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Chomsky,
and
Wittgenstein,
on
Perspective
the
Behaviorist
Language
Bruce Waller1
The University
of North Carolina
at Chapel
Hill
and Skinner.3
ing a natural alliance between Wittgenstein
?
work
later
in The Blue and Brown
much
of
devotes
his
especially
Wittgenstein
?
to
of
the
mentalistic
Books and Philosophical
Investigations
warning
temptations
to develop an excessively
which led him, in his early Tractatus Logico-Philosophicus,
formal account of language. But ifWittgenstein's
early work is a good example of the
?
as
as his work on language acquisition
well
review
of
mentalism, Chomsky's
dangers
?
to
a
is setting up
vivid counter-example
any charge thatWittgenstein
provides
mentalistic
strawmen.
works
not of special interest. But Chomsky also offers more basic criticisms, which show a
great deal about the systematic differences between his own mentalistic perspective and
thanks
on an earlier
to Douglas
Long,
Richard
Grandy,
Stanley Munsat,
and Mary
E. Newlel
for helpful
comments
draft.
is a critique
or Quine
s views;
s reply,
inDavidson
1969.
1969,
for a much
more
extensive
study of similarities
between
the views
of Wittgenstein
Skinner.
43
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and
Bruce
the anti-mentalistic
stein has neglected
as reading); when
Waller
stance ofWittgenstein.
Thus when Chomsky claims thatWittgen
the (mentalistic) essence of his examples of cognitive activities (such
asserts thatWittgenstein
fails to consider unconscious
Chomsky
conflict
anti-mentalistic position. This paper will sketch thementalistic/anti-mentalistic
answer themain points of Chomsky's mentalistic
between Chomsky and Wittgenstein;
position; then turn the tables to show how Wittgenstein's work
critique ofWittgenstein's
suppose
element
following or model-checking
acts which Wittgenstein
opposes:
'
It is true Imay hear a tune played and say 'This is not how itought to be played,
itgoes like this' '; and Iwhistle it in a different tempo. Here one is inclined to ask
''
''
What is it like to know the tempo inwhich a piece of music should be played?
the idea suggests itself that there must be a paradigm somewhere in our
mind, and thatwe have adjusted the tempo to conform to that paradigm. But in
most cases if someone asked me "How
do you think this melody should be
And
But is itwrong to say: "A child that has mastered a language-game must
know certain things"?
''
'
If instead of that one said must be able to do certain things ', thatwould be a
yet this is just what I want to counter the first sentence with.
pleonasm,
1969, sec. 534)
(Wittgenstein,
The point is that one can perform such systematic, intelligent activities ?
which one
?
to
a
rules
without
of
rules, and
might formally represent according
system
knowing
without any intermediary steps of rule-following or paradigm-imaging.
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Chomsky,
Wittgenstein,
and
the Behaviorist
Perspective
on Language
makes
us suppose
does not overtly follow rules in performing such acts, we assume that the
rule-following
is performed in a covert (perhaps unconscious)
realm. Thus thementalistic model
leads
to the proliferation
body. But he is also opposed to a large group of theorists who reject mind-body dualism
in favor of materialism, but who are nonetheless stillmentalists. Such theorists continue
to employ mental mechanism
1958a, p. 120; and
types of explanation (noteWittgenstein,
1958b, sec. 156, 158).4 They view cognitive activities from a mentalistic
perspective,
despite the fact that they may also hold that the mental
images, rules,
?
are actually traceable
which thementalist insists must be there?
theories, meanings
to some physical source, e.g., a neuron pattern. "Mentalistic materialist,"
paradoxical
as such an appellation may sound, is not a misnomer for the materialist adherents to
Wittgenstein,
mentalistic
explanation.
if invented to illustrate the perils of mentalism
run amok, Chomsky
is the
arch-mentalist. He not only acknowledges
the commonly
acts
supposed mentalistic
As
event which
mentalistic
mechanism
materialist
actually
model,
and his
(and superfluous
Skinner also specifically
282; and Skinner,
1974, p.
of a mental
complicated
by the supposition
basis.
attempt to find a physiological
see Skinner,
1964, p. 95; Skinner,
1969, p.
