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154
Problem
Explicit block-spring
Block-spring equations
Explicit pendulum-Earth
Block-Earth equations
Block-Earth dialogue
155
Section where
first described
Corresponding figure
Context
Systems
Results
III A
III A
III C
III C
III C
Fig. 1
Fig. 2
Fig. 3
Fig. 4
Fig. 4
Elastic
Elastic
Gravitational
Gravitational
Gravitational
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155
Table III. Results from a version of the explicit block-spring problem (see
Fig. 1) in which students were asked about the change in potential energy
during a specified time interval for the block alone and the block-spring system. Uncertainties are not given because the question was administered in
only one section of the course. The correct responses are indicated in bold.
Results
N 148
Block
Block and spring
Correct for both
systems
Same answer for
both systems
Potential
energy
increases
Potential
energy
decreases
Potential
energy stays
the same
Cannot be
grouped
as a system
13%
18%
53%
49%
28%
26%
6%
5%
13%
45%
Table II. Results from two parts of the explicit block-spring problem (see
Fig. 1) in which students were asked about the change in the total energy
during a specified time interval for two choices of system: the block alone
and the block-spring system. The correct responses are indicated in bold.
The results are the mean across four classes. Uncertainties reflect the 95%
confidence interval based on variances among these four samples. In this
and all other tables, the percentages include both students who did and who
did not provide correct explanations.
Results
N 595
Total
energy
increases
Block
Block and spring
Correct for both
systems
Same answer for
both systems
156
33% 6 6%
12% 6 9%
Total
energy
decreases
Total
energy stays
the same
9% 6 5%
54% 6 9%
9% 6 3%
74% 6 4%
20% 6 5%
56% 6 6%
Cannot be
grouped
as a system
4% 6 1%
4% 6 3%
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156
Table IV. Results from the first part of the block-spring equations problem
(see Fig. 2) in which students were asked whether various quantities listed
are positive, negative, or zero over a specified interval. Results from the
block-Earth equations problem were similar to these, except as described in
the text. The responses consistent with the choice of the block alone as the
system of interest are shown in bold. The results are the mean across four
classes. Uncertainties reflect the 95% confidence interval based on variances
among these four samples.
Table V. Results from parts of the block-spring equations problem (see Fig. 2)
and the analogous block-Earth equations problem (see Fig. 4) in which students were asked to write equations relating the quantities they had identified
in part 1 as nonzero. A possible interpretation for each of these equations is
included. The first three equations represent the possible correct options. The
results are the mean across four classes for the block-spring equations problem
and three classes for the block-Earth equations problem. Uncertainties reflect
the 95% confidence interval based on variances among these samples.
Results
I
II
Block-spring Block-Earth
N 531
N 380
N 531
Positive
Negative
Zero
94% 6 6%
4% 6 5%
1% 6 2%
23% 6 7%
68% 6 4%
7% 6 2%
74% 6 4%
11% 6 4%
11% 6 2%
49% 6 8%
29% 6 5%
17% 6 4%
zero between ti and tf: the work done on the block by the
hand, WBH; the work done on the block by the spring, WBS;
the change in kinetic energy of the block, DK; and the change
in potential energy of the block, DU. They were also given the
option of saying that it was not possible to determine the sign
of any of these quantities. They were then asked to explain
their reasoning. For this problem we did not probe which system the students chose, but whether they would deal with all
four quantities in a manner consistent with some implicit
choice. The wording of the questions suggested that a system
consisting of just the block be considered.
In the second part of the problem, students were asked if
was possible to write a single equation that relates all of the
quantities that they had indicated were nonzero. They were
then asked to write an equation relating as many of these
nonzero quantities as possible and to explain their reasoning.
Students could use the definition of work to conclude that
WBH is positive and WBS is negative. Similarly, DK is positive,
because the block begins at rest and ends with a nonzero velocity. DU is zero because the block does not deform (and the
spring is outside the system). It is possible to relate the three
nonzero quantities with the work-energy theorem, Wnet DK,
in the form WBH WBS DK, or with WBH WBS DK,
which implicitly relates the absolute values of these quantities.
Because there is not a unique correct solution for this problem,
we categorized responses according to whether the equations
would lead to correct or incorrect results if the students were
given numbers. Three equations are correct according to
this criterion: WBH WBS DK (for the system consisting of
the block alone), WBH DK DU (for the system consisting
of the block and spring) and WBS DU (which relates the
two systems).22 The relation WBH WBS DK DU can be
considered to be correct if DU or WBS is identified as zero.
The results from the first part of the problem, in which students identified the signs of the four quantities, are shown in
Table IV.23 For the first three quantities, between 68% and
94% of the responses were correct for a system consisting of
the block alone. The most common response for the question
about the change in potential energy of the block was that it
is positive, which is consistent with thinking about a system
consisting of the block and spring together.
