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Subject:
Policy Number:
NMP 192
July 2014
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Definitions
ENB
GPS
TTNA
EBUS
pEBUS
SPN
autoIR
EWC
VB
TTNA
IML
ROSE
BAL
PLL
PET-CT
ROSE
ICD-9 Codes
162.3
162.4
162.5
162.8
162.9
196.1
197.0
212.3
518.89
785.6
793.11-793.2
R91.1-R91.8
CPT Codes
31627
76377
76499
HCPCS Codes
N/A
of the Lung Cancer Guideline Panel prior to approval by the Thoracic Oncology
NetWork, the Guidelines Oversight Committee, and the Board of Regents of the
American College of Chest Physicians. Sputum cytology is an acceptable method of
establishing the diagnosis of lung cancer, with a pooled sensitivity rate of 66% and a
specificity rate of 99%. However, the sensitivity of sputum cytology varies according
to the location of the lung cancer. For central, endobronchial lesions, the overall
sensitivity of FB for diagnosing lung cancer is 88%. The diagnostic yield of
bronchoscopy decreases for peripheral lesions. Peripheral lesions < 2 or > 2 cm in
diameter showed a sensitivity of 34% and 63%, respectively. R-EBUS and EMN are
emerging technologies for the diagnosis of peripheral lung cancer, with diagnostic
yields of 73% and 71%, respectively. The pooled sensitivity of TTNA for the
diagnosis of lung cancer was 90%. A trend toward lower sensitivity was noted for
lesions < 2 cm in diameter. TTNA is associated with a higher rate of pneumothorax
compared with bronchoscopic procedures. In a patient with a malignant pleural
effusion, pleural fluid cytology is reported to have a mean sensitivity of about 72%.
A definitive diagnosis of metastatic disease to the pleural space can be estalished
with a pleural biopsy. The diagnostic yield for closed pleural biopsy ranges from 38%
to 47% and from 75% to 88% for image-guided closed biopsy. Thoracoscopic biopsy
of the pleura carries the highest diagnostic yield, 95% to 97%. The accuracy in
differentiating between small cell and non-small cell cytology for the various
diagnostic modalities was 98%, with individual studies ranging from 94% to 100%.
The average false-positive and false-negative rates were 9% and 2%, respectively.
Although the distinction between small cell and NSCLC by cytology appears to be
accurate, NSCLCs are clinically, pathologically, and molecularly heterogeneous
tumors. In the past decade, clinical trials have shown us that NSCLCs respond to
different therapeutic agents based on histologic phenotypes and molecular
characteristics. The physician performing diagnostic procedures on a patient
suspected of having lung cancer must ensure that adequate tissue is acquired to
perform accurate histologic and molecular characterization of NSCLCs. The sensitivity
of bronchoscopy is high for endobronchial disease and poor for peripheral lesions < 2
cm in diameter. The sensitivity of TTNA is excellent for malignant disease, but TTNA
has a higher rate of pneumothorax than do bronchoscopic modalities. R-EBUS and
EMN bronchoscopy show potential for increasing the diagnostic yield of FB for
peripheral lung cancers. Thoracoscopic biopsy of the pleura has the highest
diagnostic yield for diagnosis of metastatic pleural effusion in a patient with lung
cancer. Adequate tissue acquisition for histologic and molecular characterization of
NSCLCs is paramount.
NCCN Clinical Practice Guidelines in Oncology on Non-Small Cell Lung Cancer
(NSCLC, Version 4.2014, as well as 2013 version noted in the Scientific Rationale
Update from July 2013) notes diagnostic tools that provide important additional
strategies for biopsy include:
NCCN (2014) also notes the least invasive biopsy with the highest yield is preferred
as the first diagnostic study. This category notes that:
NCCN also notes that the preferred diagnostic strategy for an individual patient
depends on the size and location of the tumor, the presence of mediastinal or distant
disease, patient characteristics (such as pulmonary pathology and /or other
significant comorbidities), and local experience and expertise.
Factors to be considered in choosing the optimal diagnostic step include:
3.
Decisions about the optimal diagnostic steps for suspected stage I to III lung
cancer should be made by thoracic radiologists, interventional radiologists, and
board-certified thoracic surgeons who devote a significant portion of their
practice to thoracic oncology. Multidisciplinary evaluation may also benefit from
involvement of a pulmonologist with experience in advanced bronchoscopic
techniques for diagnosis, depending on local expertise.
