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sions about free will, if my arguments that the propositions are not
justified by the data hit their mark, they undermine the scientific
arguments at issue about free will. For example, it may be plausible that a
person whose conscious intentions never play a role in producing corresponding behavior never acts freely; but if we lack good reason to believe
that our conscious intentions never play a role of this kind, this particular
line of argument for the thesis that free will is an illusion is out of the
running (at least until powerful evidence for the claim about conscious intentions is produced).
1. What Threatens Free Will?
In a review o Effective Intentions., Manuel Vargas suggests that "the
core threat" to free will might arise not from the striking empirical propositions that I discuss there, but instead "from the bare fact that there are
neurological antecedents to conscious decisions. . . . What is really at
stake is whether our conscious intentions, even given some role in the production of action, can be picked out of the causal nexus and treated as
special or 'free'" (2009). He offers the following diagnosis of what scientists I disagree with might be thinking:
[They] are sometimes motivated by what the philosophical literature labels
as "source" intuitionsthe idea that for us to act with a free will we must be
the ultimate origins of strands of the causal nexus. On one way of putting
things, source theorists thitik that free acts catmot have causal antecedents
that extend back in time prior to the decisions of the agent or the agent's free
formulation of the relevant characterological inputs to that decision. . . . Acknowledging that our actions have causal roots in pre-conscious brain
activity, as Mele does, just highlights the fact of our causal embeddedness. It
does nothing to block the basic worry of how we could be the kinds of beings
that stop the buck enough to count as free, or as deserving of moral praise
and blame.
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must be created by nervous system activity. How else could they arise? Ideas
would have to arise without a physical basis. Nervous system activity must
always precede.... If one has the experience of 'willing' the nervous system
to do something, the impression of willing must have been preceded by
nervous system activity. Otherwise there would be no source and we are in
the realm of the supernatural. (2001, 364-65)
Fisher's claim seems to be that because all mental events are produced by
"nervous system activity," free will is an illusionthat the Libet-style
thesis that free will is an illusion is entailed by the fact that all mental
events are produced by brain events.' He seems to assume that free will
has to be "supernatural."
P. Read Montague takes a similar position:
Free will is the idea that we make choices and have thoughts independent of
anything remotely resembling a physical process. Free will is the close
cousin to the idea of the soulthe concept that 'you', your thoughts and
feelings, derive from an entity that is separate and distinct from the physical
mechanisms that make up your body. From this perspective, your choices are
not caused by physical events, but instead emerge wholly formed from
somewhere indescribable and outside the purview of physical descriptions.
This implies that free will cannot have evolved by natural selection, as that
would place it directly in a stream of causally connected events. (2008, 584)
Here Montague represents free will as something that depends for its
existence on the truth of substance dualisma view that includes a commitment to the idea that "associated with each human person, there is a
thinking thing . . . not composed of the same kinds of stuff as . . .
nonmental things" (Zimmerman 2006, 115; Zimmerman describes the
"thinking thing" as a soul, but some substance dualists prefer to use the
word "mind"). And, as I pointed out (Mele 2009, 67-68, 110-13), there
are similar dualistic elements in Libet's and Wegner's thinking aboutfreewill.
As Vargas mentions, in Free Will and Luck (Mele 2006) and
elsewhere I defend a position on what "free will" means. My position is
thoroughly naturalistic. I certainly do not view free will as something that
depends for its existence on the truth of substance dualism. Furthermore,
in my view, "causal embeddedness" and the fact that "our actions have
causal roots in pre-conscious brain activity" (Vargas 2009) pose no threat
at all to free will, and all of our actionsfree and unfreeare causally
influenced by things that happened long before we were bom. But in
Effective Intentions, I did not want to appeal to this philosophical view of
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mine in rebutting the scientific arguments I examined for the thesis that
free will is an illusion. Instead, I wanted to rebut those arguments by
showing that the striking empirical propositions I referred to earlier and
other propositions of this kindpropositions that play a pivotal role in
these argumentsare not justified by the data. This is something I could
do without arguing about what "free will" means. And that is a reason for
proceeding in the way I did: readers do not need to agree with me about
what "free will" means in order to see why the empirical propositions at
issue are not justified by the data.
