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Mobile Communications

Chapter 2: Wireless Transmission


Frequencies
 Signals
 Antenna
 Signal propagation


Dr.-Ing. Jean-Pierre Ebert

Multiplexing
 Spread spectrum
 Modulation
 Cellular systems


MC-I SS07

2.1

Frequencies for communication


twisted
pair

coax cable

1 Mm
300 Hz

10 km
30 kHz

VLF

LF

optical transmission

100 m
3 MHz

MF

HF

1m
300 MHz

VHF

UHF

10 mm
30 GHz

SHF

VLF = Very Low Frequency


LF = Low Frequency
MF = Medium Frequency
HF = High Frequency
VHF = Very High Frequency

100 m
3 THz

EHF

infrared

1 m
300 THz

visible light UV

UHF = Ultra High Frequency


SHF = Super High Frequency
EHF = Extra High Frequency
UV = Ultraviolet Light

Frequency and wave length:


 = c/f
wave length , speed of light c  3x108m/s, frequency f
Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.2

Frequencies for mobile communication




VHF-/UHF-ranges for mobile radio


simple, small antenna for cars
 deterministic propagation characteristics, reliable connections


SHF and higher for directed radio links, satellite


communication
small antenna, beam forming
 large bandwidth available


Wireless LANs use frequencies in UHF to SHF range


some systems planned up to EHF
 limitations due to absorption by water and oxygen molecules
(resonance frequencies)


weather dependent fading, signal loss caused by heavy rainfall


etc.

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.3

Frequencies and regulations


ITU-R holds auctions for new frequencies, manages frequency bands
worldwide (WRC, World Radio Conferences)
Cellular
Phones

Cordless
Phones

Wireless
LANs

Others

Europe

USA

Japan

GSM 450-457, 479486/460-467,489496, 890-915/935960,


1710-1785/18051880
UMTS (FDD) 19201980, 2110-2190
UMTS (TDD) 19001920, 2020-2025
CT1+ 885-887, 930932
CT2
864-868
DECT
1880-1900
IEEE 802.11
2400-2483
HIPERLAN 2
5150-5350, 54705725
RF-Control
27, 128, 418, 433,
868

AMPS, TDMA, CDMA


824-849,
869-894
TDMA, CDMA, GSM
1850-1910,
1930-1990

PDC
810-826,
940-956,
1429-1465,
1477-1513

PACS 1850-1910, 19301990


PACS-UB 1910-1930

PHS
1895-1918
JCT
254-380

902-928
IEEE 802.11
2400-2483
5150-5350, 5725-5825

IEEE 802.11
2471-2497
5150-5250

RF-Control
315, 915

RF-Control
426, 868

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.4

Signals I
physical representation of data
 function of time and location
 signal parameters: parameters representing the value of data
 classification







continuous time/discrete time


continuous values/discrete values
analog signal = continuous time and continuous values
digital signal = discrete time and discrete values

signal parameters of periodic signals:


period T, frequency f=1/T, amplitude A, phase shift 


sine wave as special periodic signal for a carrier:


s(t) = At sin(2  ft t + t)

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.5

Fourier representation of periodic signals



1
g (t ) = c +  an sin(2nft ) +  bn cos(2nft )
2
n =1
n =1

0
t

ideal periodic signal

Dr.-Ing. Jean-Pierre Ebert

real composition
(based on harmonics)

MC-I SS07

2.6

Signals II


Different representations of signals






amplitude (amplitude domain)


frequency spectrum (frequency domain)
phase state diagram (amplitude M and phase  in polar coordinates)
Q = M sin 

A [V]

A [V]
t[s]


I= M cos 

f [Hz]

Composed signals transferred into frequency domain using Fourier


transformation
 Digital signals need





infinite frequencies for perfect transmission


modulation with a carrier frequency for transmission (analog signal!)

