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Archaeological Journal:
Review Feature
Askut in Nubia: the Economics and Ideology of
Egyptian Imperialism in the Second Millennium BC
by Stuart Tyson Smith
London & New York (NY): Kegan Paul International, 1995;
ISBN 0-7103-0500-1, xviii + 242 pp.
The ideology of imperialism is a broad theme, replete with the deeds of powerful historical
figures glorying in their heroic achievements. There are also the conquered peoples to
consider, often less centralized or less powerful than their oppressors. Yet we may well ask
what it is_ that drives states to conquer their neighbours? For alongside the rhetoric of
power and military success there is the daily reality of economic need or economic greed.
Empires exploit their subject provinces for gain as well as glory. Empire-builders are not
only seeking a place in the annals of history; they are also lookingfor the massive material
rewards which successful territorial expansion can deliver.
The theme of this Review Feature is the ideology of Egyptian expansionism in Nubia
during the 2nd millennium BC. This was the 'golden age' of ancient Egypt, associated with
the names of rulers Tuthmosis III, Akhenaten and Ramesses II. For much of the New
Kingdom (1550-1000 BC) the Egyptians were at war in the Levant, founding and then
losing an empire which stretched almost to the Euphrates. At the same time they expanded
their control southwards into Nubia, a land poor in agricultural produce but rich in
minerals, above all gold. In Egyptian imperial ideology Nubia was represented as a
conquered province, a subjugated set of inferior peoples. This ideology sought to justify
Egyptian expansionism in terms of the righteous government of Egyptian kings, seeking
to impose order in place of chaos. The king was presented as universal conqueror, and it
was only natural that he should win control of neighbouring lands beyond the borders of
Egypt itself.
Against this is the argument that imperial Egypt did not conquer Nubia for
conquest's sake nor merely to bolster royal power and fulfil the grandiose expectations
of royal propaganda but as a calculated action with an economic objective. It was
Nubian resources rather than military glory which were the goal.
Such is the theory propounded by Stuart Tyson Smith in the volume considered
here. Egyptian rule in Nubia was reinforced by the construction of a series of forts along
the course of the Nile. These were first built during the Middle Kingdom, in an early phase
of Egyptian southward expansion, but were reconquered in the Nubian campaigns waged
123
Review Feature
by the first few rulers of the New Kingdom period. One of these forts was Askut,just above
the Second Cataract, and now flooded by the waters behind the Aswan Dam. It is
excavations at Askut in 1962-64 that Smith takes as the basis for his study of Egyptian
imperialism in Nubia, charting the history of the site from its construction as a garrison
fort in the Middle Kingdom, the arrival of Egyptian colonists in around 1800 BC, its varied
fortunes during the Second Intermediate Period (1650-1550 BC) when local rulers seized
control, and its recapture by Egyptian armies at the start of the New Kingdom (c. 1550 BC).
Smith's thesis is that despite royal rhetoric, Egyptian imperialism in Nubia was
driven largely by economic objectives. The purpose was to exploit the conquered territory
for maximum profit. In the process, Egyptian cultural influence spread deep into Nubia.
But it was economics, Smith maintains, which were the key:
Nubia in the New Kingdom was made over into an image of Egypt itself, not to serve some
ideological need to replicate Egypt abroad, but rather as the most efficient means of exploiting the dramatic changes in the infrastructure which occurred during the Second Intermediate Period, documented for the first time in detail archaeologically at Askut. They could,
with relative ease, co-opt the already extant Egyptian colonists, along with the fast acculturating native rulers. They naturally chose the best system available, that of Egypt itself,
in order to make a self-sufficient colony. The extraction of wealth and trade in valuable
staple and wealth goods fueled unprecedented economic prosperity in Egypt and led to the
rapid expansion of the elite scribal class, culminating in the elaborate bureaucracy of the
New Kingdom. Royal control over the exotic wealth produced by Nubia served as a powerful
marker of royal status and as political currency to ensure elite loyalty and to reward
participation by elites and commoners in the centralized state. Using ideology on the one
hand and socio-economic systems on the other, they created one of the world's earliest and
most successful expressions of Imperialism, using their Nubian colony to create prosperity
at home, and reinforce the position of the state both at home and abroad.
To what extent, then, was Egyptian involvement in Nubia driven by hard-headed profit
motives? Was royal propaganda merely the ideological icing on the economic cake? And
how do these factors compare in empires elsewhere in the ancient world? To address these
questions, we have invited four commentators to give their own assessment of Smith's
analysis. The first two (Kemp and Trigger) are specialists in Egypt or Nubia; the others
(Postgate and Sinopoli) write from a comparative perspective. Smith himself was in the
field at the time ofgoing to press, but we hope to publish his response to these comments in
the next issue of CA].
