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Basics of Application Filing

Ms Jalene Poh Senior Regulatory Specialist Pharmaceuticals & Biologics Branch Therapeutics Products Division Health Products Regulation Group Health Sciences Authority

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Agenda
Introduction Pre-submission Preparations New Drug/Generic Drug Applications
PRISM Application Dossier Requirements Submission Requirements Documentary Requirements

Post-Approval Variation Applications


PRISM Application Dossier & Submission Requirements Documentary Requirements

Final Note
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Introduction

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Medicinal Product Registration


HSAs commitment: Make quality, safe and effective medicines available in Singapore in a timely manner Need Pharmas cooperation and support Help Us Help You !

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Screening Process
Application Submission Receipt of Complete Dossier Screening 25 w.d. Issue Deficiency Letter Non-Acceptance YOUR Stop-Clock Screen Response Acceptance Join Evaluation Queue
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Major Deficiencies

Importance of a Proper Submission


Importance of getting the application submission right the first time
Prevent non-acceptance Reduce YOUR screening deficiencies Reduce YOUR stop-clock time

Reduce overall processing timeline for YOUR application Familiarise yourself with the requirements Consult HSA

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Pre-Submission Preparations

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Pre-Submission Preparations
Compiling all necessary documents Organise in CTD format Discuss with HSA:
Clarifications/questions Difficulties in meeting requirements Alternative proposals Pg12

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Pre-Submission Preparations
Pre-submission inquiry: HSA_MedProd_Registration@hsa.gov.sg For issues on MIV submissions
MIV Filing and Submission Inquiry Form (App 13) Include a copy of the Inquiry form in the MIV submission

Pre-submission consultation
For more complex issues Prior to a full dossier submission Request via email to HSA_MedProd_Registration@hsa.gov.sg

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New Drug Application Generic Drug Application - PRISM Application

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PRISM Application

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Online applications via PRISM (Pharmaceutical Regulatory and Information System) Separate application form required for:
Each pharmaceutical dosage form and strength Powder for injections containing different amounts of drug substance per container Concentrates for reconstitution labelled with the actual amount of drug substance before reconstitution Pre-filled syringes

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PRISM Application
Examples Labelled strength before reconstitution 25mg/vial 50mg/vial 2 Solution for Injection 2mg/ml in a vial 2mg/ml pre-filled syringe 3 Concentrate 10mg/5ml 20mg/10ml 4 Concentrate 2mg/ml: presented in 5ml vial and 10ml vial 100 iu/ml 400 iu/4 ml Application type 1 Powder for Injection Submit as 2 separate applications: One as NDA-1/GDA-1 and the other as NDA3/GDA-2 Submit as 2 separate applications: One as NDA-1/GDA-1 and the other as NDA2/GDA-1 Submit as 2 separate applications: One as NDA-1/GDA-1 and the other as NDA3/GDA-2 Submit as a single application with two pack sizes (i.e., 5ml and 10ml) Submit as 2 separate applications: One as NDA-1/GDA-1 and the other as NDA3/GDA-2

Pre-filled syringe

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PRISM Application
Section 1: Company particulars Section 2: Applicant particulars

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Company address may be entered

Direct telephone and fax numbers in company may be entered

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PRISM Application
Section 3: Application details

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PRISM Application
Section 3: Application details (contd) Type of application (3.1):
Change within same application type (e.g. NDA-2 to NDA-3) Input request to amend Change to a different application type (e.g. NDA-1 to GDA-1) Application to be withdrawn and submit new application

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PRISM Application
Section 3: Application details (contd) Reference Product (3.3):
NDA-3 application not submitted at the same time as the NDA-1/2 application state NDA-1/2 products SIN no. All GDA applications state Singapore Reference Products SIN no. GDA-2 application not submitted at the same time as the GDA-1 application state both Singapore Reference Product and GDA-1 products SIN nos

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PRISM Application
Section 4: Product Information
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Section 4.1: Product Name


Products trade name shown on product labelling
Product Name Pharmaceutical Dosage Form Product Strength Product Standard (optional)

ABC

Injection

5mg/ml

USP

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PRISM Application
Product Fixed-combination Format Strength of each active ingredient separated by a / State the amount of active ingredient per unit dose State the concentration Example Multi-Tab Tablet 100mg/25mg Ingredient 300mg per vial

Single-dose preparation, total use Multi-dose preparation

per mL, per puff, per drop, per kg, per m2, etc. Antibiotic 200mg/5mL

Powder for reconstitution, oral Powder for reconstitution, injection or infusion Transdermal patches

State the concentration after reconstitution State the amount of active ingredient before reconstitution or dilution State the amount of active ingredient released in 24 hours

Ingredient 300mg per vial

Trans-Patch 24mg/24 hrs

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PRISM Application
Section 4.2: Product Formula

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PRISM Application
Section 4.2: Product Formula (contd)
Ingredients related to pharmaceutical dosage form

Film coating ingredient

Printing ink

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PRISM Application
Section 4.2: Product Formula (contd)
Active substance present in the form of a salt

Enter the strength of the active substance base here.