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.7

Antennas: isotropic radiator


Radiation and reception of electromagnetic waves, coupling of
wires to space for radio transmission
 Isotropic radiator: equal radiation in all directions (three
dimensional) - only a theoretical reference antenna
 Real antennas always have directive effects (vertically and/or
horizontally)
 Radiation pattern: measurement of radiation around an antenna


z
y
x

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

ideal
isotropic
radiator

2.8

Antennas: simple dipoles




Real antennas are not isotropic radiators but, e.g., dipoles with lengths
/4 on car roofs or /2 as Hertzian dipole
 shape of antenna proportional to wavelength
/4

/2

Example: Radiation pattern of a simple Hertzian dipole


y

x
side view (xy-plane)

z
side view (yz-plane)

simple
dipole

top view (xz-plane)

Gain: maximum power in the direction of the main lobe compared to


the power of an isotropic radiator (with the same average power)

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.9

Antennas: directed and sectorized


Often used for microwave connections or base stations for mobile phones
(e.g., radio coverage of a valley)
y

side view (xy-plane)

side view (yz-plane)

top view (xz-plane)


z

top view, 3 sector

Dr.-Ing. Jean-Pierre Ebert

directed
antenna

sectorized
antenna

top view, 6 sector

MC-I SS07

2.10

Antennas: diversity


Grouping of 2 or more antennas




multi-element antenna arrays

Antenna diversity


switched diversity, selection diversity




receiver chooses antenna with largest output

diversity combining
combine output power to produce gain
 cophasing needed to avoid cancellation


/2
/4

/2

/4

/2

/2

ground plane

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.11

Signal propagation ranges


Transmission range



communication possible
low error rate

Detection range



detection of the signal


possible
no communication
possible

sender

Interference range



transmission

signal may not be


detected
signal adds to the
background noise

Dr.-Ing. Jean-Pierre Ebert

distance
detection
interference

MC-I SS07

2.12

Signal propagation
Propagation in free space always like light (straight line)
Receiving power proportional to 1/d_ in vacuum much more in real environments
(d = distance between sender and receiver)
Receiving power additionally influenced by
 fading (frequency dependent)
 shadowing
 reflection at large obstacles
 refraction depending on the density of a medium
 scattering at small obstacles
 diffraction at edges

shadowing

reflection

Dr.-Ing. Jean-Pierre Ebert

refraction
MC-I SS07

scattering

diffraction
2.13

Real world example

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.14

Multipath propagation
Signal can take many different paths between sender and receiver due to
reflection, scattering, diffraction
multipath
LOS pulses pulses

signal at sender
signal at receiver

Time dispersion: signal is dispersed over time


 interference with neighbor symbols, Inter Symbol Interference (ISI)
 pulses become wider, Delay Spread
The signal reaches a receiver directly and phase shifted
 distorted signal depending on the phases of the different parts

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.15

Effects of mobility
Channel characteristics change over time and location




signal paths change


different delay variations of different signal parts
different phases of signal parts

 quick changes in the power received (short term fading)

Additional changes in



power

distance to sender
obstacles further away

long term
fading

 slow changes in the average power

received (long term fading)


short term fading

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.16

Multiplexing
channels ki

Multiplexing in 4 dimensions





space (si)
time (t)
frequency (f)
code (c)

k1

k2

k3

k4

k5

k6

c
c

Goal: multiple use


of a shared medium

s1

t
s3

MC-I SS07

Important: guard spaces needed!

Dr.-Ing. Jean-Pierre Ebert

s2

2.17

Frequency multiplex
Separation of the whole spectrum into smaller frequency bands
A channel gets a certain band of the spectrum for the whole time
Advantages:
 no dynamic coordination
necessary
k1
k2
k3
k4
k5
 works also for analog signals

k6

Disadvantages:
 waste of bandwidth
if the traffic is
distributed unevenly
 inflexible
 guard spaces
t

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.18

Time multiplex
A channel gets the whole spectrum for a certain amount of time
Advantages:
 only one carrier in the
medium at any time
 throughput high even
for many users

k1

k2

k3

k4

k5

k6

Disadvantages:
 precise
synchronization
necessary

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.19

Time and frequency multiplex


Combination of both methods
A channel gets a certain frequency band for a certain amount of time
Example: GSM
Advantages:




better protection against


tapping
protection against frequency
selective interference
higher data rates compared to
code multiplex

k1

k2

k3

k4

k5

k6

c
f

but: precise coordination


required
t

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.20

Code multiplex
Each channel has a unique code
All channels use the same spectrum
at the same time
Advantages:




k1

k2

k3

k4

k5

k6

bandwidth efficient
no coordination and synchronization
necessary
good protection against interference and
tapping

Disadvantages:



lower user data rates


more complex signal regeneration

Implemented using spread spectrum


technology
Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.21

Modulation
Digital modulation




digital data is translated into an analog signal (baseband)


