THE FINAL FRONTIER SAFETY BY DESIGN: EMERGING STANDARDS AND
DESIGNS IN LOW-VOLTAGE MOTOR CONTROL ASSEMBLIES
Copyright Material IEEE 2008 IAS/PCA CIC
David B. Durocher Senior Member, IEEE Industry Director Eaton Corporation 26850 SW Kinsman Road Wilsonville, OR 97070 USA
Daleep Mohla Fellow, IEEE Industry Consultant DCM Consulting Services, Inc. 4702 Summer Lakes Missouri City, TX 77459 USA
Abstract - Over the past several years a growing focus on improved electrical safety has arisen. A better understanding of both electrical shock and arc flash hazards faced by personnel working on or near energized equipment has led to consensus standards such as the NFPA-70E. These standards deal primarily with safe work practices designed to identify and quantify the hazard, then assure that personnel are clothed with appropriate personal protecti ve equipment (PPE) to reduce the risk. Consensus opinion among safety experts is that the best method to reduce the risk of injury is by designing the hazards out. The next frontier in reducing electrical injuries will arise from improved designs of electrical products which mitigate hazards by design. One primary product area of interest is the low-voltage motor control center used for control of motors rated 1000 volts and below. In process applications such as cement, pulp & paper and petroleum & chemical plants, maintenance personnel often find it necessary to work on, or near, energized motor control centers while performing maintenance and operational acti vities.
This paper will review work in progress by the Institute of Electrical and Electronics Engineers (IEEE) Working Group 1683 Standard for Motor Control Centers Rated up to 1000 volts with Requirements Intended to Reduce Injuries Working Group. This group was initially formed by the IEEE Industry Applications Society Petroleum & Chemical Industry Committee and is working on ideas to improve the functional design and test requirements for motor control centers rated up to 1000 volts ac 50/60 Hz with specified safety and reliability features. The paper will briefly review the emerging standard and advise engineers that are interested in how to get invol ved to offer inputs for improving the standard. Information on new safety based low-voltage motor control center designs that have been recently introduced by several manufacturers will be reviewed. The review will show how the industry is responding to the product need articulated by the user community and the IEEE 1683 Working Group for product safety by design.
Index Terms Safety by Design, Low-Voltage Motor Control Centers, Consensus Standards. I. INTRODUCTION What North American Standards define the design and construction requirements for low-voltage motor control centers (MCCs)? Do these standards address safety for personnel performing tasks such as racking in starters, for this class of equipment while energized? Are standards for this class of equipment different outside of North American markets? Can current standards be improved upon, and what is the process to change the status quo? Questions like these inspired the authors to write this paper, seeking answers and new direction toward a safer work environment. Process industries of today including metals, mining, cement, pulp & paper and petroleum & chemical are predominantly dependent upon motor and other loads fed from low-voltage MCCs. Often times, a shut down of an MCC can result in loss of the entire process. Loss of the process may increase the probability of environmental and safety concerns. Also, certain diagnostic activities can only be performed while equipment is energized. Because of this, maintenance personnel are frequently faced with the need to perform troubleshooting or testing of low-voltage MCCs while energized. The safest method is to deenergize and place all electrical equipment in an electrically safe work condition prior to performing any operational, maintenance and diagnostic activities. It is recommended that safety procedures defined by codes and standards as well as company safety processes and manufacturers operating manuals be followed. Invariably, the recommendations of these documents require that equipment is deenergized before any service or maintenance is performed. Since de-energizing the MCC may be infeasible due to an adverse impact on safety and environmental concerns, process industries need to find new ways to both maintain their process and associated electrical systems, while at the same time minimizing risk of electrical hazards. II. IMPACT OF CODES AND STANDARDS Its instructive to review the various existing consensus codes and standards surrounding construction, installation and operation of low-voltage motor control centers. This will assist in gaining a better understanding of the purpose and impact of these standards on safety based designs. As the PRESENTED AT THE 2008 IEEE IAS PULP AND PAPER INDUSTRY CONFERENCE IN SEATTLE, WA: IEEE 2008 - PERSONAL USE OF THIS MATERIAL IS PERMITTED. very use of electricity is inherently dangerous, these standards are both useful and necessary to assist in offering ground rules regarding their use. A. National Electrical Code In the United States, the National Electrical Code (NEC) [1] was first adopted in 1896 by a group of private organizations trying to create a unified set of rules for dealing with electrical devices. Early on, the dangers of fires and facility damage as a result of inadequately installed equipment became the primary force in driving toward ongoing revisions of the NEC. Over the course of many years, this standard has primarily focused on safe equipment installation. Being an installation standard, issues such as product design and performance have traditionally been left to equipment manufacturers and listing agencies. In some cases, evolving product technologies that enhance electrical safety have found their way into the NEC, making this consensus standard one possible vehicle for enhanced safety based designs. One example is NEC 210.8 mandating the application of Ground Fault Circuit Interrupter (GFCI) protection for personnel. Another is NEC 210.12 requiring Arc Fault Circuit Interrupters (AFCI), and 406.11 requiring tamper resistant receptacles in dwelling units. However, the NEC does not address safe work practices related to power distribution assemblies such as low-voltage MCCs. An example is the NEC 2002 update to section 110.16 entitled Flash Protection. This revision just over 5 years ago added Switchboards, panelboards, industrial control panels, meter socket enclosures and motor control centers that are in other than dwelling occupancies and are likely to require examination, adjustment, servicing, or maintenance while energized shall be field marked to warn qualified persons of potential electric arc flash hazards. The marking shall be located so as to be clearly visible to qualified persons before examination, adjustment, servicing, or