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4, 561-567
Development and Application of New Scales to Measure the French and Raven (1959) Bases of Social Power
Timothy R. Hinkin
Mclntire School of Commerce University of Virginia
Chester A. Schriesheim
School of Business Administration University of Miami
Presented are results from a multistep, three-sample study that designed measures of reward, coercive, legitimate, expert, and referent power that are conceptually consistent with respect to the source of power. Construct definitions were developed and items were generated and evaluated for content validity. Exploratory and confirmatory factor analyses and item analyses were conducted to develop perceptually distinct scales with acceptable internal consistency and stable factor structures. The independence of the scales was next examined, and discriminant validity was assessed. Finally, zeroorder and partial correlation concurrent validity analyses were conducted, and conclusions were drawn concerning both the new scales and the extant literature.
The acquisition and maintenance of power is, according to McClelland and Burnham (1976), one of the most socially motivating processes that occurs in organizations. As one might expect, power is a central concern of most employees (Gioia & Sims, 1983), and it has also been examined by scholars from a wide variety of perspectives (e.g., Grimes, 1978; McClelland, 1975; Pfeffer, 1981). Although a number of power typologies or frameworks exist, perhaps the most influential is that of French and Raven (1959). French and Raven (1959) distinguished between reward, coercive, legitimate, referent, and expert power. Their typology is presented in most major textbooks in the field and, according to Mintzberg (1983) and others, it is also the framework most frequently used in power research. A major criticism of the French and Raven typology, however, is that the power bases lack conceptual consistency regarding the source or origin of influence (Patchen, 1974; Yukl, 1981). For example, the source of reward power is the power holder's perceived ability to administer outcomes that are rewarding. However, the source of referent power is the power holder's perceived attractive characteristics. In addition, empirical research using the French and Raven typology has been limited almost exclusively to field studies that have primarily used single-item ranking scales (as opposed to rating or Likert-type measures). This research has been severely criticized (Podsakoff & Schriesheim, 1985), and a four-sample study by Schriesheim, Hinkin, and Podsakoff (1985) strongly demonstrated that the results of most existing
research on the French and Raven power bases must be questioned because of psychometric inadequacies of the measures that have been used. Although the concept of power has garnered much attention over the last several decades, key questions remain unanswered. Thus, it is important that the investigation of power in organizations continue. Because theoretical progress is impossible without adequate measurement technology (Korman, 1974; Schwab, 1980) and because many studies of power use psychometrically unsound measures (PodsakofF & Schriesheim, 1985), this study was conducted. This article first reports the results of a multisample study that refined the Schriesheim et al. (1985) scales to develop conceptually consistent and psychometrically sound measures derived from French and Raven (1959). Relationships between the new power base measures and subordinate outcomes are next reported and compared with prior research findings. Finally, conclusions and suggestions for future research in this domain are discussed.
Timothy R. Hinkin was supported during this research through funding provided to the University of Virginia's Mclntire School of Commerce by the Marriott Corporation Summer Research Fellowships. Chester A. Schriesheim was supported by the Summer Awards in Business and the Social Sciences Program, University of Miami, and the School of Business Administration Corporate Affiliate Program, University of Miami. Correspondence concerning this article, including requests for a longer and more detailed report of this research, should be addressed to Timothy R, Hinkin, Mclntire School of Commerce, University of Virginia, Charlottesville, Virginia 22904.
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TIMOTHY R. HINKIN AND CHESTER A. SCHRIESHEIM and the sample was 59% men. The respondents worked an average of 22 hr per week and were employed in a wide variety of organizations. The second sample (B) consisted of 375 full-time employees of a large southern U.S. psychiatric hospital. The average age was 34 years, average tenure was 4.5 years, and 73% were women. Ninety-one percent of respondents had graduated from high school, and 40% had college degrees. The third sample (C) consisted of 220 part-time MBA students taking organizational behavior and business policy classes at a medium-sized southern U.S. university. The average age was 27 years, and the sample was 56% men. Average organizational tenure was 4 years, and all were currently working full-time employees, with 61 % having supervisory or managerial and 27% sales or clerical positions.