The least invasive biopsy with the highest yield is preferred as the first
diagnostic study. This includes:
1.
2.
3.
lung lesions, and in 83.3% (85/102) of the MLNs for an overall diagnostic yield of
89.5%. Lung lesions and MLNs were further grouped according to their size (lung
lesions: 93.8% < 20 mm versus 89.5% 20 mm; MLNs: 82.1% < 15 mm versus
89.4% 15 mm); the sampling yield was independent of size for both lung lesions
(P=1.00) and MLNs (P=0.38). The diagnoses obtained by EBN included 25
malignancies (20 non-small cell lung cancers and 5 small cell lung cancers) and 43
benign lung lesions. Pneumothorax occurred in 3 patients (3.9%) but none required
a chest tube.
Lamprecht et al. (2012), completed a prospective cohort study and evaluated the
diagnostic efficacy of ENB combined with fluorodeoxyglucose positron-emission
computed tomography (FDG-PET-CT) + ROSE in 112 patients (75 men, 37 women;
mean age 66.7 years; mean lesion size 27.1 mm). No additional guidance by e.g.,
fluoroscopy, was used. The final diagnosis was confirmed by histopathological
evaluation of specimens obtained by ENB, CT-guided FNA, or surgery. The mean
diagnostic yield was 80% for the first 30 procedures (mean diameter 30.4 mm) and
88% for the final 30 procedures (mean diameter 25.3 mm) (P=0.72). The diagnostic
yield of ENB in combination with FDG-PET-CT + ROSE was 84%; 15% (17/112) of
lesions were benign and 85% (95/112) were malignant. With respect to other
variables, there were no significant differences in diagnostic yields based on lesion
size ( 20 versus > 20 mm diameter [75.6% and 89.6%, respectively; P=0.06);
lesion site (lower versus upper lobes); or forced expiratory volume (FEV1). When
navigation to the lesion was successful (distance from the tip of the location sensor
to the center of the lesion 10 mm), sensitivity and specificity of ROSE for a
diagnosis of malignancy was 92.6% and 100%, respectively. Two patients (2%)
developed pneumothoraces within 24 hours of bronchoscopy although neither
required a chest tube.
Jensen et al. (2012) completed a retrospective cohort study, in which he evaluated
the efficacy of ENB for the diagnosis of lung lesions in 92 consecutive patients (44
men, 48 women; mean age 67 years; mean lesion size 2.61 cm; mean distance of
lesion from pleural surface 1.81 cm). The diagnosis was confirmed by bronchoscopy,
surgical biopsy, or follow-up of 6 months to assess lesion stability by x-ray. The
overall yield of ENB for lung lesions was 65% (60/92). The ENB yield for nodules 2
versus > 2 cm in size was significantly less after controlling for the distance from the
pleura (50% versus 76%, respectively; P=0.01). The distance from the pleura did
not affect the ENB diagnostic yield after controlling for nodule size (P=0.92). The
lobar location of the nodule also did not affect the diagnostic yield (P=0.59). The
overall complication rate was 4% (4/92); 3 patients (3%) had a pneumothorax and 1
(1%) had bleeding, but none required hospitalization. (Three of the authors had
financial relationships with the manufacturer).
Pearlstein et al. (2012) completed a retrospective cohort study that analyzed 104
patients (64 men, 40 women; mean age 69 years; median lesion size 28 mm) who
had ENB + ROSE performed by thoracic surgeons. Follow-up imaging was performed
for up to 2 years. Three patients were excluded due to insufficient follow-up. Results
showed that 82 of 101 suspicious lesions were ultimately determined to be
malignant: 67 (82%) had a positive diagnosis on ENB. Of the 34 lesions without a
positive ENB biopsy, 19 (56%) were categorized as true-negatives: 8 had benign
surgical biopsies, 6 regressed and disappeared, and 5 were stable. The mean
diagnostic yield of ENB was 85% (86/101). The combination of ENB + ROSE had an
overall negative predictive value of 56% and an overall sensitivity of 82% for a
diagnosis of malignancy. By lesion size (< 1.5, 1.5 to 2, and > 2 cm), the
sensitivities were 75%, 69%, and 85%, respectively. Six patients (5.8%) developed
procedure-related pneumothoraces, all requiring chest tube placement and
admission. The mean hospital length of stay after chest tube placement was 3.8 days
Electromagnetic Navigational Bronchoscopy Jul 14
(range 2 to 6). Although all patients were able to be extubated after the procedure,
4 (3.9%) were admitted overnight for observation secondary to tenuous respiratory
status. There were no deaths.
