Springer - U.S. Dixit, D.K. Sarma, J. Paulo Davim Environmentally Friendly Machining 2012 PDF

SpringerBriefs in Applied Sciences and Technology
For further volumes: http://www.springer.com/series/8884
U.S. Dixit
D.K. Sarma
J. Paulo Davim
Environmentally Friendly Machining
U.S. Dixit Department of Mechanical Engineering Indian Institute of Technology Guwahati Guwahati, Assam, India uday@iitg.ernet.in J. Paulo Davim Department of Mechanical Engineering University of Aveiro Aveiro, Portugal pdavim@ua.pt
D.K. Sarma Department of Mechanical Engineering Indian Institute of Technology Guwahati Guwahati, Assam, India dks@iitg.ernet.in
ISSN 2191-530X e-ISSN 2191-5318 ISBN 978-1-4614-2307-2 e-ISBN 978-1-4614-2308-9 DOI 10.1007/978-1-4614-2308-9 Springer New York Dordrecht Heidelberg London
Library of Congress Control Number: 2011944831
# Springer Science+Business Media, LLC 2012 All rights reserved. This work may not be translated or copied in whole or in part without the written permission of the publisher (Springer Science+Business Media, LLC, 233 Spring Street, New York, NY 10013, USA), except for brief excerpts in connection with reviews or scholarly analysis. Use in connection with any form of information storage and retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology now known or hereafter developed is forbidden. The use in this publication of trade names, trademarks, service marks, and similar terms, even if they are not identied as such, is not to be taken as an expression of opinion as to whether or not they are subject to proprietary rights.
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Preface
The environment is closely linked with human civilization. In order to ensure preservation of the human race, a healthy environment must be maintained on our planet. There was a time, when the mankind was at the mercy of the whims, fancies, and benevolence of nature, but slowly we started conquering nature, at least partially. Nowadays, we are no less dependent on technology than nature. Technology has made lifestyles more comfortable, but it is putting a heavy tax on the environment. It is being realized that if proper attention is not paid to the environment, we will have to face a lot of health and survival problems. Hence, increasing effort is being put for developing green or environmentally friendly technologies to reduce the negative impact of technology on the environment. Environmentally friendly machining is a part of green manufacturing. Machining is one of the widely used manufacturing processes, and it is evident that it has to be made environmentally friendly. This book reviews the major efforts made by the researchers to develop environmentally friendly machining. We have deliberately discussed compressed air-cooled machining in somewhat greater detail, because compressed air-cooling can be very easily implemented on the shop oor. However, the other green technologies discussed in the book also have immense potential and they should be explored and used in practice. The last chapter of the SpringerBrief provides directions for future research and development. This book can be used as a part of a course on machining at senior under graduate and post graduate level. It can also form a textbook for an elective course on environmentally friendly machining. Practicing machine shop engineers and managers will also nd it useful.
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Preface
We thank Mr. Tomi Ado, M.Tech. student at IIT Guwahati, for drawing some gures for the book. We thank Dr. Alison Waldron, Senior Editor Springer, and Editorial Assistant Ms. Merry Stuber for motivating us to work harder and providing all the assistance to enable us to complete this project in a timely manner. We request all our valued readers to provide feedback about the book via e-mail. Guwahati, Assam, India Guwahati, Assam, India Aveiro, Portugal U.S. Dixit D.K. Sarma J. Paulo Davim
Contents
Green Manufacturing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.2 Green Engineering . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.3 What is Sustainable Manufacturing? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.4 What is Green Manufacturing? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.5 Environmentally Conscious Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Machining with Minimal Cutting Fluid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.2 Major Concerns in Using Cutting Fluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.3 Minimum Quantity Lubrication Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.4 Minimum Quantity Lubrication with Nanouids. . . . . . . . . . . . . . . . . . . . . 2.5 Minimum Quantity Lubrication: A Comparison with Other Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2.6 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Dry Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.2 Advantages of Dry Machining. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.3 Technologies in Dry Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.3.1 Removal of Heat . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.3.2 Lubrication in Dry Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.3.3 Chip Handling in Dry Machining. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3.4 Some Examples of Implementation of Dry Machining . . . . . . . . . . . . . . 3.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
1 1 2 3 4 5 6 6 9 9 10 11 14 15 16 16 19 19 20 21 21 25 26 26 27 27
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Gas-Cooled Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.2 Typical Gases Used in Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.3 Methods of Applying Gas Jets. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.4 Performance of Gas Coolants. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A Detailed Comparison of Dry and Air-Cooled Turning . . . . . . . . . . . . . . . 5.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5.2 Turning of Mild Steel with Coated Carbide Tool . . . . . . . . . . . . . . . . . . . . 5.3 Turning of Grey Cast Iron with Ceramic Tool . . . . . . . . . . . . . . . . . . . . . . . 5.4 Turning of H13 Steel with CBN Tool . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Ofine and Online Optimization of Machining Processes . . . . . . . . . . . . . . 6.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.2 Ofine Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.2.1 Objective Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.2.2 Constraints . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.3 Online Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.4 Effective Utilization of Cutting Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.4.1 Enhancing the Tool Life with Air-Cooling. . . . . . . . . . . . . . . . . . . 6.4.2 Enhancing the Tool Life by Changing Cutting Conditions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6.5 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Economics of Environmentally Friendly Machining . . . . . . . . . . . . . . . . . . . . 7.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.2 Determination of Cost of Machining . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.3 Economics of Air-Cooled Turning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7.4 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Epilogue: Looking at the Future . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.1 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.2 Development of Environmentally Friendly Cutting Fluids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.3 Development of Environmentally Friendly Cutting Tools. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.4 Development of Environmentally Friendly Machine Tools . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
29 29 30 31 33 38 39 41 41 41 47 54 62 62 63 63 64 65 68 69 70 70 71 74 76 77 77 77 79 80 80 81 81 82 83 84
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Optimization of Machining Processes Considering Environmental Impact. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.6 Development of Environmentally-Friendly Workpiece Materials . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8.7 Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . References. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
8.5
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Chapter 1
Green Manufacturing
Abstract Green engineering is used to indicate environmental concerns in engineering. Green manufacturing is a subset of green engineering. Environmentally friendly machining is a part of green manufacturing. It is included in the concept of sustainable manufacturing, which considers economical and social concerns in addition to environmental concerns. This monograph focuses on environmentally friendly machining. An environmentally friendly machining attempts to minimize the consumption of cutting uid, cutting tools, and energy. Keywords Green engineering Green manufacturing Green machining Environmentally friendly machining Sustainable manufacturing Environmentally conscious manufacturing ISO 14000 OHSAS 18001
1.1
Introduction
This monograph deals with environmentally friendly machining. Environmental concerns are gaining importance in every eld of engineering. After the ISO 9000 Quality Management System Standards, the ISO 14000 Environmental Management System Standards and the OHSAS 18001 Occupational Health and Safety Assessment Series were published. The ISO 14000 is a set of standards concerning a way an organizations activities affect the environment throughout the life of its products. These activities range from production to ultimate disposal of the product. It includes effects on the environment such as pollution, waste generation, noise, depletion of natural resources, and energy use. The ISO 14000 standards are designed to cover environmental management systems, environmental auditing, environmental performance evaluation, environmental labeling, and life-cycle assessment. The ISO 14000 species that an environmental policy, fully supported by senior management, must exist. It outlines the policies of the company, not only toward the staff but also toward the public. OHSAS 18001 is a document for health
U.S. Dixit et al., Environmentally Friendly Machining, SpringerBriefs in Applied Sciences and Technology, DOI 10.1007/978-1-4614-2308-9_1, # Springer Science+Business Media, LLC 2012
1 Green Manufacturing
and safety management systems. It is intended to help an organization to control occupational health and safety risks. It was developed in response to widespread demand for a recognized standard against which health and safety measures can be certied and assessed. At many places, the word green is considered as a synonym of environmentally friendly. This may be due to the fact that most of the plants are green and convert CO2 to O2 needed for the survival of human being. Green color symbols are often used to represent plants and vegetables. This book could also have been named as Green Machining, but this term is in use in a different sense. The machining of ceramic in the unbaked (pre-sintered) sate is called green machining. However, green engineering and green manufacturing are words in vogue to indicate the environmental concerns in engineering and manufacturing, respectively. Manufacturing includes all steps necessary to convert raw materials, components, or parts into nished goods that meet a customers expectations or specications. Machining is one type of manufacturing. This chapter gives a brief introduction of environmentally friendly manufacturing in general, and environmentally friendly machining in particular. All other chapters will focus only on environmentally friendly machining.
1.2
Green Engineering
According to the US Environmental Protection Agency, green engineering is the design, commercialization, and use of processes and products which are feasible and economical while minimizing (a) generation of pollution at the source and (b) risk to human health and the environment. In the conference of Green Engineering: Dening the Principles held in Sandestin, Florida, in May 2003, more than 65 engineers and scientists developed the Principles of Green Engineering, which are as follows (Abraham and Nguyen 2003): 1. Engineer processes and products holistically, use systems analysis, and integrate environmental impact assessment tools. 2. Conserve and improve natural ecosystems while protecting human health and well-being. 3. Use life-cycle thinking in all engineering activities. 4. Ensure that all material and energy inputs and outputs are as inherently safe and benign as possible. 5. Minimize depletion of natural resources. 6. Strive to prevent waste. 7. Develop and apply engineering solutions, while being cognizant of local geography, aspirations, and cultures. 8. Create engineering solutions beyond current or dominant technologies; improve, innovate, and invent (technologies) to achieve sustainability.
1.3 What is Sustainable Manufacturing?
9. Actively engage communities and stakeholders in the development of engineering solutions. Green engineering embraces the concept to protect human health and the environment with cost effectiveness when applied early to the design and development of a product. Anastas and Zimmerman (2003) have presented the following 12 principles of Green Engineering [reprinted with permission from Anastas and Zimmerman (2003). Copyright (2003) American Chemical Society]: Principle 1: Designers need to strive to ensure that all material and energy inputs and outputs are as inherently non-hazardous as possible. Principle 2: It is better to prevent waste than to treat or clean up waste after it is formed. Principle 3: Separation and purication operations should be designed to minimize energy consumption and materials use. Principle 4: Products, processes, and systems should be designed to maximize mass, energy, space, and time efciency. Principle 5: Products, processes, and systems should be output pulled rather than input pushed through the use of energy and materials. Principle 6: Embedded entropy and complexity must be viewed as an investment when making design choices on recycle, reuse, or benecial disposition. Principle 7: Targeted durability, not immortality, should be a design goal. Principle 8: Design for unnecessary capacity or capability (e.g., one size ts all) solutions should be considered a design aw. Principle 9: Material diversity in multicomponent products should be minimized to promote disassembly and value retention. Principle 10: Design of products, processes, and systems must include integration and interconnectivity with available energy and materials ows. Principle 11: Products, processes, and systems should be designed for performance in a commercial after life. Principle 12: Material and energy inputs should be renewable rather than depleting. Green manufacturing is a subset of green engineering. Most of the principles of green engineering are valid for green manufacturing too. However, sustainability is a more general term than green engineering. It considers economic, social, and environmental issues together (Toakley and Aroni 1998).
1.3
What is Sustainable Manufacturing?
Recently, the keyword sustainable manufacturing has become very popular. Sustainable manufacturing considers environmental, economic, and social aspects. The aim of the sustainable manufacturing is to develop technologies for transforming materials with objectives of reducing emission of greenhouse gases,
avoiding use of nonrenewable or toxic materials, and avoiding generation of waste. In a keynote paper, Westkamper et al. (2000) have listed the following ve critical factors that the world is confronting: 1. 2. 3. 4. 5. A rising consumption of natural resources The dramatic increase in world population Environmental impacts, i.e., limited natural resources (energy, materials) Global communication networks based on standards An unstoppable worldwide globalization
To overcome these factors, there is a need to switch over to sustainable manufacturing. The term sustainability is often used to cover environmental issues. As a result of the UN General Assembly resolutions, the World Commission on Environment and Development was set up. The commission published a report entitled Our Common Future, which is commonly known as Brundtland report. It provided the following denition of sustainability:
Sustainable development meets the needs of the present without compromising the abilities of future generations to meet their own needs.
Thus, sustainability is the ability to maintain the desired living conditions for all times to go. There have been several suggestions for ensuring sustainable development. Population growth needs to be controlled. Natural resources have to be used judiciously. Gaseous, liquid, and solid wastes have to be minimized. In fact, by placing monetary values on natural resources, environmental quality, and degradation, it is possible to incorporate these factors into the economic analysis of projects, and perhaps on a wider scale, into the national system of accounts (Toakley and Aroni 1998). It is apparent that environmental considerations are the major part of a sustainable manufacturing system.
1.4
What is Green Manufacturing?
Of late, there has been an increasing concern about environmental consideration in manufacturing (Sheng and Srinivasan 1995). Environmentally conscious manufacturing (ECM) is concerned with developing methods for manufacturing new product from conceptual design to nal delivery and ultimately to the end-of-life disposal such that environmental standards and requirements are satised (Gungor and Gupta 1999). The manufacturing industry is one of the main causes of environmental pollution. How to minimize the environmental impact of the manufacturing industry is an important concern for all manufacturers. During this critical time, an advanced manufacturing mode called green manufacturing (GM) has become popular as a sustainable development strategy in industrial processes and products. GM is a modern manufacturing strategy, which is crucial for the twenty-rst century manufacturing industries, integrating all the issues of manufacturing with its ultimate
1.5 Environmentally Conscious Machining
goal of reducing and minimizing environmental impact and resource consumption during a product life cycle. GM is a method for manufacturing that minimizes waste and pollution. These goals are often achieved through product and process design. In most of the factories, there is no comprehensive evaluation tool for green attribute of manufacturing process. Krishnan and Sheng (2000) presented an automatic process-planning agent for CNC machining for minimal environmental impact. The process-planning system can accept web-based designs and offers feedback to the designer over the Internet. Tan et al. (2002) carried out research work on green manufacturing for several years, and have proposed a decisionmaking framework model for green manufacturing. They considered several decision-making objective factors such as time (T), quality (Q), cost (C), environmental impact (E), and resource consumption (R) in their model. Yan et al. (2007) presented a process-planning support system for green manufacturing (GMPPSS) to deal with the problems in optimization of environment-favorable process planning. The objective of the GMPPSS is to evaluate the green attributes of the process planning from the single process elemental level to the entire process project level, which include raw material consumption, secondary material consumption, energy consumption, and environmental impacts of the manufacturing process. Environmental consciousness in society has been increasing day by day, which reects in manufacturing with numerous opportunities to improve the environmental performance of manufacturing. In his book, Kutz (2007) denes the ECM process as the production of products using processes and techniques selected to be both economically viable and having the least impact on the environment. Three basic objectives have been mentioned for consideration of ECMreduction of waste, reduction of hazardous materials and processes, and reduction of energy. Ilgin and Gupta (2010) reviewed more than 540 papers on the work of ECM and product recovery for the last 1 decade to search about the avenues for future research. One of their conclusions is as follows. Product Design research mainly focuses on multi criteria techniques which allow for the simultaneous consideration of environmental, economic, consumer and material requirements. However, the environmental impact of production processes is ignored in most of these studies. Thus, there is a need for environmentally conscious product design methodologies that integrate design of products and processes.
1.5
Environmentally Conscious Machining
Generally, in different machining processes, offensive pollutants and by-products are generated which should be treated properly to protect the environment. Many a times, cutting uid is used in machining to enhance the tool life and/or improve the surface integrity. The uids that are used to lubricate in machining contain environmentally harmful or potentially damaging chemical constituents. Prolonged exposure to coolants during machining may lead to respiratory irritation, asthma, pneumonia, dermatitis, cancer, etc. (Burge 2006). Most of the cutting uids in
machining are petroleum-based oils. The disposal of petroleum-based oils is problematic. They cause surface water and ground water contamination, air pollution, and soil pollution. The effect is transmitted to agricultural produce and the food consumed by us. Skin contact with these uids may cause irritation and allergy. During the storage of water-soluble cutting uids, microbial toxins are generated by bacteria and fungi present in the surroundings. Nowadays research is going on to use vegetable-based oils as cutting uids (Shashidhara and Jayaram 2010). Apart from eliminating or minimizing the dangerous cutting uids in machining, minimization of energy consumption should be another objective of environmentally conscious machining. This is because energy consumption is linked with environmental pollution, since almost all energy-generating methods pollute the environment in some way. This calls for the optimization of machining processes. Thus, optimization of machining processes is a must for an environmentally friendly machining process. In many machining processes, the cutting tools are not utilized properly and are thrown away before their life is over. Moreover, a non-optimized machining process causes more tool wear and consequently increased consumption of cutting tools. Increased consumption of tool increases the expenditure due to procurement of tools as well as causes problems related to disposal of the tool. In this monograph on environmentally friendly machining, all the abovementioned aspects are considered. A proper strategy of environmentally friendly machining needs to minimize energy, cutting uid, and cutting tools. The strategy can be made effective with the help of modern modeling and optimization tools.
1.6
Conclusion
In this chapter, the concept of environmentally friendly machining has been introduced. A brief description of green engineering, sustainable manufacturing, green manufacturing, and environmentally conscious machining has been provided. The word environmentally friendly machining is usually considered synonymous with environmentally conscious machining. The rest of the monograph discusses the methods to achieve the goals of environmentally friendly machining.
References
Abraham MA, Nguyen N (2003) Green engineering: dening the principles, Environmental Progress, 22, pp233236. Extracts used in the chapter available at: http://www.epa.gov/ opptintr/greenengineering/pubs/whats_ge.html. Accessed on 8 May 2011 Anastas PT, Zimmerman JB (2003) Design through the twelve principles of green engineering. Environ Sci Technol 37:94A101A Burge H (2006) Machining coolants, The Environmental Reporter, technical newsletter, EMLab 4. http://www.emlab.com/s/sampling/env-report-10-2006.html. Accessed on 8 May 2011
References
Gungor A, Gupta SM (1999) Issues in environmentally conscious manufacturing and product recovery: a survey. Comput Ind Eng 36:811853 Ilgin MA, Gupta SM (2010) Environmentally conscious manufacturing and product recovery (ECMPR): a review of the state of the art. J Environ Manage 91:563591 Krishnan N, Sheng PS (2000) Environmental versus conventional planning for machined components. CIRP Ann Manuf Technol 49:363366 Kutz M (2007) Environmentally conscious manufacturing. Wiley, Hoboken, NJ Shashidhara YM, Jayaram SR (2010) Vegetable oils as a potential cutting uidan evolution. Tribol Int 43:10731081 Sheng P, Srinivasan M (1995) Multi-objective process planning in environmentally conscious manufacturing: a feature-based approach. Ann CIRP 44:433437 Tan XC, Liu F, Cao HJ, Zhang H (2002) A decision-making framework model of cutting uid selection for green manufacturing and a case study. J Mater Process Technol 129:467470 Toakley AR, Aroni S (1998) Forum the challenge of sustainable development and the role of universities. Higher Educ Pol 11:331346 U.S. Environmental Protection Agency, Green Engineering. http://www.epa.gov/opptintr/ greenengineering/pubs/whats_ge.html. Accessed on 8 May 2011 Westkamper E, Alting L, Arndt G (2000) Life cycle management and assessment: approaches and visions towards sustainable manufacturing (keynote paper). CIRP Ann Manuf Technol 49:501526 World Commission on Environment and Development (1987) Our common future. Oxford University Press, Oxford Yan HE, Fei L, Huajun C, Hua Z (2007) Number of electrons. Front Mech Eng China 2:104109
Chapter 2
Machining with Minimal Cutting Fluid
