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HSPA

What is HSPA?
HSDPA (High Speed Downlink Packet Access) HSUPA (High Speed Uplink Packet Access)
E-DCH (Enhanced Uplink Dedicated Channel)

3GPP 1st version of specification

R5 HSDPA

R6 HSUPA

2002
Commercial networks

2003

2004

2005

2006
HSDPA

2007

2008

HSUPA

2012, November, R. Bestak

Basic features (2/2)


HSPA and WCDMA, can share all the network elements
CN (SGSN, GGSN, ) UTRAN (RNC, Node B, antenna, )

HSPA modifications
New SW (Node B, RNC) Some new HW (Node B, RNC) to support higher rates and capacity HSPA terminals
UE Node B RNC MSC/ VLR Node B HLR

GMSC

PLMN, ISDN

SGSN

GGSN

Internet

2012, November, R. Bestak

HSDPA

Introduction
HSDPA .High Speed Downlink Packet Access
Provides High Speed (HS) downlink data channel
FDD, TDD mode

Introduce in Release 5 (2002) Goals


Increase bit rates in downlink (up to 14.4 Mbit/s) Efficient user scheduling Reduce radio delay
UE

Node B
5

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Innovations
HSDPA
Should be possible to incorporated to previous Releases (R99,R4) Does not affect the layers above the MAC (RLC,)
RRC RLC PDCP

New mechanisms
Hybrid ARQ (Node B-UE) Fast scheduling Adaptive Modulation and Coding (AMC)

MAC
PHY

Fast adaptation rapid adaptation of transmission parameters to instantaneous channel conditions

2012, November, R. Bestak

New features
- Scheduling - Fast Retransmission (HARQMAC) - Adaptive Modulation and Coding - Scheduling - Retransmission (ARQRLC)

UE RNC Node B

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New channels

Downlink signaling
(info how to decode data channels)

UE
Uplink signaling
(feedback information)

Node B

One transport channel HS-DSCH (High Speed-Downlink Shared Channel) Several physical channels downlink, uplink
8

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HS-DSCH
Downlink shared channel
Shared between number of HSDPA users
RLC MAC PHY Transport channels

Short TTI Transmission Time Interval


TTI = 2 ms (or 3 slots) for FDD mode TTI = 10 ms for TDD mode
Gives info how often data arrives from MAC to Phy

Fix spreading factor, SF = 16

Note: Compare to classical WCDMA, variable SF and fast power control are disabled in HSDPA
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HS-DSCH vs. DSCH

Feature Variable spreading factor Fast power control

DSCH (Release 99)


Yes Yes

HS-DSCH (Release 5)
No No

Adaptive modulation and coding


HARQ

No
No

Yes
Yes

Note: DSCH has been de facto replaced with the HS-DSCH DSCH has been removed from the specification from R5 onwards, due to the lack of interest
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HSDPA resources (1/3)


Resources
Codes
Several channelisation codes are set aside for the HS-DSCH (according to UE capabilities max. per UE - 5, 10, 15 codes)

Power

Sharing
Several codes / 1 user / 1 TTI Several users / 1TTI

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HSDPA resources (2/3)


SF = 1 SF = 2 SF = 4 SF = 8 SF = 16 Codes allocated in a TTI (example) TTI

Codes allocated to HS-DSCH

**

Time

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New MAC entity


RRC
RLC

RRC
RLC
MAC-hs

MAC
Phy

MAC-hs Phy

MAC

UE RNC Node B

MAC-hs manages the transport channel HS-DSCH There is one MAC-hs entity (Node-B) per HSDPA cell
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Functions of MAC-hs
Adaptive Modulation and Coding Hybrid ARQ Assembly/Disassembly Numbering of blocks (MAC-hs PDUs) In-sequence data delivery (reordering) Flow control (Node B - RNC) Transport Format & Resource info. Fast scheduling Lower part of MAC-hs/Phy

Upper part of MAC-hs/Phy

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Physical channels

UE Node B

HS-SCCH: HS Shared Control Channel HS-PDSCH: HS Physical Downlink Shared Channel HS-DPCCH: A Dedicated Physical Control Channel
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HS-Physical Downlink Shared Ch.