Navani et al. (2012) Patients with isolated mediastinal lymphadenopathy (IML) are a
common presentation to physicians, and mediastinoscopy is traditionally considered
the "gold standard" investigation when a pathological diagnosis is required.
Endobronchial ultrasound-guided transbronchial needle aspiration (EBUS-TBNA) is
established as an alternative to mediastinoscopy in patients with lung cancer. The
objective of this study was to determine the efficacy and health care costs of EBUSTBNA as an alternative initial investigation to mediastinoscopy in patients with
isolated IML. Prospective multicenter single-arm clinical trial of 77 consecutive
patients with IML from 5 centers between April 2009 and March 2011. All patients
underwent EBUS-TBNA. If EBUS-TBNA did not provide a diagnosis, then participants
underwent mediastinoscopy. EBUS-TBNA prevented 87% of mediastinoscopies (95%
confidence interval [CI], 77-94%; P < 0.001) but failed to provide a diagnosis in 10
patients (13%), all of whom underwent mediastinoscopy. The sensitivity and
negative predictive value of EBUS-TBNA in patients with IML were 92% (95% CI, 8395%) and 40% (95% CI, 12-74%), respectively. One patient developed a lower
respiratory tract infection after EBUS-TBNA, requiring inpatient admission. EBUSTBNA is a safe, and highly sensitive initial investigation in patients with IML. Clinical
trial registered with ClinicalTrials.gov (NCT00932854).
Ishida et al. (2011) Bronchoscopy using endobronchial ultrasound (EBUS) can help to
diagnose small peripheral pulmonary lesions. However, although biopsy sites can be
confirmed, a bronchoscope cannot be guided in EBUS. Virtual bronchoscopic
navigation (VBN) can guide a bronchoscope with virtual images, but its value has not
been confirmed. This prospective multicentre study examines the value of VBNassisted EBUS for diagnosing small peripheral pulmonary lesions. 199 patients with
small peripheral pulmonary lesions (diameter 30 mm) were randomly assigned to
VBN-assisted (VBNA) or non-VBN-assisted (NVBNA) groups. A bronchoscope was
introduced into the target bronchus of the VBNA group using the VBN system. Sites
of specimen sampling were verified using EBUS with a guide sheath under
fluoroscopy. The diagnostic yield was higher for the VBNA than for the NVBNA group
(80.4% vs 67.0%; p = 0.032). The duration of the examination and time elapsed
until the start of sample collection were reduced in the VBNA compared with the
NVBNA group (median (range), 24.0 (8.7-47.0) vs 26.2 (11.6-58.6) min, p = 0.016)
and 8.1 (2.8-39.2) vs 9.8 (2.3-42.3) min, p = 0.045, respectively). The only adverse
event was mild pneumothorax in a patient from the NVBNA group. The x`diagnostic
yield for small peripheral pulmonary lesions is increased when VBN is combined with
EBUS. Clinical trial number UMIN000000569.
The American College of Chest Physicians, in their most recent guidelines on the
evidence-based diagnosis of lung cancer published in September of 2007, noted that
a number of newer modalities such as ultrathin bronchoscopy, CT fluoroscopy,
multiplanar volume reformation, and electromagnetic navigation are being studied
for their impact on the diagnostic yield of fiberoptic bronchoscopy for lung cancer,
yet no recommendation can be made based on the preliminary results of the studies.
In 2011, the Interventional Bronchoscopy Guideline (IBG) Group of the British
Thoracic Society (BTS) developed guidelines concerning advanced diagnostic and
therapeutic flexible bronchoscopy in adult patients. The guidelines mention ENB as
one of the more recent diagnostic applications using a flexible bronchoscope. It is
considered safe and effective. Also, studies using virtual bronchoscopy alone reach
comparable diagnostic rates as ENB, according to the IBG Group.
