Documente Academic
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Documente Cultură
DOI 10.1007/s00787-011-0199-8
ORIGINAL CONTRIBUTION
Received: 17 November 2010 / Accepted: 30 June 2011 / Published online: 17 July 2011
Springer-Verlag 2011
Introduction
Childhood adversity has long been considered an etiological factor in the development of psychopathology in
diverse theories ranging from attachment theory [1], in
which early deprivation and maternal loss are posited to
lead to psychopathology via maladaptive attachment styles,
Becks cognitive theory of depression [2], in which early
experience is thought to lead to depression via dysfunctional beliefs about the self, the world and the future,
learned helplessness theory [3], in which depression is
considered a result of the perceived absence of control over
the outcome of a situation, to social learning theory that
explains the intergenerational transmission of violence [4],
to name a few. More recently, research has provided other
theoretical explanations such as the impact of early stress
upon the hypothalamicpituitaryadrenal axis and brain
function, the evidence of which comes from both animal
primate and non-primate and human models [58]. Additionally, the unsuccessful search for individual gene candidates consistently associated with specific psychiatric
disorders has led to numerous studies focusing on gene
environment interactions, particularly interactions with
early life stress [911].
Epidemiologic research has provided support for the
association between childhood adversities and psychiatric disorders in adolescence and a few have made
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460
contributions toward establishing causality with longitudinal designs [1216]. However, an important and still
unanswered question to understand the mechanisms of risk
is whether the pathway or pathways from adversity to
pathology are specific or general.
Numerous studies have focused on specific associations
such as child maltreatment and violence with depression
and externalizing disorders [1417], parental loss and
depression [1820], and family adversities and attention
deficit hyperactivity disorder [21, 22]. An important limitation of the research to answer this question has been the
limited array of adversities and mental health outcomes
studied simultaneously. A notable exception is the MECA
Study, which addressed the association between a large
number of discrete proximal adverse life events and a
variety of mental disorders [13].
The failure to include a variety of adversities and psychopathologies has important implications for the interpretation of findings, because adverse childhood experiences do
not occur in isolation, but rather have been found to be
highly related and have a cumulative impact upon mental
health [12, 16, 23, 24], thus obscuring or possibly overestimating associations between any particular adversity with
any particular psychiatric disorder. It may also lead to
assumptions about the specificity of particular adversities
with particular disorders, which may be unfounded. A
review of the literature on stress and child/adolescent mental
health suggests very little specificity between particular
stressors for particular outcomes [25], but conclusions are
limited by the lack of comparability between studies and
breadth of stressors and outcomes. Another limitation has
been that most research has been conducted in developed
countries where there are more service resources to attend to
children who have experienced adversity.
A few comprehensive epidemiological surveys have
now been conducted to help elucidate the individual and
joint effects of a large variety of adverse childhood experiences on psychopathology in adult populations [2631].
Overall, these surveys also suggest little specificity of
effects other than the greater impact of family dysfunction
adversity (such as child abuse and parental pathology) over
non-family dysfunction adversities (such as poverty) and
parental loss (divorce and parental death). Overall, these
studies suggest that childhood adversities are associated
with a 2060% increased risk of psychopathology and are
estimated to account for almost 45% of all childhood-onset
disorders and up to 32% of adult-onset disorders [28, 29].
One limiting commonality of these studies is that they rely
on retrospective adult reports of events, which had taken
place during childhood and adolescence. Additionally,
chronic adversity might not only be associated with the
development of psychopathology, but also to the degree of
impairment or the severity of the disorder among those
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Methods
Participants
This report presents secondary analyses of data from the
Mexican Adolescent Mental Health survey [33]. The
sample consists of 3,005 adolescents (52.1% female, 47.9%
male) aged 1217 years selected from a stratified multistage area probability sample representative of nearly two
million adolescents residing in the Mexico City Metropolitan Area. In all strata, the primary sampling units were
census count areas cartographically defined and updated by
the Instituto Nacional de Estadstica, Geografa e Informatica [National Institute of Statistics, Geography and
Informatics] for the Mexican Population and Housing
Census in 2000. Secondary sampling units were city blocks
(or groups of them) selected with probability proportional
to size. All households within these city block units with
adolescents in the age range were selected. One eligible
member from each of these households was randomly
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Results
The estimated individual and joint associations of childhood adversity and the probability of having any psychiatric disorder are presented on Table 1. The first model
presented, the bivariate model, in which 12 separate
regression equations were performed, one for each adversity, shows that all adversities except parental death,
parental divorce and economic adversity were associated
with psychiatric disorder with odds ratios ranging from 1.4
for other parental loss to 2.1 for physical abuse. To correct
for the possible over-estimation of the effects of individual
adversities due to their interrelatedness, two multivariate
models are also presented in Table 1. The first multivariate
model includes all adversities, but does not account for the
number of adversities, such that the effect of each adversity
is assumed to be equal. In this model, six adversities
remain significant (parent mental illness, physical abuse,
family violence, neglect, physical illness and other parental
loss), albeit with lower odds ratios ranging from 1.3 to 1.7.