2. Arguing with Scientists about What "Free Will" Means
The following argument is suggested by some remarks I quoted from
Vargas (2009) in the preceding section and by the passages I quoted from
Fisher and Montague:
1. All conscious decisions have neurological antecedents.
2. A conscious decision is freely made (or is an exercise of free will)
only if it has no neurological antecedents.
3. So no conscious decision is freely made (no conscious decision is
an exercise of free will).
I certainly accept premise I. I do not see how a real human being (or
nonhuman animal) can make conscious decisions in the absence of "neurological antecedents." And I certainly reject premise 2. Philosophical
grounds for rejecting premise 2 are implicit in, for example, my Free Will
and Luck (Mele 2006). Here I will take a more scientific approach to the
question how progress might be made in efforts to resolve disputes about
that premise.
As I mentioned. Fisher, Montague, and others understand free will
very differently than I do. For example, they seem to understand free will
in a way that makes premise 2 true, whereas I do not. If I were to try to
persuade them to understand free will differently, how would I try to
persuade them?
I take up this question shortly. Answering another question provides
some useful background. Here is the question: Why might I try to persuade
Fisher, Montague, and others to understand free will differently?
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Bad
59.8
66.1
Good
57.4
61.1
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were not on their syllabus. About half of them (33) were presented with
the following text:
First answer the question on page # I. Then turn the sheet over and answer
the question on page # 2.
We're interested in how you understand free will. Please read the following
sentences and answer the question by circling your answer.
In 2019, scientists finally show exactly where decisions and intentions are
found in the brain. Our decisions are brain processes, and our intentions are
brain states.
In 2009, John Jones saw a 20 dollar bill fall from the pocket of the person
walking in front of him. He considered returning it to the person, who did not
notice the bill fall; but he decided to keep it. Of course, given what scientists
later discovered, John's decision was a brain process.
Question: Did John have free will when he made his decision?
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part 3 of the study with that question in mind. Participants were another
group of Florida State Universify undergraduates (N = 90) taking a basic
philosophy course that did not deal with free will. This time I used two
stories. One is a version of the story used in part 2 in which I strengthened
the physicalist aspect by adding (at the beginning of the story) that in
2019, "scientists finally prove that everything in the universe is physical
and that what we refer to as 'minds' are actually brains at work." (The
remainder of the story is the same as the story in part 2.) The other is the
following "compliance drug" story:
In 2019, scientists who work for a secret military organization finally
develop a fool-proof compliance drug. The drug is used to make people
decide to do various things. Whenever they give a person the drug and then
suggest a course of action, that person is irresistibly caused to decide to take
that course of action. They make their suggestions through a tiny computer
chip that they implant in a person's brain.
These chemists gave the compliance drug to John Jones, a very honest man.
When John saw a 20 dollar bill fallfi^omthe pocket of the person walking in
fVont of him, they suggested keeping it. John considered returning it to the
person, who did not notice the bill fall; but, of course, he decided to keep it.
After all, the combination of the compliance drug and the suggestion forced
John to decide to keep it.
The order of presentation was counterbalanced, and participants were instructed not to change their answer to the first question in light of their
answer to the second. (They answered the question on the front of the
sheet, turned the sheet over, and answered the question on the back.)
Only 21.11% of the participants said that John had free will when he
made his decision in the compliance drug story, and 73.33% said this in
the physicalist scenario.^ The strong "no free will" response to the compliance drug story indicates that the great majority of participants do not
take a free-will-no-matter-what perspective on human decision making
(see Feltz et al. 2009, 16-19). And a scenario in which physicahsm is very
salient elicits a strong "free will" response.
Andrew Monroe and Bertram Malle conducted a study in which participants responded to the following request: "Please explain in a few lines
what you think it means to have free will" (2010, 214). The 180 participants were undergraduates at the Universify of Oregon. Monroe and Malle
report that "no assumptions of substance duahsm . . . were expressed"
(216). Nahmias reports related findings:
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pression, those scientists have more of a burden than I do. How would
they defend their position on what "free will" means? If and when such a
defense is forthcoming, it can be evaluated.
3. Another Experiment and General Observation
In Effective Intentions I examine a wide range of data that have been
used to support the claim thatfi-eewill is an illusion. The "ScienceNOW
Daily News" article from which I quoted at the beginning of this article
refers to a study (Soon et al. 2008) that was published after the book was
in press. I discuss the study shortly with the primary aim of illustrating a
general point.
