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Critical Reviews in Physical and Rehabilitation Medicine, 23(14), 114 (2011)
Assessment of Strength and Function
in Ambulatory Children with Cerebral
Palsy by GMFCS Level and Age: A
Cross-Sectional Study
Sahar Hassani,
a
Joseph Krzak,
a
Ann Flanagan,
a
Anita Bagley,
b
George Gorton,
c
Mark Romness,
d
Chester Tylkowski,
e
Mark Abel,
d
Barbara Johnson,
f
& Donna Oefnger
e
a
Shriners Hospitals for ChildrenChicago, Chicago, IL.
b
Shriners Hospitals for ChildrenNorthern
California, Sacramento, CA.
c
Shriners Hospitals for ChildrenSpringeld, Springeld, MA.
d
Uni-
versity of Virginia, Charlottesville, VA.
e
Shriners Hospitals for ChildrenLexington, Lexington, KY.
f
Shriners Hospitals for ChildrenSalt Lake City, Salt Lake City, UT
*Address all correspondence to: Sahar Hassani, MS, Director of Research Administration, Shriners Hospitals for
ChildrenChicago, 2211 N. Oak Park Avenue, Chicago, IL 60707; Tel.: 773-385-5457; Fax: 773-385-5459; shas-
sani@shrinenet.org
ABSTRACT: The purpose of this work is to provide comparison data for muscle strength
and measures of activity and participation stratifed by GMFCS level, age, and cerebral
palsy (CP) type. Clinicians can use the data to determine treatment goals based on the
patients matched peer group. Methods used were data were collected on 377 individuals
with hemiplegia and diplegia, GMFCS levels IIII, ages eight to18 years. Lower extrem-
ity muscle strength, Gillette gait index (GGI), one-minute walk test (1MWT), and timed
up-and-go (TUG) were collected. Results showed that strength differed among GMFCS
levels and age for both CP types. The GGI and 1 MWT discriminated among GMFCS
levels within each CP type. The TUG discriminated between GMFCS levels I and III and
levels II and III for the diplegic group. We conclude that differences in strength and mea-
sures of activity and participation were found across GMFCS levels and CP type. The
reported stratifed data can serve as an important clinical tool in determining realistic
treatment goals and clinical outcomes.
KEY WORDS: muscle strength; one-minute walk test (1MWT), timed up-and-go (TUG), Gillette
gait index (GGI), cerebral palsy
ABBREVIATIONS: CP: cerebral palsy; GMFCS: gross motor function classifcation system; 1MWT:
one-minute walk test; TUG: timed up-and-go; GGI: Gillette gait index
I. INTRODUCTION
Comparison of function in children with cerebral palsy (CP) based on severity, age,
and distribution of limb involvement is fundamental when determining appropriate
clinical care and conducting clinical research. Standardized outcome tools are rou-
tinely used to quantify body functions and structures, activities and participation
for individuals with CP.
15
Critical Reviews in Physical and Rehabilitation Medicine
2 Hassani et al
Investigators previously reported descriptive characteristics of several outcome
tools in ambulatory children with CP stratifed by severity level.
68.
Oeffnger et
al.
6,9
found a direct relationship between gross motor function classifcation system
(GMFCS) level
2
and the pediatric outcomes data collection instrument (PODCI),
4
pediatric functional independence measure (WeeFIM),
3
Gillette functional assess-
ment questionnaire (FAQ),
1
gross motor function measure (GMFM),
10
energy cost
during walking (O
2
cost), and temporal-spatial gait parameters. The study showed
a direct relationship between increasing severity and decreasing scores on outcome
tools. The results provided descriptive data, by severity level, that clinicians can use
for comparison with individual children with CP.
Age has been found to be associated with gross motor function of children with
CP.
11
Differential rates and limits of gross motor development were found among
children of different GMFCS levels.
12
Wright et al.
13
described patterns of gross
motor development of children with CP. The GMFCS was used as a predictive
measure, longitudinally tracking the rates and limits of motor function (GMFM
scores) of children with similar age and severity.
In addition to severity and age, consideration of the type of CP has been shown to
be important when assessing children using outcome tools. Damiano et al.
14
reported
descriptive characteristics of children with CP and compared those with hemiplegia
to those with diplegia by GMFCS level. Results showed that children with hemiplegia
presented differently from those with diplegia on the PODCI, WeeFIM, GMFM,
FAQ, O
2
cost
, and gait metrics. Children with hemiplegia had worse upper extremity
function but better gait and lower extremity function than children with diplegia.
While previous studies have focused on differences by CP type, severity level, or age,
few have used all three stratifcations. Strength is important in this population. Children
with CP are weaker than their peers,
15
which could lead to decreased function on mea-
sures of activity and participation. Strength assessments are used frequently in clinical
settings to determine if specifc muscle weakness exists. Limited comparison data for
overall lower extremity strength and individual muscle strength for ambulatory children
with CP by CP type, GMFCS levels, and age are available in the literature.
