Documente Academic
Documente Profesional
Documente Cultură
Michael A. Cole
2005
Two lessons of recent democratization movements are that liberal democratic
regimes are value-charged and that failure to balance the competing demands of culture
Western liberalism. Iraq’s longstanding religious, ethnic and tribal conflicts were
over what Iraq will be, how it will be governed, and by whom. Democracy’s emergence
democracy – are presented. Each is distinctly Western, but they vary in their ability to
mould themselves to the contours of various political cultures. Civic republicanism holds
the greatest promise for Iraq for its ability to capitalize on the particular characters of
LIBERAL DEMOCRACY
hybrid of democratic forms, but liberalism has assumed such prominence in Western
democracies that its practitioners often do not distinguish it as one particular democratic
theory among several. If they do, then they often assert it is both superior to others and
universally applicable. This is particularly true in the United States, where the emphasis
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on individuals’ civil rights and civil liberties has dominated decades of debate and given
prominence to the language of liberalism.1 The briefest sketch shows that liberalism is
neither universally applicable nor satisfactory for the attainment of all conceivable,
The liberal tradition begins from an explication of the natural condition from
“The state of nature has a law of nature to govern it, which obliges everyone: and
reason, which is that law, teaches all mankind … that being all equal and
Every one … is bound [by nature and as functionaries of the Divine] to preserve
himself … so by the like reason, when his own preservation comes not into
competition, ought he as much as he can, to preserve the rest of mankind, and may
not, unless it be to do justice to an offender, take away, or impair the life, liberty, or
what tends to the preservation of the life, the liberty, health, limb or goods of
another.”2
The unit of liberal politics is the individual in a position of unalterable, natural freedom
and equality with others. Individuals are credited with capacities for rational thought,
choice, and freedom of conscience. They are granted freedom from coercion and are
presumed to use their liberty and intelligence to pursue their interests. Locke’s reference
to “‘life, liberty, and estate,’ concerns not only material property (‘estate’), but also …
the property each has ‘in his own Person.’”3 “Individuals create government in order to
protect the rights and liberties to which they are naturally entitled,”4 and the institution
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and defense of rights and liberties is the sole purpose of legitimate government.5
governed; and the same failures and violations of government that undermine legitimacy
Government’s limited ends imply its necessarily limited means. Liberalism accepts
constrained, divided government, and active citizens in competition with each other for
liberalism lends itself to employment by many of each. The values contained in John
Locke’s Second Treatise direct the forms assumed by liberal movements and
governments as disparate as feminism, the American founding, and the Iraq’s political
liberalism as a salient feature of feminism for its “idea of the equal worth of human
beings as such, in virtue of their basic human capacities for choice and reasoning … The
crucial addition liberal feminism makes is to add sex to that list of morally irrelevant
characteristics [alongside rank, caste, and birth].”7 In this feminist model, liberalism
“The liberal insists that the goal of politics should be the amelioration of lives taken
one by one and seen as separate ends, rather than the amelioration of the organic
whole or the totality. I argue that this is a very good position for women to
embrace, seeing that women have all too often been regarded not as ends but as
language the hazards of inequality and conflict, and the capacity of citizens to guide
“It seems to have been reserved to the people of this country, by their conduct and
example, to decide the important question, whether societies of men are really
whether they are forever destined to depend for their political constitutions on
accident and force … Among the most formidable of the obstacles which the new
interest of a certain class of men in every State to resist all changes which may
hazard a diminution of [their] power … and the perverted ambition of another class
“There are two methods of curing the mischiefs of faction: the one, by removing its
causes; the other by controlling its effects. There are again two methods of
removing the causes of faction: the one by destroying the liberty which is essential
to its existence; the other, by giving to every citizen the same opinions, the same
passions, and the same interests. It could never be more truly said than of the first
remedy that it was worse than the disease … It could not be less folly to abolish
impracticable as the first would be unwise … The diversity in the faculties of men,
from which the rights of property originate, is not less an insuperable obstacle to a
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government.”10
The Founders resolved that individual liberty and limited government are beneficial.