124
Askut in Nubia
Barry Kemp
McDonald Institute for Archaeological Research,
University of Cambridge, Downing Street,
Cambridge, CB2 3ER
Imperialism is mostly the preserve of historians of
more recent periods, but the subject does, from time
to time, attract the attention of archaeologists and
anthropologists. Theirs tends to be an Olympian perspective, one less influenced by the terms of the
debate of the imperialists themselves as they are
preserved in written records. The ancient Near East
fits uncomfortably here. It is sufficiently remote in
time and rich in archaeology to attract attention of
this kind; yet the abundance of written and artistic
sources provides a ready-made platform from which
to write history from the viewpoint of the participants. Stuart Tyson Smith's Askut is an attempt at
integration, which puts Egyptological sources
through the mill of theory.
Much of his book is a straightforward and very
valuable account and analysis of an archaeological
site in Sudanese Nubia, which was excavated in the
1960s ahead of the creation of the lake behind the
High Dam at Aswan. On an island in the Nile a brick
fortress had been built as part of the military occupation of Nubia by the Egyptians in the Middle Kingdom (beginning around 1850 BC) (Figs. 1 & 2). Three
centuries later it was modified in a way that reflected the very different style of domination of the
New Kingdom when, at many sites, temples and
Egyptian-style towns and civil administrations replaced the garrisons (Fig. 3). Although Askut is not
exactly a microcosm of what happened it was bypassed by the large-scale temple building of the New
Kingdom Smith uses his presentation of excavation results to address questions asked many times
before: what were the Egyptians up to in Nubia?
Does it count as imperialism? And why did their
policy change so greatly between the Middle and New
Kingdoms? For an answer he looks less towards the
minutiae of Egyptological sources, primarily textual,
than to certain discussions on the nature of empires
drawn from the field of archaeology and anthropology. The result is a stark evaluation of ancient motives, very much in tune with the times we live in.
Basically, it was all to do with how to become richer.
The key to Smith's explanation lies in the nature and pliability (or otherwise) of the local population. In the Middle Kingdom this comprised local
indigenous communities who clung to their own cultural identity as a means of asserting their independence. Eventually Egyptian garrisons were replaced by
a settled Egyptian population which stayed behind
following the withdrawal of Egyptian military and
administrative support at the end of the Middle Kingdom. It was they who provided the necessary sympathetic channel for the extension of the Egyptian
way of life into Nubia which followed the reconquest
at the end of the Second Intermediate Period. They
were the useful instruments of acculturation which
enabled the Egyptians to exploit the economic resources of Nubia. Smith relegates ideology to the
periphery of explanation. It 'legitimizes' calculated
political acts by which economic goals are seized.
Review Feature
SECOND CATARACT
WadiAllaqi
Gold fields
D Egyptian fort
Kerma and C-group
settlement
Semna
Q p (D Kumma
Semna
South
10 km
dak del
Figure 1. Location map shoiving the second cataract forts. (After Smith 1995, fig. 1.6.)
126
Askut in Nubia
Treasury ?
'Upper Fort'
(= "Commandant"?)
I-
\Aj
>rCi\'Labor Prison'?
New Kingdom
10
20
Scale
'Storehou
10
20
30
Scale
Review Feature
Askut in Nubia
This pattern of activity challenges the assumption that New Kingdom Egypt possessed a single
centre which exploited its peripheries. The royal court
129
Review Feature
and its residence cities were indeed centres of conspicuous consumption, but the policy of building
and endowing provincial temples also created numerous lesser centres which extended with no apparent diminution of scale through Nubia. Thus,
although Nubia was a source of wealth (including
gold) for the Egyptian court, it is a reasonable guess
that a significant portion of it was used to enrich the
temples that the Egyptians built there. Smith scorns
the concept of an imperial balance-sheet with a debit
side, but this ignores the likely way that society in
the New Kingdom had come to be constructed.
And then, at a mature stage in the evolution of
New Kingdom society, we have Ramesses II's extraordinary programme of temple-building which
embraced both Egypt and Nubia and which is bound
to have involved a major reallocation of temple
wealth. It produced in Lower Nubia the rock-cut
temples of which the larger at Abu Simbel is one of
the major surviving monuments of his reign anywhere. What rational economic motives explain Abu
Simbel? It was not situated in a particularly fertile
area or one possessed of strategic importance, and
what land there was is likely to have been allocated
to the typical patchwork of private and institutional
ownership more than a century previously.