ASK, FSK, PSK - main focus in this chapter
differences in spectral efficiency, power efficiency, robustness

Analog modulation


shifts center frequency of baseband signal up to the radio carrier

Motivation


smaller antennas (e.g., /4)

Frequency Division Multiplexing


medium characteristics

Basic schemes




Amplitude Modulation (AM)


Frequency Modulation (FM)
Phase Modulation (PM)

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.22

Modulation and demodulation

digital
data
101101001

digital
modulation

analog
baseband
signal

analog
modulation

radio transmitter

radio
carrier

analog
demodulation

analog
baseband
signal

synchronization
decision

digital
data
101101001

radio receiver

radio
carrier

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.23

Digital modulation
Modulation of digital signals known as Shift Keying
1
 Amplitude Shift Keying (ASK):




very simple
low bandwidth requirements
very susceptible to interference

Frequency Shift Keying (FSK):




needs larger bandwidth


t

Phase Shift Keying (PSK):





more complex
robust against interference

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.24

Advanced Frequency Shift Keying










bandwidth needed for FSK depends on the distance between


the carrier frequencies
special pre-computation avoids sudden phase shifts
 MSK (Minimum Shift Keying)
bit separated into even and odd bits, the duration of each bit is
doubled
depending on the bit values (even, odd) the higher or lower
frequency, original or inverted is chosen
the frequency of one carrier is twice the frequency of the other
Equivalent to offset QPSK
even higher bandwidth efficiency using a Gaussian low-pass
filter  GMSK (Gaussian MSK), used in GSM

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.25

Example of MSK
1

0
bit

data

even

0101

even bits

odd

0011

odd bits

signal
value

hnnh
- - ++

low
frequency

h: high frequency
n: low frequency
+: original signal
-: inverted signal

high
frequency

MSK
signal

t
No phase shifts!

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.26

Advanced Phase Shift Keying


Q

BPSK (Binary Phase Shift Keying):








bit value 0: sine wave


bit value 1: inverted sine wave
very simple PSK
low spectral efficiency
robust, used e.g. in satellite systems

10

11

QPSK (Quadrature Phase Shift Keying):







2 bits coded as one symbol


symbol determines shift of sine wave
needs less bandwidth compared to
BPSK
more complex

Often also transmission of relative, not


absolute phase shift: DQPSK Differential QPSK (IS-136, PHS)
Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

00

01

t
11

10

00

01
2.27

Quadrature Amplitude Modulation


Quadrature Amplitude Modulation (QAM): combines amplitude and
phase modulation
 it is possible to code n bits using one symbol
 2n discrete levels, n=2 identical to QPSK
 bit error rate increases with n, but less errors compared to
comparable PSK schemes
Q
0010
0011

0001
0000

_
a

I
1000

Dr.-Ing. Jean-Pierre Ebert

Example: 16-QAM (4 bits = 1 symbol)


Symbols 0011 and 0001 have the same phase _,
but different amplitude a. 0000 and 1000 have
different phase, but same amplitude.
 used in standard 9600 bit/s modems

MC-I SS07

2.28

Hierarchical Modulation
DVB-T modulates two separate data streams onto a single DVB-T stream
 High Priority (HP) embedded within a Low Priority (LP) stream
 Multi carrier system, about 2000 or 8000 carriers
 QPSK, 16 QAM, 64QAM
 Example: 64QAM





good reception: resolve the entire


64QAM constellation
poor reception, mobile reception:
resolve only QPSK portion
6 bit per QAM symbol, 2 most
significant determine QPSK
HP service coded in QPSK (2 bit),
LP uses remaining 4 bit

10
I

00
000010

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

010101

2.29

Spread spectrum technology


Problem of radio transmission: frequency dependent fading can wipe out
narrow band signals for duration of the interference
Solution: spread the narrow band signal into a broad band signal using a
special code
protection against narrow band interference
power

interference

spread
signal

power

signal

detection at
receiver

protection againstf narrowband interference

spread
interference
f

Side effects:



coexistence of several signals without dynamic coordination


tap-proof

Alternatives: Direct Sequence, Frequency Hopping


Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.30

Effects of spreading and interference


dP/df

dP/df

i)

user signal
broadband interference
narrowband interference

ii)
f
sender
dP/df

dP/df

dP/df

iii)