maintenance of the equipment. Manufacturers of low-voltage MCCs and other electrical equipment responded to this requirement by including labels similar to that shown in Fig.1. Since the NEC Standard included the term field marked, most often this label is now included with the operating manual when the MCC is shipped from the factory, but the owner is required to actually affix it to the assembly. This label obviously identifies that a hazard exists, but does not quantify the magnitude of the hazard, nor what steps should be taken to assure that personnel working on this class of equipment while energized are safe from electrical arc hazards. It is clear that although there are signs of encouraging steps forward, the NEC is not designed or intended to address safe work practices. B. Occupational Safety and Health Administration The Occupational Safety and Health Administration (OSHA) regulations [2] came along many years after the NEC. This body of work became law when the Occupational Safety and Health Act (OSHACT) was first adopted by the US Government in 1970. Section 5(a)(1) of this act is known as the General Duty Clause. This clause simply states that employers must provide each employee employment and a place of employment that are free from recognized hazards that are causing or likely to cause death or serious physical harm. In many areas, OSHA regulations mirror the language and intent of other standard such as the NEC and the National Fire Protection Agency (NFPA) 70E, a standard that will be discussed later in this text. One important distinction between the NEC and OSHA is that OSHA is a regulation, not a standard. Thus, a Federal, or State Regulating body investigates incidents and may issue citations and levy fines for violation of OSHA regulations. OSHA has the burden of proof, so violation of an OSHA regulation would be determined by an investigation conducted by either the federal or state OSHA office, or by an Authority Having J urisdiction (AHJ ). The latter is typically an appointed representative from an independent third party such as Underwriters Laboratories (UL) who is knowledgeable and trained regarding OSHA regulations. In many instances, OSHA will invoke the General Duty Clause when there is no specific standard to cover an alleged hazard. One common area where the General Duty Clause is enforced is exposure to electrical hazards. Reviewing specific language in this regulation surrounding electrical safety, OSHA 29 Code of Federal Regulations (CFR) Part 1910 [3] defines electrical installation requirements and standards. OSHA electrical standards require avoidance of energized work wherever possible and practical. Section 1910.333 (a)(1) states Live parts to which an employee may be exposed shall be deenergized before the employee works on or near them, unless the employer can demonstrate that deenergizing introduces additional or increased hazards or is infeasible due to equipment design or operational limitations. Section 1910.399 introduces the definition of a Qualified Person being One who has received training in and has demonstrated skills and knowledge in the construction and operation of electric equipment and installations and the hazards involved. NECs definition of Qualified Person adds training requirements to recognize and avoid the hazards involved. Clearly this regulation includes requirements around safe work practices. Although the OSHA regulations tend to take a step beyond the NEC, there is still a gap in the area of defining product designs based on enhanced safety performance. Some have suggested since OSHA is the regulating authority, that standards based on safe product designs should be Fig.1: One sample of a label supplied for field marking by equipment user. mandated by this body [4]. Others assert that OSHA should not dictate product design standards to manufacturers, but only require that product designs are safe. Regardless of ones position in this debate, the fact remains that the process to change OSHA standards is very lengthy. OSHA recently published the final rule of its Subpart S revisions on February 14, 2007. The effective date of this new revision is August 13, 2007. This is the first revision in 25 years! The updated version refers to the 2002 National Electrical Code, because the rulemaking that just ended began in April 2004. C. Mining Safety and Health Administration Although OSHA maintains regulatory control over many process industries, some industries such as mining and cement are governed by regulations set forth by the Mining Safety and Health Administration (MSHA). MSHA has responsibility for administration and enforcement of the Mine Safety and Health Act of 1977, which protects the safety and health of workers employed in mines across the US. Similar to OSHA, MSHA regulations cover a broad spectrum of requirements surrounding safety and health and since this is also a federal agency, adherence to regulations are mandated. Unlike OSHA, MSHA regulations related to safe work practices do not mirror the NEC or NFPA 70E. MSHA currently regards NFPA 70E as a performance standard. However, there are a number of specific MSHA regulations that address electrical safety. Two such examples are 30CFR 46.7 that covers personnel training and procedures, and 30CFR 56.15006 that includes details of required protective equipment and clothing for workplace hazards. D. National Fire Protection Association Standard 70E The National Fire Protection Agency Standard 70E Standard for Electrical Safety in the Workplace [5] was first published in 1979. The first NFPA 70E committee was established at the bequest of OSHA. As the title of this Standard suggests, this document focuses on electrical safety related work practices. This is an important standard because it offers employers and their employees a roadmap toward workplace safety. This is a welcome addition to the traditional motivation of fear from OSHA enforcing regulations. Today, when OSHA investigators are evaluating the adequacy of an employers electrical safety program, they recognize NFPA 70E as an example of what an adequate electrical safety program must contain. Furthermore, employers are encouraged to conduct periodic reviews of their safe work practices, because the 70E committee remains very active and is clearly focused on continually improving workplace safety. Since its inception, this Standard has encouraged efforts to conduct tests quantifying arc-flash incident energy, defined standards for personal protective equipment (PPE) and established safe work practices such as energized work permits. At present, the 2004 Edition of the NFPA 70E Standard is in a revision cycle and a new 2009 version is expected to be available sometime during the third quarter of 2008. Using the methods defined in the NFPA 70E and IEEE Standard 1584 [6], actual incident arc flash energy can be calculated. The sample stick figure (Mr. Ouch) label in Fig 1. may be