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The LSEs dimculties arose, in large part, from gifts provided by the Qadha Foundation for the schools work
on global governance. Hallidays dissenting note to the LSEs Council urging the rejection of these gifts
can be found at http://www.opendemocracy.net/fred-halliday/memorandum-to-lse-council-on-accepting-
grant-from-qadda-foundation, accessed May ao.
a
Fred Halliday, International relations: a critical introduction (unpublished MS), p. ,o.
George Lawson
oo
International Afairs ;: , ao
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article I unpack Hallidays approach to revolution, provide a balance sheet of its
successes and shortcomings, and oner an extension of his argument in the form of
ideal-typical anatomies of revolution. This, in turn, provides the means by which
to assess the place of revolution in the contemporary world.
Revolution and International Relations
Like Hannah Arendt, Halliday saw war and revolution as the two master processes
of the twentieth century.
,
Although IR paid due attention to the former, Halliday
argued, there was no equivalent interest in revolution: no Cromwell Professor
of Revolutionary Studies; no Paine Institute for the Study of Revolutionary
Change; indeed, very little study of revolution at all.
,
Halliday sought to rescue
revolution from the complacent rejection of conservative theorists, particularly
after the collapse of the Soviet Union. As he wrote, there are few things less
becoming to the study of human anairs than the complacency of a triumphal age.
However, Halliday was equally determined to move beyond the romanticized
celebration of blood, mendacity and coercion onered by uncritical supporters of
revolution.
o
For Halliday, although revolutions were often heroic, they were also
cynical. And for all their power to create novel social orders, revolutions were also
deeply destructive.
;
Halliday wrote extensively on revolution, coming to see it as the sixth great
power of the modern era, equivalent in inuence to the pentarchy which Marx
saw as dominating international relations during the nineteenth century.
There
were four main reasons for this assessment. First, revolution onered an alterna-
tive periodization of the modern international order, recalibrating the sixteenth
century as a time of political and ideological struggle unleashed by the European
Reformations, refocusing the seventeenth century on the upheavals which
followed the Dutch Revolt and the English Revolution, recentring the eighteenth
and nineteenth centuries on the Atlantic revolutions of France, America and Haiti,
and understanding the short twentieth century as one in which the primary logic
was the challengeand collapseof the Bolshevik Revolution and its Third
World inheritors.
Second, Halliday saw revolutions as having causes rooted fundamentally in
international processes: the comparative weakening of certain states vis--vis their
rivals, the uneven and combined spread of modern capitalism, the removal of
support from regional or global hegemons, and the transnational spread of ideas.
,
Hannah Arendt, On revolution (London: Penguin, ,o,), p. . This section of the article draws on Alejandro
Cols and George Lawson, Fred Halliday: achievements, ambivalences, openings, Millennium: Journal of
International Studies ,,: a, aoo, pp. a,.
,
Fred Halliday, Rethinking International Relations (Basingstoke: Palgrave Macmillan, ,,,), ch. o.
Fred Halliday, Revolution and world politics (Basingstoke: Palgrave Macmillan, ,,,), p. .
o
Fred Halliday, Revolutionary internationalism and its perils, in John Foran, David Lane and Andreja
Zivkovic, eds, Revolution in the making of the modern world (London: Routledge, aoo;), pp. oo.
;
Although Halliday was never uncritical of the destructive tendencies of revolution, his views did change over
the years, in keeping with his general transition from revolutionary socialist to critical liberal. For more on
this transition, see Cols and Lawson, Fred Halliday, p. a,a.
Karl Marx, The European war, New York Daily Tribune, a Feb. ,.
Hallidays revenge
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As he noted, conjunctural crises of international order, featuring a breakdown of
extant hierarchies, often pregured revolutionary epochs. In this way, the rise of
Mikhail Gorbachev, the withdrawal of Soviet forces from Afghanistan and the
removal of the military guarantee for client states at the end of the ,os had a
decisive impact on the collapse of communism in Central and Eastern Europe. In
similar vein, the invasion of Spain by Napoleons forces in o provided scope for
anti-colonial revolutions to emerge in Latin America. Such challenges, Halliday
argued, were often met by international counter-revolution and, subsequently,
war. Revolutions were formed within an international context and had, in turn, a
formative inuence on the make-up of the international order. Halliday, like John
Dunn, argued that there are no domestic revolutions.
