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Abstract
The effects of earthquakes on cantilever retaining walls with liqueable backlls were studied. The experimental techniques utilized in this
study are discussed here. A series of centrifuge tests was conducted on aluminum, xed-base, cantilever wall models retaining saturated,
cohesionless backlls. Accelerations on the walls and in the backll, static and excess pore pressures in the soil, and deections and bending
strains in the wall were measured. In addition, direct measurements of static and dynamic lateral earth pressures were made. In some tests,
sand backlls were saturated with the substitute pore uid metolose. Modeling of model type experiments were conducted. The experimental
measurements were found internally consistent and repeatable. Both static and dynamic earth pressure measurements were determined to be
reliable. It was also observed that for the test conguration adopted, a special boundary treatment such as the use of duxseal is optional. Static
and seismic modeling of models were also successful, which indicated that the assumed scaling relations were essentially correct. q 2000
Elsevier Science Ltd. All rights reserved.
Keywords: Retaining wall; Earth pressure; Soilstructure interaction; Liquefaction; Earthquake; Seismic; Centrifuge; Earth pressure transducer
1. Introduction
In the past decades, considerable research has been
conducted to study earthquake related retaining wall
problems. These investigations can be broadly divided in
two categories, namely, theoretical studies and experimental studies. Theoretical studies include analytical and
numerical methods. Experimental studies include shaking
table tests performed under earth's gravity (1g), seismic
centrifuge tests, and any rare occurrences of eld testing.
Most analytical and design procedures such as the ones
suggested by Mononobe and Okabe [13,14], Matsuzawa et
al. [12], and Ishibashi and Madi [7] are generally based on
semi-empirical methods or involve simplistic assumptions.
In most numerical methods, complex theories involving
soil/water interaction incorporating elasto-plastic constitutive models are used. Therefore, such analytical, design, and
numerical methods need to be veried. Validation of such
theoretical studies can be done by comparing their results
with eld measurements. However, real seismic events are
* Corresponding author. Present address: GEI Consultants Inc., 6950 S.
Potomac St., Suite 200, Englewood, CO 80112, USA. Tel.: 11-303-6620100; fax: 11-303-662-8757.
E-mail address: mdewoolkar@geiconsultants.com (M.M. Dewoolkar).
0267-7261/00/$ - see front matter q 2000 Elsevier Science Ltd. All rights reserved.
PII: S 0267-726 1(00)00069-5
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latter case) in some of their tests. After the 1995 HanshinAwaji earthquake, severe damage was observed at many
port facilities due to failures of numerous quay walls in
the Kobe area. Several investigators [6,8,16,26] from
Japan studied the stability of quay walls using centrifuge
modeling on very similar and more realistic model congurations. Substitute pore uids were used in all four of these
investigations.
Zeng [24], Stadler [19], and Fujiwara et al. [6] used
special materials at the far end container boundary in
contact with the soil to minimize stress-wave reections.
Only Zhang et al. [26] used a laminar container. However,
these investigations did not demonstrate the necessity or
usefulness of such special boundary treatments.
As to the explicit demonstration of the internal consistency,
modeling of models was attempted only in two studies [2,19].
Both investigations were conducted on xed-base cantilever
wall models with dry, cohesionless backlls.
Although determination of the magnitude and distribution
of seismic earth pressures is very important in earthquakeresistant design of retaining walls, most studies did not attempt
to measure lateral earth pressures on model walls. Andersen et
al. [1] and Whitman and Ting [23] tested tilting wall models
retaining dry and saturated sand backlls, respectively. In both
congurations, dynamic thrusts on the walls were deduced
from indirect measurements from load cells, accelerometers,
and pore pressure transducers by using equilibrium equations.
Bolton and Steedman [2] and Steedman and Zeng [20]
deduced bending moments in the walls using strain gage
measurements. The bending moments were compared with
the moments calculated based on the MO theory. Zhang et
al. [26] qualitatively assessed earth pressures on the model
wall using pore pressure measurements near the wall and
some other experimental and theoretical observations.
Ortiz et al. [15] and Stadler [19] used total stress gages to
measure lateral earth pressures from dry sand on cantilever
retaining wall models. Ortiz et al. [15] reported two tests. In
the rst test, lateral earth pressures were not measured
directly. Measured bending moments were differentiated
twice to deduce lateral pressure distribution; however, the
results were considered inaccurate owing to the propagation
of errors inherent in differentiation. In the second test,
Entran Model EPF-200-50 pressure transducers were used.