replaced with a label that looks more like the one shown in Fig. 2. .It should be noted that the current OSHA 29 CFR 1910 (Sub part S), NEC 2008, and NFPA 70E-2004 only require a warning sign of Flash hazard and not quantification of the hazard as shown in the label below. This label was generated by one company to show an example of the results following calculated arc flash energy. This is a significant improvement in quantifying both the shock hazard and the arc flash hazard. In recent updates, OSHA has made good on their commitment to follow the NFPA 70E-2000 in the most recent revision. It is the opinion of the authors that the NFPA 70E Standard likely has the best chance to impact a new Safety by Design platform for electrical equipment, including low-voltage MCCs. Although the present scope of the 70E standard does not extend to installation design, it seems natural that inherently safer product designs should find their origins in safe work practices. However, it appears this Committee to date is consumed with keeping up to date with emerging knowledge in the area of arc flash hazards. Indeed, there is much work to be done as the industry presses to learn more about not only incident energy and potential burn from an arc flash event, but also dig deeper into areas such as sound and arc blast force, as well as the impact of shrapnel and other phenomena associated with this hazard. The 70E Standard offers industry an excellent tool to recognize hazardous conditions under which much work is done in the field, and adopt solutions that reduce the exposure to those hazards. Many of the requirements set forth by this Standard are extensive, but they are necessary to ensure safe workplaces. E. National Institute for Occupational Safety and Health The National Institute for Occupational Safety and Health (NIOSH) has been active by increasing awareness of electrical safety and safe work practices. This organization has led the way in publishing statistics on electrical injuries and incidents in the workplace, improving awareness in this important area. Most recently, NIOSH has begun an initiative titled Prevention through Design (PtD). The concept of PtD as defined at the NIOSH website [7] is defined as Addressing occupational safety and health needs in the design process to prevent or minimize the work-related hazards and risks Fig. 2: A label resulting from an arc flash study. This includes arc flash and shock hazard as well as the required Personal Protective Equipment required. associated with the construction, manufacture, use, maintenance, and disposal of facilities, materials, and equipment. NIOSH sponsored a PtD workshop in J uly 2007 as a first effort to kickoff this initiative. The workshop attracted 225 participants from various industries. A promising start, but how the NIOSH PtD initiative might impact product design standards remains an open question. Interestingly, in reviewing NEC, OSHA, NFPA 70E, NIOSH documents and other electrical standards, it becomes quickly obvious that most recommendations surrounding safe work practices are of a retrofit nature. In other words, identify and quantify the hazard of working on energized equipment, then use technologies to either move personnel outside of the flash protection boundary, or wear the appropriate PPE to assure the worker is protected in the event of an arc flash incident. Clearly, adopting safety by design principles in product standards offers a path forward in reducing injuries while allowing improved productivity via removal the added burden of a prescribed retrofit approach. At present, it appears that our existing consensus codes and standards do not serve the industry well in the area of designing products that are inherently safe to work on while energized. III. THE UNIQUE NATURE OF THE HAZARDS There have been a number of excellent papers including [8] and [9] that have done a thorough job of identifying the unique nature of the hazards in working on energized low-voltage MCCs. Unlike other classes of low-voltage power distribution equipment, MCCs tend to require frequent access in industrial facilities. The flexibility of the assembly design makes changing horsepower ratings or adding new motor loads as well as troubleshooting existing loads a frequent occurrence. Every MCC door is interlocked to prevent access to energized parts with the disconnect device in the ON position. An interlock bypass mechanism is provided for qualified persons to access the energized parts for diagnostic work. After defeating the appropriate interlocks, most of todays MCCs allow energized work while the unit or bucket door is open. MCC bucket assemblies with plug-on stab connections can be removed while energized. Removal of a typical MCC bucket is shown (with an operator wearing proper hand protection) in Fig. 3. As stated previously, OSHA1910 Subpart S is clear regarding working on equipment while exposed to live conductors. The language clearly states that the employer must demonstrate that deenergizing introduces increased hazards or is infeasible due to equipment design or operational limitations. Interestingly, reading the fine print in any low-voltage MCC manufacturers maintenance procedures also requires that the assembly be de-energized prior to maintenance or removal of a plug-on bucket from the bus. Although it is recommended that these safety procedures be followed, often times process industries are faced with the need to work on energized equipment, versus deenergizing and facing increased risks in process safety or environmental concerns. Removal of MCC buckets from live bus is often followed by a bench test or maintenance while the unit is outside of the MCC. Typically, maintenance persons will set the unit on a work bench, with the electrical components within the bucket sub assembly such as the circuit breaker and motor starter facing upward. Unfortunately, this requires that the bucket stab assembly be resting on a work bench. Direct or angular force on the stab assembly can distort the stab fingers, presenting a serious hazard when the bucket is returned to the MCC cell. Misalignment can cause a phase to phase or phase to ground short circuit. As a result, it is not unusual that removal and test or repair of the sub assembly, intended to improve the reliability of the MCC, results in diminished reliability, or even worse a potential safety hazard. Many of todays motor control centers include factory mounted adjustable frequency drives that typically offer troubleshooting diagnostics. In some cases, troubleshooting of this equipment requires that the MCC door be open. Once again, this frequently subjects the operator to exposed live conductors. Clearly, MCCs represent a product area that needs to be reviewed for safety enhancements. Refer to Appendix A Low-Voltage MCC Electrical Safety Standards The Big Picture to review operations and maintenance tasks and relationships for energized MCCs.