,
Third, Halliday took seriously the major claim of revolutionaries: that because
the international system (whether understood as capitalist, imperialist or a mixture
of the two) was the fundamental source of their oppression, the legitimacy of
revolutions rested on establishing a novel, more emancipatory system in its place.
As a result, revolutionary states saw their struggles not as contained within the
limits of state borders, but as transcending existing boundaries. Marx and Engels,
for example, thought that communism could not exist as a local event. The prole-
tariat can only exist on the world-historical plane, just as communism, its activity,
can only have a world-historical existence.
o
Lenin makes this point starkly: global
class, global party, global revolution (Weltklasse, Weltpartei, Weltrevolution).
And
Che Guevara turned it into a battle-cry of anti-imperialism in his Message to the
People of the World:
How close and bright would the future appear if two, three, many Vietnams owered on
the face of the globe what dinerence do the dangers to a human being or people matter
when what is at stake is the destiny of humanity. Our every action is a battle cry against
imperialism and a call for the unity of the peoples Wherever death may surprise us, let
it be welcome.
a
The centrality of international oppression to the analysis of revolutionaries,
Halliday argued, meant that revolutionary movements ran counter to the ground
rules of international order (sovereignty, international law and diplomacy),
proclaiming ideals of universal society and world revolution. Revolutions
challenged international order in a number of ways, ranging from disrupting
existing patterns of trade and alliances to questioning underlying rules, norms
and principles. To take one example, the challenge of the Bolshevik Revolution
was at once short term (prompting the withdrawal of Russian forces from the
First World War), medium term (in the provision of support for allied states) and
long term (in the establishment of a systemic alternative to market democracy). As
Halliday argued, revolutionary states forced Great Powers to act by challenging
,
John Dunn, Western political theory in the face of the future (Cambridge: Cambridge University Press, ,;,), p. ,o.
o
Karl Marx and Friedrich Engels, The German ideology (London: Lawrence & Wishart, ,;o; rst publ. ,o),
pp. ,o;.
By increasing
uncertainty and fear, by altering capabilities and by raising threat perceptions,
revolutionary states begin a process which, quite often, leads to war.
For Halliday, therefore, revolutions are always international events: revolu-
tions have international causes, revolutionaries seek to export their revolution
abroad, and revolutions share a close relationship with both counter-revolution
and war. In this sense, revolutionary states exhibit a particular form of revolu-
tionary sovereignty, one which legitimizes domestic autarchy and international
intervention simultaneously. However, as Halliday recognized, the enects of
revolutions on the international system are uneven. Hence, while the Bolshevik
Revolution ushered in over o years of conict between state socialism and market
democracy, it is dimcult to see many large-scale ramications that arose from
the Mexican or Ethiopian revolutions. At the same time, there is a paradox at
the heart of the relationship between revolutionary states and the international
system: revolutionary states must establish relations with other states and coexist
,
Often this reaction took the form of containment, as espoused by the former US Ambassador to the Soviet
Union, George Kennan: if you go out and light a re in a eld, it begins to spread a little bit, but it has died
out where you lit it. It burns only on the edgesand so it is with Russian communism (cited in Halliday,
Rethinking, p. a). Both Kennan and Halliday argued that the coercive overthrow of a revolutionary regime
was a rare event. In fact, the latter was fond of quoting a headline from The Times published during the Iran
Iraq war: Never invade a revolution.
,
A point also made in Nick Bisley, Counter-revolution, order and international politics, Review of International
Studies ,o: , aoo,, pp. ,,o,.
Stephen Walt, Revolution and war (Ithaca, NY: Cornell University Press, ,,;).
o
Walt, Revolution and war, p. ,,.
;
Walt, Revolution and war, p. ,,.
