The Relationship Between GERD and

Asthma
Kristi M. I saac, BS, PharmD, AE-C
Clinical Assistant Professor of Pharmacy Practice
Xavier University of Louisiana
College of Pharmacy,
New Orleans, Louisiana


7/20/2009

US Pharm. 2009;34(7):30-35.
Asthma is a chronic airway disease characterized by airflow obstruction, bronchial
hyperresponsiveness, and inflammation.
1
There are many triggers and comorbid conditions
that have been shown to increase asthma symptoms and/or precipitate asthma exacerbations.
The Expert Panel Report 3: Guidelines for the Diagnosis and Management of Asthma
recognizes gastroesophageal reflux disease (GERD) as a comorbid condition of asthma and
recommends medical management of GERD in appropriate patients.
1

The relationship between asthma and GERD has been discussed for many years. In 1892, Sir
William Osler described an association: severe paroxysms of asthma may be induced by
overloading the stomach, or by taking certain articles of food.
2
Although these two disorders
often occur together, the relationship between GERD and asthma remains unclear. This
article will review the prevalence, proposed pathophysiology, and treatment
recommendations for persons with both asthma and GERD.
Prevalence
In the United States, an estimated 20 million people have asthma,

and almost 20% of the U.S.
population suffers from the classic symptoms of GERD, such as heartburn and regurgitation,
at least once a week.
3,4
The prevalence of GERD in patients with asthma is estimated to be
34% to 89%.
5

Although it remains unclear whether or not a true causal relationships exists, several studies
show that GERD symptoms tend to be increased in patients with asthma. Field et al
investigated the prevalence of symptomatic gastroesophageal reflux using a questionnaire-
based survey.
6
Among the 109 patients with asthma who participated in the study, 77%
experienced heartburn and 55% experienced regurgitation; symptoms were higher than in the
control groups. OConnell et al also utilized a symptom survey to examine prevalence of
GERD in 189 patients with asthma in a Veterans Administration (VA) hospital.
7
Seventy-two
percent of the patients reported heartburn. Perrin-Fayolle et al found reflux symptoms in 65%
of 150 surveyed patients with asthma.
8
These results suggest that the prevalence of GERD
symptoms in patients with asthma is increased; however, it does not establish causality.
Pathophysiology of GERD-induced Asthma
Several proposed mechanisms about the pathophysiology of GERD-induced asthma exist,
although these mechanisms are not completely understood. Proposed mechanisms of GERD-
induced asthma include a vagally mediated reflex, heightened bronchial reactivity,
microaspiration, and immune system modification.
Vagal Reflex: The esophagus and bronchial tree share embryonic origins and innervation
through the vagus nerve; therefore, acid in the esophagus could stimulate esophageal
receptors, initiating a vagally mediated reflex.
9
Many studies show that the vagally mediated
reflex mechanism is important to GERD-induced bronchoconstriction, while others report
conflicting data. Mansfield and Stein showed that patients with reflux had a 10% increase in
airway flow resistance.
10
Wright et al measured airflow and arterial oxygen saturation before
and after esophageal acid infusions in 136 individuals.
11
Results indicated that there was a
significant decrease in both airflow and arterial oxygen saturation after infusion of the acid.
Other studies have failed to show significant pulmonary response to esophageal acid. Field
analyzed 18 studies that reviewed the effects of GERD on pulmonary function in adults with
asthma.
12
He concluded that the effects of esophageal acid on pulmonary function are
minimal and only affect a minority of subjects. In patients with nocturnal asthma, Tan et al
found no significant changes in airflow resistance when esophageal acid was present.
13

Heightened Bronchial Reactivity: Another proposed mechanism of GERD-induced asthma
is heightened bronchial reactivity. Some data suggest that exposure to esophageal acid may
increase bronchial activity to other stimuli. Herve et al reported on the effects of esophageal
acid on expiratory flow with methacholine challenge testing.
14
When esophageal acid was
infused versus normal saline, the total dose of methacholine needed to reduce the forced
expiratory volume in one second (FEV
1
) by 20% was significantly lower.
Microaspiration: Microaspiration of gastric acid into the larynx and upper airway could
cause stimulation of the upper airway and increase airway resistance. Jack et al showed that
microaspiration of gastric fluid into the upper airway may trigger asthma symptoms in
patients with asthma.
15
When the esophageal and endotracheal pH was decreased, the mean
peak expiratory flow fell 84 L/min. When acid was introduced in the esophagus without
microaspiration of gastric fluid into the trachea, the peak expiratory flow fell only 8 L/min. In
an animal study, Tuchman et al found a significant increase in response when acid was
introduced directly into the trachea versus the esophagus.
16
Although microaspiration may be
an inducer of bronchial reactivity, other studies suggest that microaspiration does not play a
significant role in GERD-induced asthma.
17

