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Behavior of Soils
N. A. AL-SHAYEA,* K. R. MOHIB AND M. H. BALUCH
Civil Engineering Department,
King Fahd University of Petroleum & Minerals,
Box 368, Dhahran 31261, Saudi Arabia
ABSTRACT: This paper presents a constitutive model for soil, which combines
elements of plasticity with damage mechanics to simulate the stressstrain behavior.
The model is primarily suitable for soil types that exhibit a postpeak strain-softening
behavior, such as dense sand and stiff clay. The postpeak stress drop is captured by
the elasto-damage formulation, while the plasticity is superimposed beyond the
elastic range. The total strain increment is composed of an elasto-damage strain
increment and a plastic strain increment. The elasto-damage strain increment is
found using the elasto-damage formulation, while the plastic strain increment is
found using either the DruckerPrager classical plasticity model or as a function of
damage strain.
To implement this model, an experimental program was conducted on local
cohesive and cohesionless soils. Various physical and mechanical properties of these
soils were determined. Both triaxial tests and hydrostatic tests were performed under
different confining pressures, in order to obtain the model parameters. These
parameters were used to calibrate the model, which was coded in computer programs
to simulate the stressstrain behavior of soils. The model was verified and found to
be a good predictor of the geomaterial response for the selected stress path.
KEY WORDS: damage mechanics, soil plasticity, strain softening, confining
pressure.
INTRODUCTION
technique has been applied successfully
to various materials such as metals and concrete. It was assumed that
a purely brittle material unloads in an elasto-damage manner, with
nonlinearity caused by degradation in the modulus of elasticity due to
damage. However, a purely elasto-plastic material will always show
HE DAMAGE MECHANICS
305
306
N. A. AL-SHAYEA ET AL.
E2 < E3 < Eo
Eo
Path 2
Stress
E2
E3
Path 1
Path 3
Eo
Strain
Figure 1. Schematic unloading paths with ideal plastic deformation (path 1), perfectly brittle
behavior (path 2), and combined plasticity and damage (path 3) [Abu-Labdeh and Voyiadjis
(1993)].
307
308
N. A. AL-SHAYEA ET AL.
micro cracks and cavities cannot resist the externally applied load. The
effective area (S~ ) is obtained by subtracting the area of the voids (SD) from
the total area (S).
The damage variable (!n), associated with the normal (n), represents the
area of the cracks and cavities per unit surface in a plane perpendicular to
the normal (n) and is given as:
!n
S S~ SD
S
S
309
R3
Rc
f Ri = ni
Ro
fo
in
45
b=
b=1
R2
Figure 2. Limit fracture, loading and bounding surfaces in strain energy release space after
Suaris et al. (1998).
310
N. A. AL-SHAYEA ET AL.
0 0
T
For the CTC test the compliance and stiffness terms for i j 1, and with
!1 0 and !2 !3 !, can be shown to be:
C~ 11
1
,
Eo 1 !4
or D~ 11 Eo 1 !4
311
The strain energy density (W ) for the deviator part of the CTC test,
which is to be predicted by the formulation, is given as:
h i
1
1
1 12
1 !1 2
T ~
2 ~2
W fi g Cij j 1 C11
2
2
2 Eo 1 !2 2 1 !3 2
where, (C~ ij ) is the effective compliance matrix, the inverse of the effective
stiffness matrix, (D~ ij ). The relationship between axial stress ( 1), strain
("1), and the strain energy (W ) gives:
1 "1 Eo
1 !2 2 1 !3 2
1 !1 2
R2 R3 "21 Eo 1 !3
R1 is set to zero since negative values for Ri are inadmissible in view of the
non-negativity of the thermodynamic conditions. This further implies that
damage in direction 1 is also zero, i.e., !1 0. For the CTC test,
!2 !3 !, due to symmetry. The final expression for strain energy release
rate at onset of damage (Ro), for the CTC test, is given as:
p
2 2
10
Ro
Eo
where, is some percentage of the peak deviator strength ( 1,p).