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PRISM Application
Section 4.2: Product Formula (contd)
Information on residual amounts of certain materials, such as antibiotics, thiomersal and materials of biological origin (e.g. human serum albumin), added or present in the drug product must be declared

This strength will actually be entered here

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PRISM Application

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Section 4.3: Ingredients derived from Human Blood/Animal Sources


Refer to Appendix 10 & 11 for details on data requirements

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PRISM Application
Section 4.4: Pharmacotherapeutic group Section 4.5: Dosage form Section 4.6: Route of administration

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PRISM Application
Section 4.7: Packaging, Shelf-life & Storage Conditions

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PRISM Application

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PRISM Application
Section 4.8: Forensic Classification
Prescription Only Medicine (POM) Pharmacy only medicine (P) General Sales List medicine (GSL)

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PRISM Application

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Section 4.9: Registration Status in Other Countries

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PRISM Application
Country For ALL countries Application Status APPROVAL REJECTION or WITHDRAWAL DEFERRAL For all reference agencies and country of origin (if applicable) APPROVAL Status Date State the approval date State the date of rejection/withdrawal State the date of deferment State the approval date State the submission date State the reason(s) State the reason(s) State the approved indication(s) and dosing regimen(s) State the expected regulatory decision date, if applicable State the expected submission date Application Details

PENDING EVALUATION PENDING SUBMISSION

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PRISM Application

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PRISM Application
Section 4.9: Registration Status in Other Countries (contd)
In the event that the PRISM text space does not allow input of full details of the indication(s), dosing regimen(s), and/or reason(s), a brief description may be entered The full details should be attached in softcopy (PDF) in PRISM section 7 (Supporting Attachments) and in hardcopy in section 1.16 of the CTD Module 1/Part 1

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PRISM Application
Country Application Status Approved Status Date Approved application indication/dosing regimen details Adjuvant treatment of colorectal cancer stage III (Dukes C) following complete resection of primary tumour. Adjuvant treatment of colorectal cancer following surgery Indication submitted Adjuvant treatment of colorectal cancer. Withdrawn due to insufficient long-term efficacy data (only phase II data submitted). Resubmitted on 16 June 2005 with completed phase III data for Adjuvant treatment of colorectal cancer following surgery. Adjuvant treatment of colorectal cancer stage III (Dukes C) following complete removal of primary tumour. Notice of Compliance with Conditions issued on 16 April 2003 based on promising efficacy results with condition to furnish confirmatory efficacy data Adjuvant treatment of colorectal cancer stage III (Dukes C) following surgery. Approved forensic classification POM Country 1 12 Jan 2005

Country 2 Country 3

Approved Withdrawn by applicant

2 Feb 2006 14 April 2002

POM POM

Country 4

Approved

21 Nov 2004

POM

Country 5

Pending

Submitted: 15 Jun 2005

POM

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PRISM Application
Section 4.10: Product Owner Information

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Input the full name and address of the legally registered owner of the product formulation, i.e. the drug product

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PRISM Application
Section 5: Manufacturers Particulars

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PRISM Application
Section 5: Manufacturers Particulars (contd)
Enter information on all manufacturers of active substance(s), drug product and diluent used to reconstitute the product (if packed and sold together with the drug product) For secondary packagers, enter (Secondary packager) after the name of the manufacturer All manufacturers names and addresses should be consistent throughout all of the documents submitted in the application, such as GMP certificates, CPPs, Letters of Authorisation, Module 3/Part II of the CTD and so forth

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PRISM Application
Section 6: Batch Release Details

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PRISM Application
Section 7: Supporting Documents

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Before completion of the application, applicants must attach all Module 1/Part 1 documents into this PRISM section Notes:
Use Portable Document Format (PDF) whenever possible Do not combine documents if the content is unrelated Ensure that the documents are appropriately named for easier recognition to facilitate screening During scanning of documents, applicants are advised not to break seals of authenticated documents as this will render them invalid

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PRISM Application

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New Drug Application Generic Drug Application - Dossier Requirements

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Dossier Requirements

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The submission of the complete dossier should take place within 2 working days after the PRISM application submission to prevent delays in processing of the application The date of submission will be defined as the date when HSA receives the complete dataset for the application Dossier requirements for each application type & dossier type
Main guidance document Application Checklists (Appendix 2/3)

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Dossier Requirements

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Dossier Requirements

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New Drug Application Generic Drug Application - Submission Requirements

