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3G UMTS Femtocell Architecture and Design

BRKAGG-2002

Presentation_ID

2009 Cisco Systems, Inc. All rights reserved.

Cisco Public

Agenda
Introduction to Femtocell Market Drivers Femtocell Architecture Key Femto Features Femto Call Flows Standards Update Cisco Solution Components Femto Integration Summary S
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Introduction to Femtocell

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2009 Cisco Systems, Inc. All rights reserved.

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What Is a Femtocell?

In-Home

Femtocell Picocell Microcell Macrocell

Focus of this topic is Femtocell


In-house coverage

Compare and contrast with Macrocell, Microcell or Picocell


Femto provides in fill for Macro, Micro and Pico
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What Is a Femtocell?
Contrast With Macro
Tiny 3G Home Access Point
Gives 3G signal inside the home
Licensed Spectrum
Node-B

Operator Management & Services RNC


Wireless Core (MSC, SGSN)

Very low RF power. Standalone or integrated into home gateway. Works with all standard handsets.

Cellular Network Standard 3G Handset

Connects to the Core Network via the Internet


Uses home broadband connection for backhaul (contrast: Dedicated ) backhaul) Requires Wireless Security Gateway for protection

Licensed Spectrum

Security Gateway

Femto Home Node-B Gateway

Internet

Femto Home Node-B (<5mW)

Broadband Residential GW Connection (4 calls in 200kbps)

Standard Connectivity to Core


Connectivity from Femto network to Core similar to Macro network

Femto Cellular Network


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Market Drivers

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Wireless Is Coming Home


Changing Consumer Behavior
2009: Notebook sales will surpass desktop PC sales (Lehman Brothers) 2011: 20% of devices connecting to cellular networks will not be phones or laptops (Yankee Group) 30% of mobile usage occurs at home (Yankee) 85% of iPhone owners use the internet; Smartphone users spend more than 4.6 hrs/month browsing mobile web (M:Metrics) 33% of 18-24 year old Americans post photos to website via mobile phones (M:Metrics) Social networking sitesfastest growing among web browsing

Non-traditional devices will gain widespread popularity

New mobile usage trends growing

Anytime/ Anywhere S i Service Expected

New generation will influence new purchases and drive network traffic

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Mobile Operator Opportunities With Femto


Reducing Operational Costs
Backhaul of cell tower traffic accounts for 20% of mobile operator OpEx Site acquisition, leasing costs, power costs p Capacity demand is expected to be 4x to 10x as migration to 3G and 4G proceeds

Increasing Revenue/Reducing Churn


High quality WiFi/3G/4G signal in the home Enables new bundled service offerings (triple/ quad play) New Home Zone tariffs (two-edged (two edged sword)

Improving In-Home Coverage


Significant percentage of mobile voice originates in the home P Poor coverage leads l d t to unhappy h customers churn Delivery of high speed data in the home is challenging with macrocell network

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Mobile Operator Opportunities With Femto


Femtozone Services Leveraging Location Awareness and Local IP Breakout Capabilities
Virtual home number Presence alerts in entering and exiting the home Photo and video upload to web Instant Podcast reload Seamless mobility y between home and macro network

Connected Home Services


All data flows within the home network Media Sharing using UPnP over 3G Synchronize music and video Automatically backup content Media Shifting
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Mobile Operator: Femto Market Insertion Insertion*


Connected Home
Subscr riber Traffic c & Revenue Growth Device convergence, home gateway Improved applications; QoS, presence, immersion gaming More trust in SP

Connected Enterprise / UC Standalone Femto


Improve indoor coverage Mostly voice, some data Price and business case being worked on Managed voice and data Always secure Triple play for businesses

Early Adopters
2008

Cross Chasm

Mass Market
2012

Service Adoption Timeline

*Based on Operators feedback and present industry direction


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Femtocell Architecture

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Femtocell Reference Architecture


Femto Management System
HNB-MS FGW-MS

Fm/ TR-069 TR 069

Fg/ tbd

HPLMN Core Network


Fr/ tbd Fb-cs/ Iu-cs
CS core Subscriber Databases

Femto GW

Radio/ Uu
Mobile device

Fa/ Iuh

Femto Access Point

FL

Home GW

Fixed Broadband Interconnect

Fb-ps/ Iu-ps
PS core

SeGW

Fb-ims/ tbd
IMS core

HPLMN RAN

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Cisco Femtocell End End-to-End to End Architecture


9 Fully redundant and scalable architecture 9 TR-069 standard compliance 9 Deployed D l di in more than h 150 SP customers worldwide supporting millions of CPEs 9 Northbound interface/API for OSS&BSS integration 9 Auto discovery of the network to provide full visibility of network changes (Cisco NCM) 9 Alarm Monitoring, reporting (Cisco CIC) 9 SLA, statistics monitoring (HP PI/others)

9 Low (5mW) output power (NWL) ) for auto 9 Network Listen ( configuration, interference management and location verification 9 Four simultaneous users 9 Up to 3.6Mbps HSDPA 9 Emergency call support

Fm

Fm

9 Provides secure DMZ for access controllers and management system 9 Provides single point of termination for signaling/ management security