excesses of power and capitalize upon competition. The civic republican, deliberative,
and radical models of democracy would conceivably respond to feminism and the
Benjamin Barber’s critique of liberalism reveals much of what lies beneath the
“Liberal democracy is based on premises … that are genuinely liberal but that are
interest undermines the democratic practices upon which both individuals and their
democratic values are prudential and thus provisional, optional and conditional …
The liberal conceptions of human nature, knowledge and politics emerge directly from
liberal philosophy’s myth of the state of nature, yet the image of Man emerging alone and
brutish from prehistory – prior to civilization, political attachment, and the assertion of
In its most common forms, which Barber identifies as anarchism, realism, and
minimalism, liberalism employs ideas about human nature, knowledge and politics that
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human beast to live at close quarters with members of its own species. All three [models]
seek to structure human relations by keeping men apart rather than by bringing them
premise or antecedent reality – from which the concepts, values, standards, and ends of
political life can be derived by simple deduction.”14 Liberal philosophy pursues political
knowledge as part of a quest for certainty, to “render intelligibility absolute and justice
find impossible routes from nowhere (antecedent reality) to somewhere (concrete human
unequal to the solution of real, human problems by this use of knowledge, and that
political theorists should instead endeavor to “render political life intelligible and
political practice just.”17 The same critique of liberal political theory carries to its
political activity. “The liberal democratic view of human nature … insists that the human
condition necessarily entails a certain form of political life … Liberal democratic politics
salience in the liberal images of human nature, knowledge, and politics preclude rich
CIVIC REPUBLICANISM
Civic republicanism diverges from the liberal tradition by reorienting itself with
respect to the individual and the community and their relationship to each other, the
powers and purpose of government, and by emphasizing the role of the citizen as the
critical political actor. Like liberal philosophers before him, Jean-Jacques Rousseau
conceives of individuals in the state of nature as free and equal, unencumbered except by
one’s force upon another to attain the necessities for living. Significantly, Rousseau
mitigates liberals’ radical individualism by noting that man comes into the world as part
of a family, and are therefore born into a social order writ-small. Similarly, departure
“[The] passage from the state of nature to the civil state produces quite a
remarkable change in man, for it substitutes justice for instinct in his behaviour and
gives his actions a moral quality they previously lacked. Only then, when the voice
of duty replaces physical impulse and right replaces appetite, does man, who had
hitherto taken only himself into account, find himself forced to act upon other
principles and to consult his reason before listening to his inclinations. His
faculties are exercised and developed, his ideas are broadened, his feelings are
Entrance into society is not merely functional, but transformative; it is the process by
“Each of us places his person and all his power in common under the supreme
direction of the general will; and as one receive each member as an indivisible part
of the whole … This act of association produces a moral and collective body
composed of as many members as there are voices in the assembly, which receives
from this same act its unity … its life and its will.”21
The relationship between man and state is accurately characterized as an interaction, and
not an exchange; each exerts a formative and empowering influence on the other, but the
state is never the master and is always the servant,22 as the citizen surrenders rights not to
the government but to the body politic composed of his equals. The resulting sovereign
power derives its legitimacy and solvency from the tacit, constant commitment of the
citizenry. The sovereign power is absolute and demands obedience of the citizens from
whom it receives authority. As the sovereign power is of the people, used to enforce the
decisions of the general will composed of the whole citizenry, it can by definition never
err.
The regime with which citizens engaged in politics thus construed should govern
themselves depends on the character of the state in question, provided conditions are met
to maintain the balance of power and the quality of active citizenship. As there is an
inverse relationship between the size of the state (by population) and the size of its
citizens as is practicable, and large states will be governed by a few individuals. The
same scale exists between the size of a state and the liberty of its citizens. Yet the
sources of their power and legitimacy will remain the same. Representation, or
government by proxy, is anathema to the Rousseauean republic. The laziness, greed and
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the state, which makes it vulnerable to corruption from within and invasion from without.
As the best regime depends on the size of a people, the best government is defined by its
inclination. The goal of political association is “the preservation and prosperity of its
the general will. The government best able to meet these goals and still maintain civil
and political liberty can be said to be the most appropriate and successful government.