posed by French and Raven (1959). We felt that denning all of the power bases as involving the ability to administer tangible ("things") or intangible ("feelings") outcomes for another would do this and would also facilitate the generation of behaviorally phrased items that are consistent with prior theory and research on power (e.g., Dahl, 1957; Etzioni, 1961; Kanter, 1979). We first independently generated definitions for each base of power. We then jointly evaluated the proposed definitions and came to consensual agreement (for more detail, see "riinkin, 1985). The power bases involved in this research were thus defined as follows: Reward power is the ability to administer to another things he or she desires or to remove or decrease things he or she does not desire. Coercive power is the ability to administer to another things he or she does not desire or to remove or decrease things he or she does desire. Legitimate power is the ability to administer to another feelings of obligation or responsibility. Referent power is the ability to administer to another feelings of personal acceptance or approval. Expert power is the ability to administer to another information, knowledge, or expertise.
Procedure
Survey questionnaires were administered to the respondents in their natural (classroom or work) settings during normal hours. Participation was optional, and anyone not wishing to take part was given the opportunity to decline. The purpose of the research was explained in a brief oral presentation, and participants were given the opportunity to ask questions. Participants were encouraged to answer all of the questions in the survey honestly and were assured of complete anonymity. Of the original 254 Sample A respondents who participated, 3 had to be eliminated because of missing data. Twelve of the initial 387 in Sample B had to be eliminated, as did 6 of the original 226 Sample C respondents.
Measures
Power. The measures of power used in Sample A were the 42 items that survived the content judging process described earlier: 8 reward, 10 coercive, 11 legitimate, 7 referent, and 6 expert power items. Several items from the Schriesheim et al. (1985) scales were retained. The 20 items used in Samples B and C were selected on the basis of Sample A's results, with 4 items for each of the power bases. In all samples, the respondents were asked to indicate the extent of their agreement with the randomly ordered items. Satisfaction. Three measures of satisfaction were used, consisting of the five-item (each) Supervisor-Human Relations and SupervisorTechnical Ability subscales of the Minnesota Satisfaction Questionnaire (MSQ; Weiss, Dawis, England, & Lofquist, 1967) and a 12-item short global MSQ satisfaction measure that has been used in previous research (e.g., Schriesheim et al., 1985). These measures were used in the criterion-related validity analyses, quite simply because satisfaction is a traditional dependent variable in power research (cf. Bass, 1981; Yukl, 1981) and because satisfaction has been shown to be related to other important variables (cf. Locke, 1976). Coefficient alphas were .97, .84, and .84 for human relations, technical ability, and global satisfaction, respectively, in Sample A; .89, .90, and .90 in Sample B; and .91, .85, and .86 in Sample C. Commitment. Although empirical researchers of power do not often study commitment, it has been a central concern of theory in this domain (cf. Pfeffer, 1981), and scholars such as Yukl (1981) have specifically called for future research on power to routinely include commitment as a dependent variable. Thus, the 15-item Porter, Steers, Mowday, and Boulian (1974) Commitment scale was used to measure this construct. This instrument has been subjected to considerable psychometric examination, and data pertaining to its reliability and validity are generally quite positive (cf. Mowday, Steers, & Porter, 1979). Coefficient alpha reliabilities of .90, .87, and .90 were obtained in Samples A, B, and C, respectively.
