Sunteți pe pagina 1din 369

UNITED STATES PATENT AND TRADEMARK OFFICE

UNITED STATES DEPARTMENT OF COMMERCE


United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria, Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

ISSUE DATE

PATENT NO.

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

06/0112010

7729440

091344

9281

23696

7590

05/12/2010

QUALCOMM INCORPORATED
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121

ISSUE NOTIFICATION
The projected patent number and issue date are specified above.

Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)


(application filed on or after May 29,2000)
The Patent Term Adjustment is 221 day(s). Any patent to issue from the above-identified application will
include an indication of the adjustment on the front page.
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information
Retrieval (PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
(ODM) at (571)-272-4200.
APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
Gerard Dussarrat, Saint Sebastien Sur Loire, FRANCE;
Daniel Bourasseau, Nantes, FRANCE;

IRI03 (Rev. 10/09)

tO/503389

OT11Rec~d PCTtP:rO

"

ATTY. DOCKET NO.


4590-324

INFORMATION DISCLOSURE
CITATION IN AN
APPLICATION

o5hA\lQIII

U.S. APPLICATION NO.


Not yet assigned

APPLICANT

Gerard DUSSARAT et a!.


FILING DATE

~feb 14,'UJ fJ 3

(PTO-1449)

GROUP-z6I/

U.s. PATENT :DOCUMENTS


EXAMINER'S
INITIALS

PATENT NO.

DATE

NAME

INMI

5,811,604

1998-09-22

Fruit Larry John et al

INMI
INMI

5,216,391

1993-06-01

Shlralsbl Kenlcbl et al

5,884,220

1999-0316

Farmer Dominie: Gerard et al

....

..

..

EXAMINER'S
INITIALS

INMI

CLASS

SUBCLASS

CLASS

SUBCLASS

FILING
DATE

FOREIGN PATENT DOCUMENTS

PATENT NO.

DATE

COUNTRY

0,822,421

1998-02-04

Toyota Motor Co. Ltd.

Trunslation
No

Ves

~P{

OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc,)

EXAMINER

_/DATE CONSIDERED

01/03/2008
.
..
Im1l31.f rcfcnmcc considered. whether or nOI Cltallon IS In confonnance WIth MPEP 609; draw line through alallOn If nOI an confonnance and
..

INurul Matinl

EXAM INER.
nOI considered. Include copy oflhis form wilh neXI communicalion 10 Applicanl.

PART B - FEE(S) TRANSMITTAL


Complete and semi this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
Commissioner for Pat.ent.s
P.O. Box 1450
Alexandria. Virginia 22313-1450
(571) 273-2885 ~
IN~n~l;LTi(lNS' Thl', fon" ,h,'uld !-". \"e<J ~c'r lnmsm!tHf! rhe E<~l l' Fn~ ,1nd f'l"l~J WATtUN FfE (if r"'l'Jjr"d)' mock, j ~hrou,!h 5 "houJd be comQbed where
apDr(.;~n,:11c. --\H i1.rrth..:.~' c("n;sp 1ndcnct' p,cit....hn2, tht' p~~t..:.'nt. ad\Jflf.:(; \.1nk:f", ~~;hl Potli1f.:3l.!(.n 01 fIlaH;h,:.';l~~;h.'\_ fC(;$ \'\.In b,:'. 1Tw.l1ed t~} tl~c (:urrcnt corr';;"~;Dondencc ad.. kcs~; ~"'5
!n\}ic,;ted l~nh $$ corrected l'C"h -. or dn"'.?. t~ d oth~n~ j 'C" in Hl)t. k j. by (a I ~peclfYjJlg a .lK~\\,' correspondence addn:$s~ and/or (b) inrhcatlng a ~t~parate "tEE /\DDRE~SS" f:)r
nl~""lntcnanc.;:~ fcc notili.:..'atlons,

QUALCOMM INCORPORATED
Patent Department
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121

CertWcllt~' of l\hlJing M'Tnmsmlssion


I !Kreby (:crtify that this FecU;) Tran:;fnittal i:; b':::ing deposited \.... ith

Shte.;; P,'st"i

'-'L'n,:i('-.\vi~~l s'lff~,'~~,'-~'~~ ))Ost'lI)L'

-fl'r

-f~"S' C11SS r.~'3.~J

'on

th~

'jf'

United

'-~~l'''-~l'''rL'

~;~~~:~;~~~~;h,~t:,1~~~~\-At77t~~\:f;!~~(~~~~h~s:];j~~Z~i~,~~}~~iLf~e'sjn\\i~
Gina Golia
IGina Golial

April 14, 2010

I
10/503,389

flUNG DATE

FlRST ~"MviED iNVENTOR

091344

Gerard Dussarrat

08/03/2004

9281

TITLE OF E'NENTI0N:

APPLN.

T"(f'~

non provisional

lSSUE JOEi'

Pt 8L1CAT10N' fi'E

TO"fAL FEE(SI DUE

$1510

$300

$1810

NO

indication of ('Fef:.

~XRL,),.

Addn~~~x':

2. for printing on th\'~ pat\'~nt -front p::ge.

c)7

:d2~~\,~lf~n~;PTc):~B);1~2)'~~;;:t(t:eT(or Ch!mg<' of Con<'spond<'m'"

th~ nUlTKS
::ger:tx OH.~

of up to 3 regi:;tcr,:::d patent

or

altern::ti;"eJy;

(A) NA",IE Of A.SSIGNEE

foUo\\-ing fee{s) are

a~

aH0n1~Ys

a rneInber a

2 Jeffrey D. Jacobs

~t~~~~~;~!~~~~l~~i~;~~;ff~,~~:I~g~~~l::~!Yf';~ ~.~~~~\~

3. ASSIGNEE NlI.ME AND RESIDENCE DATA, TO BE PRINTED ON nlE PlI.TENT (print or

QUALCOMM Incorporated

ii~.t

(])

t?',:l the narne of a $ingk fInn (having

[] 'lFcc ALddres:tindi....arjon (or ltF\:.~\:.' Addrcs~" Indi....ation f~)fn1


PTO/SB/47; Rev 03-02 or rnore r;~~cent) aHEched, U5fC of E Custouu:r
Numher i~ required.

4a,-rh~:

05/03/2010

,\RT UNiT

EXAMiNER

l~ Cb;jf\~~:..of conespondencf:' add-fe~;s or

DATE DUE

(!:l)

RESIDENCE: '/'lTY

tYl-k~)

3J;<\

STATE OR COU",iTRY)

San Diego, California

t~nch~$ed:

~ Jssue Fee
il) 'Pubh':"~3xion 'Fef:. (No ~~fnaH entity disCfYi.:nt peru1:tted)

[J A.d.. .'ance On:kr - :# of Copies


S, Cha:ug~,,: in 1~~nti.1J Status (fi,(~lY: xtatns indicated abo',re)

[] a, !\pplic,mt claims SMALL ENTITY status. Sec 37 CFR 1.27.

CJ h. Applicant is no longer claiming Sl\lALL ENTJTY statu,. See 37 CFR J,27(g)(2).

Authorized SignaiuE IJeffrey D. Jacobsl

Date April

14, 2010

Typed ('r prim,~d name Jeffrey D. Jacobs

Registration

No. 40029

PTOL-85 iRev. OS-OS) Approved for us'' through 08!JJi2010. OMB 0651-0033

U.S. Patent and Trademark Office; U.S. DEPARTl\lENT OF COl\lMERCE

Privacy Act Statement


The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
your submission ofthe attached form related to a patent application or patent. Accordingly, pursuant to
the requirements of the Act, please be advised that: (1) the general authority for the collection of this
information is 35 USc. 2(b)(2); (2) furnishing of the infurmation solicited is voluntary; and (3) the
principal purpose for which the infonnation is used by the U.S. Patent and Trademark Office is to process
and/or examine your submission related to a patent application or patent. If you do not furnish the
requested infomlation, the U.S. Patent and Trademark Office may not be able to process and/or examine
your submission, which may result in termination of proceedings or abandonment of the application or
expiration of the patent.
The infonnation provided by you in this form will be subject to the following routine uses:
1. The infommtion on this foml will be treated confidentially to the extent allowed under the
Freedom ofInformation Act (5 USc. 552) and the Privacy Act (5 U.S.C 552a). Records from
this system of records may be disclosed to the Department of Justice to determine whether
disclosure of these records is required by the Freedom of Infonnation Act.
2. A record from this system of records may be disclosed, as a routine use, in the course of
presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
opposing counsel in the course of settlement negotiations.
3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
submitting a request involving an individual, to whom the record pertains, \vhen the individual
has requested assistance from the Member with respect to the subject matter of the record.
4. A record in this system of records may be disclosed, as a routine use, to a contractor ofthe
Agency having need for the information in order to perfoml a contract. Recipients of information
shall be required to comply with the requirements of the Privacy Act of 1974, as amended,
pursuant to 5 U.S.c. 552a(m).
5. A record related to an International Application filed under the Patent Cooperation Treaty in this
system of records may be disclosed, as a routine use, to the International Bureau of the World
Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
6. A record in this system of records may be disclosed, as a routine use, to another federal agency
for purposes of National Security review (35 U.s.c. 181) and for review pursuant to the Atomic
Energy Act (42 U.S.c. 218(c.
7. A record from this system of records may be disclosed, as a routine use, to the Administrator,
General Services, or his/her designee, during an inspection of records conducted by GSA as part
of that agency's responsibility to recommend improvements in records management practices and
programs, under authority of 44 U.S.c. 2904 and 2906. Such disclosure shall be made in
accordance with the GSA regulations governing inspection of records for this purpose, and any
other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
determinations about individuals.
8. A record from this system of records may be disclosed, as a routine use, to the public after either
publication of the application pursuant to 35 U.s.c. 122(b) or issuance of a patent pursuant to 35
U.S.c. 151. Further, a record may be disclosed, subject to the limitations of37 CFR 1.14, as a
routine use, to the public if the record was filed in an application which becan1e abandoned or in
\vhich the proceedings \vere tenninated and which application is referenced by either a published
application, an application open to public inspection or an issued patent.
9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or
local law enforcement agency, if the USPTO becomes aware of a violation or potential violation
of law or regulation.

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

Jeffrey D. Jacobs/Gina Golia

Attorney Docket Number:

091344

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Fee Code

Quantity

Amount

Sub-Total in
USD($)

Utility Appl issue fee

1501

1510

1510

Pubi. Fee- early, voluntary, or normal

1504

300

300

Description

Basic Filing:

Pages:

Claims:

Miscellaneous-Filing:

Petition:

Patent-Appeals-and-Interference:

Post-Allowance-and-Post-Issuance:

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Extension-of-Time:

Miscellaneous:

Total in USD ($)

1810

Electronic Acknowledgement Receipt


EFSID:
Application Number:

7412269
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:
Filer Authorized By:
Attorney Docket Number:

9281

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

Gerard Dussarrat
23696
Jeffrey D. Jacobs/Gina Golia
Jeffrey D. Jacobs
091344

Receipt Date:

14-APR-2010

Filing Date:

03-AUG-2004

TimeStamp:
Application Type:

13:59:37

u.s. National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Deposit Account

Payment was successfully received in RAM

$1810

RAM confirmation Number

9947

Deposit Account

170026

Authorized User
The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)

Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)

File Listing:
Document
Number

Document Description

File Name

Issue Fee Payment (PTO-85S)

091344_2010-04-14_ISSF.pdf

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

no

no

1979499
18c3016e3cSal1adl e4869310602030c869
32d4c

Warnings:
Information:
31951
2

Fee Worksheet (PTO-875)

fee-info.pdf
833 2a3c35 OdbS 217d37eSc7627e8a c74eb3
8fd09

Warnings:
Information:
Total Files Size (in bytes)

2011450

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

UNITED STAlES PAlENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

NOTICE OF ALLOWANCE AND FEE(S) DUE


23696

7590

EXAMINER

02/03/2010

BOCURE, TESFALDET

QUALCOMM INCORPORATED
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121

ART UNIT

PAPER NUMBER

2611

DATE MAILED: 02/03/2010

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/03/2004

Gerard Dussarrat

091344

9281

TITLE OF INVENTION: FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

APPLN. TYPE

SMALL ENTITY

ISSUE FEE DUE

PUBLICATION FEE DUE

PREV. PAID ISSUE FEE

TOTAL FEE(S) DUE

DATE DUE

nonprovisiona1

NO

$1510

$300

$0

$1810

05/03/2010

THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
THIS
STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.c. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS
PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
DUE.
HOW TO REPLY TO THIS NOTICE:
I. Review the SMALL ENTITY status shown above.
If the SMALL ENTITY is shown as YES, verify your current

If the SMALL ENTITY is shown as NO:

SMALL ENTITY status:


A. If the status is the same, pay the TOTAL FEE(S) DUE shown
above.

A. Pay TOTAL FEE(S) DUE shown above, or

B. If the status above is to be removed, check box 5b on Part B Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
and twice the amount of the ISSUE FEE shown above, or

B. If applicant claimed SMALL ENTITY status before, or is now


claiming SMALL ENTITY status, check box Sa on Part B - Fee(s)
Transmittal and pay the PUBLICATION FEE (if required) and 1/2
the ISSUE FEE shown above.

II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
the paper as an equivalent of Part B.
III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
Mail Stop ISSUE FEE unless advised to the contrary.

IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
Page 1 of 3
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.

PART B - FEE(S) TRANSMITTAL


Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
Commissioner for Patents
P.O. Box 1450
Alexandria, Virginia 22313-1450
or Fax (571)-273-2885
INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
maintenance fee notifications.
Note: A certificate of mailing can only be used for domestic mailings of the
CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change of address)
Fee(s) Transmittal. This certificate cannot be used for any other accompanying
papers. Each additional paper, such as an assignment or formal drawing, must
have its own certificate of mailing or transmission.
23696
7590
02/03/2010
Certificate of Mailing or Transmission
QUALCOMM INCORPORATED
I hereby certify that this Fee(s) Transmittal is being deposited with the United
States Postal Service with sufficient postage for first class mail in an envelope
5775 MOREHOUSE DR.
addressed to the Mail Stop ISSUE FEE address above, or being facsimile
transmitted to the USPTO (571) 273-2885, on the date indicated below.
SAN DIEGO, CA 92121
(Depositor's name)
(Signature)

(Date)

APPLICATION NO.

10/503,389

FILING DATE

FIRST NAMED INVENTOR

08/03/2004

ATTORNEY DOCKET NO.

Gerard Dussarrat

CONFIRMATION NO.

091344

9281

TITLE OF INVENTION: FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

APPLN. TYPE

SMALL ENTITY

ISSUE FEE DUE

PUBLICATION FEE DUE

PREVo PAID ISSUE FEE

TOTAL FEE(S) DUE

DATE DUE

nonprovisional

NO

$1510

$300

$0

$1810

05/03/2010

EXAMINER

ART UNIT

CLASS-SUBCLASS

BOCURE,TESFALDET

2611

375-305000

1. Change of correspondence address or indication of "Fee Address" (37


CFR 1.363).
Change of correspondence address (or Change of Correspondence
Address form PTO/SB/122) attached.

2. For printing on the patent front page, list


(I) the names of up to 3 registered patent attorneys
or agents OR, alternatively,

o
o "Fee Address" indication (or "Fee Address" Indication form
PTO/SB/47; Rev 03-02 or more recent) attached. Use ofa Customer

(2) the name of a single firm (having as a member a


registered attorney or agent) and the names of up to
2 registered patent attorneys or agents. If no name is
listed, no name will be printed.

Number is required.

3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
(A) NAME OF ASSIGNEE

(B) RESIDENCE: (CITY and STATE OR COUNTRY)

Please check the appropriate assignee category or categories (will not be printed on the patent) :
4a. The following fee(s) are submitted:

o Issue Fee
o Publication Fee (No small entity discount permitted)
o Advance Order - # of Copies

Individual

Corporation or other private group entity

Government

4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)

5. Change in Entity Status (from status indicated above)


a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.

o A check is enclosed.
o Payment by credit card. Form PTO-2038 is attached.
o overpayment,
The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
(enclose an extra copy of this form).
to Deposit Account Number
0

b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).

NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
interest as shown by the records of the United States Patent and Trademark Office.
Authorized Signature
Typed or printed name

_
_

Date
Registration No.

_
_

This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
an application. Confidentiality is governed by 35 U.S.c. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete
this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
Alexandria, Virginia 22313-1450.
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PTOL-85 (Rev. 08/07) Approved for use through 08/3112010.

OMB 0651-0033

U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE

UNITED STAlES PAlENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/03/2004

Gerard Dussarrat

091344

9281

23696

7590

EXAMINER

02/03/2010

BOCURE, TESFALDET

QUALCOMM INCORPORATED
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121

ART UNIT

PAPER NUMBER

2611

DATE MAILED: 02/03/2010

Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)


(application filed on or after May 29,2000)
The Patent Term Adjustment to date is 103 day(s). If the issue fee is paid on the date that is three months after the
mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
months) after the mailing date of this notice, the Patent Term Adjustment will be 103 day(s).
If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
determines Patent Term Adjustment is the filing date of the most recent CPA.
Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
(PAIR) WEB site (http://pair.uspto.gov).
Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
or
directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101
(571)-272-4200.

Page 3 of 3
PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.

Notice of Allowability

Application No.

Applicant(s)

10/503,389
Examiner

DUSSARRAT ET AL.
Art Unit

Tesfaldet Bocure

2611

-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-Ail claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.

IZI This communication is responsive to 12/15/09.


2. IZI The allowed c1aim(s) islare 1-19.
3. IZI Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (f).
1.

a) [gI All

b)

D Some*

c)

D None

of the:

1. [gI Certified copies of the priority documents have been received.

D Certified copies of the priority documents have been received in Application No. _ _ .
3. D Copies of the certified copies of the priority documents have been received in this national stage application from the

2.

International Bureau (PCT Rule 17.2(a)).


* Certified copies not received: _ _.
Applicant has THREE MONTHS FROM THE "MAILING DATE" of this communication to file a reply complying with the requirements
noted below. Failure to timely comply will result in ABANDONMENT of this application.
THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
4.

D A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER'S AMENDMENT or NOTICE OF
INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.

5.

D CORRECTED DRAWINGS ( as "replacement sheets") must be submitted.


(a)

including changes required by the Notice of Draftsperson's Patent Drawing Review ( PTO-948) attached

(b)

including changes required by the attached Examiner's Amendment I Comment or in the Office action of
Paper No./Mail Date _ _.

1)

D hereto or 2) D

to Paper No./Mail Date _ _.

Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).

6.

DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.

Attachment(s)
1. D Notice of References Cited (PTO-892)
2.

Notice of Draftperson's Patent Drawing Review (PTO-948)

3.

4.

Information Disclosure Statements (PTO/SB/08),


Paper No./Mail Date _ _
Examiner's Comment Regarding Requirement for Deposit
of Biological Material

D
6. D
5.

Notice of Informal Patent Application

7.

Interview Summary (PTO-413),


Paper No./Mail Date _ _ .
Examiner's AmendmenUComment

8. [gI Examiner's Statement of Reasons for Allowance


9.

Other _ _.

/Tesfaldet Bocure/
Primary Examiner, Art Unit 2611

u.s. Patent and Trademark Office


PTOL-37 (Rev. 08-06)

Notice of Allowability

Part of Paper No./Mail Date 20100128

Application/Control Number: 10/503,389

Page 2

Art Unit: 2611


REASONS FOR ALLOWANCE

1.

The following is an examiner's statement of reasons for allowance: The claimed

subject matter in claims 6-9 and 17-19 is allowable because the arts of record fail to
teach or fairly suggest the claimed modulator first and second data according to several
frequency stages each having different frequency value (see frequency stages in figure
4) and in combination with each and every elements of the claimed limitations in claims
6and17.
2.

As the reasons for allowance regarding claims 1-5,10-14,15 and 16 refer to the

office action mailed on 9/17/09.


Any comments considered necessary by applicant must be submitted no later
than the payment of the issue fee and, to avoid processing delays, should preferably
accompany the issue fee. Such submissions should be clearly labeled "Comments on
Statement of Reasons for Allowance."

3.

Any inquiry concerning this communication or earlier communications from the

examiner should be directed to Tesfaldet Bocure whose telephone number is (571) 2723015. The examiner can normally be reached on Mon-Thur (8:00a-5:30p) & Mon.-Fri
(8:00a-5:30p).
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Mohammed H. Ghayour can be reached on (571) 272-3021. The fax phone
number for the organization where this application or proceeding is assigned is 571273-8300.

Application/Control Number: 10/503,389

Page 3

Art Unit: 2611


Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

lTesfaldet Bocure/
Primary Examiner, Art Unit 2611
/T. B./
Primary Examiner, Art Unit 2611

Issue Classification

IIIII1

Application/Control No.

Applicant(s)/Patent Under Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

ORIGINAL
CLASS

INTERNATIONAL CLASSIFICATION
SUBCLASS

375

CLAIMED

295

CROSS REFERENCE(S)
CLASS

27 / 00 (2006.01.01 )

27 / 12 (2006.01.01 )

3 / 00 (2006.01.01 )

SUBCLASS (ONE SUBCLASS PER BLOCK)

375

305

332

117

NON-CLAIMED

Claims renumbered in the same order as presented by applicant

Final

Original

Final

Original

17

17

18

18

19

19

11

12

13

14

10

10

11

12

13

14

15

15

16

16

Final

Original

Final

Original

D
Final

CPA
Original

Final

T.D.
Original

Final

R.1.47
Original

Final

Original

NONE
Total Claims Allowed:
19
(Assistant Examiner)
ITesfaldet Bocurel
Primary Examiner.Art Unit 2611
(Primary Examiner)

u.s. Patent and Trademark Office

(Date)
01/28/2010

O.G. Print Claim(s)

O.G. Print Figure

(Date)

7
Part of Paper No. 20100128

Search Notes

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

SEARCHED
Class
375, 332
375
332
327
375
327
332
375,332,327
375,332,327
375,332,327
375,332,327

Subclass
375/305,274,286,332/100, 117
271-273,295,303,305
117
126-128,114
ALL
ALL
ALL
Search Updated
Search Updated
Search Updated
Search Updated

Date
11/09/2006
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
4/26/09
7/18/09
9/13/09
1/28/10

Examiner
Matin, Nurul M
TB
TB
TB
TB
TB
TB
TB
TB
TB
TB

Date
11/09/2006

Examiner
Matin, Nurul M

5/22/2007
1/2/2008
1/3/2008
10/2/08
10/2/09
7/18/09
1/28/10

Matin, Nurul M
Matin, Nurul M
Matin, Nurul m
TB
TB
TB
TB

Date
7/18/09
7/18/09

Examiner
TB
TB

SEARCH NOTES
Search Notes
Consulted With Ye Lin for claim 1, 2, 4 8, 9 and also searched for double
patenting
Consulted with SPE Mohammad Ghayour for final rejection.
Cosulted with SPE Mohammad Ghayour
Double patenting search complited.
WEST
WEST Updated 4/26/09
WEST Updated
WEST Updated

INTERFERENCE SEARCH
Class
375
332

Subclass
295,305
117

/Tesfaldet Bocure/
Primary Examiner.Art Unit 2611

u.s. Patent and Trademark Office

Part of Paper No. : 20100128

WEST Search History for Application 10503389


Creation Date: 2010012822:42
Prior Art Searches
Query

DB

Op.

Plur.

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(375/271).ccls. or (3751272).ccls. or (3751273).ccls. or PGPB, USPT,


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or USOC, EPAB,
(332/117).ccls.
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

PGPB, USPT,
((375/271).ccls. or (3751272).ccls. or (3751273).ccls.
or (3751295).ccls. or (375/303).ccls. or (375/305).ccls. USOC, EPAB,
or (332/117).ccls.) and (@ad<=20020222) and
JPAB, DWPI,
TDBD
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) )

OR

YES

01-28-2010

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(3271126).ccls. or (327/127).ccls. or (3271128).ccls. or PGPB, USPT,


(327/114).ccls.
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

PGPB, USPT,
((3271126).ccls. or (327/127).ccls. or (3271128).ccls.
or (327/114).ccls.) and (transmitter$ same ($msk or USOC, EPAB,
(minimum near2 shift near2 key$3)) )
JPAB, DWPI,

OR

YES

01-28-2010

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

WEST Search History for Application 10503389

Thes.

Date

TDBD

((3271126).ccls. or (327/127).ccls. or (3271128).ccls.


or (3271114).ccls.) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222) and
(staircase$ or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multi$6) near4 frequenc$3)
TDBD

OR

YES

01-28-2010

dussarrat.inv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(dussarrat.inv. or bourasseau.inv.) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

4426710.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multiple$) near4 frequenc$3 near3 stage$)
TDBD

OR

YES

01-28-2010

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) same (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2

PGPB, USPT,
USOC, EPAB,

OR

YES

01-28-2010

Prior Art Searches

shift near2 key$3))

JPAB, DWPI,
TDBD

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2
shift near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(3271126).ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(((staircase$ or (stair near case$)) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (375/$5.ccls. or 332/$5.ccls. or
327/$5.ccls. )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

5812604.pn. or 5216391.pn. or 5884220.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

5812604.pn. or 5216391.pn. or 5884220.pn. or


5990825.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

((sample$3 or quantiz$3) near3 (waveform$ or


sine$ or cosin$)) same (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

OR

YES

01-28-2010

Prior Art Searches

((sampl$4 or quantiz$3) near3 (waveform$ or sine$


or cosin$ same (msk or (minimum near2 shift
near2 key$3

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

(((sampl$4 or quantiz$3) near3 (waveform$ or


sine$ or cosin$ same (msk or (minimum near2
shift near2 key$3 )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

(((sampl$4 or quantiz$3) near3 (waveform$ or


sine$ or cosin$ same (msk or (minimum near2
shift near2 key$3) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

01-28-2010

Prior Art Searches

PATENT
Docket No. 091344/118436-210600IUS

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

Applicant:

Gerard Dussarrat et al.

Examiner:

Bocure, Tesfaldet

Serial No.:

10/503,389

Art Unit:

2611

Filed:

August 3, 2004

Confirmation:

9281

Title:

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

Mail Stop Amendment


Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450

AMENDMENT AND RESPONSE TO NON-FINAL OFFICE ACTION

Sir:
In response to the Non-Final Office Action mailed September 17,2009, please enter the
following amendments and consider the following remarks/arguments.

SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

IN THE CLAIMS

1.

(Previously Presented) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, using a
frequency modulator to modulate as a function of the data, a central carrier frequency ill at a
first frequency value ill + 1/4T representing one of the first value and the second value and/or a
second frequency value ill - 1/4T representing the other of the first value and the second value,
the method comprising:
modulating, using the frequency modulator, the central carrier frequency ill from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values.
2.

(Previously Presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from ill - 1/4T to ill + 1/4T is the same as for going from ill + 1/4T to
ill - 1/4T.
3.

(Previously Presented) The method as claimed in claim 2, wherein the frequency stages

for going from ill - 1/4T to ill + 1/4T are the same in absolute value as the frequency stages for
going from ill + 1/4T to ill - 1/4T.
4.

(Previously Presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.

5.

(Previously Presented) The method as claimed in claim 1, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.

2
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

6.

(Currently Amended) A frequency modulator to transmit digital data comprising a series

of data items each having either a first value or a second value, the frequency modulator to
implement a frequency modulation at a rate T according to a first twe predetermined frequencies
frequency representing the first value and a second predetermined frequency representing the
second value each representing either a first value of a data item or a second value of a data item,
the modulator comprising a microprocessor configured to~
modulate a central carrier frequency from one of the first and second frequencies to the
other of the first and second frequencies during a time interval T to provide a modulation output
signal; and
wherein the modulating is to be performed via successive frequency stages in each of
which successive frequency stages the frequency is modulated to have a different respective
frequency, and at the end of the time interval T the frequency attains the other of the first and
second frequencies shape the modulation as several frequency stages each having a different
respective frequency value, during a time interval T.

7.

(Previously Presented) The modulator as claimed in claim 6, wherein the microprocessor

is further configured to program the frequency stages.

8.

(Currently Amended) The modulator as claimed in claim L [[6]], further comprising a

field programmable gate array, linked to the microprocessor, to shape the modulation as a
function of data to be transmitted and of the programmed stages.
9.

(Previously Presented) The modulator as claimed in claim 6, further comprising a direct

digital synthesis device to generate instantaneous frequencies corresponding to the modulation.

10.

(Previously Presented) The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.
11.

(Previously Presented) The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.

3
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

12.

(Previously Presented) The method as claimed in claim 2, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.

13.

(Previously Presented) The method as claimed in claim 3, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.
14.

(Previously Presented) The method as claimed in claim 4, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.
15.

(Currently Amended) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, using a
frequency modulator to modulate as a function of the data, a central carrier frequency ill at a first
frequency value ill + 1/4T representing one of the first value and the second value and/or a
second frequency value ill - 1/4T representing the other of the first value and the second value,
the method comprising:
modulating, using the frequency modulator, the central carrier frequency ill from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values, and wherein the number of frequency stages is 16.

16.

(Previously Presented) A method of transmitting digital data, the data comprising a

series of data items each having either a first value or a second value and exhibiting a rate T,
using a frequency modulator to modulate as a function of the data, a central carrier frequency ill
at a first frequency value ill + 1/4T representing one of the first value and the second value

4
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

and/or a second frequency value ill - 1/4T representing the other of the first value and the second
value, the method comprising:
modulating, using the frequency modulator, the central carrier frequency ill from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values, and wherein the number of frequency stages is 8 or 32.