IV. DEFINING THE NEED - THE BASIS FOR DESIGN IMPROVEMENT In the USA, present design standards for low-voltage motor control centers are defined by UL845 Standard for Motor Control Centers [10]. This standard has recently become harmonized across North America and applies to motor control centers to be used in accordance with the U.S. National Electrical Code, ANSI/NFPA 70, the Canadian Electrical Code, Part 1, CSA C22.1, and the Mexican Electrical Installations (Utility), NOM-001-SEDE. Today, this standard serves as the basis for design and performance for LV MCCs applied to dc and single and three-phase 50 and 60 Hz ac motor control centers rated not more than 600 Vac or 1000 Vdc, applied on systems with available short circuit currents not more than 200,000 amperes. This document by no means excludes the requirement for safety features as a part of the MCC design. For instance, Section 8.1.8 defines requirements for doors and covers. Fig 3: A LV MCC bucket being removed from a vertical structure after defeating the mechanical interlock. Note that the circuit protective device is deenergized, but the stab assembly is still connected to live bus. Section 8.1.8.2 states If bare live parts are exposed by the opening of doors or covers, means requiring the use of a tool to open them or means that can be locked shall be provided to secure the doors or covers in the closed position. And, Section 8.1.9 Doors required to be opened during normal operation may have hand-operated latches or screws, and a) doors shall be hinged such that the door will not come off inadvertently; b) barriers or finger-safe devices shall be used to prevent contact with bare live parts during normal operation, unless the door is provided with an interlock to a disconnecting means that de-energizes all hazardous voltages. However, this standard is primarily focused on construction requirements such as ventilation, spacing, disconnecting means and connectors. Required tests are also specified such as withstand, overload, temperature and short circuit.
A. Case Study
Fig. 4 shows the results from a study of electrical incidents that occurred in multiple facilities of a major US based chemical company [11]. In this study, an electrical incident was defined as an event resulting from either personnel action or equipment failure involving electrical installations that have the potential to result in injury due to:
1) Electrical flash and/or burn, 2) Electrical shock from a source greater than 50V, or 3) Reflex action to an electrical shock.
Of a total of 597 reported incidents, 80 (13.4%) occurred in low-voltage MCC equipment. This was second only to control equipment where 104 (17.4%) of the incidents occurred. Since control equipment includes primarily control panels, it is assumed that many of the incidents involving this equipment were due to a shock event when personnel were exposed to a 120Vac circuit.
B. Market Research
There have been other efforts to define and prioritize MCC design features that would enhance safety. One motor control center manufacturer conducted an extensive survey for 8 months of over 100 users across multiple industries. Focus Groups of electrical engineers and maintenance personnel frequently engaged in operation and maintenance of low- voltage MCCs were used, testing various value propositions and feature sets of the product that would be important to enhance electrical safety. The results of these sessions were then analyzed using a Quality Function Deployment (QFD) matrix, see Fig. 5. This process is used to mathematically weight the results of the sessions and determine the most important product features identified by the focus groups. Although the QFD matrix is too complex to be legible in this text, the tool establishes a weighted ranking of desired product features in absolute and relative importance and also provides a technical feasibility assessment to implement enhanced feature sets. Although this information has been presented previously [8], the top 10 list is repeated here.