Some philosophical background is in order first. The claim that we
act freely only if substance dualism is true should be distinguished fi-om
the claim that we act fi-eely only if our conscious decisions or conscious
intentions are at least sometimes among the causes of corresponding
actions.5 The existence of effective conscious decisions or intentions
seemingly does not depend on the truth of substance dualism. Conscious
decisions and intentions might, for example, be physical items or
supervene on physical items. In Effective Intentions, I examine alleged
evidence for the claim that conscious intentions and decisions are never
among the causes of corresponding actions (2009, chs. 5 and 6). I will not
repeat the examination here. However, I will repeat an observation that
helps forestall confusion.
For the most part, scientists are not metaphysicians; and they should
not be expected to take a stand on metaphysical connections between
mental items and physical itemsfor example, on whether conscious intentions supervene on physical states. (There is an enormous literature on
supervenience. For the uninitiated, I recommend Kim [2003].) From a
physicalist neuroscientific point of view, proof that the physical correlates
of intentions are among the causes of some corresponding actions counts
as proof that intentions are among the causes of some corresponding
actions, and evidence that the physical correlates of intentions are never
among the causes of corresponding actions counts as evidence that intentions are never among the causes of corresponding actions. As I observed
in Effective Intentions, it is primarily philosophers who would worry
about the metaphysical intricacies of the mind-body problem despite
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accepting the imagined proof about physical correlates, and the argumentation would be distinctly philosophical (2009, 146).^ (For a discussion of
evidence that conscious intentions or their physical correlates sometimes
are among the causes of corresponding actions, see Mele [2009], ch. 7.)
Chun Siong Soon, Marcel Brass, Hans-Jochen Heinze, and JohnDylan Hajoies conducted an experiment in which participants were asked
to perform a "motor-decision task while their brain activity was measured
using . . . fMRJ" (2008, 543). "When they felt the urge to do so, they were
to freely decide between one of two buttons, operated by the left and right
index fingers, and press it immediately." The study's "key question [is]
whether any brain region encoded the subject's motor decision ahead of
time" (544). Soon et al. write: "we found that two brain regions encoded
with high accuracy whether the subject was about to choose the left or
right response prior to the conscious decision." They report that "The predictive information in the fMRI signals" from a region of the frontopolar
cortex (BAIO) "was already present 7 s before the subject's motor decision.
Taking into account the sluggishness of the BOLD responses, the predictive neural information will have preceded the conscious motor decision
by up to 10 s." The second predictive region is in the parietal cortex.
When signals from the two regions just mentioned are combined, the
encoding accuracy is greatest; and even then the accuracy is only about
60%, with 50% being chance, of course (see Soon et al. [2008], Supplementary figure 6, Haynes [2011], 93). This study raises several questions.
I will pursue just two of them.
First, is it true that the brain regions at issue "encoded the subject's
motor decision ahead of time" (544)? Given that the encoding accuracy
was only 60%, it certainly is rash to conclude that a decision was actually
made at this early time (7 to 10 seconds before subjects were conscious of
a decision), and it is less rash to infer that, at this time, brain activity was
occurring that made it probable (though not highly probable) that the
agent would select a particular button. The brain activity may indicate that
the agent is, at that point, slightly more disposed to press that button than
the other one the next time he or she presses.
My second question is one we should ask about any alleged empirical
threat to the existence of free will. On what conceptions of free will, if
any, would the alleged threat actually be a threat? This is not the place for
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not make a decision about which button to press: instead they unconsciously acquire an intention to press a certain button long before it seems
to them that they intend to press it.' Should compatibilists be terribly
worried? Not at all. It is very difficult to reason persuasively from alleged
or imagined findings about cases in which, as the agents realize, they have
no reason to favor either option over the other to the conclusion that the
same sort of thing would be found in cases in which the agents are far
from indifferent about their options. Presumably, automatic tie-breaking
mechanisms are at work in many cases in which we are indifferent
between or among the available options, as I have observed elsewhere
(Mele 2009, 83); and it is rash to assume that what happens in situations
featuring indifference is also what happens in situations in which unsettledness about what to do leads to careful reasoning about what to do.
