E T H A N H a t h a w a y

18 seats
only
Ear l y Bi r ds Save US$640.
Look i nsi de t o l ear n how
Ri sk Management -
Focus on Fr aud
8- 9 Apr i l 2014 ~ Kual a Lumpur, Malaysia
5- 6 August 2014 ~ Hong Kong
4- 5 November 2014 ~ Si ngapor e
Tel: +852 2273-4393 Fax: +852 3014-0721 Email: support@ethanhathaway.com
Web: www.ethanhathaway.com
Course Aims & Objectives
FRAUD figures high on the list of Operational Risks that face all
Banks. We only have to look at recent events to see two very clear
examples of recent massive frauds - Bernard Madoff and Satyam.
There are of course many others, but these two stand out because of
their size and linkage to the present financial crisis.
How would YOU fare if your bank or organization was faced with a
fraud? In fact could you even identify a fraud in your working
environment? Are you maximizing your staffs' potential to reduce fraud
and error in your systems?
A major by-product of the financial crisis was the number of frauds
which have come to light - frauds that had been running for years.
"Risk Management - Focus on Fraud" is a 2-day intensive course on
fraud and how it presents huge challenges for banks, requiring them
to radically modify behavior and increase their vigilance in many of
the traditional risks associated with banking activities.
This course provides a clear introduction to the world of fraud risk
management and shows how it affects bank and customer alike. This
two-day course exposes participants to how modern fraud activities
are altering its risk profile.
Who should attend?
The practical 2-day hands-on training course is designed for managers,
professionals, consultants, internal and external auditors that deal with
the complexities of organizational risk management function on a daily
basis.
COURSE AGENDA
DAY ONE
We begin with an introduction to define some basic concepts, principles
and associated issues after which we begin our examination of fraud.
Day One includes a number of pertinent case studies.
Fraud & Operational Risk
* Fraud in the Operational Risk Spectrum
.
What is Fraud?
* Fraud - an Overview
* What is it?
* Why is it committed?
* A Basic Definition of Fraud
The Fraud Triangle
* Common Fraud Types
* How Fraudsters Think
* Impact of Fraud
* Criteria for Fraud to Succeed
Fraud - Nuts & Bolts
* Categories of Occupational Fraud and Abuse
o Asset misappropriation
o Fraudulent statements
o Corruption
* Fraud Red Flags
* Fraud Prevention Programs
o Code of Business Ethics
o Fraud Policy
o Compliance Programs
* Fraud Prevention Check Up
Fraud in Financial & Banking Services
* MAPPING FRAUD - interactive exercise
* Fraud - An Ever Present Threat
* Evolution of Fraud
o Demonstrating to Management ROI for FDA
High Tech Crime
* Changing Fraud Focus
o Key Issues
o Skimming
o Counterfeit cards
o Web attack- Data Hacking
o BIN attack
o Organised crime gangs
o Brand damage and loss of consumer confidence.
* Controls mitigation
o Issuing Controls- CPP detection
o Merchant education (signature checking etc, use ofCVV2.)
o Staff Education and consumer awareness
o Effective use of First Data Alert detection
Cheque Fraud
* What is Cheque Fraud?
* Why is Cheque Fraud Critical
* Cheque Fraud Evolution
* Who is Responsible for Prevention
* The Numbers
* What Cheque Fraud Mean to Business Clients
* How Cheque Fraud Works
* Impact of Technology
* Cheque Risk Mitigation
o Positive Pay Cheque Matching
o Payee Name Match
o Cheque Imaging
o Electronic Balance & Transaction Reporting
o Electronic Payments
Case Study - Fraud Schemes in Nigeria
* A Quick History of Nigerian Fraud
* Common Fraud Schemes in Nigeria including:
o Case Study - Advance Fee Fraud
o Case Study - Malicious Code
o Case Study - Credit Card Information
DAY TWO
Fraud Prevention & Internal Controls - Part I
* Review - What do we Mean by Fraud?
* What are Real Internal Controls?
* 10 Reasons Controls Break Down
* The Impact of Beliefs towards fraud
o Five Common Fraud Beliefs
o Better Beliefs
* Common Risks for Organizations
o Fake Vendor Scheme
o Theft of Donations
* 10 Good Ideas for creating an Anti-Fraud Environment
Case Study - Satyam
* Who is SATYAM?
* SATYAM - The Devastating Announcement
* Why Satyam fell
* Events Leading to the Fall
* Events After the Fall
Fraud Prevention & Internal Controls - Part II
* Review of the Internal Controls
* Key Aspects of Internal Controls
* Segregation of Duties
Using Computer-Assisted Auditing Techniques to Detect Fraud
* What are CAATs?