In summary, although the 2013 NCCN guidelines for NSCLC has added navigational
bronchoscopy to their diagnostic tools, specifically for patients with peripheral (outer
1/3) nodules, additional, larger, controlled and comparative studies are necessary.
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includes the use of virtual bronchoscopy (VB). Information obtained during this
procedure is super-imposed on previously acquired, preoperative, computed
tomography (CT) data. Three-dimensional virtual images of the patients lungs are
generated. The system was designed to solve the clinical problem of reaching small
suspected lesions in the peripheral lung airways and mediastinal lymph nodes. ENB is
being proposed as an alternative to open surgical biopsy of distant lung lesions. With
the 3D roadmap of the lungs, the physician is able to maneuver catheters through
multiple branches of the bronchial tree, and introduce endobronchial accessories
(e.g., forceps, brushes, needles, etc.), for performing biopsies of these lesions.
ENB consists of several parts: a guide catheter, a steerable navigation catheter, and
planning and navigation software and hardware (i.e. computer and monitor). This
procedure is facilitated by an electromagnetic tracking system that detects a position
sensor incorporated into a flexible catheter advanced through the bronchoscope.
During ENB, the patient is positioned over an electromagnetic board and a
microsensor probe is inserted through the extended working channel (EWC) of the
bronchoscope into the airways. Through the low frequency electromagnetic waves
emitted from this board, the monitor picks up the signal sent out by the sensor. The
sensors movements and position are overlaid in real time onto the virtual 3D image
of the lungs, guiding the physician to areas of the lungs that were previously
inaccessible. If the targeted lesions are determined to be cancerous, ENB is
proposed to be used to transbronchially place radiosurgical markers in and around
lung tumors, to assist treatment with external beam radiation.
The ENB system consists of the following four essential components noted above,
which are described below in greater depth:
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Professional Societies
(2005) National Institute for Health and Clinical Excellence (NICE):
Guidelines concerning the diagnosis of lung cancer were developed by NICE, a
component of the UK National Health Service. Although these guidelines do not
mention the superDimension i-Logic System or image-guided bronchoscopic biopsy,
NICE has made the following recommendations concerning biopsies for diagnosis of
lung cancer:
12
The superDimension System has had many additions and modifications throughout
the years, which have all received FDA 510(k) approval. This includes all of the
following:
An additional device, Verans SpiN Drive System, received clearance (K091934) from
the U.S. Food and Drug Administration (FDA) on January 8, 2010. Veran's SPiN Drive
System acts as a GPS-like system to enable pulmonologists and surgeons to access
peripheral SPN's to immediately diagnose malignancy.
Studies
Schwarz et al. (2006) completed an uncontrolled study that was done to propose
that ENB was safe and added only an average of 15 minutes to the time of a
conventional bronchoscopy. Successful diagnostic biopsies were obtained in 69% of
patients. A follow-up study of 60 patients, published in 2006, successfully reached
the target lesion in 100% of cases. Bronchoscopy with electromagnetic navigation
diagnosed 80.3% of the lesions, 74% of the peripheral lesions, and 100% of the
lymph nodes. Of the lesions, 57% were less than 2 cm in size. Diagnostic yield did
not differ significantly based on the size of the lesion. Nevertheless, all preceding
diagnostic studies using ENB also used fluoroscopy to guide biopsies. Therefore, the
role of ENB as a stand-alone technology is still unproven and concerns remain that
biopsy instruments may dislodge an accurately positioned extended working channel
(EWC) when replacing the sensor probe.
Gould et al. (2007) Guidelines from the American College of Chest Physicians on
evaluation of patients with pulmonary nodules commented on electromagnetic
navigation bronchoscopy, but made no specific recommendations for its use: "A
newer technique, electromagnetic navigation, combines simultaneous CT virtual
bronchoscopy with real-time fiberoptic bronchoscopy and shows promise as another
tool for guiding biopsy of peripheral nodules. Although these new methods seem to
improve diagnostic yields over fluoroscopic guidance, results still do not compare
favorably with those from a recent series that evaluated transthoracic needle
aspiration (TTNA) in patients with small peripheral nodules."
Eberhardt et al. (2007) completed a prospective study in which ENB was performed
via flexible bronchoscopy (i.e. superDimension). Biopsy specimens were obtained
through the extended working channel (EWC) after navigation. Fluoroscopy was not
used, but post-transbronchial biopsy chest radiographs were obtained to exclude
pneumothorax. The primary end point was diagnostic yield, and the secondary end
points were navigation accuracy, procedure duration, and safety. Analysis by lobar
distribution was also performed to assess performance in different lobes of the lung.