Carries data of HS-DSCH (Downlink Shared Ch.) 1 HS-PDSCH 1 channelisation code
Fix SF, SF=16

(HS-PDSCH)

Transport ch. (HS-DSCH) is mapped to 1 or several physical ch. (HS-PDSCH)


# simultaneous HS-PDSCH = # codes =1...5, 7, 8, 10, 12,15
slot 0 slot 1 slot 2 slot 3 slot 4 slot 5 slot 6 slot 7 slot 8 slot 9 slot 10 slot 11 slot 12 slot 13 slot 14

1 radio frame, Tr = 10 ms

HS-PDSCH frame, Ths = TTI = 2 ms Modulation For coding rate 4/4 and 15 channels 14,4 Mbit/s QPSK 16 QAM Channel SF Bits/FrameHS Bits/Slot bit rate (kbit/s) 480 960 16 16 960 1920 320 640

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HS-Shared Control Ch.


Carries information how to decode data on the physical data ch. (HS-PDSCH)
Modulation and coding, transport format, and HARQ information

(HS-SCCH)

Features
Channel is power control Channel rate 60 kbit/s (SF =128, 40 bit/slot, HS-SCCH frame = 3 slots) Channel precedes transmission of HS-PDSCH by 2 slots
3 Slots ( = 2 ms)

HS-SCCH

HS-SCCH frame

HS-PDSCH
2 Slots (= 1,33) ms

HS-PDSCH frame
3 Slots ( = 2 ms)

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HS-Dedicated Physical Control Ch.


Carries uplink feedback signaling related to downlink transmission
Hybrid ARQ Ack (1 bit) and Channel Quality Indication (CQI, 5 bits)

(HS-DPCCH)

Features
Multiplexed with dedicated uplink physical channels (DPCCH, DPDCH) Channel rate 15 kbit/s (SF =256, 10 bit/slot, HS-DPCCH frame = 3 slots)

DPCH

Slot 0

Slot 1

Slot 2

Slot 3

Slot 4

Slot 5

Slot 6

Slot 7

Slot 8

Slot 9

Slot 10 Slot 11 Slot 12 Slot 13

HS-PDSCH sub-frame
(3 slosts)

7,5 Slosts
HS-DPCCH
HS-PDCCH sub-frame
(3 slosts)

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UE categories*
Minimum Max. number of bits of an Transport rate Max. number of Category inter-TTI HS-DSCH transport block HS-DSCH codes (Mbit/s) interval received within an TTIHS-DSCH
1
2

5
5

3
3

7298
7298

1,2
1,2

3
4

5
5

2
2

7298
7298

1,8
1,8

5
6 7 8 9 10 11 12 *([3G25306])

5
5 10 10 15 15 5 5

1
1 1 1 1 1 2 1

7298
7298 14411 14411 20251 27952 3630 3630

3,6
3,6 7,2 7,2 10,2 14,4 0,9 1.8

11,12 support QPSK only

Minimum inter-TTI:

the minimum distance from the beginning of TTI to the beginning of the next TTI that can be assigned to the UE 19

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transmission with several HARQ processes (minimum inter-TTI=3)

Example

Create a new HARQ process with Id =1


TTI

Create a new HARQ process with Id =2

Terminate the HARQ process with Id =1

Create a new HARQ process with Id =1


HS-PDSCH (data) HARQ Id=1

Node B -Tx

HS-PDSCH (data) HARQ Id=1

HS-PDSCH (data) HARQ Id=2

Node B -Rx
slot

HS-PDCCH (Ack) HARQ Id=1

HS-PDCCH (Ack) HARQ Id=2

UE -Rx

HS-PDSCH (data) HARQ Id=1

HS-PDSCH (data) HARQ Id=2

HS-PDSCH (data) HARQ Id=1

7,5 slots UE -Tx


HS-PDCCH (Ack) HARQ Id=1

7,5 slots
HS-PDCCH (Ack) HARQ Id=2

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Round Trip Time UE-Node B


Control
(HS-SCCH)