9 Fully y redundant ATCA-based architecture (IP.Access) 9 Closed access control (initial rel) 9 Hand-in/Hand-out support g 20k HNB p per HNB 9 Scaling: Gw (initial rel)

Iuh Uu

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Simplified Protocol Stack


Optimize Bandwidth control user plane plane
IPSec IPSec

Bearer Plane De- AAL2 Encap Jitter GTP Encap p Iu-cs Iu-ps

RRC PDCP RLC MAC PHY

PDCP RRC R RANAP RLC MAC PHY Paging Control Access Control SRNC relocation to CN

Uu UE
BRKAGG-2002_c1

Control Plane Femto Cell Femto Gateway


14

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Cisco Solution Protocol Stack


lu+ Control Plane
Iu Iu+ Uu Routing/Distribution RANAP SCCP MTP3-b SSCF-NNI
SSCOP AAL5 ATM Sonet/SDH

Relay URSL SigIP SSL IPSEC TCP


IP Ethernet

RANAP SCCP MTP3-b SSCF-NNI


SSCOP AAL5 ATM Sonet/SDH

URSL SigIP SSL IPSEC TCP


IP Ethernet

RRC RLC MAC-d Phy

RRC RLC MAC-d Phy

MSC

3G AC

3G AP

UE

3GAP and 3GAC use IP based stack (instead of legacy stack)


Encapsulate within IPSEC

Functionality moved from RNC to Home Node-B Regular RANAP stack towards MSC persistent URSL connection AP and AC have a p URSL is an enhanced RANAP including HNB management procedures
*Pre-version of Iuh Protocol stack
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Cisco Solution Protocol Stack


CS Bearer Plane

Keepalives IPSEC

Keepalives IPSEC

3GAP and 3GAC use IP based stack (instead of legacy stack)


Encapsulate within IPSEC

Regular g Iu-CS stack towards MSC Keepalives layer is similar to session layer ensuring the IPSEC remains up all the time
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Cisco Solution Protocol Stack


PS Bearer Plane

Keepalives

Keepalives

IPSEC

IPSEC

3GAP and 3GAC use IP based stack (instead of legacy stack)


Encapsulate p within IPSEC

Regular Iu-PS stack towards SGSN Standards seem to incline towards GTP-U encapsulation to start at AP
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Key Femto Features

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Consumer Services
Most macro services are offered through Femto
Voice Services D t Services Data S i Emergency Calls Messaging SMS,MMS SMS MMS Multi-RAB

Additional Consumer Homezone/ Connected Home services

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Femtocell Specific Features


Location Awareness
Controlling where the Femto is operating

Security and Access Control


Controlling the allowed users on femto (CSG) and securing all traffic

Interference Management (to macro and between femto)


Making sure the Femto does not impact the macro layer

Impact on the broadband network (for backhaul)


Guaranteed Delay and Jitter; End-to-End Security; Synchronization

Handover Support (hand-in/hand-out)


Macro to/from Femto and Femto to Femto

Zero-touch Provisioning
Safely installing an operator owned Node B in the user environment

Emergency call support


Meet the regulatory requirements

Local Breakout of IP traffic


Enabling new services and further offloading the core network
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Info: 3GPP Mobility Identifiers


Public Land Mobile Network (PLMN) is the mobile network that use land based radio and is uniquely q y identified by y its PLMN identifier that consists of Mobile Country Code (MCC) and Mobile Network Code (MNC). MCC identifies uniquely the country of domicile of the mobile subscriber. MNC identifies the home PLMN of the mobile subscriber. L Location ti Area A Code C d (LAC) uniquely i l id identifies tifi a LA (L (Location ti Area) within a PLMN. A Location Area groups a number of discrete cells. Location Area Identity (LAI) is core network domain identifier for Circuit Switching (CS) and is PLMN concatenated with LAC. Routing Area Code (RAC) identifies a routing area within a location area. The Routing Area Identity (RAI) is the core network domain identifier for Packet Switching (PS) and is LAI concatenated with RAC. Service Area Code (SAC) or Cell identifier (C-Id) is used to uniquely identify a cell within a Radio Network System (RNS) network. The Service Area Identifier (SAI) generally used in 3G (equivalent of the Cell Global Identification (CGI) used in 2G GSM networks) is the concatenation of the LAI and C-Id. Scrambling Codes are used for cell separation in the downlink and user separation in the uplink. Each cell is allocated one primary scrambling code. In order to reduce the cell search time, the primary scrambling codes are divided into 512 sets.
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Network Listen
Network listen is a scan of radio environment by HNB which detects neighbor cells cells, their frequencies and transmit power levels levels. Network listen procedure allows the HNB to monitor surrounding 2G and 3G macrocell and femtocell layer. Results esu ts a are e used to se select ect a and d adjust t the e access related e ated pa parameters a ete s (frequency, power, scrambling code, neighbour list).
Invoke Frequency (re-)synchronization Measure noise power DL and UL Measure code powers Decode neighbor cell info
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(re-)set internal oscillator model