157
WBH WBS or E DK
(correct for the block system)
WBH DK DU
(correct for the block-spring or
block-Earth system)
WBS or E DU
(relates block system to block-spring or
block-Earth system)
WBH WBS or E DK DU
(double-counting)
WBH WBS or E
(true if the block were to
begin and end at rest)
DK DU
(true if the energy of the block-spring or
block-Earth system were constant)
WBH DK (possible misapplication of the
work-energy theorem)
WBH WBS or E DU (possible misapplication
of the relation Wconservative DU)
16% 6 4%
7% 6 11%
6% 6 4%
13% 6 3%
6% 6 5%
6% 6 11%
20% 6 5%
13% 6 4%
24% 6 18%
(Ref. 26)
10% 6 15%
12% 6 4%
10% 6 11%
5% 6 2%
5% 6 6%
5% 6 4%
5% 6 7%
Only 10% of the students gave a set of four responses consistent with the choice of the block alone as the system of interest. About 59% identified all four quantities as being
nonzero, claiming that both the work done on the block by
the spring and the change in potential energy of the block are
nonzero. These students might have made no attempt to answer all four questions with respect to a single system, or
they might not have recognized that interactions must only
be taken into account once. The equations they wrote provide some insight. The most common ones are shown in column I of Table V. Only 18% of the students answered
correctly by writing only correct equations; another 9%
wrote at least one correct equation but included one or more
incorrect equations.24
B. Summary of specific difficulties identified
We have asked many variations on both of the representative block-spring problems described in Sec. III A. In the following, we interpret the responses in terms of common
difficulties related to the choice of system and discuss some
implications. These difficulties are not mutually exclusive: a
particular response could fit into more than one category.
However, we have found these categories useful for describing patterns in student responses.
1. Failure to recognize that an energy analysis depends
on the choice of system
Students often fail to match their analysis of work, energy,
and energy transfers to the system under consideration. Many
seem to treat different groupings of objects as identical. This
Lindsey, Heron, and Shaffer
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157
failure to tailor their answer to the system under consideration is reflected in Table II, which shows that more than half
of the students gave the same answer for the change in total
energy of both the block and the block-spring systems in the
explicit block-spring problem. The failure to distinguish
between systems is closely related to other difficulties which
we identified.
2. Tendency to associate potential energy with a single
(point-like) object rather than with a collection of objects
It is common for students to ascribe potential energy to
the system consisting of an object by itself. They often
referred explicitly to the potential energy of the block, even
on versions of the problems that do not specifically ask about
potential energy. For instance, in the explicit block-spring
problem, a student who stated that the energy of the block
remains constant gave the explanation:
[When] the spring is stretched and the block is in place, all
of the blocks energy is in the form of potential energy. As the
block is released, the energy translates from potential energy
to kinetic energy but the total amount remains the same.
The same student also claimed (correctly) that the energy
of the block-spring system remains the same and explained
that This is the same situation as in [the block system]. Due
to the law of conservation of energy, the energy translates
among potential, elastic, and kinetic, but the total remains
the same.
As mentioned, one version of the explicit block-spring
problem asked students about the change in potential energy
of the block. As shown in Table III, 28% indicated correctly
that the potential energy of the block system does not
change, and 53% indicated that it decreased (a correct
response for the block-spring system). On average, 21% of
the students explicitly stated that potential energy is converted into kinetic energy for the system consisting of the
block alone. Similar statements were seen among responses
to the block-spring equations problem, on which 78% of the
students indicated that the change in the elastic potential
energy of the block was nonzero.
These results are not surprising, because many instructors
and textbooks informally refer to the potential energy of single objects. However, many students gave no indication that
they recognize that potential energy should be associated
with a system consisting of multiple interacting objects
rather than with one object by itself. As shown in Table III,
49% of the students who were asked explicitly about the
potential energy of the block-spring system recognized that
the potential energy decreases and 26% stated it does not
change. As we will show, confusion over the proper system
with which to associate potential energy can lead to significant difficulties with energy in general.
3. Assumption that the energy of any system is constant
In the explicit block-spring problem, 46% of the students
claimed that the total energy of both systems remains constant. For either system, 18% of the students gave as their reason that energy is conserved or conservation of energy
with no further explanation. Others justified this reasoning
with an appeal to the changes in kinetic and potential energy,
as in the previous student quote.
Responses to the block-spring equations problem seem
to reflect the same assumption. One of the most common
158
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158
Table VII. Results from the explicit pendulum-Earth problem in which students were asked about the change in potential energy during a specified
time interval for two choices of system. The results are from one class that
had been given both questions. Uncertainties are not given because the question was administered in only one section of the course. The correct
responses are indicated in bold.
Results
N 174
Ball
Ball and Earth
Correct for both
systems
Same answer for
both systems
Potential
energy
increases
Potential
energy
decreases
Potential
energy
stays the same
Cannot be
grouped
as a system
7%
11%
83%
58%
7%
14%
1%
17%
3%
56%
Table VI. Results from the explicit pendulum-Earth problem (see Fig. 3) in
which students were asked about the change in total energy for two possible
choices of system over a specified interval. The correct response is indicated
in bold. Values given are the mean score across four classes. Uncertainties
reflect the 95% confidence interval based on variances among the four
samples.