Node B

Ack Data
(HS-PDSCH) (HS-DPCCH)

Data

Ack
(HS-DPCCH)

UE
T2slots

(HS-PDSCH)

TTTI TPropag

TProcess

TTTI TPropag

RTTUE/NodeB = T2slots+ 2*(TTTI + TPropag) + TProces = 2slots + 2*(3slots + TPropag) + 7,5slots 16 slots (11ms)

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HSUPA

Introduction
HSUPA .High Speed Uplink Packet Access
E-DCH (Enhanced Uplink Dedicated Channel)

Provides High Speed (HS) uplink data channel


Applicable FDD mode

Introduce in Release 6 (2004) Goals


Improve bit rates in uplink (up to 5.8 Mbit/s) Reduce radio delay
UE Node B

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Innovations
HSDPA
Should be possible to incorporated to previous Releases (R99, R4, R5) Does not affect the layers above the MAC (RLC,)
RRC PDCP RLC

New mechanisms
Hybrid ARQ (UE-Node B ) Scheduling (Node B)

MAC
PHY

Note:Adaptive modulation and coding is not use. AMC is not useful in HSUPA due to the difference in the management of the total transmission power for the uplink.

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New features
- Scheduling - Fast Retransmission (HARQMAC)
- Scheduling - Retransmission (ARQRLC)

UE RNC Node B

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New channels

Downlink signaling
(resource allocation, feedback information)

UE
Uplink signaling
(signaling associated with E-DCH)

Node B

One transport channel E-DCH (Enhanced Dedicated Channel), uplink Several physical channels downlink, uplink
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E-DCH
Dedicated uplink channel Channel supports two E-DCH TTI
RLC MAC PHY Transport channels

TTI = 10 ms (mandatory for all UEs) TTI = 2 ms (mandatory for certain UE categories) Switching between the TTIs can be performed (by UTRAN)

Variable spreading factor

Note: Logical channels mapped on the DCHs are prioritised over those mapped on E-DCH
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New MAC entities


RRC
RLC
MAC-es MAC-e

RRC
RLC MAC-e Phy located in Serving RNC

MAC
Phy

MAC

MAC-es

UE RNC

Node B

MAC-e controls access to the E-DCH MAC-es handles function that are not managed by MAC-e
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Functions of MAC-e, MAC-es


Hybrid ARQ
see HSDPA

Lower part of MAC-e/Phy

Multiplexing/Demultiplexing E-DCH TFC selection EDCH Scheduling Numbering of blocks (MAC-hs PDUs) In-sequence data delivery (reordering) Combining of data from different Node Bs in case of soft handover

Upper part of MAC-e/Phy

MAC-es

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Serving/Non-Serving Node B
E-DCH scheduler per Node B

E-DCH scheduler per Node B

UE2

E-DCH scheduler per Node B

UE3

Node B UE1
Serving Node B for UE1 Non-Serving Node B for UE2,UE3

RNC

Task of the scheduler


- Allocate uplink resources to UEs for which it acts as Serving Node B - Monitor other-cell interference and, if necessary, adjust uplink resources to UEs for which act as Non-Serving Node B
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Resource requirement of UE
UE request resources from (Serving) Node B Scheduling Request Scheduling Request informs the serving Node B about the amount of system resources needed by the UE and the amount of resources the UE can actually use

Uplink signaling
(Scheduling request)

UE
Node B

Note: UE is allowed to send E-DCH data at any time, up to a configured number of bits, without receiving any scheduling command from the Node B.
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Resource assignment to UE
UE receives from (Serving) Node B information about the maximum amount of uplink resource it may use Resource indication Resource indication = Scheduling Grants Scheduling Grants control the maximum allowed power ratio (E-DPDCH/DPCCH) of the UE, i.e. the maximum granted rate of the UE