In these states,
early reforms by an incumbent regime can decompress revolutionary pressures by
splitting opposition, moderating public opinion and isolating extremists.
a
This
was the (apparently successful) strategy pursued by a number of regimes in North
Africa and the Middle East, most notably Saudi Arabia and Morocco, during the
ao uprisings. But, as Alexis de Tocqueville rst noted, reform programmes are
a risky strategy, providing space for opposition movements to thrivehence
the escalation of protests against Syrian, Yemeni and Jordanian rulers following
measures intended to defuse demonstrations.
,
For those who have been ghting
for scarce resources with little prospect of success, the chance to operate in more
amenable circumstances means an opportunity to spread messages, organize resis-
tance and build alliances more widely. In such conditions, if a strong revolu-
tionary movement exists alongside a weak regime, reform may escalate rather
than defuse protests.
The rst determinant in how revolutionary trajectories unfold, therefore, is
state enectiveness.
,
This, in turn, is correlated to the type of regime which is in
power and, in particular, its capacity to institutionalize dissent. As Jen Goodwin
notes, although revolutions are a response to economic exploitation, they
are conditioned more by political oppression than by concerns about inequal-
ity.
Leon Trotsky, The history of the Russian Revolution (London: Pluto, ,,;; rst publ. ,,a), p. ;.
a
Lawrence Stone, Theories of revolution, World Politics : a, ,oo, p. o;.
,
Alexis de Tocqueville, The ancien rgime and the French Revolution (Chicago: University of Chicago Press, ,,;
rst publ. a).
,
On this point, see Goldstone, Toward a fourth generation; Jack Goldstone, Robert Bates, Ted Robert Gurr,
Michael Lustik, Monty G. Marshall, Jay Ulfelder, Mark Woodward, A global model for forecasting political
instability, American Journal of Political Science ,: , aoo, pp. ,oao.
Jen Goodwin, No other way out (Cambridge: Cambridge University Press, aoo).
Hallidays revenge
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of revolutionary coalitions) but the fact of political exclusionin short, injus-
tice trumps poverty.
o
Unsurprisingly, therefore, states are the basic targets of
revolutionary movementsthey are the means by which local grievances, revolts
and rebellions are politicized. Goodwin dinerentiates between authoritarian states
(which contain a degree of autonomy from civil society, but not from core elites)
and Sultanist regimes (personalist, exclusionary dictatorships in which power is
vested in the hands of a single ruler).
;
Sultanist regimes incubate grievances by
foreclosing opportunities to reform the political order, thereby turning moderates
into radicals and unifying opposition forces.
Goodwin, No other way out, p. ;;; Parsa, State, ideology and revolution, pp. o.
,
The importance of elite fracture is often traced to Plato, who argued that, while a united ruling class can
resist popular threats, a disunited elite opens up the space for opposition to emerge and mobilize: The
constitution cannot be upset so long as that class [the ruling class] are of one mind. See Plato, Republic
(London: Wordsworth, ,,;), p. aoa.
oo
Jack Goldstone, Understanding the revolutions of ao, Foreign Afairs ,o: ,, ao, p. .
o
Tim McDaniel, Autocracy, modernization and revolution in Russia and Iran (Princeton, NJ: Princeton University
Press, ,,), pp. oo, aa,.
oa
Steven Levitsky and Lucan Way, Competitive authoritarianism: hybrid regimes after the Cold War (Cambridge:
Cambridge University Press, aoo).
George Lawson
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weaken the patronage system propping up the coalition.
o,
In this way, authori-
tarian strongmen, such as General Suharto in Indonesia, sow the seeds of their
own demise by allowing powerful sites of institutional authority to emerge which
are subsequently used as power bases for rival factions.
o,
Elite fracture, in turn,
provides the space for protests to both widen and deepen. As the infrastructural
power of authoritarian states is weakened, they are forced to rely increasingly on
despotic power. This, in turn, tends to radicalize the opposition and make revolu-
tion more rather than less likely.