iv)
f

Dr.-Ing. Jean-Pierre Ebert

v)
f

receiver

MC-I SS07

2.31

Spreading and frequency selective fading


channel
quality

narrowband channels

4
frequency
narrow band
signal

guard space

channel
quality

spread
spectrum
Dr.-Ing. Jean-Pierre Ebert

spread spectrum channels

frequency

MC-I SS07

2.32

DSSS (Direct Sequence Spread Spectrum) I


XOR of the signal with pseudo-random number (chipping sequence)


many chips per bit (e.g., 128) result in higher bandwidth of the signal

Advantages



reduces frequency selective


fading
in cellular networks
base stations can use the
same frequency range
 several base stations can
detect and recover the signal
 soft handover


tb
user data
0

1
tc

chipping
sequence
01101010110101

Disadvantages


precise power control necessary

XOR

=
resulting
signal

01101011001010

tb: bit period


tc: chip period
Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.33

DSSS (Direct Sequence Spread Spectrum) II


spread
spectrum
signal

user data
X
chipping
sequence

modulator

transmit
signal

radio
carrier
transmitter

correlator
received
signal

demodulator
radio
carrier

lowpass
filtered
signal

sampled
sums

products
X

integrator

data

decision

chipping
sequence
receiver

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.34

FHSS (Frequency Hopping Spread Spectrum) I


Discrete changes of carrier frequency


sequence of frequency changes determined via pseudo random number


sequence

Two versions



Fast Hopping:
several frequencies per user bit
Slow Hopping:
several user bits per frequency

Advantages




frequency selective fading and interference limited to short period


simple implementation
uses only small portion of spectrum at any time

Disadvantages



not as robust as DSSS


simpler to detect

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.35

FHSS (Frequency Hopping Spread Spectrum) II


tb
user data
0

td

f3

slow
hopping
(3 bits/hop)

f2
f1
f

td

f3

fast
hopping
(3 hops/bit)

f2
f1
t

tb: bit period


Dr.-Ing. Jean-Pierre Ebert

td: dwell time


MC-I SS07

2.36

FHSS (Frequency Hopping Spread Spectrum) III


narrowband
signal

user data
modulator

modulator

frequency
synthesizer

transmitter

received
signal

hopping
sequence

Dr.-Ing. Jean-Pierre Ebert

spread
transmit
signal

narrowband
signal
demodulator

hopping
sequence

data

demodulator

frequency
synthesizer

MC-I SS07

receiver

2.37

Cell structure
Implements space division multiplex: base station covers a certain
transmission area (cell)
Mobile stations communicate only via the base station
Advantages of cell structures:





higher capacity, higher number of users


less transmission power needed
more robust, decentralized
base station deals with interference, transmission area etc. locally

Problems:




fixed network needed for the base stations


handover (changing from one cell to another) necessary
interference with other cells

Cell sizes from some 100 m in cities to, e.g., 35 km on the country side
(GSM) - even less for higher frequencies
Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.38

Frequency planning I
Frequency reuse only with a certain distance between the base
stations
Standard model using 7 frequencies:
f4
f3

f5
f1
f2

f3
f6
f7

f2
f4

f5
f1

Fixed frequency assignment:





certain frequencies are assigned to a certain cell


problem: different traffic load in different cells

Dynamic frequency assignment:






base station chooses frequencies depending on the frequencies


already used in neighbor cells
more capacity in cells with more traffic
assignment can also be based on interference measurements

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.39

Frequency planning II
f3
f1
f2
f3

f2
f3
f1

f3
f1
f2
f3

f2
f3
f1

f3
f1
f2

3 cell cluster

f3

f2
f4
f3
f6

f5
f1
f2

f3
f6
f7
f5

f2
f4
f3

f7
f5
f1
f2

7 cell cluster

f2
f2
f2
f1 f
f1 f
f1 f
h
h
3
3
3
h 2
h 2
g2 1 h3 g2 1 h3
g2
g1
g1
g1
g3
g3
g3

Dr.-Ing. Jean-Pierre Ebert

3 cell cluster
with 3 sector antennas

MC-I SS07

2.40

Cell breathing
CDM systems: cell size depends on current load
Additional traffic appears as noise to other users
If the noise level is too high users drop out of cells

Dr.-Ing. Jean-Pierre Ebert

MC-I SS07

2.41

Andreas Willig

Overview

The Cellular Concept


System Capacity
Channel Allocation
Handover
Paging / Location Update

Cellular System Fundamentals, slide 2

Andreas Willig

The cellular concept

The cellular concept

cellular systems evolved from the first systems supporting wireless and
mobile telephony
initially their design was focused towards telephony services, data services
were added later on