117.
45
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Bruce
Waller
(those Wittgenstein
questions), but also appends a plethora of more exotic mentalistic
acts (such as unconscious
theory-following) which go well beyond what the ordinary
takes up Wittgenstein's
man-on-the-street mentalist assumes. And when Chomsky
uses
remarks on reading, the mentalistic/anti-mentalistic
battle is joined. Wittgenstein
an
as
an
one
which
is reading aloud)
is sometimes (when
reading
example of
activity
?
as necessarily
perfectly observable, but which we are inclined to view mentalistically
as
concurrent
covert
elaborate
unobservable
such
activities,
involving
rule-following.
in at least many cases, when one is a practiced reader?
claim is that?
Wittgenstein's
one simply sees what iswritten and perhaps speaks italoud, with no further conscious or
observable
mental
activities.
as is the behavior
thatWittgenstein
is offering a criterion
In The
plainly:
to show us the essence
of 'deriving,'
so
a
and
veil
forth
of
the
inessential
features;
'reading,'
through
examples were
not descriptions of an outside letting us guess at an inside which for some reason
1958a, p. 125)5
And apparently the temptation exerts so strong a pull on Chomsky that he cannot suppose
anyone holds a different view, no matter how clearly it is stated. As Chomsky states:
"...
there is a temptation to regard the unconscious mental state attributed toA as the
for correct
the actual
basic, anti
cognitive events). But in fact Wittgenstein's
is
that
the
for
criteria
these
activities
point
cognitive
actually occurring often
are just the commonplace,
observable
activities, together with surrounding
publicly
circumstances (including, in some cases, certain skills or acquired proficiencies, e.g., in
a language). Such an activity as reading aloud or writing a solution or
speaking a sentence
?
it is not a signal (more or less reliable) that the actual
just is the cognitive activity
cognitive activity is simultaneously being performed in private, in a covert realm. It is
only our mentalistic bias which makes us suppose that a real cognitive activity must
activities
being
mentalistic
involve following
5This
Investigations
substantial
of themost
portions
of The Blue
important passages
and Brown
Books
include: Wittgenstein,
pp.
11-2, 35,
39, 41-2, 43, 50, 85-6, 87, 89, 100, 105, 113, 117-22, 125, 143-5, 152, 156-7, 165-6, 183, 185; and
Wittgenstein,
1958b,
sections
290,
292,
304,
449,
591-2,
597-8,
607.
46
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Chomsky,
Wittgenstein,
and
the Behaviorist
on Language
Perspective
one writes normally the thinking (the intelligent act) is not something
some
at
hidden level: it is there, in thewriting (Wittgenstein, 1958a, p. 6; see
performed
also p. 145).6 It is not (as thementalist requires) performed in some hidden recess and
example,
when
then translated
into a motion
guides
person writes.
To avoid confusion, it should be noted thatWittgenstein opposes mentalism; he is not
opposes the
denying all mental events (not even all covert mental events). Wittgenstein
a
to
mental
mechanism
of
all
supposition
designed
explain
cognitive activities, a
sec. 308). Rather, he is opposing thementalistic model which requires that the substance
of each cognitive behavior be some particular covert mental activity occurring in the
special realm of themind, some activity involving rule-following or imaging of a chart or
mentalist
when we
read). As
the following
passage
anticipates:
But now just read a few sentences
shows,
do when
mental
sec.
phenomena
154, 308, 689.
47
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distinction,
Bruce
Waller
thinking about the concept of reading; and ask youself whether you had such
experiences of unity, of being influenced, and the rest [criterial mental experien
?
Don't
ces], as you read.
say you had them unconsciously!
(Wittgenstein,
sec.
1958b,
171)
But of course
unconscious
example:
work. For
...
ing certain acts such as reading, etc., which is related tomy (also unconscious)
system of linguistic rules in such a way that I assert that A is reading when I
believe him to be in such a mental state, and my assertion is correct ifmy belief is
correct. (Chomsky,
1969, p. 311)
to
So Chomsky's
response
Wittgenstein's
examples might be that they are nothing to the
course
Of
the required mental events and states: they
doesn't
reveal
point.
introspection
are
unconscious.