Results
N 621
Total
energy
increases
Ball
Ball and Earth
Correct for both
systems
Same answer for
both systems
159
14% 6 5%
9% 6 8%
Total
energy
decreases
Total
energy stays
the same
Cannot be
grouped
as a system
7% 6 6%
74% 6 6%
5% 6 5%
67% 6 8%
6% 6 4%
3% 6 2%
16% 6 9%
62% 6 11%
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159
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160
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161
ACKNOWLEGMENTS
The authors wish to thank the members of the Physics
Education Group at the University of Washington, both past
and present, who contributed to this research. Thanks are
especially due to Lillian C. McDermott and MacKenzie
R. Stetzer for their many contributions to this project. Beth
Lindsey would also like to thank the Department of Physics
at Georgetown University for providing her with support
during portions of this project. The authors gratefully
acknowledge the support of the National Science Foundation
through Grant Nos. DUE-0096511 and 0618185.
a)
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162
12
R. A. Lawson and L. C. McDermott, Student understanding of the workenergy and impulse-momentum theorems, Am. J. Phys. 55(9), 811817
(1987).
13
C. Singh and D. Rosengrant, Multiple-choice test of energy and momentum concepts, Am. J. Phys. 71(6), 607617 (2003).
14
A more complete listing of articles relating to work and energy in a thermodynamic sense, particularly to student understanding of heat and temperature, can be found in L. C. McDermott and E. F. Redish, Resource
Letter: PER-1: Physics education research, Am. J. Phys. 67(9), 755767
(1999).
15
L. Ding, Designing an energy assessment to evaluate student understanding of energy topics, Ph.D. dissertation, Department of Physics,
North Carolina State University, 2007.
16
R. W. Chabay and B. A. Sherwood, Matter and Interactions, 3rd ed.
(John Wiley & Sons, Hoboken, NJ, 2010).
17
R. Driver and L. Warrington, Students use of the principle of energy
conservation in problem situations, Phys. Educ. 20(4), 171176 (1985).
18
In addition to the articles we have described, there exists a vast literature
on the learning and teaching of energy at the precollege level. Some representative articles include N. Papadouris, C. P. Constantinou, and T.
Kyratsi, Students use of the energy model to account for changes in
physical systems, J. Res. Sci. Teach. 45(4), 444469 (2008) and H.
Goldring and J. Osborne, Students difficulties with energy and related
concepts, Phys. Educ. 29(1), 2632 (1994).
19
W. M. Christensen, D. E. Meltzer, and C. A. Ogilvie, Student ideas
regarding entropy and the second law of thermodynamics in an introductory physics course, Am. J. Phys. 77(10), 907917 (2009).
20
Students were given credit for completing the pretest, regardless of the
correctness of their answers. They had 15 min to complete the entire pretest and were free to consult textbooks and the web during that time. Based
on the reasoning provided in student responses, we believe that access to
these resources did not affect student responses significantly.
21
On some of the questions we have described, we have seen variations
larger than is typical. To give a sense of these variations, in the tables we
163
report values as the mean across several classes, with error bars that represent the 95% confidence interval based on the score variances.
22
For the purposes of this analysis, we did not distinguish between student
use of positive or negative quantities. In other words, the relations
WBH WBS DK and WBH WBS DK were treated identically regardless of whether students had identified the quantities as positive or
negative.
23
Students were also given the option of stating that it was not possible to
determine the sign of each of these quantities. These data are not included
in the table because in every case, fewer than 5% of the students chose this
option.
24
Although students had been asked only to write one equation, many wrote
more than one. The tables indicate the percentage of students writing each
equation, not the percentage of equations written. Thus the percentages in
the tables sum to more than 100%.
25
About 20% of the students wrote this equation. About 15% of all students
had indicated elsewhere that each of the terms in the equation is nonzero.
26
We observed a larger spread in percentages of students giving the doublecounting response on the block-Earth equations problem than is typical in
our research. (The percentage ranged from 18% to 32% across three samples.) This result suggests that further research on this topic is needed.
27
This last response is similar to the results reported in Ref. 19 in which students experienced similar scale-related difficulties when asked about the
change in entropy of an object and its (much larger) surroundings.
28
Clicker questions are multiple-choice questions to which students respond
in real time using hand-held personal response systems, or clickers.
Clicker questions are used for formative assessment of student understanding as well as to promote interactive engagement in the classroom. For
more information on this technique, see E. Mazur, Peer Instruction: A
Users Manual (Prentice Hall, Upper Saddle River, NJ, 2007).
29
See, for example, D. Halliday, R. Resnick, and J. Walker, Fundamentals
of Physics, 9th ed. (John Wiley & Sons, Hoboken, NJ, 2011).
30
T. A. Moore, Six Ideas That Shaped Physics, Unit C: Conservation Laws
Constrain Motion, 2nd ed. (McGraw-Hill, New York, 2003).
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163