Samples
As noted, the data for this study were collected from three diverse samples. The first sample (subsequently labeled Sample A) consisted of 251 upper-level undergraduates enrolled in two different business courses at a large southern U.S. university. The average age was 22 years,
Results
The results from the analyses described previously are presented here. Those from the more complex and interrelated
563
Sample B
Sample C
02. R 27. R 33. R 38. R 04. C 18.C 21. C 22. C 07. L 30. L 39. L 42. L 16. E 19. E 31. E 40. E 03. F 06. F 08. F 12. F
.69 .84 .47 .78 .07 .09 .01 -.07 .07 .11 .12 .17 .10 .03 .06 .21 .19 .17 .07 .20
.03 .03 .01 .06 .50 .62 .88 .84 .14 .15 .08 .14
.05 .13 .02 .18 .15 .12 .03 .04 .64 .64 .86 .70 .11 .24 .26 .15 .22 .29 .23 .22
.11 .15 .13 -.03 .05 -.12 -.01 -.05 .25 .13 .17 .22 .71 .75 .62 .74 .25 .23 .15 .24
.03 .12 .22 .12 .11 -.09 -.07 -.11 .22 .27 .23 .19 .19 .24 .30 .11 .71 .72 .72 .70
.50 .75 .29 .66 .30 .44 .78 .73 .55 .54 .84 .62 .58 .68 .55 .62 .66 .68 .62 .64
.57 .74 .41 .64 .07 .00 .04 .07 .08 .06 .19 .19 .20 .15 .20 .28 .20 .14 .15 .19
.03 .11 .01 .07 .51 .84 .88 .85 .19 .09 .11 .04
.05 .17 .02 .23 .14 .06 -.04 .07 .57 .60 .79 .77 .29 .32 .41 .38 .27 .27 .23 .24
.04 .06 .17 .07 .04 .07 -.01 -.08 .15 .17 .11 .20 .55 .48 .51 .63 .12 .14 .19 .28
.03 .15 .11 .29 .08 -.02 -.09 -.12 .30 .23 .24 .24 .42 .44 .44 .33 .80 .77 .73 .76
.33 .62 .21 .56 .29 .72 .79 .75 .48 .46 .74 .72 .61 .55 .69 .74 .77 .71 .64 .73
.72 .90 .32 .73 .09 .06 -.01 .02 .09 .08 .10 .10 .01 .04 .18 .13 .28 .11 .01 .10
.07 .03 .02 .05 .57 .74 .91 .86 .32 .15 .14 .15 .00 .00 .07 -.03 .05 .27 -.05 -.04
.02 .11 .12 .11 .15 .10 .08 .14 .53 .71 .89 .65 .06 .15 .23 .10 .11 .22 .29 .26
.53 .83 .24 .59 .37 .56 .83 .76 .58 .61 .86 .51 .71 .62 .59 .71 .50 .80 .55 .57
.03 .03 .36 .21 .20 .21 .13 .33 .38 .08 .62 .79 .66 .64
Note. Single letters in column headings and stub denote the proposed power base for each item: R = reward, C = coercive, L = legitimate, E = expert, and F = referent. The Appendix shows the specific wording of each item. Communalities are denoted by h2.
analyses for Sample A are discussed first. These analyses were performed prior to the collection of data from Samples B and C, and they were used to select items from the initial item pool for inclusion in the new scales (for administration to Samples BandC).
cally assess the goodness of fit of a factor structure to a set of data (Joreskog & Sorbom, 1985). Thus, we conducted LISREL analyses on the 20 items of the power scales, initially specifying that each item load on only its appropriate factor (i.e., no crossloadings were allowed) and that the five factors were not orthogonal (i.e., intercorrelations were allowed among the factors). The resulting goodness-of-fit (.90) and adjusted goodness-offit (.86) indices, as well as the root-mean-square residual (.06), indicated an excellent fit to the data. All hypothesized factor loadings were .47 or greater, and all were significant at p < .001 or better. Allowing the estimation of initially nonhypothesized crossloadings, which significantly (p < .001) improved the overall goodness of fit of the factor structure to the data, produced only one small loading (.23) for an item that loaded .51 on its appropriate factor. Thus, because the goodness-of-fit index for this solution was unchanged (.90) and only slightly improved with respect to the adjusted index (.87) and root-mean-square residual (.05), the theoretical dimensionality of the 20 items and five scales appeared to be strongly supported.