17.

(New) A frequency modulator to implement a frequency modulation at a rate T according

to two predetermined frequencies each representing either a first value of a data item or a second
value of a data item, the modulator comprising:
a microprocessor configured to shape the modulation as several frequency stages each
having a different respective frequency value, during a time interval T, wherein the
microprocessor is further configured to program the frequency stages; and
a programmable device, linked to the microprocessor, to shape the modulation as a
function of data to be transmitted and of the programmed stages.

18.

(New) The frequency modulator of claim 17, wherein the programmable device is a field

programmable gate array.

19.

(New) The frequency modulator of claim 17, wherein the frequency modulator is to

modulate a central carrier frequency ill at a first frequency value ill + 1/4T representing the first
value and a second frequency value ill - 1/4T representing the second value.

5
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

REMARKS/ARGUMENTS

The foregoing amendments and the remarks that follow are intended to impart precision
to the claims, and more particularly point out the invention, rather than to avoid prior art.
New claims 17-19 are added above. Thus, claims 1-19 are now pending in the
application. Claims 6, 7 and 9 were rejected. Claims 1-5 and 10-16 were allowed. Claim 8 is
objected to.
Claims 6,8 and 15 have been amended. No new matter has been added. Claim 15 is
amended to correct a minor typographical error.

ALLOWABLE SUBJECT MATTER

Applicant appreciates the Examiner's allowance of claims 1-5 and 10-16, and the
indication of allowable subject matter in dependent claim 8 (this claim was objected to).

CLAIM REJECTIONS - 35 USC 103

The Examiner has rejected claims 6, 7 and 9 over Shiraishi et al. (U.S. Patent No.
5,216,391) (hereinafter "Shiraishi").
Applicant has amended independent claim 6 to recite that the frequency modulator is to
transmit digital data comprising a series of data items each having either a first value or a second
value. Claim 6 further is amended to recite that the frequency modulates a central carrier
frequency to provide a modulation output signal, and that the modulating is performed via
successive frequency stages where the frequency is modulated to have a different respective
frequency in each stage.
The Examiner cites Shiraishi as a primary reference in this rejection. Shiraishi is directed
to an MSK modulator. Shiraishi specifically describes the use of an improved reference wave
generator (Abstract).
Shiraishi first describes an existing MSK modulator (with reference to Fig. 4) that
provides a modulation output signal. Shiraishi then discusses and illustrates an MSK modulator
with the improved reference wave generator in Fig. 1. This modulator also provides the

6
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

modulation output signal, but uses sample data stored in a memory to generate the reference
wave.
In discussing the reference wave generator, Shiraishi describes the following (column 4,
lines 38-43):
In this embodiment, eight samples per one period are used as the fixed
PCM data, one sample having three bits. The fixed PCM data corresponds
to the data of a reference wave sampled at sampling points (1) to (8)
shown in FIG. 5, the sampling clock being the same as the operation
clock.
Shiraishi further describes the frequency of the reference wave as follows
(column 5, lines 12-21):
The relation between the frequency fs of the operation clock (conversion
rate) for the D/A converter and the frequency fb of the reference wave is
required to satisfy fs 2: 2fb according to the sampling theorem. In the
example shown in FIG. 2, eight values are sampled during one period of a
reference wave, and so fs =8fb (four-fold over-sampling). It is therefore
sufficient if the low-pass filter has the characteristic indicated at ~ shown
in FIG. 3 for eliminating the frequency equal to or higher than f (fs -fb).
It respectfully should be noted that Shiraishi describes the reference wave as having a

single frequency fb . Further, the eight samples used to generate the reference wave are eight
different amplitude values (not different frequency values). In other words, the data samples are
merely used to represent different points of amplitude on a wave, so that the wave can be formed
using a digital-to-analog converter 113 to provide an analog wave signal (column 4, lines 27-29).
Also, see Shiraishi's Fig. 8 for another example of how the sample data points merely
correspond to different amplitude values for a generated wave. Shiraishi does not teach or
suggest that the reference wave has differing frequencies in each of "successive frequency
stages" as recited in Applicant's claim 6.
Thus, Shiraishi's sample data points do not correspond to different frequencies. Please
see, for a contrasting example, Applicant's exemplary embodiment in which coefficients k j are
used to determine 16 different frequencies (paragraph 0050). Also, please see, for example,
Applicant's Fig. 3, which illustrates that an exemplary modulation output signal has 16 different
frequency values within a given time interval T. In contrast, Shiraishi does not describe that his
modulator provides a modulation output signal having several different frequency values.

7
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

Shiraishi's improvement over the prior art is merely in the manner of providing the
reference wave that is used to generate the modulation output, and not the frequency of the
modulation output signal itself. Shiraishi does not recognize or discuss a problem for which the
use of different frequency stages or steps (e.g., 16 different frequency values) are a solution.
Shiraishi is silent regarding the output signal frequency, and does not describe that the
modulation output signal in the improved modulator is different (as regards frequency) from the
modulation output signal of the prior art modulator. In contrast, Applicant's claim 6 recites
modulation at different frequencies. There is no teaching or suggestion of any type by Shiraishi
that different frequencies be used to step a signal at different frequency values (or stages) "from
one of the first and second frequencies to the other of the first and second frequencies during a
time interval T" as recited in Applicant's claim 6.
Accordingly, Applicant respectfully submits that amended independent claim 6 is now in
form for allowance.

NEW CLAIMS
Applicant has added new independent claim 17 above by combining similar limitations as
in claim 8 (objected to by the Examiner) and claim 7 with similar limitations from the previous
form of independent claim 6.
Applicant's specification describes that the FPGA is only a preferred embodiment (see
paragraph 0060). New dependent claim 19 depends from claim 17, and is believed to be
patentable at least for the same reasons as for claim 17. Claim 18 specifically recites an FPGA
as in claim 8.

8
SV 346,470,909

PATENT
Docket No. 091344/118436-210600IUS

CONCLUSION
Applicant's dependent claims 7-9 each depend, directly or indirectly, from independent
claim 6, and are believed to distinguish over the prior art at least for the reasons discussed above.
In view of the above, Applicant respectfully requests reconsideration of this application
and the allowance of the new claims and the remaining claims not yet allowed. It is respectfully
submitted that the Examiner's rejections have been successfully traversed and that all claims in
the application are now in order for allowance. Accordingly, reconsideration of the application
and allowance thereof is courteously solicited.
Authorization is hereby given to charge our Deposit Account No. 50-2638 for any charges
that may be due.
Respectfully submitted,
Date: December 15,2009

/Bruce T. Nee1/
Bruce T. Neel
Reg. No. 37,406

Customer Number 64494


GREENBERG TRAURIG, LLP
(602) 445-8339 Telephone
(602) 445-8100 Facsimile
neelb@gtlaw.com

9
SV 346,470,909

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

John Patrick Ward/Anne Collette

Attorney Docket Number:

091344

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Independent claims in excess of 3

1614

220

220

Basic Filing:

Pages:

Claims:

Miscellaneous-Filing:

Petition:

Patent-Appeals-and-Interference:

Post-Allowance-and-Post-Issuance:

Extension-of-Time:

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Miscellaneous:

Total in USD ($)

220

Electronic Acknowledgement Receipt


EFSID:
Application Number:

6641748
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:
Filer Authorized By:
Attorney Docket Number:

9281

Frequency modulator for digital transmissions

Gerard Dussarrat
23696
John Patrick Ward/Anne Collette
John Patrick Ward
091344

Receipt Date:

15-DEC-2009

Filing Date:

03-AUG-2004

TimeStamp:
Application Type:

19:43:50

u.s. National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Deposit Account

Payment was successfully received in RAM

$220

RAM confirmation Number

6421

Deposit Account

502638

Authorized User
The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)

Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)

File Listing:
Document
Number

Document Description

File Name
118436-210600US_Response.
pdf

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

yes

152057
c37592bf2fe802d46d6236c45fafd4d86fed
dSc2

Multipart Description/PDF files in .zip description


Document Description

Start

End

Amendment/Req. Reconsideration-After Non-Final Reject

Claims

Applicant Arguments/Remarks Made in an Amendment

Warnings:
Information:
29996
2

Fee Worksheet (PTO-875)

fee-info.pdf

no

8e48f3 OcOe855 e3 Oa4feeS 60c271 3444869d


dfc9

Warnings:
Information:
Total Files Size (in bytes)

182053

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

Ul\TfEJ) STATES J)EPA RTMK\lT OF COMMERCE


United States Patent and Trademark Office
Adill"" COMMISSIO'JER FOR PATENTS
po. Box 1450
Alexandria, Virginia 22313-1450
\VVi\V.lisptO.gOY

APPLICATION NUMBER

FILING OR 371 (C) DATE

FIRST NAMED APPLICANT

10/503,389

08/0312004

Gerard Dussarrat

ATTY. DOCKET NO./TITLE

091344
CONFIRMATION NO. 9281
POA ACCEPTANCE LETTER

23696
QUALCOMMINCORPORATED
5775 MOREHOUSE DR.
SAN DIEGO, CA 92121

IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~I~JUI~~U]11111111111111111111111
Date Mailed: 10/07/2009

NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY


This is in response to the Power of Attorney filed 09/25/2009.
The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
above address as provided by 37 CFR 1.33.

/mnguyen/

Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101

page 1 of 1

Ul\TfEJ) STATES J)EPA RTMK\lT OF COMMERCE


United States Patent and Trademark Office
Adill"" COMMISSIO'JER FOR PATENTS
po. Box 1450
Alexandria, Virginia 22313-1450
\VVi\V.lisptO.gOY

APPLICATION NUMBER

FILING OR 371 (C) DATE

FIRST NAMED APPLICANT

10/503,389

08/0312004

Gerard Dussarrat

ATTY. DOCKET NO./TITLE

62755 (4590-324)
CONFIRMATION NO. 9281
POWER OF ATTORNEY NOTICE

33308
LOWE HAUPTMAN HAM & BERNER, LLP
1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~I~JUI~~U]11111111111111111111111
Date Mailed: 10/07/2009

NOTICE REGARDING CHANGE OF POWER OF ATTORNEY


This is in response to the Power of Attorney filed 09/25/2009 .
The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).

/mnguyen/

Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101

page 1 of 1

POWER OF ATTORNEY
OR
REVOCAT!ON OF POWER OF ATTORNEY
WITH A NEW POWER OF ATTORNEY

Application Number
FiHng Date
First Named Inventor
Title

August 3, 2004
Gerard Dussarrat
FREQUENCY MODULATOR FOR DJGITAL ...

I~HANGE
c
A.ND
OF CORRESPONDENCE ADDRESS I-A:-:tt-:--o~rn-e~y=-Do-c'ke-:t'N-:!.Im-::-be-r+-:0791:-:3"'-:-44~~---------J--i
ArUJnit

2611

Eltaminer Name

SOCURE, TESFALDET

I ! hereby revoke aU previous powers of att(;ney given in the above-identified application.


~

A Power oi Attorney is submitted herewith.

OR
i hereby appoint Practitioner(s) associated with the following Customer
~
Number as my/our attorney(s) or agent(s) to prosecute Iheapplication
identified above, and to transact al! business in the United States Palent
!
and Trademali< Office connected therewith'
!
OR
!
I hereby appoint PractWoner(s) named below as my/our atlorney(s) or agenl(s) 10 prosecute the application identified above, and
,
to transact all business in the United States Patent and Trademark Office connected therewith:

!Xl

23696

Praclitioner(s) Name

Registration Number

Please recognize or change the correspondence address for the above-identified application to:

[8J

The address associated with the above-mentioned Customer Number.


OR
r-~~-~--------~-;

The address associated With Customer Number:


OR

Firm or
Individual Name

! Address

I State I

City

I Zip \

Country

I Email I

! Telephone
Ii am the:

Applicanliinventor.

OR
fVl

Assignee of record afire entire interest. See 37 CFR 3.71


Statement under 37 CFR 3. 73(b) (Form PTO/SB/96) submitted herewith or filed on

~ and Company

VP, Patent Counsel

!l!QI!;: Signatures of all the inventors or assignees of record of the entire interest or their representative{s) are required. SUbmit multiple forms if more than one
signature is required, see belew'.

'Total of

forms are submitted.

This collection of information is required by 37 GFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is tofiie (and by the
USPTO te process) an applicatien. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes te eompiete,
including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the ir\dividual case. Any comments on
the amount of time you require to complete this form andler suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
Trademark Office, U.S. Depr,rt:::ent of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS:O THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Bolt 1450, Alexandria, VA 22313-1450.

if you need ass/statice in completing the form, cafl1-80o-PTO-9199 and select option 2.

PTO/SBJ96 (07"09)
Approved for use thr()ugh 07/31/2012. OMS 0651-0031
u.s. PatE!nt and Trademark OfficE!; U.S. DEPARTlvlENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond toa collection of infcrmation unlesslt displays a valid OMS control number.

STATI;MENT UND~~ 37 CFR 3.73(0)


Applicant/Patent Owner: Qualcomm Incorporated
Application NO.lPatsnt No.:

10/503,389

---'---------~-----

Filed/issue

Oate:08/03/2004

------~------~~

Titled:

Frequency modulator for digital transmissions


Qualcomm
___

Incorporated

~~

,a

Corporation

(Name of Assignee)

(Type of Assignee. e.g . corporation, partnership, university, government agency, etc.

states that it is:

1.

l.8J

2.

D
D

13 .

the assignee of the entire right, title, and interest in;

an assignee of less than the entire right, title, and interest in


(The extent (by percentage) of its Ownership interest is

- - - - %); or

the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)

the patent application/patent identified above, by virtue of either:

An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
the United States Patent and Trademark Office at Reel
, Frame
, or for which a
copy therefore is attached.

lB. l.8J

A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:

A.

OR

1. From:

To: _T_h_a_le_s_ _~~~

Gerard Dussarrat et ai.

The document was recorded in the United States Patent and Trademark Office at
Reel 016230

2. From:

Frame 0667

or for which a copy thereof is attached.


To: Magellan Navigation

Thales

Inc.

The document was recorded in the United States Patent and Trademark Office at

Ree! 022930
3. From:

Frame 0787

or for Which a copy thereof is attached.


To: Quatcomm Incorporated

Magellan Navigation, Inc.

The document was recorded in the United States Patent and Trademark Office at
Reel 023085

Frame 0179

or for which a copy thereof is attached.

Additional documents in the chain of title are listed on a supplementa! sheet(s).

As required by 37 GFR 3.73(b)(1 )(i), the documentary evidence of the chain of title from the original owner to the assignee was,
or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
!

[NOTE: A separate copy (i.e., a true copy of the original assignment document{s)) must be submitted to Assignment Divisio1"1 i1"1
accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08J

Signature

Charles D. Brown

I
l

The undersigned (whose W~ is sqpplied below) is authorized to act on behalf of the assignee.

(}{;:~~~:"cl~,:Q.. /:2~:;~1~{.:~:~:...:.:;.,.;;... t_.:.:.',. .: :" ".~

~__

Date

VP, Patent Counsel

Printed or Typed Name

Title

ThiS collection of information is required by 37 CFR 3.73(b). The ir,fQ'I"1Btion is reqUired to obtain or retain a benefit by the publ.ic which is to file (and by the USPTOIQ
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete. inclUding
gathering, preparing, and submitting the completed appliGation form to the USPTO. Time will vary depending upon the individuai case. Any Comments on the amount of time
you require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief information Officer, U.S. Patent and Trademark Office, U.S.
Department of Ccmmerce, P.O. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissloner
for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.

If you need assistance in completing Ihe form, caI/1-800-PTO-9199 and select option 2.

Electronic Acknowledgement Receipt


EFSID:

6146113

Application Number:

10503389

International Application Number:


Confirmation Number:

9281

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Customer Number:

33308

Filer:

Charles David Brown/Amy Bathke

Filer Authorized By:

Charles David Brown

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

25-SEP-2009

Filing Date:

03-AUG-2004

TimeStamp:

13:08:18

u.s. National Stage under 35 USC 371

Application Type:

Payment information:
Submitted with Payment

no

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

yes

1726086

091344_POA.pdf
cae47da39a2cSf797cd6a2c31 c08f670c8be
662e

Multipart Description/PDF files in .zip description


Document Description

Start

End

Power of Attorney

Assignee showing of ownership per 37 CFR 3.73(b).

Warnings:
Information:
Total Files Size (in bytes)

1726086

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

UNITED STAlES PAlENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/0312004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

09117/2009

LOWE HAUPTMAN HAM & BERNER, LLP


1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

EXAMINER
BOCURE, TESFALDET
ART UNIT

PAPER NUMBER

2611

MAIL DATE

DELIVERY MODE

09/17/2009

PAPER

Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.

PTOL-90A (Rev. 04/07)

Application No.

Applicant(s)
DUSSARRAT ET AL.

10/503,389

Office Action Summary

Examiner

Art Unit

Tesfaldet Bocure

2611

-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --

Period for Reply


A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE;l. MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
- Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
- If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).

Status
1)[8J Responsive to communication(s) filed on 25 June 2009.
2a)0 This action is FINAL.

2b)[8J This action is non-final.

3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)[8J Claim(s) 1-16 is/are pending in the application.
4a) Of the above c1aim(s) _ _ is/are withdrawn from consideration.
5)[8J Claim(s) 1-5 and 10-16 is/are allowed.
6)0 Claim(s) 6,7 and 9 is/are rejected.
7)0 Claim(s) fl. is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on _ _ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (f).
a)O All

b)O Some * c)O None of:

1.0 Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a.
* See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1)
2)
3)

0
0
0

Notice of References Cited (PTO-892)


Notice of Draftsperson's Patent Drawing Review (PTO-948)
Information Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date _ _.

4)
5)
6)

0
0
[8J

Interview Summary (PTO-413)


Paper No(s)/Mail Date. _ _ .
Notice of Informal Patent Application
Other: Drawing correction of 6/25/09.

U.s. Patent and Trademark Office

PTOL-326 (Rev. 08-06)

Office Action Summary

Part of Paper No./Mail Date 20090914

Application/Control Number: 10/503,389

Page 2

Art Unit: 2611


DETAILED ACTION

1.

Claims 1-16 are pending in this Application.

2.

The indicated allowability of claims 6,7 and 9 is withdrawn in view of the newly

discovered reference(s) to Shiraishi. Rejections based on the newly cited reference(s)


follow.

Claim Rejections - 35 USC 103

3.

The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all

obviousness rejections set forth in this Office action:


(a) A patent may not be obtained though the invention is not identically disclosed or described as set
forth in section 102 of this title, if the differences between the subject matter sought to be patented and
the prior art are such that the subject matter as a whole would have been obvious at the time the
invention was made to a person having ordinary skill in the art to which said subject matter pertains.
Patentability shall not be negatived by the manner in which the invention was made.

4.

This application currently names joint inventors. In considering patentability of

the claims under 35 U.S.C. 103(a), the examiner presumes that the subject matter of
the various claims was commonly owned at the time any inventions covered therein
were made absent any evidence to the contrary. Applicant is advised of the obligation
under 37 CFR 1.56 to point out the inventor and invention dates of each claim that was
not commonly owned at the time a later invention was made in order for the examiner to
consider the applicability of 35 U.S.C. 103(c) and potential 35 U.S.C. 102(e), (f) or (g)
prior art under 35 U.S.C. 103(a).

Application/Control Number: 10/503,389

Page 3

Art Unit: 2611


5.

Claims 6, 7 and 9 are rejected under 35 U.S.C. 103(a) as being unpatentable

over Shiraishi et ai., Shiraishi hereinafter (US patent number 5,216,391, of a record).
Shiraishi a transmitter for transmitting a an MSK modulated signal comprising a
processor or for generating a samples waveform for modulating the data value
comparing: a s storage device (11 and 12 in figure 1) for generating a waveform having
a sampled value (claimed (steps size, see fig. 5 where the cosine value having a step
size for modulating the data value) and modulating the sampled value with the data to
be transmitted (see I and Q value to modulate the waveform).
What Shiraishi fails to teach is that:
A microprocessor for generating the sampled waveforms for modulating g the
received data as in claim 6; the microprocessor for programming the frequency samples
(claimed stages, in claim 7; and digital syntheses for generating the waveform in claim
9.
As to the claimed microprocessor and the processor for programming the
frequency stages, it is obvious t hat the generated waver having to have a processor,
including a microprocessor to sample the waveform to generate a frequency stages or
samples to same the input data at the time the invention was made.
As to the claimed digital synthesizer, it abviouse and well know that a digital
synthesizer is used for synthesizing the frequency range in a digital communication for
regulating the frequency range at the time the invention was made.

Allowable Subject Matter

Application/Control Number: 10/503,389

Page 4

Art Unit: 2611


6.

Claims 1-5 and 10-16 are allowed.

7.

The following is a statement of reasons for the indication of allowable subject

matter: The claimed subject6 matter in claims 1-5 and 1-5 and 10-16 are allowable
because the claimed subject matter fail to teach that the frequency value representing
the first and second value are represented by f+1/4T and f-1/4T as disclosed the value
of 1/4T and in combination with each and every claimed limitations in claims 1, 15 and
16.
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Tesfaldet Bocure whose telephone number is (571) 2723015. The examiner can normally be reached on Mon-Thur (8:00a-5:30p) & Mon.-Fri
(8:00a-5:30p).
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Mohammed H. Ghayour can be reached on (571) 272-3021. The fax phone
number for the organization where this application or proceeding is assigned is 571273-8300.

Application/Control Number: 10/503,389

Page 5

Art Unit: 2611


Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

lTesfaldet Bocure/
Primary Examiner, Art Unit 2611
/T. B./
Primary Examiner, Art Unit 2611

IT.B.! 09/14/2009
REPLACEMENT SHEET

OK TO ENTER: IT.B.!

2/5
SIGNAL
~

1
-1

.,.. t

I
I

:>:

FIG.2A

fO+1/4T

+-----

fOt---ir-----+--+----..~ t
I

fO-1/4T

------------_--1
FIG. 28

n/2

-n/2

FIG.2C

Search Notes

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

SEARCHED
Class
375, 332
375
332
327
375
327
332
375,332,327
375,332,327
375,332,327

Subclass
375/305,274,286,332/100, 117
271-273,295,303,305
117
126-128,114
ALL
ALL
ALL
Search Updated
Search Updated
Search Updated

Date
11/09/2006
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
4/26/09
7/18/09
9/13/09

Examiner
Matin, Nurul M
TB
TB
TB
TB
TB
TB
TB
TB
TB

Date
11/09/2006

Examiner
Matin, Nurul M

5/22/2007
1/2/2008
1/3/2008
10/2/08
10/2/09
7/18/09

Matin, Nurul M
Matin, Nurul M
Matin, Nurul m
TB
TB
TB

Date
7/18/09
7/18/09

Examiner
TB
TB

SEARCH NOTES
Search Notes
Consulted With Ye Lin for claim 1, 2, 4 8, 9 and also searched for double
patenting
Consulted with SPE Mohammad Ghayour for final rejection.
Cosulted with SPE Mohammad Ghayour
Double patenting search complited.
WEST
WEST Updated 4/26/09
WEST Updated

INTERFERENCE SEARCH
Class
375
332

Subclass
295
117

/Tesfaldet Bocure/
Primary Examiner.Art Unit 2611

u.s. Patent and Trademark Office

Part of Paper No. : 20090914

Index of Claims

=
D

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

Rejected

Cancelled

Allowed

Restricted

Non-Elected

Appeal

Interference

Objected

D T.D.

Claims renumbered in the same order as presented by applicant

CLAIM
Final

CPA

R.1.47

DATE

Original

11/09/2006 OS/22/2007 01/03/2008 04/26/2009 09/14/2009

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

10

if

if

if

11

if

if

if

12

if

if

if

13

if

if

if

14

if

if

if

15
16

u.s. Patent and Trademark Office

=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=

=
=
=
=
=
if
if

0
if

=
=
=
=
=
=
=

Part of Paper No.: 20090914

WEST Search History for Application 10503389


Creation Date: 2009091409:27
Prior Art Searches
Query

DB

Op.

Plur.

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(375/271).ccls. or (3751272).ccls. or (3751273).ccls. or PGPB, USPT,


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or USOC, EPAB,
(332/117).ccls.
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

PGPB, USPT,
((375/271).ccls. or (3751272).ccls. or (3751273).ccls.
or (3751295).ccls. or (375/303).ccls. or (375/305).ccls. USOC, EPAB,
or (332/117).ccls.) and (@ad<=20020222) and
JPAB, DWPI,
TDBD
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) )

OR

YES

09-10-2009

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(3271126).ccls. or (327/127).ccls. or (3271128).ccls. or PGPB, USPT,


(327/114).ccls.
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

PGPB, USPT,
((3271126).ccls. or (327/127).ccls. or (3271128).ccls.
or (327/114).ccls.) and (transmitter$ same ($msk or USOC, EPAB,
(minimum near2 shift near2 key$3)) )
JPAB, DWPI,

OR

YES

09-10-2009

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

WEST Search History for Application 10503389

Thes.

Date

TDBD

((3271126).ccls. or (327/127).ccls. or (3271128).ccls.


or (3271114).ccls.) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222) and
(staircase$ or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multi$6) near4 frequenc$3)
TDBD

OR

YES

09-10-2009

dussarrat.inv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(dussarrat.inv. or bourasseau.inv.) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

4426710.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multiple$) near4 frequenc$3 near3 stage$)
TDBD

OR

YES

09-10-2009

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) same (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2

PGPB, USPT,
USOC, EPAB,

OR

YES

09-10-2009

Prior Art Searches

shift near2 key$3))

JPAB, DWPI,
TDBD

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2
shift near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(3271126).ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(((staircase$ or (stair near case$)) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (375/$5.ccls. or 332/$5.ccls. or
327/$5.ccls. )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

5812604.pn. or 5216391.pn. or 5884220.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

5812604.pn. or 5216391.pn. or 5884220.pn. or


5990825.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-10-2009

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

OR

YES

09-14-2009

Prior Art Searches

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(375/271).ccls. or (3751272).ccls. or (3751273).ccls. or PGPB, USPT,


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or USOC, EPAB,
(332/117).ccls.
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((375/271).ccls. or (3751272).ccls. or (3751273).ccls.


PGPB, USPT,
or (3751295).ccls. or (375/303).ccls. or (375/305).ccls. USOC, EPAB,
or (332/117).ccls.) and (@ad<=20020222) and
JPAB, DWPI,
((staircase$ or (stair near case$)) and ($msk or
TDBD
(minimum near2 shift near2 key$3)) )

OR

YES

09-14-2009

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(3271126).ccls. or (327/127).ccls. or (3271128).ccls. or PGPB, USPT,


(327/114).ccls.
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((3271126).ccls. or (327/127).ccls. or (3271128).ccls.


PGPB, USPT,
or (327/114).ccls.) and (transmitter$ same ($msk or USOC, EPAB,
(minimum near2 shift near2 key$3)) )
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

((3271126).ccls. or (327/127).ccls. or (3271128).ccls.


or (3271114).ccls.) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,

OR

YES

09-14-2009

Prior Art Searches

TDBD

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222) and
(staircase$ or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multi$6) near4 frequenc$3)
TDBD

OR

YES

09-14-2009

dussarrat.inv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(dussarrat.inv. or bourasseau.inv.) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

4426710.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


PGPB, USPT,
transmitter$ same ($msk or (minimum near2 shift USOC, EPAB,
near2 key$3)) and @ad<=20020222) and ((plural$4 JPAB, DWPI,
or multiple$) near4 frequenc$3 near3 stage$)
TDBD

OR

YES

09-14-2009

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) same (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2
shift near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(327/126).ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and

PGPB, USPT,
USOC, EPAB,

OR

YES

09-14-2009

Prior Art Searches

(@ad<=20020222 )

JPAB, DWPI,
TDBD

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(((staircase$ or (stair near case$)) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift
near2 key$3)) and (375/$5.ccls. or 332/$5.ccls. or
327/$5.ccls. )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

5812604.pn. or 5216391.pn. or 5884220.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

5812604.pn. or 5216391.pn. or 5884220.pn. or


5990825.pn.

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((sample$3 or quantiz$3) near3 (waveform$ or


sine$ or cosin$)) same (msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

((sampl$4 or quantiz$3) near3 (waveform$ or sine$


or cosin$)) same (msk or (minimum near2 shift
near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(((sampl$4 or quantiz$3) near3 (waveform$ or


sine$ or cosin$)) same (msk or (minimum near2
shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

(((sampl$4 or quantiz$3) near3 (waveform$ or


sine$ or cosin$)) same (msk or (minimum near2
shift near2 key$3))) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB, DWPI,
TDBD

OR

YES

09-14-2009

Prior Art Searches

PATENT
Docket No. 118436-210600/US

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

Applicant:

Gerard Dussarrat et al.

Examiner:

BOCURE, TESFALDET

Serial No.:

10/503,389

Art Unit:

2611

Filed:

August 3, 2004

Confirmation:

9281

Title:

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

CERTIFICATE OF TRANSMISSION
I hereby certify that this correspondence and identified enclosures are being transmitted electronically to the United States
Patent and Trademark Office via the EFS Web e-Filing system on June 25, 2009.

Commissioner for Patents


P.OBox 1450
Alexandria, VA 22313-1450

RESPONSE TO EX PARTE QUAYLE ACTION


Sir:
In response to the Ex parte Quayle Action mailed April 30, 2009, please enter the
following amendments and consider the following remarks/arguments.