Even if some action-ties are broken for us unconsciously well before we
are aware of what we "intend" to do, it certainly does not follow from this
that we never make effective conscious decisions. (And, of course, compatibilists are not at all troubled by the observation that these decisions
have "neurological antecedents.")
What about libertarianism? Libertarian theories about free will divide
into three kinds: event-causal, agent-causal, and noncausal. Typical eventcausal libertarian theories assert that agents never perform free actions
unless some of their actions are indeterministically caused. Whereas the
laws of nature that apply to deterministic causation are exceptionless,
those that apply most directly to indeterministic causation are instead
probabilistic. Tj^ically, events like deciding to help a stranded motorist
as distinct from the physical actions involved in actually helpingare
counted as mental actions. Suppose that Moe's decision to help a stranded
motorist is indeterministically caused by, among other things, his thinking
that he should help. Given that the causation is indeterministic, he might
not have decided to help given exactly the same internal and external conditions. In this way, event-causal libertarians seek to secure the possibihfy
of doing otherwise that they require for free action, or for fundamentally
free action (that is, free action that does not derive its freedom solely from
earlier free actions the agent performed).
Agent-causal hbertarian theories about free will assert that agents themselvesas opposed, for example, to agents' motivational and representational statesare causes of free actions. According to these theories, the
meaning of "free will" is such that exercises of it require "agent causation."
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NOTES
1. Libet himself believed that free will is possible in a limited domain. He asserts that
"if the 'act now' process is initiated unconsciously, then conscious free will is not doing
it" (2001, 62; see 2004, 136). But he also claims that once we become aware of our
decisions or intentions, we can exercise free will in vetoing them (2004, 137-49). Some
people follow him part of the way. They accept the thesis about when and how decisions
to act are made but reject the window of opportunity for free vetoing as an illusion
(Wegner 2002, 55; Hallett 2007).
2. This probe read as follows:
In 2019, scientists finally show exactly where decisions and intentions are found in the brain and
how they are caused. Our decisions are brain processes, and our intentions are brain states. Also,
our deeisions and intentions are caused by other brain processes.
In 2009, John Jones saw a 20 dollar bill fall from the pocket of the person walking in fi-ont of
him. He eonsidered returning it to the person, who did not notice the bill fall; but he decided to
keep it. Of course, given what seientists later discovered, John's decision was a brain process
and it was caused by other brain processes.
The survey also asked whether students were taking their first philosophy class after high
school. The breakdown was 58 yes and 28 no. This difference did not have a statistically
significant effect on their answers about free will. About 88% of the first group and 82%
of the second group answered yes to the question about free will.
3. Of the participants who saw the physicalist story first (N = 43), 79.07% answered
yes to the question about that story, and 25.58% answered yes to the question about the
compliance drug story. The figures for those who saw the stories in the reverse order were
68.09% vs. 17.02%. Students who were taking their first philosophy course (N = 53) and
those who were not (N = 37) gave very similar responses: grand averages for yes answers
were 71.70% vs. 22.64% for the first-time students and 75.68% vs. 18.92% for the others.
4. Also see Stillman, Baumeister, and Mele (2011).
5. A comment on the expression "among the causes" may be usefiil. Suppose I had
deleted "among" or "among the" from the following string of words: "our conscious . . .
intentions are at least sometimes among the causes of corresponding actions." Some
readers would have inferred that I was entertaining the hypothesis that sometimes a
conscious intention is the only cause of a corresponding action. That is not a hypothesis
that I wish to entertain (see Mele 2009, 111).
6. Jackson 2000 is an excellent brief critical review of various relevant philosophical
positions that highlights the metaphysical nature of the debate.
7. "Compatibilism" and "incompatibilism" are often used as well to refer to views
about the conceptual relationship between moral responsibility and determinism.
8. I should add that I am officially agnostic about the issue that separates compatibilists from incompatibilists.
9. Freely deciding to press a button is one thing, and freely pressing it is another. I
forego discussion of free button pressing here.
10. I am grateftil to Manuel Vargas for motivating me to write this paper and for
comments on a draft. Some of the material in this article was presented at Peking University and Brown University. I am grateftil to my audiences for their input. This paper was
made possible through the support of a grant from the John Templeton Foundation. The
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opinions expressed in this publication are my own and do not necessarily reflect the views
of the John Templeton Foundation.
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