Because the family dysfunction adversities have larger
odds ratios overall than the other adversities, it is probable
that the effect of each adversity cannot be assumed to be
equal and, thus, the final multivariate model accounts for
both the type of adversity and the number of family dysfunction adversities and the number of other adversities. In
this final model, 8 of the 12 adversities are significantly
associated with the onset of psychopathology (parent
mental illness, physical abuse, sexual abuse, family violence, neglect, parent criminal behavior, physical illness
and other parental loss) with odds ratios ranging from 1.3
to 2.0. Overall, these odds ratios are slightly lower than
those in the bivariate model, but higher than those of the
first multivariate model. This second multivariate model
was also performed separately for males and females and
no significant sex differences were found for the association of adversities with psychiatric disorder (results not
shown). In all models, the net impacts of any of the
adversities on any mental disorder were modest in effect, in
the range of 1.32.0 in the most complex model of Table 1.
463
Table 1 Estimated risk (odds ratios) of having any DSM-IV disorder by chronic adversity in bivariate and multivariate survival models
Bivariate Modela
Multivariate modelb
for type of adversity
OR
95% CI
OR
95% CI
OR
95% CI
2.0**
1.82.3
1.7**
1.41.9
2.0**
1.62.4
Physical abuse
2.1**
1.82.4
1.6**
1.41.8
1.9**
1.62.3
Sexual abuse
Family violence
2.0**
1.7**
1.52.7
1.42.0
1.3
1.3**
1.01.9
1.11.6
1.9**
1.5**
1.42.5
1.21.9
Neglect
1.7**
1.42.1
1.3*
1.01.6
1.5**
1.21.9
1.6**
1.41.9
1.2
1.01.5
1.4**
1.11.8
1.6**
1.32.0
1.0
0.81.3
1.3
1.01.8
Physical illness
1.5**
1.31.8
1.3*
1.01.5
1.3**
1.11.5
1.4**
1.11.6
1.3*
1.01.5
1.3*
1.01.6
Parent died
1.1
0.81.5
1.1
0.91.5
1.2
0.91.6
Economic adversity
1.0
0.81.2
1.0
0.81.1
1.0
0.91.3
Parent divorce
1.1
0.81.3
1.0
0.81.2
1.0
0.81.3
Based on discrete-time survival models with person-year, the unit of analysis pooled across 20 different DSM-IV/CIDI disorders, controlling for
age at interview, gender, diagnostic category and person-year (n = 3,005)
*p \ 0.05; **p \ 0.01
a
Twelve separate bivariate models were estimated, one for each childhood adversity with the controls listed in the previous footnote
The model was estimated with all 12 adversities simultaneously in addition to the controls listed in the first footnote
The model was estimated with all 12 adversities and with dummy predictors for number of family dysfunction adversities and number of other
adversities in addition to the controls listed in the first footnote
Discussion
This study contributes to the literature on risk factors for
adolescent psychopathology, by expanding the previously
limited array of adversities and disorders examined
simultaneously to elucidate the individual and joint effects
of chronic adversity, taking into account the type and
number of adversities as well as the type and severity of
psychopathology. The main findings suggest that family
dysfunction adversities such as parent pathology, abuse and
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464
Table 2 Estimated risk (odds ratios) of types and numbers of childhood adversities on four classes of DSM-IV disorders
Mood
Anxiety
OR
95% CI
OR
Substance
95% CI
OR
Behavioral
95% CI
OR
95% CI
2.0**
1.42.9
1.9**
1.52.3
2.1
1.04.4
2.3**
1.73.1
Physical abuse
2.1**
1.52.9
1.7**
1.32.1
2.2*
1.04.7
2.4**
1.73.3
Sexual abuse
2.2**
1.33.9
1.6*
1.02.5
1.1
0.52.9
1.8*
1.13.0
Family violence
1.4
1.01.9
1.4**
1.11.7
2.6**
1.44.7
2.0**
1.42.9
Neglect
2.0**
1.23.2
1.0
0.81.4
2.1
1.04.5
2.8**
1.84.4
1.0
0.61.8
1.1
0.81.5
6.6**
3.213.5
2.2**
1.53.2
1.2
1.3
0.71.9
0.82.0
1.3
1.3**
1.01.9
1.11.5
1.8
0.9
0.74.8
0.32.4
1.5
1.9**
0.92.5
1.42.6
1.2
0.81.7
1.3*
1.01.6
1.6
0.83.2
1.4
1.01.9
Parent died
1.3
0.82.0
1.2
0.91.7
0.5
0.12.0
1.1
0.71.8
Economic adversity
0.9
0.61.3
1.0
0.81.2
1.4
0.72.6
1.1
0.81.6
Parent divorce
1.1
0.81.6
1.0
0.81.3
0.7
0.31.7
1.2
0.81.9
v212
= 92.1 (p \ 0.0001)
v212
= 141.8 (p \ 0.0001)
v212
= 76.3 (p \ 0.0001)
v212
= 122.5 (p \ 0.0001)
Based on discrete-time survival models with person-year, the unit of analysis pooled separately across four classes of DSM-IV/CIDI disorders,
controlling for number of family dysfunction adversities, number of other adversities, age at interview, gender, and person-year (n = 3,005)
*p \ 0.05; **p \ 0.01
Table 3 Estimated risk (odds ratios) of childhood adversities on