1
SV 346,412,604 v 1

PATENT
Docket No. 118436-2106001US

AMENDMENTS TO THE DRAWINGS

Please replace sheet 2, which includes Figure 2, with the attached replacement sheet.
Sheet 2 has been amended by labeling each individual figure as Fig. 2A, 2B, and 2C,
respectively, as referenced in the originally-filed specification (see page 4, line 16). No other
changes have been made, and no new matter has been added.

2
SV 346,412,604 v 1

PATENT
Docket No. 118436-210600IUS

AMENDMENTS TO THE CLAIMS

1.

(Previously Presented) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, using a
frequency modulator to modulate as a function of the data, a central carrier frequency fO at a '
first frequency value fO + 1/4T representing one of the first value and the second value and/or a
second frequency value fO - 1/4T representing the other of the first value and the second value,
the method comprising:
modulating, using the frequency modulator, the central carrier frequency fO from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values.
2.

(Previously Presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from fO - 1/4T to fO + 1/4T is the same as for going from fO + 1/4T to
fO - 1/4T.

3.

(Previously Presented) The method as claimed in claim 2, wherein the frequency stages

for going from fO - 1/4T to fO + 1/4T are the same in absolute value as the frequency stages for
going from fO + 1/4T to fO - 1/4T.
4.

(Previously Presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.

5.

(Previously Presented) The method as claimed in claim 1, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.

3
SV 346,412,604 v 1

PATENT
Docket No. 118436-210600IUS

6.

(Previously Presented) A frequency modulator to implement a frequency modulation at a

rate T according to two predetermined frequencies each representing either a first value of a data
item or a second value of a data item, the modulator comprising a microprocessor configured to
shape the modulation as several frequency stages each having a different respective frequency
value, during a time interval T.

7.

(Previously Presented) The modulator as claimed in claim 6, wherein the microprocessor

is further configured to program the frequency stages.

8.

(Previously Presented) The modulator as claimed in claim 6, further comprising a field

programmable gate array, linked to the microprocessor, to shape the modulation as a function of
data to be transmitted and of the programmed stages.
9.

(Previously Presented) The modulator as claimed in claim 6, further comprising a direct

digital synthesis device to generate instantaneous frequencies corresponding to the modulation.

10.

(Previously Presented) The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.
11.

(Previously Presented) The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is 16.
12.

(Previously Presented) The method as claimed in claim 2, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.

13.

(Previously Presented) The method as claimed in claim 3, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
configured to receive satellite-based positioning signals.
14.

(Previously Presented) The method as claimed in claim 4, wherein the digital data are

transmitted between a reference station and a mobile, the reference station and the mobile each
4
SV 346,412,604 v 1

PATENT
Docket No. 118436-210600/US

configured to receive satellite-based positioning signals.


15.

(Previously Presented) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, using a
frequency modulator to modulate as a function of the data, a central carrier frequency fO at a first
frequency value fO + 1/4T representing one of the first value and the second value and/or a
second frequency value fO - 1/4T representing the other of the first value and the second value,
the method comprising:
modulating, using the frequency modulator, the central carrier frequency fO from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values, and wherein the number of frequency stages 16.

16.

(previously Presented) A method of transmitting digital data, the data comprising a

series of data items each having either a first value or a second value and exhibiting a rate T,
using a frequency modulator to modulate as a function of the data, a central carrier frequency fO
at a first frequency value fO + 1/4T representing one of the first value and the second value
and/or a second frequency value fO - 1/4T representing the other of the first value and the second
value, the method comprising:
modulating, using the frequency modulator, the central carrier frequency fO from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T; and
wherein the modulating is performed via successive frequency stages in each of which
successive frequency stages the frequency is modulated to have a different respective frequency
value, and at the end of the time interval T the frequency attains the other of the first and second
frequency values, and wherein the number of frequency stages is 8 or 32.

5
SV 346,412,604 v 1

PATENT
Docket No. 118436-210600IUS

REMARKS/ARGUMENTS

Claims 1-16 are pending and have been allowed. No claims are canceled, and no new
claims are added.
DRAWINGS

The Examiner objected to the drawings. Applicant has amended the drawings above to
add labels for Figs. 2A, B, and C. Applicant respectfully submits that this objection has now
been satisfied.

APPLICANT'S PRIOR RESPONSE

The Examiner has inquired regarding Applicant's prior reference to paragraph numbers
in the specification. Applicant apologizes for any confusion. All paragraph numbers referenced
in Applicant's prior response of February 2,2009, are found in the published version of the
specification (US 2005/0111578 AI). Applicant's prior response is hereby amended to confirm
that all paragraph references therein are made to this published specification.
Applicant respectfully submits that the application is now in complete form for issuance,
and requests same.
Authorization is hereby given to charge our Deposit Account No. 50-2638 for any charges
that may be due. Furthermore, if an extension is required, then Applicant hereby requests such an
extension.

Rez~
Date: June 25, 2009

Bruce T. Neel
Reg. No. 37,406

Customer Number 64494


GREENBERG TRAURIG, LLP
(602) 445-8339 Telephone
(602) 445-8100 Facsimile
neelb@gtlaw.com

6
SV 346,412, 604 v 1

REPLACEMENT SHEET

2/5
SIGNAL

1
-1

:<

...

I
I

I
I

:>:

FIG.2A

fO+1/4T

+-----

fO

fO-1/4T

--------------

FIG. 28

n/2
i'------~:-------~----t

-n/2

FIG.2C

Electronic Acknowledgement Receipt


EFSID:

5587031

Application Number:

10503389

International Application Number:


Confirmation Number:

9281

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Customer Number:

33308

Filer:

Bruce T. Neel/Sylwia Cotton

Filer Authorized By:

Bruce T. Neel

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

25-JUN-2009

Filing Date:

03-AUG-2004

TimeStamp:

14:36:59

u.s. National Stage under 35 USC 371

Application Type:

Payment information:
Submitted with Payment

no

File Listing:
Document
Number

Document Description

File Name

Response after Ex Parte Quayle Action

118436-21 0600-US1 0503389Response_to_Ex_Parte_Quayle


_Action.pdf

Warnings:
Information:

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

no

247264

9804cd620cdc4bd 1b4f57d 18e6c4720284e


45d13

Drawings-only black and white line


drawings

118436-21 0600-U51 0503389Replacement_DrawingJig_2.


pdf

8286
no

817cdOaa42f6afe665c3b920a6019ac36924
b888

Warnings:
Information:
Total Files Size (in bytes)

255550

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

PTO/SB/06 (07-06)
Approved for use through 1/31/2007. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PATENT APPLICATION FEE DETERMINATION RECORD

Application or Docket Number

Filing Date

10/503,389

08/03/2004

Substitute for Form PTO-875

APPLICATION AS FILED - PART I

OTHER THAN

(Column 1)

(Column 2)

FOR

NUMBER FILED

NUMBER EXTRA

RATE ($)

BASIC FEE
(37 CFR 1.16(a), (bl, or (e))

N/A

N/A

N/A

N/A

SEARCH FEE
(37 CFR 1.16(k), (il, or

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(m))

EXAMINATION FEE
(37 CFR 1.16(0), (p), or (q))

TOTAL CLAIMS
(37 CFR 1.16(i))

14 minus 20 =

INDEPENDENT CLAIMS
(37 CFR 1.16(h))

DAPPLICATION SIZE FEE


(37 CFR 1.16(s))

minus 3 =

D To be Mailed

SMALL ENTITY

X $

X $

OR

FEE ($)

SMALL ENTITY
RATE ($)

OR

FEE ($)

X $18 =

X $86 =

If the specification and drawings exceed 100


sheets of paper, the application size fee due
is $250 ($125 for small entity) for each
additional 50 sheets or fraction thereof. See
35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).

D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))


If the difference in column 1 is less than zero, enter "0" in column 2.

TOTAL

TOTAL

APPLICATION AS AMENDED - PART II


OTHER THAN

IZ
W
~

0
Z
W

06/25/2009
Total

(37 CFR

1.161111

Independent
37 CFR 1.16 h\\

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

SMALL ENTITY

RATE ($)

ADDITIONAL
FEE ($)

0
Z
W

(37 CFR

1.16(j\\

Independent
(37 CFR 1.16(hll

ADDITIONAL
FEE ($)

20

X $

OR

X $52=

Minus

***4

X $

OR

X $220=

TOTAL
ADD'L
FEE

OR

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

Minus
Minus

..
...

OR

RATE ($)

ADDITIONAL
FEE ($)

RATE ($)

X $

OR

X $

X $

OR

X $

D Application Size Fee (37 CFR 1.16(s))


D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
~

column 1 is less than the entry in column 2, write "0" in column 3.

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".

ADDITIONAL
FEE ($)

OR
TOTAL
ADD'L
FEE

* If the entry in

RATE ($)

Minus

TOTAL
ADD'L
FEE

Total

SMALL ENTITY

16

~
D Application Size Fee (37 CFR 1.16(s))
D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))

IZ
W

OR

OR

TOTAL
ADD'L
FEE

Legal Instrument Examiner:


/GERALDINE STANLEY/

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caI/1-BOO-PTO-9199 and select option 2.

UNITED STAlES PAlENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/0312004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

04/30/2009

LOWE HAUPTMAN & BERNER, LLP


1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

EXAMINER
BOCURE, TESFALDET
ART UNIT

PAPER NUMBER

2611

MAIL DATE

DELIVERY MODE

04/30/2009

PAPER

Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.

PTOL-90A (Rev. 04/07)

Application No.

Applicant(s)
DUSSARRAT ET AL.

10/503,389

Office Action Summary

Examiner

Art Unit

Tesfaldet Bocure

2611

-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --

Period for Reply


A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE 2. MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
- Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
- If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).

Status
1)1ZI Responsive to communication(s) filed on 02 Februarv 2009.
2a)0 This action is FINAL.

2b)0 This action is non-final.

3)1ZI Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)1ZI Claim(s) 1-16 is/are pending in the application.
4a) Of the above c1aim(s) _ _ is/are withdrawn from consideration.
5)1ZI Claim(s) 1-16 is/are allowed.
6)0 Claim(s) _ _ is/are rejected.
7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)1ZI The drawing(s) filed on 02 Februarv 2009 is/are: a)1ZI accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. 119
12)0 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (f).
a)O All

b)O Some * c)O None of:

1.0 Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a.
* See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1) IZI Notice of References Cited (PTO-892)
2)
Notice of Draftsperson's Patent Drawing Review (PTO-948)
3) IZIlnformation Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date 4/8/09.

4)

5)
6)

0
0

Interview Summary (PTO-413)


Paper No(s)/Mail Date. _ _ .
Notice of Informal Patent Application
Other: _ _.

U.s. Patent and Trademark Office

PTOL-326 (Rev. 08-06)

Office Action Summary

Part of Paper No./Mail Date 20090426

Application/Control Number: 10/503,389

Page 2

Art Unit: 2611


DETAILED ACTION

1.

Claims 1-16 are pending in this Application.

Priority

2.

Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which

papers have been placed of record in the file.

Information Disclosure Statement

3.

The Information Discourse Statement (IDS) received on 4/8/09 has been

approved by the Examiner and initialed copy (one page) of the IDS is attached with this
correspondence.

Drawings

4.

The drawings are objected to because the figures in figure 2 should be labeled

as figure 1(a), (b) and (c). See specification as originally filed on 8/3/04, where a
reference is made to figure 2 as (a), (b) and (c) in pages 4 and 5. Corrected drawing
sheets in compliance with 37 CFR 1.121 (d) are required in reply to the Office action to
avoid abandonment of the application. Any amended replacement drawing sheet should
include all of the figures appearing on the immediate prior version of the sheet, even if
only one figure is being amended. The figure or figure number of an amended drawing
should not be labeled as "amended." If a drawing figure is to be canceled, the
appropriate figure must be removed from the replacement sheet, and where necessary,

Application/Control Number: 10/503,389

Page 3

Art Unit: 2611


the remaining figures must be renumbered and appropriate changes made to the brief
description of the several views of the drawings for consistency. Additional replacement
sheets may be necessary to show the renumbering of the remaining figures. Each
drawing sheet submitted after the filing date of an application must be labeled in the top
margin as either "Replacement Sheet" or "New Sheet" pursuant to 37 CFR 1.121 (d). If
the changes are not accepted by the examiner, the applicant will be notified and
informed of any required corrective action in the next Office action. The objection to the
drawings will not be held in abeyance.

Response to Amendment

5.

In response to applicant's amendments and remarks the following objections and

rejections have been withdrawn:


a.

The objection to figure 7; the 101 rejections to claims 1-5, 10-16; and the

112 first paragraph rejections to claims 1-16 and 1-16.

6.

Applicant's arguments and remarks of 2/2/09 regarding the 112 first paragraph

rejection to claims 1-6 and 1-16 made references to paragraphs [0057], [0036], [0048],
[0051], [0018], [0045] and [0049]; however, reviewing the specification as originally filed
on 8/03/04, the specification dose not have any paragraph indicated in Applicant's
remarks. Examiner has exhausted the specification to find in a specification with the
above mentioned paragraphs, if any filed after the once as originally filed, to no avail.

Application/Control Number: 10/503,389

Page 4

Art Unit: 2611


Therefore, Examiner is kindly requesting Applicant to furnish a speciation with such a
paragraph without adding a new matter.

Allowable Subject Matter

7.

Claims 1-16 are allowed.

Conclusion

8.

The prior art made of record and not relied upon is considered pertinent to

applicant's disclosure. US patent number 7,123,665 issued to Brown et al. disclose a


MSK modulator having a staircase modulation type; however, the reference fails to
teach that the first and second values are modulated according to a successive
frequency stages as disclosed and shown in figure 4 of the instant application.

9.

This application is in condition for allowance except for the following formal

matters:
The objection to fig. 2 and the response to applicant's remarks regarding g the
paragraphs mentioned in the Applicant's remarks of 2/2/09.
Prosecution on the merits is closed in accordance with the practice under Ex
parte Quayle, 25 USPQ 74, 453 G.G. 213, (Comm'r Pat. 1935).

A shortened statutory period for reply to this action is set to expire TWO
MONTHS from the mailing date of this letter.

Application/Control Number: 10/503,389

Page 5

Art Unit: 2611


10.

Any inquiry concerning this communication or earlier communications from the

examiner should be directed to Tesfaldet Bocure whose telephone number is (571) 2723015. The examiner can normally be reached on Mon-Thur (8:00a-5:30p) & Mon.-Fri
(8:00a-5:30p).
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Mohammed H. Ghayour can be reached on (571) 272-3021. The fax phone
number for the organization where this application or proceeding is assigned is 571273-8300.
Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

lTesfaldet Bocure/
Primary Examiner, Art Unit 2611
/T. B./
Primary Examiner, Art Unit 2611

Application/Control No.

Notice of References Cited

10/503,389

Applicant(s)/Patent Under
Reexamination
DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

Page 1 of 1

u.s. PATENT DOCUMENTS

*
*

Document Number
Country Code-Number-Kind Code

US-7,123,665

US-

US-

US-

US-

US-

US-

US-

US-

US-

US-

US-

US-

Date
MM-YYYY
10-2006

Name

Classification

Brown et al.

375/303

FOREIGN PATENT DOCUMENTS


Document Number

Country Code-Number-Kind Code

Date
MM-YYYY

Country

Name

Classification

0
P
Q

S
T

NON-PATENT DOCUMENTS

Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)

X
*A copy of this reference IS not bemg furnished with this Office action. (See MPEP 707.05(a).)
Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.

u.s. Patent and Trademark Office


PTO-892 (Rev. 01-2001)

Notice of References Cited

Part of Paper No. 20090426

-j

OJ
'-0

0
m

j'\)

.:1::
j'\)

-j

-~

:::0
..

l'\)

0
0

(0

OJ

--.

----1

I
I
I
I

I
I

20
FPGA

Direct Digita!
Synthesis
Device

Amplifier

-0
-0

;JJ

:::-. W

IJP

M
r
c-.:!".

o (':\

Temporal
Adaptation
Means

10

::J

DDS
Instruction
Means

zs
o m

:..,.z
0--1
(jjw

OI
m

!al.)

wm

?E--I

21

22

FIG.7

Index of Claims

=
D

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

Rejected

Cancelled

Allowed

Restricted

Non-Elected

Appeal

Interference

Objected

D T.D.

Claims renumbered in the same order as presented by applicant

R.1.47

DATE

CLAIM
Final

CPA

Original

11/09/2006 OS/22/2007 01/03/2008 04/26/2009

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

if

10

if

if

if

11

if

if

if

12

if

if

if

13

if

if

if

14

if

if

if

15
16

u.s. Patent and Trademark Office

=
=
=
=
=
=
=
=
=
=
=
=
=
=
=
=

Part of Paper No.: 20090426

Search Notes

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

SEARCHED
Class
375, 332
375
332
327
375
327
332
375,332,327

Subclass
375/305,274,286,332/100, 117
271-273,295,303,305
117
126-128,114
ALL
ALL
ALL
Search Updated

Date
11/09/2006
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
10/2/08
4/26/09

Examiner
Matin, Nurul M
TB
TB
TB
TB
TB
TB
TB

Date
11/09/2006

Examiner
Matin, Nurul M

5/22/2007
1/2/2008
1/3/2008
10/2/08
10/2/09

Matin, Nurul M
Matin, Nurul M
Matin, Nurul m
TB
TB

SEARCH NOTES
Search Notes
Consulted With Ye Lin for claim 1, 2, 4 8, 9 and also searched for double
patentinq
Consulted with SPE Mohammad Ghayour for final rejection.
Cosulted with SPE Mohammad Ghayour
Double patenting search complited.
WEST
WEST Updated 4/26/09

INTERFERENCE SEARCH
Class

I
I

u.s. Patent and Trademark Office

Subclass

I
I

Date

Examiner

Part of Paper No. : 20090426

PTOiS8i08" (01-09)

Doc code: IDS


Doc description: Information Disclosure Statement (IDS) Filed

Approv",:j.for use through 0212812009. OMS 0651003:


U.s. Pale8land Tr.ad"rrJaf'; Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction lIct of 1995. no perSOflsare fcquked to respond tQ i3 collection of information unless it Gontains a valid OMS control nmnber.

- . _,. -.- . - - - . .

_---

._------_

~--

1050338~
2009-02-24

FiHng Date
f - - - - - - ----

SUPPLEMENTAL
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
".

tArt-L;it..

L""..

.......~._.......

...

....

----

..

"

"._

---- ----

GERARD DUSS/:<'RRAT

- - - - ..~- ....-.

2611

~
-.-------.....
Examiner Name

( Not for submIssIon under 37 CFR 1.99)


I

--,--

: First Named Inventor

.'

. - - -. .- . .- - .-=l

~-.-

App~~~_~~~ ..N~rnher

- - _ --

_--

SOCURE, TESFALDET

.
" '~'.
.
Attorney Docket Number
.091344

...

......_. ...._.

----_.._..__.- _---_.._._----_.._----.._--- _-u.s. PATENTS


....._--_._ .. _ .....
E:---'-'~--""-'-------.----.._-------....._---1,Kl.
.
n
d
.
...
11-<,,,,,
Pages,Columns,Unes where

~~

,Exam;::;
Initial"
No

~---_

--,.--_._._~---_

"'sue O'atq
Code 1 I,,'"

Patent Number

Name of Patentee or AppHcant R r


tP
R I
t
of cited Document
eevan. assages or e evan
Figures Appear

f-----+------I..--,,-----~ ~-+--+-- ..-..----.....~.-+---.-.-----__

-+--_..-_

....- . - - - -

__~

If you wish to addaddiUonal U.s. Patent citation information please click the Add button.

..

U.s,PATENT APPliCATION PUBUCATfONS

__

_---

_ _

_--- -----

.-.....

-~:~-m-i~:~"'"-c-it~e-'-p-l-jb-.i.!.-ca-tl:.o--n--N-.u..r-n-.,b-e-..r -r-K- n-d.~]'PUblication _.~~~~ of patentee':~:~~~~-ic-a-n-tr-p-a-g-eS,COILlmns,u~e::~:re


Initial"

No

1 - - -.. -1

..

Code 1 Date

l- :

-~------..

L.. . . . .

. ..L--.........L.-_

....

....

..'

Relevant Passages or Relevant


Figures Appear

of cited Document

---1_

---'Or"

. L_..__.._..~. ._. . . _.

_J_"__. . _.

If you wish to add additional U.s. Published Application citation information please click the Add button.

..._-_.-

_---~.

FOREIGN PATENT DOCUMENTS

~~:mmer Cile- f~re~~Do<Um.Pt r~um-;~ PUblication - ~i:-:-.~-t~o~-tc-ei-~~-~-e~f-:~:;:'~~:~:~~,Lih.S T'


lnitiaV

Number3

No

Code2 i

Code4 Date

Document

Passages or Relevant
Figures Appear

---- - - - - -' - __--I--_ --~J~-~+I---~[]_1


If you wish to add

_----....

additional

Foreign Patent Document citaUoninformatlon please click the Add button


. _"-----.....
._-----..NONPATENT LITERATURE DOCUMENTS

-_.--_ _---_.._----_.- - ..

----_ _-_.- __. _ - - ...

Examiner Cite
Initials'
No
>---_ _

~ 1

EFS Wet, 2.1.10

include

..

-----

-~.---

----

------- --,.___--l

name of the author (in CAPITAL LETTERS), title of theartide (when approptiate), title of the item

(book, magazine, journal., serial, symposium, catalog, etc), date, pages(s), volume-issue number{s),
pUblisher, city and/or country where published.
.......
_
.._.._--..
..._.._--.....

----_

_--_._ _-- -._---

---_

T5

_---_.....---

r-..- .- - .
.
,
.ISUPPLEMENTAL

f Filing Date

DISCLOSURE
STATEMENT BY APPLICANT
( Not for submission under 37 CFR 1.99)
.......

..__

.u

u "....

, First Named Inventor

INFORMAT~ON

._.....

...

2009~._02_.-_2t!_f_ _-:_-...-....-__---_..-..

=_.._._-._-._.==-..-. -.__-_-.

-.4"

GERARD DUSSARRAT

.......

Art-u'~it"

---_.__.__----- ...

'1-0503389

[APPlT~ti';-hUN~mbE1r

..-~6 ~.~..

_ . ._ - - _
_
-_
- - - _ - _ _ _

"

. . . .u

........

.1

Examiner Name
.
SOCURE, TESFALDET
Attorney DocketuN~~-b;;
1091344
----_ _ . J . _.

....l..

"""

...u.

----.-..
_

9;-}I.mat~n~~-=:~:'~CTlFRom04: ,n,e::, se:~~WffY' EOMp".n :=:,644ro,

,:JJ

I,nt"malion., Preliminary E"":fi"n::~port .PGTIFR03!:~EA cP, 4181<l4

-"-_C-_J
4

i If

you wish to add additional non.,patent literature document citation information please click the Add button

._--._--_.._._---_.-

EXAMINER SIGNATURE

. .

E~;min:!.s!~~~~.~~:;-T-------ilesfal~~~8o~_~.~.:!--------

....u

. ._ _

l:~~~ Gb~~id~;~d! .... ~~~.22720b-f....


u

__

"EXAMINER: Initial If reference considered, whether or not citation is in conformance with MPEP 609, Draw Hne through a
citation if not in conformance and not considered, Include copy ofthis form with next communication to applicant
__"._
.. __...u.

!----_._-----------",,,

..__..

._....

, See Kind Codes of USPTO Paten! Documents


MPEP 901.04. 1. Enter office that issued the docum~:nt, by the two-!elter code (WIPO
Stand<tfdSr.3),J For Japanese patent documents,
indication of the year of the reign of lhe Emperor rnust precede the serial number of the patent document.
to Kind of docum.ent by the appropriate. s~.'rnbQIS as indicated 011 llle document under WIPO Standard ST.16 if possible, S Applicant is to piacea check mark here j

Snglis111anguage

transl,~tiof1

' -_ _..-_-.. -."....

EFSW>:l'o2.UO

is attached.

.......

.....

...

..""

.._...

.._............l

WEST Search History for Application 10503389


Creation Date: 2009042619:49
DB

Op.

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/271).ccIs. or (3751272).ccIs. or (375/273).ccIs. or


(375/295).ccIs. or (375/303).ccIs. or (375/305).ccIs. or
(332/117).ccIs.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

((375/271).ccIs. or (375/272).ccIs. or (3751273).ccIs.


or (375/295).ccIs. or (375/303).ccIs. or (375/305).ccIs.
or (332/117).ccIs. ) and (@ad<=20020222 ) and
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(327/126).ccIs. or (327/127).ccIs. or (327/128).ccIs. or


(327/114).ccIs.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

((327/126).ccIs. or (327/127).ccIs. or (327/128).ccIs.


or (327/114).ccIs. ) and (transmitter$ same ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

Query

WEST Search History for Application 10503389

Plur.

Thes.

Date

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. ) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and (staircase$
or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multi$6) near4 frequenc$3)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

dussarratinv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(dussarratinv. or bourasseau.inv. ) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

442671O.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multiple$) near4 frequenc$3 near3 stage$)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) same (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) and (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

Creation Date: 2009042619:49

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

3271l26.ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3)) )
and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/271).ccls. or (3751272).ccls. or (375/273).ccls. or


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or
(33211 17).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((375/271).ccls. or (375/272).ccls. or (3751273).ccls.


or (375/295).ccls. or (375/303).ccls. or (375/305).ccls.
or (33211 17).ccls. ) and (@ad<=20020222 ) and
((staircase$ or (stair near case$)) and ($msk or

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

Creation Date: 2009042619:49

(minimum near2 shift near2 key$3)) )


transmitter$ same ($msk or (minimum near2 shift
near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(327/126).ccls. or (327/127).ccls. or (327/128).ccls. or


(327/114).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and (transmitter$ same ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. ) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and (staircase$
or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multi$6) near4 frequenc$3)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

dussarratinv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(dussarratinv. or bourasseau.inv. ) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

442671O.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,

OR

04-26-2009

Creation Date: 2009042619:49

JPAB,DWPI,
TDBD
(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and
transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multiple$) near4 frequenc$3 near3 stage$)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) same (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) and (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(3271l26).ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3)) )
and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift near2
key$3)) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

04-26-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift near2
key$3)) and (375/$5.ccls. or 332/$5.ccls. or
327/$5.ccls. )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

04-26-2009

OR
Creation Date: 2009042619:49

04-26-2009

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/271).ccls. or (3751272).ccls. or (375/273).ccls. or


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or
(332/117).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((375/271).ccls. or (375/272).ccls. or (3751273).ccls.


or (375/295).ccls. or (375/303).ccls. or (375/305).ccls.
or (332/117).ccls. ) and (@ad<=20020222 ) and
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(327/126).ccls. or (327/127).ccls. or (327/128).ccls. or


(327/114).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and (transmitter$ same ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,

OR

04-26-2009

Creation Date: 2009042619:49

TDBD
(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. ) and
(transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and (staircase$
or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multi$6) near4 frequenc$3)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

dussarratinv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(dussarratinv. or bourasseau.inv. ) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

442671O.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multiple$) near4 frequenc$3 near3 stage$)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) same (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) and (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(3271l26).ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,

OR

04-26-2009

Creation Date: 2009042619:49

JPAB,DWPI,
TDBD
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

(((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3)) )
and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift near2
key$3)) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

((staircase$ or (stair near2 (step$ or case$))) near4


frequenc$4) and ($msk or (minimum near2 shift near2
key$3)) and (375/$5.ccls. or 332/$5.ccls. or
327/$5.ccls. )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

04-26-2009

5812604.pn. or 5216391.pn. or 5884220.pn.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

Creation Date: 2009042619:49

YES

04-26-2009

INTERNATIONAL S EARCH REPORT

1;~;;;1t;;;~~~n8N;

A. CLASSIFICATION OF ~BJECT MATTER


IPC 7
H04L27 20

According to International Patent Classification (IPC) orto both national classification and IPC
B. FIELDS SEARCHED
Minimum documentation searched (classification system followed by classification symbols)
IPC 7

H04L

G01S

Documentation searched other than minimum documentation to the extent that such documents are included in the fields searched

Electronic data base consulted during the international search (name of data base and, where practical, search terms used)
EPO-Internal,

WPI

Data,

INSPEC,

PAJ,

COMPENDEX

C. DOCUMENTS CONSIDERED TO BE RELEVANT


Category 0

Citation of document, with indication, where appropriate, of the relevant passages

US 5

812 604 A

(FRUIT

abstract

column

1,

1i

column

2,

line 28 -column

1i

AL)

1-3,6,7

1998 (1998-09-22)

22 September

column 6,

ET

LARRY JOHN

Relevant to claim No.

ne 7
ne 54

1i

ne 20

1i

3,

line 29

ne 63

4,5,8,9

--Y

US 5
1

216 391

June 1993

(SHIRAISHI

KENICHI

ET AL)

1-3,6,7

(1993-06-01)

abstract
claim 1
figure

11

[K]
o

---

Further documents are listed in the continuation of box C.

Special categories of cited documents:

'A' document defining the general state of the art which is not
considered to be of particular relevance
'E' earlier document but pUblished on or aftElr the international
filing date
'L' document which may throw doubts on priority claim(s) or
which is cited to establish the publication date of another
citation or other special reason (as specified)
'0' document referring to an oral disclosure, use, exhibition or
other means
'P' document pUblished prior to the international filing date but
later than the priority date claimed
Date of the actual completion of the international search

12 June

2003

Name and mailing address of the ISA


European Patent Office, P.B. 5818 Patentlaan 2
NL - 2280 HV Rijswijk
Tel. (+31-70) 340-2040, Tx. 31 651 epo nl,
Fax: (+31-70)340-3016

4,5,8,9

-/--

[]

Patent family members are listed in annex.