* Data Analysis Methodology
* Types of CAATs
* The Data Analysis Process
* Data Mining
o What is Data Mining?
BOOK YOUR SEAT BY CONTACTING US AT:
Tel: +852 2273-4393 Fax: +852 3014-0721 Email: support@ethanhathaway.com
Web: www.ethanhathaway.com
Ethan Hathaway Presents:
Risk Management - Focus on Fraud
o Data Mining in Solving Crimes
o Getting Data
o Fraud Detection
o Using Data Mining to Fine Financial Statement Fraud
* Examples of Fraud Analysis
* Detection Techniques: Digitizing
* Case Study: Bearings Bank
* Case Study: The Fool Service Motor Pool
Fraud Prevention - The Role of the Compliance Officer
* Knowledge is Liability
* Responsibilities for Fraud Prevention and Detection
* How Well Do You Know Your Employees?
* Anomalies and Symptoms
* Fraud Indicators - Finding the Truth
* Internal Controls
* Cash Misappropriations
o Embezzlement
o Skimming & Lapping
o Larceny
o Fraudulent Disbursements
o Elderly Exploitation
* Three Common Questions to Fraud Investigations
* The Employees' Role
Case Study - Bernard L Madoff Investment Securities
* A Brief History
* A Long List of Red Flags
* the Final Analysis
* The Continuing Investigation
* Madoff by the Numbers
.
Course materials
You will receive comprehensive course notes and materials for future
reference.
Certificate of Completion
Upon completion of this course, you will receive a prestigious Ethan
Hathaway Certificate of Completion, a recognition of your
accomplishment, skills and knowledge learned from this course.
Course Methodology
A combination of presentation of general principles, case studies and
discussions.
Your Course Mentor: Richard Barr
Richard holds a B.S. in International Business Administration from San
Jose State University in California. His professional experience spans
19 years, 5 of which were spent with Wells Fargo Bank. Another 5 were
spent honing his global banking skills, when Richard was intimately
involved with International Trade Finance, Real Time Gross Settlement
and Cross Border Banking. The past 9 years have been in the private
and high-tech sectors providing high-level consulting services, business
analysis, project management and training to a wide range of banking
clientele across the globe.
He has spent extensive time servicing a diversity of "financial institutional"
clients, in South Africa, Poland, Sweden, Ireland, Netherlands, Greece,
Bermuda, Malawi, United Kingdom and across North America. Clients
that Richard and Citadel Advantage have dealt with such notable firms
as AIB Bank, Eurobank, ABSA Bank, CitiBank, Swedbank, INDEbank,
IBM, Montran and Fundtech, as well as many others.
Richard has also filled the role of advisor to central banks on payment
systems and technical payments issues. Furthermore, key staff from the
Bank of England, South African Reserve Bank, Central Bank of Ireland
and Bank of Portugal who have attended training sessions presented by
Richard.
What Past Delegates Say About Richards Courses:
Comprehensive material and well prepare course. - F. H., Bank
Indonesia, Indonesia
Limited 18 Seats
This course is limited to 18 seats only, to facilitate interaction between
you and the trainer, so seek approval and register as soon as possible.
Conduct this course in-house
If you want to run this course internally or for your clients you can save
yourself time and money.
Contact us for a no-obligation proposal: Email:
support@ethanhathaway.com or Tel: +852 2273-4393 Fax: +852 3014-
0721
What do you get from an Ethan Hathaway course?
- Carefully, hand-picked international experts
- Not just experts, but experts who are passionate about their topics
- Ethan Hathaway instructors don't just speak to you, they explain and
translate complex concepts into simple to understand concepts
- Specially designed courses by industry active experts for industry
practitioners
- It's not enough to just know about the theory, but what to do with
that information
- Comprehensive course notes and materials for future reference
- Upon completion of this course, you will receive a prestigious Ethan
Hathaway Certificate of Completion, a recognition of your
accomplishment, skills and knowledge learned from this course.
- Gain international as well as regional insights giving you a well-
rounded perspective
- You gain knowledge and skills that make you valuable to your
company and your career
EARLY BIRD SPECIAL OFFER
Register by the Early Bird deadline(s) as stated on the booking form
- you save US$640 off the regular fee (US$3,200).
Save even more by sending 2 delegates or more
* Cannot be used in conjunction with any other offer.
* Invoice must be paid within 14 days of issue to be eligible for this
offer.
* Group discounts: delegates must attend the same session of
the same course to be eligible for the group discount. Group
discount applies to the 2nd and subsequent delegate only.
Register by the Early Bird deadline to enjoy the Early Bird
discount. Dont delay.
Frequently Asked Questions
Q: Is this course confirmed to go ahead?