Their earth pressure measurements seemed reasonable;
however, only four pressure transducers were used. Stadler
[19], using the same transducers as the ones used in the
study presented in this paper, conducted fourteen tests to
measure lateral earth pressures from dry backll. The two
studies were performed simultaneously using the same wall
models, soil, sand pluviation technique, container, centrifuge, shake table, and the type of shaking motion. The
only difference was the presence of the pore uid. Based
on his test results, Stadler [19] concluded that the transducers selected to measure lateral earth pressures did not
perform to expectation and that the lack of good direct
pressure measurements was disappointing and directly
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M.M. Dewoolkar et al. / Soil Dynamics and Earthquake Engineering 19 (2000) 583593
Table 1
Scaling relations used in the interpretation of test results (N ; g-level and
E ; Young's modulus, subscript m ; model quantity and subscript p ;
prototype quantity), Em =Ep 2
Quantity
Wall quantities
Lateral earth pressure
Lateral thrust
Lateral thrust per unit width
Bending moment
Bending moment per unit width
Flexural stiffness
Flexural stiffness per unit width
Thickness
Width
Height
Acceleration
Time
Frequency
Deection
Bending stress
Bending strain
Soil quantities
Excess pore pressure
Acceleration
Time
Frequency
Backll surface settlement
Prototype
Model
1
N2
N
N3
N2
N4
N3
(Em/Ep) 1/3N
N
N
1
N
1
N
(Ep/Em) 2/3
(Em/Ep) 1/3
1
1
1
1
1
1
1
1
1
1
N
1
N
1
1
1
1
1
N
1
N
1
N
1
N
1
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M.M. Dewoolkar et al. / Soil Dynamics and Earthquake Engineering 19 (2000) 583593
2: V0; t 2M=2x0; t 0;
4: uH; t 0:
2Mx; t
2x
22 Mx; t
t
px; t 2 mux;
2x2
where m is the mass per unit length per unit width of the
wall. The above equation can be solved in space at each time
instance of the base motion time history since the pressure
and relative acceleration proles can be determined from
the measurements.
Integrating Eq. (2) twice with respect to x, the
moment at any depth and a particular time instance t1
is calculated as
Mx; t1
Zx Zj
0
pz; t 1 dz dj 2 m
Zx Zj
0
2M
0; t 1 x 1 M0; t1
2x
z ; t 1 dz dj
u
3
e b x1 ; t1
a
Mx1 ; t1
2EI
EI
22 u
x; t1 Mx; t1
2x2
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590
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591
was 2.4. In test MMD12, this ratio was 3.5. In test MMD6,
the sand was saturated with 40-cSt metolose and the test
was conducted at 40g. In test MMD12, the viscosity of
the metolose solution was 60 cSt and the test was conducted
at 60g. Transducer locations were selected such that they
would correspond to the same prototype locations. To facilitate a direct comparison, selected results from these tests
are presented at prototype scale according to the scaling
relations listed in Table 1. Detailed comparisons are made
in Ref. [4].
Static lateral earth pressures, bending strains, and deections of the walls are compared in Fig. 6a. As seen, the
agreement was very good. Therefore, it was concluded
that static modeling of models was achieved.
Fig. 6b shows selected dynamic measurements from tests
MMD6 and MMD12. The plots include horizontal base
motion (accelerometer AC1), dynamic tip deection (transducer LV1), dynamic bending strain towards the bottom of
the walls, and dynamic lateral thrust and its line of action.
As was determined by Fig. 4b, linear regression through
earth pressure data points was appropriate to calculate the
lateral thrust and its line of action on the wall.
The base input motions were intended to be the same;
however, there were some differences in terms of magnitude
and shape. In terms of frequency content, both motions had
predominantly 1 Hz prototype frequency. The shape of the
input base accelerations dictated the dynamic behavior of
the walls. In test MMD6, the rst three to four cycles of the
input motion were larger than the rest. On the other hand,
the cycles in the base motion of test MMD12 were progressively larger. These differences in the base motions were
also reected in the time histories of deections, bending
strains and thrusts. The excess pore pressures and acceleration measurements in the backlls indicated that the soil
liqueed in both tests.
At the end of shaking, an increase in the static thrust of
about 50% occurred in both tests. Before shaking, the static
thrust of 569 kN/m was calculated based on Coulomb's
active earth pressure theory. At the end of shaking, after
complete liquefaction, the lateral thrust was estimated to
be 860 kN/m. Thus, the dynamic thrust can be expected to
be about 50% of the static thrust if the soil liquees completely. The experimental results agreed with this analysis.
Thus, although some differences existed due to the variations in the input base motions, there was sufcient evidence
to conclude that seismic modeling of models was achieved.
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It was determined that static as well as dynamic measurements of lateral earth pressures, accelerations, bending
strains and deections made on the model walls were internally consistent. The earth pressure transducers (Entran Flatline Pressure Transducers, Model No. EPL-200-100S)
provided reliable measurements of lateral earth pressures
when used with saturated Nevada sand.
Static as well as dynamic measurements were repeatable.
The measurements on the wall and in the soil near the wall
also indicated that special boundary treatment, such as the
use of duxseal absorbing material, is not critical for this
particular model conguration, soil type, the type of input
motion, and especially when the length of the backll is
sufciently longer than the height of the wall. A suitable
absorbing boundary may be necessary if the behavior of the
soil near the container end is of interest. Static and seismic
modeling of models were achieved validating the experimental procedures and underlying similitude assumptions.
Thus, the selected centrifuge model conguration and
instrumentation generated internally consistent and repeatable measurements. Also, modeling of models indicated that
the involved scaling relations were essentially correct.
Therefore, further detailed interpretations [3] of the experimental measurements could be performed to study the
complex dynamic-soil-pore uid-structure interaction
problem of seismically loaded retaining walls with liqueable backlls.
Acknowledgements
Partial nancial support provided by the United States
Bureau of Reclamation, Denver, Colorado for this research
is acknowledged.
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