The final expression for critical value of strain energy release rate at
failure (Rc), for the CTC test, is given as:
Rc
p
2
21,p
Eo 1 !5
11
312
N. A. AL-SHAYEA ET AL.
where,
@D~ 11 @f
d
@!k @Rk
p
2 2"1 Eo 1 !3 d"1
d
,
H 32 "21 Eo 1 !2
12
13
D
damage modulus,
hin i
#
82 "21 Eo2 1 !6
d1 Eo 1 !
d"1
H 32 "21 Eo 1 !2
4
14
313
15
16
where Eo is the initial modulus of elasticity value, which is free from damage
effect.
314
N. A. AL-SHAYEA ET AL.
R
and in = 1 o
Rc
Determine Ro =
Eo
With input of d1, enter the DO LOOP for specified number of times, and
determine 1 = 1 + d1
1
(Ri Ri )2
= 2 E o 12 (1 )
For (Ri Ri )2 Ro
b=
H=
d 1 = E o (1 )4 d 1
Rc
d
2
d =
H + 3 2 12 E o (1 )2
= + d
d 1 = E o (1 )4
2 2 1 E o (1 ) d 1
3
( in )
d =
= 1
b
(Ri Ri )2
6
8 2 12 E o2 (1 )
d 1
H + 3 2 E o 12 (1 )2
1 = 1 + d 1
1
d1e =
Eo
d 1d = d 1 d 1e
d 1p = F p d 1d
1
(Ri Ri )2
> Rc
YES
STOP
Figure 3. Flow chart for elasto-plasto-damage FORTRAN code, with plastic strains added by
method 1.
315
DruckerPrager Model
The DruckerPrager model was used for finding the plastic strain by
method 2. The DruckerPrager failure criteria is given as:
p
f J2D z J1 k
17
where, p
is the positive material parameter defining the yield criteria in J1
versus J2D space, and represents the slope of the straight line fit, k is the
intercept of the yield envelope, J1 is the first invariant of the stress tensor,
and J2D is the second invariant of the deviatoric stress tensor.
As long as the material is within the linear elastic range, the governing
stressstrain equation for a general case is given by Desai and Siriwardane
(1984), and it has the following form for the CTC test case:
d1
18
where, Go is the initial shear modulus, and Ko is the initial bulk modulus of
elasticity.
When the stress state reaches the yield envelope, the governing stress
strain equation for a general case is given by Desai and Siriwardane (1984),
and it has the following form for the CTC test case in the axial direction:
1 T1 1 R1 1 2T2 cell 2R2 2T1 cell R1 T2 1 R2
d1 2Go
d"1
1 2T2 cell 2R2
19
where, Ti A C i , and Ri A i B, with i 1, 2.
A and B are the factors depending on material parameters determined
from the test results, and are given as:
A
h
p0 k
J2D
92 Ko
p
1
Go
k
kp0 1
3Ko
J1
p
h
p
2Go
6 J2D
6 J2D
0
2h2
3Ko
, and
Eo
1 92 Ko =Go
20
21
22
23
316
N. A. AL-SHAYEA ET AL.
1
p
2kp0 J2D
24
The plastic strain in this method was calculated using the DruckerPrager
model [Equation (18) or (19)], which is coded in a FORTRAN program,
whose flow chart is shown in Figure 4. Notice that d"1 in Equations (18) and
(19) is the plastic strain, which is equal to d"p. The total strain was assumed
to be composed of elasto-damage and plastic strain. The elasto-damage
strain and stress were determined using Equation (14).
Enter the valuesof cell, d1 as the given strain
increment and maximum strain as inputs
NO
IF J 2 D J 1 k 0.0
YES
d 1p = 0.0
NO
STOP
Figure 4. Flow chart for execution of DruckerPrager model for traxial test.