As Perry Anderson notes, revolutions have the capacity to break the states
monopoly on the legitimate use of violence in three ways: rst, by delegitimizing
the authority of the old regime to such an extent that the coercive apparatus
will no longer employ violence against its own people (as in Iran in ,;, after
mass protests enectively paralysed the royal army); second, by seizing power and
thereby generating a condition of dual sovereignty (as in Russia during ,;);
and third, by using a regional stronghold as a base by which to conduct long-
term guerrilla campaigns (as the Chinese communists did in Yanan).
o
There is
a degree of contingency to such dynamics. For example, the decision by Czech
leaders in ,, not to call in the army during the general strike which preceded
the Velvet Revolution contrasts starkly with the decision by the Chinese polit-
buro to employ the army against student protesters in Tiananmen Square in June
,,, a policy which helped to defuse large-scale opposition to the regime. It is
now common knowledge that in East Germany Erich Honecker came close to
deploying the armed forces against protesters, until Mikhail Gorbachev, among
others, persuaded him otherwise. In Romania, Nicolae Ceauescus elite force, the
Securitate, failed to defend the leadership against a determined uprising. Neither
China nor Romania experienced revolutionary transformations, yet East Germany
did. In each case, it was a particular conguration of elite action, domestic opposi-
tion and external agency that determined the path of the insurrection. And in
each case, the role of the coercive apparatus was germane to the path taken by the
revolutionary challenge.
The third determinant in revolutionary trajectories is the formation of a close-
knit identity within the revolutionary movement. Revolutions feature the forma-
tion of multi-class coalitions in which diverse strands of protest are linked through
decisive leadership, common ideological frameworks and shared narratives, often
inspired by stories of national awakening. In this way, ,ooo committed Sandini-
stas were joined by a broad front made up of intellectuals, priests, labour activists
and some business leaders during the latter stages of the Nicaraguan Revolu-
tion.
oo
Revolutionary protest identities tend to be a promiscuous bricolage of
the indigenous and the transnational: protesters in Tehran in ,;, wore Che
Guevara T-shirts, just as revolutionaries around the world sang local variants of
o,
Stephen Hanson, Post-imperial democracies (Cambridge: Cambridge University Press, aoo).
o,
Dan Slater, Ordering power: contentious politics and authoritarian leviathans in Southeast Asia (Cambridge: Cambridge
University Press, aoo), pp. ,o,.
o
Perry Anderson, Two revolutions, New Left Review, no. o, Jan.Feb. aoo, pp. ,,o.
oo
Robert Dix, Why revolutions succeed and fail, Polity o: ,, ,,, p. ,,,.
Hallidays revenge
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the Internationale.
o;
These eclectic tropes provide repertoires which can be
mobilized in order to legitimate and sustain the revolutionary struggle.
o
Lying
behind these repertoires are stories, vehicles of mobilization which, as Eric Selbin
argues, serve as tools of connection between everyday life and collective protest.
Selbin highlights four such revolutionary narratives: civilizing and democratizing
revolutions (such as the American War of Independence); social revolutions (as
in France, Russia and Cuba); freedom and liberation revolutions (as in Haiti and
Mexico); and lost and forgotten revolutions (such as the Green Corn Rebellion
of Oklahoma). The rst two categories are elite histories, foundational stories
told by the victors; the latter two are stories from the periphery, representing
the struggle of slaves, serfs and sans-culottes to free themselves from bondage.
o,
Because revolutions are polarizing processes featuring mutually incompatible
claims over a particular polity, revolutionary adversaries are locked into appar-
ently irreconcilable narratives. In other words, stories are used to legitimize both
sides of the strugglethey are the social technologies of revolutionary struggles.
Revolutionary trajectories, therefore, feature the interaction of social technol-
ogies which bind groups together within a context of weakening state enec-
tiveness in which control of the coercive apparatus is the prime determinant.
Revolutionary trajectories are neither inevitable nor miraculous, neither the
necessary consequence of particular structural alignments nor solely the intended
consequence of participants strategic behaviour. In short, there is rhyme to the
revolutionary unreason. Key to understanding their trajectories are three factors:
rst, levels of state enectiveness, which are in turn correlated with regime type;
second, the hold of an elite over the coercive apparatus; and third, the organi-
zation of opposition into a coherent revolutionary movement through the use
of social technologies ranging from revolutionary stories to networks of social
movements, political parties, labour organizations and peasant associations.
Revolutionary outcomes
The minimum condition of revolutionary success is the takeover and establish-
ment of state power or its equivalent by revolutionaries, that is, of institutions
that are sumciently robust to appear xed and unbreakable.