Set transmitter maximum power

S l Select DL scrambling bli code d Update/ report hand-out neighbor g list; ; Select LAC & RAC Report nearby MCCs
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Network Listen
Network Listen feature on the Home Node-B uses both 3G and 2G downlink receivers and signal processing chains for:
Fast synchronize the internal Home Node-B clock with any nearby macro cell frequency. Validate the Mobile Country Code (MCC) used by nearby cells to help in verification of the territory of operation. Check Interference levels on uplink & downlink for each operational permitted frequency. Decode the System y Information of nearby y Home Node-Bs as the basis for selecting LAC. Detect the scrambling codes used by nearby Home Node-Bs to help choose an optimal scrambling code for the location. Decode the System Information of nearby macro cells as the b i f basis for constructing t ti neighbor i hb li lists t i in th the H Home N Node-B. d B Estimate the noise power in the band, to set the Home Node-B transmit power.

Network Listen feature is a mode of the device i.e. when in NWL mode, Home Node-B is not providing service. Intelligent scheduling algorithms used to minimize service interruption.
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GPS
GPS chipset within HNB is authority for l location ti verification. ifi ti Since the GPS test can potentially take minutes to complete, NWL is preferred first. GPS results are passed back from HNB to Provisioning Pro isioning S System stem for comparison against Expected Lat/Long based on a tolerance value set. Restrictions: direct line of sight requirements to the sky.

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Location Verification
HNB must pass Location Verification before it can be activated activated. Location Verification is the process of confirming the HNB (and radio) location is within a specified tolerance of its expected location. There are 2 primary steps in Location Verification:
Network Listen GPS

Location Verification is performed on boot/provisioning and also periodically (once per day) policies. E E.g. g Operators may define to set policies
Location Verification must pass before the HNB can be activated by the Provisioning system.
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Frequency Synchronization
Frequency synchronization of Home Node-B is required forsuccessful for successful handover processing and minimizing dropped sessions during handover, minimizing spectrum channel overlap to reduce channel co-interference, improve frame synchronization optimizing handover g delay y and user signal g j jitter. times, user signal 3GPP has relaxed the frequency accuracy for Femto to 250ppb. This would reduce synchronization related traffic. Cisco Home Node-B uses the following order to meet the pre-relaxed tolerance limit of 100ppb:
Network Listen for fast-lock frequency synchronization to macro network GPS lock and frequency synchronization (in the future releases) NTP for slow maintenance of frequency synchronization 24-hour holdover period of internal on-board oscillator for the stability.

In some cases depending on operators requirements, one of the above can be missed. missed Many operators may choose to not implement GPS lock feature which could be difficult inside a closed building.
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Info: UE States
When a UE is switched on, a PLMN is selected and the UE searches for a suitable cell of this PLMN, chooses that cell to provide available services, and tunes to its control channel. This choosing is known as camping on the cell. The Th UE will ill th then register i t it its presence b by means of Location Registration Update procedure. The UE then repeatedly searches for a better cell in terms of path loss to a cell site. If the UE is roaming away from its home network, the UE shall search for higher priority PLMNs at regular time intervals. If the UE finds a more suitable cell, it reselects onto that cell and camps on it. The UE in idle mode will perform camping, cell selection and reselection and Location Registration procedures. When the UE requires req ires to access ser services ices of the UMTS network, it establishes a RRC connection with the serving RNC and is in connected mode.
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Femto Access Control


Most operators feel the need for femtocells to primarily p y in Closed Access Mode whereby y access is deploy restricted to a defined set of users identified by their IMSI Aligns with 3GPP Closed Subscriber Group (CSG) feature principles Access control is invoked upon user registration events (IMSI attach, Location Update, Session Establish) at Home Node-B and hand-in scenario at Femto Gateway All procedures used to accept/reject users are 3GPP standard compliant. Two rejection methods are being used:
LU Reject, resulting in whole LAC being barred for the duration of a power cycle (up to 12-24hrs). Conserves battery life. Authentication failure, resulting in cell-only being barred for ~20mins. Home Node-B sends wrong info to UE during mutual authentication authentication. If UE has access to other femto that belong to the same LAC, authentication failure method is used. Femto Gateway can choose the appropriate method.

If not accepted by the Femto, a UE may still camp on the cell (in the absence of surrounding macro coverage) and then be able to establish emergency calls. LU Reject is used in such scenario.
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Interference Management
Minimize Interference: Femto-to-Macro (non-femto user femto user, user, user reselect) reselect), Femto-to-Femto Femto to Femto, UE performance Factors affecting interference:
Open or Closed Access Unauthorized femto user should be able bl to access M Macro i in close l f femto vicinity i i i Dedicated channel or Co-channel same or distinct carriers Power control (adaptive or fixed)

Radio assumptions for WCDMA Femto


Single carrier for Femto network Defined set of scrambling codes used for location updates and handovers