Cellular System Fundamentals, slide 3

Andreas Willig

The cellular concept

Some important milestones

1946: the very first analog systems for public mobile telephony are
introduced in some cities of the US
1983: the analog AMPS system for wireless telephony is introduced
1987-1991: development phase of GSM [9], a digital cellular network
2001: GPRS becomes publicly available (packet-switching over GSM)
1993: IS-95 [5] is the first commercial cellular CDMA system
Cellular System Fundamentals, slide 4

Andreas Willig

The cellular concept

Some important milestones II

1989-today: development, deployment and operation of UMTS:


UMTS = Universal Mobile Telecommunications System [8]
third-generation digital cellular CDMA system supporting data and
voice services
since 1999 the UMTS specification is controlled by the 3GPP (3rd
Generation Partnership Project) all UMTS specifications are publicly
available under
www.3gpp.org

Cellular System Fundamentals, slide 5

Andreas Willig

The cellular concept

Design Assumptions and Requirements

the available amount of spectrum is limited


a large number of users in a large geographical area must be supported,
otherwise the system is not accepted
business people term this networking effect: it becomes more and more attractive for an individual to
subscribe to cellular services the more people he/she can reach this way

Cellular System Fundamentals, slide 6

Andreas Willig

The cellular concept

Design Assumptions and Requirements II

the area is subdivided into cells:


each cell has at its center a base station (BS)
each cell contains a number of mobile stations (MS)
all communication from/to an MS is relayed through a BS, there is no
peer-to-peer communication
the BSs are interconnected and connected to fixed networks / other
cellular networks through a backbone or core network and gateways
two important notions indicate the direction of communication in a cell:
downlink: from the BS to a MS
uplink: from the MS to a BS
Cellular System Fundamentals, slide 7



































































2 BS 1



































































































Backbone


Andreas Willig
The cellular concept

Design Assumptions and Requirements III

2
1

BS 2

Interworking Function /
Gateway

Other
Networks

Cellular System Fundamentals, slide 8

Andreas Willig

The cellular concept

Cell Sizes and Frequency Reuse

in systems like GSM a number of channels or frequency bands is allocated


to each BS
the cell size is determined from the transmit power of the BS and the
receive threshold of the MS:
as long as an MS can decode the signal of the BS, it is inside the cell
but even outside the cell the BS signal may cause interference

the stronger the BSs tx power the larger the cell / interference area
the reuse distance of a frequency f used by a BS A is the geographical
distance where As signal only causes negligible interference, and f
may be re-used by another BS B
Cellular System Fundamentals, slide 9

Andreas Willig

The cellular concept

Cell Sizes and Frequency Reuse II


choosing a small transmit power in BSs thus:
=

reduces cell sizes and reuse distances

increases the number of users which may use the same


frequency in a given area (at places separated by at least
reuse distance), and thus increases the system capacity
the larger the system capacity the more revenue is possible

increases the number of base stations and thus the


system costs
Cellular System Fundamentals, slide 10

Andreas Willig

The cellular concept

Cell Sizes and Frequency Reuse III

typically network operators choose different cell sizes:


large cells (macrocells) in sparsely populated rural areas
small cells (microcells or picocells) in densely populated urban areas
large cells overlaying small cells (umbrella cells) to support highly
mobile users
network operators have to do proper cell planning [3] to:

achieve full coverage of a given area


accommodate the expected number of users / user densities
minimize the number of base stations needed

cell planning results in locations of base stations and their cell size
Cellular System Fundamentals, slide 11

Andreas Willig

The cellular concept

Mobility and Handover

mobile users reach the boundary of a cell and move into the next cell
from time to time
ongoing calls should be maintained when crossing cell boundaries, the
call should be handed over from the old cell to the new cell
a handover procedure involves exchange of signalling messages between:
MS
old BS and new BS
some further network elements in the backbone, e.g. the gateway to
the fixed network
Cellular System Fundamentals, slide 12

Andreas Willig

The cellular concept

Mobility and Handover II

Gateway to PSTN

Cellular System Fundamentals, slide 13

Andreas Willig

The cellular concept

Mobility and Handover III

the smaller the cell sizes the more handover events!