Abstract The purpose of cutting uid in a machining operation is to cool the workpiece, reduce friction, and wash away the chips. The cutting uid contributes signicantly toward machining cost and also possesses environmental threats. In the past, there have been some attempts to minimize the amount of cutting uid in machining. This chapter reviews some prominent ways to minimize the application of cutting uid and their impact on the machining performance. Keywords Cutting uids Disposal of cutting uids Internal coolant supply Minimal quantity lubrication Minimum quantity cooling lubrication Mist lubrication Nanouids Near dry grinding Straight cutting oils Watermix uids
2.1
Introduction
Cutting uids are employed in machining to reduce friction, cool the workpiece, and wash away the chips. With the application of cutting uid, the tool wear reduces and machined surface quality improves. Often the cutting uids also protect the machined surface from corrosion. They also minimize the cutting forces thus saving the energy. These advantages of using cutting uids in machining are accompanied by a number of drawbacks. Sometimes the cutting uid costs are more than twice the tool-related costs (Astakhov 2008). Most of the cutting uids possess the health hazard to the operator. Disposal of the used cutting uid is also a major challenge. In the recent past, there has been a general liking for dry machining (Sreejith and Ngoi 2000). On the other hand, several researchers started exploring the application of minimal cutting uid. In this chapter, a review of the application of minimal cutting uid in machining is presented.
10
2 Machining with Minimal Cutting Fluid
2.2
Major Concerns in Using Cutting Fluids
There are mainly two types of cutting uids used in machining (1) neat oils or straight cutting oils (2) water-mix uids. Neat oils are based on mineral oils and used for the metal cutting without further dilution. They are generally blends of mineral oils and other additives. The most commonly used additives are fatty materials, chlorinated parafn, sulfurized oils, and free sulfur. Sometimes organic phosphorous compounds are also used as additives. Extreme pressure additives containing chlorine, sulfur, or phosphorous react in the toolchip interface producing metallic chlorides, phosphates, and suldes, thus protecting the cutting edge (Trent 1984). Neat oils provide very good lubrication but poor cooling. Water-mix uids are of three types (a) emulsiable oils (b) pure synthetic uids (c) semisynthetic uids. Emulsiable oils form an emulsion when mixed with water. They are used in a diluted form with concentration of 310%. The concentrate consists of a base mineral oil and emulsiers. These oils produce good lubrication and cooling. Pure synthetic uids contain no petroleum or mineral oil base and are formulated from alkaline inorganic and organic compounds with additives for corrosion inhibition. They are used in a diluted form with concentration of 310%. They provide very good cooling performance. Semisynthetic uids are the mixture of emulsiable oils and pure synthetic uids. Their characteristics are the mix of the characteristics of emulsiable and pure synthetic oils. Cutting uids often pose hazard to man, machine, and material. For example, a cutting uid with fatty material reacts with the zinc and produces zinc soap. Hence, the use of galvanized tanks, pipes, and ttings should be avoided with it. Fatty oil based uids readily oxidize, particularly in the presence of a catalyst like copper. Thus, during the machining of copper, fat is converted to organic acid which reacts with exposed copper surface to produce green color copper soaps. Presence of chlorine also poses health hazard. Sulfur also reacts with many metals to make suldes. Water-mix uids cause staining and corrosion. They also produce microorganisms. All water-mix cutting uids are alkaline for inhibiting the corrosion. It also helps to control the growth of microorganisms. However, excessive alkalinity causes irritation to human skin. It also causes corrosion problems in aluminum and zinc. As the magnesium is very reactive with water, it should not be machined with water-mix uid. Synthetic uids usually contain triethanolamine which reacts with copper. They are also not suitable for machining of aluminum. Hope (1977) has reviewed staining and corrosion tendencies of cutting uids. A number of occupational diseases of operators are due to skin contact with cutting uids. Direct skin contact can cause an allergic reaction or dermatitis. The petroleum products that are basis for the majority of the uids are suspected carcinogens. It was noted that machinists exhibited a higher rate of upper respiratory tract cancer than other workers. Applying the cutting uid in the form of oil mist also poses serious health hazards. The contact of mist with eye may cause irritation and the mist may affect adversely to asthma patients. It may also cause long time breathing disorders. According to the Occupational Safety and Health
2.3 Minimum Quantity Lubrication Systems
11
Administration (OSHA), the permissible exposure level of mist within the plant is 5 mg/m3, which may be reduced to 0.5 mg/m3. Another problem with the use of cutting uids is that in many cases, the harmful effects of the cutting uids are not known due to lack of studies (Bennett 1983). Some studies have indicated that the respiratory exposure to ozone or nitrogen oxide in combination with exposure to oil mists increases the toxic effects of the oxidants. The toxicity of formaldehyde vapors increases in the presence of nontoxic aerosols (mists) of mineral oils or glycols. The disposal of cutting uids is also a big problem. The waste cutting uids can pollute surface and groundwater. They can cause soil contamination, affect agriculture produce, and can lead to food contamination. Thus, ideally, cutting uids should not be used at all. If it is not possible, then their use should be minimized. One alternative is to develop completely safe cutting uids, but they may not be competitive due to economic consideration.
2.3
Minimum Quantity Lubrication Systems
The conventional system of applying the coolant is ood coolant system, in which a large quantity of coolant is continuously impinged on the rake face of the tool. This system is very inefcient. First of all, a large quantity of the cutting uid is required. Second, the cutting uid is not able to reach the cutting zone due to obstruction from chips. A better method is the application of mist lubrication, in which a mixture of air and cutting called aerosol is produced and supplied in the cutting zone with a high pressure. The system uses an atomizer. The atomizer is an ejector where the compressed air is used to atomize the cutting oil (Fig. 2.1). Oil is then conveyed by the air in a low-pressure distribution system to the machining zone. As the compressed air ows through the venturi path, the narrow throat around the discharge nozzle creates a venturi effect in the mixing chamber, i.e., a zone where the static pressure is below the atmospheric pressure (often referred to as a partial vacuum). This partial vacuum draws the oil up from the oil reservoir where the oil is maintained under a constant hydraulic head. The air rushing through the mixing chamber atomizes the oil stream into an aerosol of micron-sized particles. When the aerosol impinges through the jet, it produces a spray of gaseous suspension called mist in the machining zone which works as cooling as well as lubricating medium. However, mist also poses a health hazard. Instead of applying the cutting uid from an external nozzle, channels can be made in the tool for supply of cutting uid to the high temperature zone. Figure 2.2 is a schematic representation of such type of tool, in which the high pressure coolant is forced through a hole to reach the cutting face of the tool. This type of arrangement was used about 2 decades earlier by Wertheim et al. (1992). In their arrangement, the cutting uid is able to reach the cutting zone more effectively than through external application. In the conventional ood coolant system, the heat
12
Fig. 2.1 Schematic of an atomizer
Fig. 2.2 A cutting tool with an internal coolant supply
causes the evaporation of the coolant before it reaches the critical area. Wertheim et al. (1992) used a high pressure system. The pressure was increased up to 25 bar. This system reduced tool wear and improved the tool life. In the grooving in alloy steel by TiC + TiCN + TiN coated carbide tool, it was observed that tool could make 40 grooves when the ushing pressure was 1 bar. With 5-bar pressure, the tool life was 75 grooves and with 25-bar pressure, a total of 160 grooves were produced before the tool failed. Similar phenomenon was observed when grooving a high temperature alloy, Inconel 718. When using a cutting speed of 30 m/min at a feed of 0.16 mm/rev, a tool life of only 3 min was reached with conventional ushing. Using the internal ushing at 16 bar under the same machining conditions, a total tool life of over 14 min was achieved. Compared to conventional system, the requirement of the coolant got drastically reduced. Kovacevic et al. (1995) studied the performance of a face milling process, in which a high pressure water jet was
2.3 Minimum Quantity Lubrication Systems
13
Fig. 2.3 MQL application with three jets
delivered into toolchip interface through a hole in the tool rake face. Senthil Kumar et al. (2002) applied a high pressure (17 bar) cooling system in high speed milling, in which the cutting uid was supplied though the spindle. Weinert et al. (2004) have presented an excellent review of dry machining and minimum quantity lubrication (MQL). When the primary objective is to carry out lubrication, the system is MQL. When both cooling and lubrication are needed, it is called Minimum Quantity Cooling Lubrication (MQCL). In MQCL operations, the media used is generally straight oil, but some applications have used an emulsion or water. The cutting oil can be sent with air in the form of aerosol or without air. In MQL or MQCL system, the normal consumption of cutting uid medium is 550 ml/min. The supply of cutting uid can be external (through nozzles) or internal (through a channel) in tool. There can be a single channel system or double channel system, in which the air and oil are fed separately. The uid used in MQL or MQCL system should be biodegradable and stable. As the consumption of the oil is very less, the uid should remain stable for a longer period of time. Vegetable oils and synthetic esters have been used as cutting uids in MQL applications (Khan and Dhar 2006; Wakabayashi et al. 2003). A synthetic ester has a high boiling temperature and ash point and a low viscosity and thus leaves a thin lm of oil on the workpiece which serves to resist corrosion. Synthetic esters are biodegradable also. Method of applying the cutting uid has a great effect on machining performance in an MQL system. In an orthogonal machining, cutting uid can be injected at three places through different nozzles as shown in Fig. 2.3. Cutting uid injected through Nozzle 1 reduces the friction between tool and workpiece and helps in reducing ank wear. The injection of uid at Nozzle 2 helps in the curling of chips because of Rebinder effect and cooling. Here, some heat from primary shear zone is taken away. The injection through Nozzle 3 helps in taking the heat away from secondary shear zone on the rake face. Varadarajan et al. (2002) supplied the specially formulated cutting uid in the form of thin pulsed jet in the hard turning process. A fuel pump of diesel engine was used for injection. The system can deliver cutting uids through six outlets simultaneously, but the study was conducted with one outlet only. The nozzle position approximately corresponded to Nozzle 1 in Fig. 2.3. The typical rate of discharge was 2 ml/min. The jet velocity is of the order of 100 m/s at a pressure of 200 bar.
14
The uid was injected in pulses at a pulse rate of 600 pulses/min. The system provided very good performance in terms of cutting forces, cutting temperature, tool life, surface nish, cutting ratio, and toolchip contact length. Attanasio et al. (2006) studied the performance of MQL turning by injecting the lubricants on rake and ank separately. Referring Fig. 2.3, once the lubricant was injected through Nozzle 1 and another time through Nozzle 3. The conclusion was that injecting the lubricant on the ank surface is better. Ram Kumar et al. (2008) applied minimum cutting uid through two jets in a hard turning process. One high velocity pulsating jet was applied at the toolwork interface and other was applied on the top surface of the chip as shown (corresponding to Nozzle 1 and 3 in Fig. 2.3). This causes the curling of the chip due to difference in the top and bottom surface temperatures. Thus, the chip-tool contact length is reduced, helping to reduce the cutting force and temperature and thus improving the tool life. In this system, the pressure of the cutting uid was kept at 1.2 bar and the amount of cutting uid was 510 ml/min. The pump was operated at 300600 pulses/min. The system provided reduced surface nish, tool wear, cutting force, cutting temperature, and toolchip contact length.
2.4
Minimum Quantity Lubrication with Nanouids
Nanouids are the uids with a colloidal dispersion of nanometer-sizes particles of metals, oxides, carbides, nitrides, or nanotubes. Typically, a nanouid may contain carbon nanotube (CNT), TiO2, Al2O3, MoS2, and diamond. Size of the nanoparticles is between 1 and 100 nm. Nanouids show enhanced thermal conductivity and heat transfer coefcient. With the addition of nanoparticles, the thermal conductivity of the uids can enhance by several hundred percents. This is mainly due to more surface-to-volume ratio of nanoparticles. Recently, nanouids have been used with MQL systems. The nanouid is supplied to the machining area in the form of mist mixed with highly pressurized compressed air. Nanouids have been containing MoS2, diamond, and Al2O3 in grinding and milling. Nam et al. (2011) applied nanouid containing 30-nm size diamond particles with the base uids of parafn and vegetable oils in microdrilling of aluminum 6061 workpiece. The performance of nanouid MQL was compared with compressed air lubrication and pure MQL. The nanodiamond concentration of 1% and 2% by volume was considered for study. The addition of nanodiamond particles improved lubrication and cooling effects with their enhanced penetration and entrapment at the drilling interface. It is reported that nanoparticles have ball/ rolling bearing effect and enhance tribological and wear characteristics signicantly. As a result, the magnitude of torques and thrust forces were signicantly reduced. The authors observed that parafn oil based nanouid MQL was more effective than the vegetable oil based one. In the case of the parafn oil, the 1 vol% of nanodiamond particles was more effective than 2 vol% of particles. On the other hand, in the case of the vegetable oils, the nanouid with 2 vol% was found better.
2.5 Minimum Quantity Lubrication: A Comparison with Other Systems
15
Authors attributed this to difference in the physical and chemical properties of two base uids. In particular, the dynamic viscosity of vegetable oils is about 23 times higher than that of parafn. Therefore, more nanoparticles could be needed for getting evenly spread in the drilling area. In the case of parafn oils, 2 vol% may cause some nanodiamond particles to get clogged.
2.5
Minimum Quantity Lubrication: A Comparison with Other Systems
There is enough literature to show that MQL system provides better performance than dry machining. In many cases, it provides better performance than conventional ood coolant system. A brief representative review is provided in this section. When machining aluminum alloys, Kelly and Cotterell (2002) observed that as cutting speed and feed rate are increased, the use of a uid mist outperformed the conventional ood coolant method, however, at lower cutting speed ood coolant system was superior. Braga et al. (2002) used a spray mist while drilling aluminum alloy and observed that surface nish and tool life was almost same in mist lubrication and ood coolant. Mendes et al. (2006) studied the performance of drilling of AA 1050-O aluminum with TiAlN coated carbide drills and applied cutting uid as mist. The cutting uid ow rate was varied between 20 and 100 ml/h. It was observed that using the highest cutting uid ow rate (100 ml/h) resulted in lower feed forces only at higher cutting speeds and feed rates. Power consumption and specic cutting pressure increased with cutting uid ow rate and surface roughness was unaffected. This work shows that unnecessarily higher uid ow rate is not useful. Davim et al. (2006) studied drilling of aluminum (AA1050) under dry, MQL and oodlubricated conditions and concluded that with proper selection of cutting parameters, it is possible to obtain machining performance similar to oodlubricated conditions by using MQL. Davim et al. (2007) made similar conclusion in turning of brasses using MQL. In the turning of 6061 aluminum alloy with MQL, dry and ood lubricant conditions using diamond-coated carbide tools, Sreejith (2008) observed the superiority of MQL with 50 ml/h and 100 ml/h cutting uid consumption. The tool wear was almost same as in the ood coolant system. The main cutting force was the lowest in the ood coolant system and the highest in dry machining. The surface roughness with 100 ml/h MQL was much lower than that obtained in dry machining. It was only slightly greater than the surface roughness obtained in ood coolant system. Tawakoli et al. (2009) have investigated an MQL grinding or near dry grinding (NDG) system. In this system, an airoil mixture called an aerosol is fed into the wheel-work zone. Compared to dry grinding, MQL grinding substantially enhances cutting performance in terms of increasing wheel life and improving the quality of
16
the ground part. In the grinding of 100Cr6 hardened steel by Al2O3 grinding wheel, the surface roughness of ground part was lower than that in ood coolant system. However, in MQL grinding of 42CrMo4 soft steel, the surface roughness was higher than that in ood coolant system. In MQL grinding the cutting forces were lower than the dry and ood coolant systems. The wheel life was the best in MQL systems. Alberdi et al. (2011) optimized the nozzle design in MQL grinding with the help of computational uid dynamics. The optimized nozzle provides a more efcient coolant jet. The authors also proposed a technique based on the combination of MQL and low temperature CO2 to assist grinding. The signicant improvement in performance was obtained compared to other systems. The authors recommended that with the proposed system, the grinding wheels of higher porosity should be used for getting the best results.
2.6
Conclusion
From the discussion presented in this chapter, it is apparent that MQL systems possess many advantages over ood coolant system. However, they also require some modication of machine tools for obtaining the best performance out of them. When the ood coolant system is not present, the machine tools should be equipped with a chip removal system. There is also a requirement of re and explosion system in the machining of light metal alloys like magnesium. There is additional cost involved in the equipment for MQL. A cost-benet analysis is required before implementing MQL system.
References
Alberdi R, Sanchez JA, Pombo I, Ortega N, Izquierdo B, Plaza S, Barrenetxea D (2011) Strategies for optimal use of uids in grinding. Int J Mach Tools Manuf 51:491499 Astakhov VP (2008) Ecological machining: near-dry machining. In: Davim JP (ed) Machining: fundamentals and recent advances. Springer, London Attanasio A, Gel M, Giardini C, Remino C (2006) Minimal quantity lubrication in turning: effect on tool wear. Wear 260:333338 Bennett EO (1983) Water based cutting uids and human health. Tribol Int 16:133136 Braga DU, Diniz AE, Miranda GWA, Coppini NL (2002) Using a minimum quantity of lubricant (MQL) and a diamond coated tool in the drilling of aluminium-silicon alloys. J Mater Process Technol 122:127138 Davim JP, Sreejith PS, Gomes R, Peixoto C (2006) Experimental studies on drilling of aluminium (AA1050) under dry, minimum quantity of lubricant, and ood-lubricated conditions. Proc IMechE B J Eng Manuf 220:16051611 Davim JP, Sreejith PS, Silva J (2007) Turning of brasses using minimum quantity of lubricant (MQL) and ooded lubricant conditions. Mater Manuf Process 22:4550
References
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Hope DA (1977) Cutting uidspet or pest?: a review of staining and corrosion tendencies and effects on machine tool paints and seals. Tribol Int 10:2327 Kelly JF, Cotterell MG (2002) Minimal lubrication machining of aluminium alloys. J Mater Process Technol 120:327334 Khan MMA, Dhar NR (2006) Performance evaluation of minimum quantity lubrication by vegetable oil in terms of cutting force, cutting zone temperature, tool wear, job dimension and surface nish in turning AISI-1060 steel. J Zhejiang Univ Sci A 7:17901799 Kovacevic R, Cherukuthota C, Mazurkiewicz M (1995) High pressure waterjet cooling/lubrication to improve machining efciency in milling. Int J Mach Tools Manuf 35:14591473 Mendes OC, Avila RF, Abrao AM, Reis P, Davim JP (2006) The performance of cutting uids when machining aluminium alloys. Ind Lubric Tribol 58:260268 Nam JS, Lee PH, Lee SW (2011) Experimental characterization of micro-drilling process using nanouid minimum quantity lubrication. Int J Mach Tools Manuf 51:649652 Ram Kumar P, Leo Dev Wins K, Robinson Gnanadurai R, Varadarajan AS (2008) Investigations on hard turning with minimal multiple jet of cutting uid. Proceedings of the international conference on frontiers in design and manufacturing engineering, Karunya University, Coimbatore, 1-2 February 2008 Senthil Kumar A, Rahman M, Ng SL (2002) Effect of high-pressure coolant on machining performance. Int J Adv Manuf Technol 20:8391 Sreejith PS (2008) Machining of 6061 aluminium alloy with MQL, dry and ooded lubricant conditions. Mater Lett 62:276278 Sreejith PS, Ngoi BKA (2000) Dry machining: machining of the future. J Mater Process Technol 101:287291 Tawakoli T, Hadad MJ, Sadeghi MH, Daneshi A, Stockert S, Rasifard A (2009) An experimental investigation of the effects of workpiece and grinding parameters on minimum quantity lubricationMQL grinding. Int J Mach Tools Manuf 49:924932 Trent EM (1984) Metal cutting, 2nd edn. Butterworths & Co., London Varadarajan AS, Philip PK, Ramamoorthy B (2002) Investigations on hard turning with minimal cutting uid application (HTMF) and its comparison with dry and wet turning. Int J Mach Tools Manuf 42:193200 Wakabayashi T, Inasaki I, Suda S, Yokota H (2003) Tribological characteristics and cutting performance of lubricant esters for semi-dry machining. CIRP Ann Manuf Technol 52:6164 Weinert K, Inasaki I, Sutherland JW, Wakabayashi T (2004) Dry machining and minimum quantity lubrication. CIRP Ann Manuf Technol 53(2004):511537 Wertheim R, Rotberg J, Ber A (1992) Inuence of high-pressure ushing through the rake face of the cutting tool. CIRP Ann Manuf Technol 41:101106
Chapter 3
Dry Machining
Abstract It is possible to eliminate the cutting uids totally in machining. Dry machining refers to machining without using cutting uids. In this chapter, advantages and limitation of dry machining are described. Technological requirement for dry machining are elaborated. Keywords Chip handling Cryogenic cooling Dry machining Heat pipe Lubrication Minimal quantity lubrication Near dry machining Peltier effect Self-lubricating tools Under cooling system
3.1
Introduction
Environmental concerns call for the elimination of cutting uid in metal cutting practice. In the recent past, a lot of interest is being taken in the machining without using the cutting uid or using the minimal amount of cutting uid. When no cutting uid is used during machining, it is called dry machining. When a minimal amount of cutting uid is used during machining, it is called near dry machining or minimum quantity lubrication (MQL). Near dry machining has been discussed in Chap. 2. The MQL system uses either aerosol (a colloidal suspension of cutting uids droplets in air) or directly the metered quantity of cutting uid at the cutting zone. Usually, the cutting uid gets vaporized due to high temperature at the cutting zone. Ultimately, the cutting uid mixes with atmospheric air and is inhaled by the operator. Occupational Safety and Health Administration (OSHA) has prescribed 5.0 mg/m3 as the permissible exposure limit (PEL) of the cutting uid in air. The United Auto Workers petitioned the OSHA to lower the PEL for metal working uids from 5.0 mg/m3 to 0.5 mg/m3. In response, OSHA established the Metal Working Fluid Standards Advisory Committee (MWFSAC) in 1997 to develop standards or guidelines related to metal working uids. Its objective was to investigate the need for and/or recommend, if appropriate, a standard, guideline, or other
U.S. Dixit et al., Environmentally Friendly Machining, SpringerBriefs in Applied Sciences and Technology, DOI 10.1007/978-1-4614-2308-9_3, # Springer Science+Business Media, LLC 2012 19
20
3 Dry Machining
appropriate response to the health effects, if any, that result in material impairment to workers occupationally exposed to metal working uids. In its nal report in 1999, MWFSAC recommended that the exposure limit be 0.5 mg/m3 and that medical surveillance, exposure monitoring, system management, workplace monitoring, and employee training are necessary to monitor worker exposure to metal working uids. Dry machining is the best solution from an environmental point of view. The dry machining has the advantage of non-pollution of the water and air, no problem in disposal of the cutting uid, and no danger to health of the operator. However, with dry machining one has to adopt the measures suitable to compensate the primary functions of the cooling lubricant.
3.2
Advantages of Dry Machining