For an effective femtocell deployment, deployment interference management shall be done automatically. Factors for Home Node-B transmit power:
Power is too high: g there is effectively y a macro dead zone around the Home Node-B. Power is too low: femto coverage will be poor and femto UEs may not reselect the femtocell itself.
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Interference Management
Both 3GPP RAN WG4 and Femto Forum, recognizing questions which needs to be that one of the serious q answered is the RF interference of Femto with the Macro, have embarked on studies for RF Interference. Summary from these studies is that femto and macro p with the networks can co-exist and cooperate incorporation of proper power management techniques that are already becoming available in the industry. Following is a quick list of those features:
Adaptive Attenuation or Automatic Gain Control (dynamic receiver gain management in the femto) ensures that femtocell can offer good service to both near and far UEs without unnecessarily increasing the UE transmit power, therefore keeping the noise rise contribution to a minimum. Power capping of the UE when operating in the femto environment ensures that even in difficult radio conditions, the UE hands-off to the macro network before its transmit power increases to the point where macro noise rise is a problem. Downlink Power Management femtocell to dynamically adjust its transmit power by measuring its environment or for required cell coverage area. I Increased dR Receiver i D Dynamic i R Range to accommodate d f femto operation reliably even in the presence of nearby non-allowed high power UE. This has already been incorporated into the latest 3GPP Release-8 25.104 specification.
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Info: Measurements
UTRAN may control a measurement in the UE either by broadcast of SYSTEM INFORMATION and/or by transmitting a MEASUREMENT CONTROL message. Common Pilot Channel (CPICH) is used to enable channel estimation. CPICH uses a pre defined bit sequence at a fixed rate and allows the UE to estimate power measurements. The different types of measurements are:
Intra-frequency measurements - measurements on downlink physical channels at the same frequency f as the th active ti set t Inter-frequency measurements - measurements on downlink physical channels at frequencies that differ from the frequency of the active set and on downlink physical channels in the active set Inter-RAT measurements - measurements on downlink physical channels belonging to another radio access technology than UTRAN, e.g. GSM T ffi volume Traffic l measurements t - measurements t on uplink li k t traffic ffi volume l Quality measurements - measurements of downlink quality parameters, e.g. downlink transport block error rate UE-internal measurements - measurements of UE transmission power and UE received signal level UE positioning measurements - measurements of UE position.

Since the WCDMA system requires continuous transmission and reception, the UE measurements on different frequencies or different systems, e.g., GSM, requires UTRAN to command that the UE enters in compressed mode. When the UE is in compressed p mode, , the transmission and reception p are stopped pp for a short duration to take the measurements. To ensure the data is not lost, the data is compressed in the frame making an empty space where measurements are performed.
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Info: Handover
The simplest definition of handover is the transfer of a ( users connection from one radio channel to another (can be same or different cell). It is important to note that the handover procedure comes into effect when the RRC connection is established i.e. a call is in progress. Following is a list of different scenarios for handoff that are manifested: if t d
Intra Node-B intra-cell (softer), inter-cell (soft) Inter Node-B intra-RNS, inter-RNS with Iur interface (soft or hard handover), inter-RNS (hard handover) Inter Core Network when the two radio are part of two different core net ork network Inter-URAN (handover from UMTS to GSM BSS, GERAN or other RAN network) intra core network or inter core network During a soft (or softer) handover, the UE is connected to at least one radio cell at every instance. This requires an optimal combining of physical p y layer y data collected from UE through g two ( (or one) ) node-Bs, , and the transmission of the same physical layer data through two (or one) node-Bs to the UE. In case of soft handover, if the two node-Bs are in different RNC, such recombining requires a real-time interface (Iur) between the serving and target RNCs. Hard handover occurs when there is no common radio link between the source and target networks or where the architecture does not support soft handover, e.g., GSM, HSDPA or WCDMA in the cell-FACH state. In hard handover the radio connection gets broken between the UE and source network before a new radio connection is established with the target network.
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Femto Mobility Support


Both Hand-out (Femto to Macro) and Hand-in (Macro to Femto) of active sessions are supported supported. Hand-out Hand out more vital for operators. All handover are hard handover (no soft/softer handover) and leverages existing 3GPP procedures
All HO are followed by a SRNS relocation (no Iur from HNB GW to a macrocell RNC)

For Hand-out, neighbor macro cells list (2G or 3G) is created after Network Listen (NWL). Same list used for cell ll reselect. l t For Hand-in, a dummy Femto id which is common for all Femto under the same HNB Gw and LAC/RAC is g in the macro network configured
Hand-in request are directed to the HNB Gw which performs access control and IMSI-based filtering to find the targeted Femto in the LAC Note that a high number of Femtos will likely be associated to a single LAC and that a user may be associated to multiple Femtos. Femto gateway requests all matching candidate APs to send out a beacon signal on the downlink sync channel to which the UE responds with an uplink sync on the correct hand-in candidate AP.
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Femto Mobility Support


Hard Handover has the following impact:
Iu-CS Iu CS (voice) hard handover is seamless in that is accompanied by a simultaneous Serving Radio Network Subsystem (SRNS) relocation procedure. The switchover of media streams on the Iu interface is simultaneous with the switchover of radio links on Uu. Iu-PS (data) hard handover may be either lossless or lossy. Lossy handover makes no attempt to ensure that the data flow is continuous. Data that is waiting to be sent on the old cell context is simply lost. The system relies on higher layer retry mechanisms (such as exist in TCP) to maintain continuity of data at the application level. Lossless handover requires that the whole of the PDP context including the pending data is transferred to the new cell at the point of handover. In this way, an unreliable transport (such as RTP or UDP) can maintain data continuity over handover handover. Cisco solution supports lossless Iu-PS handover at this time.