;o
John Foran puts this
well, dening revolutionary success as a revolutionary party coming to power and
holding it long enough to initiate a process of deep structural transformation.
;
In
short, successful revolutions should be understood as cases where a revolutionary
regime takes control of the principal means of production, of violence and of
information in a society. By this reckoning, the immediate condition of revolu-
tionary success occurs when the new regime is no longer directly challenged by
o;
Eric Selbin, Zapatas white horse and Ches beret: theories on the future of revolution, in John Foran, ed.,
The future of revolution (London: Zed, aoo,), p. o.
o
Charles Tilly, Regimes and repertoires (Chicago: University of Chicago Press, aooo).
o,
Eric Selbin, Revolution, rebellion, resistance (London: Zed, aoo), p. ;.
;o
Hobsbawm, Revolution, p. a,.
;
Foran, Taking power, p. .
George Lawson
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domestic rivalsa point marked, for example, by the end of the civil war in
Russia in ,a.
The maximum condition of revolutionary victory is the institutionalization
of a new political, economic and symbolic order, what Eric Hobsbawm calls a new
framework for historical development.
;a
It is, therefore, essential to wait at least a
generation after the end of the revolutionuntil the children of the revolution
emerge onto the public sceneto assess the success, or otherwise, of a revolu-
tion. Only if the principal institutions in a society are systemically transformed can
a revolution be considered successful.
;,
Not everything changes after revolutions.
Some institutional features of the old order are so entrenched they cannot be
altered; other measures are blocked by surviving members of the opposition; and
there are some things that revolutionaries do not attempt to change. Nevertheless,
revolutions represent fundamental transformations in a societys principal institu-
tional congurations.
The transformative outcomes of revolutions apply to both a states domestic
and its international relations. Domestically, revolutions tend to lead to the
formation of stronger states, both despotically and infrastructurally. In Iran,
for example, nearly ,,ooo people were executed and over a,ooo dissidents were
killed in clashes between the ulema and its opponents between ,;, and ,,. The
claim made by George Savile, marquess of Halifax, some ,oo years ago still stands
as a sound assessment of the impact of revolutions on those who make them:
When people contend for their liberty, they seldom get anything by their victory
but new masters.
;,
However, it is not only through despotic power that states
increase their authority after revolutions; states are also the principal vehicles for
projects of social transformation, through policies ranging from nationalization
and collectivization to land reform and redistribution. In Cuba, for instance, over
,oo laws were enacted in ,, alone.
;
Material transformations of this kind are
buttressed and reinforced by symbolic transformations. After the ,, revolution,
Cubans turned in large numbers from suits and ties to the guayabera and other
local fashions. At the same time, local words were either invented or restored so
that Americanisms could be dropped (such as jardinero for a home run in baseball).
Even holidays were transformedthe gure of Don Feliciano came to replace
the Christmas tree and Santa Claus.
;o
Politically, economically and symbolically,
revolutions stand for the systemic transformation of domestic orders.
A states international relations are also transformed after a revolution. Indeed,
the international enects endure long after the initial ame of revolution has been
extinguished. For example, the Bolsheviks Decree on Peace in November ,;
called for revolution throughout Europe and Asia, and was sustained by a a million
rouble fund to support international revolution. Although the short-term success
of the Bolsheviks in fostering revolution was slight, by ,o a third of humanity
;a
Hobsbawm, Revolution, p. a,.
;,
George Lawson, Negotiated revolutions (London: Ashgate, aoo), p. ;,.
;,
Cited in Christopher Hill, The century of revolution (London: Routledge, aooa; rst publ. ,o), p. o.
;
Jenery Paige, Finding the revolutionary in the revolution, in Foran, ed., Future of revolution, p. a,.
;o
Paige, Finding the revolutionary, p. a,.