The following are the main advantages of the dry machining: 1. Dry machining does not cause the pollution of atmosphere or water. In wet machining (using a large amount of coolant) or MQL machining, environment gets polluted due to dissociation of cutting uid. During disposal of the cutting uid, water gets polluted and soil gets contaminated. These problems are absent in dry machining. 2. During metal cutting operation, a lot of solid waste in the form of debris is generated. This is called swarf and comprises chips, metallic dust, and small metal pieces. In the sustainable manufacturing practice, it is advisable to recycle the swarf. During machining with cutting uid, the swarf contains residue of cutting uid, which needs to be removed by costly chemical treatment. In dry machining, there is no residue on the swarf. Thus, recycling the swarf is easier. In fact, dry swarf can be sold at higher price than the wet swarf. 3. There is no danger to the health of operator in dry machining. It is non-injurious to skin and is allergy free. 4. It is estimated that about 15% of the machining cost can be attributed to the use of coolant, which is about 34 times the cutting tools cost (Landgraf 2004). In addition to the coolant itself, the coolant related cost includes disposal, storage, maintenance and labor cost components. Dry machining will save coolant related cost. 5. Sometimes, the dry machining requires less cutting force compared to machining with coolant. This is specially, true for high speed machining, in which high temperature generated at cutting zone lowers the ow stress of material. 6. In many cases, for example in interrupted cutting, dry cutting improves tool life. In machining with cutting uid, the tool is subjected to thermal shock, which lowers tool life. The process such as milling, in which the tool does not cut continuously are better suited for dry machining.
3.3 Technologies in Dry Machining
21
3.3
Technologies in Dry Machining
The cutting uid has the three main functionsremoval of heat, lubrication, and washing away of the chips. Among these, the chip removal is the most crucial function in drilling. The main problem with dry drilling is the removal of chips from the drilled hole. In the following subsections, alternative methods for achieving the functions of cutting uid are discussed.
3.3.1
Removal of Heat
There are a number of ways of removing heat from the tool in dry machining. One way is to cool the base of the tool, which is called under cooling (Ber and Goldblatt 1989). In under cooling system, the coolant ows through channels located under the insert as shown in Fig. 3.1. In order to remove maximum heat, a thin copper foil is in direct contact with the cutting insert in its upper side, while, its opposite side, is in contact with the coolant. The copper foil has two protrusions, bent downwards, in order to shift the uid away from the cutting zone and the workpiece material. Thus, the effective cooling area gets increased. Another method is internal cooling with an evaporation system, where a volatile liquid is introduced into the tool holder that evaporates in contact with the interior system of the insert. Sanchez et al. (2011) used R-123, a hydrochlorourocarbon uid as the coolant. It has boiling temperature of 28 C. The liquid is evaporated after coming in contact with the internal surface of cutting tool and reaches the condenser. In the condenser, it gets converted into liquid form and reaches a reservoir, from where it is pumped to tool holder. It is a closed circuit system. As per Montreal Protocol on substances that deplete the ozone layer, the hydrochlorourocarbon uids should not be used beyond 2015. Thus, other suitable uids have to be used in the under cooling system, the basic principle remaining same. Zhao et al. (2002) has developed a mathematical model for tool wear prediction in the presence of internal cooling. It is found that internal cooling in the carbide cutting tool can increase the tool life up to 15% compared with the cutting tool without internal cooling. There have been some attempts to use heat pipe for internal cooling of the cutting tool. A heat pipe is a device that uses thermal conductivity and phase transition to transfer the heat from one place to other place. It consists of an enclosed pipe containing a liquid and its vapor. At the hot interface that acts as evaporator, the liquid gets converted to vapor by absorbing heat from the hot surface. At the cold interface that acts as condenser, the vapors condense. The liquid then returns to hot interface through either capillary action or gravity action, where it is evaporated again. This cycle keeps repeating and heat removal takes place. Jen et al. (2002) investigated the feasibility of using heat pipe in the drilling process by conducting theoretical and experimental simulations. The schematic of the proposed heat pipe is shown in Fig. 3.2. The components of a heat pipe are a
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3 Dry Machining
Fig. 3.1 An under cooling system. With permission from Ber and Goldblatt (1989). Copyright (1989) Elsevier
Fig. 3.2 Schematic of proposed heat pipe. With permission from Jen et al. (2002). Copyright (2002) Elsevier
sealed container (pipe wall and end caps), a wick structure, and a small amount of working uid in equilibrium with its own vapor. The heat pipe can be divided into three sections: evaporator section, adiabatic (transport) section, and condenser section. The external heat load on the evaporator section causes the working uid to vaporize. The resulting vapor pressure drives the vapor through the adiabatic section to the condenser section, where the vapor condenses, releasing its latent heat of vaporization to the provided heat sink. The condensed working uid is then
23
Fig. 3.3 Schematic of drill with internally embedded heat pipe. With permission from Jen et al. (2002). Copyright (2002) Elsevier
pumped back by capillary pressure generated by the meniscus in the wick structure. Transport of heat can be continuous as long as there is enough heat input to the evaporator section such that sufcient capillary pressure is generated to drive the condensed liquid back to the evaporator. Figure 3.3 shows schematically how this type of heat pipe can be embedded in a drill. Numerical studies and initial experiments showed that the use of a heat pipe inside the drill reduces the temperature eld signicantly. Cryogenic cooling is another method of removing heat in dry machining. Cryogenics is the study of the production of very low temperature (below 150 C) and the behavior of materials at those temperatures. A number of gases in liquid form can be used to achieve cryogenic temperatures. Among them liquid nitrogen is the most widely used one. Nitrogen melts at 210 C and boils at 196 C. It is the most abundant gas in atmosphere, about 78% by volume of the atmosphere. It is a colorless, odorless, tasteless, and nontoxic gas. It does not react with most metals. Because of these qualities, nitrogen is a preferred choice as coolant. Yildiz and Nalbant (2008) have reviewed the application of cryogenic cooling in machining processes. An early application of cryogenic machining is due to Hollis (1961), who introduced liquid CO2 to the base of the carbide tip through a calibrated capillary tube carried in the tool shank to provide a low ambient temperature and an increased temperature gradient through the cross section of the tip material. This reduced fracture and wear of the tool. Paul and Chattopadhyay (1995) applied liquid nitrogen jet in the grinding process. This reduced the grinding forces, specic cutting energy, grinding temperature, and residual stresses on workpiece. The performance of cryogenic cooling was compared with dry grinding and grinding with ood coolant, and it was found superior to both of them. Wang and Rajukar (2000) carried out cryogenic machining of hard-to-machine materials. Authors presented a technique for machining of advanced ceramics with liquid nitrogen cooled polycrystalline cubic boron nitride (CBN) and cemented carbide tool. It was found that with liquid nitrogen cooling, the temperature in the cutting zone is reduced substantially. This signicantly reduced the tool wear. The surface roughness also got reduced. Paul et al. (2001) studied the cryogenic machining of AISI 1060 steel using two different types of carbide inserts. Two liquid nitrogen jets were employed one at the ank surface and other at rake surface of the cutting tool. The authors have not mentioned about the ow rate and pressure of liquid nitrogen. A signicant improvement in the surface nish of the workpiece and tool life was obtained. Tool life got increased by a factor of 2.5. More recently, Kalyan Kumar and Choudhury (2008) applied cryogenic cooling to high speed
24
3 Dry Machining
Fig. 3.4 Schematic of the experimental set up. With permission from Kalyan Kumar and Choudhury (2008). Copyright (2008) Elsevier
machining of stainless steel using a standard insert. A schematic of their experimental setup is shown in Fig. 3.4. The liquid nitrogen jet was supplied to cutting zone at a pressure of 5 kg/cm2. The authors compared the performance of cryogenic machining with dry machining without using any coolant. Although the cryogenic cooling reduced the cutting forces by about 15% and ank wear by about 38%, it needed a large quantity of liquid nitrogen, which increase the overall cost of machining. The authors concluded that cryogenic cooling can be advantageous only in high speed and high feed machining. Sreejith and Ngoi (2000) have listed one more method for achieving cooling in dry machiningmethod of thermoelectric refrigeration. It is based on Peltier effect. Peltier effect is the cooling of one junction and the heating of the other when electric current is maintained in a circuit consisting of two dissimilar conductors. This effect is even stronger in circuits containing dissimilar semiconductors. There can be many combinations of dissimilar metals or semiconductors, for example, copper and bismuth. However, method of thermoelectric refrigeration is not a popular method in machining.
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Fig. 3.5 Formation of self-tribolm between the toolchip interface in machining process. With permission from Jianxin et al. (2007). Copyright (2007) Elsevier
3.3.2
Lubrication in Dry Machining
One of the most prominent ways of achieving lubrication in dry machining is to use soft coatings on the cutting tools. These coatings are called self-lubricating coatings (Weinert et al. 2004). Typical self-lubricating coating is MoS2, which is applied on a hard coating using DC sputtering technique. Kustas et al. (1997) deposited B4C/18A W) on cemented WC-Co multilayer nanocoatings (100 bilayers of 13A tools and HSS drills using balanced magnetron sputtering process. Dry machining on an AlSl 4140 steel (302 BHN) at 105 m/min showed a reduction in wear and consequent improvement in tool life compared to uncoated as well as TiCAl2O3TiN trilayer coating. Dry drilling tests with a solid-lubricant, multi and 3.2-mm total layer-coated (MoS2/Mo) (400 bilayers, bilayer thickness of 80A coating thickness) HSS drills on a Ti6Al4V alloy showed a reduction in torque (33%) and noseizure while seizure took place with the uncoated drill. Koshy (2008) deposited multilayer lms of CrN and Mo2N, where the Mo2N forms a sacricial oxide that lubricates at high temperature. The reduction of friction at high temperature points to a thermally activated self-lubricating mechanism in operation. As the coating wears the multilayer arrangement ensures the constant supply of lubricating oxides (from the Mo2N layer) at the sliding interface. Many researchers have incorporated solid lubricants in the ceramic matrix to develop the self-lubricating ceramic composites. Self-lubricating ceramic composites consists of a supporting ceramic matrix surrounding the dispersed pockets of one or more softer lubricating species. Partially stabilized zirconia (PSZ) with a thin lm (about 50 nm) of CuO can make a good self-lubricating tool. Jianxin et al. (2007) produced Al2O3/TiC ceramic composites with the additions of CaF2 solid lubricants by hot pressing. Tools made of these composites were used in the dry machining of hardened steel. Scanning electron microscopy revealed that a self-tribolm was consistently formed on the wear surfaces and the composition of the self-tribolm was found to be mainly CaF2 solid lubricants. In machining processes, the chip slides against the tool rake face at high speed, and induces high cutting temperature. Under such high cutting temperature, the CaF2 solid lubricants may be released and smeared, and create a thin lubricating lm on the rake face, thus resulting in a decrease in the friction coefcient. Figure 3.5 illustrates the schematic diagram of the formation process of selftribolm on the rake surface in machining processes.
26
3 Dry Machining
3.3.3
Chip Handling in Dry Machining
The main problem with dry machining is the removal of chips from the cutting zone. This is a more severe problem in drilling. One way is to enlarge the utes of the drill and provide more space to chips. In the milling process also, a cutter with a large spacing between teeth should be used. Dry machining also requires some changes in machine tool for easy chip disposal. The chip handling and chip transportation are facilitated by a totally enclosed working area and an automatic chip conveyor. Some exhaust system can be tted to remove the chips.
3.4
Some Examples of Implementation of Dry Machining
In their keynote paper on dry machining, Klocke and Eisenblatter (1997) provided a wide range of examples of successful implementation of dry machining of cast iron, steel, aluminum, super alloys, and titanium. Cast materials can be easily dry machined. Cast iron is very much suitable for dry machining because it generates discontinuous short chips, requires low forces, generates less temperature, and provides lubrication due to embedded graphite. Among various machining processes, drilling, reaming and tapping are less amenable to dry machining. In drilling of steel, there is a tendency to get jammed in the hole. One way of overcoming this tendency is to provide more drill taper toward shank. Dry machining shows positive effects in milling, where a tool carries out interrupted cutting. In that case, wet machining provides thermal shock and reduces the tool life. Many a times, it is necessary to use special tool geometries having provision of chip breakers and/or enhanced rake angle to reduce friction. There are a number of specially designed workpiece material that provided enhanced machinability (Klocke and Eisenblatter 1997; Byrne et al. 2003). Ca-treated steels provide self-lubrication. Ca treatment generally leads to a conversion of highly abrasive alumina inclusion into more ductile Ca aluminates. Dry machining of laminar grey cast iron at high cutting speeds using ceramic and CBN has been carried out. CBN is a more suitable cutting tool material for dry machining due to its low coefcient of thermal expansion and high thermal conductivity. Dry machining is not efcient for conventional machining of superalloys and titanium alloys in most cases, but it is efcient for high speed milling. Non-ferrous material like aluminum alloy also is difcult to dry machine due to high coefcient of thermal expansion of aluminum alloys. For dry drilling, reaming, tapping or endmilling, it is essential to use tools with suitable cooling system or use MQL. For dry machining of aluminum, diamond-coated tools are best suited as they do not produce any built-up edge due to little afnity between carbon and aluminum.
References
27
So far the success of dry machining has been dependent on toolworkpiece combination. Byrne et al. (2003) has compiled the following examples of dry machining: Drilling of free cutting steel and cast iron Milling and turning of aluminum, steel, and cast iron Gear milling of steel and cast iron Broaching of steel and cast iron
3.5
Conclusion
In this chapter, a brief review of dry machining has been presented. Dry machining in this chapter has been dened as the machining without the use of cutting uid. Sometimes, the dry machining can be employed without any additional arrangement of cooling such as in high speed machining, while sometimes additional arrangement for cooling the tool is employed. The additional arrangement does not pose any environmental hazard. Some self-lubricating tools are being used in dry machining. For better chip disposal in dry machining, the cutting tool and machine tool require some modications. This is essential for getting the optimum performance from dry machining.
References
Ber A, Goldblatt M (1989) The inuence of temperature gradient on cutting tools life. CIRP Ann Manuf Technol 38:6973 Byrne G, Dorneld D, Denkena B (2003) Advanced cutting technology. CIRP Ann Manuf Technol 52(2):125 Hollis WS (1961) The application and effect of controlled atmospheres in the machining of metals. Int J Mach Tool Des Res 1:5978 Jen TC, Gutierrez G, Eapen S, Barber G, Zhao H, Szuba PS, Labataille J, Manjunathaiah J (2002) Investigation of heat pipe cooling in drilling applications. part I: preliminary numerical analysis and verication. Int J Mach Tools Manuf 42:643652 Jianxin D, Tongkun C, Lili L (2007) Self-lubricating behaviors of Al2O3/TiB2 ceramic tools in dry high-speed machining of hardened steel. J Eur Ceram Soc 25:10731079 Kalyan Kumar KVBS, Choudhury SK (2008) Investigation of tool wear and cutting force in cryogenic machining using design of experiments. J Mater Process Technol 203:95101 Klocke F, Eisenblatter G (1997) Dry cutting. CIRP Ann Manuf Technol 46(2):519526 Koshy RA. (2008) Thermally activated self-lubricating nanostructured coating for cutting tool applications. Ph.D. Thesis, Northwestern University Kustas FM, Fehrehnbacher LL, Komanduri R (1997) Nanocoatings on cutting tools for dry machining. CIRP Ann Manuf Technol 46:3942 Landgraf G (2004) Dry goods. Cutting Tool Eng 56 Paul S, Chattopadhyay AB (1995) Effects of cryogenic cooling by liquid nitrogen jet on forces, temperature and surface residual stresses in grinding steel. Cryogenics 35:515523
28
3 Dry Machining
Paul S, Dhar NR, Chattopadhyay AB (2001) Benecial effects of cryogenic cooling over dry and wet machining on tool wear and surface in turning AISI 1060 steel. J Mater Process Technol 116:4448 Sanchez LEA, Scalon VL, Abreu GGC (2011) Cleaner machining through a toolholder with internal cooling. Proceedings of third international workshop on advances in cleaner produc o Paulo, Brazil, May 1820, 2011, pp 110 tion, Sa Sreejith PS, Ngoi BKI (2000) Dry machining: machining of the future. J Mater Process Technol 101:287291 Yildiz Y, Nalbant M (2008) A review of cryogenic cooling in machining processes. Int J Mach Tools Manuf 48:947964 Wang ZY, Rajukar KP (2000) Cryogenic machining of hard to cut materials. Wear 239:168175 Weinert K, Inasaki I, Sutherland JW, Wakabayashi T (2004) Dry machining and minimum quantity lubrication. CIRP Ann Manuf Technol 53(2004):511537 Zhao H, Barber GC, Zou Q (2002) A study of ank wear in orthogonal cutting with internal cooling. Wear 253:957962
Chapter 4
Gas-Cooled Machining
Abstract It is possible to use coolant and/or lubricant in gas form instead of solid or liquid form. Cooling action in gas-cooled machining is mainly through convection. The heat transfer by the gas jet can be controlled by controlling the jet velocity. Gases also provide inert atmosphere and lubrication. There is no coolant disposal problem in gas-cooled machining as the gases get merged into the atmosphere. These gases are already present in the atmosphere and are harmless. In this chapter, typical gas-cooling systems are described. Keywords Air-cooled machining Cutting force Cutting temperature Dry turning Gas-cooled machining Surface roughness Tool life Tool wear Vortex tube
4.1
Introduction
The recent challenge before the researchers is to do machining in a green environment without sacricing the machining performance. The application of gas cooling in machining is one way of achieving the conicting goals of machining performance and green environment. Wet machining and minimum quantity of lubrication (MQL) machining pose problem of disposal of the cutting uid. MQL often produces the mist. The mist in the industrial environment can have serious respiratory effects on the operator. Gas-cooled machining has no such adverse effect on human beings and as such it may work as an alternative to liquid coolant in machining. Air-cooled systems are a special case of gas-cooled systems. Air is a natural resource and it is readily available everywhere. The only processes required in air-cooling system are to compress, dry, and discharge the air with a set pressure. In most of the factories, the compressed air is already available for doing various types of tasks. Thus, no additional arrangements are required. In this chapter, some gas cooling applications are described.
29
30
4 Gas-Cooled Machining
4.2
Typical Gases Used in Machining
The earliest application of gas coolant goes back to 1930s, when nitrogen gas was applied as a coolant (Shaw 2002). Nitrogen gas formed a lm on tool surface, chip easily moved away from tool face, and lower friction occurred in tool workpiecechip interface. With nitrogen gas the tool life increased considerably. The use of nitrogen gas in high speed milling of Ti-6Al-4V enhanced the machining performance (Ying-lin et al. 2009). Other gases that have been used are carbon dioxide, argon, water vapor, and air. Some researchers have observed that cooling by oxygen can enhance tool life, whereas in some cases it reduced tool life due to oxidation effect (Rowe and Smart 1963; Johansson and Lindstr om 1971). It has been observed that use of oxygen reduces the chiptool contact length. In many cases, oxygen prevents the formation of built-up edge by oxidizing the chip surface. C akir et al. (2004) observed that in the turning of AISI1040, oxygen has more lubricating effect than nitrogen and CO2 has more lubricating effect than oxygen. Hollis (1961) carried out turning using CO2 and CO2 along with argon gas. Argon provides an inert atmosphere and provides more enhanced tool life and less hardening at the machined surface. Particularly, in the machining of titanium, argon prevents the absorption of CO2 on the machined surface. In the 1990s, Podgorkov and Godlevski proposed a new and pollution-free cutting technique with water vapor as coolant and lubricant during cutting process. They used water vapor with temperature less than 100 C. The coolant was a mixture of water in gas and liquid form. Water vapor is cheap and pollution free, thus an ideal coolant. It has been observed that water vapor lubrication causes more uniform cooling and increases the tool life of cemented carbide tools by about 1.5 times in turning of stainless steel. Williams and Tabor (1977) have suggested a model for the lubricating action of gas or vapor during orthogonal machining based on their experimental study. According to their model, a number of capillaries get formed at the interface of chip and rake face of the tool. The lubricant in gas or liquid form is drawn in these capillaries and creates a boundary lubrication layer. A typical capillary is shown in Fig. 4.1. The cross-sectional dimensions of the capillary are a and ma and the length is l. The cross-sectional dimensions are of submicron size. Lubricating action of the cutting uid requires that the cutting uid absolutely penetrates into the capillary and penetration time has to be less than the capillary lifetime. The difference of capillary lifetime and penetration time is called the storing time (Junyan et al. 2010). The longer the penetration time, better the performance of the lubricant. The penetration time of gas is less by an order of magnitude compared to that of liquid. Hence, while using gas, the storing time is increased and the lubricating action is enhanced.
4.3 Methods of Applying Gas Jets Fig. 4.1 A schematic representation of single interfacial capillary. With permission from Williams and Tabor (1977). Copyright (1977) Elsevier
31
4.3
Methods of Applying Gas Jets
There are various ways of applying the gas jet. For example, Ko et al. (1999) have considered three ways of applying the gas coolant as shown in Fig. 4.2. It is also possible to use multiple jets. When the jet comes from the top, it cools the top surface of the chip and helps in its curling. The toolchip contact length is reduced and the friction is minimized. When the gas jet impinges on the ank surface, it carries away the heat generated due to rubbing of the ank surface with the work. Hilsch (1947) has described the use of a vortex tube for cooling of the air. It was rst described by Ranque. In this arrangement (Fig. 4.3), compressed air enters tangentially to a cylindrical chamber. A turbulent ow of gas in a screw-like motion escapes through both ends. This rotating air stream produces a region of increased pressure near the wall inside the cylinder, and a region of decreased pressure near the axis. One end of the cylinder is closed by a diaphragm which permits the escape of air only from the central region. The other end allows the ow of axial portion of the air. The air entering through the central diaphragm shows a reduced temperature, while the air escaping through the other end shows a temperature increase. If the temperature of the compressed air coming out from the nozzle is Ta, the cold air temperature is Tc, and the hot air temperature is Th, then the following approximate relation is valid: Mass flowrate of cold air) Ta Tc Mass flowrate of hot air) Th Ta : (4.1)
This is because the amount of heat given to the heated air must be equal to the amount of heat removed from the cooled air.
32
Fig. 4.2 Three ways of applying gas jet during machining. From Ko et al. (1999). Copyright (1999) Springer
Fig. 4.3 Schematic of vortex tube
Ko et al. (1999) has used the vortex tube for supplying air jet to a turning process. The compressed air at 5 bar enters the cylindrical chamber. The part of gas, mostly the axial one, escapes through the larger tube whose exit is at a distance of about 30 times the diameter of the tube. By this distance, the air loses its screw-like motion. The fraction of the air through this end is controlled by a valve. The remaining air escapes from the other end through the center portion of a diaphragm. The temperature of this air is about 20 C less compared to the ambient temperature.
4.4 Performance of Gas Coolants