Since the hard handover is supported, the handover between Femto and 3G macro or 2G macro will ill b be similar i il except t th the RAN network t k will ill be either UTRAN for 3G or BSS or GERAN for 2G.
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QoS and Backhaul Requirements


Backhaul used for femto owned by the Femtocell SP or 3rd party ISP Backhaul requirements
Backhaul shared between Femto traffic and other home network traffic Potential for a solution to p prioritise Femto traffic in the home Signalling and bearer traffic overhead shall be optimised Compressed/multiplexing

QoS requirements:
Delay: RTT < 300 ms to preserve voice quality. Max 100ms one-way recommended. Jitter: 30ms rolling average for CS; buffering capable of holding 100msec of data at the RAB rate for PS PS. Packet Loss: Connection can operate reliably at up to 1% packet loss. For CS (i.e. AMR), speech quality can be preserved with up to 3% packet loss

IP addressing dd i requirement i t
Public/Private IP address support at the HNB. NAT traversal required.
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Femto End End-to-End to End Security


HNB related security
Mutual authentication with network based on X.509 certificates Private Key Protection and Certification Revocation list T Tamper resistance i t HNB Secure tunnel for data/control and management traffic

Core Network Net ork protection (Traffic Encr Encryption) ption)


Signaling and Bearer Plane IPsec per 3GPP with SeGW Management traffic TR-069 over SSL Statistics/Alarms file upload with HTTPS

Additional network security capabilities


ACLs, Firewalling, Intrusion Detection
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Femto Secure Connectivity


Femto Access Controller
Iu to CN Voice over RTP Data over GTP IPSec Tunnel (est. (est based on IKEv2)

Voice (RTP) Data (GTP) Si Signalling lli (RANAP+) (RANAP )

OAM via SOIP / HTTP HTTP Connection Requests

ISP
SSL

Cisco HNB

Home Gateway Cisco 7609 with SSL termination (ACE) and Firewall (FWSM) IPSec termination (SAMI) Cisco BAC (DPE) Statistics Server (OAM)

Home Premises

SP Regional/Central PoP
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Femto Zero-Touch Zero Touch Provisioning


True zero-touch provisioning for Femto to scale Standards-based St d d b d solution l ti
Based on an extended TR-069 interface Actively contribute to O&M standards (FemtoForum & 3GPP)

Plug-n-Play installation
Automatic discovery of the provisioning system Activation procedure requiring strong integration work prior to deployment No macro network reconfiguration at new HNB activation

Specific Workflows defined for Femtocell allowing for:


Location verification Use of information gathered through Network Listen Software download and auto-configuration Femto user IMSI-based ACL management

Future F t proof f solution l ti reusable bl f for:


Connected Home (Broadband Gateways, Set-Top-Boxes) Macro network (LTE)
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Femto Management Specifics


Active and Passive HNB monitoring HNB can be configured to send specific alarms directly to the NMS layer for immediate resolution HNB G Gw and d HNB statistics t ti ti and d alarms l are collected into a file which is sent (typically daily) via HTTPS to the NMS layer (Statistics Server)
Format is aligned with 3GPP Performance Management Specification (3G TS 32.401, 32.432, 32.435) Data reflects measures taken over a defined period of time (fully configurable)

HNB can b be remotely t l controlled t ll d b based d on TR-069


Remote activation/shutdown Software/firmware upgrade

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Emergency Call
Location of the UE making an emergency call ll can b be id identified tifi d using i th the SAI of f th the cell where the call was made. The coverage of the femtocell is within ~150ft. Access Control is not applied for emergency calls, following could be the two cases:
An emergency call for a UE that has camped on to the Home Node-B for emergency calls only in the absence of macro coverage of the APs Home PLMN. (Such a UE will have been LUrejected by Access Control when it attempted to register.) An emergency call A ll f for a SIM SIM-less l UE UE. (N (Note t th that t such a UE will not have attempted to register previously but may have silently camped on.)
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Local Breakout Support


Local Breakout means support of local IP connectivity from the UE attached to the HNB to the home environment
Access to local media server, printers, etc.

Key enabler for advanced Femto services


Examples are local media streaming, filesharing, remote control etc.