According to Aristotle, “‘The end and purpose of a polis is the good life, and the
institutions of social life are means to that end.’ It is only as participants in political
association that we can realize our nature and fulfill our highest ends.”24 As was true in
the Greek polis and in Rousseau’s republic, America’s republican tradition demands of
vibrant communities. Michael Sandel notes the presence of anxiety in American politics
despite the country’s apparent success and happiness, which he argues stems from the
feeling that people are losing control of the forces governing their lives and that the moral
fabric of community is unravelling,25 but that the prevailing procedural republic founded
American republicanism are the same Rousseau attributes to large states, and extension
liberty. The project of reopening public space for deliberation and participation is
undertaken against the flow of powerful political and market forces whose interests lie in
citizens’ privatism and acquiescence, and it follows the greater task (pursued throughout
for the whole”26 without resorting to coercion. The much broader project of defining and
promoting civic virtue, as Benjamin Rush said, “to save American republicanism from
the deadly effects of [the] private pursuits of happiness,”27 may occur only in the context
of rescinding the procedural republic, in which the right is promoted prior to the good.
theory.
DELIBERATIVE DEMOCRACY
Central to each model of democracy is the idea that people, whether radically
individualistic or intimately tied to communities, possess the capacity for reason and the
Deliberation at all levels, between all participants in public life, about all issues of public
concern is among the most basic activities citizens can engage in to affect governance. It
Roughly half of eligible American voters regularly choose not to vote; a growing
number of people express distrust for their representatives and dissatisfaction with
their agendas.28 The growing gap between citizens and their government suggests
negative consequences for the legitimacy of the American regime, which depends not on
acquiescence but on the consent of participating citizens expressing the public will.
people from disparate corners of society to discuss issues and identify commonalities; it
acts as a conduit for new solutions to public problems to enter the discourse and receive
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action; and deliberation has been shown to lead to increased knowledge and participation,
all of which serve public interests. In Politics for People, David Matthews argues that
politics “is not purely instrumental. Politics is a creative activity in that it has to do with
as opposed to a common will; but it agrees with the civic republican’s image of
contributors.
RADICAL DEMOCRACY
Building from the Rousseauean belief that politics can be transformative, and the hopeful
Jeffersonian belief in human potential, Barber proposes a program of reforms and new
initiatives which have as their object the extension of democracy into most corners of the
politics is autonomous of any preconceptual frame, which might otherwise color the
which is political is too often missing from works of political theory. Very briefly,
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constitution.”30
citizen wishes in any case only to act rightly, not to know for certain; only to
secure transient peace, not to discover eternity; only to cooperate with others, not to
achieve moral one-ness; only to formulate common causes, not obliterate all
differences.”31
of democratic talk, decision-making and action, Barber says, “Strong democracy looks to
wage a second war for suffrage, a second campaign to win the substance of citizenship
Iraq’s political troubles have reflected those of its neighbors for centuries as it has
changed from an unruly outpost of the Ottomon Empire to a center of Pan-Arabism, and
forces of democracy. The dual image of Iraq’s conflict as both internal and external
carries important consequences for the kind of form its politics may assume in the near
future. Democracy offers Iraq an alternative to the autocratic rule of its past which need
not contradict its native political traditions, but the disjointed model applied first by the
occupation authority and then by Iraq’s National Assembly more readily facilitates
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elections than it can foster civic life. Liberalism is weighted with values that conflict
with Iraq’s prominent Islamic and tribal traditions. Civic republicanism holds promise
for its ability to capitalize on the native character of Iraq’s people, and channel their
differences into cooperation. The distinction is reflected in small ways by ongoing work
understanding Iraq. Intellectual exchange between the West and the Near East was so
constant and of such importance through the fourteenth century that the distinction
between them was more artificial than real. It was not until the sixteenth century, as the
West pursued its Renaissance and the East entered the Ottomon age, that their paths
diverged.33 By the end of the eighteenth century, the Near East had changed little, as its
wealth and achievements were concentrated in Ottomon hands, and its imperial lands
remained much as they were for centuries. In the territory now known as Iraq, the period
was marked by consistent conflict as the people’s loyalties were divided between the
Shi’ite attachment to Persia and the Sunni orientation to the holy cities Mecca and
Medina. Catholic missionaries and British educators entered Iraq in the late seventeenth
century, specifically Basra and Baghdad, but exerted little influence until the resurgence
of East-West contacts across the region following Napoleon’s entrance into Egypt
Iraq’s relationship with the West from the early nineteenth to the early twentieth
particularly nationalism and democracy. The 1920 rebellion against the British by the
tribes along the lower Euphrates River at the Shiite holy cities of Karbala and Najaf was
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followed by the imposition of the Empire’s indirect rule through King Faysal. In 1927,
the British recognized Iraq’s independence and pursued a series of treaties for trade and
development. In 1958, King Faysal II was assassinated and a socialist republic was
institutions encourages and gives access to power to nativist and anti-Western political
consequences for the future character of Iraqi politics. As democracy does not
Iraq’s native political centers, the democracy paradox indicates something of Iraq’s likely
course.