317
EXPERIMENTAL PROGRAM
In order to implement the model and to determine its parameters, an
extensive experimental program was conducted. Two different types of soil
material were used, i.e., cohesive and noncohesive soil (marl and sand). The
marl had a specific gravity of 2.85, a liquid limit of 55.8, a plastic limit of
37.3, and a plasticity index of 18.49. Particle size distribution for marl was
obtained using sieve and hydrometer analyses, which indicated that marl
contained about 74% fines most of which are of clay size. The marl was
classified according to USCS as an organic clayey soil with high plasticity
(OH). The marl was tested at a maximum value of dry density of 1.526 g/cm3
and at optimum moisture content of 27.12% obtained from the Modified
Proctor compaction test.
The sand used was medium in size with Cu 2.342 and Cc 1.124. The
sand had a specific gravity of 2.64, and was classified according to USCS as
poorly graded medium sand (SP). The minimum and maximum densities of
the sand were found to be 1.86 and 1.609 g/cm3, respectively.
The marl samples were prepared at the maximum density and optimum
moisture content using five layers under static compaction, to obtain a
uniform sample. The sand was tested at a density of 1.853 g/cm3, which
corresponds to a relative density of 98%. The pluviation technique was used
for preparing the sand samples.
Unconsolidated drained triaxial compression tests were performed at cell
pressures of 100, 200, 300, 400, and 500 kPa, for both soils. A hydrostatic
compression test was conducted on both soils to obtain the initial bulk
modulus of elasticity (Ko). Isotropic cell pressures used were 25, 50, 100,
200, 400, 800, 1000 kPa for loading; and 800, 400, 200, 100, 50, 25 kPa for
unloading. All items of apparatus were calibrated to ensure accurate
measurements of stresses and strains.
RESULTS AND DISCUSSIONS
Elasto-damage Model Parameters
The expressions for the damage model parameters were determined from
the experimental results and then used in the computer program. These
parameters are presented as follows:
INITIAL MODULUS OF ELASTICITY (EO)
Eo was obtained from the results of the triaxial tests, as the slope of the
initial straight-line portion of the deviator stress versus axial strain curve,
for various values of cell pressure ( 3). Normalized values of Eo versus 3
318
N. A. AL-SHAYEA ET AL.
10000
8
Soil type
Sand
4
Marl
(E /Pa)
1000
8
6
4
2
8
(3 / Pa)
Figure 5. Normalized plots of initial modulus of elasticity for marl and sand.
with respect to atmospheric pressure (Pa 101.325 kPa) are shown in Figure 5
for both marl and sand. The expressions for Eo in kPa are:
Eo a Pa
3
Pa
b
25
2c cos 3 sin
1 sin
26
319
Marl
Sand
682.5
1176.06
0.238156
0.862364
0.885948
0.986754
0.5697
0.87782
0.916701
0.785059
0.984115
0.993890
1.187 104
3.055
1.694
0.1845
0.928568
0.810207
3.2557 104
8.0804 105
0
0.075
0.964011
0.871921
2.8754
2.5230
518.542
0
0.945357
0.996425
101.23
52.76
1.6295
0.7781
0.810456
0.679902
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N. A. AL-SHAYEA ET AL.
0.01009
8
7
6
5
4
3
0.00109
8
7
6
Soil type
Sand
Marl
3
2
1000
1, p (KPa)
Figure 6. vs. peak deviator stress for marl and sand.
error. Figure 6 shows the variation of versus peak deviator stress ( 1,p)
for marl and sand, with the following equations of the fit:
d
c 1,p
27
28
321
10.00
8
6
Fp
1.00
8
6
Soil type
Sand
Marl
0.10
8
100
3 (KPa)
Figure 7. Plastic strain factor vs. cell pressure for marl and sand.
322
N. A. AL-SHAYEA ET AL.
1000
( KPa)
800
600
400
Experimental
without plastic strain
200
0
0.00
0.04
0.08
0.12
Figure 8. Comparison between experimental and predicted stressstrain curves for sand at
3 200 kPa, with and without plastic strain by the two different methods.