But
stein. Wittgenstein's
nor introspective
system is such that neither publicly observable
can
not
it.
If
does
reveal
refute
conscious mental states or
phenomena
introspection
There is always sufficient
rule-following behavior, then they must be unconscious.
no matter what
latitude for adjustments which will preserve the mentalistic system?
data are offered. And it is precisely this feature of mentalism and mentalistic explanation
of the mentalistic
which
reveals
its emptiness:
it "explains"
all possible
cognitive phenomena,
and thus
explains nothing.8
Another flaw occurring
And
in their attempts to account for language acquisition and use. The complex
mentalists
of
behavior
is observed, and on this basis a set of (unconscious)
rules is inferred.
pattern
8For
similar
Wittgenstein,
see
arguments,
Wittgenstein,
note Popper,
1958b,
1965,
sec.
609;
48
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by
Chomsky,
and
Wittgenstein,
the Behaviorist
Perspective
on Language
And
then the inferred rules are offered as an explanation of the behavior. The explanatory
is convincingly
illustrated by Wittgenstein's
emptiness of such a procedure
reading
example:
Now we should of course like to say thatwhat goes on in that practised reader and
in the beginner when they utter the word cant be the same. And if there is no
you observe.
sec.
1958b,
(Wittgenstein,
surprise atWittgenstein's
156)
statement that such mechanisms
are only
'only' is curious here.")
(Chomsky, 1969, p. 310). But the
is that such mind mechanism
hypotheses are only (are at most) a
expresses
. . theword
(".
Chomsky
hypotheses
force of the "only"
summary of the observed
them, and they are mere speculation when simply turned back on that behavior. And
besides, it is not at all clear that such a mind mechanism hypothesis could be tested. The
characteristics
except perhaps
desirable.
of an unconscious
for one:
mental mechanism
it can change
like Proteus,
But Wittgenstein does not oppose all uses of cognitive mediators in explaining human
In the first place, many cognitive activities are ?
he insists?
behavior.
open and
in addition to these observable
observable.
And
activities,
cognitive
Wittgenstein
of a cognitive behavior, they are by no means the end and entirety of the
(as mentalistic explanations
generally make them out to be). Rather, the
is forced to take another step: why is this rule recited in these circumstances?
the explanation
explanation
explanation
How does itmediate
9For more
1958a,
1958b,
sec. 211,
For
close accord on the limitations of this sort of explanation.
and Skinner are in especially
Wittgenstein
on
or "inner man"
based
the
is
also
"homunculus"
of
the
Skinner's
explanations
disparagement
example,
in their
too convenient,
their vacuity
are usually altogether
fact that such purported explanations
revealing
perfectelasticity in"explaining" any sortof behavior (Skinner, 1953, p. 279; Skinner, 1964, pp. 79-80, 82;
Skinner, 1969, p. 278; Skinner, 1974, p. 117).
And
even when
p.
like Wittgenstein,
covert behaviors
Skinner
do occur,
also opposes
explanation
such claims
on the grounds
that
of explanatory
adequacy
reached a stopping point (Skinner,
1969,
has by no means
148).
49
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Bruce
Waller
If the mentalistic
behavior, one\mt follows that rule (without requiring another rule to explain how it is to
be followed). Of course in neither case is this the end of the
explanatory story. The actual
?
which
insists is beyond the scope of philosophy (or linguis
explanation
Wittgenstein
?
is still to be given; it is a matter for empirical scientific
tics)
investigation,10 and will
terms
be
in
of
reward
of
certain
probably
responses, building the desired
training,
behavior from natural responses,11 and so on.
Having
noted Wittgenstein's
avoidance
for Chomsky's
plaint that:
. . .
Wittgenstein
explicitly restricts himself to descriptions that do not offer
even the hint of an explanation. By thus
restricting himself to data in and for
as
the
matter
of the philosopher's exclusive attention, he necessar
itself,
subject
ily turns away frommany interesting and significant questions about themental
reality (language, systems of belief, the basis for perception, etc.) thatmight be
illuminated by use of this descriptive material notmerely as data but as evidence.