'T' later document pUblished after the international filing date


or priority date and not in conflict with the application but
cited to understand the principle or theory underlying the
invention
'X' document of particular relevance; the claimed invention
cannot be considered novel or cannot be considered to
involve an inventive step when the document is taken alone
'Y' document of particular relevance; the claimed invention
cannot be considered to involve an inventive step when the
document is combined with one or more other such documents, such combination being obvious to a person skilled
in the art.
'&' document member ofthe same patent family
Date of mailing of the international search report

24/06/2003
Authorized officer

Reilly,

Form PCT/ISN210 (second sheet) (July 1992)

_""__

,,~

')

INTERNATIONAL SEARCH REPORT

C.(Continuation) DOCUMENTS CONSIDERED TO BE RELEVANT


Category

Cnation of document, with indication,where appropriate, of the relevant passages

Relevant to claim No.

EP 0 822 421 A (TOYOTA MOTOR CO LTD)


4 February 1998 (1998-02-04)
abstract
column 3, line 50 -column 4, line 4

US 5 884 220 A (FARMER DOMINIC GERARD ET


AL) 16 March 1999 (1999-03-16)
abstract
column 1, line 32 - line 47
column 3, line 46 - line 63

Form PCT/ISAl210 (continuation of second sheet) (July 1992)


_____

"

-..L::

.t")

INTERNATIONAL SEARCH REPORT

Patent document
cited in search report

US 5812604
US 5216391

I
A
A

Publication
date

22-09-1998
01-06-1993

Patent family
member(s)

I
AU

Publication
date

WO

3803197 A
9803000 Al

09-02-1998
22-01-1998

JP
JP
JP

4328932 A
2710876 B2
5014425 A

17-11-1992
10-02-1998
22-01-1993

--------------------~--------------------------------------------------

EP 0822421

04-02-1998

JP
JP
CA
CN
DE
DE

EP
KR
US
US 5884220

Form PCT/ISA/210 (patent family annex) (July 1992)

16-03-1999

NONE

2861957
10048320
2211966
1173644
69703227
69703227
0822421
269705
5990825

B2
A
Al
A
Dl
T2
Al
Bl
A

24-02-1999
20-02-1998
31-01-1998
18-02-1998
09-11-2000
31-05-2001
04-02-1998
01-11-2000
23-11-1999

t:. Kt:.CHt:.KCHt:. IN I t:.KNA IIUNALt:.

D;~;~~~n;;~~I~;;

A. CLASSEMENT DE L'O~ET DE LA DEMANDE

CIB 7

H04L27 20

Selon la classification internationale des brevets (CIB) ou ala fois selon la classification nationale et la CIB
8. DOMAINES SUR LESQUELS LA RECHERCHE A PORTE
Documentation minimale consultee (systeme de classification suivi des symboles de classernent)

CIB 7

H04L G01S

Docurnentation consultee autre que la documentation minimale dans la rnesure ou ces documents relevent des domaines sur lesquels a porte la recherche

Base de donnees electronique consultee au cours de la recherche internationale (nom de la base de donnees, et si realisable, termes de recherche utilises)

EPO-Internal, WPI Data, PAJ, INSPEC, COMPENDEX

C. DOCUMENTS CONSIDERES COMME PERTINENTS


Categorie

A
Y

Identification des documents cites, avec, Ie cas echeant, I'indication des passages pertinents

US 5 812 604 A (FRUIT LARRY JOHN ET AL)


22 septembre 1998 (1998-09-22)
abrege
colonne 1, 1i gne 7 - 1igne 20
colonne 2, 1i gne 28 -colonne 3, 1igne 29
colonne 6, 1i gne 54 - 1i gne 63

---

US 5 216 391 A (SHIRAISHI KENICHI


1 juin 1993 (1993-06-01)
abrege
revendication 1
figure 11

IT]
o

1-3,6,7

-/--

'A' document definissant I'etat general de la technique, non


considere comme particulierement pertinent
'E' document anterieur, rnais pUblie la date de depOt international
ou apres cette date
'L' document pouvant jeter un doute sur une revendication de
priorite ou cite pour determiner la date de pUblication d'une
autre citation ou pour une raison speciale (telle qU'indiquee)
'0' document se referant une divulgation orale,
un usage,
une exposition ou tous autres moyens
'P' document publie avant la date de depOt international, mais
posterieurement la date de priorite revendiquee

4,5,8,9

ET AL)

IRJ

Voir la suite du cadre C pour la fin de la Iiste des documents

1-3,6,7

4,5,8,9

---

Categories speciales de documents ciles:

Date

no. des revendications visees

Les documents de families de brevets sont indiques en annexe

'T' document ulterieur publie apres la date de depOt intemational ou la


date de priorite et n'appartenenant pas I'etat de la
technique pertinent, mais cite pour comprendre Ie principe
ou la tMorie constituant la base de I'invention

'X' document particulierernent pertinent; I'inven tion revendiquee ne peut


etre consideree comme nouvelle ou comme impliquant une activlte
inventive par rapport au document considere isolement
'Y' document particulierement pertinent; I'inven tion revendiquee
ne peut etre consideree comme impliquant une activite inventive
lorsque Ie document est associe un ou plusieurs autres
documents de rneme nature, cette combinaison etant evidente
pour une personne du metier
'&' document qui fait partie de la meme farnille de brevets

a laquelle la recherche internationale a ete effectivernent achevee

12 juin 2003
Norn et adresse postale de I'administration chargee de la recherche internationale
Office Europeen des Brevets, P.B. 5818 Palentlaan 2
NL - 2280 HV Rijswijk
Tel. (+31-70) 340-2040, Tx. 31 651 epo nl,
Fax: (+31-70) 340-3016

Date d'expedition du present rapport de recherche internationale

24/06/2003
Fonctionnaire autorise

Reilly, D

Formulalre PCT/ISAl210 (deuxieme leuilla) Uuille11992)


_ _ _. _

...... _

I")

t<AI-'I-'Ut< I ut:. t<t:.CHt:.t<CHt:. IN I t:.t<NA IIUNALt:.

C.(suite) DOCUMENTS CONSIDERES COMME PERTINENTS


Categorie 0 Identification des documents cites, avec,le cas echeant, l'lndicationdes passages pertinents

no. des revendicalions visees

EP 0 822 421 A (TOYOTA MOTOR CO LTD)


4 fevrier 1998 (1998-02-04)
abrege
colonne 3, ligne 50 -colonne 4, ligne 4

US 5 884 220 A (FARMER DOMINIC GERARD ET


AL) 16 mars 1999 (1999-03-16)

abrege
colonne 1, ligne 32 - ligne 47
colonne 3, ligne 46 - ligne 63

Forrnulalre PCT/ISAl21 0 (suite de la deuxieme feuille) (jUiliet 1992)


____

'"'

..J.-

I")

KA......UKI UI:: Kl::lIHI::KlIHI:: 1I\1II::KI\lA IIUI\lALI::

Demand~rnationale No

PCT/FR 03/00487
Document brevet cite
au rapport de recherche

Date de
publication

Membre(s) de la
famille de brevet(s)

Date de
publication

US 5812604

22-09-1998

AU

WO

3803197 A
9803000 Al

09-02-1998
22-01-1998

US 5216391

01-06-1993

JP
JP
JP

4328932 A
2710876 82
5014425 A

17-11-1992
10-02-1998
22-01-1993

EP 0822421

04-02-1998

JP
JP
CA
CN
DE
DE
EP

KR

US
US 5884220

16-03-1999

Forrnulaire PCT/ISN210 (annexe families de brevels) GuilleI1992)

AUCUN

2861957
10048320
2211966
1173644
69703227
69703227
0822421
269705
5990825

82
A
Al
A
Dl
T2
Al
81
A

24-02-1999
20-02-1998
31-01-1998
18-02-1998
09-11-2000
31-05-2001
04-02-1998
01-11-2000
23-11-1999

PCTIFR2003/000487

PATENT COOPERATION TREATY


1111111111111111111111111111111111111111111111111111111

peT
INTERNATIONAL PRELIMINARY EXAMINATION REPORT
(PCT Article 36 and Rule 70)
Applicant's or agent's file reference

62755
International application No.

See Notification of Transmittal of International


FOR FURTHER ACTION Preliminary Examination Report (Form PCT/IPEAl416)
International filing date (day/month/year)

PCT/FR2003/000487

Priority date (day/month/year)

14 fevrier 2003 (14.02.2003)

22 fevrier 2002 (22.02.2002)

International Patent Classification (IPC) or national classification and IPC


H04L 27/20

Applicant

THALES

I.

This international preliminary examination report has been prepared by this International Preliminary Examining Authority
and is transmitted to the applicant according to Article 36.

2.

This REPORT consists ofa total of _ _----"'-5_ _ sheets, including this cover sheet.
This report is also accompanied by ANNEXES, i.e., sheets ofthe description, claims and/or drawings which have been
amended and are the basis for this report and/or sheets containing rectifications made before this Authority (see Rule
70.16 and Section 607 of the Administrative Instructions under the PCT).

These annexes consist of a total of


3.

sheets.

This report contains indications relating to the following items:

[g]

Basis ofthe report


Priority
Non-establishment of opinion with regard to novelty, inventive step and industrial applicability

IV

D
D
D

[g]

Reasoned statement under Article 35(2) with regard to novelty, inventive step or industrial applicability;
citations and explanations supporting such statement

D
D
D

Certain documents cited

II
III

VI
VII
VIII

Lack of unity of invention

Certain defects in the international application


Certain observations on the international application

Date of submission ofthe demand

Date of completion of this report

25 juillet 2003 (25.07.2003)

08 April 2004 (08.04.2004)

Name and mailing address of the IPEAlEP

Authorized officer

Facsimile No.

Telephone No.

Form PCT/IPEAl409 (cover sheet) (July 1998)

International application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

peTIFR2003/000487

I. Basis of the report


1. With regard to the elements of the international application:*

[Z]
[Z]

the international application as originally filed


the description:
pages

, as originally filed

1-8

pages

, filed with the demand


, filed with the letter of

pages

[Z]

the claims:
1-9

pages
pages

, as amended (together with any statement under Article 19

pages

, filed with the demand

pages

[Z]

, as originally filed

, filed with the letter of

the drawings:
pages

1/5-5/5

, as originally filed

pages

, filed with the demand

pages

, filed with the letter of

the sequence listing part of the description:


pages

, as originally filed

pages

, filed with the demand

pages

, filed with the letter of

2. With regard to the language, all the elements marked above were available or furnished to this Authority in the language in which
the international application was filed, unless otherwise indicated under this item.
These elements were available or furnished to this Authority in the following language
which is:

0
0
0

the language of a translation furnished for the purposes of international search (under Rule 23.l(b)).
the language of publication ofthe international application (under Rule 48.3(b)).
the language of the translation furnished for the purposes of international preliminary examination (under Rule 55.2 and/
or 55.3).

3. With regard to any nucleotide and/or amino acid sequence disclosed in the international application, the international
preliminary examination was carried out on the basis of the sequence listing:

0
0
0
0

contained in the international application in written form.


filed together with the international application in computer readable form.
furnished subsequently to this Authority in written form.
furnished subsequently to this Authority in computer readable form.

The statement that the subsequently furnished written sequence listing does not go beyond the disclosure in the
international application as filed has been furnished.

The statement that the information recorded in computer readable form is identical to the written sequence listing has
been furnished.

4. 0

The amendments have resulted in the cancellation of:


0

the description, pages

the claims, Nos.

0
5.0

the drawings, sheets/fig

This report has been established as if (some of) the amendments had not been made, since they have been considered to go
beyond the disclosure as filed, as indicated in the Supplemental Box (Rule 70.2(c)).**

* Replacement sheets which have been furnished to the receiving Office in response to an invitation under Article 14 are referred to
in this report as "originally filed" and are not annexed to this report since they do not contain amendments (Rule 70.16
and 70.17).
** Any replacement sheet containing such amendments must be referred to under item 1 and annexed to this report.

Form PCT/IPEAl409 (Box I) (July 1998)

International application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

V.

1.

PCT/FR 03/00487

Reasoned statement under Article 35(2) with regard to novelty, inventive step or industrial applicability;
citations and explanations supporting such statement
Statement
Novelty(N)

1-9

Claims

NO

Claims

1-9

Claims

Inventive step (IS)

Claims

1-9

-------------- YES
NO

Claims
2.

YES

NO

Claims
Industrial applicability (IA)

YES

Citations and explanations

1.

Reference is made to the following documents:

01: US-A-5 812 604

(FRUIT LARRY JOHN ET AL) 22

September 1998
02: US-A-5 216 391 (SHIRAISHI KENICHI ET AL) 1 June
1993
03: EP-A-O 822 421 (TOYOTA MOTOR CO LTD) 4 February
1998
04: US-A-5 884 220 (FARMER DOMINIC GERARD ET AL) 16
March 1999

2.

Document 02, which is considered to be the closest


prior art, describes a device for shaping an MSK
minimum phase gradient modulation at a rate T.
It is well known in the technical field in question
that MSK modulation is identical to frequency
modulation at two frequencies.
Therefore, the subject matter of claim 6 differs
from said known device in that it provides
- means for shaping modulation in a plurality of
frequency steps.
As a result of said means, the modulator has a low
high-frequency power consumption and the useful band
is increased.

Form PCT/IPEAJ409 (Box V) (January 1994)

International application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

PCT/FR 03/00487

The technical problem to be solved is that of


providing frequency modulation shaping means.
Document D2 proposes a phase modulator that
multiplies a binary baseband signal by a reference
wave signal, which reference signal is obtained by
modulating the level of a signal between two values
in a plurality of steps.

However, person skilled in

the art would not have found any teaching in D2 that


would have led to the use of a plurality of
frequency steps.

The other prior art documents do not contain such


teaching either.
It follows that the subject matter of claim 6
involves an inventive step (PCT Article 33(3)).

3.

Independent claim 1 relates to a method for


transmitting digital data and comprises steps
matching the features of the device according to
claim 6.
Therefore, the subject matter of claim 1 also
involves an inventive step (PCT Article 33(3)).

4.

Claims 2 to 5 and 7 to 9 contain all the features of


independent claim 1 or 6 because they refer to
independent claim 1 or 6 .

Therefore, they too

comply with requirements of inventive step of the


PCT (PCT Article 33 (3) ) .

5.

Document Dl describes device for shaping frequency


modulation at a rate T, involving an offset
quadrature phase-shift keying modulator (O-QPSK) and
,

an amplitude limiter. Dl also describes a frequency


synthesiser enabling a frequency value to be
selected between two maximum and minimum values in a
plurality of steps.
Form PCTIIPEAl409 (Box V) (January 1994)

International application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

PCT/FR 03/00487

Document D3 describes a differential GPS system


enabling positioning accuracy to be increased for
certain users depending on the positioning
correction data.

This data is transmitted via an FM

radio transmission subcarrier.

Document D4 describes a method and a device for


enhancing the overall performance of a DGPS
receiver.

Correction transmission to mobile

stations is made secure by means of the reception of


a plurality of differential stations.

Further observations

6.

The features in the claims are not followed by


reference signs placed between parentheses (PCT Rule
6.2(b)).

7.

Contrary to the requirement of PCT Rule 5.1 (a) (ii) ,


the relevant prior art disclosed in document D2 has
not been indicated in the description, nor has this
document been cited.

Form PCT/IPEAl409 (Box V) (January 1994)

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

Jeffrey D. Jacobs/Gina Golia

Attorney Docket Number:

62755 (4590-324)

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Basic Filing:

Pages:

Claims:

Miscellaneous-Filing:

Petition:

Patent-Appeals-and-Interference:

Post-Allowance-and-Post-Issuance:

Extension-of-Time:

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Submission- Information Disclosure Stmt

1806

180

180

Miscellaneous:

Total in USD ($)

180

Electronic Acknowledgement Receipt


EFSID:
Application Number:

5117529
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

9281

Frequency modulator for digital transmissions

Gerard Dussarrat
33308
Jeffrey D. Jacobs/Gina Golia

Filer Authorized By:

Jeffrey D. Jacobs

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

08-APR-2009

Filing Date:

03-AUG-2004

TimeStamp:
Application Type:

12:53:22

u.s. National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Deposit Account

Payment was successfully received in RAM

$180

RAM confirmation Number

8166

Deposit Account

170026

Authorized User
The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)

Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)

File Listing:
Document
Number

Document Description

File Name

Information Disclosure Statement (IDS)


Filed (SB/08)

091344_2009-02-24_SIDS_SIG
NED.pdf

File Size(Bytes)1
Message Digest

Multi
Part I.zip

Pages
(ifappl.)

no

1677292
315c797dSf22c3a6eb3b07e64d641 b7e81 c
69b3b

Warnings:
Information:
This is not an USPTO supplied IDS fillable form
The page size in the PDF is too large. The pages should be 8.5 x 11 or A4. If this PDF is submitted, the pages will be resized upon entry into the
Image File Wrapper and may affect subsequent processing

189270
2

NPL Documents

091344WO_2003-06-24_ISR.pd

no

no

no

OOSf6f64e7d40c24c37dOc68a27a 1f29131 f1
491

Warnings:
Information:

NPL Documents

091344WO_2004-04-08_IPER.
pdf

213905
6377db99b4e31277c3f453e6821 bed77eO
e0576

Warnings:
Information:
29878
4

Fee Worksheet (PTO-06)

fee-info.pdf
925663f73a2aad82112ecc2dd2bf025a873
ab66

Warnings:
Information:
Total Files Size (in bytes)

211 0345

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

Doc code: IDS .


PTO/SB/08a (01-09)
.. .
.I '
Approved for use through 02128/2009. OMB 0651-0031
Doc description: Information DIsc osure Statement (IDS) Filed
u.s. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Undar the Paperwork Reduction Act of 1995. no persons are required to respond to acollection of information unless it contains avalid OMB control number.

SUPPLEMENTAL
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT

Application Number

10503389

Filing Date

2009-02-24

First Named Inventor

IGERARD DUSSARRAT

Art Unit

2611

Examiner Name

( Not for submission under 37 CFR 1.99)

ISOCURE, TESFALDET

Attorney Docket Number

091344

U.S.PATENTS
Examiner Cite
Initial"
No

Patent Number

Kind
Issue Date
Code 1

Pages,Columns,Lines where
Name of Patentee or Applica.nt
Relevant Passages or Relevant
of cited Document
Figures Appear

If you wish to add additional U.S. Patent citation information please click the Add button.

U.S.PATENT APPLICATION PUBLICATIONS


)

Examiner Cite
No
Initial"

Publication Number

Kind Publication
Code 1 Date

Pages,Columns,Lines where
Name of Patentee or Applicant
Relevant Passages or Relevant
of cited Document
Figures Appear

If you wish to add additional U.S. Published Application citation information please click the Add button.

FOREIGN PATENT DOCUMENTS


Examiner Cite
Initial"
No

Foreign Document
Number3

Country
Code 2 i

Kind Publication
Code 4 Date

Name of Patentee or
Applicant of cited
Document

Pages,Columns,Lines
where Relevant
T5
Pa'ssages or Relevant
Figures Appear

If you wish to add additional Foreign Patent Document citation information please click the Add button

NONPATENT LITERATURE DOCUMENTS


Examiner Cite
Initials
No

EFS Web 2.1.10

Inclu.de name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
publisher, city and/or country where published.

T5

.
SUPPLEMENTAL
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
( Not for submission under 37 CFR 1.99)

Application Number

10503389

Filing Date

20090224

First Named Inventor

IGERARD DUSSARRAT

Art Unit
Examiner Name

2611

I SOCURE, TESFALDET

Attorney Docket Number

'

091344

Europ~an

Intemational Search Report - PCT/FR03/00487, International Search Authority -

International Preliminary Examination Report - PCT/FR03/00487, IPEA - EP, 4/8/04

Patent Office, 6/24/03

If you wish to add additional non~patent literature document citation information please click the Add button
EXAMINER SIGNATURE
Examiner Signature

I Date Considered

*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
citation if not in conformance and not considered. Include copy of this form with next communication to applicant.

1 See Kind Codes of USPTO Patent Documents at ltt.:!W....I.LSPIQ GQV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
4 Kind of document by the appropriate symbols as Indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
English language translation Is attached.

EFSWeb2.1.10

SUPPLEMENTAL
INFORMATION DISCLOSURE
STATEMENT BY APPLICANT
( Not for submission under 37 CFR 1.99)

Application Number

10503389

Filing Date

2009-02-24

First Named Inventor

IGERARD DUSSARRAT
2611

Art Unit

ISOCURE,TESFALDET

Examiner Name

Attorney Docket Number

091344

CERTIFICATION STATEMENT
Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):

That each item of information contained in the information disclosure statement was first cited in any communication
from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
information disclosure statement. See 37 CFR 1.97(e)(1).

OR

That no item of information contained in the information disclosure statement was cited in a communication from a
foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
statement. See 37 CFR 1.97(e)(2).

See attached certification statement.

!RI

Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.

None

SIGNATURE
A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
form of the signature.
Signature

Date (YVYV-MM-DD)

Name/Print

Registration Number

40029

This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
VA 223131450.

EFS Web 2.1.10

Privacy Act Statement

The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) fumishing of the information solicited
is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
result in termination of proceedings or abandonment of the application or expiration of the patent.
The information provided by you in this form will be subject to the following routine uses:

8.

1.

The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.

2.

A record from this system of records may be disclosed, as a routine use. in the course of presenting evidence to a
court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
negotiations.

3.

A record in this system of records may be disclosed. as a routine use, to a Member of Congress submitting a
request involving an individual, to whom the record pertains. when the individual has requested assistance from the
Member with respect to the subject matter of the record.

4.

A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
the information in order to perform a contract. Recipients of information shall be required to comply with the
requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).

5.

A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
to the Patent Cooperation Treaty.

6.

. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
National Security review (35 U,S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c.

7.

A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
2906. Such disclosure .shall be made in accordance with the GSA regulations governing inspection of records for this
purpose, and any other relevant (Le., GSA or Commerce) directive. Such disclosure shall not be used to make
determinations about individuals.

A record from this system of records may be disclosed. as a routine use, to the public after either publication of the
application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be
disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in an application
which became abandoned or in which the proceedings were terminated and which application is referenced by either a
published application,'an application open to public inspections or an issued patent.
9.

A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.

EFS Web 2,1,10

PATENT
Docket No. 103070-210600IUS

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

Applicant:

Gerard Dussarrat

Examiner:

Bocure, Tesfaldet

Serial No.:

10/503,389

Art Unit:

2611

Filed:

August 3, 2004

Confirmation:

9281

Title:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY


MODULATOR

Mail Stop Amendment


Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450

AMENDMENT AND RESPONSE TO NON-FINAL OFFICE ACTION

Sir:
In response to the Non-Final Office Action mailed October 2,2008, please enter the
following amendments and consider the following remarks/arguments.

PATENT
Docket No. 103070-210600IUS

In the Claims

1.

(Currently Amended) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, by means
efusing a frequency modulator [[able]] to modulate as a function of the data, a central carrier
frequency ill at a first frequency value ill + 1/4T representing one of the first value and the
second value and/or a second frequency value ill - 1/4T representing the other of the first value
and the second value,Jhe method including comprising:
modulating, using the frequency modulator, the central carrier frequency ill from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T[[,]]; and
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time interval T modulating is performed via
successive frequency stages in each of which successive frequency stages the frequency is
modulated to have a different respective frequency value, and at the end of the time interval T
the frequency attains [[said]] the other [[one]] of the first and second frequency values that are
representative ofthe data items.
2.

(Previously Presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from ill - 1/4T to ill + 1/4T is the same as for going from ill + 1/4T to
ill - 1/4T.
3.

(Previously Presented) The method as claimed in claim 2, wherein the frequency stages

for going from ill - 1/4T to ill + 1/4T are the same in absolute value as the frequency stages for
going from ill + 1/4T to ill - 1/4T.
4.

(Currently Amended) The method as claimed in[[,]] claim t wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

PATENT
Docket No. 103070-210600IUS

5.

(Currently Amended) The method as claimed in[[,]] claim

wherein the digital data are

transmitted between a reference station and a mobile ef-a, the reference station and the mobile
each configured to receive satellite-based positioning system signals.

6.

(Currently Amended) A device able frequency modulator to implement a frequency

modulation at a rate T according to two predetermined frequencies each representing either a


first value of a data item or a second value of a data item, the modulator comprising a device for
shaping the said microprocessor configured to shape the modulation as several frequency stages
each having a different respective frequency value, during a time interval T.

7.

(Currently Amended) The device modulator as claimed in claim 6, comprising a wherein

the microprocessor [[able]] is further configured to program the frequency stages.

8.

(Currently Amended) The device modulator as claimed in claim 7, furthermore 6, further

comprising a field programmable gate array, linked to the microprocessor, a device of "FPGA"
type able to shape the modulation as a function of data to be transmitted and of the programmed
stages.
9.

(Currently Amended) A frequency The modulator as claimed in claim 6, further

comprising a device able to shape a frequency modulation according to claim 6 and, linked to it,
a device for generating instantaneous frequencies using a "DDS" function a direct digital
synthesis device to generate instantaneous frequencies corresponding to the modulation.

10.

(Currently Amended) The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.
11.

(Currently Amended) The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.
12.

(Currently Amended) The method as claimed in claim 2, wherein the digital data are

transmitted between a reference station and a mobile ef-a, the reference station and the mobile
each configured to receive satellite-based positioning system signals.

PATENT
Docket No. 103070-210600IUS

13.

(Currently Amended) The method as claimed in claim 3, wherein the digital data are

transmitted between a reference station and a mobile ef-a, the reference station and the mobile
each configured to receive satellite-based positioning system signals.
14.

(Currently Amended) The method as claimed in claim 4, wherein the digital data are

transmitted between a reference station and a mobile ef-a, the reference station and the mobile
each configured to receive satellite-based positioning system signals.
15.

(Currently Amended) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, by meaRS
efusing a frequency modulator [[able]] to modulate as a function of the data, a central carrier
frequency ill at a first frequency value ill + 1/4T representing one of the first value and the
second value and/or a second frequency value ill - 1/4T representing the other of the first value
and the second value, the method comprising:
the method including the step of modulating modulating, using the frequency modulator,
the central carrier frequency ill from one of the first and second frequency values representing
the value of one of the data items in the series to the other of the first and second frequency
values representing the value of the next data item in the series during a time interval T[[,]]; and
wherein the modulation from one of the first and second frequency values to the other of
the first aRd second frequency values during the time interval T modulating is performed via
successive frequency stages in each of which successive frequency stages the frequency is
modulated to have a different respective frequency value, and at the end of the time interval T
the frequency attains [[said]] the other [[one]] of the first and second frequency values that are
representative of the data items, and wherein the number of frequency stages for going from one
of the frequency values to the other of the frequency values is equal to 16.

16.

(Currently Amended) A method of transmitting digital data, the data comprising a series

of data items each having either a first value or a second value and exhibiting a rate T, by meaRS
efusing a frequency modulator [[able]] to modulate as a function of the data, a central carrier
frequency ill at a first frequency value ill + 1/4T representing one of the first value and the

PATENT
Docket No. 103070-210600IUS

second value and/or a second frequency value ill - 1/4T representing the other of the first value
and the second value, the method including the step of comprising:
modulating, using the frequency modulator, the central carrier frequency ill from one of
the first and second frequency values representing the value of one of the data items in the series
to the other of the first and second frequency values representing the value of the next data item
in the series during a time interval T[[,]]; and
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time intefal T modulating is performed via
successive frequency stages in each of which successive frequency stages the frequency is
modulated to have a different respective frequency value, and at the end of the time interval T
the frequency attains [[said]] the other [[one]] of the first and second frequency values that are
representative ofthe data items, and wherein the number of frequency stages for going from one
of the frequency values to the other of the frequency values is equal to one of is 8 [[and]] or 32.

PATENT
Docket No. 103070-210600IUS

REMARKS/ARGUMENTS
The foregoing amendments and the remarks that follow are intended to impart precision
to the claims, and more particularly point out the invention, rather than to avoid prior art.
Claims 1-16 were rejected. No claims have been canceled or added. Therefore, claims 116 remain pending in the application (the independent claims are 1,6, 15, and 16). Various
claims have been amended as indicated above.

OBJECTIONS
The Examiner has objected to the drawings (specifically, Figure 7). A replacement sheet
for Figure 7 is provided with this response. Figure 7 has been amended to add new text labels to
elements 2,3,21, and 22. No new matter has been added.

CLAIM REJECTIONS - 35 USC 101


The Examiner has rejected claims 1-5 and 10-16 as being directed to non-statutory
matter. Applicant has amended independent claims 1, 15, and 16 to recite "modulating, using
the frequency modulator." The frequency modulator is a specific machine/particular apparatus
tied to the method as recited. Accordingly, Applicant requests that this rejection now be
withdrawn.

CLAIM REJECTIONS - 35 USC 112


A.