15,16
Assessments used to test endurance, balance, and gait deviations in individuals
with CP include measures of activity and participation such as the one-minute walk
test (1MWT), timed up-and-go (TUG), and the Gillette gait index (GGI). The 1MWT
is a valid measure of functional mobility and endurance in children with CP.
17
TUG
measures basic mobility, dynamic balance, and function,
18
and may be used for any
population with impaired balance.
1923
TUG may serve as an accurate tool in assess-
ing the effciency of transitions and gait in children with CP. The GGI is a measure
of gait deviation that incorporates 16 kinematic and temporal-spatial parameters.
1,24
The GGI can distinguish between types of CP (hemiplegia and diplegia) as well as
between involved and uninvolved limbs of individuals with hemiplegic CP.
25,26
The purpose of this study was to assess measures of activity and participation,
and the body function and structure measurement of strength using standardized
outcome tools stratifed by CP type, GMFCS level, and age. The results provide data
Volume 23, Issue 14, 2011
Strength and Function in Ambulatory Children with Cerebral Palsy 3
to clinicians that allow for comparison of individuals with CP to others with similar
severity levels, age, and CP type, leading to better clinical decision making, posttreat-
ment follow-up, and experimental designs. This paper builds on previous work by
the Functional Assessment Research Group that evaluated multiple outcome tools
stratifed by GMFCS level and CP type in ambulatory children with CP
6,8,9,14,27,28
and
includes new measures of TUG, 1MWT, GGI, and lower extremity strength.
II. METHODS
A. Participants
This study was part of a four-year prospective multicenter study. Participants were
a convenience sample of eligible patients from seven pediatric orthopedic hospitals.
Institutional Review Board approval was obtained at each site and consent and
Health Insurance Portability and Accountability Act forms were completed.
Inclusion criteria were: patients with a diagnosis of spastic CP, in GMFCS lev-
els IIII, ages 8 to 18 years, and who were able to complete an instrumented gait
analysis with or without assistive devices. Patients were excluded if they had lower
extremity orthopedic surgery within the last year, botulinum toxin A injections in
the past four months, or a currently implanted and operating baclofen pump. A
total of 748 patients were assessed: 273 did not meet inclusion criteria; 80 declined
participation. Demographic characteristics of individuals who did not participate
were not different from those who did. Data from 18 participants were excluded for
inconsistent or missing data, resulting in 377 in the fnal analysis.
B. Data Management
Before study initiation, all coordinators attended a mandatory two-day training ses-
sion to review and standardize administration of the outcome tools and data col-
lection processes. All participant data were entered directly into a custom database
designed for study management and data collection. Encoded data from each site
were compiled for analysis. Data quality and consistency was ensured by the project
manager and site coordinators.
C. Assessment Tools
Each participant completed an assessment that included GMFCS, height, weight, and
pubertal stage measured by self-report of the Tanner scale. Patient history was collected
that included gestational age, race, limb involvement, age at walking onset, additional
diagnoses, and previous surgeries. Each participant completed an instrumented gait
analysis, 1MWT, and TUG as measures of activity and participation. Lower extremity
strength was also collected.
16
To compare current fndings with our previous work,
6,8,9,27
PODCI, GMFM, gait temporal-spatial parameters, and O
2
cost were also collected.
Critical Reviews in Physical and Rehabilitation Medicine
4 Hassani et al
During the 1MWT, participants were instructed to walk using their typical
walking aids, orthoses, and shoes at their fastest pace possible, without running,
for 1 min. Total distance in meters walked were recorded. For the TUG, the length
of time (seconds) was recorded for rising from the sitting position in a chair, walk
3 m, touch the wall, turn around, walk back, and sit down while using customary
walking aids, orthoses, and shoes.
Participants were evaluated using instrumented gait analysis. All subjects walked
barefoot at self-selected walking speed. GGI was calculated for three representative
trials and averaged to obtain the GGI score. For children with diplegia, the GGI
data from the left and right limbs were averaged to give the total GGI score. For
those with hemiplegia, total GGI score and individual GGI scores of involved and
uninvolved sides were calculated.
Lower extremity muscle strength of the hip fexors, extensors, abductors and
adductors, knee fexors and extensors, and ankle plantar fexors and dorsifexors
were assessed using a standardized protocol with a handheld dynamometer (HHD)
(JTECH PowerTrack II Commander, Salt Lake City, Utah). All examiners re-
ceived training on the standardized protocol, and reliability testing was completed.
Strength scores for each individual muscle was the maximum value of three trials.