Air Flow
33
Workpiece
Air Regulator
Compressed air
Head Stock
Drier Cutting Tool
PC for measurement of vibration

PC for measurement of Force
Charge Amplifier
Accelerometer
Dynamometer Fixture Lathe Tool Dynamometer
Compressor
Fig. 4.4 Schematic drawing of dry compressed air used in turning operation (Sarma 2009)
Figure 4.4 shows a schematic of the dry compressed air used in turning operation (Sarma 2009). Compressed air was generated in a single stage compressor and delivered through a drier to the nozzle. The velocity of airow was approximately 150 m/s and air temperature was about 2 C less than the ambient temperature. The jet is impinged on the toolwork interface at about 45 to the longitudinal direction for discharging the air. This position of the jet was found to be optimum experimentally.
4.4
Performance of Gas Coolants
A limited number of publications have been found toward application of gas cooling in machining. Sharma et al. (2009) have presented a good overview of major advances in cooling techniques in machining for improvement of productivity where compressed air cooling is one of the major applications. Beside compressed air, sometimes other gases such as nitrogen gas or liquid nitrogen were delivered under pressure and directed into the toolchip interface. C akir et al. (2004) applied several gases (nitrogen, oxygen, and carbon dioxide) in turning of AISI1040 steel with carbide tool, which produced lower cutting force compared to dry and wet cutting. The value of surface roughness was found nearly equal in all the gases (Fig. 4.5). Among all the gases, CO2 provides slightly better surface roughness. Gas application in turning provided higher shear angle value compared to dry and wet turning at lower feeds. The higher shear angle implies the larger cutting ratio (ratio of uncut chip thickness to chip thickness). Thus, there is less chip thickening and cutting is more efcient. This invariably means the less cutting forces.
34
Fig. 4.5 Effect of feed on surface roughness under various lubrication conditions. With permission from C akir et al. (2004). Copyright (2004) Elsevier
Fig. 4.6 Variation of mean cutting force with feed under various lubrication conditions. With permission from C akir et al. (2004). Copyright (2004) Elsevier
Figure 4.6 shows the variation of mean cutting force with feed. At lower feed, the mean cutting forces are lower for gas-cooled machining than for dry or wet machining. At a feed of 0.4 mm/rev, wet machining provides the lowest force. Among gases, the performance of CO2 is the best in reducing the mean cutting force.
35
Fig. 4.7 Performance of various cutting tools under different lubrication conditions. From Ko et al. (1999). Copyright (1999) Springer
Altan et al. (2002) used oxygen gas instead of cutting uid in machining. The experimental study concluded that the application of oxygen improved surface quality and reduced cutting forces. It was observed that gas pressure also inuenced as a chip breaker. Ko et al. (1999) developed an air-cooling system with air-vortex ow arrangement for reducing the heat generated at the toolchip interface during the turning of heat-treated (SAE 52100) bearing steel. Initially, air was injected in the cutting region at 0 C and tool wear was compared with dry cutting. The tool wear was found less in air cooling compared to the dry cutting. However, the performance in terms of tool wear was not superior to the wet cutting. Figure 4.7 shows that air-cooled TiN coated tools provide better surface nish in hard turning, although they provide higher cutting force and wear compared to CBN and ceramic tools. However, CBN and ceramic tools are expensive and considering this fact use of TiN coated carbide tool with air-cooling may be more economical. Stanford et al. (2009) investigated the use of gaseous and liquid nitrogen as a cutting uid while turning of plain carbon steel with uncoated turning tools. They conducted several experiments considering different cutting environments out of which compressed air blast was one of the important environments. Figure 4.8a shows that the tool crater wear is the lowest with uid cooling. Figure 4.8b shows
36
Fig. 4.8 Details of (a) crater wear, and (b) cutting force, for cutting En32b, uncoated tooling, cutting speed 400 m/min, feed 0.12 mm/rev, depth 1.2 mm. From Stanford et al. (2009). Copyright (2009) Elsevier
that the cutting force is the lowest with liquid nitrogen cooling. Compressed air cooling provides an intermediate performance with respect to both cater wear and cutting forces. Figure 4.9 shows that the compressed air cooling reduces the temperature during machining. Considering that the cost of compressed air is not very high, it can become a reasonable substitute of ood coolant. Sarma and Dixit (2007) studied the performance of the dry and air-cooled turning of grey cast iron with a mixed oxide ceramic cutting tool. The air cooling was achieved by a jet of compressed air. In their study, it was reported that at high cutting speeds, the air cooling reduces the ank wear but this is not the case at low cutting speeds. In fact, at low cutting speed, for some combination of cutting parameters, the air cooling slightly increased the ank wear. At low cutting speed, the heat generation is low and tool-job temperature is not as high as in high-speed turning. Therefore, the forced convective heat transfer is not as effective as in high-speed turning. Instead, sometimes in dry turning at low speed, a slight increase of job temperature causes a slight reduction in tool wear
37
Fig. 4.9 Remote cutting temperature proles for cutting En32b, uncoated tooling, cutting speed 400 m/min, feed 0.12 mm/rev, depth of cut 1.2 mm (a) cutting duration 75 s and (b) cutting duration 100 s. From Stanford et al. (2009). Copyright (2009) Elsevier
due to softening of the material. Compressed air plays a vital role in reducing the temperature at high-speed turning of grey cast iron with ceramic tool. Further, there is very slight reduction in surface roughness in air-cooled cutting in comparison to dry turning up to a speed of 400 m/min. However, at a cutting speed of 480 m/min, where the dry turning provides a very poor surface nish due to rapid tool wear, the air cooling provided a very good surface nish. In all the cases, air-cooled turning lowered the cutting and feed forces as compared to corresponding forces in dry turning. Thus, air-cooled turning seems to be a good environmentally friendly option for high speed turning. Junyan et al. (2010) have studied the lubrication action of water vapor in the turning of ANSI 304 stainless steel by carbide tool. It is observed that the friction
38
1400 1300 1200 1100 1000 900 800 700 600 500 400
Fc ,(N)
600 500 400 300 200
Fc ,(N)
1200 1100 1000 900 800 700
Dry cutting Water vapor
Dry cutting Water vapor
uc=105m/min f=0.15mm/rev
1.0 1.25 1.5 1.75 2.0 2.25 2.5 2.75 3.0 3.25
uc=105m/min ap=2.0mm
1.0 1.25 1.5 1.75 2.0 2.25 2.5 2.75 3.0 3.25
ap (mm)
f (mm/r)
Fig. 4.10 Comparison of cutting force Fc in dry cutting and cutting with water vapor cooling. From Junyan et al. (2010). Copyright (2010) Elsevier
7 6 5
8
Dry Machining O2 CO2 Water Vapor
7 6
Dry Machining O2 CO2 Water Vapor
Ra (m)
4 3 2 1 0
Ra (m)
c=100m/min f=0.15mm/rev
1.0 1.25 1.5 1.75 2.0 2.25 2.5 2.75 3.0 3.25
5 4 3 2 1 0
c=100m/min ap=2mm
1.0 1.25 1.5 1.75 2.0 2.25 2.5 2.75 3.0 3.25
ap (mm)
f (mm/rev)
Fig. 4.11 Comparison of surface roughness obtained under various lubrication condition. From Junyan et al. (2010). Copyright (2010) Elsevier
coefcient is lowered in cooling with water vapor. Figure 4.10 shows that the cutting force is lower with water vapor cooling compared to dry cutting. Figure 4.11 shows that the surface roughness is the lowest with water vapor cooling.
4.5
Conclusion
In this chapter, the use of gases as coolant is described. It is noted that the performance of gas coolants is better than the liquid coolant in many cases. Moreover, there is no waste disposal problem as the gases can be released to atmosphere. Among the gases, compressed air seems to be most viable alternative. It is readily available in most of the factories and does not cause environmental pollution at all. In Chap. 5, a detailed comparison of dry turning and compressed air-cooled turning has been presented.
References
39
References
Altan E, Kiyak M, Cakir O (2002) The effect of oxygen gas application into cutting zone on machining. Proceedings of the sixth biennial conference on engineering systems design and analysis, Istanbul, pp 15 C akir O, Kiyak M, Altan E (2004) Comparison of gases applications to wet and dry cuttings in turning. J Mater Process Technol 153154:3541 Hilsch R (1947) The use of the expansion of gases in a centrifugal eld as cooling process. Rev Sci Instrum 18:108113 Hollis WS (1961) The application and effect of controlled atmosphere in the machining of metals. Int J Mach Tools Des Res 1:5978 Johansson U, Lindstr om B (1971) Tool wear by chatter caused by oxygen pumping. Ann CIRP 19:317321 Junyan L, Huanpeng L, Rongdi H, Yang W (2010) The study on lubrication action with water vapor as coolant and lubricant in cutting ANSI 304 stainless steel. Int J Mach Tools Manuf 50:260269 Ko JT, Kim HS, Chung BG (1999) Air-oil cooling method for turning of hardened material. Int J Adv Manuf Technol 15:470477 Podgorkov VV (1992) Method of cutting in application. Patent of USSR 1549721 MCI B23Q (in Russia) Podgorkov VV, Kapustin AS, Godlevski VA (1998) Water steam lubrication during machining. Tribologia 29:890901 (in Polish) Rowe GW, Smart EF (1963) The importance of oxygen in dry machining of metal on lathe. Br J Appl Phys 14:924926 Sarma DK (2009) Experimental study, Neural network modeling and optimization of environment-friendly air-cooled and dry turning processes. Ph.D. Thesis, IIT Guwahati Sarma DK, Dixit US (2007) A comparison of dry and air-cooled turning of grey cast iron with mixed oxide ceramic tool. J Mater Process Technol 190:160172 Sharma VS, Dogra M, Suri NM (2009) Cooling techniques for improved productivity. Int J Mach Tools Manuf 49:435453 Shaw MC (2002) Metal cutting principles. CBS Publishers & Distributors, Delhi Stanford M, Lister PM, Morgan C, Kibble KA (2009) Investigation into the use of gaseous and liquid nitrogen as a cutting uid when turning BS 970-80A15 (En32b) plain carbon steel using WC-Co uncoated tooling. J Mater Process Technol 209:961972 Williams JA, Tabor D (1977) The role of lubricants in machining. Wear 43:275292 Ying-lin KE, Hui-yue D, Gang L, Ming Z (2009) Use of nitrogen gas in high-speed milling of Ti-6Al-4V. T Nonferr Metal Soc China 19:530534
Chapter 5
A Detailed Comparison of Dry and Air-Cooled Turning
Abstract Turning is one of the most widely used machining processes. In this chapter, a detailed comparison of dry and air-cooled turning has been carried out based on the experimental study. Machining of cast iron and steel is considered. Cutting tools considered in the study are TiN-coated carbide, CBN, and ceramic. It is observed that air cooling always provides better machining performance. It is particularly needed in the high speed machining and hard turning. Keywords Air-cooled turning Carbide cutting tools CBN cutting tool Ceramic cutting tool Cutting force Dry turning Grey cast iron Surface roughness Tool life Tool wear
5.1
Introduction
Turning is one of the most widely used machining processes. The study of turning process may provide an insight to other machining processes as well. Sarma (2009) has carried out an extensive investigation on the air-cooled turning processes. A jet of compressed air was used in place of coolant in the machining with TiN-coated carbide, ceramic, and CBN cutting tools. The air was only slightly cooler than ambient temperature. No special attempt was made to cool the air further. The heat removal was due to increased convective heat transfer coefcient at higher jet velocity. The results indicate a good performance of air-cooled turning. In the subsequent sections, some results from Sarma (2009) are discussed.
5.2
Turning of Mild Steel with Coated Carbide Tool
Sarma (2009) carried out dry and air-cooled turning of mild steel with TiN-coated carbide tools. Rolled mild steel containing 0.35% carbon was used for turning. The hardness of workpiece was 130 BHN, yield strength 290 MPa, and ultimate
42
5 A Detailed Comparison of Dry and Air-Cooled Turning
tensile strength 477 MPa. Coated carbide insert was squared shaped and ASA tool signature was (1)-(1)-6-6-45-45-1.6. In air-cooled turning, the air was dried and delivered through a nozzle of diameter 5 mm at a pressure of 2 bars. The velocity of air ow was approximately 150 m/s and air temperature was about 2 C less than the ambient temperature. The air jet impinged on the toolwork interface at about 45 to the longitudinal direction. Figure 5.1 compares the surface roughness for dry and air-cooled turning for eight different cutting conditions. Over 100 mm of machined length, the surface roughness was measured at 912 places and the mean values were calculated. These are plotted in Fig. 5.1. Figure 5.1ad represents the machining at lower speed and Fig. 5.1eh represents the machining at higher speed. In most of the cases, surface nish is found to be almost equal for both dry and air-cooled turning in all the cutting conditions. In some cases, there is a difference in surface roughness obtained in air-cooled and dry turning values. Sometimes, dry turning has provided better surface nish. Increased temperature in metal cutting softens the material, but reduces the hardness of the tool. These have two opposing effects on metal cutting performance in general and surface roughness in particular. The net result depends on the relative inuence of these opposing factors. Sarma (2009) has carried out the air cooling at xed temperature and velocity of the air. The effect of lowering the air temperature and changing the jet velocity was not studied. It may be possible to obtain the better machining performance by optimizing the parameters of the air. For example, Choi et al. (2002) carried out the grinding of a spindle shaft material having 5860 HRC hardness with white alumina and CBN grinding wheel. They compared the grinding performance of ood coolant and compressed cold air. Four levels of air temperature (4 C, 10 C, 15 C, and 25 C) and two levels of air velocity (40 and 80 m/s) were considered. In general, a better surface nish of the ground surface was obtained at lower air temperature and higher jet velocity. The cold air was produced by a vortex tube. Figure 5.2 compares the progression of ank wear for dry and air-cooled turning. It is observed that at high cutting speeds (Fig. 5.2eh), air has played a signicant role in reducing the ank wear. However, at low cutting speeds (Fig. 5.2ad), many a times, air cooling causes more ank wear. At low cutting speed, heat generation is low and the effect of air cooling is marginal. In fact, some increase in the temperature causes material softening and reduces the tool wear. In turning of mild steel with coated carbide tool, no crater wear was observed during dry turning at high cutting speed. Figures 5.3 and 5.4 depict the variation of cutting force and feed force, respectively, with respect to cutting time for eight different cutting conditions. It is observed that in most cases, the value of cutting force or feed force is almost equal for both air-cooled and dry turning. Thus, no special effect has been seen for air-cooled turning. Comparing the cutting force with feed force for same cutting condition, the cutting force is found more than the feed force. It is a general phenomenon that cutting force is higher than the feed force.
5.2 Turning of Mild Steel with Coated Carbide Tool
43
a
Surface roughness (mm)
4.5 v = 150m/min, f = 0.1mm/rev, d = 1.0mm 4 3.5 dry turning 3 2.5 2 air-cooled turning 1.5 1 0.5 0 0 1 2 3 4 5 6 Cutting tine (min) 4.5 v = 150m/min, f = 0.1mm/rev, d = 3.0mm 4 3.5 3 dry turning 2.5 2 air-cooled turning 1.5 1 0.5 0 0 1 2 3 4 5 6 Cutting time (min) 6
v = 150m/min, f = 0.32mm/rev, d = 1.0mm
e 3.5
3 2.5 2 1.5 1 0.5 0 0
v = 300m/min, f = 0.1mm/rev, d = 1.0mm
dry turning
air-cooled turning
0.5
1.5 2 2.5 3 Cutting time (min)
3.5
b
f
5.5 v = 300m/min, f = 0.1mm/rev, d = 3.0mm 5 4.5 air-cooled turning 4 3.5 3 dry turning 2.5 2 1.5 1 0.5 0 0 0.5 1 1.5 2 2.5 3 3.5 Cutting time (min) 5 v = 300m/min, f = 0.32mm/rev, d = 1.0mm 4.5 air-cooled turning 4 dry turning 3.5 3 2.5 2 1.5 1 0.5 0 0 0.2 0.4 0.6 0.8 1 Cutting time (min) 5.5 5 v = 300m/min, f = 0.32mm/rev, d = 3.0mm air-cooled turning 4.5 4 dry turning 3.5 3 2.5 2 1.5 1 0.5 0 0 0.2 0.4 0.6 0.8 1 Cutting time (min)
c
5 4 3 2 1 0 0 0.5
dry turning air-cooled turning
1 1.5 2 Cutting time (min)
2.5
d
6
v = 150m/min, f = 0.32mm/rev, d = 3.0mm
5 4 3 2 1 0 0 0.5
air-cooled turning dry turning
2.5
Fig. 5.1 Variation of surface roughness with cutting time in turning of mild steel with coated carbide tool (Sarma 2009)
44
a
Flank wear (mm)
0.16 0.14
e
v=150m/min, f = 0.1mm/rev , d =1.0mm dry turning
v=300m/min, f = 0.1mm/rev , d =1.0mm
Flank wear (mm)
0.12 0.1 0.08 0.06 0.04 0.02 0 0
0.1 dry turning
air- cooled turning
0.05
air- cooled turning
0 1 2 3 4 5 6
0.5
1.5
2.5
3.5
Cutting time (min)