The Examiner has rejected claims 6-9 as failing to comply with the enablement

requirement. Applicant has amended independent claim 6 to recite a "frequency modulator"


comprising "a microprocessor configured to shape the modulation as several frequency stages
each having a different respective frequency value." The prior recitation of a device has been
removed. Applicant respectfully submits that the term "microprocessor" has a definite meaning
to one skilled in the art, and that claim 6 as amended recites a proper functional limitation (i.e.,
"to shape the modulation"). The originally-filed specification describes (at paragraphs 0057 and
0058) the use of a microprocessor programmed to implement the recited functionality.

PATENT
Docket No. 103070-210600IUS

Dependent claim 8 has been amended to recite that the frequency modulator further
comprises a field programmable gate array (described in the specification at paragraph 0060).
Dependent claim 9 has been amended to recite that the frequency modulator further comprises a
direct digital synthesis device (described in the specification at paragraphs 0057 and 0060). In
light of these various amendments, Applicant respectfully requests that this rejection of claims 69 now be withdrawn.

B.

Claims 1-16 have been rejected, as failing to comply with the enablement requirement.

The Examiner states that the claimed "successive frequency stages" in claims 1-4,6, 7, 10, 11,
15 and 16, is not clear from the disclosure. Specifically, the Examiner queries how the
frequency stages can be equated to the carrier frequencies shown in Figure 2. First, it should be
noted that the original specification describes Figure 2 as providing an example of MSK
frequency modulation (paragraph 0036). The specification uses Figure 3 to illustrate a
comparison of conventional MSK modulation to MSK modulation using 16 frequency stages
(MSKI6, at paragraph 0048).
In Figure 3, conventional MSK modulation is illustrated by a dashed line, which shows
two frequency states (1 and -1). MSK16 is illustrated by the solid line. As described in the
specification, the frequency stages are implemented using successive frequency values. Figure 3
illustrates these successive values (which roughly appear as steps with different values in Figure
3). The specification gives an example of coefficients k j , which are used to obtain these
frequency values (paragraph 0050). Paragraph 0051 describes a set of opposite coefficients used
to obtain the successive different frequency values going from 1 to -1.
The Examiner also queries how the frequency ranges in Figure 4 relate to the frequencies
shown in Figure 2. As just mentioned above, Figure 2 shows MSK modulation. Figure 3 shows
that MSK16 modulation will have successive frequency values during duration T. As described
in the specification, it is only at the end of duration T at which the desired frequency for MSK
and MSK16 will correspond. Thus, in viewing Figure 4, it is observed that the dashed line for
MSK exhibits frequency states 1 and -1 (as is also illustrated in Fig. 2).
The frequencies for MSKI6, shown by the solid line, have successive frequency values
(or stages), but at the end of each duration T, it is observed that the frequency for MSK16

PATENT
Docket No. 103070-210600IUS

coincides with the frequency for MSK (see, e.g., original specification paragraphs 0018, 0045,
and 0049). Note that the specification states in paragraph 0049 that some of the successive
frequency stages (or values) exceed the frequency to be attained to achieve compatibility with
conventional MSK modulation (e.g., the MSK16 curve in Figure 4 exhibits frequency values
greater than 1 during a portion of duration T).

In light of the above remarks, Applicant respectfully submits that the successive stages
are fully enabled by the original specification, and Applicant requests that this rejection of claims
1-16 be withdrawn.

C.

Claim 8 has been rejected as being indefinite. Applicant has amended claim 8 to recite "a

field programmable gate array." Applicant submits that this phrase has a definite meaning to
one skilled in the art, and Applicant respectfully requests that this rejection now be withdrawn.

PATENT
Docket No. 103070-210600IUS

CONCLUSION
Applicant's other claims not explicitly discussed above depend, directly or indirectly,
from Applicant's independent claims and are believed allowable for at least the reasons discussed
above. Applicant believes that the Examiner's other arguments not discussed above are moot in
light of the above arguments, but reserves the right to later address these arguments.
It is respectfully submitted that all of the Examiner's objections have been addressed and

that the application is now in order for allowance. Accordingly, reconsideration of the application
and allowance thereof is courteously solicited.
Authorization is hereby given to charge our Deposit Account No. 50-2638 for any charges
that may be due. Furthermore, if an extension is required, then Applicant hereby requests such an
extension.

Respectfully submitted,

/John P. Ward/
JohnP. Ward
Reg. No. 40,216

Date: February 2, 2009

Customer Number 64494


GREENBERG TRAURIG, LLP
(650) 328-8500 Telephone
(650) 328-8508 Facsimile

----1

I
I
I
I

I
I

20
FPGA

Direct Digita!
Synthesis
Device

Amplifier

-0
-0

;JJ

:::-. W

IJP

M
r
c-.:!".

o (':\

Temporal
Adaptation
Means

10

::J

DDS
Instruction
Means

zs
o m

:..,.z
0--1
(jjw

OI
m

!al.)

wm

?E--I

21

22

FIG.7

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

John Patrick Ward/Anne Collette

Attorney Docket Number:

62755 (4590-324)

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

1251

130

130

Basic Filing:

Pages:

Claims:

Miscellaneous-Filing:

Petition:

Patent-Appeals-and-Interference:

Post-Allowance-and-Post-Issuance:

Extension-of-Time:
Extension - 1 month with $0 paid

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Miscellaneous:

Total in USD ($)

130

Electronic Acknowledgement Receipt


EFSID:
Application Number:

4721338
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

9281

Frequency modulator for digital transmissions

Gerard Dussarrat
33308
John Patrick Ward/Anne Collette

Filer Authorized By:

John Patrick Ward

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

02-FEB-2009

Filing Date:

03-AUG-2004

TimeStamp:
Application Type:

19:52:42

u.s. National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Deposit Account

Payment was successfully received in RAM

$130

RAM confirmation Number

4592

Deposit Account

502638

Authorized User
The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)

Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)

File Listing:
Document
Number

File Name

Document Description

103070-210600US_Response.
pdf

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

yes

98838
24133f42685dc3ebcOd80dc32f2fc6bab132
6b69

Multipart Description/PDF files in .zip description


Document Description

Start

End

Amendment/Req. Reconsideration-After Non-Final Reject

Claims

Applicant Arguments/Remarks Made in an Amendment

Warnings:
Information:

Drawings-only black and white line


drawings

103070-210600US_Replaceme
nt_Sheet.pdf

16079
no

no

72c8d77fSf8902e4dfdc3e3cSb1d299de62
6df2

Warnings:
Information:
30261
3

Fee Worksheet (PTO-06)

fee-info.pdf
a522e 16de41 d677fOO84de2egeb9486c38d
98dff

Warnings:
Information:
Total Files Size (in bytes)

145178

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

Electronic Acknowledgement Receipt


EFSID:
Application Number:

4721338
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

9281

Frequency modulator for digital transmissions

Gerard Dussarrat
33308
John Patrick Ward/Anne Collette

Filer Authorized By:

John Patrick Ward

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

02-FEB-2009

Filing Date:

03-AUG-2004

TimeStamp:
Application Type:

19:52:42

u.s. National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Deposit Account

Payment was successfully received in RAM

$130

RAM confirmation Number

4592

Deposit Account

502638

Authorized User
The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
Charge any Additional Fees required under 37 C.F.R. 1.492 (National application filing, search, and examination fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)

Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)

File Listing:
Document
Number

File Name

Document Description

103070-210600US_Response.
pdf

File Size(Bytes)/
Message Digest

Multi
Part /.zip

Pages
(ifappl.)

yes

98838
24133f42685dc3ebcOd80dc32f2fc6bab132
6b69

Multipart Description/PDF files in .zip description


Document Description

Start

End

Amendment/Req. Reconsideration-After Non-Final Reject

Claims

Applicant Arguments/Remarks Made in an Amendment

Warnings:
Information:

Drawings-only black and white line


drawings

103070-210600US_Replaceme
nt_Sheet.pdf

16079
no

no

72c8d77fSf8902e4dfdc3e3cSb1d299de62
6df2

Warnings:
Information:
30261
3

Fee Worksheet (PTO-06)

fee-info.pdf
a522e 16de41 d677fOO84de2egeb9486c38d
98dff

Warnings:
Information:
Total Files Size (in bytes)

145178

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.c. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.c. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

UNITED STAlES PAlENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/0312004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

10/02/2008

LOWE HAUPTMAN & BERNER, LLP


1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

EXAMINER
BOCURE, TESFALDET
ART UNIT

PAPER NUMBER

2611

MAIL DATE

DELIVERY MODE

10/02/2008

PAPER

Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.

PTOL-90A (Rev. 04/07)

Application No.

Applicant(s)
DUSSARRAT ET AL.

10/503,389

Office Action Summary

Examiner

Art Unit

Tesfaldet Bocure

2611

-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --

Period for Reply


A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE;l. MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
- Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
- If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).

Status
1)[8J Responsive to communication(s) filed on 10 Julv 2008.
2a)0 This action is FINAL.

2b)[8J This action is non-final.

3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 CD. 11, 453 O.G. 213.
Disposition of Claims
4)[8J Claim(s) 1-16 is/are pending in the application.
4a) Of the above c1aim(s) _ _ is/are withdrawn from consideration.
5)0 Claim(s) _ _ is/are allowed.
6)[8J Claim(s) 1-16 is/are rejected.
7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)[8J The drawing(s) filed on 03 August 2004 is/are: a)O accepted or b)[8J objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. 119
12)[8J Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (f).
a)[8J All

b)O Some * c)O None of:

1.[8J Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.0 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a.
* See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1)
2)
3)

[8J

0
0

Notice of References Cited (PTO-892)


Notice of Draftsperson's Patent Drawing Review (PTO-948)
Information Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date _ _.

4)

5)
6)

0
0

Interview Summary (PTO-413)


Paper No(s)/Mail Date. _ _ .
Notice of Informal Patent Application
Other: _ _.

U.s. Patent and Trademark Office

PTOL-326 (Rev. 08-06)

Office Action Summary

Part of Paper No./Mail Date 20080927

Application/Control Number: 10/503,389

Page 2

Art Unit: 2611


DETAILED ACTION

1.

Claims 1-16 are pending in this Application.

Priority

2.

Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which

papers have been placed of record in the file.

Drawings

3.

The drawings are objected to because elements 2,3 21 and 22 in figure 7 should

be properly labeled. Corrected drawing sheets in compliance with 37 CFR 1.121 (d) are
required in reply to the Office action to avoid abandonment of the application. Any
amended replacement drawing sheet should include all of the figures appearing on the
immediate prior version of the sheet, even if only one figure is being amended. The
figure or figure number of an amended drawing should not be labeled as "amended." If
a drawing figure is to be canceled, the appropriate figure must be removed from the
replacement sheet, and where necessary, the remaining figures must be renumbered
and appropriate changes made to the brief description of the several views of the
drawings for consistency. Additional replacement sheets may be necessary to show the
renumbering of the remaining figures. Each drawing sheet submitted after the filing date
of an application must be labeled in the top margin as either "Replacement Sheet" or
"New Sheet" pursuant to 37 CFR 1.121 (d). If the changes are not accepted by the

Application/Control Number: 10/503,389

Page 3

Art Unit: 2611


examiner, the applicant will be notified and informed of any required corrective action in
the next Office action. The objection to the drawings will not be held in abeyance.

Claim Rejections - 35 USC 101


4.

35 U.S.C. 101 reads as follows:


Whoever invents or discovers any new and useful process, machine, manufacture, or composition of
matter, or any new and useful improvement thereof, may obtain a patent therefor, subject to the
conditions and requirements of this title.

Claims 1-5,10-16 are rejected under 35 U.S.C. 101 because the claimed invention is
directed to non-statutory subject matter.

5.

The claimed, " a [A] method of transmitting digital data comprising a series of

data items each having either a first value or a second value and exhibiting a rate T, by
means of a frequency modulator able to modulate as a function of the data, a central
carrier frequency fO at a first frequency value fO + 1/4T representing one of the first
value and the second value and/or
a second frequency value fO- 1/4T representing the other of the first value and the
second value, the method including modulating the central carrier frequency fO from one
of the first and second frequency values representing the value of one of the data items
in the series to the other of the first and second frequency values representing the value
of the next data item in the series during a time interval T---" in claims 1,15 and16 is not
tied to anther class, such as particular apparatus nor recite any physical element to
transform the claimed subject matter to anything 1.

Diamond v. Diehr, 450 U.S 175, 184 (1981); Parker v. Flook, 437 U.S 584, 588 n. 9 (1978); Gottschalk
v. Benson, 409, U.S 63,70 (1972); and Deer, 84 U.S. 780, 787-88 (1876).

Application/Control Number: 10/503,389

Page 4

Art Unit: 2611

Claims 2-5, 10-14 are inherently rejected as being dependent on the rejected base
claims.

Claim Rejections - 35 USC 112


6.

The following is a quotation of the first paragraph of 35 U.S.C. 112:


The specification shall contain a written description of the invention, and of the manner and process of
making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the
art to which it pertains, or with which it is most nearly connected, to make and use the same and shall
set forth the best mode contemplated by the inventor of carrying out his invention.

Claims 6-9 are rejected under 35 U.S.C. 112, first paragraph, as failing to comply with
the enablement requirement. The claim(s) contains subject matter which was not
described in the specification in such a way as to enable one skilled in the art to which it
pertains, or with which it is most nearly connected, to make and/or use the invention.
The claimed limitation, "a device (see element 1) able to implement able to implement a
frequency modulation at a rate T according to two predetermined frequencies each
representing either a first value of a data item or a second value of a data item,
comprising a device for shaping the said modulation as several frequency stages each
having a different respective frequency value during a time interval T," in claim 6, as a
whole reads as covering every conceivable device for achieving the stated result.
Interpreting the claimed language in light of the specification, the device appear to be
item 1 in figure and the second device for performing the shaping the modulation
appears to be item 20 in figure 7. However, at line 1 of page 8, the specification states
that item 20 may be included in the microprocessor. Therefore, if the device which
perform the shaping of the modulated signal (item 20) is incorporated within the

Application/Control Number: 10/503,389

Page 5

Art Unit: 2611


microprocessor (item 10) as disclosed and, the device (item 1) claimed in line 1 includes
only the microprocessor, it is the microprocessor which performs every considerable
stated result.

7.

Claims 5-9 are inherently rejected as being dependent on the rejected base

claim.

8.

The following is a quotation of the first paragraph of 35 U.S.C. 112:


The specification shall contain a written description of the invention, and of the manner and process of
making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the
art to which it pertains, or with which it is most nearly connected, to make and use the same and shall
set forth the best mode contemplated by the inventor of carrying out his invention.

9.

Claims 1-16 are rejected under 35 U.S.C. 112, first paragraph, as failing to

comply with the enablement requirement. The claim(s) contains subject matter which
was not described in the specification in such a way as to enable one skilled in the art to
which it pertains, or with which it is most nearly connected, to make and/or use the
invention.
10.

the claimed "---successive frequency stages" in claims 1-4,6,7,10,11,15 and 16 is

not clear from the disclosure as to how the frequency stages are used in modulating the
data, +1 and -1. It is disclosed with respect figures 3 and 4 that the frequency stages
modulate the first and the second data. However, if each of the carrier frequencies,
frO+1/4T and fO-1/4t , are within the frequency stages shown in figures 3 and 4, how can
the stages be equated to the carrier frequencies shown in figure 2? Looking at figures 3
and 4 it is not clear how the frequency stages of 16 come up with. It is also confusing

Application/Control Number: 10/503,389

Page 6

Art Unit: 2611


how the frequency ranges in figure 4 are equated with the carrier frequencies shown in
figure 2. Is it the frequency range of 1 and -1 or the frequency range of 2 and -2 shown
in figure 4 which is/are equivalent to the carrier frequencies of fO+1/4yT and fO-1/4T
shown in figure 2?

11.

Claims 5, 8, 9, 12-14 are inherently rejected as being dependent on the rejected

base.

12.

The following is a quotation of the second paragraph of 35 U.S.C. 112:


The specification shall conclude with one or more claims particularly pointing out and distinctly
claiming the subject matter which the applicant regards as his invention.

13.

Claim 8 is rejected under 35 U.S.C. 112, second paragraph, as being indefinite

for failing to particularly point out and distinctly claim the subject matter which applicant
regards as the invention.
The claimed "FPGA type" in claim 8 is vague and indefinite. What type FPGA is the
claimed limitation referring to?

Conclusion

14.

The prior art made of record and not relied upon is considered pertinent to

applicant's disclosure. US patent numbers 5,216,391, 5,524,087 and 7,123,666 issued


to Shiraishi et ai., Kawamura et al and Brown et al. respectively disclose a GMS having
a staircase pulses.

Application/Control Number: 10/503,389

Page 7

Art Unit: 2611


Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Tesfaldet Bocure whose telephone number is (571) 2723015. The examiner can normally be reached on Mon-Thur (8:00a-5:30p) & Mon.-Fri
(8:00a-5:30p).
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Mohammed H. Ghayour can be reached on (571) 272-3021. The fax phone
number for the organization where this application or proceeding is assigned is 571273-8300.
Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

Tesfaldet Bocure
Primary Examiner
Art Unit 2611
/T. B./
Primary Examiner, Art Unit 2611

Application/Control No.

Notice of References Cited

10/503,389

Applicant(s)/Patent Under
Reexamination
DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

Page 1 of 1

u.s. PATENT DOCUMENTS

*
*
*
*

Document Number
Country Code-Number-Kind Code

Date
MM-YYYY

Name

Classification

US-5,216,391

06-1993

Shiraishi et al.

332/101

US-5,524,087

06-1996

Kawamura et al.

708/276

US-7,123,666

10-2006

Brown et al.

375/303

US-

US-

US-

US-

US-

US-

US-

US-

US-

US-

FOREIGN PATENT DOCUMENTS


Document Number
Country Code-Number-Kind Code

Date
MM-YYYY

Country

Name

Classification

0
P
Q

S
T

NON-PATENT DOCUMENTS

Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)

X
*A copy of this reference IS not bemg furnished with this Office action. (See MPEP 707.05(a).)
Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.

u.s. Patent and Trademark Office


PTO-892 (Rev. 01-2001)

Notice of References Cited

Part of Paper No. 20080927

Application Number

II11I1

u.s.

Patent and Trademark Office

Application/Control No.

Applicant(s)/Patent under
Reexamination

10/503,389

DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

Part of Paper No. 20080927

Application/Control No.

Applicant(s)/Patent under
Reexamination

Index of Claims

II11I1
oj

Rejected

= Allowed
Claim

roc

i.L

ro
.~

OJ

0
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50

u.s.

Date
co

~
~

Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y
Y

Patent and Trademark Office

10/503,389

DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

(Through numeral)
Cancelled

Restricted

Claim

roc

i.L

ro
.~

OJ

0
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77

78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100

Date

Non-Elected

Interference

Claim

roc

i.L

Appeal
Objected
Date

ro
.~

OJ

0
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
Part of Paper No. 20080927

Application/Control No.

Search Notes

II11I1

Applicant(s)/Patent under
Reexamination

10/503,389

DUSSARRAT ET AL.

Examiner

Art Unit

Tesfaldet Bocure

2611

SEARCH NOTES
(INCLUDING SEARCH STRATEGY)

SEARCHED
Class

Subclass

Date

Examiner

375

271,272
273,295
305,303

9/26/2008

TB

332

117

9/26/2008

TB

327

126-128

9/26/2008

TB

327

114

9/26/2008

TB

DATE

EXMR

WEST

9/26/2008

TB

Inventor's Name Search

9/26/2008

TB

E-mail correspondnace with John


Peng regarding 101 issue

9/26/2008

TB

INTERFERENCE SEARCHED
Class

Subclass

u.S. Patent and Trademark Office

Date

Examiner

Part of Paper No. 20080927

Page 1 of 1

UNITED STATES DEPARTMENT OF COMMERCE

United States Patent and Trademark Office


Address: COMMISSIONER FOR PATENTS
P.o. Box 1450
Alexandria., Virginia 22313-1450
www.uspto.gov

BIB DATA SHEET


CONFIRMATION NO. 9281
FILING or 371 (c)
DATE
08/03/2004

SERIAL NUMBER
10/503,389

CLASS

GROUP ART UNIT

375

2611

ATTORNEY DOCKET
NO.
62755 (4590-324)

RULE
APPLICANTS
Gerard Dussarrat, Saint Sebastien Sur Loire, FRANCE;
Daniel Bourasseau, Nantes, FRANCE;
** CONTINUING DATA *************************
This application is a 371 of PCT/FR03/00487 02/14/2003
** FOREIGN APPLICATIONS *************************
FRANCE 02/02304 02/22/2002
** IF REQUIRED, FOREIGN FILING LICENSE GRANTED **
Foreign Priority claimed

~Yes

35 USC 119(a-d) conditions met

~Yes 0

Verified and
Acknowledged

ONo
No

Met after
Allowance

ITESFALDET
BOCUREI
Examiner's Signature

STATE OR
COUNTRY

SHEETS
DRAWINGS

TOTAL
CLAIMS

INDEPENDENT
CLAIMS

FRANCE

14

Initials

ADDRESS
LOWE HAUPTMAN & BERNER, LLP
1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314
UNITED STATES

TITLE
Frequency modulator for digital transmissions
10 All Fees

10 1.16 Fees (Filing)

FILING FEE
RECEIVED
1130

BIB (Rev. 05/07).

FEES: Authority has been given in Paper


No.
to charge/credit DEPOSIT ACCOUNT
No.
for following:

1
101 .17 Fees (Processing Ext. of time) 1

10 1.18 Fees (Issue)

10 Other

10 Credit

WEST Search History for Application 10503389


Creation Date: 2008092317:37
DB

Op.

(staircase$ or (stair near case$)) same (msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(staircase$ or (stair near case$)) same ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

@ad<=20020222

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/271).ccls. or (3751272).ccls. or (375/273).ccls. or


(375/295).ccls. or (375/303).ccls. or (375/305).ccls. or
(332/117).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

((375/271).ccls. or (375/272).ccls. or (3751273).ccls.


or (375/295).ccls. or (375/303).ccls. or (375/305).ccls.
or (332/117).ccls. ) and (@ad<=20020222 ) and
((staircase$ or (stair near case$)) and ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

transmitter$ same ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(327/126).ccls. or (327/127).ccls. or (327/128).ccls. or


(327/114).ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and (transmitter$ same ($msk or
(minimum near2 shift near2 key$3)) )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

Query

WEST Search History for Application 10503389

Plur.

Thes.

Date

((327/126).ccls. or (327/127).ccls. or (327/128).ccls.


or (327/114).ccls. ) and ($msk or (minimum near2
shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. ) and


(transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and (staircase$
or (stair near case$))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multi$6) near4 frequenc$3)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

09-23-2008

dussarratinv. or bourasseau.inv.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(dussarratinv. or bourasseau.inv. ) and ($msk or


(minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

442671O.pn. or 5454009.pn. or 5812604.pn. or


5216391.pn. or 5990825.pn. or 4465970.pn.

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(375/$5.ccls. or 332/$5.ccls. or 327/$5.ccls. and


transmitter$ same ($msk or (minimum near2 shift
near2 key$3)) and @ad<=20020222 ) and ((plural$4
or multiple$) near4 frequenc$3 near3 stage$)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) same (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((plural$4 or multiple$) near4 frequenc$3 near3 (step$


or stage$)) and (msk or (minimum near2 shift near2
key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

Creation Date: 2008092317:37

(((plural$4 or multiple$) near4 frequenc$3 near3


(step$ or stage$)) and (msk or (minimum near2 shift
near2 key$3)) ) and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

3271l26.ccls. and ($msk or (minimum near2 shift


near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((staircase$ or (stair near case$)) and ($msk or


(minimum near2 shift near2 key$3)) ) and
(@ad<=20020222 )

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3))

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

(((staircase$ or (stair near case$)) near4 frequenc$4)


and ($msk or (minimum near2 shift near2 key$3)) )
and (@ad<=20020222)

PGPB, USPT,
USOC, EPAB,
JPAB,DWPI,
TDBD

OR

YES

09-23-2008

Creation Date: 2008092317:37

Docket No.: 4590-324

PATENT

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE


In re Application of
Gerard DUSSARRAT et al.

Confirmation No. 9281

u.s. Patent Application No.1 0/503,389

Group Art Unit: 2611

Filed: August 3, 2004

Examiner: Nurul M. MATIN

For:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY MODULATOR


AMENDMENT AND RESPONSE UNDER 37 CFR 1.111

Mail Stop Amendment


Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450
Sir:

In response to the Office Action dated January 11, 2008, a reply being due April 11,
2008, Applicant submits a request and fee for a three-month extension of time, extending the
reply from April 11, 2008 to July 11, 2008, please amend the above-identified application as
follows:

Amendments to the claims - page 2.


Remarks/Arguments - page 6.

Application No.: 10/503,389

Docket No.: 4590-324

AMENDMENTS TO THE CLAIMS

This listing of claims will replace all prior versions and listings of claims in the
application:

Listing of claims:

1.

(Currently amended) A method of transmitting digital data comprising a series of data

items each having either a first value or a second value and exhibiting a rate T, by means of a
frequency modulator able to modulate as a function of the data, a central carrier frequency

to

at

to + 1/4T representing one of the first value and the second value and/or
value to - 1/4T representing the other of the first value and the second

a first frequency value


a second frequency
value,

the method including modulating the central carrier frequency

to from

one of the first and

second frequency values representing the value of one of the data items in the series to the
other of the first and second frequency values representing the value of the next data item in the
series during a time interval T,
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time interval T is performed via successive
frequency stages in each of which successive frequency stages the frequency is modulated to
have a different respective frequency value not representative of a data item, and at the end of
the time interval T the frequency attains said other one of the first and second frequency values
that are representative of the data items.

2.

(Previously presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from to - 1/4T to to + 1/4T is the same as for going from to + 1/4T to

to - 1/4T.
3.

(Previously presented) The method as claimed in claim 2, wherein the frequency stages

for going from to - 1/4T to to + 1/4T are the same in absolute value as the frequency stages for
going from to + 1/4T to to - 1/4T.

Application No.: 10/503,389

4.

Docket No.: 4590-324

(Previously presented) The method as claimed in, claim 1 wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

5.

(Previously presented) The method as claimed in, claim 1 wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

6.

(Currently amended) A device able to implement a frequency modulation at a rate T

according to two predetermined frequencies each representing either a first value of a data item
or a second value of a data item, comprising a device for shaping the said modulation as
several frequency stages each having a different respective frequency value not representative
of a data item, during a time interval T.

7.

(Previously presented) The device as claimed in claim 6, comprising a microprocessor

able to program the frequency stages.

8.

(Previously presented) The device as claimed in claim 7, furthermore comprising, linked

to the microprocessor, a device of "FPGA" type able to shape the modulation as a function of
data to be transmitted and of the programmed stages.

9.

(Previously presented) A frequency modulator, comprising a device able to shape a

frequency modulation according to claim 6 and, linked to it, a device for generating
instantaneous frequencies using a "DDS" function.

1O.

(Previously presented) The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

11.

(Previously presented) The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

Application No.: 10/503,389

12.

Docket No.: 4590-324

(Previously presented) The method as claimed in claim 2, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

13.

(Previously presented) The method as claimed in claim 3, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

14.

(Previously presented) The method as claimed in claim 4, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

15.

(New) A method of transmitting digital data comprising a series of data items each

having either a first value or a second value and exhibiting a rate T, by means of a frequency
modulator able to modulate as a function of the data, a central carrier frequency

to

at a first

to + 1/4T representing one of the first value and the second value and/or a
second frequency value to - 1/4T representing the other of the first value and the second value,
the method including the step of modulating the central carrier frequency to from one of

frequency value

the first and second frequency values representing the value of one of the data items in the
series to the other of the first and second frequency values representing the value of the next
data item in the series during a time interval T,
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time interval T is performed via successive
frequency stages in each of which successive frequency stages the frequency is modulated to
have a different respective frequency value, and at the end of the time interval T the frequency
attains said other one of the first and second frequency values that are representative of the
data items, wherein the number of frequency stages for going from one of the frequency values
to the other of the frequency values is equal to 16.

16.

(New) A method of transmitting digital data comprising a series of data items each

having either a first value or a second value and exhibiting a rate T, by means of a frequency
modulator able to modulate as a function of the data, a central carrier frequency

to

at a first

to + 1/4T representing one of the first value and the second value and/or a
second frequency value to - 1/4T representing the other of the first value and the second value,

frequency value

Application No.: 10/503,389

Docket No.: 4590-324

the method including the step of modulating the central carrier frequency

to

from one of

the first and second frequency values representing the value of one of the data items in the
series to the other of the first and second frequency values representing the value of the next
data item in the series during a time interval T,
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time interval T is performed via successive
frequency stages in each of which successive frequency stages the frequency is modulated to
have a different respective frequency value, and at the end of the time interval T the frequency
attains said other one of the first and second frequency values that are representative of the
data items, wherein the number of frequency stages for going from one of the frequency values
to the other of the frequency values is equal to one of 8 and 32.

Application No.: 10/503,389

Docket No.: 4590-324

REMARKS
Reconsideration and allowance in view of the foregoing amendments and the following
remarks is respectfully requested.
Claim amendments/Status
In this response, claims 1 and 6 have been amended and new independent claims 15 and
16 are presented for examination.
Claims 1 and 6 have been amended to remove the phrase" ... not representative of a

data item ... ".


