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G. MYLONAKI S
@
z
@z
r 0 (3)
where
z
is the vertical normal stress and
rz
is the associated
shear stress.
Fundamental to the approximate analysis presented is the
assumption that the normal stress,
z
, and shear stresses,
rz
, in
the vertically loaded medium are controlled exclusively by the
vertical displacement, u
z
; the inuence of radial displacement,
u
r
, on these two stresses is considered to be negligibly small.
Based on this physically motivated simplication, the stress
displacement relations for
z
and
rz
are respectively
z
' M
@u
z
@z
(4)
rz
' G
s
@u
z
@r
(5)
where M is a pertinent constant to be discussed later on.
Equations (4) and (5) were apparently rst employed by Nogami
& Novak (1976) for analysing the corresponding dynamic
problem. In that work, however, the radial displacement of the
medium was assumed to be zero. In the present study the
assumption would be less restrictive: u
r
has negligible inuence
on
z
and
rz
, but is not zero. The importance of this modica-
tion is discussed later on.
From equations (3), (4) and (5), the equation of vertical
equilibrium of the soil medium is expressed as
@
@r
r
@u
z
@r
_ _
@
2
u
z
@z
2
r 0 (6a)
where is a dimensionless parameter given by
M
G
s
(7)
Note that if the variation with depth of the vertical normal
stress
z
is neglected (i.e. @
z
=@z 0), equation (6) simplies
to
@
@r
r
@u
z
@r
_ _
0 (6b)
which is the governing equation of the plane-strain model. The
solution to this equation is
u
z
c
1
ln r c
2
(8)
which clearly diverges with increasing radial distance from the
pile. To overcome the problem, Randolph & Wroth (1978) and
Baguelin & Frank (1979) consider an empirically determined
`magical radius' around the pile beyond which soil displacement
is assumed to be zero. As will be shown below, the solution to
equation (6a) is free of this problem.
Introducing separation of variables and accounting for the
boundary conditions of zero normal tractions at the soil surface
and bounded displacements at large radial distances from the
origin, equation (6a) yields the solution
u
z
(r, z) BK
0
(r) cos z (9)
where K
0
( ) denotes the modied Bessel function of zero order
and rst kind, and is a positive variable. B is a constant to be
determined from the boundary conditions.
Because of the approximate nature of the analysis employed,
the equilibrium of forces in the horizontal direction is not
satised in this approach, nor is the boundary condition of
vanishing shear stresses at the soil surface. Nevertheless, as
demonstrated in studies of several related probems (Tajimi,
1969; Nogami & Novak, 1976; Veletsos & Younan, 1994), these
violations have typically only a minor inuence on the solution.
This will be demonstrated further in this paper through com-
parisons with results from pertinent numerical studies.
P
L
d
z
r
u
t
u
z
rz
u
= 0
d
rz
(r, z) G
s
_
1
0
BK
1
(r) cos z d (11)
With reference to the pile, the differential equation of vertical
equilibrium is
E
p
A
p
@
2
W(z)
@z
2
d
rz
(d=2, z) F(z) (12)
where F(z) represents body forces distributed along the pile
axis. For the problem at hand, F(z) is determined by resolving
the force at the pile head into equivalent body forces through
the Cosine transformation
F(z)
_
1
0
2P
cos z d (13)
From equations (10)(13), and considering perfect bonding
at the pilesoil interface [i.e. W(z) u
z
(d=2, z)], an explicit
solution is obtained for the pile settlement W:
W(z)
2P
E
p
A
p
_
1
0
K
0
( d=2) cos z
2
K
0
( d=2)
dG
s
E
p
A
p
K
1
( d=2)
_ _ d
(14)
End-bearing pile
For a pile of nite length, one should consider the condition
of vanishing soil displacement at the base of the soil layer.
Imposing this requirement on equation (9) yields
m
2L
(2m 1), m 0, 1 . . . (15)
which corresponds to the solution of the eigenvalue problem
cos(L) 0. In addition, in the same spirit as with the innitely
long pile, the pile-head force, P, can be expanded in Cosine
series as
F(z)
1
m0
2P
L
cos
m
z (16)
The solution to equation (12) is obtained by replacing the
integrals in equations (10) and (11) with corresponding innite
sums involving
m
:
W(z)
2P
E
p
A
p
L
1
m0
K
0
(
m
d=2) cos
m
z
2
m
K
0
(
m
d=2)
d G
s
E
p
A
p
m
K
1
(
m
d=2)
_ _
(17)
where
m
is given by equation (15). The above equation can be
obtained directly from equation (14) by replacing the integral
with an innite sum, and the factor outside the integral with
L, to account for the differences in the forcing functions F(z).