v=150m/min, f = 0.1mm/rev , d =3.0mm air- cooled turning
Cutting time (min)

v=300m/min, f = 0.1mm/rev , d =3.0mm
Flank wear (mm)
Flank wear (mm)
0.1 dry turning 0.05
0.1
dry turning
0.05 air- cooled turning
00
0.5
1.5
2.5
3.5
Cutting time (min)
Cutting time (min)
g
0.25 0.2 v=150m/min, f = 0.32mm/rev , d =1.0mm v=300m/min, f =0.32mm/rev , d =1.0mm dry turning
Flank wear (mm)
Flank wear (mm)
dry turning
0.1
0.15 air- cooled turning 0.1 0.05 0
0.05
air- cooled turning
0.5
1.5
2.5
0.2
0.4
0.6
0.8
d
0.25
Cutting time (min)
h
0.2 0.18 0.16 0.14 0.12 0.1 0.08 0.06 0.04 0.02 0
Cutting time (min)

v=300m/min, f =0.32mm/rev, d =3.0mm dry turning
v=150m/min, f = 0.32mm/rev , d =3.0mm 0.2 air- cooled turning
Flank wear (mm)
0.15 dry turning 0.1 0.05 0
Flank wear (mm)
air- cooled turning
0.5
1.5
2.5
0.2
0.4
0.6
0.8
Cutting time (min)
Cutting time (min)
Fig. 5.2 Variation of ank wears with cutting time in turning of mild steel with coated carbide tool (Sarma 2009)
5.2 Turning of Mild Steel with Coated Carbide Tool
45
450 400
e
v=150m/min,f=0.1mm/rev, d=1.0mm dry turning
400 350 v=300m/min, f=0.1mm/rev, d=1.0mm air-cooled turning dry turning
Cutting force (N)
300 250 200 150 100 50 0 0 1 2
air-cooled turning
Cutting force (N)

5 6
350
300 250 200 150 100 50
0 0
0.5
1.5
2.5
3.5
b
1200 1000
Cutting time (min)

v=150m/min,f=0.1mm/rev, d=3.0mm air-cooled turning
f
1000 900 800 700 600 500 400 300 200 100 0 0
Cutting time (min)

v=300m/min, f=0.1mm/rev, d=3.0mm dry turning air-cooled turning
Cutting force (N)
800 dry turning 600 400 200 0
Cutting force (N)
0.5
1.5
2.5
3.5
Cutting time (min)
Cutting time (min)
c
900 800 700 v=150m/min,f=0.32mm/rev, d=1.0mm air-cooled turning dry turning
900 800 700 v=300m/min, f=0.32mm/rev, d=1.0mm air-cooled turning dry turning
Cutting force (N)
600 500 400 300 200 100 0 0 0.5 1 1.5
Cutting force (N)
600 500 400 300 200 100
Cutting time (min)
2.5
0 0
0.2
0.4
0.6
0.8
Cutting time (min)
d
2000 v=150m/min,f=0.32mm/rev, d=3.0mm dry turning
h
2200 2000 1800 1600 v=300m/min, f=0.32mm/rev, d=3.0mm dry turning air-cooled turning
Cutting force (N)
1500
Cutting force (N)
air-cooled turning
1400 1200 1000 800 600 400 200 0 0
1000
500
0 0
0.5
1.5
2.5
0.2
0.4
0.6
0.8
Cutting time (min)
Cutting time (min)
Fig. 5.3 Variation of cutting force with cutting time in turning of mild steel with coated carbide tool (Sarma 2009)
46
400 350 v= 150 m/min,f = 0.1 mm/rev, d=1.0mm
300 v= 300 m/min,f = 0.1 mm/rev, d=1.0 mm 250 air-cooled turning 200 150 100 50 dry turning
Feed force (N)
250 200 150 100 50 0 0 1 2
dry turning
air-cooled turning
Feed force (N)
300
0 0
0.5
1.5
2.5
3.5
b
1000 900 800 700 600 500 400 300 200 100 0 0 1
Cutting time (min)

v= 150 m/min,f = 0.1 mm/rev, d=3.0mm
f
700 600
Cutting time (min)

v= 300 m/min,f = 0.1 mm/rev, d=3.0 mm dry turning 500 400 300 200 100 air-cooled turning
Feed force (N)
air-cooled turning
dry turning
Feed force (N)

6
0 0
0.5
1.5
2.5
3.5
Cutting time (min)
Cutting time (min)
c
500 450 400 v= 150 m/min,f = 0.32 mm/rev, d=1.0 mm
g
400 350 v= 300 m/min,f = 0.32 mm/rev, d=1.0 mm dry turning
Feed force (N)
350 300 250 200 150 100 50 0 0 0.5 1 1.5 2 2.5 dry turning
Feed force (N)
air-cooled turning
300 250 200 150 100 50 0 0 0.2 0.4 0.6 0.8 1 air-cooled turning
Cutting time (min)
Cutting time (min)
d
1200 1000 v= 150 m/min,f = 0.32 mm/rev, d=3.0 mm dry turning
h
1200 v= 300 m/min,f = 0.32 mm/rev, d=3.0 mm 1000 dry turning air-cooled turning
Feed force (N)
800 600 400 200 0 0 0.5 1 1.5 2 2.5
Feed force (N)
air-cooled turning
800 600 400 200 0
0.2
0.4
0.6
0.8
Cutting time (min)
Cutting time (min)
Fig. 5.4 Variation of feed force with cutting time in turning of mild steel with coated carbide tool (Sarma 2009)
5.3 Turning of Grey Cast Iron with Ceramic Tool
47
5.3
Turning of Grey Cast Iron with Ceramic Tool
Alumina-based cutting tools are attractive alternatives to carbide tools for the machining of steel and cast iron because of their hot hardness (Sadasivan and Sarathy 1999). Two main types of these ceramics are pure/white oxide ceramic and mixed/black oxide ceramic. White oxide ceramic containing Al2O3 with sintered additives and without metallic binder phase is relatively brittle. Its toughness can be improved by embedding ne zirconia (ZrO2) particles by an amount of 35% into the aluminum oxide matrix. Such a ceramic is called dispersion ceramic. White oxide ceramic is used in rough machining of grey cast iron, nodular cast iron, and chilled cast iron. Besides aluminum oxide, the black oxide ceramic contains titanium oxide and/or titanium carbonitride in the order of about 30% by weight. It is generally used for machining of hard materials and nish machining of cast iron. Sarma and Dixit (2007) studied the performance of nish turning of a grey cast iron with mixed oxide ceramic tool. Chemical composition by weight of the grey cast iron was C3.2%Si1.8%Mn0.36%S1.8%P0.05%. Its hardness was 143 BHN, tensile strength 86 MPa, and compressive strength 512 MPa. First, a series of experiments were conducted for ceramic tool in the speed range of 480600 m/min as per Table 5.1. The machining was carried out in both dry and air-cooled conditions. Each test was conducted with a new cutting edge and machining was stopped at a cutting length of 100 mm. The time was recorded for each cut. The vibration signals and cutting forces were measured during cutting operation. The maximum ank wear and surface roughness were measured after completion of each pass. Figure 5.5 shows the ank wear vs. cutting time for dry turning and air-cooled turning in the rst ve operating conditions of Table 5.1. During dry turning, crater wear was observed in the last three operating conditions i.e., in experiment numbers 6, 7, and 8, which led to early tool breakage. The surface nish was also found to be very poor at these conditions and a large amount of heat was generated. However, in air-cooled turning, no crater wear was seen in experiment number 7 and combination of crater wear and ank wear were seen in experiment numbers 6 and 8.
Table 5.1 Operating speed (Sarma 2009) Experiment No. 1 2 3 4 5 6 7 8
conditions in turning of grey cast iron with ceramic tool at high cutting Cutting speed (m/min) 480 600 600 480 480 600 600 480 Feed (mm/rev) 0.04 0.04 0.32 0.04 0.32 0.32 0.04 0.32 Depth of cut (mm) 0.5 1.5 1.5 1.5 1.5 0.5 0.5 0.5
48
a 0.8
0.7 0.6 Flank wear (mm) 0.5 0.4 0.3 0.2 0.1 0 0 5 3
1 2 3 4 5
v = 480m/min,f = 0.04 mm/rev, d =0.5 mm v = 600m/min,f = 0.04 mm/rev, d =1.5 mm v = 600m/min,f = 0.32 mm/rev, d =1.5 mm v = 480m/min,f = 0.04 mm/rev, d =1.5 mm v = 480m/min,f = 0.32 mm/rev, d =1.5 mm
0.8 0.7 0.6
1 2 3 4 5
v = 480m/min,f = 0.04 mm/rev, d =0.5 mm v = 600m/min,f = 0.04 mm/rev, d =1.5 mm v = 600m/min,f = 0.32 mm/rev, d =1.5 mm v = 480m/min,f = 0.04 mm/rev, d =1.5 mm v = 480m/min,f = 0.32 mm/rev, d =1.5 mm
Flank wear (mm)
4 1
0.5 0.4 0.3 0.2 0.1 3
4 5 5 10 Cutting time (min) 1 15
5 10 Cutting time (min)
15
0 0
Fig. 5.5 Progression of tool ank wear with cutting time (a) dry turning (b) air-cooled turning of grey cast iron with ceramic tool at high cutting speed. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
7 6
Surface Roughness (m)
5 4
3 5
1 2 3 4 5
v = 480 m/min,f = 0.04 mm/rev, d = 0.5 mm v = 600 m/min,f = 0.04 mm/rev, d = 1.5 mm v = 600 m/min,f = 0.32 mm/rev, d = 1.5 mm v = 480 m/min,f = 0.04 mm/rev, d = 1.5 mm v = 480 m/min,f = 0.32 mm/rev, d = 1.5 mm
7 3 6 5 4 5 3 2 1 0 0
1 2 3 4 5
v = 480 m/min,f = 0.04 mm/rev, d = 0.5 mm v = 600 m/min,f = 0.04 mm/rev, d = 1.5 mm v = 600 m/min,f = 0.32 mm/rev, d = 1.5 mm v = 480 m/min,f = 0.04 mm/rev, d = 1.5 mm v = 480 m/min,f = 0.32 mm/rev, d = 1.5 mm
1 3 2 1 0 0 4
1 4 5 10 Cutting time (min) 15
10 Cutting time (min)
15
Fig. 5.6 Progression of surface roughness with cutting time (a) dry turning (b) air-cooled turning of grey cast iron with ceramic tool at high cutting speed. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
It indicates that air cooling plays a vital role in reducing the temperature at high-speed turning on ceramic tool. Both surface nish and tool life were found to be satisfactory in experiment numbers 6, 7, and 8 during air-cooled turning (not shown in gure). For the rst ve operating conditions, air-cooled turning would provide better tool life as is evident from Fig. 5.5a,b. Also, during dry turning, for conditions 2, 3, and 5, tool breakage occurred after 34 passes. However, in air-cooled turning, the tool breakage was not observed up to even 6 passes (each pass consisting of a length of 100 mm), after which the experiment was stopped. Figure 5.6 shows the variation of surface roughness of the turned component with cutting time for dry and air-cooled turning. It is observed that the surface roughness at operating conditions 3 and 5 is quite high in both dry and air-cooled turning.
49
These cases pertain to a high feed of 0.32 mm/rev. For the cases, 1, 2, and 4, air-cooling reduces the surface roughness signicantly. For the conditions 1 and 4, which pertain to cutting speed of 480 m/min and feed of 0.04 mm/rev, a very low and almost constant surface roughness was observed in air-cooled turning. Tool wear was also very low in these conditions. This shows that in high-speed turning, the air-cooling improves the surface roughness as well as tool life apart from the reduction in cutting forces. Thus, it is seen that high speed turning of grey cast iron with mixed alumina ceramic tools provides a low tool life. This observation is in line with the observations of Ghani et al. (2002) for high speed turning of nodular cast iron by mixed alumina ceramic. However, air-cooled turning provides an enhanced tool life and may be adopted by industries for high speed machining by ceramic tools. Figure 5.7 compares the surface roughness for dry and air-cooled turning for eight different cutting conditions in the medium speed range. Over a length of 100 mm, the surface roughness was measured at 912 places and the mean value was taken. Finally, the mean value of all replicates at a cutting condition was taken and the same have been plotted in Fig. 5.7. It is observed that, in general, the surface roughness is lower at higher cutting speeds compared to lower cutting speeds. However, at high speed, a combination of low feed and high depth of cut provided a relatively poorer surface nish (Fig. 5.7f) with air cooling. It is observed that air cooling does not improve the surface nish. For one condition (Fig. 5.7f), air cooling generated signicantly greater surface roughness compared to dry turning. At this condition, which is low feed and high depth of cut, air-cooled turning produces more vibrations compared to dry turning. Figure 5.8 compares the progression of ank wear for dry and air-cooled turning. It is noted that at high cutting speeds (Fig. 5.8eh), the air cooling reduces the ank wear. This is not the case at low cutting speeds (Fig. 5.8ad). In fact, at low cutting speed, for some cases, the air cooling slightly increases the ank wear. At low cutting speed, the heat generation is low and tool-job temperature is not as high as in high speed machining. Therefore, the forced convective heat transfer is not as effective as in high speed machining and one should not expect any signicant reduction in tool wear due to reduction of tool-tip temperature. Instead, sometimes in dry turning at low speed, a slight increase of job temperature causes a slight reduction in tool wear due to softening of the material. Figure 5.9 shows the variation of main (vertical) cutting force with the cutting time for eight cutting conditions. Interestingly, in some cases of low speed turning, the cutting force in dry turning was found greater compared to air-cooled turning, although the tool wear in dry-turning was less than that in air-cooled turning. In all the cases of high speed turning, the vertical cutting force is less in air-cooled turning due to less ank wear. Figure 5.10 shows the variation of feed force with cutting time for eight cutting conditions. Here, also it is observed that forces in air-cooled turning are lower, although the difference is less pronounced than in the case of cutting force (Fig. 5.9). Unlike cutting force, feed force increases signicantly with the progression of cutting particularly at high cutting speed, thus making it more suitable for
50

4 3.5 3 2.5 2 1.5 1 0.5 0 0 10 20 30 40 50
a
Surface Roughness (mm)
v= 100 m/min,f= 0.04 mm/rev, d=1.0mm air-cooled turning dry turning
4 3.5 3 2.5 2 1.5 1 0.5 0 0 2
v= 400 m/min,f= 0.04 mm/rev, d=1.0mm
air-cooled turning
dry turning
10
Cutting time (min)
Cutting time (min)
b
4 3.5 3 2.5 2 1.5 1 0.5 0 0
f
5 4 3 2 1 0
v= 400 m/min,f= 0.04 mm/rev, d=1.5mm air-cooled turning
dry turning
10
20
30
40
50
10
Cutting time (min)
Cutting time (min)
c
4.5 4 3.5 3 2.5 2 1.5 1 0.5 0 0
g
air-cooled turning
4 3.5 3 2.5 2 1.5 1 0.5 0 0
dry turning
v= 100 m/min,f= 0.16 mm/rev, d=1.0mm
v= 400 m/min,f= 0.16 mm/rev, d=1.0mm
0.5
1.5
2.5
Cutting time (min) Surface Roughness (mm) Surface Roughness (mm)
Cutting time (min)
5 4 3 2 1 0 0
4 3.5 3 2.5 2 1.5 1 0.5 0 0
v= 400m/min,f= 0.16 mm/rev, d=1.5mm
Cutting time (min)
0.5
1.5
2.5
Cutting time (min)
Fig. 5.7 Variation of surface roughness with cutting time in turning of grey cast iron with ceramic tool. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
indirect measurement of tool wear. It is also noted that percentage increase of force due to tool wear is more at low feed than at high feed. This observation is in line with the theoretical analysis of Smithy et al. (2000), who showed that for a given tool and workpiece combination, the incremental increase in the cutting forces due
51
a
v = 100 m/min. f = 0.04 mm/rev. d = 1.0 mm 0.25 Flank wear (mm) 0.2 0.15 0.1 0.05 0 0 10 20 30 Cutting time (min) 40 60 air-cooled tuming dry-turning
e
0.25 Flank wear (mm) 0.2 0.15 0.1 0.05 0 0
v = 400 m/min. f = 0.04 mm/rev. d = 1.0 mm
dry-turning air-cooled turning
10
b
0.4 0.35 Flank wear (mm) 0.3 0.25 0.2 0.15 0.1 0.05 0 0 10 20 30 Cutting time (min) 40 60 air-cooled tuming dry-turning v = 100 m/min. f = 0.04 mm/rev. d = 1.5 mm
f
v = 400 m/min. f = 0.04 mm/rev. d = 1.5 mm
0.25 Flank wear (mm) 0.2 0.15 0.1 0.05 0 0 2 4
10
c
0.4 0.35 Flank wear (mm) 0.3 0.25 0.2 0.15 0.1 0.05 0 0 2
g
0.2 Flank wear (mm) 0.15
Cutting time (min)