Top Ten LV MCC Design Features
1. Component Rejection features - Ensure compatible components are used and improper components are rejected. 2. Voltage Test Points - Provide means of testing for LV MCCs LV MCCs Fig. 4: Among all electrical safety hazards, Low-Voltage MCCs rank second only to control equipment. presence of all voltage sources in the unit from the dead-front cover. 3. Correctly applied torque to electrical joint connections - Provide capability of ensuring all electrical joints have been correctly torqued at the factory. 4. Finger safe terminals throughout - Prevent exposure to live parts. 5. External Voltage Indication - Provide voltage indication on outside of individual unit. 6. Proper Component Selection - Ensure properly rated components are used in the system. 7. Insulated/Isolated Bus & shutters - Provide insulation and isolation of bus with shutters wherever possible. 8. Remote Racking Mechanism - Provide capability of racking the unit in/out outside of the arc-flash boundary. 9. Correct Instruction Materials - Provide correct and adequate instruction material including installation and maintenance procedures. 10. Use Current limiting Interrupters - Fuses and high interrupting current limiting breakers shall be used. The results of this market survey are significant, providing a framework that defines actionable product design changes that could improve electrical safety. Some of the top 10 feature sets identified such as finger safe terminals are incremental changes. It is believed that most any manufacturer of low-voltage MCCs could implement a change such as this with relative ease. Other safety driven features identified by the survey such as remote racking or voltage test points would require new invention. V. IEEE 1683 WORKING GROUP A PATH FORWARD One significant effort in the area of improving Safety by Design of low-voltage MCCs is the work of the Institute of Electrical and Electronic Engineers (IEEE) 1683 Working Group. This group is developing a Standard for Motor Control Centers Rated up to 1000 volts with Requirements Intended to Reduce Injuries. This Working Group was first formed by interested members of the IEEE Petroleum and Chemical Industry Committee. As the process for formation and standards development by a working group is not well Fig. 5: A The Quality Functional Deployment was used to mathematically weigh the most important MCC safety features as identified by over 100 user clients across multiple industries. publicized, the authors will cover the steps involved. A. Formation of Working Groups IEEE working groups are formed by any interested parties in the IEEE that share a common interest or goal. Within the IEEE, Industry Applications Society there are five operating committees including Petroleum & Chemical, Pulp & Paper, Cement, Metals and Mining. As mentioned previously, industries that deal in continuous processes are unique in that there are frequent occasions when it may not be practical to deenergize MCC equipment before service, troubleshooting or minor upgrades are performed. In the case of 1683, a group of interested engineers representing end-users, consultants and supplier companies from the IEEE Petroleum and Chemical Industry Committee shared a common goal to pursue a new standard in low-voltage MCCs. The collective group believed that developing a functional specification for a MCC with enhanced safety features could be used in applications where the facility owner was interested in a greater degree of safety. Because by definition a working group requires collaboration by engineers from various companies including some that routinely compete in the open marketplace, there may be risk of antitrust and patent issues. The IEEE maintains a robust policy regarding antitrust and patent concerns, and as a result, the organization provides a valuable platform for engineers and designers across the industry to work together in developing a common goal such as this. Standard messages shared with all members of the working group before each meeting are: Dont discuss the validity/essentiality of patents/patent claims Dont discuss the cost of specific patent use Dont discuss licensing terms or conditions Do bring any possible patent issues to the attention of the IEEE SA patent office Dont discuss product pricing, territorial restrictions, or market share Dont discuss ongoing litigation or threatened litigation Do speak up if inappropriate topics are discussedand do formally object.
The 1683 working group was first formed during the annual conference of the Petroleum and Chemical Industry Committee in September of 2005. Today, the working group meets twice per year, in September at the aforementioned conference and again in February during the IEEE Electrical Safety Workshop [12]. Note that the number 1683 is not significant: it is only the next number taken from a sequence of numbers issued by the IEEE Standards Association. B. Structure of 1683 Working Group The structure of the 1683 Working Group (WG) includes a governing Task Group (TG), identified as TG0, and six operating Task Groups identified as TG1 through TG6. The governing task group does not maintain veto power as the definition suggests, rather it simply serves as a collection point where the work by all operating task groups is assembled. So, the TG0 functions more like a steering committee. TG0 is comprised of a Chairman, Vice Chairman, Secretary and the six operating TG leaders. The work of developing drafts of the text for the standard is divided among the operating Task Groups as follows:
TG 1 Protection and rejection features TG 2 Increase Ingress Protection TG 3 Increased Diagnostics & Indicators TG 4 Mfg/Specifier/Installer/User interface TG 5 MCC Mechanical design TG 6 Stab and bus design
Operating task groups meet routinely (about every 30 to 60 days) typically via teleconference to discuss and finalize proposed content of the standard. Care is taken to define what as opposed to how. In other words, definition of a standard of performance rather than explanation of specific product features. Task group meetings are open to anyone that is interested. Being an active member of the IEEE is not a requirement to participate in the task groups. After the task groups have completed their work in developing a specification section, they each submit their draft. Drafts are then distributed to all Working Group members for review and comment. The comments are then compiled and sent back to the Task Group. The Task Group decides on a response to each comment such as accept, reject, accept in principle, or accept in part. For any response other than accept, an explanation is required. The comments with responses are then sent to the full Working Group. If a commenter is not satisfied, they can appeal to the Chair to find a resolution that satisfies the commenter. Meanwhile, the Task Group is moving on and further developing their draft. All task groups and anyone else interested assembles during a working group meeting. During WG meetings, each task groups reports activities since the last meeting, and common issues are discussed and resolved. On occasion, a vote is needed. Only eligible members are allowed to vote on issues including the decision to accept or reject proposed drafts of the work. In order to become eligible as a voting member, one must participate in two successive working group meetings. Conversely, missing two consecutive working group