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Submission Requirements

Requirement of both hard and soft copies of submission dossier


Default: Electronic Copy Only

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Submission Requirements

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An electronic copy of the complete CTD dossier is to be submitted with the application
Module 1/Part 1 in PRISM section 7 Remaining Modules/Parts in PRISM or CD
Dont combine PRISM attachments with a CD submission

Hardcopy submission of all admin documents in CTD Module 1/Part 1 still required When applicable, upon acceptance, additional copy(ies) of clinical documents (in CD) may be requested

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Submission Requirements
Dos
Ensure that e-copies for scanned documents are legible For CD submission, organise the dossier in the CTD format, using folders and subfolders and include bookmarks Ensure access to CD is not restricted (or provide password for access) Electronic copies are identical to the hardcopy documents (for admin documents)

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New Drug Application Generic Drug Application - Documentary Requirements

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Documentary Requirements - Administrative Documents


1.1: 1.2: 1.3: 1.4: Comprehensive Table of Contents Introduction Application form Labelling, PI, PIL
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Separate drafts for each different pack size Must be in English; If not, provide an official statement to declare that the non-English text is complete, accurate and unbiased information and is consistent with the English text Refer Appendix 6 for specific details of labelling requirements

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Documentary Requirements - Administrative Documents


1.5: Approved SmPC/PI/PIL
Pg41 Country of Origin Agency that issued proof of approval (if not COO) Each of HSAs reference agencies (if approved)

1.6: Assessment report from Reference Agency 1.7: Description of Batch Numbering System 1.8, 1.9: Proof of Approval 1.10: Authorisation Letters 1.11: GMP Certification
Must not expire within 6 months from the time of submission

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Documentary Requirements - Administrative Documents


1.12: Patent Declaration Form
Section 1: Applicant Particulars
Name & address of local applicant firm Product name is stated and it should be consistent with that stated in PRISM, all product labelling and all other relevant documents in the dossier Signed by person authorised to make the declaration on behalf of the applicant ,e.g. the Company Director, Company Secretary as registered with ACRA, or equivalent Evidence of authorisation to be submitted, e.g. resolution of board of directors, resolution of a general meeting of the company, or an extract of the relevant portion of the companys articles of association

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Section 2: Product Particulars

Section 8: Declaration

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Documentary Requirements - Administrative Documents


1.13: Declaration on rejection, withdrawal and deferral 1.14: Declaration for NDA verification
Only for NDA verification dossiers

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1.15: Registration status in other countries

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Documentary Requirements - Technical Documents


CTD Overview and Summaries
Module 2 of the ICH CTD Relevant sections in Part 2, 3 and 4 of the ACTD Pg44

Quality Documents
Complete Module 3/Part 2 Pg48

Non-clinical Documents (NDAs only)


Full dossier: Complete set of Module 4/Part 3 Other dossier types: Non-clinical overview

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Documentary Requirements - Technical Documents


Clinical (NDAs only)
Pg49 Full dossier: Complete Module 5/Part 4 Other dossier types: Study reports of pivotal clinical studies
Studies should be conducted using the proposed commercial formulation, and in the appropriate patient population for the proposed indication(s) and dosing regimen Biopharmaceutic study reports are required if the commercial formulation differ from the clinical trial formulation used in the pivotal clinical studies

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Post-Approval Variation Application

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PRISM Application

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Similar to NDA/GDA application Some fields would not be editable depending on the application type Detail all proposed change(s) in the Amendment Summary section

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PRISM Application
Section 3.1: Type of Application
Change from MIV to MAV-1, MIV-2 to MIV-1, or vice versa Application to be withdrawn and submit new application

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Submission Requirements
The submission of the complete dossier should take place within 2 working days after the PRISM application submission to prevent delays in processing of the application The date of submission will be defined as the date when HSA receives the complete dataset for the application An electronic copy of the CTD dossier is to be submitted with the application
Module 1/Part 1 in PRISM section 7 Remaining Modules/Parts in PRISM or CD

Hardcopy submission of all admin documents in CTD Module 1/Part 1 still required

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Documentary Requirements
MAV-1
Detailed in the Application Checklists (Appendix 2/3)

MAV-2
Detailed in Section 10.3.2 (page 59-60)

MIV-1/MIV-2
Detailed in Minor Variation Guidelines (Appendix 14/15)

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Final Note

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Screening Process
Application Submission Receipt of Complete Dossier Screening 25 w.d. Issue Deficiency Letter Non-Acceptance YOUR Stop-Clock Screen Response Acceptance Join Evaluation Queue
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Major Deficiencies

Screening Process
Application Submission Receipt of Complete Dossier Screening 25 w.d.

Acceptance Join Evaluation Queue


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Thank You

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