New independent claim 15 is based upon claim 1 in combination with claim 4, and thus
includes the recitation that" ... the number of frequency stages for going from one of the

frequency values to the other is equal to 16." The Examiner has indicated that claim 4 would be
allowable if rewritten in independent form, and thus claim 15 is deemed to stand in prima facie
condition for allowance.
New independent claim 16 is based upon claim 1 in combination with claim 4, and
includes the recitation that "... the number of frequency stages for going from one of the

frequency values to the other is equal to one of 8 and 32." None of the cited prior art discloses
or suggests the use of either 8 or 32 frequency stages, and thus claim 16 is deemed to be
allowable over the art for at least this reason.
Rejections under 35 USC 112
Claim 1 is rejected under 35 USC 112 first paragraph, inasmuch as it is alleged that the
specification does not show the process of successive frequency stages, in each of which
successive frequency stages the frequency is modulated to have a different respective
frequency value not representative of a data item.

The Applicant respectfully traverses this

rejection.
It is noted that the specification refers to the use of frequency stages, in particular
successive frequency stages, and describes non-limiting example of such frequency stages, in
numerous passages (for example page 3, lines 9 to 27; page 5, lines 23 to 25; page 5, lines 30
to 33; page 6, lines 7 to 9; page 6, lines 19 to 22; page 7, lines 13 to 19).

Application No.: 10/503,389

Docket No.: 4590-324

A non-limiting example of the use of successive frequency stages is illustrated in Figures


3 and 4. It can be seen that, in this example, the modulation from one of the frequency values
representing a data item (in this case fO+ 1/4T) to the other of the frequency values representing
a data item (in this case fO-1/4T) is performed via 16 frequency stages occurring in succession,
obtained using the coefficients provided at page 6, lines 23 to 26. It is clear from the figure that
frequency stages occur in succession (for example from examination of the structure of the
curve of Figures 3 and 4 as a function of time) and that the frequency values do not represent
the data items (in this example it is the frequency values fO+ 1/4T and fO-1/4T that represent
data items, 1 and -1 respectively).
In light of the above, it is respectfully submitted that the specification clearly shows the
use of successive frequency stages as claimed. Accordingly, the rejection of claim 1 under 35
USC 112, first paragraph is traversed and is requested to be withdrawn.
Rejections under 35 USC 102 and 35 USC 103
Claim 1 provides a method of transmitting digital data according to which a central
carrier frequency fO is modulated from one of a first and second frequency value (fO+ 1/4T and
fO-1/4T) representing the value of one of the data items in a series to the other of the first and
second frequency values representing the value of the next data item in the series during a time
interval T. The method provides that the modulation from one of the first and second frequency
values to the other of the first and second frequency values during the time interval T is
performed via successive frequency stages in each of which successive frequency stages the
frequency is modulated to have a different respective frequency value, and at the end of the
time interval T the frequency attains said other one of the first and second frequency values that
are representative of the data items.
The use of the successive frequency stages aims to provide, for particular embodiments
applied to MSK modulation schemes, improved spectral occupancy without additional intersymbol crosstalk, in comparison to alternative schemes such as Gaussian MSK (GMSK)
schemes. It is clear from the specification that the successive frequency stages are intended to
provide desired spectral characteristics but do not change the encoding scheme - a two state
encoding is used in which the data values are represented by the first and second frequency
values fO+ 1/4T and fO-1/4T.

Application No.: 10/503,389

Docket No.: 4590-324

In contrast, Pommier et al. aims to provide a pre-coding scheme that modifies a twostate MSK encoding (described for instance at col.5, lines 36 to 45) to be a 3-state or 5-state
encoding (represented for instance in Tables I and II) based on a combination of phase and
frequency shift. Each of the combinations of phase and frequency in Tables I and II is used to
represent a data item in a series.
Pommier et al. does not disclose modulating from one of a first and second frequency
value representing the value of a data item in a series to the other of the first and second
frequency value representing the value of the next data item in the series via successive
frequency stages, as required by the claimed invention. Instead in Pommier, modulation from
one combination of phase and frequency representing a data item to another combination of
phase and frequency representing the next data item in a series is performed directly, without
going through intervening successive frequency stages. Thus, Pommier et al. neither discloses
nor suggests the invention of claim 1.
In light of the above comments, it is respectfully submitted that claim 1 is clearly both
novel and inventive in view of Pommier et al. Equivalent arguments apply to claim 6, and it is
respectfully submitted that claim 6 is also both novel and inventive in view of Pommier et al.
None of the other documents cited by the Examiner, considered alone or in combination,
overcome the above noted deficiencies of Pommier et al.
Therefore, the rejections of claims 1-3, 6 and 10-11 under 35 USC 102 as being
anticipated by Pommier et al.; and the rejections under 35 USC 103 of claims 5 and 12 to 14,
in view of Pommier et al. taken with Fruit et al.; claim 7 in light of Pommier et al. in view of
DiMassimo et al.; claim 8 in view of Pommier et al. , DiMassimo et al. and Carmicheal et al.; and
claim 9 in view of Pommier et al. in view of Gilmore, are summarily traversed for at least the
reasons advanced above.
Conclusion
All issues and rejections having been addressed, it is respectfully submitted that the
present application is in condition for allowance and a Notice to that effect is earnestly solicited.

Application No.: 10/503,389

Docket No.: 4590-324

The Examiner is invited to telephone the undersigned, Applicant's attorney of record, to


facilitate advancement of the present application.
To the extent necessary, a petition for an extension of time under 37 C.F.R. 1.136 is hereby
made. Please charge any shortage in fees due in connection with the filing of this paper, including
extension of time fees, to Deposit Account 07-1337 and please credit any excess fees to such
deposit account.

Respectfully submitted,
LOWE HAUPTMAN HAM & BERNER, LLP

:frv'kJ1iJ..' .')'1'

t)-lJl.A't-e..."

Kenneth M. Berner
Registration No. 37,093

1700 Diagonal Road, Suite 300


Alexandria, Virginia 22314
(703) 684-1111
(703) 518-5499 Facsimile
Date: July 10, 2008
KMB/KT/cac

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

Kenneth M. Berner/Candace Chambliss

Attorney Docket Number:

62755 (4590-324)

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

1253

1050

1050

Basic Filing:
Pages:
Claims:
Miscellaneous-Fi Ii ng:
Petition:
Patent-Appeals-and-l nterference:

Post -Allowance-and -Post -Issu ance:

Extension-of-Time:
Extension - 3 months with $0 paid

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Miscellaneous:

Total in USD ($)

1050

Electronic Acknowledgement Receipt


EFSID:

3597992

Application Number:

10503389

International Application Number:


Confirmation Number:

9281

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Customer Number:

33308

Filer:

Kenneth M. Berner/Candace Chambliss

Filer Authorized By:

Kenneth M. Berner

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

10-JUL-2008

Filing Date:

03-AUG-2004

Time Stamp:

17:06:35

u.s.

Application Type:

National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$1050

RAM confirmation Number

2337

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name
1

File SiZe(ByteS): 1
MUlti)1 Pages
/Message Digest Part /.zip (if appl.)

Amendment - After Non-Final


Rejection

62763

Amendment.pdf

no

no

2abc03cde6635098c91560e335f31 cbcf

7238150

Warnings:
Information:
8178

Fee Worksheet (PTO-06)

fee-info.pdf
85cOd6485144f63ac9cb1 eb95631 c386

1679c4d9

Warnings:
Information:
Total Files Size (in bytes):

70941

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
similar to a Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see
37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
shown on this Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions
of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary
components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
Receipt will establish the international filing date of the application.

PTO/SB/06 (07-06)
Approved for use through 1/31/2007. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PATENT APPLICATION FEE DETERMINATION RECORD

Application or Docket Number

Filing Date

10/503,389

08/03/2004

Substitute for Form PTO-875

APPLICATION AS FILED - PART I

OTHER THAN

(Column 1)

(Column 2)

FOR

NUMBER FILED

NUMBER EXTRA

RATE ($)

BASIC FEE
(37 CFR 1.16(a), (bl, or (e))

N/A

N/A

N/A

N/A

SEARCH FEE
(37 CFR 1.16(k), (il, or

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(m))

EXAMINATION FEE
(37 CFR 1.16(0), (p), or (q))

TOTAL CLAIMS
(37 CFR 1.16(i))

minus 20 =

INDEPENDENT CLAIMS
(37 CFR 1.16(h))

minus 3 =

DAPPLICATION SIZE FEE


(37 CFR 1.16(s))

D To be Mailed

.
.

SMALL ENTITY

X $

X $

OR

FEE ($)

SMALL ENTITY
RATE ($)

OR

X $

X $

FEE ($)

If the specification and drawings exceed 100


sheets of paper, the application size fee due
is $250 ($125 for small entity) for each
additional 50 sheets or fraction thereof. See
35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).

D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))


If the difference in column 1 is less than zero, enter "0" in column 2.

TOTAL

TOTAL

APPLICATION AS AMENDED - PART II


OTHER THAN

IZ
W
~

0
Z
W

07/10/2008
Total

(37 CFR

1.161111

Independent
37 CFR 1.16 h\\

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

16

Minus

20

Minus

***3

0
1

SMALL ENTITY

RATE ($)

ADDITIONAL
FEE ($)

IZ
W
~

0
Z
W

Total

(37 CFR

1.16(j\\

Independent
(37 CFR 1.16(hll

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

Minus
Minus

..
...

OR

X $50=

X $

OR

X $210=

0
210

OR

RATE ($)

ADDITIONAL
FEE ($)

TOTAL
ADD'L
FEE

210

RATE ($)

X $

OR

X $

X $

OR

X $

D Application Size Fee (37 CFR 1.16(s))


D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
column 1 is less than the entry in column 2, write "0" in column 3.

ADDITIONAL
FEE ($)

OR
TOTAL
ADD'L
FEE

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".

ADDITIONAL
FEE ($)

OR

* If the entry in

RATE ($)

TOTAL
ADD'L
FEE
(Column 2)

SMALL ENTITY

X $

~
D Application Size Fee (37 CFR 1.16(s))
D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))

(Column 1)

OR

OR

TOTAL
ADD'L
FEE

Legal Instrument Examiner:


/ADRIENE D. SELLMAN/

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caI/1-BOO-PTO-9199 and select option 2.

Document code: WFEE


United States Patent and Trademark Office
Sales Receipt for Accounting Date: 07/18/2008
ASELLMAN

SALE #00000001
Mailroom Dt:
01
FC:1201

07/10/2008
210.00DA

071337

10503389

'IJ
UNITED STATES PATENT AND TRADEMARK OFFICE
UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 22313-1450
www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMAnON NO.

10/503.389

08/03/2004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

01/1112008

LOWE HAUPTMAN & BERNER, LLP


1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

EXAMINER
MATIN. NURUL M
ART UNIT

PAPER NUMBER

2611

MAIL DATE

DELIVERY MODE

01/11/2008

PAPER

Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.

PTOL-90A (Rev. 04/07)

Application No.

Applicant(s)

10/503,389

Office Action Summary

DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin
2611
-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --

Period for Reply


A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE J MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
Failure to reply within the set or extended period for reply Will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).

Status
1)1ZI Responsive to communication(s) filed on 31 October 2007.
2a)0 This action is FINAL.

2b)0 This action is non-final.

3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quay/e, 1935 C.D. 11,453 O.G. 213.

Disposition of Claims
4)1ZI Claim(s) 1-14 is/are pending in the application.
4a) Of the above c1aim(s) _ _ is/are withdrawn from consideration.
5)0 Claim(s) _ _ is/are allowed.
6)1ZI Claim(s) 1-14 is/are rejected.
7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.

Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on _ _ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.

Priority under 35 U.S.C. 119


12)1ZI Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (t).
a)1ZI All

b)O Some" c)O None of:

1.1Z1 Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.1Z1 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
.. See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1) IZI Notice of References Cited (PTO-892)
2)
Notice of Draftsperson's Patent Drawing Review (PTO-948)
3) IZIlnfonnation Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date 8/0312004.

4)

5)
6)

0
0

Interview Summary (PTO-413)


Paper No(s)/Mail Date. _ _ .
Notice of Infonnal Patent Application
Other: _ _
..

U. S. Patent and Trademark Office

PTOL-326 (Rev. 08-06)

Office Action Summary

Part of Paper No.lMail Date 20080103

.,
+.

Page 2

Application/Control Number:
10/503,389
Art Unit: 2611
DETAILED ACTION

Continued ExaminationUnder 37 CFR 1.114


1.

A request for continued examination under 37 CFR 1.114, including the fee set

forth in 37 CFR 1.17(e), was filed in this application after final rejection. Since this
application is eligible for continued examination under 37 CFR 1.114, and the fee set
forth in 37 CFR 1.17(e) has been timely paid, the finality of the previous Office action
has been withdrawn pursuant to 37 CFR 1.114. Applicant's submission filed on
11/30/2007 has been entered.

Response to Arguments
2.

Applicant's arguments filed October 31 s t, 2007 have been fully considered but

they are not persuasive.

Claim Rejections - 35 USC 112


1.

The following is a quotation of the first paragraph of 35 U.S.C. 112:


The specification shall contain a written description of the invention, and of the manner and process of
making and using it, in such full, clear, concise, and exact terms as to enable any person skilled in the
art to which it pertains, or with which it is most nearly connected, to make and use the same and shall
set forth the best mode contemplated by the inventor of carrying out his invention.

2.

Claim 1 is rejected under 35 U.S.C. 112, first paragraph, as failing to comply with

the enablement requirement. The c1aim(s) contains subject matter which was not
described in the specification in such a way as to enable one skilled in the art to which it
pertains, or with which it is most nearly connected, to make and/or use the invention.

Application/Control Number:
10/503,389
Art Unit: 2611

Page 3

Claim 1 recites that the modulation form one of the first and second frequency
values to the other of the first and second frequency values during the time interval T is
performed via successive frequency stages in each of which successive frequency
stages the frequency is modulated to have a different respective frequency value not
representative of a data item. However, the claim is not enabled because the
specification does not show the process of successive frequency stages, in other words
he failed to show how one of ordinary skill in the art will know how to enable the
invention in a way to make or use the invention via successive frequency stages.

Claim Rejections - 35 USC 102


3.

The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that

form the basis for the rejections under this section made in this Office action:
A person shall be entitled to a patent unless (b) the invention was patented or described in a printed publication in this or a foreign country or in public
use or on sale in this country, more than one year prior to the date of application for patent in the United
States.

4.

Claims 1-3,6 and 10-11 are rejected under 35 U.S.C. 102(b) as being

anticipated by Pommier, US 4426710.


Re c1aim1, Pommier discloses that a method of transmitting digital data
comprising a series of data items having either a first or a second value and exhibiting
a rate T by means of a frequency modulator able to modulate as a function of the data
(fig. 1, col. 5, line 36 "for a rate of a flow to be transmitted equal to 1fT"), a central
carrier frequency to (col. 5, line 37,

II

in a channel of central frequency f(c)(as to)") at a

first frequency value to+1I4T representing one of the first value and the second value

Application/Control Number:
10/503,389
Art Unit: 2611

Page 4

and/or a second frequency value fO-1/4T representing the other of the first value and the
second value, the method including: modulating the central carrier frequency fO from
one of the first and second frequency values representing the value of one of the items
in the series to the other of the first and second frequency values representing the value
of the next data item in the series during a time interval T, wherein the modulation form
one of the first and second frequency values to the other of the first and second
frequency values during the time interval T is performed via successive frequency
stages in each of which successive frequency stages the frequency is modulated to
have a different respective frequency value not representative of a data item, and at the
end of the time interval T the frequency attains said other one of the first and second
frequency values that are representative of the data items( fig.1, col. 5, line 36-40, "the
modulation with two phase states must be performed on a carrier of frequency F.sub. 1
=f.sub.c -1/4T and see table I and II for the first and second frequency values to the
other of the first and second frequency values during a time interval T, via successive
frequency stages, for example in Table II, when the phase shift is positive then the
frequency is f.sub.c +1/4T and when phase shift is negative then the frequency is
f.sub.c -1/4T and when is 0 then the frequency is f.sub.c, where the data item goes from
the first frequency to the second through successive frequency stages to attain the
desired frequency (fc+I/4T) at the end of the duration T.
Re claim 2, Pommier discloses the method as claimed in claim 1, wherein the
number of frequency stages for going from fO-1/4T to fO+1/4T is the same as for going
from fO+1/4T to fO-1/4T(c01.5, line 38-40, in order to have a 360 degree full a cycle, you

Application/Control Number:
10/503,389
Art Unit: 2611

Page 5

need to go from fO-1/4T to fO+I/4T(same as f.sub.c -1/4T to f.sub.c +1/4T) which is same
thing as going from fO+I/4T to fO-1/4T).
Re claim 3, Pommier discloses the method as claimed in claim 2, wherein the
frequency stages for'going from fO-1/4T to fO+I/4T are the same in absolute value as the
frequency stages for going from fO+I/4T to fO-1/4T(as claim 2, only thing is when
absolute value going from -1 to 1 is the same as going from 1 to -1 to have full 360
degree Cycle).
Re claim 6, Pommier discloses a device able to implement a frequency
modulation at a rate T according to two predetermined frequencies each representing
either a first value of a data item or a second value of a data item, comprising a
device for shaping the said modulation as several frequency stages each having a
different respective frequency value not representative of a data item, during a time
interval T (fig. 8, co.1, line 51-52, also, col.2, line 32-33, "there is a shaping filter,
between the division by two and the multiplication circuits and the amplitude-frequency
diagram of the shaping filter used in the modulator in FIG. 8").
Re claims 10-11, which claim the same subject matter as recited in claim 4.
Therefore, claims 10-11 have been analyzed and rejected with respect to claim 4.

Claim Rejections - 35 USC 103


5.

The following.is a quotation of 35 U.S.C. 103(a) which forms the basis for all

obviousness rejections set forth in this Office action:

Application/Control Number:
10/503,389
Art Unit: 2611

Page 6

(a) A patent may not be obtained though the invention is not identically disclosed or described as set
forth in section 102 of this title, if the differences between the subject matter sought to be patented and
the prior art are such that the subject matter as a whole would have been obvious at the time the
invention was made to a person having ordinary skill in the art to which said SUbject matter pertains.
Patentability shall not be negatived by the manner in which the invention was made.

6.

Claims 5,12-14 are rejected under 35 U.S.C. 103(a) as being unpatentable over

Pommier, US 4426710 in view of Fruit et ai, US 5454009.


Re claim 5, Pommier fails to teach the digital data are transmitted between a
reference station and a mobile of a satellite-based positioning system. However, Fruit
teaches the digital data are transmitted between a reference station and a mobile of a
satellite-based positioning system (col. 7, line 65-66, "when the remote station transmits
the spread modulated data signal to the satellite. Another way of saying that modulated
data signal are transmitted from remote station (as reference station) to satellite").
Therefore, the combined teaching of Pommier and Fruit as a whole would have
been rendered obvious the arrangement of the digital data are transmitted between a
reference station and a mobile of a satellite-based positioning system as thought in Fruit
into Pommier for the benefit of a satellite communication link couples the receiving
portion and the transmitting portion of the system and also communication satellites that
broadcast radio, television computer and other data messages.
Re claims 12-14, which claim the same subject matter as recited in claim 5.
Therefore, claims 12-14 have been analyzed and rejected with respect to claim 5.

6.

Claim 7 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710 in view of DiMassimo et ai, US 4465970.

Application/Control Number:
10/503,389
Art Unit: 2611

Page 7

Re claim 7, Pommier fails to teach that a microprocessor able to program the


frequency stages. However- DiMassimo does teach a microprocessor able to program
the frequency stages (col. 23, line 16-19, "a clock frequency can be selected for the
microprocessor 12 to be able to properly implement the program. On the other hand;
microprocessor 12 is able to implement the program in a frequency stage).
Therefore, the combined teaching of Pommier and DiMassimo as a whole, would
have been rendered obvious the arrangement of a microprocessor able to program the
frequency stages as thought in DiMassimo into Pommier for the benefit of no program
changes are required to handle higher rates of data.
7.

Claim 8 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710, DiMassimo et ai, US 4465970 and in view of Carmichael et ai, US


6308311.
Re claim 8, Pommier and DiMassimo fail to teach that linked to the
microprocessor, a device of "FPGA" type able to shape the modulation as a function of
data to be transmitted and of the programmed stages. However, Carmichael does teach
a device of "FPGA" type able to shape the modulation as a function of data to be
transmitted and of the programmed stages (col. 2, line 30-33, "since an FPGA is able to
customize configuration data at a rate much faster than that of a microprocessor, FPGA
interface cables having an on-board FPGA provide superior performance").
Therefore, the combined teaching of Pommier, DiMassimo and Carmichael as a
whole, would have been rendered obvious the arrangement of a device of "FPGA" type
able to shape the modulation as a function of data to be transmitted and of the

Application/Control Number:
10/503,389
Art Unit: 2611

Page 8

programmed stages as thought in Carmichael into Pommier and DiMassimo for the
benefit of the data at a rate much faster than that of a microprocessor.

8.

Claim 9 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710 and in view of Gilmore US 5757239.


Re claim 9, Pommier teaches a frequency modulator, comprising a device able to
shape a frequency modulation according to claim 6(see claim 6). But Pommier fails to
teach a device for generating instantaneous frequencies using a "DDS" function.
However, Gilmore does teach a device for generating instantaneous frequencies using
a "DDS" function (fig. 4, co1.11, line 61-63, "direct digital synthesizer (DDS) 402 serves
as a variable reference source means for generating a selected one of a plurality of
reference frequency signal").
Therefore, the combined teaching of Pommier and Gilmore as a whole, would
have been rendered obvious the arrangement of a device for generating instantaneous
frequencies using a "DDS" function as thought in Gilmore into Pommier for the spectral
purity of signal produced by DDS 402.

Allowable Subject Matter


9.

Claim 4 is objected to as being dependent upon a rejected base claim, but would

be allowable if rewritten in independent form including all of the limitations of the base
claim and any intervening claims.

Application/Control Number:
10/503,389
Art Unit: 2611

Page 9

Conclusion

Any inquiry concerning this communication or earlier communications from the


examiner should be directed to Nurul M. Matin whose telephone number is 571-2701188. The examiner can normally be reached on mon-fri (7:30-5:00).
If attempts to

re~ch

the examiner by telephone are unsuccessful, the examiner's

supervisor, Mohammad Ghayour can be reached on 571-272-3021. The fax phone


number for the organization where this application or proceeding is assigned is 571273-8300.
Information regarding the status of an

applica~ion

may be obtained from the

Patent Application Information Retrieval (PAIR) system. Status information for


published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

Nurul Matin
Examiner.

Application/Control Number:
.
10/503,389
Art Unit: 2611

Page 10

,.

10/503389

OT11 Rec'd peTIP:rQ 0 5hAUQ. .


ATTY. DOCKET NO.
4590-324

INFORMATION DISCLOSURE
CITATION IN AN
APPLICATION

U.S. APPLICATION NO.


Not yet assigned

APPLICANT

Gerard DUSSARAT et a1.


FILING DATE

~feb /412-003

(PTO-1449)

GROUP1-6I/

u.s. PATENT DOCUMENTS


EXAMINER'S
INITIALS

PATENT NO.

DATE

NAME

INMI

5,812,604

1998-09-22

Fruit Larry John et al

INMI
INMI

5,216,391

1993-06-01

Shiraishi Kenichi et al

5,884,220

1999-03-16

Farmer Dominic Gerard et al

INMI

SUBCLASS

FILING
DATE

CLASS

SUBCLASS

Tl1ll1slation
Ves
No

FOREIGN PATENT DOCUMENTS

"

EXAMINER'S
INITIALS

CLASS

PATENT NO.

DATE

COUNTRY

0,822,421

1998-02-04

Toyota Motor Co. Ltd.

OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)

EXAMINER
EXAM INER:

INurul Matinl

DATE CONSIDERED

01/03/2008

. .
.
.. . .
Imllallfreference consIdered. whether or not cltallon IS In conformance WIth MPEP 609; draw hne through cHauon If not In conformance and

..

nOl considered. Include copy of this form with next communication to Applicant.

to'

Application/Control No.

',f

Notice of References Cited

10/503,389

Applicant(s)/Patent Under
Reexamination
DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin

2611

Page 1 of 1

U.s. PATENT DOCUMENTS

*
*
*
*
*
*
*
*

Document Number
Country Code-Number-Kind Code

Date
MM-YYYY

Name

Classification

US-4,426,710 A

01-1984

Pommier, Daniel

375/291

US-4,465,970 A

08-1984

DiMassimo et al.

324/116

US-5,454,009 A

09-1995

Fruit et al.

375/130

US-5,467,373 A

11-1995

Ketterling, Hans-Peter

375/327

US-5,757,239 A

05-1998

Gilmore, Robert P.

331/18

US-5,942,955 A

08-1999

Matui, Hitosi

332/101

US-6,308,311 81

10-2001

Carmichael et al.

716/16

US-

US-

US-

US-

US-

USFOREIGN PATENT DOCUMENTS


Document Number
country Code-Number-Kind Code

Date
MM-YYYY

Country

Name

Classification

0
P
Q

S
T
NON-PATENT DOCUMENTS

Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)

copy of this reference IS not being furnished with this Office action. (See MPEP 707.05(a).)
Dates in MM-VYYY format are publication dates. Classifications may be US or foreign.

*A

U. S. Palenl and Tradamark Office

PTO-892 (Rev. 01-2001)

Notice of References Cited

Part of Paper No. 20080103

Page 1 of 1

I_I

UNITED S1l\TES PATENT AND ThADEMARK OFFICE


UNITRIl STATPoi IlRPARTMRNT OF r:OMMRRr:R
Unlkld StAto. Po'on' ond Trodemork Offioe

..

~ ~

Addmo: COMMISSIONER FOR PATENTS


P.O. Box 100

AIoxudrio, VIJBinia 1:zJ131450


.........IlIpCD.JlDY

l~m~mmIIW~m~mllllllmlmmJlmlllm

CONFIRMATION NO. 9281

Bib Data Sheet

SERIAL NUMBER

10/503,389

FILING OR 371(c)
DATE

GROUP ART UNIT


2611

CLASS
375

08/0312004
RULE

ATTORNEY
DOCKET NO.
62755 (4590-324)

~PPLICANTS

Gerard Dussarrat, Saint Sebastien Sur Loire, FRAN~E;


Daniel Bourasseau, Nantes, FRANCE;
.. CONTINUING DATA .........................
This application is a 371 of PCT/FR03/00487 02114/2003
FOREIGN APPLICATIONS ....................

/Jr(

FRANCE 02102304 02122/2002

Foreign Priority claimed


35 USC 119 (a-d) conditions

[J yes [J no
[J yes [J no [J Met after

met
~
Verified a n d ' H
AcknowledQed
Examiner's SiQnature
Initials

STATE OR
COUNTRY
FRANCE

SHEETS
DRAWING

TOTAL
CLAIMS
14

INDEPENDENT
CLAIMS
2

ADDRESS
33308
TITLE
Frequency modulator for digital transmissions

FILING FEE
RECEIVED
920

FEES: Authority has been given in Paper


to chargelcredit DEPOSIT ACCOUNT
No.
for following:
No.

I[J All Fees

I[J 1.16 Fees ( Filing)

[J 1.17 Fees ( Processing Ext. of


time)
I[J 1.18 Fees (Issue)
I[J Other
I[J Credit

http://~eo:8000/PrexServletIPrexAction?serviceName=BibDataSheet&Action=display&br...

I
I
I

5/22/2007

Application/Control No.

Applicant(s)/Patent Under
Ree~amination

Index of Claims

II II1I111111 III II

=
0

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

Rejected

Cancelled

Allowed

Restricted

Non-Elected

Appeal

Interference

Objected

Claims renumbered in the same order as presented by applicant

CLAIM
Final

CPA

T.D.

R.1.47

DATE

Original

11/09/2006 OS/22/2007 01/03/2008

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./
./

./

./

./

./

./

./

./

./

./

./

./

10

./

./

./
./

11

./

./

12

./

./

./

13

./

./

./

14

./

./

./

U.S. Patent and Trademark Office

Part of Paper No.: 20080103

Search Notes
,

I IIIIIIIII I III I

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

SEARCHED
Class
375, 332

Subclass
I 375/305, 274, 286, 332/100, 117

I
I

Date
11/09/2006

I Examiner
I Matin, Nurul M

Date
11/09/2006

Examiner
Matin, Nurul M

5/22/2007
1/2/2008
1/3/2008

Matin, Nurul M
Matin, Nurul M
Matin, Nurul m

SEARCH NOTES
Search Notes
Consulted With Ye Lin for claim 1, 2, 4 8, 9 and also searched for double
patenting
Consulted with SPE Mohammad Ghayour for final rejection.
Cosulted with SPE Mohammad Ghayour
Double patenting search complited.