We can understand Ramesses II only by looking to the same set of values that the Egyptians
themselves expressed. Successful kingship in ancient
Egypt encompassed the paternalistic ideal, the creation of a general feeling of well-being throughout the
country. So the acts public works of various kinds
which included warfare and empire-building of
those kings who had achieved it served as models.
By emulating the past they reinforced it. Ramesses II
became the ultimate expression of royal rolefulfillment. Sixty years after his death and a dynastic change, Ramesses IV indulged in a wishful
prayer:
More numerous are the deeds and benefactions
which I have done for your temple in order to
supply your sacred offerings, and to seek out every
effective and beneficent deed, and to perform them
daily in your precinct in these 4 years than those
which King [Ramesses II] did for you in his 67
years. And so you shall give to me the long lifespan
and the prolonged reign which you gave him . . .
(Peden 1994, 93)
Askut in Nubia
provide useful categories for analyzing shifts in Egyptian policy in Lower Nubia (Fig. 6). My own research
convinces me that Egypt's involvement in Nubia
was primarily motivated by economic considerations
and I agree with Smith's inference, based on Susan
Alcock's model, that the form this intervention took
in successive periods was conditioned by changing
imperial goals and the structure of indigenous systems as these were interrelated in a cost-minimization strategy. A similar approach was implicit in my
schematic analysis of changing trading arrangements
between Egypt and Upper Nubia in Pharaonic times
(Trigger 1976a).
Smith's findings at Askut greatly clarify the
hitherto uncertain nature of the Egyptian presence
in Lower Nubia from the Middle into the New Kingdom. They support and extend Harry Smith's conclusion, based on his analysis of burial patterns at
Buhen, that the garrison of the Egyptian fort system
shifted from rotating military units to permanent
Egyptian settlers about the end of the 12th Dynasty.
It also appears that the descendants of these Egyptian settlers continued to live at Askut through the
Second Intermediate Period and into the New Kingdom. The presence of much larger amounts of Nubian
pottery in the Second Intermediate Period also indicates that these settlers interacted much more with
C-Group, Medjay (Pan Grave), and Kerma people
than their military predecessors had done. I would
like to consider further some of the implications that
Smith's findings may have for understanding what
was happening in Lower Nubia at this time, especially in terms of ethnic relations.
In a recent doctoral dissertation (1996) Wendy
Anderson has undertaken a detailed quantitative
analysis of mortuary remains from fifteen C-Group
cemeteries in Lower Nubia in order to investigate
changing patterns of social differentiation. Her findings indicate that economic inequality was present
among the C-Group at all times and was greatest
during the middle of the Second Intermediate Period. Yet the C-Group shows no sign of rigid stratification at any period and locally shifting patterns of
wealth and access to Egyptian goods suggest considerable competition both among and within C-Group
communities. The evidence seems to rule out the
formation of stable (state-like) hierarchies of C-Group
communities as well as the complete suppression by
the Egyptians of intercommunity competition even
at the height of Egyptian power in the Middle Kingdom. On the other hand, growing evidence of tomb
and corpse destruction, the presence of weapons in
graves, and the construction of fortifications along
Nubia Rediviva
Bruce G. Trigger
Department of Anthropology, McGill University,
Montreal, Quebec, Canada, H3A 2T7
Over thirty years ago Lower Nubia was drowned
beneath the waters of the High Dam and archaeological work ceased there except in Napatan and
later levels at and around the citadel of Qasr Ibrim.
After a flurry of site reports and syntheses, interest
shifted north into Egypt and farther south into the
Sudan leaving Lower Nubia largely forgotten. In
recent years, however, there has been a renewed
interest in Lower Nubia among archaeologists, many
of whom were not born when the region was flooded.
Research based on site reports and museum collections by David Edwards (1996) and Dorian Fuller
(1996) has resulted in new interpretations of the
Meroitic period, while work by Josef Wegner (1995)
and Wendy Anderson (1996) is transforming our
understanding of the C-Group period and the New
Kingdom. Stuart Tyson Smith's re-analysis of Alexander Badawy's unpublished excavations at the
Egyptian fortress of Askut between 1962 and 1964 is
a further distinguished contribution to the revival of
the archaeological study of Lower Nubia. Once again
it becomes evident that ancient Nubia has great potential for expanding our understanding of colonialism and ethnic relations.
Askut in Nubia exemplifies the great progress
that has been made since 1965 in drawing the study
of ancient Egypt both technically and theoretically
into the mainstream of archaeological research.