Electromagnetic Navigational Bronchoscopy Jul 14
13
Ninety-two peripheral lung lesions were biopsied in the 89 subjects. The diagnostic
yield of ENB was 67%, which was independent of lesion size. Total procedure time
ranged from 16.3 to 45.0 min (mean [+/- SD] procedure time, 26.9 +/- 6.5 min).
The mean navigation error was 9 +/- 6 mm (range, 1 to 31 mm). There were two
incidences of pneumothorax for which no intervention was required. When analyzed
by lobar distribution, there was a trend toward a higher ENB yield in diagnosing
lesions in the right middle lobe (88%). ENB can be used as a stand-alone
bronchoscopic technique without compromising diagnostic yield or increasing the risk
of pneumothorax. This may result in sizable timesaving and avoids radiation
exposure. However, the upper lobes tend to have sharper angles in the bronchial
tree that may be challenging to navigate even with a steerable sensor probe. The
EWC ends are close to the tip of the sensor probe and therefore make it less flexible.
This reduces the range of deflection and, consequently, the ability to navigate. It can
also make the probe flip into a different position when negotiating some tight angles
in the bronchi. Furthermore, these tight angles may result in the EWC being more
easily dislodged when stiffer biopsy devices like forceps are passed through them.
Navigation in the lower lobes is more affected by diaphragmatic movement during
breathing and could result in larger errors than recorded. This is because the
planning data are based on CT scan images acquired in a single breathhold. The size
of the lesion did not prove to be a determinant in diagnostic yield. The improved
yield of ENB compared to conventional transbronchial lung biopsy in small lesions
(i.e. those < 20 mm in diameter) can be attributed to the improved precision in
navigation. The lack of additional gains in the yield with larger lesions may be due to
the fact that these larger lesions tend to distort and occlude the airways leading up
to them. This could result in the sensor probe ending up adjacent to the lesion rather
than within the lesion. Navigation to the margin of the lesion rather than to the
center and the utilization of biopsy tools like transbronchial needle aspiration biopsy
may be able to overcome this. The design of this study did not allow direct
comparisons with other techniques. A randomized controlled trial using ENB with or
without fluoroscopy is needed to make definitive conclusions about the comparative
yield. The future of ENB may see improved means of specimen collection with
dedicated instruments. Multimodality diagnosis by combining ENB with other
bronchoscopic and imaging techniques may further enhance the diagnostic yield.
Eberhardt et al. (2007) completed another prospective study which was the only
randomized controlled trial on the superDimension System. The study included 120
patients who underwent transbronchial forceps biopsy of peripheral lung lesions
guided by the superDimension System (SD) alone (SD Group: 20 men, 19 women;
mean age 55 15 years; mean lesion size 28 8 mm), endobronchial ultrasound
alone (EBUS Group, 23 men, 16 women; mean age 54 12 years; mean lesion size
25 5 mm), or both methods combined (SD+EBUS Group, 25 men, 15 women;
mean age 51 12 years; mean lesion size 24 5 mm). No fluoroscopic guidance
was used. If the biopsy procedure did not give a definitive diagnosis, patients were
referred to open surgical biopsy. Two patients, one in the SD Group and one in the
EBUS Group, refused open biopsy and were excluded from the study. At baseline,
there were no statistically significant differences between the three groups in
demographics except for lesion size (P<0.05). The final diagnosis indicated that 26
(22%) lesions were benign and 92 (78%) were malignant. There were no statistically
significant differences between the groups in the incidence of benign versus
malignant lesions. A definitive diagnosis was obtained by the minimally invasive
biopsy technique in 27 (69%) SD Group patients, 23 (59%) EBUS Group patients,
and in 35 (88%) SD+EBUS Group. Differences between the SD+EBUS Group and
other groups in diagnostic yield were statistically significant (P<0.05) and the
smaller mean lesion size in the SD+EBUS Group may have caused an
underestimation of diagnostic yield in this group. There was no statistically
significant difference between the SD Group and the EBUS Group in diagnostic yield.
Electromagnetic Navigational Bronchoscopy Jul 14
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Review History
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