v = 400 m/min. f = 0.16 mm/rev. d = 1.0 mm
v = 100 m/min. f = 0.16 mm/rev. d = 1.0 mm
dry-turning 0.1 air-cooled turning 0.05 0 0
air-cooled tuming dry-turning 4 Cutting time (min) 6 8
0.5
d
0.1 0.08 Flank wear (mm)
2.5
v = 100 m/min. f = 0.16 mm/rev. d = 1.5 mm 0.25 Flank wear (mm) air-cooled tuming dry-turning 0.2 0.15 0.1 0.05 0 0
v = 400 m/min. f = 0.16 mm/rev. d = 1.5 mm
0.06 0.04 0.02 0
4 Cutting time (min)
0.5
2.5
Fig. 5.8 Progression of tool ank wear with cutting time in turning of grey cast iron with ceramic tool. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
to tool ank wear is solely a function of the amount and nature of the wear and is independent of cutting condition in which tool wear was produced. Thus, it may be a good strategy to carry out the indirect measurement of tool wear at low feeds, because the relative effect of wear is more prominent at low feeds.
52
500 400
e
v =100 m/min, f=0.04 mm/rev, d=1.0 mm Cutting Force (N)
300 250 200 150 100 50 0 0
v =400 m/min, f=0.04 mm/rev, d=1.0 mm
Cutting Force (N)
300 dry-turning 200 air-cooled turning 100 0 0
10
40
50
10
b
Cutting Force (N)
500 400 300
v =100 m/min, f=0.04 mm/rev, d=1.5 mm dry-turning
f
Cutting Force (N)
300 250
200 150 100 50 air-cooled turning
air-cooled turning 200 100 0 0
10
20
30
40
50
0 0
c
500 400 Cutting Force (N)
Cutting time (min)
10
g
v =100 m/min, f=0.16 mm/rev, d=1.5 mm Cutting Force (N) air-cooled turning
400 350 300 250 200 150 100 50
v =400 m/min, f=0.16 mm/rev, d=1.5 mm dry-turning air-cooled turning
300 dry-turning 200 100 0 0 2 4 6 Cutting time (min) 8
0 0
0.5
d
Cutting Force (N)
600 500 400 300 200 100 0 0
2.5
v =100 m/min, f=0.16 mm/rev, d=1.5 mm Cutting Force (N)
500 400
v =400 m/min, f=0.16 mm/rev, d=1.5 mm dry-cutting air-cooled cutting
300 200 100 0 0 0.5
2.5
Fig. 5.9 Variation of cutting force with cutting time in turning of grey cast iron with ceramic tool. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
The major advantage of air-cooled turning seems to be reduction of tool wear at high speed. Figure 5.11 shows the photographs of the progression of ank wear in dry and air-cooled turning for a cutting condition of speed 400 m/min, feed 0.04 mm/rev, and depth of cut 1 mm. It is seen that with air cooling, the growth of
53
300 250
a
Feed Force (N)
400 350 300 250 200 150 100 50 0 0
e
Feed Force (N)
v =400 m/min, f=0.04 mm/rev, d=1.0 mm
200 150
100 50
10
b
500 Feed Force (N) 400 300 200 100 0 0 10
40
50
10
f
Feed Force (N)
400 350 300 250 200 150 100 50
air-cooled turning
40
50
10
c
500 400 Feed Force (N) 300 air-cooled turning 200 dry-turning 100 0 0 2 4 Cutting time (min) 6 8 v =100 m/min, f=0.16 mm/rev, d=1.0 mm
Cutting time (min)
g
Feed Force (N)
300 v =400 m/min, f=0.16 mm/rev, d=1.0 mm 250 200 150 100 50 0 0 0.5 2 1 1.5 Cutting time (min) 2.5 3 dry-turning air-cooled turning
d
300 250 Feed Force (N) 200
h
400 350 300 Feed Force (N) 250 200 150 100 50
150 100 50 0 0 2 4 Cutting time (min) 6 8
0.5
2 1 1.5 Cutting time (min)
2.5
Fig. 5.10 Variation of feed force with cutting time in turning of grey cast iron with ceramic tool. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
wear land is minimized. Other advantage is the lowering of cutting and feed forces. However, the impact of air-cooling on surface roughness is insignicant except at very high cutting speed (480600 m/min range) as discussed earlier. Overall, air-cooled turning using ceramic tool offers an attractive alternative to dry turning.
54
Fig. 5.11 Progression of tool ank wear in turning passes (a) dry turning and (b) air-cooled turning of grey cast iron with ceramic tool. With permission from Sarma and Dixit (2007). Copyright (2007) Elsevier
5.4
Turning of H13 Steel with CBN Tool
The cubic boron nitride (CBN) is a signicantly harder material than the ceramic or coated carbide tool. It is used to carry out machining on hard materials due to its properties of chemical inertness, stability at high temperatures, hot hardness, etc. The basic material of CBN is hexagonal boron nitride (HBN), which is converted to CBN grits by using a solvent catalyst under high pressure and temperature. The structure of CBN does not change to HBN below 1,200 C at atmospheric pressure. CBN is used as a solid insert consisting of an upper layer of CBN laid onto a hard metal base (usually titanium nitride, TiN). Sometimes CBN is brazed on to a
5.4 Turning of H13 Steel with CBN Tool
55
corner of a hard metal indexable insert. The main application of CBN tool is for turning of hardened steels of 4568 HRC. Normally, these types of materials are ground rather than turned by a single point cutting tool. However, when large amount of material is to be removed, turning with CBN tool is economical. Turning of materials of hardness less than 45 HRC with CBN tool is not economical as carbide and ceramics can provide the same production rate without any signicant difference in wear. A number of experiments were carried out by Sarma (2009) on dry turning and air-cooled turning of AISI H13 hot work die steel with CBN tool. The diameter of the workpiece was 75 mm and the length was 300 mm. The job was supported at both ends. The workpiece was heat treated to 46 HRC. The cutting tool was made of a low CBN content material with 60% CBN along with a titanium nitride (TiN) phase. The manufacturers catalog recommends the tool for nish hard turning of steels due to its high wear resistance and high chemical stability. The average hardness of the tool is 2,900 HV3 (Vickers hardness with 3-kg load). The ASA tool signature of this cutting tool was (6 )-(6 )-6 -5 -12 -15 -0.4. The tool manufacturer recommended the following cutting conditions for machining of hardened steel of 45 HRC by CBN 7020: Cutting speed less than 250 m/min Feed in the range of 0.050.25 mm/rev Depth of cut in the range of 0.060.40 mm Based on manufacturers recommendations and review of the literature, the following ranges of the process parameters were chosen-cutting speed (v): 125215 m/min, feed (f): 0.050.16 mm/rev, and depth of cut (d): 0.060.16 mm. It was decided to carry out the experiments with two-level full factorial design corresponding to three process parameters. The total number of full factorial experiments are eight, i.e., 23 8. Each test was conducted with a new cutting edge and machining was stopped at a cutting length of 100 mm. The time was recorded for each cut. For different experiments, the cutting time will be different depending upon the cutting speed and feed. The cutting forces in cutting direction and feed direction were measured during cutting operation. Maximum ank wear and surface roughness were measured after completion of every passes of machining. The tool rejection criteria were: Maximum ank wear 0.2 mm Nose wear 0.3 mm Notching at the depth of cutline 0.6 mm Surface roughness value 3.0 mm Excessive chipping or catastrophic failure
Figure 5.12 represents a comparison of surface roughness for dry and air-cooled turning for eight different cutting conditions. It can be noticed that the Ra values increases with cutting time irrespective of the cutting conditions. In general, the surface nish for air-cooled turning is found slightly better than dry turning. However, at a combination of high feed and low depth of cut (Fig. 5.12c,g), the surface nish for dry turning is found better compared to air-cooled turning.
56
2.5 2
e
v =125m/min, f=0.05 mm/rev, d=0.06 mm dry-turning Surface Roughness (m)
v =215m/min, f=0.05 mm/rev, d=0.06 mm
1.5 dry-turning 1 air-cooled turning
1.5 1 air-cooled turning
0.5
0.5 0 0
10 15 20 Cutting time (min)
25
0 0
6 8 10 12 Cutting time (min)
14
16
b
v =125m/min, f=0.05 mm/rev, d=0.16 mm dry-turning air-cooled turning
f
3 2.5
v =215m/min, f=0.05 mm/rev, d=0.16 mm dry-turning
1.5
2 1.5 1 0.5 0 0 2 4 6 8 10 12 Cutting time (min) 14 16 air-cooled turning
0.5
00
25
c
3.5 3 2.5 2 1.5 1 0.5 0 0
g
v =125m/min, f=0.16 mm/rev, d=0.06 mm air-cooled turning dry-turning Surface Roughness (m)
3.5 3
v =215m/min, f=0.16 mm/rev, d=0.06 mm air-cooled turning
2.5 dry-turning 2 1.5 1 0.5
0 0
d
3.5 3 2.5 2 1.5 1 0.5 0 0
h 3.5
Surface Roughness (m) 3 2.5 2 1.5 1 0.5 0 0
Fig. 5.12 Surface roughness variation with cutting time in turning of hardened steel with CBN tool (Sarma 2009)
57
Improvement in the surface nish for these conditions may be attributed to the change in cutting tool geometry. For the conditions pertaining to Fig. 5.12c, i.e., at low speed, high feed and low depth of cut, a built up edge (BUE) was formed near the chamfered edge of the insert during air-cooled turning. The BUE was not observed at high speed. As expected, the Ra value at lower feed rate (0.05 mm/rev) is found better than the Ra value at higher feed rate (0.16 mm/rev). Figure 5.12a, b, e, f corresponds to low feed rate with Ra values ranging from 1 to 2 mm, and Fig. 5.12c, d, g, h corresponds to the high feed rate with Ra values ranging from 1.7 to 2.8 mm. Generally, the surface nish in machining operations improves with increasing cutting speed. However, at conditions corresponding to Fig. 5.12f, the surface nish is found slightly higher compared to the condition at low speed (Fig. 5.12b). At this cutting condition (215 m/min, 0.05 mm/rev, 0.16 mm), nose wear occurred for both dry and air-cooled turning. The presence of nose wear deteriorates the surface nish during the turning operation. Figure 5.13 represents a comparison of propagation of ank wear with cutting time for dry and air-cooled turning for eight different cutting conditions. In each condition, it has been observed that tool ank wear is higher during dry turning compared to air-cooled turning. This shows that air-cooling has a direct inuence in reducing tool ank wear and thus increasing the tool life. The tool rejection criteria based on maximum ank wear was kept as 0.2 mm, but in actual turning, after the ank wear of about 0.07 mm, the surface roughness of the machined surface came out to be more than 3.0 mm and the tool was rejected based on maximum surface criterion. For the condition of high cutting speed (Fig. 5.13eh), the tool ank wear is found greater compared to the low cutting speed (Fig. 5.13ad). During high speed machining, temperature becomes high causing partial burning near the cutting edge and sometimes crater wear in the rake face. Burning of cutting edge accelerates the tool ank wear rate and deteriorates the surface nish. It has been observed that at high cutting speed, high feed, and high depth of cut (Fig. 5.13h), ank wear as well as crater wear was formed during dry turning but not in air-cooled turning. On the other hand, at high speed and low feed (Fig. 5.13e, f), ank wear as well as nose wear was seen during dry turning, but not in air-cooled turning. The experimental results show that air cooling may be used as a preventive measure to reduce the wear due to thermal effects. Figures 5.14 and 5.15 represent a comparison of feed force (Fx) and cutting force (Fz) for dry and air-cooled turning for eight different cutting conditions. In general, the values of cutting force are greater than the feed force for the same cutting condition. In another observation, feed force and cutting force are found to be greater during air-cooled turning except for the conditions pertaining to Figs. 5.14e, f and 5.15e, f. The reason is that during air-cooled turning, air carries away the heat through convective heat transfer method and reduces the temperature. Therefore, the mechanical strength of the job material becomes high in comparison to dry turning due to which more feed/cutting force is required to do machining in air-cooled turning. However, for conditions of Figs. 5.14e, f and 5.15e, f, nose wear occurred along with ank wear during dry turning. It is generally believed that the forces are lower when machining at higher cutting speed. However, here, in some
58
a
0.05 0.04 Flank Wear (mm) 0.03 dry-turning 0.02 0.01 0 -0.01 0 5 10 15 Cutting time (min) 20 25 air-cooled turning v =125m/min, f=0.05 mm/rev, d=0.06 mm
e
0.07 Flank Wear (mm) 0.06 0.05 0.04 0.03 0.02 0.01 0 -0.01 0 5 10 Cutting time (min) 15 air-cooled turning v =215m/min, f=0.05 mm/rev, d=0.16 mm dry-turning
b
Flank Wear (mm)
0.07 0.06 0.05 0.04 0.03 0.02 0.01 0 -0.01 0
f
v =125m/min, f=0.05 mm/rev, d=0.16 mm Flank Wear (mm) dry-turning
0.07 0.06
0.05 0.04 0.03 0.02 0.01 0 air-cooled turning
air-cooled turning
Cutting time (min)
20
25
-0.01
15
c
0.04 Flank Wear (mm) 0.03 dry-turning 0.02 0.01 0 -0.01 v =125m/min, f=0.16 mm/rev, d=0.06 mm
g
0.04 0.03 0.02 0.01 0 -0.01 v =215m/min, f=0.16 mm/rev, d=0.06 mm dry-turning air-cooled turning
air-cooled turning
Flank Wear (mm)
d
0.07 0.06 Flank Wear (mm) 0.05 0.04 0.03 0.02 0.01 0 -0.01 0
h
0.08 Flank Wear (mm) 0.06 0.04 0.02 0
air-cooled turning
air-cooled turning
10
Fig. 5.13 Flank wear progression with cutting time in turning of hardened steel with CBN tool (Sarma 2009)
59
70 60
e
v =125m/min, f=0.05 mm/rev, d=0.06 mm
80 70
v =215m/min, f=0.05 mm/rev, d=0.06 mm
air-cooled turning Feed Force (N)
dry-turning
Feed Force (N)
50 40 30 20 10 0 0 5 10 15 20 Cutting time (min) 25 dry-turning
60 50 40 30 20 10 0 0 2 4 6 8 10 12 Cutting time (min) 14 16 air-cooled turning
b
80 70 60 Feed Force (N) 50 40 30 20 10 0 0 5
f
v =125m/min, f=0.05 mm/rev, d=0.16 mm
150
v =215m/min, f=0.05 mm/rev, d=0.16 mm
Feed Force (N)
air-cooled turning
dry-turning 100 air-cooled turning 50
dry-turning
25
0 0
c
60 50 Feed Force (N) 40 30 20 10 0 0 2 4 6 8 Cutting time (min) 10
v =125m/min, f=0.16 mm/rev, d=0.06 mm
g
air-cooled turning Feed Force (N) dry-turning
14
16
60 50 40 30 20 10 0 0
v =215m/min, f=0.16 mm/rev, d=0.06 mm
air-cooled turning
dry-turning
d
70 60 Feed Force (N) 50 40 30 20 10 0 0 2 6 8 4 Cutting time (min) 10 dry-turning
v =125m/min, f=0.16 mm/rev, d=0.16 mm
h
150
v =215m/min, f=0.16 mm/rev, d=0.16 mm
air-cooled turning Feed Force (N) 100
air-cooled turning dry-turning
50
Fig. 5.14 Feed force variation with cutting time in turning of hardened steel with CBN tool (Sarma 2009)
60
150
v =125m/min, f=0.05 mm/rev, d=0.06 mm
e 100
Cutting Force (N) 80 60 40 20 0 0
v =215m/min, f=0.05 mm/rev, d=0.06 mm
Cutting Force (N)
air-cooled turning 100 dry-turning 50
dry-turning
air-cooled turning
0 0
b
80 70 Cutting Force (N) 60 50 40 30 20 10 0 0 5
25
f
150 Cutting Force (N)

v =215m/min, f=0.05 mm/rev, d=0.16 mm
15
v =125m/min, f=0.05 mm/rev, d=0.16 mm
air-cooled turning dry-turning 100 air-cooled turning 50
dry-turning
25
0 0
c
120 Cutting Force (N) 100 80 dry-turning 60 40 20 0 0 2 4 6 Cutting time (min) 8 10
v =125m/min, f=0.16 mm/rev, d=0.06 mm