Hallidays revenge
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lived under regimes which took their inspiration from the Russian Revolution;
a tsarist empire covering one-sixth the area of the globe had been disbanded
and put back together. In comparable vein, Cuba provided troops for liberation
movements from Algeria to Nicaragua, as well as technical support to a number of
allied states around the world. And for its part, the Iranian revolutionary regime
meddled repeatedly in regional anairs, sending around ,ooo revolutionary guards
to Lebanon in ,a, and gifting over $oo million to Hezbollah, Islamic Jihad and
other militant Shii groups. The regime mobilized Shii organizations in Sudan,
Egypt, Algeria and Tunisia in the interests of sudur-i inqilab (the export of revolu-
tion), while Iranian omcials used forums as varied as international congresses and
the hajj as a means of spreading their revolutionary message.
;;
However, as noted above, the impact of revolutionary regimes on the inter-
national system rarely matches the rhetoric of either their supporters or their
opponents. Not only has Iran, for example, failed to provide support for Chechen
rebels ghting the Russians, the regime backed the Armenians against the Shii
Azeris in Nagorno-Karabakh, the Americans against the USSR in Afghanistan
and the Chinese against Muslim insurgents in Xinjiang. Soviet internationalism
was similarly uneven in both design and impact. Indeed, splits within the left
often arose precisely over the issue of internationalism, whether in Soviet distaste
for Cuban adventurism or in specic debates over Soviet non-intervention in
the Spanish Civil War in the ,,os and the invasion of Czechoslovakia in ,o.
The weakness and pragmatism of revolutionary states on the one hand, and the
strength of counter-revolutionary forces on the other, serve to inhibit the spread
of revolution.
Whither revolution?
These ideal-typical anatomies of revolutionary situations, trajectories and
outcomes extend Fred Hallidays contribution to the study of revolutions by
seeking to improve links between the examination of specic cases and broader
theoretical claims. They also supplement Hallidays understanding of revolution
in three ways: rst, by highlighting the ways in which revolutions are crucial
to the development of international order; second, by sustaining an intersocial
approach which conjoins international and domestic events; and third, by seeing
revolution as a exible rather than xed category of analysis. It is the associa-
tion of revolution with inalienable characteristics (in particular, violence) which
led many commentators to claim that revolutions were irrelevant to a world in
which the big issues of governance and economic development had been settled.
;
However, the events of ao, as Fred Halliday would have been the rst to recog-
nize, have reminded observers of what should have been obvious all along: that
;;
Mark Katz, Revolution and revolutionary waves (New York: St Martins, ,,;); Asef Bayat, Is there a future for
Islamist revolutions?, in Foran et al., eds, Revolution in the modern world, pp. ,o.
;
See e.g. Robert Snyder, The end of revolution?, Review of Politics o: , ,,,, p. o; Ghia Nodia, The end of
revolution?, Journal of Democracy : , aooo, p. ;o.
George Lawson
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because revolutions are dynamic processes which change according to the context
in which they emerge, they remain of signicance both to contemporary societies
and to broader dynamics of international order.
If there was little doubt that revolutions would occupy a central place in the
contemporary world, there was a more open question as to the form they would
take. Here the issue is more vexed. For all the demonstrations against autocratic
regimes, for all the student protests, food riots and other forms of contempo-
rary revolutionary contestation, there is less sense today than in the pre-,, era
as to the collective goal of these struggles. Fred Halliday shared this reservation.
Although convinced that the exploitation, oppression, inequality and waste of the
contemporary world left states vulnerable to challenges from below, Halliday was
hostile to many forms of contemporary resistance, describing them as a fungible
crew of ruckus societies, windbags and conspiracy theorists.
;,
Hallidays assess-
ment was clearhe considered contemporary insurgents to be utopian without
a concomitant sense of realism, guilty of amnesia towards the history of revolu-
tionary success and failure, and holding, at best, a fuzzy conception of revolu-
tionary agency.
o
Halliday may or may not have been right in this assessment. But the anti-
globalization movement of movements he saw as central to contemporary
revolutionary protests makes up only one of four revolutionary currents in the
contemporary world. A second strand lies in the persistent capacity of pre-,,
revolutionary statesChina, Cuba and Iran above allto punch above their
weight in international anairs. Revolution is a central feature of these states self-
conception. As such, many of their activities, both domestic and international, can
be examined through the anatomies surveyed in this article. A third current exists
in concrete instances of revolutionary protest, such as the ao Arab Spring, which
share some overlaps with previous cases of revolution.