Two aggregate strength scores were collected. Total strength score was calculated
by averaging the individual strength scores for all muscles bilaterally. Total extensor
strength was the sum of hip and knee extensors, and ankle plantar fexors bilater-
ally. All strength scores were normalized to body weight.
D. Statistical Analysis
Descriptive statistics were calculated for all interval variables and were analyzed
by GMFCS level, type of CP (hemiplegia or diplegia), and age group. Participants
with hemiplegia and diplegia were analyzed separately for all analyses. Three age
groups were created: prepubescent (age group 1: 8<11 years), pubescent (age group
2: 11<14 years), and postpubescent (age group 3: 1419 years). Paired t-tests were
used to compare differences between CP types. ANOVAs were used to analyze dif-
ferences among GMFCS levels and age groups. Post hoc tests were performed to
examine signifcant main effects. Due to the large number of parallel tests, a p <
0.01 was set a priori as the signifcance level for all statistical tests.
III. RESULTS
Participant demographics are reported for the diplegic and the hemiplegic groups
(Table 1). Of the 377 subjects, 273 (72%) were diplegic and 104 (28%) were hemiplegic.
Within the diplegic group, 67 (25%) were GMFCS level I, 130 (48%) were GMFCS level
II, and 76 (28%) were GMFCS level III. Also, 72 (26%) were in age group 1, 103 (38%)
in age group 2, and 98 (36%) in age group 3. One hundred and sixty (59%) previously
had musculoskeletal surgery. Two hundred and fourteen (79%) were Caucasian, 19 (7%)
Volume 23, Issue 14, 2011
Strength and Function in Ambulatory Children with Cerebral Palsy 5
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7
(
2
.
6
)
3
(
4
.
5
)
1
(
0
.
8
)
3
(
4
.
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3
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9
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3
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Critical Reviews in Physical and Rehabilitation Medicine
6 Hassani et al
were African-American, 21 (8%) were Hispanic/Latino, and 16 (6%) were considered as
other. Within the hemiplegic group, 81 (78%) were GMFCS level I and 23 (22%) were
GMFCS level II. Thirty-six (35%) were in age group I, 30 (29%) in age group II, and 38
(36%) in age group III. Sixty-six (64%) previously had musculoskeletal surgery and 38
(36%) did not. Eighty-three (81%) were Caucasian, 7 (7%) were African-American, 7
(7%) were Hispanic/Latino, and 6 (5%) were considered as other.
Data were analyzed to assess site bias for all study measures. No differences
in data collected across sites were found for any measures except for strength. The
PODCI, GMFM, gait temporal-spatial, and O
2
cost data were nearly identical to
those previously published by Oeffnger et al.
6
A. Descriptive Statistics
1. Diplegia
When comparing GMFCS levels for the diplegic group, differences were observed
across all levels for 1MWT, TUG, and GGI scores (Table 2). Specifcally, 1MWT
Table 2. Diplegic descriptive data by gross motor function classication
level, mean (SD)
Instrument GMFCS level I GMFCS level II GMFCS level III
1-min walk test, m 85.8 (14.8)
,
* 70.4 (17.3)
^
48.8 (18.5)
TUG, s 7.9 (5.5)* 8.9 (2.6)
^
26.9 (19.6)
GGI total Score 182.0 (122.0)
,
* 244.7 (125.7)
^
473.1 (186.4)
Strength, normalized, N/kg
Ankle dorsiexors 2.4 (3.3) 2.1 (3.6) 2.6 (8.2)
Ankle plantarexors 3.3 (2.4)
,
* 2.5 (1.9)
^
1.4 (1.1)
Hip abductors 2.3 (1.0)
,
* 1.8 (0.8)
^
1.0 (0.7)
Hip adductors 2.6 (1.2)
,
* 2.1 (1.0)
^
1.7 (0.9)
Hip extensors 2.3 (1.4)* 2.0 (1.4)
^
1.4 (1.1)
Hip exors 2.8 (1.2)
,
* 2.3 (1.0)
^
1.5 (0.8)
Knee extensors (30 deg) 2.5 (1.5)* 2.1 (1.2)
^
1.6 (1.2)
Knee extensors (90 deg) 3.4 (1.6)* 3.0 (1.2)
^
2.3 (1.0)
Knee exors 2.7 (1.0)
,
* 2.1 (0.9)
^
1.2 (0.7)
Total extensors 8.2 (4.8)* 6.8 (4.1)
^
5.0 (4.3)
Total strength score 2.7 (1.2)
,
* 2.2 (0.9)
^
1.6 (0.7)
71.6 (13.6)
TUG, s 6.7 (1.6) 7.6 (1.8)
GGI total score 150.0 (102.2)
346.6 (260.5)
Instrument Involved side Involved side Involved side Involved side
GGI score 200.0 (146.5)
101.7 (74.6)
2.6 (0.9)
3.0 (1.2)
9.5 (4.0)