Controllable by the service providers on a per user or traffic basis


e.g. download of dynamic ACL or application profile

Split tunneling of local-identified traffic is required at the AP thus creating potential security breach in the architecture Overall local breakout requires further study and will not be part of first 3GPP standardised H(e)NB architecture
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Femto Call Flows

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HNB Register/Activate
HNB

IPSEC

IPSEC

IPSEC

Re-Direct Baseline Configs SW Download Location Verification

Connection Request

Note: within the above flow, if the location verification process failed to match within a specified tolerance, a ToleranceFailure message would be sent. At that point, the provisioning process would require intervention from Ops to determine whether to Activate the HNB.
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Femto Call Flow Voice


Resembles closely with Macro Mobile T Terminated i t d includes Paging

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Femto Call Flow Data


Resembles closely with Macro Mobile T Terminated i t d includes Paging

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Access Control Registration Accepted


Femto :UE RRC_Connection_Request(UE_Id, Cause) URSL_Add_UE_Context_Request(UE_Id,Cau se, S-RNTI) URSL_UE_Context_Accept(RNC_UE_Id, SRNTI) RRC_Connection_Setup(UE_Id, Configuration) RRC_Connection_Setup_Complete(U E_Capabilities) 3G_AC :CN

RRC Connection Establishment

RRC_Initial_Direct_Transfer(Loc Upd Req)

RRC_Downlink_Direct_TRansfer( CN_Domain, MM-Identity Request (IMSI) RRC_Uplink_Direct_Transfer CN Domain MM-Identity CN_Domain, MM Identity Response)

Access Control

URSL_ Initial_Direct_Transfer (Loc Upd Req) SCCP_Connection_Request(RANAP_ Initial_UE_Message(LUREQ)) SCCP_Connection_Confirm() URSL_ UplinkDirect_Transfer (MM_null) RANAP_Direct_Transfer (MM-Null)

Identity Procedure (normal procedures)

Authentication & Ciphering (normal procedures)

URSL_ Downlink_Direct_Transfer (LUACC) RRC_Downlink_Direct_Transfer (LUACC)

RANAP_Downlink_Direct_Transfer (LUACC)

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Registration Rejected: Authentication Failure


Femt o : UE RRC_Conn ection_ Re quest( UE _Id, Cause) URSL_Ad d_UE_Context_Req uest(UE_ Id,Cau se, S-RNTI) URSL_UE _Co nte xt_Accept(RNC_UE_ Id, S RNTI) RRC_Conn RRC Conn ection_ ection Setup(UE Setup(UE_ Id Id, Confi guration) RRC_Conne ction_S etu p_Complete(U E_Capabi liti es) 3 G_AC : CN

RRC_ Initial_Dire ct_Transfer(CM Service Re quest) RRC_Downlin k_Dire ct_Transfer( CN_ Domai n MM_Identity_Req uest (IMSI))

RRC_Upli nkl _Di rect_Transfer(CN_Do main MM-Identity main, MM Identity_Respon Respon se)

URS L_Home_LA L H LA C C_Req R ( IMSI)

RRC_Downlin k_Dire ct_Transfer( CN_Domai n, Use r_Auth_Req uest(RAND,AUTN)

URSL_Home_ LAC(IMS I, LA C)

RRC_Upli nkl _Di rect_Transfer(CN_Do main, User_A uth _Reject(S ync Failure))

Loop x3

URSL_Context_ Rel ease(AC_UE_Id,Re lease_ Cause)

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Registration Rejected: Location Update Reject


Fem to : UE RRC_Conn ection_ Re quest( UE _Id, Cause) URSL_Ad d_UE_Context_Req uest(UE_ Id,Cau se, S-RNTI) URSL_UE _Co nte xt_Accept(RNC_UE_ Id, S RNTI) RRC Conn ection_ RRC_Conn ection Setup(UE Setup(UE_ Id Id, Confi guration) RRC_Conne ction_S etu p_Complete(U E_Capabi liti es) 3 G_AC : CN

RRC_ Initial_Dire ct_Transfer(CM Service Re quest)

RRC_Downlin k_Dire ct_Transfer( CN_ Domai n MM_Identity_Req uest (IMSI))

RRC_Upli nkl _Di rect_Transfer(CN_Do main, MM-Identity_Respon se)

URSL_Home_LA C_ Re q ( IMSI)

RRC_Downlin kl_ Dir ect_Transfer(CN_ Domain, MM-LU-Reject)

URSL_Ho me_ LAC(IMS I, L AC)

URSL_Context_ Rel ease(AC_UE_Id,Re lease_ Cause)

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Voice Call Hand Hand-Out Out

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Data Session Hand Hand-Out Out

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Voice Call Hand Hand-In In

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Provisioning

Forced

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Standards Update

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Main Organisations and Standards Bodies Involved in Femto Definition


Market representative organisation pushing femto as the de facto solution for mobile coverage in the home for all access technologies (WCDMA, CDMA, WiMAX architecture)
www.femtoforum.org

Organised in working groups covering service requirements (wg1), radio and interference management (wg2), network architecture (wg3) and legal issues (wg4)

Mobile Service Providers organisation defining deployment guidelines and interoperability procedures
www.gsmworld.com

Published guidelines on Femto security and broadband network reqs

3G/GSM standardisation Body


www.3gpp.org

Defining standards for 3G W-CDMA and SAE/LTE Femtocell services and architecture

DSL standardisation body


www.broadband-forum.org

Objective is to reuse TR-069 framework for zero-touch provisioning of Femtocell Access Point