Downlink signaling
(Grants)

UE
Node B
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Types of grants
Absolute grants
Scheduler directly adjusts the rate of UEs Sent by Serving Node B

Relative grants
Scheduler increases/decreases the rate compared to the previous one Sent by Serving or Non-Serving Node B
Serving relative grant
Node B2 Scheduler adjusts the rate of UEs under its control (values UP, DOWN, HOLD) Neighboring schedulers adjusts the rate of UEs that are not under their control (values DOWN, HOLD)

Non-serving relative grant

Relative Grant
Node B3

Absolute Grant

Relative Grant

Relative Grant

UE2

UE1 2012, November, R. Bestak

Node B1

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Physical channels

UE Node B

E-AGCH: E-DCH Absolute Grant Ch. E-DPDCH: E-DCH Dedicated Physical Data Ch. E-RGCH: E-DCH Relative Grant Ch. E-DPCCH: E-DCH Dedicated Physical Control Ch. E-HICH: E-DCH Hybrid ARQ Indicator Ch.
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E-DPDCH, E-DPCCH
E-DPDCH
Channel bit rate (kbit/s)
15 30 60 120 240 480 960

Bits/Slot
10 20 40 80 160 320 640

E-DPDCH
There is 0, 1 or several channels nowadays max. 6

SF
256 128 64 32 16 8 4

Bits/Frame
150 300 600 1200 2400 4800 9600

E-DPCCH (15 kbit/s)


There is 0 or 1 channel Conveys
E-TFCI info Happiness/unhappiness with assigned resources

For coding rate 4/4 and 6 channels 5,76 Mbit/s

Both E-DPDCH and E-DPCCH are transmitted simultaneously.


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LTE

LTE
Why
Enhancements in WCDMA (MBMS, HSPA ) should make mobile network competitive for several years But, to ensure competitiveness in an longer time, a long-term evolution of the radio-access technique needs to be considered ( rates, latency, coverage, operators cost, etc.)

New radio interface


(& advance core network)

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Terminology
LTE Long Term Evolution
Also know as eUTRAN (evolved UTRAN)

SAE System Architecture Evolution


3GPP technical study item defining EPC

EPC Evolved Packet Core EPS Evolved Packet System


EPS = EPC + LTE + terminal

R9 9

R4
WCDMA

R5
HSDPA

R6
HSPA

R7

R8

HSPA evolution

1999

2001

2002

2004

2007
LTE LTE-A

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History of LTE
2004/fall
TSG RAN organized a workshop on 3GPP long-term Evolution starting point of development of the LTE radio interface

2005/spring

Setting of targets and objectives for LTE TSG SA launched a work on the SAE TSG RAN decided that the LTE should be based on OFDM (DL) and SC FDMA (UL)

2005/12

LTE specifications were approved

2007/12
1st commercial LTE networks

2009/12

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LTE requirements (1/2)


1,25 MHz 2,5 MHz 5 MHz 10 MHz 20 MHz

Scalable bandwidth

Up to 200 active UEs /cell UE1 UE2


Latency User plane: < 5ms Control plane: < 100 ms (camped-to-active), < 50 ms (dormant-to-active) 2012, November, R. Bestak
Spectral efficiency (bit/s/Hz/cell) DL: 3x - 4x (R6) UL: 2x - 3x (R6)

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LTE requirements (2/2)


Mobility
Optimized for low mobility (015 km/h) But, also support of high mobility (120 km/h, 350 km/h)

Cell range
Up to 5 km - optimal size / 30km - size with reasonable performance Up to 100km - size with acceptable performance

RAN architecture
Packet based

Spectrum
IMT-2000 frequency spectrum

Modes
FDD, TDD (minimum of deviation between the modes)

Complexity
Minimized number of options with no redundant mandatory options

Others
Operators cost, low complexity & low power consuming UEs, MIMO,
3GPP TS 29.913

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SAE requirements
Requirements are mainly non-radio access related

SAE should
Operate with different RANs (LTE, 3GPP, non 3GPP) Support mobility between different 3GPP accesses Support of different type of traffic
Voice, video, messaging, data Unicast, multicast, broadcast IPv4, IPv6

Provide advanced security mechanism


protection against threats and attracts (including Internet ones)

Support several charging models


flat rate, charging based on QoS, etc.