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TIMOTHY R. HINKIN AND CHESTER A. SCHRIESHEIM bases in the three samples are presented in Table 2, along with their coefficient alpha reliabilities. As shown in Table 2, the scales were highly reliable in all three samples (cf. Nunnally, 1978). In Sample A, legitimate, expert, and referent power were highly intercorrelated as well as moderately correlated with reward power. Coercive power was not strongly related to any other power, its only significant relationship being with legitimate power. A very similar pattern of relationships was also obtained in Samples B and C, although coercive power demonstrated a significant yet very small positive relationship with referent power in Sample C. Thus, although some large and significant relationships existed between some of the powers, the overall correlations demonstrated a meaningful amount of perceptual independence, particularly given the high obtained scale reliabilities and earlier factor analytic results. Factor analyses of item discriminant validity. Because of the nature of the dependent variables typically used in research on power in organizations (cf. Podsakoff & Schriesheim, 1985) and because it is important that supposedly descriptive measures (the power scales) have minimal contamination with affective evaluation (e.g., satisfaction; cf. Ferratt, Dunham, & Pierce, 1981), we felt that an additional examination would be helpful in assessing discriminant validity. Using the data from all three samples (separately), we factor analyzed the 15 commitment items with the power items to determine whether respondents discriminated between their affective attitudes and the perceived bases of power. We repeated the analyses in all three samples for the 22 satisfaction items. The factor analytic results, as a whole, appeared supportive of the discriminant and, hence, construct validity of the new measures. None of the individual power items demonstrated inappropriate loadings across the three samples. The obtained item-loading patterns were thus supportive of the relative freedom of the new scales from substantial contamination by affective evaluation. Concurrent validity analyses. To examine the relationships between the power scales and the dependent variables that were measured in Samples A, B, and C, we computed zero- and fourth-order Pearson correlations (the fourth-order partial correlations involved removing the effects of the four other power scales from the independent-dependent variable relationships). The results of the zero-order correlations between the power scales and the measures of satisfaction and commitment are presented in Table 3. In Sample A, (a) expert and referent power demonstrated strong positive relationships with all of the satisfaction measures; (b) reward and legitimate power demonstrated weaker, yet significant, positive relationships; and (c) coercive power demonstrated moderately strong negative relationships. In addition, (d) expert and referent power had moderate positive relationships, whereas (e) coercive power demonstrated a moderate negative relationship with commitment. The results for Samples B and C are also presented in Table 3. The pattern of relationships was very similar to those of Sample A, except that in Sample C the magnitude of the negative correlations between coercive power and the satisfaction variables was much smaller and there were no significant relationships between coercive power and commitment. However, on an overall basis, the pattern of relationships was very similar across the three samples. To date, researchers have not examined the independent rela-
ance. All items loaded as predicted, and all but two of these loadings were greater than .50. (The four expert power items, however, had bothersome cross-loadings on the referent power factor.) The results for Sample C were quite similar to those for Samples A and B. The five-factor solution explained 70.2% of the total item variance, and all of the items had strong loadings on their appropriate factor, except for Reward Power Item 33. No items had even moderate cross-loadings on other factors. Replicative confirmatory factor analyses. To statistically test the goodness of fit of the hypothesized scale factor structure to the data of Samples B and C, we conducted LISREL (Joreskog & Sorbom, 1985) analyses mirroring those reported for Sample A. In Sample B, the goodness-of-fit (.92) and adjusted goodnessof-fit (.90) indices and root-mean-square residual (.05) for the initial factor model (with no cross-loadings specified) indicated excellent fit of the hypothesized factor structure with the data. (All loadings exceeded .42 and were significant atp < .001 or better.) Estimating two significant (p < .001) cross-loadings produced only slight changes in the goodness-of-fit (.93) and adjusted goodness-of-fit (.91) indices as well as in the rootmean-square residual (.04). Because these cross-loadings were only .22 and .21 (and occurred with items having appropriate loadings of .47 and .64, respectively), the a priori factor structure of the scales appeared well-supported in Sample B. The LISREL results for Sample C indicated an initial goodness-of-fit index of .84, with an adjusted index of .79, and a root-mean-square residual of .09. The lowest estimated loading was .39, and all loadings were significant at p < .001 or better. Allowing the estimation of seven significant (p < .001) crossloadings improved the goodness-of-fit (.89) and adjusted goodness-of-fit indices (.84) and root-mean-square residuals (.06) of the factor model. However, five of these cross-loadings were less than .28, and the two highest were only .32 and .39 (and these occurred for items with loadings on their appropriate factors of .45 and .61, respectively). Thus, although suggesting a slightly more complex structure, the LISREL results in Sample C also provided good support for the factor structure of the new power scales.