. . .
1969, pp. 313-4)
(Chomsky,
would hardly deny that he imposes such restrictions. For example, he
Wittgenstein
states:
Our method
is purely descriptive;
explanations.
(Wittgenstein,
109)
So
496)
in order to have
and in no way
such-and-such
explains
In opposition toWittgenstein,
insists repeatedly on the explanatory power of
Chomsky
grammars, and especially on the explanatory power of any linguistic theorywhich "...
succeeds in selecting a descriptively
adequate grammar on the basis of primary linguistic
data ..."
that to the extent that a
1965, p. 25).12 Chomsky maintains
(Chomsky,
linguistic theory achieves explanatory adequacy:
...
to this extent, itoffers an explanation for the intuition of the native
speaker
on the basis of an empirical
hypothesis concerning the innate predisposition of
the child to develop a certain kind of theory to deal with the evidence
presented to
10That Wittgenstein
does approve
of the use of hypotheses
and models
when
in
they are employed
is evident inWittgenstein,
legitimate scientific theorizing (rather than as mentalistic
constructs)
1958a, pp.
6, 88; and Wittgenstein,
1958b, p. 193. Wittgenstein
he
approves actual scientific and empirical explanation;
is opposed
to explanatory
attempts by philosophers
(and linguists) because
they do not have any basis for
(and thus resort to mentalistic
giving explanations
pseudoexplanations).
"See Wittgenstein,
1958a, pp. 89-90.
can be regarded as a
1965, p. 24: "A grammar
12Chomsky,
theory of language;
to the extent that it
the intrinsic competence
of the idealized
correctly describes
adequate
it is descriptively
native
50
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speaker."
Chomsky,
Wittgenstein,
and
the Behaviorist
Perspective
on Language
In short, a linguistic
grammar; it describes
describes
theory that has explanatory adequacy
the innate, species-specific
language propensities
are possible, what languages a human can learn.
what
the universal
which
dictate
languages
is a legitimate quest. The linguist can examine a variety
In some respects, Chomsky's
of particular grammars in his effort to discover their common elements (the linguistic
universals) which form a universal grammar. And he can hypothesize that the elements
are
for human
universal
1970, pp.
language propensities, or to a common root for all languages (see Lyons,
126-7), or to some general learning principles (applicable formany species, but operative
in the learning of language), or to reinforcement contingencies
in special combinations
?
or whatever ?
the
most
verbal
communities
(see Skinner, 1974, p. 99)
present in
grammarian is in no position to say.15
One might respond that ifChomsky's
psychological
hypotheses
are speculative,
still
This point has also been noted (and illustrated)by Stanley Peters:
The
of transformations
power
base
component
component-transformational
in the transformational
sating with changes
In fact, Peters
claims
that:
Preliminary
but an infinite number
Thus
And
universals)
hypothesized
structure kernel.
14Note Staats,
15Note Staats,
by employing
1968,
p.
1968,
p.
to save
transforms
1971,
pp.
1971,
p.
the hypothesized
universals
143-4.
116ff.
51
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in the phrase
Bruce
Waller
they indicate potentially fruitful directions for further inquiry; and such hypotheses are to
be welcomed,
rather than disparaged. But it is hardly clear thatChomsky's
speculative
efforts can be justified in such a manner. In the firstplace, Chomsky tends to present his
?
?
or at least central elements of it
not as speculation, but rather as solidly
hypothesis
almost
truth
indubitable
is
about
what
involved in language acquisition. For
established,
example,
possible
child brings to language learning, and how detailed and specific is the innate
schema (the general definition of "grammar")
that gradually becomes more
as
and
child
differentiated
the
learns
the
explicit
language? (Chomsky, 1965, p.
to Chomsky,
then, the only question really open is how detailed the innate
According
schema is originally; that there is such an innate schema ?
that there is at least an innate,
?
schema
of
rules
is pre
species-specific
specifically governing language acquisition
sented by Chomsky as solidly supported fact (not as a speculative
which
may
hypothesis
give impetus to psychological
investigation).