A: All courses need a minimum number of attendees for the course to
go ahead.
On average, each course only needs 7 attendees to meet the minimum,
so you can ensure the course is likely to go ahead by persuading
colleagues to join you on the course and you may all enjoy the group
discount as well.
Register today and grab one of these 18 seats by completing the
registration details on the next page.
BOOK YOUR SEAT BY CONTACTING US AT:
Tel: +852 2273-4393 Fax: +852 3014-0721 Email: support@ethanhathaway.com
Web: www.ethanhathaway.com
Ethan Hathaway Presents:
Risk Management - Focus on Fraud
Sessions: Regular Fee for Regular Fee for 2nd or Early Bird Fee for Early Bird for 2nd or
1 Delegate: US$3,200 More Delegates: US$2,880 1 Delegate: : US$2,720 More Delegates: US$2,560
8-9 April 2014 - I am booking after I am booking after I am booking before I am booking before
Kuala Lumpur, Malaysia 21st February 2014 21st February 2014 21st February 2014 21st February 2014
5-6 August 2014 - I am booking after I am booking after I am booking before I am booking before
Hong Kong 20th June 2014 20th June 2014 20th June 2014 20th June 2014
4-5 November 2014 - I am booking after I am booking after I am booking before I am booking before
Singapore 19th September 2014 19th September 2014 19th September 2014 19th September 2014
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E T H A N H a t h a w a y Course Registration Form
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Terms and Conditions
All cancellations must be received in writing 30 days prior to the start of the course with acknowledgement from Ethan Hathaway. Course fees must therefore be paid in full if a
cancellation occurs within 30 days of the start of the course. We are always happy to welcome a replacement onto the course. Kindly send us written notification of your replacement
by email, fax or telephone.Written cancellations received 30 days or more before the start date of the course receive a full refund less a charge of US$150. For any written
cancellation requests that reach us less than 30 days before the event, no refunds will be given. However, if you wish to attend another Ethan Hathaway course in any region, a
50% discount voucher which values not more than 50% of the initial payment will be issued. Please note that the subsequent course must take place within 12 months of the
initial registration. Discount vouchers are transferable within the same organisation, but not to be used in conjunction with any other discount schemes. Discount vouchers will
not be issued for no-shows without cancellation. Ethan Hathaway reserves the right to the final decision if any dispute arises.
Copyright 2005-2014. All rights reserved. Ethan Hathaway Co Ltd. Ethan Hathaway reserves the right to amend the course fees, terms, course agenda, speaker or venue should
the need arise.
Email: support@ethanhathaway.com
Web: www.ethanhathaway.com/register
Fax: +852 3014-0721
Tel: +852 2273-4393
Mail: Suite 823B, 8/F, Star House, 3 Salisbury Rd, Tsim Sha Tsui,
Kowloon, Hong Kong
The information you provide will be safeguarded by Ethan Hathaway Co Ltd. We do not rent,
sell or exchange your details to anyone without your consent. Occasionally, we send promotions
on behalf of relevant 3rd party advertisers, tick here if you do not wish to receive these
offers. In either case, your details are never given to outside parties. If you wish to update
your details, please email: support@ethanhathaway.com with your OLD and NEW details.
Please allow 2-3 weeks to see the changes take effect. Thank You.
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Please choose your method of payment:
1. Telegraphic Transfer (***Preferred and fastest method)
Bank details will be provided with the invoice upon registration.
2. Credit Card - credit card payment form will be sent to you with the
invoice upon registration.
* We reserve the right to turn away delegates who have not settled
payment (or sent proof of payment) before the start of the course.
Kuala Lumpur: Sheraton Imperial KL: Jalan Sultan Ismail, Kuala Lumpur, 50250, Malaysia.
Tel: +603 2717 9900; Email: Reservations.imperial@sheraton.com
Hong Kong: The Royal Garden - 69 Mody Road, Tsimshatsui East, Kowloon, Hong Kong.
Tel: (852) 2721-5215; Email: htlinfo@rghk.com.hk
Singapore: Marina Mandarin Hotel, 6 Raffles Boulevard, Marina Square, Singapore, 039594
Tel: +65 6845 1188 Fax: +65 6845 1199 Email: resvn.marina@meritushotels.com
Hotel accommodation is NOT included in the fees.
Ethan Hathaway reserves the right to change to amend the course agenda, speaker, venue
should the need arise. In the event of the course being cancelled, Ethan Hathaway will refund
the course fees received only (hotel and airfare charges are beared by the attendee, please
check your booking terms before confirming any accommodation and transportation bookings).
*Group Discount applies to the 2nd and subsequent delegates registering for the same session.