v =215m/min, f=0.16 mm/rev, d=0.06 mm
15
g
100 80 Cutting Force (N) 60 40 20 0 air-cooled turning air-cooled turning
dry-turning
d
80 70 Cutting Force (N) 60 50 40 30 20 10 0 0 2 4 6 Cutting time (min) 8 10 dry-turning
v =125m/min, f=0.16 mm/rev, d=0.16 mm
h
air-cooled turning Cutting Force (N)
180 160 140 120 100 80 60 40 20 0 0
v =125m/min, f=0.16 mm/rev, d=0.16 mm
air-cooled turning dry-turning
Fig. 5.15 Cutting force variation with cutting time in turning of hardened steel with CBN tool (Sarma 2009)
5.4 Turning of H13 Steel with CBN Tool Fig. 5.16 Tool wear progression during (a) dry turning and (b) air-cooled turning of hardened steel with CBN tool (Sarma 2009)
61
cases, the forces are found greater in high cutting speed. In these cases, besides ank wear, the nose wear or BUE was observed. Figure 5.16 shows the images of progression of tool ank wear in dry and air-cooled turning of H13 steel with CBN tool for a condition of cutting speed
62
125 m/min, feed 0.16 mm/rev, and depth of cut 0.16 mm. Each image was taken after machining a cutting length of 100 mm. As seen in the images, the wear land keeps on increasing with time at almost constant rate. Comparing Fig. 5.16a and Fig. 5.16b, the growth of wear land is found lower during air-cooled turning. Thus, air cooling has played an important role in reducing the growth of wear land. It is observed that air cooling does not inuence surface roughness of the machined surface signicantly. It is also observed that air cooling does not help in reducing the cutting and feed forces. However, air cooling signicantly reduces the tool wear. Moreover, no built-up edge was observed with air cooling. Therefore, air-cooling seems to be a good environmental friendly and inexpensive option for hard turning with CBN tools.
5.5
Conclusion
This chapter presents a study of air-cooled turning with coated carbide, ceramic, and CBN tools. Readily available compressed air was used without any treatment. In all the cases, air-cooled turning provided better performance, particularly in wear reduction. However, it is more effective in high speed machining or hard turning, where the tool wear rate in dry turning is very high.
References
Choi HZ, Lee SW, Jeong HD (2002) The cooling effects of compressed cold air in cylindrical grinding with alumina and CBN wheels. J Mater Process Technol 127:155158 Ghani AK, Choudhary IA, Husni (2002) Study of tool life, surface roughness and vibration in machining nodular cast iron with ceramic tool. J Mater Process Technol 127:1722 Sadasivan TA, Sarathy D (1999) Cutting tools for productive machining, 1st edn. Widia (India) Limited, Bangalore Sarma DK (2009) Experimental study, neural network modeling and optimization of environmentfriendly air-cooled and dry turning processes. Ph.D. Thesis, IIT Guwahati Sarma DK, Dixit US (2007) A comparison of dry and air-cooled turning of grey cast iron with mixed oxide ceramic tool. J Mater Process Technol 190:160172 Smithy DW, Kapoor SG, DeVor RE (2000) A worn tool force model for three dimensional cutting operation. Int J Mach Tools Manuf 40:19291950
Chapter 6
Ofine and Online Optimization of Machining Processes
Abstract Optimization of machining processes enhances the machining performance, and it is possible to carry out efcient and economic machining operations without harming the environment. In this chapter, procedure for ofine and online optimization is outlined. The methods to enhance the utilization of cutting tools in an environment-friendly manner are discussed. Keywords Air-cooled turning Cost of machining Dry turning Effective utilization of cutting tools Finish machining Flank wear Multi-pass machining Ofine optimization Online optimization Optimization Pareto-optimal Weibull distribution
6.1
Introduction
Optimization of machining processes is of paramount importance. Properly optimized dry machining can give better performance than non-optimized machining with cutting uid. Optimization can be carried out ofine or online. In ofine optimization, the machining parameters are chosen a priori based on the past experience. Online optimization is a posteriori optimization. Here, the machining parameters are changed based on the feedback of the process. There are some differences in the perception of word online. Some consider online optimization as an automatic and continuous adjustment of the cutting parameters without human intervention and process interruption for obtaining the best possible machining performance. In this chapter, the word online optimization has been used in a broader sense to mean the optimization by a human or machine operator in real-time (i.e., during actual production) by taking the shop oor feedback either through sensors or human sense organs. Thus, online optimization need not be automatic. It is different from ofine optimization in the sense that ofine optimization uses machining process models, like cutting force model, tool wear model, surface roughness model, etc. based on a priori knowledge
64
6 Ofine and Online Optimization of Machining Processes
gathered from ofine experiments. This view point about ofine optimization is also expressed by Park and Kim (1998). The optimization of machining process is an old but active research area, with the pioneering work of Gilbert (1950). Since then thousands of papers have been published in this area. There are a number of review papers available on this topic (Aggarwal and Singh 2005; Mukherjee and Ray 2006; Ojha et al. 2009; Chandrasekaran et al. 2010; Dhavamani and Alwarsamy 2011). Almost all of the researchers have omitted the cost of cutting uid in their optimization models. Most of the researchers have used a tool life equation considering the failure of tool due to wear. In actual practice, in nish turning a tool is discarded if it no longer provides the desired surface nish. However, the surface nish provided by the tool is not the function of tool condition alone. It is inuenced by the cutting parameters (cutting speed, feed, and depth of cut) and cutting environment (type and method of applying cutting uid), which need to be optimized for obtaining the best out of a cutting tool. In this chapter, the procedure for ofine and online optimization of machining process is outlined with emphasis toward cutting uid and environmental concerns. A methodology for effective utilization of cutting tools is also discussed. The effective utilization of cutting tools has direct bearing on energy and environment.
6.2
Ofine Optimization
The objectives of metal cutting problems are minimization of cost of machining, maximization of the production rate, and maximization of the prot rate. In general, all the objectives cannot be satised simultaneously. The optimization problem becomes a single-objective if one objective is chosen. If more than one objectives are chosen, it becomes a multiobjective problem. There are several ways of tackling multiobjective problems. The most popular and simple approach is to take a weighted average of various objective functions. Assignment of suitable weights corresponding to objective functions is a difcult task involving subjective assessment. Another way of solving a multiobjective problem is to obtain various Paretooptimal solutions. Two solutions are called Pareto-optimal if no solution dominates the other in all aspects. In some aspects, one solution may be better and in some other aspects the other solution may be better. One can obtain a set of Pareto-optimal solutions, in which no solution can be said to be better than the other considering all objectives of the problem. Among this set, one solution can be chosen based on some higher level decision criterion. In this section, the objective functions and constraints of the machining optimization are described considering the cost associated with cutting uid. If the sufcient data about the machining behavior is available, the optimization problem can be solved to provide a proper solution. Considering the cost associated with the cutting uid, in some cases, it may be possible to fulll the desired objectives in dry machining or environmentally friendly cooling.
6.2 Ofine Optimization
65
6.2.1
Objective Functions
In a multipass machining operation, the total production time per component, Tp, is expressed as Tp TtR tc TtR tc TtF TtF TL tts ; TR TF (6.1)
where TtR is the total cutting time of rough machining, tc the time required for changing a tool, TR the tool life for rough machining, TtF the total cutting time of nish machining, TF the tool life for nish machining, TL the loading and unloading time, and tts the total tool setting time. Total cutting time for rough machining is obtained as the summation of cutting times for m roughing passes. The total tool setting time for m roughing and one nishing pass is given by tts m 1ts ; where ts is the setting time for each pass. A rearrangement of (6.1) provides T p TL tts TtR TtF tc TtR TtF : TR T F (6.3) (6.2)
The rst term in (6.3) is independent of the process parameters. The second term is dependent on the number of passes and should be considered in a multipass machining process. The objective of the machining process is to minimize Tp. The cost of machining per piece is given as TtR TtF Fc Co Tp Ct TR TF CF Tp ; (6.4)
where Co is the operating cost per unit time that includes labor and overhead costs, Ct is the cost associated with tool change that includes the cost of one cutting edge of the tool and labor and overhead costs involved in changing the tool, and CF is the per unit time cost associated with the cutting uid that includes storage and disposal cost apart from the cost of cutting uid itself. At this stage, it is assumed that Co, Ct, and CF are known. In Chap. 7, some detailed discussion regarding the calculation of these costs will be presented. In (6.4), cost associated with tool change is considered to be equal for roughing and nishing. Substituting the value of Tp from (6.3) into (6.4), TtR TtF Fc Co CF TL tts TtR TtF t ; c TR TF (6.5)
66
where the effective tool change time is given by t c tc Ct : Co CF (6.6)
As Co and CF are constant values independent of the process parameter, the objective function for the minimum production time per piece (6.3) can be converted into the objective function for minimum machining cost per piece by replacing tc by t*c. The two objectives are close to each other if Ct/(Co+CF) is small. One can obtain a number of solutions by solving the optimization problems of minimizing the production time by taking various values of tc starting from the actual tool changing time to actual tool changing time plus Ct/(Co+CF). All these solutions will be Pareto-optimal solutions. A higher level decision can be taken to choose the best solution among various Pareto-optimal solutions. If the raw material cost of the workpiece is Cm and the price after machining is Pp, then the prot rate, PR, is expressed as PR P p F c Cm : Tp (6.7)
The solution for maximum prot rate minimizes the cost and production time objectives in a weighted average sense. Hence, it will be included in the Pareto-optimal set obtained by minimizing the objective functions of cost and production time. It is clear that the objective functions can be evaluated only if tool life can be predicted. The tool life is dependent on cutting parameters and cutting environment i.e., the status of cutting uid application. One of the most popular equations in turning process is Taylors extended tool life equation given as Tv p f q d r C; (6.8)
where v is the cutting speed in m/min; T is the tool life in minutes; d is the depth of cut in mm; and p, q, r, and C are the constants dependent on a particular tool and work material combination as well as on the status of cutting uid application. Determination of these constants is time consuming and expensive. Moreover, this equation is applicable over a narrow range of process parameters. Hence, it is important to have a reasonable guess for process parameters, so that the machining experiments can be concentrated around those process parameters. Ojha and Dixit (2005) tted a neural network model for obtaining the tool life as a function of cutting parameters (feed, speed, and depth of cut). Training a neural network requires a large number of data. To accelerate the time of training, the following procedure was adapted. The wear time curves for most cutting tools follow a pattern as shown in Fig. 6.1, having three distinct wear zones. These are initial wear zone, steady wear zone, and severe wear zone.
6.2 Ofine Optimization
67
Fig. 6.1 Flank wear vs. cutting time for a typical tool
Tool life is estimated by tting a best-t line on the data falling in the steady wear zone. Thus, w a bt; (6.9)
where w is the ank wear, t is the time, and a and b are constants. The tool life T is given by T
wmax a b
(6.10)
where wmax is the maximum ank wear. By conducting a few tests till tool failure, it was veried that wear-time curve was almost linear up to maximum ank wear of 0.8 mm, thus justifying the use of linear interpolation based on the best t line. In milling process also, empirical equations for tool life have been developed. For example, Tolouei-Rad and Bhidendi (1997) proposed an empirical relation to evaluate tool life T for milling process as T 1=n 60 C0:2d=f g ; df w v Q
(6.11)
where T is the tool life in minutes; v is the cutting speed in m/min; C is a constant; f is the feed in mm/rev; d is the depth of cut in mm; and g, w, and n are exponents for different tool and work material combination. The parameter Q is contact proportion of machining time during which cutting edge is engaged with workpiece.
68
6.2.2
Constraints
The machining optimization problem is subjected to the following constraints: Tool life constraint: Tool life should not be less than a prescribed value to avoid the frequent tool changes. The minimum desired tool life is generally based on subjective decision. As a thumb rule, the minimum desired tool life should be 20 times the machining time of one component. This is to ensure that at least 20 components are machined before replacing the tool. One can put a constraint on the maximum value of the tool life as well, but in most of the cases, it will be an inactive constraint. Surface roughness constraint: A constraint that surface roughness should not be more than the prescribed value can be put. Sometimes, excessive better surface nish is not desired, because certain tribological and heat transfer characteristics are dependent on it. Therefore, the surface roughness value may be restricted to lie in a zone. For proper implementation of this constraint, a surface roughness prediction model, for example a neural network model, is needed. Cutting force constraints: The components of cutting forces should be limited to avoid excessive job and tool deection and breakage of the tool. The tool and job deection and the stresses in the job can be found by physics based or soft computing based models. Machine power constraint: The machine power can be calculated using the following formula: Machine power main cutting force cutting speed : efficiency of the machine (6.12)
The machine power should be limited to avoid excessive overloading of the spindle motor. At the same time, if machine power is much lesser than the power of the spindle motor, the machine is underutilized. Geometric constraint: There may be some restrictions based on the geometry of workpiece. Temperature constraints: Temperature of the workpiece, machine tool, and cutting tool should not be excessive for dimensional accuracy as well as tool life. This constraint is especially important in dry machining. Variable bounds: Cutting speed, feed, and depth of cut should lie within certain ranges. These ranges are dependent on the type of machine, type of tool, and type of material. In addition to these constraints, there is a constraint that the number of passes m is an integer quantity.
6.3 Online Optimization
69
6.3
Online Optimization
Nowadays, a number of toolwork combinations are used for turning in industries. A number of techniques have been proposed for optimizing the process parameters. However, almost all of them require the knowledge of tool life as a function of cutting parameters. It is not economical to conduct tool life tests for each combination. Sarma and Dixit (2009) proposed a heuristic based method for optimizing the nish turning process. The method does not require a priori information of tool life. The objective function to be minimized in nish turning process is Minimize F 1 t 1 c ; TF fv (6.13)
Assume that the upper bound of fv based on the constraints is x1 and corresponding tool life is T1. If any other fv is denoted by x2 and the corresponding maximum possible tool life be denoted by T2, then the following condition will yield a smaller value of the objective function (F) compared to the highest possible fv (Basak et al. 2007): 1 t 1 t c c < : 1 1 T2 T1 x2 x1 (6.14)
Thus, to economize the turning process fv can be reduced to x2 by ensuring that t c> T1 T2 x1 x2 ; T2 x2 T1 x1 (6.15)
Based on this the following heuristic algorithm is developed. Step 1. Select the maximum possible feed based on the surface roughness consideration. Then select the maximum possible speed based on the maximum power available in machine tool and the bound on the cutting speed. Carry out the machining till the tool fails. Record the tool life T1. Step 2. Reduce the speed by 10% and carry out the machining till tool failure. Record the tool life T2. Step 3. For a small range, the tool life may be considered to vary in a linear way. Thus, consider that when fv is reduced by a factor of (1 c), the tool life Tc will be given by Tc 1 10cT1 10cT2 (6.16)
70
It is seen that for c 0, Tc T1 and for c 0.1, Tc T2. At optimum condition [using (6.15)], t c cT1 Tc : Tc 1 c T1 (6.17)
The optimum value of c can be obtained by solving (6.17). Step 4. Now the machining is carried out at a cutting speed of (1 c) times the maximum speed. The rened value of Tc can be obtained after the tool fails. Step 5. If the actual Tc is same as that estimated by (6.16), the optimum is reached. If actual Tc is different than that obtained by (6.16), a new tool life relation is developed with obtained data and the procedure is repeated. As an example, initially the dry turning was carried out at 300 m/min. The mean tool life T1 corresponding to that speed is 5.63 min. When the cutting speed was reduced by 10%, the mean tool-life became 6.51 min. Assuming t t c as 6 min, the value of c in this case is 0.12. Thus, the optimum speed is (10.12) 300 264 m/min. The machining may be carried out at this speed. As more number of pieces is machined, information about tool life gets updated. With revised information, the optimization procedure may be revisited. Thus, in the presence of statistical variations, the optimization is a dynamic process initially. When sufcient number of data is available in the vicinity of expected optimum solution, the optimum solution may be frozen. In this algorithm, only the speed is varied. One can easily develop an algorithm in which speed and feed can be varied simultaneously. A suitable optimization method such as simplex search can be used to optimize the process parameters.
6.4
Effective Utilization of Cutting Tools
Sarma and Dixit (2009) proposed methods for effective utilization of tools in dry and air-cooled turning. The methods were tested by conducting a number of experiments on nish turning of steel with coated carbide tools. A cutting tool was considered failed if it no longer provided a surface roughness value less than 2.5 mm. The methods are discussed in the following subsections.
6.4.1
Enhancing the Tool Life with Air-Cooling
It was discussed in Chap. 5 that obtained surface nish is slightly better in dry turning compared to air-cooled turning, but the ank wear is signicantly reduced in air-cooled turning. Thus, the tool life based on surface roughness is lower for air-cooled turning, although the ank wear is reduced. After getting failed in
6.4 Effective Utilization of Cutting Tools
71
air-cooled turning, the tools can be reused in dry turning till they fail in dry turning too. To assess this strategy, seven experiments at each of the cutting speed of 270 m/min and 300 m/min were carried out. Each tool was rst used in air-cooled turning. When surface roughness of machined components exceeded the prescribed limit of 2.5 mm, air ow was stopped and dry turning was carried out. The dry turning continued till the surface roughness exceeded 2.5 mm. The probability density function (by tting Weibull distribution) of the tool life is plotted in Fig. 6.2, Fig. 6.2a corresponding to cutting speed of 300 m/min, and Fig. 6.2b corresponding to tool life of 270 m/min. Table 6.1 shows the mean tool life and corresponding maximum ank wear. For comparison, Table 6.2 is also reproduced from Sarma and Dixit (2009) that shows the tool lives in dry and air-cooled turning. A comparison of two tables reveals that the turning carried out with this strategy enhances tool life. In the present case, tool life got increased by 42% at cutting speed of 300 m/min and 38% at cutting speed of 270 m/min. An explanation for the success of the present strategy is as follows. Initially, the rate of wear is high and air cooling is quite effective in reducing the ank wear. Till some time, cutting edge remains sharp and provides a good surface nish. After some time, the change in cutting edge and tool geometry due to wear deteriorates the surface roughness. At this stage, dry turning is carried out, in which the material softening due to temperature compensates for the deterioration of surface roughness due to tool wear. Although the strategy is quite effective, it introduces the additional cost of compressed air. One can carry out the cost-benet analysis for a specic situation. This is discussed in the next chapter devoted exclusively for economic aspects of machining.
6.4.2
Enhancing the Tool Life by Changing Cutting Conditions
A cutting tool should be used at the optimum cutting conditions till failure. If the tool failure is based on the maximum ank wear, the tool cannot be reused. However, if it is based on the maximum surface roughness, there is a possibility to reuse it by changing the cutting conditions. In fact, some numerical control machining strategies propose online tuning of cutting conditions to maximize material removal rate without violating the machining constraints (Merdol and Altintas 2008). In nish turning, if the feed is reduced the surface roughness reduces. Of course, too much reduction in the feed will be counter productive, as it reduces the production rate. A simple way to assess whether reusing the tool at the reduced feed is economical is as follows. The cost of turning a workpiece of diameter D and length L is given by C C0 pLD tc Ct =C0 ; 1 fv T (6.18)
72
Fig. 6.2 Probability distributions of tool life when dry turning followed air-cooled turning (a) Cutting speed 300 m/min (b) Cutting speed 270 m/min. With permission from Sarma and Dixit (2009). Copyright (2009) ASME
6.4 Effective Utilization of Cutting Tools
73
Table 6.1 Mean tool lives and maximum ank wears when dry turning followed the air-cooled turning Maximum ank wear (mm) Cutting speed (m/min) Mean tool life (min) Average value 300 8.00 0.13 270 9.03 0.11 With permission from Sarma and Dixit (2009). Copyright (2009) ASME Standard deviation 0.0078 0.0115
Table 6.2 Mean tool lives and maximum ank wears at different cutting conditions Maximum ank wear (mm) Cutting speed Mean tool Type of turning (m/min) life (min) Average value Dry 300 5.63 0.15 Dry 270 6.51 0.12 Air-cooled 300 4.90 0.08 Air-cooled 270 6.00 0.07 With permission from Sarma and Dixit (2009). Copyright (2009) ASME Standard deviation 0.0149 0.0095 0.0078 0.0069
where C0 is the operating cost per minute, Ct the tool cost per edge, and tc is the tool change time. Assume that f1 is the optimum feed and f2 is the reduced feed after the tool failed based on the maximum surface roughness at feed f1. Thus, the cost of turning the workpiece at feed f1 is pLD tc Ct =C0 C 1 C0 1 T1 f1 v and the cost of turning the workpiece at feed f2 is C2 C0 pLD tc 1 : T2 f2 v (6.20) (6.19)
Note that in the expression for C2, the tool cost is taken as zero. Reusing the tool at the reduced feed will be economical as long as C2 is less than C1. Thus, the required condition for economical machining is pLD tc pLD tc Ct =C0 <C0 1 1 C0 T2 T1 f2 v f1 v or h i tc f1 1 T 2
t =C0 1 tc C T1
(6.21)
f2 > h
i:
(6.22)
74
Table 6.3 Total tool lives and maximum ank wears when tool was rst operated at 0.1 mm/rev and then at 0.07 mm/rev in dry turning Maximum ank wear (mm) Cutting speed (m/min) Mean tool life (min) Average value 300 10.82 0.17 270 10.97 0.14 With permission from Sarma and Dixit (2009). Copyright (2009) ASME Standard deviation 0.023 0.012
If the tool change time is a very small fraction of tool life, then a simplied relation is f2 > h f1
=C 0 1 CtT 1
i:
(6.23)
Taking C0 $0.06/min, Ct $2/min, T1 6 min, and f1 0.1 mm/rev, the following condition is obtained: f2 > 0.015 mm/rev. For experimental verication of this strategy, after the tool failed at a feed of 0.1 mm/rev in dry turning, it was operated at the feed of 0.07 mm/rev. Table 6.3 (when compared with Table 6.1) shows that in this manner the tool life got enhanced by 68% at 270 m/min and by 92% at 300 m/min. Table 6.3 also shows that although the ank wear keeps increasing, it was still less than 0.6 mm, when the tool failed based on the surface roughness at a feed of 0.07 mm/rev. Figure 6.3 shows the probability distribution of the total tool life at dry turning conditions.
6.5
Conclusion
Optimization of the machining processes is required for saving the energy and environment. Although a lot of work has been done in the area of optimization of machining processes, consideration of costs associated with the cutting uid is lacking in most of the work. It is possible to use the power of process optimization to eliminate harmful cutting uids. For example, based on a lot of experiments on nish turning of steel using coated carbide inserts, Diniz and Micaroni (2002) observed that by increasing feed and tool nose radius and decreasing speed, dry turning can provide almost the same performance as the wet turning. Further, dry cutting requires less power and produces a smoother surface than wet cutting. As discussed in this chapter, Sarma and Dixit (2009) have suggested ways of enhancing the tool utilization using air cooling. In the next chapter, economics of environmentally friendly machining will be discussed.
6.5 Conclusion
75
Fig. 6.3 Probability distributions of tool life when tool was initially used at 0.1 mm/rev feed and after failure at this feed, the feed was reduced to 0.07 mm/rev (a) Cutting speed 300 m/min (b) Cutting speed 270 m/min. With permission from Sarma and Dixit (2009). Copyright (2009) ASME
76
References
Aggarwal A, Singh H (2005) Optimization of machining techniquesa retrospective and literature review. Sadhana 30:699711 Basak S, Dixit US, Davim JP (2007) Application of radial basis function neural networks in optimization of hard turning of AISI D2 cold-worked tool steel with a ceramic tool. Proc IMechE B J Eng Manuf 221:987998 Chandrasekaran M, Muralidhar M, Murali Krishna C, Dixit US (2010) Application of soft computing techniques in machining performance prediction and optimization: a literature review. Int J Adv Manuf Technol 46:445464 Dhavamani C, Alwarsamy T (2011) Review on optimization of machining operation. Int J Acad Res 3:476485 Diniz AE, Micaroni R (2002) Cutting conditions for nish turning process aiming: the use of dry cutting. Int J Mach Tools Manuf 42:899904 Gilbert WW (1950) Economics of machining. In: Machining theory and practice. American Society of Metals, Materials Park, OH, pp. 465485 Merdol SD, Altintas Y (2008) Virtual simulation and optimization of milling applicationspart II: optimization and federate scheduling. ASME J Manuf Sci Eng 130:051005 Mukherjee I, Ray PK (2006) A review of optimization techniques in metal cutting processes. Comput Ind Eng 50:1534 Ojha DK, Dixit US (2005) Economic and reliable tool life estimation procedure for turning. Int J Adv Manuf Technol 26:726732 Ojha DK, Dixit US, Davim JP (2009) A soft computing based optimization of multi-pass turning processes. Int J Mater Prod Technol 35:145166 Park KS, Kim SH (1998) Articial intelligence approaches to determination of CNC machining parameters in manufacturing: a review. Artif Intell Eng 12:127134 Sarma DK, Dixit US (2009) Environment-friendly strategies for efcient utilization of cutting tools in nish turning. Trans ASME J Manuf Sci Eng 131:064506 Tolouei-Rad M, Bhidendi IM (1997) On the optimization of machining parameters for milling operations. Int J Mach Tools Manuf 37:116
Chapter 7
Economics of Environmentally Friendly Machining
Abstract In this chapter, economics of environmentally friendly machining is discussed. It is emphasized that in the machining cost calculation, the costs associated with cutting uid storage and disposal should be considered. At the same time, the impact on environment can also be converted in a cost form. A method to assess the cost of air-cooled machining is presented, and it is shown that typically air-cooled machining is a viable option both economically and environmentally. Keywords Air-cooled turning Cost calculation Cost of machining Depreciation cost Direct cost Dry turning Economics Environmentally friendly machining Indirect cost
7.1
Introduction
Environmental concerns are very important and must be followed religiously. However, a manufacturing industry is driven by prot motive and a technological solution is difcult to implement unless it is protable in monetary form. Fortunately, in many situations, environmentally friendly machining is economical also, provided proper accounting of costs involved is carried out. In this chapter, cost calculation methodology is described considering the cost associated with cutting uid. It is also shown that simple air-cooled machining is economical compared to dry machining in many situations.
77
78
7.2
Determination of Cost of Machining
In Chap. 6, the expression for cost of machining per piece was provided as TtR TtF F c C o Tp C t TR TF C F Tp : (7.1)
The precise determination of Co, Ct, and CF is not an easy task and requires some skill. Some elaboration on the determination of these cost components is provided. The operating cost Co can be expressed as Co Cd Ci ; (7.2)
where Cd is the direct cost and Ci is the indirect cost. The major component of direct cost are the direct labor cost and electricity. The cost of electricity is usually small and is neglected. Indirect cost will include managerial overhead, indirect labor, rent for the space occupied by machine tool, depreciation, and maintenance. There are various ways to calculate depreciation cost of the machine tool. The simplest is the straight line depreciation method. Here, the purchase price of the machine tool is divided over its useful life. Thus, if a machine tool has been purchased at $100,000 and its useful life is 5 years, then depreciation cost per annum will be $100,000/ 5 $20,000. This is based on the assumption that salvage value of the machine tool after 5 years is zero. If the salvage value of the product is not zero after its use, then for calculating annual depreciation cost, the purchase price is subtracted by salvage value. Thus, if after 5 years, machine tool or its parts can be disposed of at $20,000, then annual depreciation cost will be ($100,000-$20,000)/5 $16,000. There are many other, more popular, and precise methods of calculating depreciation like reducing balance method, in which annual depreciation cost is not constant throughout its useful life but keeps decreasing with the passage of time. The maintenance cost can be xed at 10% the price of machine tool. The machining time includes the time when no cutting is taking place such as during over travel or moving of the tool from one location to other location. Inspection cost can also be included. Bank interest on the investment can also be included as a cost. The cost associated with the cutting tool includes the cost incurred in changing the tool and the tool cost itself. Tool cost depends on the tool being a disposal insert or a regrindable tool. In the disposal insert, the cost can be divided between cutting edges. The tool holder cost can be added in the cost of tool. Usually, the tool holder life is 500 times the tool life. Thus, the cost of tool holder can be distributed on 500 cutting edges. Cost of cutting uid including its disposal and storage cost are denoted by CF. Considering that the ow rate of coolant/cutting uid is constant during machining, the cost can be expressed as linearly proportional to production time. This is a more conservative approach than taking the cutting uid cost as proportional to only machining time. During the idle period of the tool, usually there is no ow of the
7.3 Economics of Air-Cooled Turning
79
coolant, but the storage cost is operative. Thus, attempt should be to minimize the production time for reducing the cutting uid related cost. The best thing is to eliminate the cutting uid without affecting the machining performance. Cauchick-Miguel and Coppini (1996) have suggested a simplied alternative method of machining cost determination. Recently, Branker et al. (2011) have proposed a microeconomic model that can optimize machining parameters and can include all energy and environment costs. In this model, cost associated with CO2 production has been considered. Authors show that when environmental or CO2 costs are added, an apparently cheaper production facility may come out to be expensive.
7.3
Economics of Air-Cooled Turning
In Chap. 6, a strategy for efcient utilization of the tool in nish turning was proposed. According to it, rst the air-cooled machining is carried out. Once, the tool is unable to generate required surface nish, the dry turning is employed. Dry turning improves the surface nish and it is carried out till the cutting is unable to generate desired surface nish even in dry turning. Although the strategy is quite effective, it introduces the additional cost of compressed air. If the increase of tool life due to air cooling is signicant, then the use of air would come out to be economical. A simplied mathematical analysis to assess the economic benet is as follows (Sarma 2009). Let the tool edge cost be Ct and total tool life in dry turning be denoted as T1. Then, the cost of tool edge per unit time in dry turning is equal to Ct/T1. Assume the total tool life for both air-cooled and dry turning is T2. If Ca is the cost of compressed air per minute, the total cost of compressed air is CaT3, where T3 is the tool life in air-cooled turning. The total cost of the tool and air is Ct Ca T3 . Therefore, Cost of tool edge and air per unit time C t C a T3 : T2 (7.3)
The machining will be economical as long as the cost of tool edge and air per unit time is less than the tool edge cost per unit time in dry turning. Thus, the required condition for economical machining is Ct Ca T3 Ct < T2 T1 or Ca T3 Ct Ct : < T2 T 1 T2 (7.5) (7.4)
80
From the above equation, the critical value of cost of compressed air per minute is obtained as Ca crit C t T 2 T 1 : T1 T3 (7.6)
If the actual cost of compressed air per minute is less than the critical value calculated from (7.6), then the proposed strategy of air-cooled turning followed by dry turning will be economical. In a typical workshop at India, the compressed air cost was about $0.01/min. One edge of the cutting tool priced $2. The critical cost Ca crit of air per minute can be determined from (7.6) and using the mean tool life data. For cutting speed of 300 m/min, the critical cost of air is about $0.17/min (and for cutting speed of 270 m/min, it is about $0.13/min. The actual compressed air cost is $0.01 per minute. Hence, employing the air results in saving of the tool cost in addition to reducing the problem of worn tool disposal.
7.4
Conclusion
In this chapter, economics of environmentally friendly machining is discussed. It is emphasized that cost associated with the storage and disposal of cutting uid should be considered in the calculation of cost of machining. Further, the impact on the environment and health of operator should also be considered and should be quantied in the form of cost. In many situations, employing the harmless coolant like air comes out to be economical apart from being an environmentally friendly alternative.
References
Branker K, Jeswiet J, Kim IY (2011) Greenhouse gases emitted in manufacturing a producta new economic model. CIRP Ann Manuf Technol 60:5356 Cauchick-Miguel PA, Coppini NL (1996) Cost per piece determination in machining process: an alternative approach. Int J Mach Tools Manuf 36:939946 Sarma DK (2009) Experimental study, neural network modeling and optimization of environmentfriendly air-cooled and dry turning processes. Ph.D. Thesis, IIT Guwahati
Chapter 8
Epilogue: Looking at the Future
Abstract This chapter concludes the monograph on environmentally friendly machining. A brief summary of topics covered has been presented in the Introduction section of the chapter. Five hot research areas are identied for contributing to environmentally friendly machining. They are development of cutting uids, development of cutting tools, development of machine tools, optimization, and enhancing the machinability of the work material. Keywords Biodegradability Environmentally friendly machining Minimal quantity lubrication Oxidation stability Self-lubricating tools Solid lubricant Storage stability Wiper insert
8.1
Introduction
The main objective of this monograph is to create awareness about environmentally friendly machining. The traditional machining is a widely used manufacturing method and will continue to be a major manufacturing activity in decades to come. Although a number of nontraditional advanced manufacturing technologies have been developed, they are not competitive enough to replace traditional machining processes in many situations. Moreover, other advanced manufacturing technologies have their own environmental burdens and research has to be carried out to make them green. This monograph, however, concentrates on issues that make traditional machining a green process. Two major factors affecting the environmental aspects of green machining are the cutting uid and cutting tool. Cutting uid can be in the form of liquid or gas and its purpose is to lubricate the toolwork interface and to cool machining zone. Additionally, cutting uid helps to wash away the chips. Nowadays, some solid lubricants are being used in machining. Gopal and Rao (2004) used graphite as a solid lubricant in the grinding of SiC. The tangential force components and specic energy were reduced using graphite as a solid lubricant. Reddy and Rao (2006)
82
8 Epilogue: Looking at the Future
employed solid lubricants, graphite, and molybdenum disulde in milling of AISI 1045 steel by solid coated carbide end mill cutters. Molybdenum disulde provided better machining performance. In general, solid lubricants are poor in cooling and chip disposal. Moreover, one has to see if they are environmentally friendly. The major focus of this monograph has been on cutting uids in the form of liquid and gas. A brief description of self-lubricating cutting tools is provided, but these tools have yet to get popularity in shop oor. For this to happen, they have to be manufactured at low cost in order to compete with existing tools. At the same time, their ingredients should not be harmful to environment. Although the work of a number of researchers has been referred in this monograph, more details have been provided regarding the air-cooled machining carried out by Sarma (2009) and few others. This method of machining is pollution free, economical, and technologically simple. It can be easily implemented by large and small machine shops. A detailed comparison of air-cooled turning with dry turning has been presented. The practicing engineers and researchers can easily verify these results and optimize the process further by changing the air ow rate and angle of the nozzle. For sustainable manufacturing, efcient utilization of cutting tool is also important as the cutting tool manufacturing process put a burden on energy and environment. The disposal of worn out tool is also of concern. It has been observed that in most machine shops, cutting tools are underutilized. Efcient utilization of cutting tool not only helps in reducing the cost of machining, but it also reduces the overall energy consumption, thus helping the environment. In this monograph, some strategies for the efcient utilization of cutting tool and machining process optimization have been discussed. For environmentally friendly machining, the research focus has to be in developing cutting uids, developing cutting tools, developing machine tools, optimization, and enhancing the machinability of the materials. These are discussed in the following sections.
8.2
Development of Environmentally Friendly Cutting Fluids
There have been a number of studies considering dry machining, minimal quantity lubrication (MQL) machining, and ood coolant machining. There has been lesser number of studies that compare various types of cutting uids, from the point of view of machining performance and environmental concerns. There is a need to compare the available cutting uids and at the same time to develop new cutting uids. Developing new cutting uids requires the knowledge of metal cutting, tribology, and chemistry. Besides providing good machining performance, an environmentally friendly cutting uid should have the following properties: 1. Biodegradability: The cutting uid should be biodegradable. The biodegradability can be measured from the loss of dissolved organic carbon in the cutting uid in the presence of microorganism over a period of time.
8.3 Development of Environmentally Friendly Cutting Tools
83
2. Oxidation stability: MQL lubricants should be stable against thin lm oxidation. 3. Storage stability: An MQL system consumes very little lubricant. Hence, the lubricant must remain stable for a long time. The storage ability can be measured by observing the changes in viscosity and total acid number. Some recent developments in this area are summarized. As a result of rigorous experimental study, Suda et al. (2002) observed that polyol esters provide a very good overall performance in tapping operations. They synthesized polyol esters from a specic polyhydric alcohol rather than glycerin. Wakabayashi et al. (2003) observed that polyol esters provide a very good performance in turning process. The cutting performance of MQL machining with biodegradable esters was equivalent to or better than that of conventional machining with ood cutting uid supply. Suda et al. (2004) proposed that a fully synthetic biodegradable polyol ester of viscosity grade 32 can be a candidate of base stock of various lubricants used in machine tool. This multifunctional uid is expected to become a successful lubricant applicable to machining zone as well as other moving parts of the machine tool. Sharif et al. (2009) studied the possibility of using palm oil. Palm trees are in abundance in Malaysia, the home country of the authors. The authors observed that MQL system with palm oil provides a very good tool life and a satisfactory surface nish.
8.3
Development of Environmentally Friendly Cutting Tools
Cutting uids are used to lubricate the toolworkpiece and remove the heat generated in machining zone. The burden on cutting uids reduces if the cutting tools can be improved. One way is to develop self-lubricating tools. A selflubricating tool reduces the friction at the tool work interface. Consequently, the cutting force and heat generation in the machining zone gets reduced. Other way is to develop cutting tools having high hot hardness. It will be possible to carry out dry machining with these tools. As discussed in this monograph, it is possible to use tools with arrangement for internal cooling. In particular, the use of heat pipe in a cutting tool seems very interesting. Attempt should be made to make them cost-effective. There have been some attempts to develop more effective cutting tools. Recently, the use of wiper inserts has shown much improved performance in turning. A typical wiper insert for turning is shown in Fig. 8.1. Instead of a single nose radius, this tool has a multiradii prole. The essence in hard turning with multiradii wiper tools is to give insert a more at surface on the secondary cutting edge and wipe the scallops that are typically formed in inserts with a simple nose zel et al. 2007). This provides better surface nish even at high feed rates radius (O and dry machining conditions. El-Hossain (2010) has developed a two-point cutting tool for turning that can carry out roughing and nishing in the same pass. The author claims that his design of cutting tool provides a better chance for cutting uid to be more effective in lubricating and cooling the primary cutting edge.
84 Fig. 8.1 A typical wiper zel et al. insert. From O (2007). Copyright (2007) Elsevier
8.4
Development of Environmentally Friendly Machine Tools
It has been emphasized that proper method of applying the coolant/cutting uid jet is crucial to machining performance. Environmentally friendly machine tools should have proper arrangement for cutting uid application. At present, most of the time, accessory for cutting uid application, like MQL system, is retrotted to machine tool, which does not provide optimum machining performance. It is also possible to develop machine tools having small in-built compressor and a vortex tube for cooling the air. Further, CNC machine tools may be developed to have provision for appropriate thermal compensation. They may be provided with efcient chip disposal system. This will enable to carry out dry machining on the machine tools in an effective manner.
8.5
Optimization of Machining Processes Considering Environmental Impact
There has been a lot of research in the optimization of machining processes. Many a times, machining optimization problem has been used as a bench mark for comparing various optimization algorithms. It is rare to see the shop oor application of developed optimization strategies. This is mainly due to lack of reliable tool life and surface roughness models. Moreover, machining performance is also dependent on the condition of machine tool, making ofine optimization solution far away from the actual optimal solution. There is a need to develop simple and effective optimization solutions that can be outlined by process planners and ne-tuned by machine operators. It is essential to consider environmental aspects in optimization. At present, very little attention has been paid in this direction. It is often said that optimization is a philosophy rather than just a mathematical technique. Optimization considering environmental aspects will help to create awareness of the need to reduce environmental pollution.
References
85
8.6
Development of Environmentally-Friendly Workpiece Materials
One way of reducing or eliminating use of cutting uid and enhancing the tool life is to increase the machinability of workpiece material. This has been attempted since long. For example, addition of a small amount of sulfur enhances the machinability of steel. Sulfur combines with steel to produce manganese sulde (MnS) inclusion that acts as stress raiser and help in easy shearing during machining. Like this several metallurgical treatments can be employed to enhance the machinability of materials. Oxide treatment of free machining steels offers the possibility of forming selective transfer of built-up layers allowing better tool life at higher cutting speeds than their standard free machining counterparts (Hamann et al. 1996). The area of developing materials with enhanced machinability will be hot in near future. However, it is a challenging task to develop the materials with enhanced machinability without sacricing their other properties.
8.7
Conclusion
This monograph has covered some important issues of environmentally friendly machining. It is clear that a lot of research has been carried out in this eld since the beginning of this century. Due to increasing world population and life style changes, the environmental pollution is steadily increasing. This is of major concern to every human being living on earth and everyone should try to cause minimum damage to environment in any activity. Machining is no exception. Its impact on environment is signicant in developed and developing countries. There is a need to implement the developed green technologies in machine shops. At the same time, the research efforts should continue in the subareas discussed in this chapter.
References
El-Hossain EM (2010) Enhancement of surface quality using a newly developed technique in turning operations. Proc IMechE B J Eng Manuf 224:13891397 Gopal AV, Rao PV (2004) Performance improvement of grinding of SiC using graphite as a solid lubricant. Mater Manuf Process 19:177186 Hamann JC, Grolleau V, Maitre FL (1996) Machinability improvement of steels at high cutting speedsstudy of tool/work material interaction. CIRP Ann Manuf Technol 45:8792 zel T, Karpat Y, Figueira L, Davim JP (2007) Modelling of surface nish and tool ank wear in O turning of AISI D2 steel with ceramic wiper inserts. J Mater Process Technol 189:192198 Reddy NSK, Rao PV (2006) Experimental investigation to study the effect of solid lubricants on cutting forces and surface quality in end milling. Int J Mach Tools Manuf 46:189198
86
Sarma DK (2009) Experimental study, Neural network modeling and optimization of environment-friendly air-cooled and dry turning processes. Ph.D. Thesis, IIT Guwahati Sharif S, Yusof NM, Idris MH, Ahmad ZA, Sudin I, Ripin A, Zin MAHM (2009) Feasibility study of using vegetable oil as a cutting lubricant through the use of minimum quantity lubrication during machining, Research Vot Number: 78055, Department of Manufacturing and Industrial Engineering, Faculty of Mechanical Engineering, Universiti Teknologi Malaysia Suda S, Yokota H, Inasaki I, Wakabayashi T (2002) A synthetic ester as an optimal cutting uid for minimal quantity lubrication machining. CIRP Ann Manuf Technol 51:9598 Suda S, Wakabayashi T, Inasaki I, Yokota H (2004) Multifunctional application of a synthetic ester to machine tool lubrication based on MQL machining lubricants. CIRP Ann Manuf Technol 53:6164 Wakabayashi T, Inasaki I, Suda S, Yokota H (2003) Tribological characteristics and cutting performance of lubricant esters for semi-dry machining. CIRP Ann Manuf Technol 52:6164