Native values and power centers are a force to be contended with in Iraq.
Throughout the late twentieth century, “political democracy contended with native
with political complications. The system centered on chiefs who held power by
task. The search for a new political structure has not yet ended. Politically, no less
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than socially and economically, the entire Arab East is still in a state of
transition.”36
On 15 December, Iraqis will go to the polls to vote for the first time under the new
Iraqi constitution for a democratic, civilian government. They are expected to vote in
greater numbers than ever before. Hundreds of campaigns have been waged for national,
provincial and local positions. Some candidacies are independent, and many others have
been supported by sophisticated networks of staff and volunteers organized and funded
and print; campaign Web-sites were maintained, complete with election-day countdowns
and attention-grabbing photos of Ms. Egypt 2005; and text-messages were sent to Iraqna-
network cellular phones until rules brought campaigning to a close two days prior to the
Iraqi since the U.S.-Coalition invasion in 2003. Although Iraq’s election looks like
models. Iraq’s present occupation and constant unrest is not conducive to any rich form
of democracy. Its troubles reach deeper, to the inclination it is given by history and
traditions and interests, than a woven cable. Tribes and ethnic groups are multi-
tribal, denominational, and ethnic identity live side by side, and now espouse a wide
array of partisan loyalties. Iraq’s politics will ideally reflect this complexity by
permitting participants in its politics to flourish both independently and together, seeking
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some form of genuine cooperation, instead of through liberalism’s formula for balance
through regulated conflict. Liberalism asserts values that are antithetical to Iraq’s Arab,
Muslim, national, tribal and ethnic identities. The liberal materialist’s picture of radical,
individualist Man competing for physical and psychic space and property is foreign to a
tribal mindset. Islam, which is remarkable among faiths for its claim to universalism and
its creation of a unifying identity among Muslims, conflicts with liberalism’s universalist
claims. Liberalism will serve most effectively to channel Iraq’s ever-present conflict into
a tenuous politics. However, it will fail to satisfy Iraq’s real need for healing, unity, and
Civic republicanism holds limited promise for Iraq that has not been explored by
the scholarly literature and is too quickly discounted by Iraq’s foreign advisors. Viewed
as a familial image writ large, Rousseau’s republic is wholly consistent with Iraqis’ many
native sources of identity and repositories of power. The character of the political
processes pursued by tribal and religious leaders, the group action pursued by ethnic and
religious blocs, as well as the completeness with which most Iraqis embrace some or all
republic of the Social Contract is nominally voluntary and permanent once chosen, so too
are Iraqis’ associations with traditional groups. Whereas the Hussein regime used
violence and coercion to manipulate and break religious, tribal and ethnic hierarchies –
republicanism should respect and protect them as sources of legitimacy, national unity,
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and improved government functioning. Individual sheiks, imams and other leaders have
been consulted for support in constructing a democratic political system, but they should
tradition. Beyond the Sunni-Shiite and Arab-Kurd divides featured on the news, Iraq is
composed of many smaller groups that maintain distinctive traditions, often reflecting the
country’s varied landscape. For example, the Marsh tribes near Nassiriya are well-known
across the region for their fishing techniques and music; the Jibouri and Doulaemi tribes
have spread across the country, but maintain ancestral homelands near Sulemaniya; Iraq
