A

SUMMER INTERNSHIP PROJECT

ON _____________________________________________________________ ______________________________________________________________ _______________ Submitted to

S.R. LUTHRA INSTITUTE OF MANAGEMENT

IN PARTIAL FULFILLMENT OF THE REQUIREMENT OF THE AWARD FOR THE DEGREE OF

MASTER OF BUSINESS ADMINISTRATION

In

Gujarat Technological University

UNDER THE GUIDANCE OF Faculty Guide: Dr. R.D.Vaidya Asso. Professor Company Guide: Mr. ___________ Technical Analyst (R. Wadiwala Sec. Pvt. Ltd.)

Submitted by
Mr. MAYUR D. SURTI [Batch No. 2012-14, Enrollment No. _________] MBA SEMESTER II

S.R. LUTHRA INSTITUTE OF MANAGEMENT 750/805

MBA PROGRAMME Affiliated to Gujarat Technological University Ahmedabad August, 2013

Company Certificate (On Company Letterhead)

This is certified that Mr. Mayur D. Surti from S.R. LUTHRA INSTITUTE OF MANAGEMENT, have carried out the research on the subject titled at this company / organisation under the supervision of Mr. R. K. Shah, from June 2013 to August, 2013. I also certify that, the above mentioned student has carried the research work satisfactorily.

Place: - Surat

Date: - _________ ( to be announced later on)

________________ (Name & Designation)

Students Declaration

I, Mr. Mayur D. Surti, hereby declare that the report for Summer Internship Project entitled is a result of my own work and my indebtedness to other work publications, references, if any, have been duly acknowledged.

Place: Surat

Date: _____________

__________________ (Mayur D. Surti)

Institutes Certificate

Certified that this Summer Internship Project Report Titled is the bonafide work of Mr. Mayur D. Surti (Enrollment No. ), who has carried out the research under my supervision. I also certify further, that to the best of my knowledge the work reported herein does not form part of any other project report or dissertation on the basis of which a degree or award was conferred on an earlier occasion on this or any other candidate. Place: Surat Date: ________________

___________________ (Ravi D. Vaidya) Asso. Professor

___________________ (J.M. Kapadia) I/C Director

PREFACE

ACKNOWLEDGEMENT

EXECUTIVE SUMMARY

TABLE OF CONTENTS

o o o o o o

Companys Certificate Students Declaration Institutes Certificate Preface Acknowledgement Executive Summary

Sr. No.
1. 2. Introduction Industry Profile a. Global b. National c. State d. PESTEL e. Current trends f. Major Players 3. g. Major Offerings Company Profile a. Company Profile b. Organogram

Particulars

Page No.
20 23 24 26 28 30 32 34 36 37 38 40 42 45 4 5 4 6 4 7 34 5 19 19

c. Divisions/ Departments d. SWOT 4. 5. e. Market Position Review of Literature Research Methodology a. Problem Statement b. Research Objective c. Research Design i. ii. iii. iv. v. Type of Design Sampling Data Collection Tools for Analysis Limitations of the Study

6.

Bibliography

(Bibliography (MLA format) Refer http://www.factmonster.com/homework/t8biblio.html

(to be included after the table of contents, to be numbered, but not to be mentioned in the table of contents) LIST OF TABLES Table No. 1.1 1.2 1.3 1.4 4.1 Page No. 02 04 06 14 25

Sr. No. 1 2 3 4 5

Particulars Stock Market Variations during Emerging Market SEBI Registered Market Intermediaries / Institutions Depository Statistics: Equity Shares Major Players in Indian Broking Industry Types of Research Design

(to be included after List of tables, on a new page, to be numbered, but not to be included in the table of contents) LIST OF FIGURES Sr. No. 1 2 3 4 5 6 7 Particulars Turnover of Cash vis--vis Derivative Segment, 2010-11, in Rs. Crore Net Profit of Broking Firms, India Region-wise branches of Broking firms Terminals in Major cities in % Services offered by companies in % Organisation Hierarchy - R. Wadiwala Securities Account opening process Figure No. 1.1 1.2 1.3 1.4 1.5 2.1 2.2 Page No. 09 11 12 13 15 18 21

General Guidelines for Sem. II SIP Report 1. Paper Size A4 2. Margins: Left 1.5 in., Right, Top and Bottom 1 in. 3. Line Spacing ; 1.5

4. Paragraph spacing: Double 5. Page Numbers Bottom (Center) 6. Font: Arial 7. Font Size: 12 8. Alignment Justify 9. Heading: Upper case, Bold, Center, Font Size 14 10. 11. 12. 13. 14. Sub heading: Bold, Left aligned, font size 12, No colon : Tables, graphs, diagrams: Title, No. & Source No borders, headers or footers No word breaking Chapter name: On separate page, before the start of chapter, center aligned on the page, no page numbers on it, next page start the chapter, do not repeat the title of the chapter on next page 15. Report Binding: a. Spiral Binding b. 2 copies one for the Institute, one for the student 2. Submit soft copy to guide, CD Should have following information: a. Name of the students, b. Enrolment number c. SIP Title d. Year e. Guide name f. Soft copy of the entire report in word and pdf formats.

3. Not more than 100 125 pages for the entire report