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A
Reward Coercive Legitimate Expert Referent (.80)
B
(.77)
C
(.77)
B
(-85)
C
(.86)
(.80)
.20
-.06 -.07
.16
-.08 -.06
(.87)
(.85)
(.86)
.46 .53
.64 .57
.39 .55
(.85)
(.90)
.52
.72
(-83) .52
(.88)
(.87)
(.86)
Note. Coefficient alpha reliabilities are in parentheses. In Sample A ( J V = 251), correlations attain significance at . 10(p< .05) and at .15 (p< .01); in Sample B (./V = 375), correlations attain significance at .09 ( p < .05) and at. 14 ( p < .01); in Sample C(N= 220), correlations attain significance at .11 ( p < .05)andat .16(p< .01).
tionships of the five bases of power with criterion variables; this has created substantial difficulties in interpreting research results (Podsakoff & Schriesheim, 1985). For this reason, the fourth-order partial correlations for the above dependent variables are presented in Table 4. The results of these analyses present a picture quite different from those of the zero-order correlations. In Sample A, expert and referent power demonstrated moderate positive correlations with the satisfaction measures, whereas coercive power had moderate negative correlations. Reward and legitimate power had no significant relationships with any of the measures of satisfaction. Only coercive power had a strong relationship with commitment, although the relatively weak commitment-referent power correlation did attain statistical significance. A very similar pattern of relationships was revealed in Sample B, except that reward power and expert power had weak positive commitment correlations, and referent power had a weak negative correlation with commitment. Sample C, however, demonstrated a somewhat different pattern of results. The relationships between referent power and the criterion variables were weaker than those obtained in Samples A and B. Reward power also had a moderately strong positive relationship with commitment, whereas coercive power was not significantly correlated with commitment. Discussion The results of these correlation analyses provide an opportunity to compare the findings of this study with those reviewed
by PodsakofFand Schriesheim (1985). Looking at the zero-order correlations, one can see many discrepancies with the prior literature, although zero-order correlational analyses were used in most prior research. With regard to satisfaction with supervision, our results for coercive, expert, and referent power are consistent with those of past research. However, both reward power and legitimate power were consistently positively related to satisfaction with supervision in this study, whereas in past research, positive, negative, and no relationships had been found. Past researchers using global satisfaction as a dependent variable had also arrived at very inconsistent results. Reward, coercive, legitimate, and referent powers had demonstrated primarily nonsignificant relationships with global satisfaction. Such was not the case in our study, which had very consistent results across the three samples. In addition, no conclusions could be drawn from past research with respect to expert power, but our study clearly uncovered a strong positive relationship. The relationships between the power bases and organizational commitment were also more distinct than in past research, wherein the relationships with all but expert power had been nonsignificant. We feel that the discrepancy between these results and those of prior research is primarily due to effects caused by the single-item ranking scales typically used in prior research, as suggested by Podsakoff and Schriesheim (1985) and Schriesheim etal. (1985). Of perhaps more interest and greater substantive importance are the results of the partial correlation analyses. It has been demonstrated that the power bases are not empirically indepen-
A .19
-.25
B .28
-.27
C .19
-.07
A .21
-.26
B .30
-.31
C .13
-.12
A .18
-.30
B .28
-.30
C .18
-.07
A .12
-.31
B .14
-.29
Note. In Sample A (N = 251), correlations attain significance at .10 (p < .05) and at .15 (p < .01); in Sample B(N= 375), correlations attain significance at .09 (p < .05) and at .14 (p < .01); in Sample C (TV = 220), correlations attain significance at. 11 ( p < .05) and at. 16 ( p < .01).
