................................................................18
Harper v. Virginia State Bd. Of Elec......................29
Arlington Heights v. Metropolitan Housing Dev.
Corp....................................................................22 Hobbie v. Unemployment Appeals Comm'n..........33