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Environmentally Friendly Machining

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1.3 What is Sustainable Manufacturing?

What is Sustainable Manufacturing?

What is Green Manufacturing?

1.5 Environmentally Conscious Machining

Environmentally Conscious Machining

Machining with Minimal Cutting Fluid

2 Machining with Minimal Cutting Fluid

Major Concerns in Using Cutting Fluids

2.3 Minimum Quantity Lubrication Systems

Minimum Quantity Lubrication Systems

2 Machining with Minimal Cutting Fluid

Fig. 2.1 Schematic of an atomizer

Fig. 2.2 A cutting tool with an internal coolant supply

2.3 Minimum Quantity Lubrication Systems

Fig. 2.3 MQL application with three jets

2 Machining with Minimal Cutting Fluid

Minimum Quantity Lubrication with Nanouids

2.5 Minimum Quantity Lubrication: A Comparison with Other Systems

Minimum Quantity Lubrication: A Comparison with Other Systems

2 Machining with Minimal Cutting Fluid

Advantages of Dry Machining

3.3 Technologies in Dry Machining

Technologies in Dry Machining

3.3 Technologies in Dry Machining

3.3 Technologies in Dry Machining

Lubrication in Dry Machining

Chip Handling in Dry Machining

Some Examples of Implementation of Dry Machining

Typical Gases Used in Machining

Methods of Applying Gas Jets

Fig. 4.3 Schematic of vortex tube

4.4 Performance of Gas Coolants

Drier Cutting Tool

PC for measurement of vibration

Dynamometer Fixture Lathe Tool Dynamometer

Performance of Gas Coolants

4.4 Performance of Gas Coolants

4.4 Performance of Gas Coolants

600 500 400 300 200

1200 1100 1000 900 800 700

Dry cutting Water vapor

Dry cutting Water vapor

Dry Machining O2 CO2 Water Vapor

A Detailed Comparison of Dry and Air-Cooled Turning

Turning of Mild Steel with Coated Carbide Tool

5 A Detailed Comparison of Dry and Air-Cooled Turning

5.2 Turning of Mild Steel with Coated Carbide Tool

v = 300m/min, f = 0.1mm/rev, d = 1.0mm

1.5 2 2.5 3 Cutting time (min)

dry turning air-cooled turning

1 1.5 2 Cutting time (min)

Surface roughness (mm)

air-cooled turning dry turning

1 1.5 2 Cutting time (min)

Surface roughness (mm)

Surface roughness (mm)

Surface roughness (mm)

5 A Detailed Comparison of Dry and Air-Cooled Turning