increased signalling traffic

since handovers take some minimum time, a too high


handover rate can lead to loss of connection

there is a tradeoff between cell sizes and supported


mobile speeds

Cellular System Fundamentals, slide 14

Andreas Willig

The cellular concept

Overview

The Cellular Concept


System Capacity
Channel Allocation
Handover
Paging / Location Update

Cellular System Fundamentals, slide 15

Andreas Willig

System Capacity

System Capacity

in certain cellular systems the allocated spectrum is subdivided into a


number N of equal-sized frequency channels or channels
these have to be allocated to the BS such that:
co-channel interference is minimized
adjacent channel interference is minimized
reuse distance is properly considered

a channel (or portions of it) is assigned to a MS for the duration of a call


a connected set of M base stations / cells in which each of the N
frequencies is assigned exactly once, is called a cluster
Cellular System Fundamentals, slide 16

Andreas Willig

System Capacity

Visualization and Modeling of Cells

case a) omnidirectional antenna

case b) sectorized antenna

Cellular System Fundamentals, slide 17

Andreas Willig

System Capacity

Visualization and Modeling of Cells A Clustering


Example

G
F

B
A

E
G
F

C
D

B
A

G
F

C
D

B
A

C
D

Cellular System Fundamentals, slide 18

Andreas Willig

System Capacity

Visualization and Modeling of Cells II

in reality:
cells have no regular shape
two cells typically overlap by 10% to 15% to enable handover
a MS in the overlap region of two cells belongs to either cell with
some probability (soft cell boundaries)
for the hexangular cell layout only certain cluster sizes M are feasible
(i.e. can create a plane tiling) these satisfy the relation:
M = i2 + i j + j 2

i, j N0

solutions are M = 1, 3, 4, 7, 9, 12, 13, . . .


Cellular System Fundamentals, slide 19

Andreas Willig

System Capacity

Estimation of System Capacity

let us make the following assumptions:


we adopt the hexagonal cell model
the overall number of available channels is N
each cluster consists of M cells, to each cell of a cluster k frequencies
are assigned (k M = N )
each cell has radius R
be D the distance between two BS using the same frequency (reuse
distance)
we consider only downlink direction, co-channel interference at a MS
has its source in transmissions of other BS than the current one
the path loss exponent is n, valid for the whole system area
Cellular System Fundamentals, slide 20

Andreas Willig

System Capacity

Estimation of System Capacity II

the ratio

D
R
gives the normalized reuse distance, Q is also denoted as co-channel
reuse ratio
Q=

for the hexagonal cell layout one can show that:

Q= 3M

Cellular System Fundamentals, slide 21

Andreas Willig

System Capacity

Estimation of System Capacity III

if Q is large, we have:
less interference
= smaller bit-/symbol error rates
= better speech quality
less channels per cell
= decreased capacity
conversely, a small Q leads to higher interference and higher capacity

Cellular System Fundamentals, slide 22

Andreas Willig

System Capacity

Estimation of System Capacity IV

let us fix one interior cell and look at its signal-to-interference ratio (SIR)
as experienced by a MS at the fringe of the cell:

where:

S
Pr (R)
P
=
I
iI Pr (Di)

I is the set of all interferers, i.e. the set of all BS using the same
frequency
Di is the distance between the MS and the i-th interferer
for maintaining a good speech quality a SIR of 18 dB should be used

Cellular System Fundamentals, slide 23

Andreas Willig

System Capacity

Estimation of System Capacity V

if we take into account that:


Pr (d) Pr (d0)

d
d0

n

and assume d0 = 1 (in appropriate units), we have:


S
Rn
=P
n
I
D
i
iI

Cellular System Fundamentals, slide 24

Andreas Willig

System Capacity

Estimation of System Capacity VI

if we take only the closest I0 interferers into consideration and assume


that they all have the same distance D we have
n

S
R
=
I
I0 D n
=

 n
D
1
=
=
R
I0

3M
I0

n

for larger n (e.g. in urban areas) and for fixing a minimal


SIR (e.g. of 18 dB) we can decrease M (increase number
k of frequencies per cell) and thus make smaller clusters,
thus increasing capacity
Cellular System Fundamentals, slide 25