Packet core

2G
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3G

LTE

Non-3GPP
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Network architecture

HSOPA

LTE/SAE architecture
EPS (Evolved Packet System)

eUTRAN

EPC

Internet, Operator services, etc.

Termi nals
CN of WCDMA/HSPA Based on GSM/GPRS CN of LTE More radical evolution of CN -> EPC

eUTRAN (evolved Universal Terrestrial Radio Access Network)

EPC (Evolved Packet Core)

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eUTRAN architecture
The eUTRAN performs all radio interface related functions for terminals in active mode such as admission control, handover (eNodeB reallocation), scheduling, etc.

eNodeB

S1 X2
eNodeB S1

S1

EPC

X2
Support eNodeB reallocation Support loss-less mobility (packet forwarding)

eNodeB

Macro-diversity between eNodeB is not supported (it does not give the gains that motivates the complexity increased)

eNodeB (eUTRAN NodeB, evolved NodeB)

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EPC architecture (1/2)


The EPC provides access to external networks and performs CN related functions (e.g., QoS, security, mobility and terminal management for idle and active terminals).
Control plane node

S1-MME eNodeB S1 flex eNodeB S1-U1

MME

HSS S-GW and PDN GW can be implemented as one entity

PCRF

Serving Gateway S-GW need to be updated regarding which eNodeB it shall rout the user packet.

PDN Gateway

Internet

SEA Gateway
User plane nodes

MME (Mobility management Entity) HSS (Home Subscriber Station) PDN (Packet Data Network) PCRF (Policy and Charging Rule Function)

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EPC architecture (2/2)


Serving gateway
Routing and forwarding packets Traffic relaying between 2G/3G systems and PDN gateway Management and storage of UE contexts Anchor for mobility between 3GPP and other 3GPP technologies

PDN gateway
Connectivity to external packet networks Packet filtering Charging support Anchor for mobility between 3GPP and non-3GPP technologies

Mobility Management Entity (MME)


Responsible for idle mode UE tracking and paging procedure Choosing the Serving gateway for a UE at the initial attach Authentication of UEs (interaction with HSS). Authorization of UEs to camp on the network Generation and allocation of temporary identities to UEs 47

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Architecture
The LTE and EPC is optimized for performance and cost efficiency.

User management and IMS enhancement of 3GPP Rel7

IP networks

Policy control and charging enhancement of 3GPP Rel7

2G/3G MME SAE gateway Other access

Signaling User traffic and signaling separation in CN enabling Network topology flexibility Independent user & control plane scalability Efficient migration Reuse of equipment ( CAPEX) Common management for LTE and 2G/3G (OPEX)

User traffic

eNodeB

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Protocol architecture

HSOPA

Protocol architecture
UE
eNode B

RRC
(Radio Resource Control)

3 layer (e.g., IP) SAE bearers

3 layer (e.g., IP)

RRC

PDCP (Packet Data Convergence Protocol) Radio bearers

PDCP (Packet Data Convergence Protocol)

RLC (Radio Link Control)


Logical channels MAC (Medium Access Control) Transport channels PHY (Physical layer) Physical channels

RLC (Radio Link Control)


MAC (Medium Access Control) PHY (Physical layer)

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PHY
Physical Layer Functions
Mapping
Transport channels Physical channels (= set of time-frequency resources) Turbo codes, (tail biting) convolution codes up to 64QAM
Control plane User plane
RRC

Coding, modulation Physical layer HARQ processing Multi-antenna processing

PDCP
RLC MAC PHY

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OFDM (1/2)
FDM with 8 subcarriers using filters

FDM uses n frequencies to simultaneously transmit n signals in parallel. Each signal has its own frequency (subcarrier) which is then modulated by data. Each subcarrier is separated by a guard band to ensure that they do not overlap. The subcarriers are then demodulated at the RX by using filters to separate the bands.