Determination of coefcient
Mention has been already made of the Nogami & Novak
(1976) dynamic solution based on the assumption of vanishing
radial displacement, u
r
. The static part of that solution can be
deduced from equation (17) by assigning factor the value
2(1 )
1 2
(18)
which expresses the ratio of the constrained modulus to the
shear modulus of the soil material. A problem arising from the
use of this equation is that the solution will exhibit a high
sensitivity to Poisson's ratio (recall that the constrained modulus
tends to innity as approaches 05), a behaviour that has not
been observed in rigorous numerical solutions of such problems
(see, for instance, Buttereld & Banerjee, 1971; Selvadurai &
Rajapake 1985). As an alternative, one may assume that the two
horizontal normal stresses,
r
and
2
2(1 ) (19)
Perhaps a better choice for the problem at hand is to consider
r
0 and
2
1
(20)
Results obtained from equations (18)(20) are compared
graphically in Fig. 2. It can be seen that the predictions of
equations (19) and (20) remain close over the entire range of
values, whereas equation (18) exhibits a singular behaviour as
approaches 05 and ceases to be acceptable. Except where
specically otherwise indicated, the solutions presented herein
are based on equation (20).
MODEL VALIDATION
Figure 3 compares results for the stiffness of end-bearing
piles computed with the proposed approximate model and with
four nite-element and boundary-element solutions by Poulos &
Davis (1980), Blaney et al. (1975), Sanchez-Salinero (1982),
and El-Sharnouby & Novak (1990). It can be seen that with
small E
p
=E
s
ratios (Fig. 3(a)) the numerical results are sensitive
to the discretisation of the pile. For instance, when a small
number of elements is used, an increase in stiffness with
increasing pile length is observed in some of the solutions for
L=d .50an obviously erroneous trend for end-bearing piles.
El-Sharnouby & Novak (1990) report that a dense discretisation
(of the order of 50 pile elements) is generally needed to remove
this anomaly. In contrast, the present solution exhibits a stable
behaviour and agrees well with the most rigorous results by El-
Sharnouby & Novak. Similar good agreement is observed with
large E
p
=E
s
ratios in Fig. 3(b).
With reference to a long hollow pile in homogeneous half-
space, Table 1 compares results for pile stiffness obtained with
the proposed model and with a rigorous elasto-static solution by
Pak & Ji (1993). Although the two solutions are not strictly
comparable (hollow against solid pile), the agreement between
the predictions is very satisfactory, with the average difference
4
3
2
1
0
2
Constrained medium:
equation (18)
Unconstrained medium:
equation (19)
Partially constrained
medium: equation (20)
01 02 03 04 05
Poisson's ratio,
2
173
Fig. 2. Sensitivity of compressibility coefcient, , to Poisson's ratio
WINKLER MODULUS FOR AXIALLY LOADED PILES 457
being about 5%. The minor effect of the pile Poisson's ratio on
the solution is evident.
EVALUATION OF WINKLER MODULUS
For an innitely long pile, the Winkler modulus, k(z), is
obtained by dividing the side shear traction, f [ d
rz
(d=2)]
(equation (11)), by the corresponding pile settlement, W (equa-
tion (14)). Accordingly,
k(z) d G
s
_
1
0
K
1
( d=2) cos z d
[K
0
( d=2)
dG
s
E
p
A
p
K
1
( d=2)]
_
_
1
0
K
0
( d=2) cos z d
2
[K
0
( d=2)
dG
s
E
p
A
p
K
1
( d=2)]
(21)
For piles of nite length, the corresponding solution is
k(z) dG
s
1
m0
K
1
(
m
d=2) cos
m
z
m
[K
0
(
m
d=2)
dG
s
E
p
A
p
m
K
1
(
m
d=2)]
_
1
m0
K
0
(
m
d=2) cos
m
z
2
m
[K
0
(
m
d=2)
dG
s
E
p
A
p
m
K
1
(
m
d=2)]
(22)
With reference to an ininitely long pile, the variation of
k(z) with depth is presented in Fig. 4 as a function of pilesoil
stiffness ratio, E
p
=E
s
. A decreasing trend with depth is ob-
served in all curves. For points located between about 3 and 20
pile diameters from the surface, k(z) varies between approxi-
mately one and two times G
s
, which is in agreement with
values reported in the literature (Thomas, 1980; Sanchez-
Salinero, 1982; Fleming et al., 1992). With small E
p
=E
s
ratios,
k(z) tends to increase close to the surface but decreases more
rapidly with depth. The singularity observed at z 0 is
analogous to that encountered in elastic analyses of surface
6
5
4
25
20
15
25 50 75 100 125
Dimensionless pile length, L/d
(b)
(a)
N
o
r
m
a
l
i
s
e
d
p
i
l
e
s
t
i
f
f
n
e
s
s
P
d
/
2
W
(
0
)
E
s
A
p
Poulos
(10 elements)
Blaney
(20 elements)
El-Sharnouby
(50 elements)
Salinero
(>20 elements)
Poulos
Blaney
El-Sharnouby
Salinero
Unconstrained medium: equations (17) and (19)
Partially constrained medium:
equations (17) and (20)
Fig. 3. Normalised stiffness of end-bearing piles in a homogeneous
soil stratum over rigid bedrock; comparison of the proposed
approximate model with results from four numerical solutions. (a)
Soft piles, E
p
=E
s
100; (b) stiff piles, E
p
=E
s
1000. Modied from
El-Sharnouby & Novak (1990); 0
:
5
Table 1. Normalised stiffness of a long hollow pile of wall thickness t and Poisson's ratio
p
in a homogeneous halfspace. Comparison of the proposed approximate model with a
rigorous elasto-static solution by Pak & Ji (1993); 0
:
25, t=d 0
:
05
p
log(G
p
=G
s
) E
p
=E
s
{ Normalised pile
stiffness:
Pd
2W(0)E
s
A
p
Difference
(b) (a)
(a)
: %
Pak & Ji (1993)
(a)
Proposed model
(b)
0 10 152 094 098 42
15 481 133 144 83
20 152 200 221 55
25 481 323 348 77
025 10 190 104 105 10
15 601 147 156 61
20 190 231 241 43
25 601 364 381 47
{ E
p
E
p
[1 (1 2t=d)
2
] denotes the Young's modulus of an `equivalent' solid pile having the
same axial rigidity as the hollow pile.