Andreas Willig

System Capacity

Overview

The Cellular Concept


System Capacity
Channel Allocation
Handover
Paging / Location Update

Cellular System Fundamentals, slide 26

Andreas Willig

Channel Allocation

Channel Allocation

in practice the allocation of channels to cells depends on:


the expected traffic load per cell / per area unit
example: urban vs. rural areas
certain performance measures
=

often different cells have different numbers of channels


assigned, to accommodate differences in traffic load

Cellular System Fundamentals, slide 27

Andreas Willig

Channel Allocation

Call Blocking and Call Dropping

each cell i in a cellular system has a finite number ki of channels


if a MS requests a new call in a full cell, the call is blocked
if a MS moves from a neighbored cell into a full cell, the call is dropped
there are two important performance measures for a cellular system:
call blocking probability
call dropping probability

Cellular System Fundamentals, slide 28

Andreas Willig

Channel Allocation

Call Blocking and Call Dropping II

the call blocking probability :


should be low (typical target: < 1%), blocked customers are unhappy
can be computed under specific assumptions (Poisson arrivals,
exponential call holding times) from simple queueing theory results
(Erlang loss formulas)
the call dropping probability :
should be even lower, call dropping makes customers even more angry
=

proper channel allocation strategies are needed to fulfill


these requirements for a given traffic load
Cellular System Fundamentals, slide 29

Andreas Willig

Channel Allocation

Fixed Channel Allocation (FCA)


channels are assigned to cells / BS on a permanent basis and the BS
assigns them to the MS for the duration of a call
=

FCA is susceptible to call blocking / call dropping

the following constraints have to be considered in the assignment:


number of available frequencies
avoiding adjacent-channel interference:
do not assign neighbored frequencies to a single cell
do not assign neighbored frequencies to neighbored cells
avoid co-channel interference: keep a minimum distance between two
cells using the same frequency
accommodate expected traffic load
Cellular System Fundamentals, slide 30

Andreas Willig

Channel Allocation

Fixed Channel Allocation (FCA) II


a number of heuristic techniques have been developed to solve FCA
problems [6]
an assignment is only valid as long as the traffic load distribution does
not change (much) otherwise the call dropping/blocking rate increases
and the allocation must be re-computed

Cellular System Fundamentals, slide 31

Andreas Willig

Channel Allocation

FCA with Borrowing

if a new call or handover call arrives to a crowded cell, the BS might ask
its neighbor BS to borrow a channel for the call duration:
if successful, the channel is temporarily used by the accepting BS
it is not used by the donating BS for the duration of the call
after the call finishes the accepting BS returns the channel
still the interference constraints have to be obeyed

Cellular System Fundamentals, slide 32

Andreas Willig

Channel Allocation

Dynamic Channel Allocation


several cells are grouped into a cluster
a cluster possesses a clusterhead (CH)
channel allocation is done dynamically by the CH:

if a new or handover call arrives to a BS, the BS requests a channel


from the CH and issues this to the MS
after the call finished, the channel is returned to the CH

this approach allows to explore statistical multiplexing gains!!


a CH can coordinate with neighbored CHs to minimize co-channel
interference
Cellular System Fundamentals, slide 33

Andreas Willig

Channel Allocation

Overview

The Cellular Concept


System Capacity
Channel Allocation
Handover
Paging / Location Update

Cellular System Fundamentals, slide 34

Andreas Willig

Handover

Handover

a handover becomes necessary if a MS with an ongoing call:


is about to leave its current cell, and
is about to enter a neighbored cell
possible causes for handovers:
mobility of the MS
signal degradation to current BS due to moving obstacles
types of handovers (w.r.t. data, not to signalling connections!):
hard handover : MS has a data connection to at most one BS
soft handover : MS can communicate with several BS simultaneously
Cellular System Fundamentals, slide 35

Andreas Willig

Handover

Handover II

Gateway to PSTN

Cellular System Fundamentals, slide 36

Andreas Willig

Handover

Handover III
necessary actions in a hard handover:

the new BS must allocate a channel and assign it to the MS


the old BS must deallocate the channel
if the call is going through a PSTN gateway the connection between
the gateway and the old BS must be re-routed to the new BS

important requirements:

no noticeable degradation of speech quality during handover


no actions required from the user

important questions:

when is a handover initiated?


who initiates the handover?
Cellular System Fundamentals, slide 37

Andreas Willig

Handover

Handover Initiation

let us assume that:


the BS/MS need a minimum signal power Pmin to maintain a call at
an acceptable level of speech quality
if signal power drops below this level (the MS moves out of the range
of the BS) the call is canceled
no handoff is initiated as long as the signal level is above
Pmin +
with the safety margin > 0
a handover process takes some minimum time tmin
Cellular System Fundamentals, slide 38