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TIMOTHY R. HINKIN AND CHESTER A. SCHRIESHEIM Table 4 Power Scale Fourth-Order Partial Correlations With Satisfaction and Commitment Satisfaction Global Power base Reward Coercive Legitimate Expert Referent A .01 -.23 -.01 .30 .32 B .09 -.29 .05 .14 .24 C .04 -.14 .07 .32 .11 A .05 -.26 .01 .39 .19 Technical B .02 -.38 .08 .43 .23 C .04 -.19 .08 .42 .10 Human relations A .01 -.28 -.05 .22 .36 B .02 -.34 .03 .32 .29 C .04 -.26 .03 .27 .20 Organizational commitment A .04 -.31 .07 .08 .14 B C
.11 .28 -.29 .06 .06 .03 .14 .17 -.11 .09
Note. In Sample A (N = 251), correlations attain significance at .10 (p < .05) and at .15 (p < .01); in Sample B (N = 375), correlations attain significance at .09 (p < .05) and at .14 (p < .01); in Sample C (N= 220), correlations attain significance at. 11 (p< .05)andat.l6(p< .01).
dent (Podsakoff & Schriesheim, 1985; see also Table 2), and most supervisory personnel would theoretically be expected to possess at least a small degree of each power base (Bass, 1981). Thus, the partial correlation analyses more accurately depict the "true" (independent) effects of each base of power. With regard to satisfaction with supervision, the relationships with expert and referent power are consistent with past research. However, in all cases, coercive power had a negative independent (partial) relationship with satisfaction with supervision; this is a much stronger finding than that found in prior research. In past research, the relationships between reward and legitimate power and satisfaction with supervision had varied greatly, but not so for the partial correlations of this study. Neither base of power was significant in any sample, suggesting that these types of power have no statistically independent relationships with supervision satisfaction. In regard to global satisfaction, the results of our study are consistent with past studies for reward power and legitimate power, wherein no relationships exist. However, the results for coercive, expert, and referent power are inconsistent with prior research, as these three power bases demonstrated strong independent relationships (where they had not been found previously). Although some significant relationships did emerge between the various bases of power and the commitment measure, the correlations were small and may have little practical significance. Perhaps supervisory power does not have strong relationships, positive or negative, with organizational commitment. To summarize, it is important to note that the substantive results of this study, although somewhat consistent with past research, differ in major ways. However, because of the diversity and independence of the samples used here, the results of this research can be viewed with some confidence. Another reason for viewing the current findings positively is that the current power scales, as well as the partial correlation analyses used, overcome two major shortcomings of past research (Podsakoff & Schriesheim, 1985).
serious reservations that Podsakoff and Schriesheim (1985) had about methodological inadequacies of the extant literature on the French and Raven (1959) bases of power seem justified. Despite the need for additional research, the results of this study are quite positive and encouraging with respect to the new measures. The results indicate that the new scales have built-in content validity (cf. Nunnally, 1978) and that they have demonstrated reasonable internal consistency reliability, factor structure, discriminant validity, and criterion-related validity. Future investigators would therefore be best advised to use the new scales in preference to ad hoc measures, particularly when the new scales are theoretically congruent with the nature and purpose of the investigation. The new scales could be particularly useful in examining relationships between leader behavior, such as reward and punishment behavior (cf. Podsakoff, Todor, Grover, & Huber, 1984), and perceived leader power, relationships that are seen as theoretically important (cf. Bass, 1981; Yukl, 1981) but that have not yet been examined.
References
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Conclusion
This research makes two valuable contributions to the study of power. First, measures of power were developed that demonstrate adequate psychometric properties on at least a preliminary basis. Second, by using these scales, one can see that the
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Received January 7,1988 Revision received October 28,1988 Accepted November 1, 1988