0
5
10
20
15
10
4
10
3
500
10 05 15 20 25 30 35
Normalised Winkler modulus, k/G
s
D
e
p
t
h
,
z
/
d
E
p
/E
s
= 100
Fig. 4. Variation with depth of Winkler modulus for an innitely
long pile in homogeneous halfspace; 0
:
5
458 MYLONAKIS
footings, and has been reported in the literature (Pak & Ji,
1993).
The effect of pile length on k(z) for end-bearing piles is
examined in Fig. 5. It can be seen that in a short pile k(z) is
always larger than in a more slender pile having the same
E
p
=E
s
ratio. For instance, with L=d 15, k(z) can exceed the
value 2G
s
over the entire pile length, which is more than twice
that of the corresponding innitely long pile. The decreasing
trend with depth is analogous to that observed in Fig. 4.
AVERAGE (DEPTH-INDEPENDENT) WINKLER MODULUS
A common approximation in Winkler analyses is that the
ratio k(z)=G
s
is constant along the pile length. While this
introduces some error in the solution, it usually simplies the
analysis by allowing equation (2) to be solved in closed form
within a homogeneous soil layer. Corresponding average Wink-
ler moduli can be derived by matching a key response para-
meter (e.g. pile head settlement) with results from Winkler
formulations. For instance, assuming k=G
s
to be constant within
a homogeneous layer over rigid rock, the solution to equation
(2) is (Scott, 1981)
W(z)
P
E
p
A
p
k
E
p
A
p
(24)
Enforcing the settlements at the pile head in equations (17) and
(23) to be equal, the following implicit solution for k is
obtained:
tanh L
k
E
p
A
p
k
E
p
A
p
2
L
2
1
m0
K
0
(
m
d=2)
2
m
K
0
(
m
d=2)
dG
s
E
p
A
p
m
K
1
(
m
d=2)
_ _ (25)
which can be easily solved iteratively once the value of the
right-hand side has been determined.
For an innitely long pile, setting tanh(hL) 1 in equation
(23) and using equation (14) leads to the explicit solution
k E
p
A
p
2
4
_
1
0
K
0
( d=2) d
2
K
0
( d=2)
dG
s
E
p
A
p
K
1
( d=2)
_ _
_
_
_
_
2
(26)
Results obtained from the above expressions are plotted in
Fig. 6. The following points are worthy of note. For the pile
lengths of the most practical interest (say 15 ,L=d ,50), k
varies between about 27 G
s
and 18 G
s
, and tends to decrease
with increasing E
p
=E
s
and L=d. In the limiting cases of
E
p
=E
s
!1 and E
p
=E
s
!0, it can be shown from equations
(25) and (26) that k tends to zero and innity respectively. For
slenderness ratios less than about 50, k is practically indepen-
dent of pilesoil stiffness ratio. In addition, the effect of
Poisson's ratio on the solution was found to be of secondary
importance, as shown in Fig. 7.
In Fig. 8, results from the model are compared graphically
against four empirical expressions from the literature. These
expressions represent average Winkler moduli obtained by curve
tting based on the numerical solutions by Banerjee, Blaney,
and Poulos (see list of references). In general, the predictions of
the model lie close to the average of the empirical values.
Nevertheless, it is evident that these formulae do not satisfy the
limiting behaviour of the solution for small and large values of
E
p
=E
s
and L=d, as discussed above. An improved regression
formula is presented below.
0
10
20
30
40
50
50
25
10 15 20 25 30 35
Normalised Winkler modulus, k/G
s
D
e
p
t
h
,
z
/
d
L/d = 15
p
pile Poisson's ratio
rz
soil shear stress
r
,
q
,
z
soil normal stresses
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analysis for the physical sciences. New York: McGraw Hill.
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compressible piles and pile groups. Geotechnique 21, No. 1, 4360.
Blaney, G. W., Kausel, E. & Roesett, J. M. (1975). Dynamic stiffness of
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Coyle, H. M. & Reese, L. C. (1966). Load transfer for axially-loaded
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Fleming, W. G. K., Weltman, A. J., Randolph, M. F. & Elson, W. K.
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Guo, W. D. (2000). Vertically-loaded pile in Gibson soil. J. Geotech.
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Reese, L. C. & Wang, S. T. (1996). Computer program GROUP:
05
10
15
20
25
35
30
100 1000 10000
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