Andreas Willig

Handover

Handover Initiation II

if is too large the handover is initiated early and unnecessarily


=

increased signalling traffic

if is too small:
if the mobiles speed v is so large that it moves out of the cell before
the handover is completed (tmin) the old connection drops and there
is no chance to set up the connection to the new BS

Cellular System Fundamentals, slide 39

Andreas Willig

Handover

Handover Initiation III


to determine the signal strength, measurements must be taken over a
timespan sufficiently long to average over fast fading
the measurements can either be done by the BS or by the MS
in mobile-assisted handover (MAHO):
the MS measures the signal strength of surrounding BS (e.g. by
evaluating signal strength of specific beacon packets)
the MS reports the measurement values to its current BS or other
stations in the network
handover if another BS is significantly stronger than the current BS
such a behavior is called hysterese: choosing the BS such that at any time the MS is connected to
the best one would likely produce many handovers

Cellular System Fundamentals, slide 40

Andreas Willig

Handover

Handover Initiation IV

MAHO is used both in GSM and UMTS


GSM:
hard handover
execution of a handover after making the decision takes one to two
seconds
UMTS:
soft handover and softer handover

Cellular System Fundamentals, slide 41

Andreas Willig

Handover

Mechanisms for Call Dropping Avoidance

to avoid dropping of handover calls, the BS treats channel allocation for


new calls and handover calls differently
the guard channel concept:
the BS puts aside some channels and allocates these exclusively to
handover calls
= reduced capacity
= can be effectively combined with DCA, to avoid
allocating guard channels in all cells of a cluster

Cellular System Fundamentals, slide 42

Andreas Willig

Handover

Mechanisms for Call Dropping Avoidance II

queueing of handover requests:


the BS or CH puts handover requests into a queue
as soon as an ongoing call ends or roams away, the corresponding
channel is assigned to a handover request from the queue
in this case tmin can be large, depending on the number of mobiles

Cellular System Fundamentals, slide 43

Andreas Willig

Handover

Umbrella Cells
if the mobiles have vastly different speeds there is no best choice of :
for small speeds the cells can be small while maintaining a small
handover rate
for high speeds small cells would lead to a very high handover rate
solution: put slow mobiles into small cells and fast mobiles into large
umbrella cells (with higher antennas and larger tx powers)
=

the cells overlap spatially, but use different channels

the decision can be made by CH from observing a MSs handover rate


Cellular System Fundamentals, slide 44

Andreas Willig

Paging / Location Update

References
[1] Manuel Duque-Anton. Mobilfunknetze Grundlagen, Dienste und Protokolle. Verlag Vieweg,
Braunschweig / Wiesbaden, Germany, 2002.
[2] Jose M. Hernando and F. Perez-Fontan. Introduction to Mobile Communications Engineering. Artech
House, Boston, 1999.
[3] Ajay R. Mishra. Fundamentals of Cellular Network Planning and Optimisation: 2G/2.5G/3G... Evolution
to 4G. John Wiley & Sons, 2004.
[4] Theodore S. Rappaport. Wireless Communications Principles and Practice. Prentice Hall, Upper
Saddle River, NJ, USA, 2002.
[5] Arthur H. M. Ross and Klein S. Gilhausen. Cdma technology and the is-95 north american standard.
In Jerry D. Gibson, editor, The Communications Handbook, pages 199212. CRC Press / IEEE Press,
Boca Raton, Florida, 1996.
[6] Harilaos G. Sandalidis and Peter Stavroulakis. Heuristics for solving fixed-channel assignment problems.
In Ivan Stojmenovic, editor, Handbook of Wireless Networks and Mobile Computing, pages 5170. John
Wiley & Sons, New York, 2002.
[7] Mischa Schwartz. Mobile Wireless Communications. Cambridge University Press, Cambridge, GB, 2005.
Cellular System Fundamentals, slide 53

Andreas Willig

Paging / Location Update

[8] B. Walke, P. Seidenberg, and M. P. Althoff. UMTS The Fundamentals. John Wiley and Sons,
Chichester, UK, 2003.
[9] Bernhard Walke. Mobile Radio Networks Networking, Protocols and Traffic Performance. John Wiley
and Sons, Chichester, 2002.

Cellular System Fundamentals, slide 54

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