I mmune System Modification: A recent study conducted at Duke University showed that
GERD may alter the immune systems response to allergens, further strengthening the link
between GERD and asthma.
18
Researchers compared the immune systems response to
allergens in mice with gastric fluid in the lungs to its response in normal mice. Results
showed that the mice with GERD developed a response similar to that found in patients with
asthma by releasing a type 2 helper T cell. The comparison groups response was more
balanced, releasing both type 1 and type 2 helper T cells. This study shows that
microaspiration may lead the immune system to generate an asthmatic response.
Other Factors
Many factors may lead to GERD development in patients with asthma. Potential predisposing
elements include an increased pressure gradient, airway obstruction, and asthma medications.
During an asthma exacerbation, there may be an increase in negative pleural pressure, which
increases pressure on the diaphragm. This may override lower esophageal pressure, thereby
promoting reflux.
19

Airway obstruction may also predispose asthma patients to GERD by relaxing the lower
esophageal sphincter (LES). Zerbib et al showed that airflow obstruction significantly
increased the number of LES relaxations and the number of reflux episodes.
20
The number of
LES relaxations decreased when airflow obstruction was reversed.
Bronchodilator medications may decrease lower esophageal pressure, which favors
gastroenterologic reflux. One study found a 24% increase in reflux time and a threefold
increase in symptoms over baseline with theophylline therapy. Patients with subtherapeutic
levels of theophylline did not have a significant increase in reflux symptoms.
21
Another study
examined the effects of nebulized albuterol versus placebo on lower esophageal relaxation
and reported that albuterol therapy reduced lower esophageal tone and may increase the
likelihood of acid reflux in a subset of patients.
22
Furthermore, oral corticosteroids have been
shown to increase esophageal acid contact time significantly.
23
However, Field et al reported
that no asthma medications were associated with an increased likelihood of having GERD
symptoms.
6

Diagnosing GERD in Patients With Asthma
Every patient with asthma should be asked about GERD as well. Questions should include
whether frequent cough and hoarseness are present and whether asthma symptoms occur after
meals or when lying down.

In addition, inhaler use when experiencing GERD symptoms
should be assessed.
5
The signs and symptoms of GERD are listed in TABLE 1.
If typical GERD symptoms are present, a trial of pharmacologic therapy is warranted.
Empiric therapy is considered successful if asthma outcomes are improved.
24
Further testing
is recommended in patients in whom empiric therapy is unsuccessful or who have symptoms
suggesting complicated GERD.
5
Of note, many asthma patients with GERD do not
experience reflux symptoms; this subset of patients may be difficult to diagnose.

Treatment
The current asthma guidelines recommend that medical management of GERD be instituted
for patients who have asthma and complain of frequent heartburn (pyrosis), particularly those
who have frequent episodes of nocturnal asthma.
1
Three categories of medications are widely
available for the treatment of reflux disease: proton pump inhibitors (PPIs), H
2
antagonists,
and antacids.
Proton Pump Inhibitors: The PPIs are the most potent inhibitors of gastric secretion
available and the recommended therapy when treating GERD-induced asthma. These
medications suppress gastric acid secretion by inhibition of the hydrogen-potassium
adenosine triphosphatase (H+, K+ATPase) enzyme system found on the surface of parietal
cells. PPIs should be administered 30 to 60 minutes before meals. Dexlansoprazole (the
newest PPI), pantoprazole, and rabeprazole may be taken without regard to timing of meals.
A minimum of 3 months of therapy is recommended. Common adverse effects include
abdominal pain, nausea, diarrhea, and headache.
25
The available PPIs, their standard adult
dosing, and their proposed dosing in GERD-related asthma are displayed in TABLE 2.
Studies evaluating the efficacy of PPIs on asthma outcomes have been conducted. In a trial
evaluating the dose of omeprazole required for adequate acid suppression in 30 nonsmoking
adults with asthma and GERD, 73% of subjects had improved asthma symptoms and/or peak
expiratory flow rates after 3 months.
26
Many of the subjects required more than the standard
dose (20 mg/day) to suppress the acid; therefore, a high-dose PPI (i.e., double-standard or
twice-daily dosing) is recommended in the treatment of coexisting asthma and GERD. In a
double-blind, placebo-controlled, crossover study, 107 patients with asthma were randomized
to either omeprazole 40 mg/day or placebo for 8 weeks.
27
A significant reduction in nighttime
asthma symptoms was found in the omeprazole group, although daytime symptoms did not
improve. Ford et al noted no improvements in daytime or nocturnal symptoms using
omeprazole 20 mg/day for 4 weeks.
28