INTERFERENCE SEARCH
Class

I
I

U.s. Patent and Trademark Office

Subclass

Date

Examiner

Part of Paper No.: 20080103

EAST Search History


Ref

Hits

Search Query

DBs

Default
Operator

Plurals

Time Stamp

#
51

U5-5812604-$.DID. OR
U5-5216391-$.DID. OR
U5-5884220-$.DID. OR
U5-0822421-$.DID.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13: 15

52

("4334314").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/01 16:39

53

15234

transmit$6 near2 digital near2 data

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:41

54

1757

frequency near2 modulat$6 near2


function$3

.U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:42

55

5061

central near2 carrier

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 17:44

56

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:08

57

88

(375/305).CCL5.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/01 17:46

510

34

53 and 54

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 17:47

511

15

510 and 55

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 17:48

513

10997

frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:08

514

33926

digitalnear2 transmission$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/0118:09

515

1027

513 and 514

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:30

516

515 and 375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/0118:10

517

24

513 with 514

U5-PGPUB;
U5PAT

OR

ON

2006/11/0118:30

518

37524

digital near2 transmission$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:32

519

4609

M5K or (minimum shift keying)


near2 frequency near2
modulation$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:32

520

1786075

M5K or (minimum shift keying) or


(minimum phase gradient) near2
frequency near2 modulation$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:35

521

952

reference$3 near2 station$2 near2


mobile

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:36

522

96

satellite nearl based near2


position$6 near2 signal$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:39

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 1

EAST'Search History
523

20348

518 and 520

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:43

524

521 and 522

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:40

525

139

375/305

U5-PGPU6;
U5PAT

OR

ON

2006/11/02 10:42

528

34

523 and 525

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:43

530

5439

transmit$4 near digital adj data

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:19

531

6071

frequency near modulator

U5-PGPUB;
U5PAT,

OR

ON

2006/H/02 13:19

532

153

central near carrier near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:20

533

530 and 531 and 532

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:21

534

("5812604").URPN.

U5PAT

OR

ON

2006/11/02 13:24

535

39

("4281412" I "4338491" I "4339724"


I "4350879" I "4426710" 1
"4567602" 1"4613976" 1 "4644565"
1 "4688005" I "4691380" I
"4720839" I "4730344" I "4733199"
I "4737737" I "4739289" I
"4749959" I "4817116" I "4843615"
I "4851787" I "4881050" I
"4928078" 1 "4940949" I "4945312"
I "4949357" I "4954790" 1
"4975065" I "4988959" 1 "5020080"
1"5045731" 1 "5111455" I
"5126827" I "5127984" I "5148127"
I "5215866" I "5454009" I
"5467373" 1 "5491457" I "5509033"
1 "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:26

("4281412" I "4338491" I "4339724"


I "4350879" I "4426710" I
"4567602" I "4613976" I "4644565"
I "4688005" I "4691380" I
"4720839" I "4730344" 1 "4733199"
1 "4737737" 1 "4739289" I I
"4749959" I "4817116" I "4843615"
I "4851787" I "4881050" 1
"4928078" 1 "4940949" 1 "4945312"
I "4949357" I "4954790" I
"4975065" I "4988959" I "5020080"
I "5045731" I "5111455" I
"5126827" I "5127984" I "5148127"
I "5215866" I "5454009" I
"5467373" I "5491457" 1 "5509033"
I "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:35

536

39

..

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 2

,
EAST Search History
I "5022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 14:13

("5216391").URPN.

U5PAT

OR

ON

2006/11/02 14:18

("5022054").PN.

U5-PGPUB;
USPAT;
U50CR

OR

ON

2006/11/02 14:23

540

("5942955").URPN.

U5PAT

OR

ON

2006/11/02 14:23

541

28

("3023269" I "3987374" I "4090138"


I "4234852" I "4403331" I
"4467140" I "4488120" I "4516087"
I "4538136" I "4577333" I
"4585998" I "4669094" I "4688234"
I "4694471" I "4697260" I
"4745391" I "4866771" I "5103461"
I "5193222" I "5222079" I
"5428600" I "5432814" I "5443888"
I "5450032" I "5526129" I
"5528621" I "5706310").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 14:28

542

("5852636").URPN.

U5PAT

OR

ON

2006/11/02 15:00

543

13

("5467373").URPN.

U5PAT

OR

ON

2006/11/02 15:50

546

. U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:52

547

68

375/305 and 375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

548

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

549

133

375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

550

812

375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

552

68

548 and 549

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:54

553

87

332/100 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:09

554

552 and 553

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:57

555

1785007

M5K or (minimum shift keying) or


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:00

556

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

557

522409

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:36

558

448

555 same 556 same 557

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

537

("4897620"

538

539

375/305 and 375/274 and 375/286

1/3/20084:17:16 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\lOS03389. wsp.

Page 3

EAST Search History


563

558 and 332/100

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:06

564

558 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:06

565

2322

M5K or (minimum shift keying) near


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:34

566

556 same 557 same 565

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:08

571

2322

M5K or (minimum shift keying) near


frequency near2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:36

573

1785007

M5K or (minimum shift keying)

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:36

574

11001

frequency near2 modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:37

575

1333

573 same 574

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:38

576

796

556 and 575

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:40

577

238

557 and 576

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:18

578

2783

M5K or (minimum shift keying) near


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:34

579

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:34

580

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:35

581

522408

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:36

582

578 same 579 same 580 same 581

U5-PGPUB;
.U5PAT

OR

ON

2006/11/0608:37

583

578 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:37

584

476

579 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:41

585

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:59

587

614

584 or 585

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 09:01

588

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:40

589

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:19

590

522408

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:17

1/3/20084:17:16 PM

C: \Documents and Settings\nmatin \My Documents\EAST\Workspaces\10503389.wsp

Page 4

EAST Search History


588 same 589 same 590

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:17

M5K or (minimum shift keying) or


frequency adj2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:24

589 and 590 and 592

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:42

375/305, 375/274, 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:46

593 and 595

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:43

375/305, 375/274, 375/286,


332/100, 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:47

191

593 and 597

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:06

599

119

(central adj carrier) adj2 frequency

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:19

510
0

3125

M5K or (minimum shift keying)


same frequency adj2 modulator$3

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:25

510
3

6369

transmit$6 near digital near data

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:29

510
4

9118

transmit$6 adj2 digital adj2 data

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:29

510
5

30

593 and 597 and 5104

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:58

510
7

27662

FPGA

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 15:59

510
8

38

597 and 5107

U5-PGPUBi
U5PAT

OR

ON

2006/11/07 14:47

510
9

476

588 same 589 same 590

U5-PGPUBi
U5PAT

OR

ON

2006/11/06 17:12

511
0

6358

transmit$4 near digital near data

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:21

511
1

3054

rate near t

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:22

511
2

6079

frequency near modulator

U5-PGPUBi
U5PAT

OR

ON

2006/11/0709:23

511
3

153

central near carrier near frequency

U5-PGPUBi
U5PAT

OR

ON

2006/11/0709:24

511
4

5110 and 5112 and 5113

U5-PGPUBi
U5PAT

OR

ON

2006/11/07 09:27

511
5

1786246

msk or (minimum shift keying)

U5-PGPUBi
U5PAT

OR

ON

2006/11/0709:29

511
6

81

5110 and 5112 and 5115

U5-PGPUBi
U5PAT

OR

ON

2006/11/0709:30

591

476

592

1787610

593

19478

595

1013

596

75

597

1635

598

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 5

EAST Search History


511
7

6079

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13: 18

511
8

20171

digital near transmission$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:19

511
9

5117 near4 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:19

512
0

1476376

5117 near$3 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

512
2

5117 with 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

512
3

1637

375/305, 375/274, 375/286,


332/100, 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:36

512
4

("4897620" 1 "5022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/07 13:37

512
5

1786246

MSK or (minimum shift keying) or


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
6

88622

(carrier or center or fundamental)


adj2 frequ,ency

U5PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
7

522807

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
8

449

5125 same 5126 same 5127

U5-PGPUB;
U5PAT;
EPO; JPO

OR

ON

2006/11/07 13:49

512
9

12

("5148179" 1 "5323322" 1 "5345244"


I "5436632" I "5477458" I
"5495257" I "5523761" I "5523763"
1 "5563607" 1"5563917" 1
"5621646" I "5691723").PN.

U5-PGPUB;
U5PAT;
USOCR

OR

ON

2006/11/07 13:53

513
0

("4406009").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:50

513
1

("3619502").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:53

513
2

101

frequenc$3 same 1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:07

513
3

133365

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

513
4

27

5132 and 5133

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:09

513
5

17

5134 and carrier

U5-PGPUB;
USPAT

OR

ON

2006/11/07 17:19

1/3/20084:17:16 PM

c: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\lOS03389. wsp

Page 6

EAST Search History


("3816657" 1 "4344178" 1"4375099"
1 "4389722" 1"4423390" 1
"4455651" 1"4587661" 1"4653053"
1 "4707839" 1"4748622" 1
"4765753" 1 "4821120" 1 "4901368"
1"4907181" 1"4932070" 1
"4943976" I "4953178" 1"4977578"
1"5020075" '1"5144640" I
"5151919" 1"5157686" 1"5170411"
1 "5177765" 1"5177766" 1
"5189683" 1 "5204876" 1 "5210770"
1 "B1Re32905" 1 "Re32905").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/07 16:32

digital same data same transmit$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:34

85212

reference same station

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:35

513
9

79025

satellite same system

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:35

514
0

2981

5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:39

514
1

5135 and satellite

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
2

5135 and 5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
3

5135 and 5137 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
4

"10503389"

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
5

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
7

5135 and satellite and


microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
8

5135 and microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:23

514
9

microprocessor near2 program


near2 frequency same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:24

515
0

176

microprocessor near2 frequency


same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
2

microprocessor near2 frequency


adj3 stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
4

1485

microprocessor near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:34

515
5

2325

M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

515
6

16

5154 and 5155

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

513
6

29

513
7

115143

513
8

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 7

EAST Search History


microprocessor near program near
frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:37

microprocessor near able near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

515
9

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

516
0

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:39

516
1

microprocessor near (capable or


able) near program$3 near
frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:40

516
2

91

microprocessor near (capable or


able) near program$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:50

516
3

27722

FPGA or (field programmable gate


array) near shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:55

516
4

2039338

005 or (direct digital synthesis)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
5

5162 and 5163 and 5164

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

516
6

24034

5163 and 5164

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

516
7

1663

microprocessor near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

516
8

39

5163 and 5164 and 5167

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
9

96082

005

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
0

5163 and 5167 and 5169

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
1

8300

microprocessor near program

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

517
2

125

5163 and 5171

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:09

517
3

3547469

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:57

517
4

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)
near (capable of able) near shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:54

517
6

20

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)
near M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:55

515
7

22

515
8

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10S03389,wsp

Page 8

EAST Search History


microprocessor near (capable or
able) near program$3 same FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0808:57

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:00

375/305

U5-PGPUB;
USPAT

OR

ON

2006/11/08 09:01

microprocessor near (capable or


able) near program$3 same FPGA or
(field programmable gate array)
same DD5 or (direct digital
synthesis)

US-PGPUB;
USPAT

OR

ON

2006/11/08 09:21

5180 and 5181 and 5182

US-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

US-PGPUB;
USPAT

OR

ON

2006/11/08 09:06

5181 and 5182 and 5184

US-PGPUB;
USPAT

OR

ON

2006/11/0809:14

5182 and 5184

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:14

microprocessor near (capable or


able) near program$3 same FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:23

generat$4 near frequenc$4 near


DD5

US-PGPUB;
U5PAT

OR

ON

2006/11/08 11:46

microprocessor near2 (able or


capable) near2 program adj3
frequency

US-PGPUB;
USPAT

OR

ON

2006/11/08 09:55

519
1

microprocessor near2 (able or


capable) near2 program with
frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:59

519
2

microprocessor near4 (able or


capable) near3 program with
frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:36

519
4

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:41

519
5

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:40

519
6

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3 near satellite

US-PGPUB;
U5PAT

OR

ON

2006/11/08 11:41

517
8

3547469

518
0

6079

518
1

139

518
2

2011390

518
3

15

518
4

133365

518
5

32

518
6

112176

518
7

3547469

518
8

38

519
0

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 9

EAST Search History


FPGA or (field programmable gate
array) near (able or capable) near
shape near modulation near
transmit$3 near satellite near
system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:42

digital near data near satellite near


system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:43

digital near data near transmit$3


near satellite near system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:44

digital adj2 data near3 transmit$3


near3 satellite near3 system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:44

27718

FPGA or (field programmable gate


array) near2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:42

520
2

27718

FPGA or (field programmable gate


array) adj2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:44

520
3

FPGA adj2 (able or capable) near


shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/0812:44

520
4

FPGA near2 (able or capable) near


shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:45

521
0

10

FPGA near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:52

521
6

27718

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:55

521
7

142

FPGA near4 modulat$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
8

198

FPGA near2 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
9

165

FPGA adj3 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:19

522
0

FPGA adj3 able near2 modulat$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
1

FPGA adj3 able near2 shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
2

FPGA adj3 shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:36

522
3

FPGA and 375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
4

FPGA and 375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
5

22

FPGA and 375/286

JU5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
6

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:37

519
7

27718

519
8

10

519
9

520
0

19

520
1

FPGA near shape

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Document5\EAST\Workspaces\10S03389.wsp

Page 10

EAST Search History


FPGA near microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:47

[modulat$3 near5 (data or signal)]


and adjus$3 near5 frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:52

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

583

5227 and 5229

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

523
1

244

5229 and 5228

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:53

523
2

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:04

523
3

frequenc$3 same 1/4T and


successiv~ adj frequency adj stages

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:08

523
4

frequenc$3 same 1/4T and


successive adj frequency

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:08

523
5

93605

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
6

554573

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
7

3430

5235 same 5236

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
8

34

5237 and (successive adj frequency)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:32

523
9

5237 and (375/305)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:30

524

5237 and (1/4T)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:32

524
1

103

frequenc$3 same 1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:42

524
2

0-1/4T same 0+1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:42

524
3

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2007/05/2208:55

522
7

583

522
8

4414

522
9

27718

523
0

1/3/20084:17:16 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 11

REQUEST
FOR

CONTINUED EXAMINATION (RCE)


TRANSMITTAL
Address to:
Commissioner for Patents
P.O. Box 1450
Alexandria, VA 223131450

"-

"'

Application Number

10/503,389

Filing Date

August3,2004

First Named Inventor

Gerard DUSSARRAT

Art Unit

2611

Examiner Name

Nurul M. Matin

Attorney Docket Number

4590-324

This is a Request for Continued Examination (RCE) under 37 C.F.R. 1.114 of the above-identified application.
Request for Continued Examination (RCE) practice under 37 C.F.R. 1.114 does not apply to any utility or plant application filed prior
to June 8, 1995, or to any design application. See instruction Sheet for RCEs (not to be submitted to the USPTO) on page 2.

a.

18I
i.
ii.
iii.

b.

0
i.
ii.

The Director is hereby authorized to charge any deficiency in the following fees, or credit any
overpayments, to Deposit Account No. 07-1337
18I
RCE fee required under 37 C.F.R. 1.17(e)$810.00
$590.00
18I
Extension of time fee (37 C.F.R. 1.136 and 1.17)Other:

Check No. --------------- in the amount of $-------------------- is enclosed.


Payment by Credit Card Form PTO-2038 enclosed.
WARNING: Information on this form may become public. Credit card information should not be included on this form.
Provide credit card information and authorization on PTO-2038.

CERTIFICATE OF MAILING OR TRANSMISSION


I hereby certify that this correspondence is being deposited with the United States Postal Service with sufficient postage as first class mail in
an envelope addressed to: Commissioner For Patents, Box RCE, Alexandria, VA 223131450, or facsimile transmitted to the U.S. Patent and
Trademark Office on the date shown below.
Name (PrintITypej
Signature

KMB/jlb

Docket No.: 4590-324

PATENT

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

In re Application of
Gerard DUSSARRAT et al.

Confirmation No. 9281

Application No. 10/503,389

Group Art Unit: 2611

Filed: August 3,2004

Examiner: Nurul M. Matin

For:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY


MODULATOR
PETITION FOR EXTENSION OF TIME

Commissioner for Patents


P.O. Box 1450
Alexandria, VA 22313-1450
Dear Sir:
Applicants hereby petition the Commissioner of Patents and Trademarks to extend the
time for response to the Final Official Action dated May 31, 2007 for an additional 1 month from
October 31,2007 to November 30, 2007 (2 months extension of time having been paid on
October 31, 2007).
A credit card authorization form to cover the cost of the extension is attached. Any
deficiency or overpayment should be charged or credited to Deposit Account No.: 07-1337.

Respectfully submitted,
LOWE HAUPTMAN HAM & BERNER, LLP

Kenneth M. Berner
Registration No. 37,093
1700 Diagonal Road, Suite 300
Alexandria, Virginia 22314
Telephone: (703) 684-1111
Facsimile: (703) 518-5499
DATE: November 30,2007
KMB/jlb

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

Kenneth M. Berner/Joyce Berryman

Attorney Docket Number:

62755 (4590-324)

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

1253

590

590

Basic Filing:
Pages:
Claims:
Miscellaneous-Fi Ii ng:
Petition:
Patent-Appeals-and-l nterference:

Post -Allowance-and -Post -Issu ance:

Extension-of-Time:
Extension - 3 months with $460 paid

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Request for continued examination

1801

810

810

Miscellaneous:

Total in USD ($)

1400

Electronic Acknowledgement Receipt


EFSID:

2533619

Application Number:

10503389

International Application Number:


Confirmation Number:

9281

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Customer Number:

33308

Filer:

Kenneth M. Berner/Joyce Berryman

Filer Authorized By:

Kenneth M. Berner

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

30-NOV-2007

Filing Date:

03-AUG-2004

Time Stamp:

17:15:18

u.s.

Application Type:

National Stage under 35 USC 371

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$1400

RAM confirmation Number

2615

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name
1

File SiZe(ByteS): 1
MUlti)1 Pages
/Message Digest Part /.zip (if appl.)

Request for Continued Examination


(RCE)

Request_For_Continued_Ex
amination.pdf

121077

no

no

no

7168ge50456b878c5e6724d10fc5e7c3
63b59685

Warnings:
This is not a U8PTO supplied RCE 8830 form.

Information:
2

Extension of Time

Extension_oCTime_Request
.pdf

38458
3ab603fe2e5e50569aaff941 f689ba51 4
be3a577

Warnings:
Information:
8338

Fee Worksheet (PTO-06)

fee-info.pdf
8e2fabe4a729465c191803574e2dae50

13e87b35

Warnings:
Information:
Total Files Size (in bytes):

167873

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
similar to a Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see
37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
shown on this Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions
of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary
components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
Receipt will establish the international filing date of the application.

PTO/SB/06 (07-06)
Approved for use through 1/31/2007. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PATENT APPLICATION FEE DETERMINATION RECORD

Application or Docket Number

Filing Date

10/503,389

08/03/2004

Substitute for Form PTO-875

APPLICATION AS FILED - PART I

OTHER THAN

(Column 1)

(Column 2)

FOR

NUMBER FILED

NUMBER EXTRA

RATE ($)

BASIC FEE
(37 CFR 1.16(a), (bl, or (e))

N/A

N/A

N/A

N/A

SEARCH FEE
(37 CFR 1.16(k), (il, or

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(m))

EXAMINATION FEE
(37 CFR 1.16(0), (p), or (q))

TOTAL CLAIMS
(37 CFR 1.16(i))

minus 20 =

INDEPENDENT CLAIMS
(37 CFR 1.16(h))

minus 3 =

DAPPLICATION SIZE FEE


(37 CFR 1.16(s))

D To be Mailed

.
.

SMALL ENTITY

X $

X $

OR

FEE ($)

SMALL ENTITY
RATE ($)

OR

X $

X $

FEE ($)

If the specification and drawings exceed 100


sheets of paper, the application size fee due
is $250 ($125 for small entity) for each
additional 50 sheets or fraction thereof. See
35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).

D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))


If the difference in column 1 is less than zero, enter "0" in column 2.

TOTAL

TOTAL

APPLICATION AS AMENDED - PART II


OTHER THAN

IZ
W
~

0
Z
W

11/30/2007
Total

(37 CFR

1.161111

Independent
37 CFR 1.16 h\\

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

SMALL ENTITY

RATE ($)

ADDITIONAL
FEE ($)

0
Z
W

(37 CFR

1.16(j\\

Independent
(37 CFR 1.16(hll

ADDITIONAL
FEE ($)

20

X $

OR

X $50=

Minus

***3

X $

OR

X $210=

TOTAL
ADD'L
FEE

OR

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

Minus
Minus

..
...

OR

RATE ($)

ADDITIONAL
FEE ($)

RATE ($)

X $

OR

X $

X $

OR

X $

D Application Size Fee (37 CFR 1.16(s))


D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
~

column 1 is less than the entry in column 2, write "0" in column 3.

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".

ADDITIONAL
FEE ($)

OR
TOTAL
ADD'L
FEE

* If the entry in

RATE ($)

Minus

TOTAL
ADD'L
FEE

Total

SMALL ENTITY

14

~
D Application Size Fee (37 CFR 1.16(s))
D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))

IZ
W

OR

OR

TOTAL
ADD'L
FEE

Legal Instrument Examiner:


ANTHONY WILLIAMS

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caI/1-BOO-PTO-9199 and select option 2.

Docket No.: 4590-324

PATENT

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE


In re Application of

EXPEDITED PROCEDURE
Response under 37 CFR 1.116

Gerard DUSSARRAT et at.

Confirmation No. 9281

U.S. Patent Application No. 10/503,389

Group Art Unit: 2611

Filed: August 3, 2004

Examiner: Nurul M. Matin

For:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY MODULATOR


AMENDMENT AND RESPONSE UNDER 35 USC 1.116

Mail Stop AF
Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450
Sir:
The paper is submitted in reply to the Office Action mailed May 31, 2007, which was
made Final. Applicants submit a request and fee for two-months extension of time, extending
the reply from August 31, 2007 to October 31, 2007.
application as follows:

Please amend the above-identified

Application No.: 10/503,389

Docket No.: 4590-324

AMENDMENTS TO THE CLAIMS

This listing of claims will replace all prior versions and listings in the application:

Listing of Claims:

1.

(Currently amended) A method of transmitting digital data comprising a series of data

items each having either a first value or a second value and exhibiting a rate T.1 by means of a
frequency modulator able to modulate as a function of the data, a central carrier frequency

to

at

to + 1/4T representing one of the first value and the second value and/or
value to - 1/4T representing the other of the first value and the second

a first frequency value


a second frequency
value,

the method including the step of: modulating the central carrier frequency

to from

one of

the first and second frequency values representing the value of one of the data items in the
series to the other of the first and second frequency values representing the value of the next
data item in the series during a time interval T,
wherein the modulation from one of the first and second frequency values to the other of
the first and second frequency values during the time interval T is performed via successive
frequency stages in each of which successive frequency stages the frequency is modulated to
have a different respective frequency value not representative of a data item, and at the end of
the time interval T the frequency attains said other one of the first and second frequency values
that are representative of the data items.

2.

(Previously presented) The method as claimed in claim 1, wherein the number of

frequency stages for going from to - 1/4T to to + 1/4T is the same as for going from to + 1/4T to

to - 1/4T.
3.

(Previously presented) The method as claimed in claim 2, wherein the frequency stages

for going from to - 1/4T to to + 1/4T are the same in absolute value as the frequency stages for
going from to + 1/4T to to - 1/4T.

Application No.: 10/503,389

4.

Docket No.: 4590-324

(Previously presented) The method as claimed in, claim 1 wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

5.

(Previously presented) The method as claimed in, claim 1 wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

6.

(Currently amended) A device able to implement a frequency modulation at a rate T

according to two predetermined frequencies each representing either a first value of a data item
or a second value of a data item, comprising[[:]] a device for shaping the said modulation as
several frequency stages each having a different respective frequency value not representative
of a data item, during a time interval T.

7.

(Previously presented) The device as claimed in claim 6, comprising a microprocessor

able to program the frequency stages.

8.

(Previously presented) The device as claimed in claim 7, furthermore comprising, linked

to the microprocessor, a device of "FPGA" type able to shape the modulation as a function of
data to be transmitted and of the programmed stages.

9.

(Previously presented) A frequency modulator, comprising a device able to shape a

frequency modulation according to claim 6 and, linked to it, a device for generating
instantaneous frequencies using a "DDS" function.

1O.

(Previously presented) The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

11.

(Previously presented) The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

12.

(Previously presented) The method as claimed in claim 2, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

Application No.: 10/503,389

13.

Docket No.: 4590-324

(Previously presented) The method as claimed in claim 3, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

14.

(Previously presented) The method as claimed in claim 4, wherein the digital data are

transmitted between a reference station and a mobile of a satellite-based positioning system.

Application No.: 10/503,389

Docket No.: 4590-324

REMARKS
This is in full and timely response to the above-identified Office Action. The above listing of
the claims supersedes any previous listing.

Favorable reexamination and reconsideration are

respectfully requested in view of the preceding amendments and the following remarks.
Claim Status/Amendments
Claims 1-14 remain pending in the application. Claims 1 and 6 have been amended to
clarify over the cited art.
Claims 1-4, 6 and 10-11 stand rejected under 35 U.S.C. 102(b) as being anticipated by
Pommier, US4426710;
Claims 5 and 12-14 stand rejected under 35 U.S.C. 103(a) as being unpatentable over
Pommier, US4426710 in view of Fruit et at., US5454009.;
Claim 7 stand rejected under 35 USC 103(a) as being unpatentable over Pommier in
view of DiMassimo et at.;
Claim 8 stands rejected over Pommier in view of DiMassimo and in view of Carmicheal et

at.; and
Claim 9 stands rejected under 35 USC 103(a) in view of Pommier in view of Gilmore.
Rejections under 35 USC 102
The rejection of claims 1-4, 6 and 10-11 are rejected under 35 U.S.C. 102(b) as being
anticipated by Pommier, US4426710, is respectfully traversed.
In this response, independent claims 1 and 6 have been amended and are submitted as
being patentable over Pommier for the reasons discussed below.
In this response claim 1 has been amended to clarify that the first and second frequency
values represent the value of data items, and that the modulation from one of the first and
second frequency values to the other of the first and second frequency values during time

Application No.: 10/503,389

Docket No.: 4590-324

interval T is via successive frequency stages having frequency values not representative of a
data item. Similar amendments are made to Claim 6.
The amendments are such as to clarify the differences of the claimed invention over the
various passages of Pommier at column 5 and tables I and II cited by the Examiner, in which
each of the frequencies is clearly disclosed as being representative of a data item, and which
clearly does not mention/suggest the use of successive frequency stages having frequency
values not representative of a data item. The differences of the claimed invention with respect
to the disclosure of Pommier, are discussed in more detail below.
The Examiner has cited Pommier (US 4,426,710) and has argued that claim 1 and
various dependent claims lack novelty in light thereof.
The passage at column 5, lines 36 to 40 of Pommier, cited by the Examiner describes an
MSK (minimum shift keying) modulation with two phase states performed on a carrier of
frequency, FFfe-1/4T and with filter centered on frequency f 2 =f e+ 1/4T.

The Examiner has

further cited tables I and II of Pommier et aI, which mention the use of other frequency values fe,
fe-1/8T and fe+ 1/8T.
It is respectfully submitted that each of the frequency values (fe-1/4T; fe+ 1/4T; fe; fe-1/8T;
and fe+ 1/8T) mentioned in Pommier are clearly used to represent one or more respective data
items, according to the 3 and 5 state partial response precoding schemes mentioned throughout
Pommier That can also be seen clearly in Tables I and II in which the correspondence between
values of data bits

Uk

and the values of phase shift and frequency are set out.

The Examiner is respectfully called to US 3,388,330 cited at column 3, line 32 of


Pommier et aI, and in particular to column 2, lines 38 to 46 and column 7, lines 8 to 19 of US
3,388,330, for useful background information concerning partial response coding.
In partial response coding schemes, such as that used in Pommier et aI, the problem of
interference or crosstalk between successive output signals or symbols (for instance successive
frequency values) representing input data items is addressed by acknowledging that each
output signal or symbol will include components from more than one input data item.

By

applying a partial response coding scheme, binary input data items (1 or 0) are represented by

Application No.: 10/503,389

Docket No.: 4590-324

output signals having more than two different levels (for instance the three frequency levels of
Table I or the five frequency levels of Table II of Pommier et

a~,

with the level of any

signal depending both on the level of the corresponding input data item (1 or 0) and on the
level of one more preceding input symbols (1 or 0) due to interference or crosstalk effects.
In contrast, claim 1, as amended, requires that the frequency values of the frequency
stages of the modulation are not representative of a data item. Indeed, according to claim 1 as
amended, it is only the first and second frequency values (to + 1/4T and to - 1/4T) that represent
values of a data item (for instance 1 or 0).

Pommier does not disclose or suggest those

features and thus claim 1 as amended is clearly novel in light of Pommier


It must also be noted that claim 1 as amended requires that the first frequency value
to + 1/4T represents one of a first value and a second value of a data item (for instance 1 or 0)

and that the second frequency value to - 1/4T represents the other of the first value and the
second value (for instance 0 or 1). In contrast, in tables I and II of Pommier et at cited by the
Examiner, the frequency values fc-1/4T and fc+ 1/4T are both used to represent the same value
of a data item (namely <Xk=O).
It is respectfully submitted that Claim 1 is clearly novel in view of Pommier. Equivalent
arguments apply to Claim 6, which is also clearly novel in light of Pommier.
Rejections under 35 USC 103
Pommier takes an entirely different approach to that of the claimed invention, and relates
to the use of partial response precoding. It is clear that, in accordance with a partial response
precoding scheme, each of the frequency values mentioned in Pommier (fc-1/4T; fc+ 1/4T; fc; fc1/8T; and fc+ 1/8T) are used to represent data items (for instance a binary input of 1 or 0) as
discussed above.
In complete contrast, the claimed invention takes an entirely different approach in which
output signals are modulated in such as way as to reduce crosstalk or interference effects, so
that successive signals do not contain significant components from more than one input data
item, making unnecessary a partial response precoding such as described in Pommier

Application No.: 10/503,389

Docket No.: 4590-324

According to the claimed invention, the modulation from one of the first and second
levels (fO+ 1/4T or fO-1/4T) to the other of the first and second levels (fO+ 1/4T or fO-1/4T) is
performed via successive frequency stages having different respective frequency values. It is
emphasized that, in contrast to Pommier, the frequency values of the frequency stages of the
modulation are not representative of data items. It is only the first and second levels (fO+ 1/4T or
fO-1/4T) that represent data items according to the claimed invention, whereas the frequency
values of the frequency stages of the modulation are chosen to as to provide a shaping of the
signals in such a way as to reduce crosstalk or interference effects.
There would have been no motivation to modify the partial response precoding scheme
of Pommier et at to provide the features of claim 1, given the entirely different approach to the
problem of crosstalk or interference taken by Pommier.
It is respectfully submitted that claim 1 is clearly both novel and inventive in view of
Pommier Equivalent arguments apply to Claim 6, and it is respectfully submitted that Claim 6 is

also both novel and inventive in view of Pommier.