OFDM with 8 subcarriers

OFDM (Orthogonaly Frequency Division Multiplex) is much more spectrally efficient by spacing the subcarriers much closer together. This is done by using frequency that are orthogonal - the spectrum of each subchannel overlaps without interfering with it. Thus, the required bandwidth is greatly reduced.

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OFDM (2/2)
OFDM: multi-carrier modulation transmitting data over a number of orthogonal subcarriers

Pilot subcarriers

Data subcarriers Guard subcarriers

Guard subcarriers

DC

Data subcarriers
Transport symbols (BPSK, QPSK, 16QAM, 64QAM)

Pilot subcarriers
Transport known pilot symbol sequence to permit channel estimation and synchronization

DC subcarrier
Centre frequency of the transmission

Guard subcarriers
Outer carriers that are not used for transmission permits spectrum shaping

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OFDMA
Subcarriers are divided into subsets of subcarriers each subset can be allocated to different user Allocation of subcarriers
Adjacent (consecutive) allocation Distributed allocation

Guard subcarriers

DC

Guard subcarriers

Subchannel 1

Subchannel 2

Subchannel 3

Subchannel 4

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Radio interface
Benefits of OFDM
OFDM symbol (+prefix) robustness against channel frequency selectivity Time + frequency scheduling Flexible transmission bandwidth

UE eNode B
Motivation of using DFTS-OFDM Lower peak-to-average power ratio (PAR)
PAR - average tx power can be for a given amplifier (... coverage, power consumption equalisation to handled corruption of the single carrier signal due to frequency selective fading is less issue it is located in eNodeB

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MAC
Medium Access Control Functions
Mapping
Logical channels Transport channels RLC blocks transport blocks
Control plane User plane
RRC

Multiplexing/Demultiplexing Scheduling HARQ ...

PDCP
RLC MAC PHY

Note: Compare to WCDMA, the in-sequence data delivery is provided by RLC in LTE.

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Resources
Scheduler assignment of resources
LTE: time & frequency HSDPA: time & channelisation codes

Implementation specific (not specified by 3GPP) scheduler

Most schedulers take advantage of channel variations between UEs Channel depend scheduling

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RLC
Radio Link Control RLC entity per logical channel Functions
Segmentation, concatenation, reassembly
Upper layer blocs RLC blocks

3 modes
Transparent, Un / Acknowledged

Control User RRC plane plane PDCP RLC MAC PHY

Error corrections
ARQ (AM)

In-sequence delivery to upper layer (UM, AM) Protocol error detection and recovery

Note: Compare to WCDMA, the RLC PDU size varies dynamically in LTE (HSPA Rel7). (rate - PDU size - relative overhead; rate - PDU size - relative overhead)
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PDCP (1/2)
Packet Data Convergence Protocol Functions
Header compressions (TCP/IP, )
ROHC (Robust Header Compression)
Control plane User plane
RRC

Ciphering In-sequence delivery (at handover) Duplicate discarding (at handover)

PDCP
RLC MAC PHY

Note: Compare to LTE, the ciphering is provided by RLC (eventually MAC) in WCDMA.

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RRC
Radio Resource Control protocol Control all lower layers RRC data
Signaling of RRC Signaling of upper layer (Mobility & Session manag., Call control, etc.)

Control plane User plane


RRC

Functions
Controls measurements Establishment/maintenance/release of RRC conn.

PDCP
RLC MAC PHY

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