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TRAININGWEBINAR
SoilStructureInteractionforBuilding
Structures(ATC83)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
1
JonathanP.Stewart
ProfessorandChairofCivilEngineering,UCLA
NISTGCR1291721REPORT
October30,2013
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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ProjectTechnicalCommittee
JonathanPStewart(Chair)
CBCrouse
TaraHutchinson
BretLizundia
FarzadNaeim
FarhangOstadan
WorkingGroupMembers
CurtHaselton
FortunatoEnriquez
MichaelGivens
SilviaMazzoni
ErikOlstad
AndreasSchellenberg
ReviewPanel
CraigComartin
YousefHashash
AnnieKammerer
GyimahKasali
GeorgeMylonakis
GrahamPowell
2
ProjectScope
Literatureassimilationandreport
preparation
Exampleapplications(problem
focusedstudies)
Practitionerinterviewsandinput
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
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Outline
SSImodelingstrategies[Chaps1,4,7]
Inertialinteraction[Chaps2,5]
Kinematicinteraction[Chap3]
ExampleapplicationsandRHA
recommendations[Chap7,8]
Recommendationsforgeotechnical
structuralengineerinteractions[Chap6].
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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3
Somemajorissuesaddressedbyproject:
Whatfieldandlaboratoryinvestigationsare
requiredtodevelopsoilspringsanddashpotsfor
SSIanalysis?
Underwhatconditionsistheuseofsoil
springs/dashpotsimportant(andwhatstructural
responseparametersareaffected)?
Forwhatconditionsisconsiderationofthe
differencesbetweenfoundationandfreefield
groundmotionsimportant?
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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SSIModelingStrategies
SubStructureAnalysis:
FIM
Foundationflexibility
&damping
Responseanalysis
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SSIModelingStrategies
DirectAnalysis:
Soil,structural,and
interfaceelements
Amenabletofully
nonlinearanalysis
ModelingwithSVGM
ispossible
SomeSimplifications
BathtubModel
Includesfoundation
springs
Nospatialvariabilityof
inputmotions
FixedBaseModels
Fixedatgroundlevel
Fixedatbase
Welllookattherelativeperformanceofthesemodelingapproaches
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InertialInteraction
SSIsystembehavior
Foundationstiffnessanddamping(shallow)
Additionalissuescoveredinreport:
Pilefoundationstiffnessanddamping[2.3]
Nonlinearbehaviorofshallowfoundations
[2.4]
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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SystemBehavior
Comparefixed and
flexiblebaseoscillator
Deriveexpressionfor
periodlengthening
yy x
k
kh
k
k
T
T
2
1
~
+ + =
k
x
=Foundationhorizontalstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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SystemBehavior
Comparefixed and
flexiblebaseoscillator
Deriveexpressionfor
periodlengthening
yy x
k
kh
k
k
T
T
2
1
~
+ + =
k
yy
=Foundationrockingstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Mostcriticalcontrollingparameters:
v

and
BLh
m
L
B
B
h
T V
h
s s
,
4
, , ,
Velocityratio:structuretosoilstiffness
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Mostcriticalcontrollingparameters:
Aspectratio:heightof
structure/widthof
foundation
v

and
BLh
m
L
B
B
h
T V
h
s s
,
4
, , ,
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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PeriodLengtheningTrends
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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InertialSSIsignificantifh/(V
s
T) >0.1orT <10h/V
s
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( )
i
n
f
T T
| | |
~
1
0
+ =
Flexiblebasesystemdamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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( )
i
n
f
T T
| | |
~
1
0
+ =
Fixedbasedamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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9
( )
i
n
f
T T
| | |
~
1
0
+ =
Foundationdamping
SSISystemDamping
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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FoundationDamping
Trends:
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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EffectsofPeriodLengthening
&DampingonBaseShear
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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FoundationStiffnessand
Damping
Requiredsoilproperties
Modelelements
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StructureInteractionforPerformanceBasedEngineering
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RequiredSoilProperties
GeotechnicalandV
s
profiles.
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
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StructureInteractionforPerformanceBasedEngineering
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RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
SoilPoissonsratio,v
(canbeevaluatedfrom
V
p
/V
s
abovegwt)
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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RequiredSoilProperties
GeotechnicalandV
s
profile.