2200
Experimental
2000
Prediction
1800
( KPa)
1600
Cell pressure
500 KPa
1400
1200
400 KPa
1000
800
600
300 KPa
400
200 KPa
200
100 KPa
0
0.00
0.04
0.08
1
0.12
0.16
Figure 9. Comparison between experimental and predicted stressstrain curves for sand by
method 1.
323
portion of the hydrostatic stress versus volumetric strain curves. The average
Ko values found for marl and sand were 84,580 and 260,252 kPa,
respectively.
POISSONS RATIO ( ) AND INITIAL SHEAR MODULUS (GO)
The values of Eo and Ko were used to determine the values of Poissons
ratio ( ) and initial shear modulus (Go) by the following elastic relationships:
1 3Ko Eo
2
Ko
Go
Eo
21
29
30
31
32
324
N. A. AL-SHAYEA ET AL.
1400
Soil type
Sand
1200
Marl
(KPa)
1000
(J2D )
800
600
400
200
1000
2000
3000
4000
5000
J1 (KPa)
Figure 10. DruckerPrager yield envelopes for marl and sand.
Soil type
0.20
Sand
Marl
0.10
0.00
0
200
400
600
3 (KPa)
Figure 11. Total elasto-plastic strain vs. cell pressure for marl and sand.
325
2500
Soil type
Sand
2000
Marl
r (KPa)
1500
1000
500
0
0
200
400
600
3 (KPa)
Figure 12. Residual stress vs. cell pressure for marl and sand.
2200
Experimental
2000
Prediction
1800
( KPa)
1600
Cell pressure
1400
500 KPa
1200
400 KPa
1000
800
600
300 KPa
400
200 KPa
200
100 KPa
0
0.00
0.04
0.08
1
0.12
0.16
Figure 13. Comparison between experimental and predicted stressstrain curves for sand
by method 2.
326
N. A. AL-SHAYEA ET AL.
33
10
8
6
Fp
1
8
Soil type
Sand
Marl
0
2
0.01
5 6 7 89
0.10
5 6 7 89
1.00
t
Figure 14. Variation of Fp with "t.
327
The fact that Fp can be expressed in terms of "t validates the assumption
that plastic strains can be taken as a factor of damage strains, and while
each one was calibrated separately and was obtained using different models,
a relationship still exists between them.
CONCLUSIONS
A new plasto-damage model is presented for the stressstrain behavior of
dense soils. The model is suitable for simulating post-peak strain-softening
stressstrain behavior of soil. The model combines elasto-damage strain and
plastic strain to determine the total strain. Two different methods were used
for finding the plastic strain. The predictions by both methods are excellent
and are able to identify all the features of the stressstrain behavior. It is
observed that the model is good for both cohesive and noncohesive types of
soils. Predictions by Method 1 are smoother than by Method 2. For a
conventional triaxial test case, the DruckerPrager model prediction by
Method 2 has a sudden change in slope of the predicted stressstrain curves
at transition from elastic to elasto-plasto-damage behavior. Method 1 is
very simple and needs fewer parameters to be calibrated than Method 2.
Only conventional triaxial test data is required, with no additional
experimental data required for the calculation of plastic strain. In the case
of Method 2, isotropic compression test data is also required in addition to
conventional triaxial test data for the calculation of plastic strain by the
DruckerPrager model.
LIST OF SYMBOLS
S~ effective area
~
Cij effective compliance matrix
D~ ij effective stiffness matrix
~ effective stress
c cohesion
CDM continuum damage mechanics
D peak shape factor
d proportionality factor defining relationship between damage
increment and loading surface
Eo initial value of modulus of elasticity
F bounding surface (damage model)
f loading surface function (damage model)
f yield function for DruckerPrager model
fo limit fracture surface (damage model)
328
N. A. AL-SHAYEA ET AL.
329
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