is also home to very small cults of fire and devil worshippers the Islamic Empire never
managed to convert. Diversity distinguishes Iraq from the country’s more homogenous
and modernized neighbors. The shared experience by cultural groups not only of ancient
history, but of colonialism and recent traumas, can be seen as contributors to a common
national character. In his letter on the Government of Poland, Rousseau says, “the love
of fatherland and of freedom animated by the virtues inseparable from that love”37 is
As Iraq’s tribal and ethnic groups are loosely grouped in specific geographical
locations, confederation may be a practicable means to steel group identities against the
modernizing and homogenizing effects likely to impact the country, and to provide visual
evidence of Iraq’s cultural wealth. Rousseau writes, “If Poland were what I wish it to be,
a confederation of thirty-three small states, it would contain the force of great Monarchies
Small republics offer practical benefits for efficient, responsive government and
maintenance of public morals. Iraq’s diverse needs will not be easily satisfied by the
centralized ministries in Baghdad, as has already been seen in nearly three years of
assess their own needs and gauge public preferences. In nearly one hundred years, Iraq
has had two kings, two military leaders and a dictator, each of whom has embarked on
public projects for his own glorification. Rousseau suggests that small republics are
“Preserve, restore among you simple morals, wholesome tastes, a warlike spirit free
agriculture and the arts necessary for life, make money contemptible and, if
possible, useless, seek, find more powerful and more reliable springs to achieve
great things.”39
Iraq’s local government has shown that it is inclined to do just this. In the spring of 2004,
as the national-level Governing Council debated the color of handwriting on the new
Iraqi flag, Baghdad’s City Council appropriated funds to clean up from a long period of
looting.
As Iraq’s new constitution and the political world developing around it are
considered by many to be foreign and illegitimate, candidates for office often succeed by
influential families, and large tribes. These groups become campaign engines, reliable
allies, much as American partisans align by ideology. Compared to the private interests
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addressed in the Federalist Papers as dangerous factions, native power centers contribute
Although civic republicanism more readily allows the assertion of native values,
the development of active citizenship, and the provision of effective governance than
liberal democracy, it is remains uncertain that the democratic form appropriate for Iraq
has been conceived by theory. J.J. Rousseau’s caution to Poland’s Count Wielhorski still
applies: “A foreigner can contribute scarcely any but general views, which might
enlighten the institutor, not guide him.”40 It remains for Iraq to decide what it most wants
to be.
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Notes:
1 Snyder, R. Claire - The Logic of Liberalism 2
2
Locke, John – The Second Treatise 9
3
Snyder 2
4
Snyder 4
5
Snyder 8
6
Barber – Strong Democracy 5
7
Nussbaum – Sex and Social Justice 9
8
Nussbaum 10
9
The Federalist Papers 33
10
The Federalist Papers 78
11
Barber 4
12
Barber 31
13
Barber 21
14
Barber 46
15
Barber 49
16
Barber 65
17
Barber 49
18
Barber 68
19
Rousseau, Jean-Jacques - The Social Contract 151
20
Rousseau xv
21
Rousseau 148
22
Rousseau xvi
23
Rousseau 190
24
Sandel, Michael – Democracy’s Discontent 7
25
Sandel 3
26
Sandel 318
27
Sandel 129
28
Snyder, R. Claire – Democratic Theory and the Case for Public Deliberation, 1-6
29
Matthews, David – Politics for People 208
30
Barber 131
31
Barber 131
32
Barber 266
33
Hitti, Philip – A History of the Arabs 749
34
Huntington – Clash of Civilizations 94
35
Hitti, Philip 756
36
Hitti, Philip 756
37
Rousseau, Jean-Jacques - Government of Poland 238
38
Rousseau 231
39
Rousseau 224
40
Rousseau 177