Soilshearstrength
(undrained belowgwt)
SoilPoissonsratio,v
(canbeevaluatedfrom
V
p
/V
s
abovegwt)
Soilhysteretic
damping,D
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Seed&Idriss,1970
Vucetic&Dobry,
1991
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ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
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ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
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ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
Dynamicmodifiers,o
j
or o
jj
:fn(B/L,a
0
=eB/V
s
)
ATC83ImprovedProceduresforCharacterizing&ModelingSoilStructure
InteractionforPerformanceBasedEngineering
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ModelElements
Staticstiffness,surfacefoundation:
Translation:K
j
=GBfn(v,B/L)
Rotation:K
jj
=GB
3
fn(v,B/L)
Embedmentmodifiers,q
j
orq
jj
:fn(D/B,B/L)
Dynamicmodifiers,o
j
or o
jj
:fn(B/L,a
0
=eB/V
s
)
Radiationdamping,|
j
:fn(B/L,o
j
,a
0
,K
j
/GB);
|
jj
:fn(B/L,o
jj
,a
0
,K
jj
/GB
3
)
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InteractionforPerformanceBasedEngineering
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FiguresfromTileyliogluetal.(2011)
GarnerValleyTestStructure
Keyfeatures:
Frequencydependentstiffnessforrotation(nottranslation)
Moredampingintranslationthanrocking
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StructureInteractionforPerformanceBasedEngineering
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Outline
SSImodelingstrategies
Inertialinteraction
Kinematicinteraction
ExampleapplicationsandRHA
recommendations
Recommendationsforgeotechnical
structuralengineerinteractions
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StructureInteractionforPerformanceBasedEngineering
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KinematicInteraction
Baseslabaveraging
Foundation
embedment
Expressedastransfer
functions
2L
( ) ( )
g
FIM
g
FIM
u
u
L
H
u
u
H
u
e e
u
= =
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PhysicalBasisforBaseSlabAveraging
Katoetal.,1998
Variabilityexpressedintermsof:
Phasechange
Amplitudechange
PhysicalBasisforBaseSlabAveraging
Spatialvariabilityisstronglyfrequencydependent
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PhysicalBasisforBaseSlabAveraging
Planview
PhysicalBasisforBaseSlabAveraging
Planview
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PhysicalBasisforBaseSlabAveraging
Lowfrequencycomponents
u
FIM
(e)~ u
g
(e)
2003OffMiyagiEqk
FF,swavewindow
PhysicalBasisforBaseSlabAveraging
Highfrequencycomponents
u
FIM
(e)< u
g
(e)
2003OffMiyagiEqk
FF,pwavewindow
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PhysicalBasisforEmbedmentEffect
Lowfrequency
Longwavelength
=V
s
/f
u
FIM
~ u
g
u
FIM
~ 0
PhysicalBasisforEmbedmentEffect
Highfrequency
Shortwavelength
=V
s
/f
u
FIM
<u
g
u
FIM
>0
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Numerousmodelsforwavepassageonly(e.g.,
Mylonakisetal.,2006)
ModelsforBaseSlabAveraging
Numerousmodelsforwavepassageonly
FEanalysiswithincoherentinput(SASSI)
ModelsforBaseSlabAveraging
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Numerousmodelsforwavepassageonly
FEanalysiswithincoherentinput
Semiempiricalmodel
s m V V
s s a
/ 500 200 , 00065 . 0 < < = k
Closedform
equations.Sec3.1
ModelsforBaseSlabAveraging
Modelsforrigid
embeddedcylinders
Coherent,vertically
propagatingswaves
ModelsforEmbedment
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ImplementationinDesignStandards
Implementedasratiosof
responsespectra(RRS)
L u
a
FIM a
f f f H
f S
f S
< ~

), (
) (
) (
L L u
a
FIM a
f f f H
f S
f S
> ~

), (
) (
) (
f
L
affectedbyfrequency
contentofgroundmotion
Implementedasratiosofresponsespectra
(RRS)
FirstappearedinASCE41:Seismic
rehabilitationofexistingbuildings,2006
UpdatedinNIST91721:Soilstructure
interactionforbuildingstructures,2012
ImplementationinDesignStandards
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Exampleoffoundation/freefieldgroundmotionvariations:
RanchoCucamongaLaw&JusticeCenter
1987WhittierEarthquake
Exampleoffoundation/freefieldgroundmotionvariations:
RanchoCucamongaLaw&JusticeCenter
1987WhittierEarthquake
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RanchCucamongasiteresponsespectra:
Outline
SSImodelingstrategies
Inertialinteraction
Kinematicinteraction
ExampleapplicationsandRHA
recommendations
Recommendationsforgeotechnical
structuralengineerinteractions
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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ObjectivesofPFS
ExampleapplicationsofSSIguidelinesfor
realisticconditions
UsingstructuralmodelsinOpenSees,
investigatewhereSSIsignificant:
WhatconditionsgiverisetoimportantSSI
effects?
WhatEDPsaremostaffected?