disorder severity among adolescents with a 12-month disorder
Risk of serious disorder
OR
95% CI
1.1
0.52.2
Physical abuse
2.1
0.85.3
Sexual abuse
Family violence
7.6**
1.9*
2.920.1
1.13.2
Neglect
1.2
0.43.5
1.2
0.72.1
2.7
1.07.5
Physical illness
0.6
0.21.7
1.0
0.52.0
Parent died
0.9
0.51.9
Economic adversity
0.5
0.31.1
Parent divorce
1.1
0.52.4
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Table 4 Estimated effects (odds ratios) of number of chronic adversities on risk of DSM-IV disorders using multivariate survival models
Simple modela
OR
Complex modelb
95% CI
OR
95% CI
Number of adversities
0
1.2
1.01.5
1.7**
1.52.0
0.8
0.61.1
2.5**
2.03.1
0.6
0.31.1
2.7**
2.23.2
0.4**
0.20.8
5
6
2.5**
3.4**
1.54.0
1.57.6
0.3**
0.4*
0.10.6
0.10.9
4.3**
3.06.0
10
11
12
Based on discrete-time survival models with person-year, the unit of analysis pooled across 20 different DSM-IV/CIDI disorders, controlling for
age at interview, gender, diagnostic category and person-year (n = 3,005)
*p \ 0.05; **p \ 0.01
a
The model was estimated with dummy predictors for number of adversities with the controls noted in the first footnote without any information
about the types of adversities
The model was estimated with dummy predictors for number of adversities as well as for the types of adversities in addition to the controls
noted in the first footnote
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466
health outcomes, whereas having a natural mentor contributes to better mental health outcomes [57, 58]. Additionally, the Mexican context might partially mitigate
potentially negative consequences of parental loss in that
extended family members, particularly grandparents, often
substitute for parents (i.e., look after children when parents
work, migrate to larger cities or the USA to find employment or pass away), thus potentially buffering the negative
impact of loss. With regard to economic adversity, it may
be that the lack of variability (i.e., the large proportion with
economic adversity) may hinder the ability to find differences, or that the impact of living in poverty is less when
ones reference group also lives in poverty. Needless to
say, these results are consistent with the finding that low
socioeconomic status was not a risk factor for psychiatric
disorders in Mexican-American youth, though it was for
European American youth [59].
Because many of these adolescents are still experiencing
adversity or little time has passed for the development of a
psychiatric disorder, these data may represent only the
acute effect of adversity on psychopathology. Only longitudinal data can address conclusively the persistence of
these disorders or the new onset of disorder later in life.
However, retrospective reports of adults do suggest longterm effects, such that these disorders persist into adulthood and that those experiencing childhood adversity have
greater odds of developing new psychiatric disorders years
afterward [28, 31]. The majority of associations for individual adversities are rather modest (representing 30% to
twofold odds in our most comprehensive models). While
some adversities such as sexual abuse, parental death and
neglect are fairly infrequent (1.7, 5.6 and 5.7%, respectively), others are quite common such as witnessing
domestic violence (19.4%) and being a victim of physical
abuse (13.8%) [23]. The common occurrence of some
adversities, despite the modest associations with psychiatric disorders, points to the public health relevance of
childhood adversities. Additionally, the greater risk for
multiple adversities, which when interpreted in light of our
prior findings that most youth who experience at least one
adversity also experience others, an average of 2.8 [23],
suggests a non-trivial proportion of adolescent psychiatric
disorders attributable to childhood adversities. In conclusion, these findings suggest general pathways from family
dysfunction to psychopathology and provide further evidence for the importance of family-focused intervention
and prevention efforts.
Acknowledgments This work was supported by the National
Council on Science and Technology in conjunction with the Ministry
of Education (Grant No. CONACYT-SEP-SSEDF-2003-CO1-22),
and CONACYT (Grant No. CB2006-01-60678) allowed for continued analyses of adversity. The survey was carried out in conjunction
with the World Health Organization World Mental Health (WMH)
123
None.
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