Mobile Service Provider organisation looking at beyond 3G services and architecture


www.ngmn.org
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Femtoforum Activities
Defined Femtocell requirements (including end user, OAM, Security, integration, etc.) Focus on enabling femto industry:
Interference management (covering multiple scenarios) Business Requirements Homezone services, services taking advantage of presence presence capabilities of Femto Enterprise Femto

Feature focus:
Local breakout support Architecture evolution (IMS integration) Legal and regulatory requirements
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3GPP Femto Standard Activities


3GPP currently working on H(e)NB concept
HNB (Home Node B) supports 3G WCDMA radio HeNB (Home enhanced Node B) supports upcoming LTE radio
UTRAN
3G HNB

Core Network (CN)


CS Domain

3G HNB GW

Iu-CS PS Domain Iu-PS BC Domain Iu-BC

3G HNB

Full standardization will likely span p two 3GPP releases: R8 and R9 3GPP R8 adopts RAN-based architecture Home Node B Technical Report on RAN aspects completed (3G TR 25.820)
Focus on Radio related aspects (interference, power control, etc.)
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3G HNB

3G HNB GW

3G HNB

I h Interface Iuh I t f

Iu Interface

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3GPP H(e)NB Release 8


Interfaces
Iuh I hi interface t f with: ith RANAP/SCTP for signalling control plane (possibly adding new capabilities) RTP with multiplexing for voice user plane GTP for data user plane

Closed/Open Access model


Definition of Closed Subscriber Group (CSG) Location Update/Reject p j p procedures

Handover scenarios
Macro to/from Femto, Femto to Femto

Encrypted traffic between AP and HNB


IPSec specified in 3GPP standards, IKEv2 for security parameters

Security impacts Addresses attack scenarios for H(e)NB (brute , eavesdropping, pp g, sw manipulation, p , etc.) ) force attack,
ftp://ftp.3gpp.org/tsg_sa/WG3_Security/TSGS3_52_Sophia/Docs/S3-080608.zip

Authentication options UICC or Certificates


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3GPP H(e)NB Release 9


Alignment with other work items
Self Organising Network (SON) LTE/SAE integration (S1 to MME, no X2 interworking)

3GPP R9 for remaining aspects including


SIP/IMS integration Local Breakout MBMS support

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3G Femto and UMA/Dual-Mode Comparison


Characteristic
Requires broadband backhaul Requires new handsets Requires new radio CPE at home Handset mobility Yes Yes No, though new CPE could optimize performance Phone can be used in any public hotspot, e.g. Starbucks

UMA/Dual Mode
Yes No Yes

Femtocell

Phone needs to be within femtocell range, and *might* be locked to a residence or location Yes Yes Yes Yes/Eventually Better Voice and Data

Licensed Radio Enables Quad Play New Family/Zone plans Integration into SIP/IMS Core Battery Life Bearer

No Yes Yes UMA Generally No Dual-Mode - Yes Not as good Primarily Voice

UMA/Dual Mode and Femtocell can be complementary FMC applications


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Cisco Femtocell Components

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Mobilizing the Connected Home

Public Internet

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Voice and Data Integrated in Enterprise


Cisco UC Express + Security

Call Signaling g g

2G/3G MSC

2G Pico
SMB LAN Internet

A/ Iu-cs

3GPP: Remote User Agent

Enterprise User

3G Pico
EFR/AMR Voice GW

IPSec SSL Security Mobile Control Plane 3G AC 2G BSC

Media

Femto/Residential
Connected Home premise based integration
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Super p Femto/Enterprise p
Managed Service/Unified Communications premise based integration
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Cisco HNB
Standalone Femto HNB
I t Integrated t d with ith DSL gateway t or STB planned l di in f future t release l

3G R6 Radio compliant
UMTS Band I, II and V support Single carrier with up to 5mW (7dBm) output power CS and PS support ; up to 3.6Mbps HSDPA (7.2Mbps and 1.4Mbps HSUPA in next release)

NetworkListen (NWL) for autoconfiguration/optimisation


Macro network (2G & 3G) scan to select 3G SC, LAC/RAC and create neighbor list Interference management (CPICH and power control) based on macro measures Macro synchronization to set internal oscillator (NTP used as backup) MCC Scan to check country of operation

Service mix
Four simultaneous user service limit: Multi-RAB CS/PS combinations per user Emergency call support (RANAP SAI handling)

Backhaul capability
Secure transport (IPSec tunnel), NAT traversal, bandwidth management)
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Cisco 7600 DMZ Router

Engines
Route Switch Processor 720

Ethernet Services Modules


GE and 10GE with Rich QoS, Distributed, Line-rate Performance

S Chassis SeGW
Scalable IPsec Termination 7609-S, 7606-S, 7603-S, 7604

Services Modules
Firewall, IDS, SSL termination, termination Load Balancing

Traditional Chassis
7606, 7609, 7613

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HNB Gateway
Femtocell Access Control
Cl Closed dA Access C Control t lb based d on a li list t of f authorized th i d IMSI Open Access Control planned in subsequent release (assessing impact on performance)