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ScopeofPFS
Identifyappropriatebuildingswithrecordings
Develop3DmodelsincludingSSIcomponents
Tunestructuralparameterstomatch
recordings(baselinemodel MB)
StripoutSSIelementstoevaluateeffects.
Considercommonconfigurationsfrom
practice.
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IdealCaseStudyBuilding
Regularstructure
SignificantSSIeffects
Instrumentation:
Horiz bldg array
Vert sensorsonfndn
Groundstation
Strongandweak
motionrecordings
Structure#1:ShermanOaks
Attributes:
RCframe
2levelsofembedment
Alluvialsoils,pile
foundations
Good:
Embeddedfoundation
Strongshaking,multiple
events
Regularstructure
Bad:
NoFForrocking
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Structure#2:WalnutCreek
Attributes:
Shearwallcore&RCframe
Noembedment
Shallowsoils,mat
foundation
Good:
Baserocking
Stiffstructure
Bad:
Lackofembedment
NoFFmotionorstrong
motion
GeneralFindings
Recordedresponses
wellmatchedbyMB
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GeneralFindings
Recordedresponses
wellmatchedbyMB
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
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GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
Bathtubmodel
performsreasonably
well
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GeneralFindings
Recordedresponses
wellmatchedbyMB
Modelfixedatground
surfaceperforms
poorly
Bathtubmodel
performsreasonably
well
RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
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RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
Modelsubterranean,include
foundationsprings,bathtub
supportsforsprings(Model4)
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StructureInteractionforPerformanceBasedEngineering
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RHARecommendations
Modelsubterraneanlevels,
fixatbase(Model2)
Modelsubterranean,include
foundationsprings,bathtub
supportsforsprings(Model4)
Considerkinematiceffectsfor
belowgroundEDPs
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Outline
Inertialinteraction
Kinematicinteraction
RecommendationsforRHA&other
keytakeaways
Recommendationsforgeotechnical
structuralengineerinteractions
(CourtesyBretLizundia)
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StructureInteractionforPerformanceBasedEngineering
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IncreaseSEGEDialogue
RequiredraftGEreportswithSEreview
IncludejointmeetingsinGEandSEscopes,
perhapsincludingfoundationcontractor,as
appropriate
CoordinatetimingofGEandSEwork(dont
haveGEreportfinishedbeforeSEhired)
Owners:RequireGESEmeetings
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SEtoGEChecklist
Projectlocation,buildinglocationonsite
Buildingcode,performanceobjective
Descriptionofbuildingandstructuralsystem
withdrawingswhenpossible
Differentialsettlementtolerance
Approximatefundamentalperiod
Loadstofoundation
IntendeduseofSSI
Requiredgroundmotionformat[S
a
oru
g
(t)]
GERecommendationsshould
include
Typicalreportingofdata(siteplan,boring&
CPTlogs,fieldandlaboratorytestresults)
Seismichazardanalysisresults(spectra,
accelerationhistories)
Foundationstiffness&capacitywithrational
uncertainties
RRS,transferfunctions,ormodified
accelerationhistories
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SummaryofKeyPoints
Whatfieldandlaboratoryinvestigations
arerequiredtodevelopsoilspringsand
dashpotsforSSIanalysis?
Characterizationofsiteprofile
Shearstrengthparameters(undrained below
watertable)
Seismicvelocities
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Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
ATC83ImprovedProceduresforCharacterizing&ModelingSoil
StructureInteractionforPerformanceBasedEngineering
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Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
Stiffstructures(shearwalls,bracedframes,etc.)
h/(V
s
T) >0.1
Dualsystems(esp.ifoneisstiff)
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Underwhatconditionsistheuseofsoil
springs/dashpotsimportantandwhat
structuralresponseparametersare
affected?
Structuralperiod
Systemdamping
Verticaldistributionofstorydriftsandshears
Lateraldistributionofelementforces(esp.in
dualsystems)
Subterraneandemands
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StructureInteractionforPerformanceBasedEngineering
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Forwhatconditionsisconsideration
ofthedifferencesbetween
foundationandfreefieldground
motionsimportant?
Buildingswithmultilevelbasements
Largeplanareas
Structureswithshortfundamentalmode
periodsorsignificantcontributionsfrom
highermodes
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StructureInteractionforPerformanceBasedEngineering
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Donot:
Useconventionalcoefficientsofsubgrade
reactionfordynamicspringstiffnesses
Uselimitingfoundationpressuresderived
fromsettlementconsiderationsorfactored
bearingcapacitytodeveloplimitingspring
forces
ReserveconsiderationofSSIonlyfor
important(oftentall)buildings
AssumethatignoringSSIisalways
conservative
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StructureInteractionforPerformanceBasedEngineering
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