Ronald Horvath's and Brad Bartel's definitions of
eradication, acculturation, and equilibrium strategies
131
Review Feature
Lower Nubia
AHMOSE
Fadms
Wadi Allaqi
Gold fields
Mirgissa J ^ B 2
Semna %f Askut
Upper Nubia
O Kurgus
Dongola
Reach
100 km
Key
Cataract
Overland routes
O Atbara
Egyptian fortress
O Other site
Askut in Nubia
Review Feature
dissimilar subjects
similar subjects
dissimilar subjects.
and
Egypt's relations with Nubia were ultimately driven
by economic (not ideological) considerations which
spanned the entire system and connected with external systems, (p. 15; cf. also p. 178)
Much could hang on what is meant here by 'ultimately', but let us press on regardless.
Smith sees his emphasis as shared by Alcock,
whose 'approach is explicitly economic, as it relies
on a cost-minimization strategy by the dominant
state as the prime mover' (p. 17). The implication is
that Alcock sees economic gain as the prime incentive for a state to absorb another, or as the prime
objective against which alternative styles of domination are measured. My reading of her text does not
suggest that she privileges the economic motive so
explicitly. Her general statements tend rather to acknowledge the dual importance of the economic and
the 'symbolic': 'Politico-administrative foundations
. . . were both pragmatic and symbolic acts' (Alcock
1989, 90) or 'Consideration of the extent of political
reorganization... can provide one basic index to the
"material and symbolic restructuring" at work within
each empire' (Alcock 1989, 94).
This is surely right, and unlike Smith ('ideology serves primarily as a means of legitimization,
with only a secondary role in determining the imperial strategy' p. 17; cf. p. 178) I am not happy to
banish ideology to the margins of imperial motivation. For instance, there are considerations of sentiment, attached to certain territories or their
populations: an Egyptian tradition in Nubia features
in Smith's account of Askut (e.g. p. 176), and in
Mesopotamia we can think of the drive of NeoAssyrian kings to recover cities and land previously
occupied by Assyrians but overrun by Aramaean
tribes, often described with explicit mention of the
historical background, or earlier of territorial entities with a cultural rather than political sense of
'o other
Western
Asian
Centres
Long distance exchange
Trade from exploited
periphery
Centre
To other
African Centre
pgj
Point of contact
Exploited periphery
Askut in Nubia
Review Feature
cultural identity, political dynamics, and the complex webs of relations, participants, and activities
that constitute the creation and operation of imperial states.
While much recent scholarship on early states
and empires has emphasized their internal variability and the inherent contradictions among different
organizational spheres, territories, incorporated polities, and social actors (e.g. Alcock 1993; Brumfiel
1994; Mann 1986; Sinopoli & Morrison 1995), Smith
instead employs a rigid typological framework (presented in a 2 x 3 matrix) developed by Ronald
Horvath and Brad Bartel (pp. 8-9; Fig. 6). In this
typology, imperialism is first distinguished from colonialism according to the absence or presence of
permanent settlers. Both colonialism and imperialism are further subdivided into three catagories
eradication, acculturation, and equilibrium distinguished on the basis of the impact of foreign conquerors on indigenous populations. Eradication
imperialism is defined by 'the disappearance of all
regional habitation'; acculturation imperialism is
identified by 'changes in [the] indigenous economic
system to [the] imperial system'; and equilibrium
imperialism entails 'indigenous cultural maintenance
with only small imperial presence' (p. 9). The criteria
used to define each subcategory differ, and include
demographic, economic, and 'cultural' characteristics respectively, creating some analytical vagueness.
In many cases, the colonialism/imperialism distinction would likely be very hard to draw. This strict
typological approach seems anachronistic in a 1995
publication, though to his credit Smith's later discussion does allude to some of the internal variability and historical dynamics that such a typology
necessarily obscures. Smith views imperial conquest
as an economic strategy, and seeks to document the
economic puruits of Egypt as they pursued 'costminimization' to meet their 'inherently economic'
goals (p. 22). In his conclusion he claims to have
demonstrated this thesis; however, in much of his
discussion Askut seems to be a consumer of both
state and locally generated resources rather than a
generator of wealth that benefited more distant state
coffers.
Colonialism
Imperialism
Eradication
Replacement of
native by
colonial culture.
Disappearance of
all regional
habitation.
Acculturation
Indigenous
culture change to
colonial culture.
^Change in indigenous
economic system to
imperial system.
Equilibrium
Separate settlement
enclaves of the
two cultures.
Indigenous cultural
maintenance with
only smll imperial
presence.
Askut in Nubia
137