meetings will result in the voting member losing his or her voting rights. The structure is obviously designed to inspire participation. Attendance is recorded at each working group meeting to determine the eligible voting members. The author of this text is an active member of the 1683 Working Group and also routinely participates as member of Task Group 6. This key initiative driving the project forward is the need by many users (facility owner representatives) for a safety by design product. With this as a starting point, strong user participation is required. While many low-voltage MCC manufacturer representatives are active participants in the process, not enough users typically participate. To enable more user participation, the WG introduced the concept of Corresponding Members. Many users may not be able to travel, but can participate from their offices by e-mail and teleconference. This new membership category recognizes that most of the real work of developing the text is done by individuals drafting proposed text and developing comments on text written by others. This work, along with occasional teleconferences, where comments are resolved generally require no travel. At the time of this writing, twenty users had signed up as Corresponding Members, significantly increasing the number of users. Still developing a standard is a long process and it is hard work. Perhaps the most difficult barrier to success in todays economy is devoting time now to something for which the payoff will be a few years down the road. Every employee of every company wrestles with this issue. C. The Ultimate Deliverable and Discussion of the Process At present, the six operating task groups of 1683 are moving toward finalizing a draft of the low-voltage MCC specification. Following completion of this work, the working group will approve the complete draft and submit it to the IEEE Standards Association (SA). The IEEE SA ballot process involves a separate Ballot Group. Anyone who joins the IEEE and the Standards Association may ask to be included in the ballot group for a particular standard. The SA ballots the standard electronically member participants vote and submit comments. The working group or more commonly its ballot task group must then respond to all comments and update the draft. The SA will then send the updated draft out for another ballot. Again, participants can comment if they disagree with the proposed changes. This process continues until the WG has responded to all comments and has the required percentage of voters agreeable to approving the standard. The draft is then submitted for IEEE SA Board approval. Following draft approval, the work will be published as a new IEEE standard. This process actually mirrors the same approach used by several of the standards groups mentioned previously including the NEC, NFPA 70E and IEEE1584. It is anticipated that within the next 12 to 24 months, the proposed standard 1683 will become an active IEEE Standard. The 1683 working group offers industry the best chance of delivering a low voltage motor control center based on a Safety by Design approach. Since developing the new standard represents a collective effort by users, consultants and suppliers alike. Every possible stakeholder from designing and assembly of the product, to specification and application in a facility, to installation, operation and maintenance after the product is energized is engaged in the process from the beginning. In addition, the speed to market of the process has distinct advantages over other groups that are required to operate at a higher level of governance. Indeed, there are several excellent examples where use of the IEEE standards development process has delivered new and improved specifications for products requiring enhanced performance or safety features. One notable example is IEEE/UL Standard 841 for Severe Duty Motor Applications [13]. Today, this is applied as a supplement to NEMA Standards Publication MG-1, Motors and Generators. Although the standards development process described above is well designed and is structured to deliver results, there are some notable drawbacks observed from actual participation in this group. First, the group struggles to attract and maintain involvement from the user community. Although there are some dedicated users that remain involved, it has been very difficult to keep everyone in the fold. An informal survey during a recent working group meeting identified 1) Not enough hours in the day, and 2) Not a high enough priority relative to other work, as the two top reasons why users struggle to remain involved. Of course, no manufacturers/ suppliers or consultants are apt to pay much attention to this effort without users. The introduction of the Corresponding Member category may resolve this. Second, several of the people involved in the task groups are manufacturers that are very familiar with the current UL845 specification for low voltage MCCs. Many of these people actually sit on the UL845 standards making panel. As a result, there is some part of the group that maintains a Why do we need a new standard for low voltage MCCs, when we already have one? attitude. This is counterproductive, but progress is being made. Third, one of the IEEE rules of engagement for this and any new standard is the IEEEs patent policy. In short, this policy requires that no new invention can be included in the new standard without full disclosure of existing and planned patent applications. This policy is designed so that the ultimate approved standard does not specify a technology that is the intellectual property of only one manufacturer. In this environment, it is incumbent upon the manufacturers of low- voltage MCCs to act in the best interest of the industry as a whole. This might include agreeing to license innovation that represents advancements in safety by design offerings. In an environment where most major low-voltage motor control center manufacturers are represented by major corporations that are beholden to their shareholders for profitability, taking a big picture view can at times be very difficult. VI. SOME RESPONSES BY MCC MANUFACTURERS TO THIS INITIATIVE Interestingly, a few manufacturers have pushed forward with new designs and additional innovation that perhaps is in response to the efforts of the 1683 working group. Its instructive to review a few of these product innovations to use as a benchmark of the progress in this industry. Examples below are currently available from multiple manufacturers. A. Enhanced Door Latches Dangerous levels of arc flash energy are more apt to do harm to personnel when the MCC unit door is open than when its closed. This is proven in [8] and other technical papers, where arc flash testing of low-voltage MCC units for arcing faults as measured by array calorimeters, shows arc flash energy is greatly reduced when the unit door is closed. Fig. 6 below shows one example of a spring latch design that secures the door in the closed position should an internal arcing fault occur. Although ANSI C37.20.7 standard exists for Fig. 6: Shows spring latch, designed to keeps door from de- latching while allowing pressure relief during an arc flash event. Fig. 7: Voltage Test Block allowing potential test of line and load MCC unit terminals without opening the unit door. Reverse Side view shows spring loaded shutters requiring that the ground probe is inserted before the second probe.