Handover capabilities
Si l Simultaneous h hard dh handover d and d SRNS relocation l i Outgoing to Macro (2G, 3G)Based on identified neighbour cell list Incoming from Macro Femto-femto handover not supported initially (targeted for Picocell deployment)

Fully redundant ATCA-based architecture Physical Interfaces


GE Towards to the HNB ATM-based (IP in future) Iu-cs/Iu-ps to 3G Core Network

Performance Figures
20k Femtos per HNB Gw (to be enhanced in future) 5200 voice/video call Erlangs (90s hold time, 60 cps, 60 LUs/s) 1Gbit/sec PS traffic
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Cisco Broadband Access Center (BAC)


Carrier grade solution for CPE provisioning and management deployed at over 150 SP worldwide supporting millions of CPEs Fully redundant and scalable architecture Key Features
TR-069 TR 069 Standard compliance Flow through (top down or pre-provisioning) Northbound interface/API for OSS&BSS integration Device Profile Templates and Group Management E t Extensible ibl C Configuration fi ti E Engine i Support of automatic upgrades

BAC RDU (Regional Distribution Unit)


Centralized authority for all Femtocell Provisioning Software Image Management and Distribution Up to 8Mios CPEs per pair of RDU

BAC DPE (Distributed Policy Engine)


Provides scalable CWMP support Locally store Femto related information Up to 500k CPEs per pair of DPEs
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NMS Components Overview


Proposed NMS architecture allows to manage the Femto components (HNB and HNB Gw) as well as all of the IP networking elements (Routers, Firewalls, LoadBalancers) Configuration Management (Cisco NCM)
Auto discovery of the network to provide full visibility of network changes Track and regulate configuration and software changes for the whole solution Enforce compliance to defined policies Regular reporting of network configuration status

Fault Management (Cisco CIC)


Auto discovery of network Al Alarm M Monitoring it i and db browsing i th through h customizable t i bl GUI Collect, Filter, Consolidate Alarms and Report

Performance Management (provided by third-party partner)


Rich Reporting collecting information from all network elements SLA, statistics monitoring Capacity planning
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Cisco Femtocell Complements Macro


Area Macrocell Network Femtocell Network
IP

Cisco Value Add


Provisioning, Voice/Data Call Control, and Network Management are all handled by discrete elements

Connectivity Point-to-Point Links Network Carrier Owned / Managed

Unmanaged NATs, NAT s, limited uplink, unsecure IP links, and problematic and Untrusted home IP networks do not impact system performance ISP Network and Home IP Network Automated (Zero Touch) CPE Many Each endpoint gets registered, located for E911 and macro cell handoff, provisioned, and managed automatically (with exceptions flagged as alarms) Low price, with custom per carrier modifications, and rapid innovation of CPE products Integration with Video STB, PVR, Satellite, Second Line Voice, WiFi, and Home Media Gateway over time

Provisioning

Manual (High Touch) Carrier Class None

Equipment Additional Services Required

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Femto Integration

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Iuh Integration
Routing & Switching Internet Routing (BGP) with Internet Provider Aggregation Router for the site VRF-Lite for Internet Routing and OAM Q S / CoS QoS C S Management M t Security IPSEC Stateful firewall Intrusion Prevention (optional) Tunnel termination CA Server, Certificates, Certificate Verification, CRL DSCP Marking of tunnel traffic Load Balancing Management Security Load-balancing of servers, SeGW farm SSL Offload for server traffic Control Plane Policing

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Core Network Integration


Iu-CS: ATM
RANAP / ALCAP / Bearer VCs Class of Service and Parameters AESA Addresses of Media Gateways and Femto Gateway (for Voice Bearer only) RANAP / ALCAP Point Codes for MSC/MediaGateway Point Code for Femto Gateway MCC, MNC RAC, LAC, SAC RNC ID RNC-ID

SS7

RAN

Iu-PS: ATM
SS7 RAN

RANAP / ALCAP / Bearer VCs Class of Service and Parameters RANAP / ALCAP Point Codes for SGSN Point Code for Femto Gateway MCC, MNC RAC, LAC

IP Addressing
BRKAGG-2002_c1

RNC-ID RNC ID Transport IP Addressing for Bearer VCs GTP-U IP Addressing


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OSS Integration

Coverage RAN Provisioning

Hexagonal maps of county/market LAC, RAC for Femto LAC, RAC for Macro New AP addition, deletion User MSISDN, MSID changes Friends list

E911

Location Identification

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Summary

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Summary
Operators looking to offload/complement their Macro with ith Femto F t to t provide id Mobile M bil I Internet t t to t indoor i d users Standard bodies bodies, 3GPP and Femto For Forum, m ha have e churned major interest. RAN-Gateway approach by 3GPP makes it easier to integrate with Macro. Femto Success = Seamless Integration with Macro + Auto Provisioning / Self Optimizing Auto-Provisioning Femto trend continues with LTE Femto and Super Femto interests.
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References
3GPP Standards http://www.3gpp.org 3GPP Standards http://www.3gpp.org/femto TR-069 with CPE WAN Management g Protocol proposed as a framework http://www.broadbandforum.org/technical/download/TR-069Amendment2.pdf

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