Littner et al reported the effects of lansoprazole on asthma symptoms in patients with severe
asthma and reflux.
29
Lansoprazole did not improve daily asthma symptoms; however, therapy
did significantly decrease the number of asthma exacerbations and improved quality of life.
In a study evaluating the effects of esomeprazole on asthma outcomes in patients with
asthma, esomeprazole improved the peak expiratory flow in subjects with both nocturnal
symptoms and GERD. No significant improvement in peak expiratory flow was detected in
other subjects.
30


H
2
Antagonists: H
2
-receptor antagonists inhibit acid secretion by blocking histamine
receptors on the parietal cell. Four H
2
antagonists are currently available in the U.S.:
cimetidine (Tagamet), famotidine (Pepcid), nizat idine (Axid), and ranitidine (Zantac).
Depending on the severity of the disease, H
2
antagonists can be given in low (OTC),
standard, and high doses. For example, standard doses of H
2
antagonists include cimetidine
400 mg four times daily or 800 mg twice daily, famotidine 20 mg twice daily, nizatidine 150
mg twice daily, and ranitidine 150 mg twice daily. The dosage of these medications should be
reduced by 50% in patients with moderate-to-severe renal failure. Common side effects
include headache, fatigue, dizziness, and gastrointestinal (GI) disturbances.
31

Cimetidine, and to a much lesser extent ranitidine, can inhibit the CYP450 system. Drugs
metabolized via the CYP450 system, such as theophylline and warfarin, may be affected.
Famotidine and nizatidine do not inhibit this pathway; therefore, drug interactions mediated
by hepatic metabolism are not expected. Drug interactions, especially with cimetidine, should
be monitored.
31

In a study evaluating 18 patients with both asthma and GERD, 14 patients felt that their chest
symptoms had improved significantly after cimetidine therapy.
32
Another trial reported the
effects of ranitidine 150 mg twice daily for 4 weeks on reflux and asthma control. Only a
modest improvement in nocturnal asthma occurred, with no change in lung function and peak
flow values.
33

Antacids: Antacids relieve heartburn and dyspepsia by neutralizing gastric acid. In addition
to increasing the intragastric pH, they may also increase LES pressure. Several
nonprescription antacid products are available, including Alka-Seltzer, Gaviscon, and Maalox
(i.e., aluminum and magnesium salts). Most of these products are inexpensive, making them a
desirable option for patients seeking temporary relief of symptoms.
34
Generally, antacids
have a short duration of action, requiring frequent daily administration. Dosing intervals
range from hourly to as needed. These products may cause GI side effects and acid-base
disturbances. Significant interactions with drugs, including iron and tetracycline, may
occur.
31
In a trial evaluating the effectiveness of Gaviscon and lifestyle changes in patients
with GERD and asthma, there was a 44% improvement in symptoms only. Lung function
tests did not differ between the treatment and control groups.
35

Surgical I nterventions: Surgical therapy, such as laparoscopic Nissen fundoplication, is an
option for patients who have failed to respond to medications, experience complications of
GERD, or have elected to have surgery despite successful medication therapy. Several studies
suggest that surgical intervention improves asthma symptom control. Sontag et al reported
complete resolution of asthma symptoms after surgery in 6 of 13 patients.
36
After reviewing
24 reports of surgical antireflux therapy in patients with asthma, Field et al reported that
GERD and asthma symptoms were improved in 90% and 79% percent of the subjects,
respectively.
37
Surgical antireflux therapy has been found superior to an H
2
antagonist;
comparisons with PPIs were found to be similar.
31

Lifestyle Modifications: Asthma symptoms associated with GERD can be aggravated by
high-fat meals that delay gastric emptying and foods that lower LES pressure. Eating or
drinking acidic foods may also trigger symptoms.
31
Foods and medications that may worsen
GERD symptoms are shown in TABLE 3.
Lifestyle changes should be initiated in patients with both asthma and GERD. These
modifications include elevating the head of the bed on 6- to 8-inch blocks, avoiding food and
drink at least three hours before retiring, and not lying down within 2 hours after a meal.
Other lifestyle modifications include weight reduction, smoking cessation, and alcohol
avoidance. These patients should also avoid foods and drinks that may worsen symptoms of
GERD.

Conclusion
Health care providers should be aware that GERD is a potential trigger of asthma, although
not all asthma patients with GERD experience reflux symptoms. All patients with asthma
should be questioned about reflux symptoms, and antireflux therapy, in particular high-dose
PPI therapy, should be initiated if appropriate. If symptoms are not improved after 3 months
of empiric therapy, then either reflux is inadequately controlled or GERD-induced asthma is
not present. Referral to a gastroenterologist may be warranted.
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