Reverse Side of VTB Voltage Test Block VTB Reverse Side of VTB Voltage Test Block VTB arc resistant medium-voltage metal-enclosed switchgear [12] no standard presently exists for arc resistant low-voltage MCCs. All the same, maintaining a secure door during an arcing fault is certainly a best design practice. B. Installation of a Main Current Limiting Circuit Protective Device Although low-voltage MCCs in most process industry applications generally are not applied with a main circuit protective device (circuit breaker or current limiting fuse), installing a main device will greatly enhance personnel safety while working in an MCC unit that is engaged with energized vertical bus bars. The calculation for incident arc flash energy while working in a live MCC unit is not determined based upon the current limiting characteristics and clearing time of the protective device in the unit. Instead, since the line side of the unit circuit protective device typically involves exposed energized conductors, the next upstream device is called upon to interrupt the arcing fault. In many cases, this can be a larger frame low-voltage power circuit breaker in an upstream unit substation. Addition of a main current limiting protective device such as a current limiting molded case circuit breaker or fuse in the MCC assures more current limiting and faster clearing times. Some manufacturers now offer an enhanced design that includes a main protective device. Calculations have apparently yielded some limitations with this approach, as the main bus rating is limited to 1200 amperes. C. Door-Mounted Voltage Test Block Recall in Section IV of this text that one need identified in market research was through the door voltage test points. All lock out/ tag out procedures require a confirmation of a zero energy state before work can be performed. In a low-voltage MCC, one catch 22 issue is that the MCC unit door must be open before a test instrument can be used to determine if voltage is present. Using the guidelines outlined in NFPA 70E, personnel must be properly dressed in the appropriate PPE when exposed to energized conductors. Even if the MCC source has been deenergized, the voltage test requires appropriate PPE simply to verify this is the case. As shown in Fig. 7, one possible solution is an externally mounted voltage test block, accessible with the door closed. The test block allows measurement of line and load phase-to-phase and phase-to-ground testing while the door is closed. The test block design would be part of the unit device panel, so no power wiring hinged about the door. Because this new device allows cover mounted access to the 480 Vac three-phase power, the design would include an internal shutter feature. The shutter requires the operator to insert the first probe at the ground potential test point before the second probe can be inserted to test for potential at the line or load terminals in the MCC bucket. D. MCC Unit Remote Racking Capability One area of interest for the IEEE 1683 Working Group is in finding some way an MCC bucket can be removed from or inserted onto an energized bus while the operator is outside of an area designated as the restricted approach boundary as defined in NFPA 70E. One way to accomplish this would be to include a retractable MCC unit assembly or unit stab assembly that would allow remote racking. Similar to a low- voltage power circuit breaker in low-voltage switchgear, this design would include the capability to rack the unit off the live bus with the door closed. One potential design concept using this approach is offered in the unit design shown in Fig 8. This new unit assembly would include some designated space at the top of each removable bucket that is dedicated to a mechanical racking mechanism. Standing in front of the MCC with the unit door closed, an operator could use a tool to directly remove the unit from the energized bus, or perhaps a remote motor operated racking mechanism could be used. If an arc flash event occurred while the unit was inserted or withdrawn, the operator would be outside of the restricted approach boundary and clear of the arc flash energy. Ideally, this new design would not require additional depth and a NEMA size 1 and size 2 unit would still occupy 12 inches, similar to conventional designs. Similar to power circuit breakers, there would be a Connected, Test and Disconnected position with front Fig. 8: Low-voltage MCC unit design concept with retractable stab assembly. Allows removal of a stab-in type MCC unit without opening the door. mounted position indication via a mechanical indicator. This would offer the operator a visual indication of the MCC unit position. For added electrical isolation, the MCC unit for this design might also include a shutter to isolate the phase stab assembly from the vertical bus when the unit stab is fully disengaged. VII. A NOTE REGARDING COST One item that has yet to be addressed is the incremental cost of Safety by Design for low-voltage MCCs. Suffice it to say, enhancing the current designs available with feature sets discussed in this paper will not come without some additional cost. In a free marketplace, ultimately the demand for these added features that enhance product safety will drive the market value for new designs. Clearly, there are many industry applications where discrete processes allow low- voltage MCCs to be deenergized, effectively removing the hazards of electrical shock and arc flash hazards. Even in process applications where this is more difficult, the premium on personnel safety coupled with emerging consensus standards driving for improved electrical safety will likely continue to drive the need for change. The authors assert that the continuing escalation of cost of non-compliance and cost of injury will drive MCC users toward safer designs. In fact, today this is already happening. VIII. CONCLUSIONS Because frequent modifications and troubleshooting are required in low-voltage MCCs, NIOSH statistics of electrical incidents support the assertion that this product continues to be one of the most significant safety hazards for personnel working on energized electrical equipment. In the world of evolving and ever changing safety standards, most solutions available today in North America are essentially retrofit in nature. A Safety by Design approach is clearly needed in order to take electrical safety to the next level. Today, the existing consensus standards are improving, but there are really no standards that are pushing toward Safety by Design with any great speed. Some MCC manufacturers are working to improve product designs, but others seem to be waiting for a clear need to become available. The IEEE 1683 Working Group appears to be the best catalyst that will serve as a sounding board based on the needs of the user community for low voltage MCC designs that include enhanced safety features. The authors encourage the user community that really cares about improvements in electrical safety to get involved in the work of the 1683 Working Group and actively become a part of the next generation of low-voltage MCCs that are built based on Safety by Design. IX. ACKNOWLEDGEMENTS The authors wish to acknowledge the contributions of Craig Wellman, IEEE Fellow and principle of Wellman Electrical Engineering for his inputs and support in developing the text and concepts outlined in this paper.