If Chomsky
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Chomsky,
Wittgenstein,
and
the Behaviorist
Perspective
on Language
the grammar must meet. The theory of universal grammar, then, provides a
schema towhich any particular grammar must conform. Suppose,
furthermore,
that we can make this schema sufficiently restrictive so that very few possible
grammars conforming to the schema will be consistent with the meager and
to the language learner. His task, then, is to
degenerate data actually available
search among the possible grammars and select one that is not definitely rejected
to him. What
faces the language
learner, under these
by the data available
is not the impossible task of inventing a highly abstract and intri
conditions,
structured
cately
theory on the basis of degenerate data, but rather themuch more
forms the theory is extraordinarily difficult to determine: it is not even available to careful
introspection.16 Yet such a theorymust be present: the only question is towhat degree it is
innate, and to what degree learned.17
As Wittgenstein has noted, when we are convinced something must be a certain way,
often it is because
1958b, sec.
considerable
8). (This isone point atwhich Chomsky disagreeswith the typicalCartesian view; see Chomsky, 1966, p.
113).
109, footnote
11
See Chomsky,
1965, p. 26.
534 and 538.
1HSee Chomsky,
1969, sections
1967, p. 438; and contrast this with Wittgenstein,
see Braine,
to this general account of language development,
19For various objections
1971a, p. 157ff.;
and Schwartz,
1974, p. 163ff.
1973, p. 19ff.; and Atherton
1971b, p. 74ff.; Grandy,
Braine,
53
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Bruce
Waller
?
since
complex theory could actually be developed by an initial language learner; so
?
we suppose that there is a complex unconscious
innate
such a theory must be known
theory which makes itall possible. (We are burdened with not only a particular theory of
grammar, but also a general language theory to make development of the particular
theory seem feasible.)
If the mentalistic model
were discarded,
itwould be possible to reject the whole
a theory, and thus also to reject the
of having to master rules or develop
a
of
innate
supposition
complex
language theory. It is possible that a language-learner
does employ and learn such theories; but it is only thementalistic model thatmakes us
suppose thismust happen. And freed of thementalistic bias, it is not likely thatwe shall
notion
suppose
One
work
Skinner's
Verbal
Behavior
on
involved
tences, detect ambiguities, etc., apparently forces us to the conclusion that this
grammar is of an extremely complex and abstract character, and that the young
child has succeeded in carrying out what from the formal point of view, at least,
. . .
seems to be a remarkable type of theory construction.
Any theory of
1959, p. 57)
learning must cope with these facts. (Chomsky,
is not a finished explanation of language acquisition and use.
Verbal Behavior
Clearly
After all, itwas not intended as such.20 But if the necessity of mastering a complex theory
of language is rejected along with thementalistic perspective from which itappears to be
seems much more promising than is
then the learning theory approach
necessary,
S-R psychologist
is indeed at the simpleminded
end of things,
as
can
to
he
does
that
verbal
be
its component
behavior
reduced
supposing
that these will be simpler functions than speech is, and that theywill
processes,
be familiar. This is the psychology of the nothing-but. . . .The alternative to
ismuddleheadedness,
which finds it inconceivable that com
simplemindedness
plexity may be composed of simplicities, and writes off the possibility of simple
or "not interesting," want
explanations as "trivial,"
"very "unilluminating"
havior. The
20See Skinner,
vii. Thus
if Skinner's
1957, p. 11; and Skinner,
1969, Preface,
suggestions
concerning,
the learning of a grammar
are
is in accordance
with a grammar)
(or better, of verbal behavior which
e.g.,
somewhat
simplistic at several points, this is an indication of where further work should be done, beyond this
evidence
that the learning theory framework
is
very general early learning theory effort; it is by no means
for dealing with language and
Skinner is clearly more concerned
Besides,
inadequate
language acquisition.
with questions
of why one responds verbally at all, or why one makes one statement rather than another (the
is obviously
grammar of the statement aside). His concern with grammar
(as indicated at Skinner,
secondary
1957, pp. 9, 44, 331, e.g.).
54
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Chomsky,
Wittgenstein,
and
the Behaviorist
of something-more,
Perspective
on Language
the principle source of this certainty that something-more must be needed is the
mentalistic perspective. For if, e.g., learning a language involves employing a complex
theory and eliminating possible grammars by their failure to fit the input data, then itdoes
?
a great deal more ?
In fact, the
is needed.
indeed seem that something-more
seem
so
herculean that all except mentalistic
the task
mentalistic perspective makes
And
explanations
some other or none at all); but must also tell how that very complex system of rules was
mastered, and how the theory (of which the rules are a part) developed.
the cognitive
anti-mentalistic perspective,
In contrast, from theWittgensteinian,
no
behavior can be regarded as directly contingency-shaped,
learning of rules
requiring
at all. The behavior will of course be inaccordance with a set of rules, and one might give
a formal description
1958a, p. 13). But
of the behavior
the actual
learns a language has in some sense constructed the grammar for himself
to catch
a
(Chomsky, 1959) is as misleading as to say that dog which has learned
a ball has in some sense constructed the relevant part of the science of mechanics.
in both cases and once
Rules can be extracted from the reinforcing contingencies
who
55
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'
Bruce
Waller
in existence
extensive
(as Chomsky's
theory of mechanics
language learner derives a particular
grammar by applying a theory of possible languages to the incoming data). Of course, if
the dog had developed
such a theory, and had derived some laws of mechanics,
then it
could do much more with the knowledge than just catch a ball. For example, itcould also
describe the trajectories of rockets, tell why a particular missile did not reach its target
etc. On the
(insufficient force at launch, inaccurate angle of trajectory, or whatever),
same sort of grounds, we should resist the temptation to attribute knowledge of rules (and
of theory) to competent language users. For ordinary, competent speakers of the lan
guage
do not exhibit
developed
all possible
and employed
languages
They can use the language; but they are little closer to describing the rules of the language
(or even a possible set of rules formalizing the language) than the dog is to formulating
?
the laws of mechanics. They can say?
when a string is unacceptable, when
generally
with grammatical rules (and Chomsky has made very substantial contributions to the
effective and elegant formalization of such a description). But the disanalogies between
language
behavior
behavior
is more
contingency-shaped
rules.
vs.
21For more on rule-governed
behavior,see
Skinner,
1969, pp. 90, 121 ff., 146ff.,
contingency-shaped
166ff., 289f.; and Skinner,
1974, p. 125ff.
22For example,
such a distinction
results from the rule for affix-movement
in the verb phrase (Chomsky,
1957, p. 39, rule 29ii).
56
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Chomsky,
and
Wittgenstein,
the Behaviorist
Perspective
on Language
exposure
not account
Weksel,
1965a, p. 265)
And thementalist can complete the argument by contrasting learning theory's problems
with mentalistic successes. But if the vacuity of mentalistic explanation
is recognized,
then the problems involved in offering substantial explanations for language acquisition
?
may well lead to alternatives to the proposed transformation rules
equally simple and
?
more
would
to
which
be
amenable
Thus
plausible
learning theory explanations.23
mentalism
explanation.
work ?
in addition to providing arguments against mentalistic
Wittgenstein's
?
shows
that
the
explanation
complexities of the mentalistic system, the complexities
can now see the answer to
which must be there, are imposed by the system. We
the
the
rule which
the
changes
require the use of some transformational
order of the elements
in the final base string. The question
is not whether a grammar can be written which
rules
such discontinuous
rules (the transformational
substitutes
rewriting rules for the transformational
surface
structure of some
be
the
sentences
will
agree that this can be done (Be ver, Fodor, and Weksel,
revising lexical order); Be ver, Fodor, and Weksel
as
be simpler (or at least as simple)
issue is instead whether
such a grammar would
1965b, p. 289). The
with
This
issue
is
which
rules.
exclude
discontinuous
grammars
by problems
complicated
rewriting
any case,
with work
for without
reveal
procedures).
57
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Waller
Bruce
does our investigation get its importance from, since it seems only to
destroy everything interesting, that is, all that is great and important? (As itwere
are
all the buildings,
leaving behind only bits of stone and rubble.) What we
are
we
clearing up the ground of
destroying is nothing but houses of cards and
Where
And
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by D.
Paul
and