X. REFERENCES
[1] NFPA 70, National Electrical Code (NEC), Fire Protection Association, 2005 [2] Occupational Safety and Health Act of 1970. National Archives and Records Administration, Washington DC [3] 29CFR1919.301 to .399, OSHA Sub Part S, Electrical Installations, National Archives and Records Administration, Washington DC, 2007 [4] D. Liggett, Refocusing Electrical Safety, IEEE Transactions on Industry Applications, Vol. 42, NO. 5, September/October 2006 [5] NFPA 70E, National Fire Protection Association Standard for Electrical Safety in the Workplace, 2004 Edition [6] Standard 1584, IEEE Guide for Performing Arc-Flash Hazard Calculations. September 2002 [7] Prevention trough Design. NIOSH web site http://www.cdc.gov/niosh/topics/ptd/ [8] D. Mohla, L. Bruce McClung, N.R. Rafferty, Electrical Safety By Design paper presented at the 1999 IEEE Petroleum and Chemical Industry Conference, IEEE/PCIC Conference Record, Paper No. PCIC-99-35, pp. 363-369 [9] J . J ennings, G. Donner, R. Morris, Reduction of Arc- Flash Hazards in Low Voltage Motor Control Centers paper presented at the 2007 IEEE Petroleum and Chemical Industry Conference, IEEE/PCIC Conference Record, Paper No. PCIC-2007-17, pp. 000-000 [10] ANSI/UL 845 Standard for Motor Control Centers [11] M. Capelli-Schellpfeffer, H Landis Floyd, K. Eastwood, D. Liggett, How We Can Better Learn From Electrical Accidents, IEEE Industry Applications Magazine, May/J une 2000. [12] IEEE Electrical Safety Workshop website [13] NEMA Standards Publication MG 1-2006 Motors and Generators, National Electrical Manufacturers Association, Roslyn, VA Appendix A: Low-Voltage MCC Electrical Safety Standards The Big Picture
(Informative) Operation and Maintenance in an Energized MCC While a MCC designed in accordance with this standard is intended to enable safer work than MCCs not meeting this standard, it is understood that safety depends also on the installation meeting the requirements of the NEC or other installation standard, on installation, operation, and maintenance being done in accordance with the manufacturers instructions, and on all work being performed by a qualified person in accordance with the requirements of the latest edition of NFPA 70E, Standard for Electrical Safety in the Workplace. Examples of activities which MCC owners might define as normal and for which they can develop safe work practices and procedures in accordance with the requirements of NFPA 70E are as follows: Work will be "on or near live parts" as defined in NFPA 70E- 2004 Normal activities intended in UL845 with an energized unit Where a compartment or unit is energized and the door is closed: o Operate door mounted controls including disconnecting device No Yes o Reset tripped circuit breaker or overload relay. No Yes o Perform infra-red scanning through grates or crystal windows. No Yes Where a compartment or unit disconnect is closed and work will be done without deenergizing the unit by defeating the interlock to open the door: o Defeat the interlock and open the compartment or unit door Yes Yes o Inspect the unit where the inspector does not penetrate the Restricted Approach Boundary No Yes o Operate an infra-red scanning camera where the operator does not penetrate the Restricted Approach Boundary No Yes o Adjust control settings where the qualified person is penetrating the Restricted Approach Boundary Yes No o Replace blown indicator lamps where pilot light terminals are exposed in units where the control voltage is not more than 120 Volts Yes No o Troubleshoot for failed control and monitoring components in or connected to the unit where the control voltage is not more than 120 Volts Yes No Where a compartment or unit disconnect is open, there is no other source of electricity in the unit, and work will be done with the unit remaining deenergized o Open the compartment or unit door Yes NA o Verify the absence of voltage in the compartment or unit Yes NA o Perform continuity tests on power and control fuses and replace blown fuses No NA o Troubleshoot for failed components or faulted conductors in or connected to the unit No NA o Reset protective devices No NA o Torque power connections downstream from the unit disconnect No NA o Insert or remove removable MCC units (Strongly discouraged in energized MCCs not meeting IEEE P1683) Yes NA Where the MCC main disconnect is locked off and any alternate or control power sources of voltage are locked off, work in sections other than the incoming section and the sections in which other sources of voltage enter the MCC may include: o Install or replace conductors No NA o Install or replace power components or No NA o Splice MCC sections. No NA The following activities should only be performed when the MCC feeder and any alternate or auxiliary sources of voltage are locked off at their sources outside the MCC. (Only then is the MCC fully deenergized.) o The last three activities above in the incoming section No NA o Maintenance and servicing operations involving many units or in the incoming section or No NA o Torque power circuit connections on any bus or on a main or unit disconnect. No NA