None of the other documents cited by the Examiner, considered alone or in combination,
overcome the deficiencies of Pommier.
Therefore the rejections of:
Claims 5 and 12-14 stand rejected under 35 U.S.C. 103(a) as being unpatentable over
Pommier, US4426710 in view of Fruit et at., US5454009;
Claim 7 stand rejected under 35 USC 103(a) as being unpatentable over Pommier in
view of DiMassimo et at.;
Claim 8 stands rejected over Pommier in view of DiMassimo and in view of Carmicheal et

at.; and
Claim 9 stands rejected under 35 USC 103(a) in view of Pommier in view of Gilmore, are
respectfully traversed in that the basis for all of the 103 rejections has been obviated via the
above-discussed amendments.

Application No.: 10/503,389

Docket No.: 4590-324

More specifically, as advanced in the previous response:


1)

The rejection of claims 5 and 12-14 under 35 U.S.C. 103(a) as being unpatentable over

Pommier, US4426710 in view of Fruit et aI, US5454009 is respectfully traversed.


As discussed previously, Pommier mentions at column 5, lines 36 to 40 the use of MSK
modulation using one of first and second frequencies, F1 and f 2 as one stage of a modulation
scheme.
However, the modulation mentioned at column 5, lines 36 to 40 of Pommier is a
standard MSK modulation in which the frequency is modulated directly between one frequency
(F 1 ) and another (f 2 ) without any intermediate frequency stages.

There is no suggestion in

Pommier of modulating from one of the first and second frequencies to the other of the
frequencies via successive frequency stages, in each of which successive frequency stages the
frequency is modulated to have a different respective frequency value, and to attain one of the
first and second frequency values at the end of the time interval T, as required by the claimed
invention.
By providing that the frequency is modulated from one of the frequencies to the other of
the frequencies via successive frequency stages, the claimed invention provides the
advantages that the resulting frequency spectrum exhibits a faster decrease than the equivalent
spectrum using standard MSK modulation.

The claimed invention also may provide the

advantage that less energy is consumed at high frequency, and also that energy is carried over
to the central lobe of the resulting spectrum, giving it a wider useful central band than in the
case of MSK modulation (see for instance page 3, lines 9 to 22, page 7, lines 8 to 19, and figure
6 of the present application).
There is no disclosure or suggestion in Pommier that any such advantages may be
associated with the modulation via successive frequency stages having different frequency
values and there is nothing in Pommier that would have suggested to the skilled person to
attempt to modify the teaching of Pommier to include such frequency stages.
Fruit describes a satellite communications system that uses spread spectrum techniques
in communicating between a hub station and a remote station. The use of various modulation

Application No.: 10/503,389

Docket No.: 4590-324

schemes, including the MSK modulation scheme, is mentioned in passing at column 9, lines 47
to 58. However, there is no suggestion anywhere in Fruit of a step of modulating a frequency
from one value to another value, via successive frequency stages in each of which successive
frequency stages the frequency is modulated to have a different respective frequency value.
Accordingly, the ordinary artisan would not have combined Pommier and Fruit et al. and
even if these documents were combined in the manner suggested by the Examiner, the present
invention would still not be obtained.

Accordingly, the obviousness rejection should be

withdrawn.
2)

The rejection of claim 7 under 35 U.S.C. 103(a) as being unpatentable over Pommier, US

4426710 in view of DiMassimo et aI, US 4465970 is respectfully traversed.


DiMassimo et al. does not overcome the deficiencies discussed above with respect to
Pommier and Fruit et al.

DiMassimo describes a time-of-use metering system for metering

electrical energy consumption.

It is respectfully submitted that DiMassimo is not related to a

method of transmitting digital data by means of a frequency modulator.

Accordingly, the

obviousness rejection should be withdrawn.


3)

The rejection of claim 8 under 35 U.S.C. 103(a) as being unpatentable over Pommier, US

4426710, in view of DiMassimo et al. US 4465970 and further view of Carmichael et aI, US
6308311 is respectfully traversed.
Carmichael does not overcome the deficiencies discussed above with respect to Pommier
and DiMassimo. Carmichael describes field programmable gate arrays (FPGAs) and methods of
reconfiguring such FPGAs. It is respectfully submitted that Carmichael is not related to a method
of transmitting digital data by means of a frequency modulator.

Accordingly, the obviousness

rejection should be withdrawn.


4)

The rejection of claim 9 under 35 U.S.C. 103(a) as being unpatentable over Pommier, US

4426710 in view of Gilmore US 5757239 is respectfully traversed.


Gilmore does not overcome the deficiencies discussed above with respect to Pommier.
Indeed, Gilmore describes a method for frequency synthesis using a digital synthesizer in

10

Application No.: 10/503,389

Docket No.: 4590-324

combination with one or more phase locked loops.


It is respectfully submitted that Gilmore is not related to a method of transmitting digital data
by means of a frequency modulator. Accordingly, the obviousness rejection should be withdrawn
for at least the reason that the hypoo would not be apt to look to Gilmore for teachings which may
be used in connection with those found in Pommier.
Conclusion
All objections and rejections having been addressed Applicant's respectfully submit that the
application is in condition for allowance and a Notice to that effect is earnestly solicited.
The Examiner is invited to telephone the undersigned, Applicant's attorney of record, to
facilitate advancement of the present application.
To the extent necessary, a petition for an extension of time under 37 C.F.R. 1.136 is hereby
made. Please charge any shortage in fees due in connection with the filing of this paper, including
extension of time fees, to Deposit Account 07-1337 and please credit any excess fees to such
deposit account.

Respectfully submitted,
LOWE HAUPTMAN HAM & BERNER, LLP

",P1F'K.tt? #t' $.f./~. ,n.1..."


Kenneth M. Berner
Registration No. 37,093

1700 Diagonal Road, Suite 300


Alexandria, Virginia 22314
(703) 684-1111
(703) 518-5499 Facsimile
Date: October 31,2007
KMB/KJT/jlb

11

Docket No.: 4590-324

PATENT

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE


In re Application of
Gerard DUSSARRAT et aI.

Confirmation No. 9281

Application No. 10/503,389

Group Art Unit: 2611

Filed: August 3, 2004

Examiner: Nurul M. MATIN

For:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY


MODULATOR

PETITION FOR EXTENSION OF TIME


Commissioner for Patents
P.O. Box 1450
Alexandria, VA 22313-1450
Dear Sir:
Applicants hereby petition the Commissioner of Patents and Trademarks to extend the
time for response to the Official Action dated May 31, 2007 for two-months from August 31,
2007 to October 31,2007.
A credit card authorization form to cover the cost of the extension is attached. Any
deficiency or overpayment should be charged or credited to Deposit Account No.: 07-1337.

Respectfully submitted,

LOWE HAUPTMAN HAM & BERNER, LLP

'-#VKt#.#j. !X..1.....

f Lf.A

Kenneth M. Berner
Registration No. 37,093
1700 Diagonal Road, Suite 300
Alexandria, Virginia 22314
Telephone: (703) 684-1111
Facsimile: (703) 518-5499
DATE: October 31, 2007
KMB:jlb

Electronic Patent Application Fee Transmittal


Application Number:

10503389

Filing Date:

03-Aug-2004

Title of Invention:

Frequency modulator for digital transmissions

First Named Inventor/Applicant Name:

Gerard Dussarrat

Filer:

Kenneth M. Berner/Joyce Berryman

Attorney Docket Number:

62755 (4590-324)

Filed as Large Entity

U.S. National Stage under 35 USC 371 Filing Fees


Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

1252

460

460

Basic Filing:
Pages:
Claims:
Miscellaneous-Fi Ii ng:
Petition:
Patent-Appeals-and-l nterference:

Post -Allowance-and -Post -Issu ance:

Extension-of-Time:
Extension - 2 months with $0 paid

Description

Fee Code

Quantity

Amount

Sub-Total in
USD($)

Miscellaneous:

Total in USD ($)

460

Electronic Acknowledgement Receipt


EFSID:
Application Number:

2403225
10503389

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

9281

Frequency modulator for digital transmissions

Gerard Dussarrat
33308
Kenneth M. Berner/Joyce Berryman

Filer Authorized By:

Kenneth M. Berner

Attorney Docket Number:

62755 (4590-324)

Receipt Date:

31-0CT-2007

Filing Date:

03-AUG-2004

Time Stamp:
Application Type:

14:07:35

u.s.

National Stage under 35 USC 371

Payment information:
Submitted with Payment
Payment was successfully received in RAM
RAM confirmation Number

yes
$460
10365

Deposit Account

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)
/Message Digest

68856

AFAmendment.pdf

yes

11

ff08e0555a95cca7f3c6be292ae96936d

588a8ed

Multipart Description/PDF files in .zip description


Document Description

Start

End

Amendment After Final

Claims

Applicant Arguments/Remarks Made in an Amendment

11

Warnings:
Information:

Extension of Time

Petition- Extension- of- Time.


pdf

20210

no

no

03bcab81 35eed3fbd6b6c74c68469db4
b12bf5e2

Warnings:
Information:
8176

Fee Worksheet (PTO-06)

fee-info.pdf
77870b9c83b896542dc58b6b1 d38e1 b
d2aefff33

Warnings:
Information:
Total Files Size (in bytes):

97242

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
similar to a Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see
37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
shown on this Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions
of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary
components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
Receipt will establish the international filing date of the application.

PTO/SB/06 (07-06)
Approved for use through 1/31/2007. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PATENT APPLICATION FEE DETERMINATION RECORD

Application or Docket Number

Filing Date

10/503,389

08/03/2004

Substitute for Form PTO-875

APPLICATION AS FILED - PART I

OTHER THAN

(Column 1)

(Column 2)

FOR

NUMBER FILED

NUMBER EXTRA

RATE ($)

BASIC FEE
(37 CFR 1.16(a), (bl, or (e))

N/A

N/A

N/A

N/A

SEARCH FEE
(37 CFR 1.16(k), (il, or

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(m))

EXAMINATION FEE
(37 CFR 1.16(0), (p), or (q))

TOTAL CLAIMS
(37 CFR 1.16(i))

minus 20 =

INDEPENDENT CLAIMS
(37 CFR 1.16(h))

minus 3 =

DAPPLICATION SIZE FEE


(37 CFR 1.16(s))

D To be Mailed

.
.

SMALL ENTITY

X $

X $

OR

FEE ($)

SMALL ENTITY
RATE ($)

OR

X $

X $

FEE ($)

If the specification and drawings exceed 100


sheets of paper, the application size fee due
is $250 ($125 for small entity) for each
additional 50 sheets or fraction thereof. See
35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).

D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))


If the difference in column 1 is less than zero, enter "0" in column 2.

TOTAL

TOTAL

APPLICATION AS AMENDED - PART II


OTHER THAN

IZ
W
~

0
Z
W

10/30/2007
Total

(37 CFR

1.161111

Independent
37 CFR 1.16 h\\

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

SMALL ENTITY

RATE ($)

ADDITIONAL
FEE ($)

0
Z
W

(37 CFR

1.16(j\\

Independent
(37 CFR 1.16(hll

ADDITIONAL
FEE ($)

20

X $

OR

X $50=

Minus

***3

X $

OR

X $210=

TOTAL
ADD'L
FEE

OR

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

Minus
Minus

..
...

OR

RATE ($)

ADDITIONAL
FEE ($)

RATE ($)

X $

OR

X $

X $

OR

X $

D Application Size Fee (37 CFR 1.16(s))


D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
~

column 1 is less than the entry in column 2, write "0" in column 3.

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".

ADDITIONAL
FEE ($)

OR
TOTAL
ADD'L
FEE

* If the entry in

RATE ($)

Minus

TOTAL
ADD'L
FEE

Total

SMALL ENTITY

14

~
D Application Size Fee (37 CFR 1.16(s))
D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))

IZ
W

OR

OR

TOTAL
ADD'L
FEE

Legal Instrument Examiner:


Diane Johnson

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caI/1-BOO-PTO-9199 and select option 2.

UNITED STATES PATENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 223131450

www.uspto.gov

APPLICATION NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMATION NO.

10/503,389

08/03/2004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

05/31/2007

EXAMINER

LOWE HAUPTMAN & BERNER, LLP


1700 DIAGONAL ROAD, SUITE 300
ALEXANDRIA, VA 22314

MATIN, NURUL M
ART UNIT

PAPER NUMBER

2611

MAIL DATE

DELIVERY MODE

05/31/2007

PAPER

Please find below and/or attached an Office communication concerning this application or proceeding.
The time period for reply, if any, is set in the attached communication.

PTOL-90A (Rev. 04/07)

Applicant(s)

Application No.
10/503,389

Office Action Summary

DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin

2611

-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --

Period for Reply

A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE ~ MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
-

Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patent term adjustment. See 37 CFR 1.704(b).

Status
1)1:81 Responsive to communication(s) filed on 19 March 2007.
2a)1:8I This action is FINAL.

2b)0 This action is non-final.

3)0 Since this application is. in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11,453 O.G. 213.

Disposition of Claims
4)1:81 Claim(s) 1-14 is/are pending in the application.
4a) Of the above claim(s) _ _ is/are withdrawn from consideration.
5)0 Claim(s) _ _ is/are allowed.
6)1:81 Claim(s) 1-14 is/are rejected.
7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.

Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on _ _ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.

Priority under 35 U.S.C. 119


12)1:81 Acknowledgment is made of a claim for foreign priority under 35 U.S.C. 119(a)-(d) or (t).
a)1:8I All

b)O Some * c)O None of:

1.1:81 Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _._.
3.1:81 Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a)).
* See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1) 1:81 Notice of References Cited (PTO-892)
2)
Notice of Draftsperson's Patent Drawing Review (PTO-948)
3) I:8Ilnfonmation Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date 0810312004.

4)

5)
6)

0
0

Interview Summary (PT0-413)


Paper No(s)/Mail Date. _ _ .
Notice of Infonmal Patent Application
Other: _ _.

U.s. Patent and Tredemark Offica

PTOL-326 (Rev. 08-06)

Office Action Summary

. Part of Paper No.lMail Date 20070522

Application/Control Number: 10/503,389

Page 2

Art Unit: 2611


DETAILED ACTION
Response to Arguments

1.

Applicant's arguments with respect to claims 1-14 have been considered but are

moot in view of the new ground(s) of rejection.

Claim Rejections - 35 USC 102

2.

The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that

form the basis for the rejections under this section made in this Office action:
A person shall be entitled to a patent unless (b) the invention was patented or described in a printed publication in this or a foreign country or in public
use or on sale in this country, more than one year prior to the date of application for patent in the United
States.

3.

Claims 1-4,6 and 10-11 are rejected under 35 U.S.C. 102(b) as being

anticipated by Pommier, US 4426710.


Re claim1, Pommier discloses that a method of transmitting digital data exhibiting
a rate T by means of a frequency modulator able to modulate as a function of the data
(fig. 1, col'. 5, line 36 "for a rate of a flow to be transmitted equal to 1fT"), a central
carrier frequency to (col. 5, line 37, " in a channel of central frequency f(c)(as to)") at a
first frequency value to+I/4T and/or a second frequency value to-1/4T, method including
the step of: modulating the central carrier frequency to from one of the first and second
frequency values to the other of the first and second frequency values during a time
interval T, via successive frequency stages in each of which successive frequency
stages the frequency is modulated to have a different respective frequency value, and

Application/Control Number: 10/503,389

Page 3

Art Unit: 2611


at the end of the time interval T the frequency attains said other one of the first and
second frequency values ( fig.1, col. 5, line 36-40, "the modulation with two phase
states must be performed on a carrier of frequency F.sub. 1 =f.sub.c -1/4T and see
table I and II for the first and second frequency values to the other of the first and
second frequency values during a time interval T, via successive frequency stages, for
example in Table II, when the phase shift is positive then the frequency is f.sub.c +1/4T
and when phase shift is negative then the frequency is f.sub.c -1/4T and when is 0 then
the frequency is f.sub.c, where the data item goes from the first frequency to the second
through successive frequency stages to attain the desired frequency (fc1/4T) at the
end of the duration T.
Re claim 2, Pommier discloses the method as claimed in claim 1, wherein the
number of frequency stages for going from fO-1/4T to fO+I/4T is the same as for going
from fO+I/4T to fO-1/4T(c01.5, line 38-40, in order to have a 360 degree full a cycle, you
need to go from fO-I/4T to fO+I/4T(same as f.sub.c -1/4T to f.sub.c +1/4T) which is same
thing as going from fO+I/4T to fO-1/4T).

Re claim 3, Pommier discloses the method as claimed in claim 2, wherein the


frequency stages for going from fO-1/4T to fO+I/4T are the same in absolute value as the
. frequency stages for going from fO+I/4T to fO-1/4T(as claim 2, only thing is when
absolute value going from -1 to 1 is the same as going from 1 to -1 to have full 360
degree Cycle).
Re claim 4, Pommier discloses the method as claimed in claim 1, wherein the
number of frequency stages for going from one of the frequency values to the other is

Application/Control Number: 10/503,389

Page 4

Art Unit: 2611


equal to 16(Table I, dk-1 to d*k is equal to 16, col.7, line 64-65, "the delay-type circuit 25 .
performs the operation of expression (16) above").
Re claim 6, Pommier discloses a device able to implement a frequency
modulation at a rate T according to two predetermined frequencies, comprising: a
device for shaping the said modulation as several frequency stages each having a
different respective frequency value, during a time interval T (fig. 8, co.1, line 51-52,
also, col.2, line 32-33, "there is a shaping filter, between the division by two and the
multiplication circuits and the amplitude-frequency diagram of the shaping filter used in
the modulator in FIG. 8").
Re claims 10-11, which claim the same subject matter as recited in claim 4.
Therefore, claims 10-11 have been analyzed and rejected with respect to claim 4.

Claim Rejections - 35 USC 103

4.

The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all

obviousness rejections set forth in this Office action:


(a) A patent may not be obtained though the invention is not identically disclosed or described as set
forth in section 102 of this title, if the differences between the subject matter sought to be patented and
the prior art are such that the subject matter as a whole would have been obvious at the time the
invention was made to a person having ordinary skill in the art to which said subject matter pertains.
.
Patentability shall not be negatived by the manner in which the invention was made.

5.

Claims 5,12-14 are rejected under 35 U.S.C. 103(a) as being unpatentable over

Pommier, US 4426710 in view of Fruit et ai, US 5454009.


Re claim 5, Pommier fails to teach the digital data are transmitted between a
reference station and a mobile of a satellite-based positioning system. However, Fruit

Application/Control Number: 10/503,389

.Page 5

Art Unit: 2611


teaches the digital data are transmitted between a reference station and a mobile of a
satellite-based positioning system (col. 7, line 65-66, "when the remote station transmits
the spread modulated data signal to the satellite. Another way of saying that modulated
data signal are transmitted from remote station (as reference station) to satellite").
Therefore, the combined teaching of Pommier and Fruit as a whole would have
been rendered obvious the arrangement of the digital data are transmitted between a
reference station and a mobile of a satellite-based positioning system as thought in Fruit
into Pommier for the benefit of a satellite communication link couples the receiving
portion and the transmitting portion of the system and also communication satellites that
broadcast radio, television computer and other data messages.
Re claims 12-14, which claim the same subject matter as recited in claim 5.
Therefore, claims 12-14 have been analyzed and rejected with respect to claim 5.

6.

Claim 7 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710 in view of DiMassimo et ai, US 4465970.


Re claim 7, Pommier fails to teach that a microprocessor able to program ttie
frequency stages. However; DiMassimo does teach a microprocessor able to program
the frequency stages (col. 23, line 16-19, "a clock frequency can be selected for the
. microprocessor 12 to be able to properly implement the program. On the other hand',
microprocessor 12 is able to implement the program in a frequency stage).
Therefore, the combined teaching of Pommier and DiMassimo as a whole, would
have been rendered obvious the arrangement of a microprocessor able to program the

Application/Control Number: 10/503,389

Page 6

Art Unit: 2611


frequency stages as thought in DiMassimo into Pommier for the benefit of no program
changes are required to handle higher rates of data.
7.

Claim 8 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710, DiMassimo et ai, US 4465970 and in view of Carmichael et ai, US


6308311.
Re claim 8, Pommier and DiMassimo fail to teach that linked to the
microprocessor, a device of "FPGA" type able to shape the modulation as a function of
data to be transmitted and of the programmed stages. However, Carmichael does teach
a device of "FPGA" type able to shape the modulation as a function of data to be
transmitted and of the programmed stages (col. 2, line 30-33, " since an FPGA is able to
customize configuration data at a rate much faster than that of a microprocessor, FPGA
interface cables having an on-board FPGA provide superior performance").
Therefore, the combined teaching of Pommier, DiMassimo and Carmichael as a
whole, would have been rendered obvious the arrangement of a device of "FPGA" type
able to shape the modulation as a function of data to be transmitted and of the
programmed stages as thought in Carmichael into Pommier and

Di~assimo

for the

benefit of the data at a rate much faster than that of a microprocessor.

8.

Claim 9 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

. US 4426710 and in view of Gilmore US 5757239.


Re claim 9, Pommier teaches a frequency modulator, comprising a device able to
shape a frequency modulation according to claim 6(see claim 6. But Pommier fails to

Application/Control Number: 10/503,389

Page 7

Art Unit: 2611


teach a device for generating instantaneous frequencies using a "DDS" function.
However, Gilmore does teach a device for generating instantaneous frequencies using
a "DDS" function (fig. 4, co1.11, line 61-63, "direct digital synthesizer (DDS) 402 serves
as a variable reference source means for generating a selected one of a plurality of
reference frequency signal").
Therefore, the combined teaching of Pommier and Gilmore as a whole, would
have been rendered obvious the arrangement of a device for generating instantaneous
frequencies using a "DDS" function as thought in Gilmore into Pommier for the spectral
purity of signal produced by DDS 402.

Conclusion
6.

Applicant's amendment necessitated the new ground(s) of rejection presented in

this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP

706.07(a). Applicant is reminded of the extension of time policy as set forth in 37


CFR 1.136(a).
A shortened statutory period for reply to this final action is set to expire THREE
MONTHS from the mailing date of this action. In the event a first reply is filed within
TWO MONTHS of the mailing date of this final action and the advisory action is not
mailed until after the end of the THREE-MONTH shortened statutory period, then the
shortened statutory period will expire on the date the advisory action is mailed, and any
extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of

Application/Control Number: 10/503,389

Page 8

Art Unit: 2611


the advisory action. In no event, however, will the statutory period for reply expire later
than SIX MONTHS from the date of this final action.
Any inquiry concerning this communication or earlier communications from the
examiner should be directed to Nurul M. Matin whose telephone number is 571-2701188. The examiner can normally be reached on mon-fri (7:30-5:00):
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Mohammad Ghayour can be reached on 571-272-3021. The fax phone
number for the organization where this application or proceeding is assigned is 571273-8300.
Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) systerl). Status information for
published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

Nurul Matin
Assistance Examiner, Art Unit # 2611

Application/Control Number: 10/503,389


Art Unit: 2611

Page 9

"

OT11 Rec'd peT/PTO


ATTY. DOCKET NO.
4590-324

INFORMATION DISCLOSURE
CITATION IN AN
APPLICATION

FILING DATE

g /3/ 'Mblf

DATE

NAME

INMI

5,812,604

1998-09-22

Fruit Larry John et al

/NM/

5,216,391

1993-06-01

Shiraishi Kenichi et al

/NM/

5,884,220

1999-03-16

Farmer Dominic Gerard et al

EXAMINER'S
INITIALS

/NM/

GROUP

UtI

u.s. PATENT DOCUMENTS

PATENT NO.

...

U.S. APPLICATION NO.


Not yet assigned

Gerard DUSSARAT et al.

EXAMINER'S
INITIALS

..

aJhM1Q.II&

APPLICANT

herewith

(PTO-1449)

..

10/503389

CLASS

SUBCLASS

CLASS

SUBCLASS

FILING
DATE

FOREIGN PATENT DOCUMENTS

PATENT NO.

DATE

COUNTRY

0,822,421

1998-02-04

Toyota Motor Co. Ltd.

Trunslurion

Ye.

No

OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)

EXAMINER

/Nurul Matin/

DATE CONSIDERED

OS/22/2007

..
..
EXAM INER. Imllallfreference considered, whether or not cuallon IS In conformance WIth MPEP 609, dlllw hne through Cllallon Ifnot In conformance and
nOI considered.

Include copy of this form with next communication 10 Applicanl.

10/503,389

Applicant(s)/Patent Under
Reexamination
DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin

U1
283S '

Application/Control No.

Notice of References Cited

Page 1 of 1

U.S. PATENT DOCUMENTS

*
*
*
*
*
*
*
*

Document Number
Country Code-Number-Kind Code

Date
MM-YYYY

Name

Classification

US-4,426,710 A

01-1984

Pommier, Daniel

375/291

US-4,465,970 A

08-1984

DiMassimo et al.

324/116

US-5,454,009 A

09-1995

Fruit et al.

375/130

US-5,467,373 A

11-1995

Ketterling, Hans-Peter

375/327

US-5,757,239 A

05-1998

Gilmore, Robert P.

331/18

US-5,942,955 A

08-1999

Matui, Hitosi

332/101

US-6,308,311 61

10-2001

Carmichael et al.

716/16

US-

US-

US-

US-

US-

USFOREIGN PATENT DOCUMENTS


Document Number
Country Code-Number-Kind Code

Date
MM-YYYY

Country

Name

Classification

0
P

a
R

s
T
NON-PATENT DOCUMENTS

Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)

X
A copy of this reference IS not being furnished With this Office action. (See MPEP 707.05(a).)
Dates in MMYYYY format are publication dates. Classifications may be US or foreign.
U.S. Patent and Trademerk Office

PTO-892 (Rev. 01-2001)

Notice of References Cited

Part of Paper No. 20061108

Page 1 of 1

UNITRD STATRS DRPARTMF:NT 01' COMMRRCR


United State. Potent and Trademark Offioe
Addro..: COMMISSIONER FOR PATENTS
P.O. Box 1450
AleXl1Jldria, V.a 223131450
www.UIpto.gov

111I~111~111111I1~111~lllm IIII I~I~~I ~IIIII~IIIIIII


Bib Data Sheet

SERIAL NUMBER
10/503,389

CONFIRMATION NO. 9281

FILING OR 371 (c)


DATE
08/03/2004

CLASS
375

GROUP ART UNIT


2611

RULE

ATTORNEY
DOCKET NO.
62755 (4590-324)

~PPLICANTS

Gerard Dussarrat, Saint Sebastien Sur Loire, FRANCE;


Daniel Bourasseau, Nantes, FRANCE;
1*.

CONTINUING DATA .........................

This application is a 371 of PCT/FR03/00487 02/14/2003


1*. FOREIGN APPLICATIONS

P'i

FRANCE 02/02304 02/22/2002

Foreign Priority claimed

~5 USC 119 (a-d) conditions

~et

~erified and

~cknowledged

o
0

yes
yes

0
0

no
no

Examiner's Signature

Met after

N'Ii

STATE OR
COUNTRY
FRANCE

SHEETS
DRAWING
5

TOTAL
CLAIMS
14

INDEPENDENT
CLAIMS
2

Initials

f4\DDRESS
33308
ITITLE
Frequency modulator for digital transmissions

0
10
1

FILING FEE
RECEIVED
920

FEES: Authority has been given in Paper


to charge/credit DEPOSIT ACCOUNT
No.
No.
for following:

I
I

All Fees
1.16FeeS(Filing)

1.17 Fees ( Processing Ext. of


time)

0
10
10
1

1.18 Fees (Issue)


Other
Credit

http://neo:8000/PrexServlet/PrexAction?serviceName=BibDataSheet&Action=display&br...

I
I
I

5/22/2007

Index of Claims

II11I1 I11I III

=
D

III II

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

Rejected

Cancelled

Allowed

Restricted

Non-Elected

Appeal

Interference

Objected

D T.D.

Claims renumbered in the same order as presented by applicant

CLAIM
Final

CPA

R.1.47

DATE

Original

11/09/2006 OS/22/2007

1
2
3
4
5
6
7
8
9
10
11
12
13
14

U.S. Patent and Trademark Office

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

./

Part of Paper No.: 20070522

Search Notes

III IIII III IIIIII11 II

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

SEARCHED
Class
375, 332

Subclass

I 375/305, 274, 286, 332/100, 117

I
I

Date
11/09/2006

Examiner

I Matin, Nurul M

SEARCH NOTES
Search Notes

Date

Consulted With ye Lin for claim 1, 2, 4 8, 9 and also searched for double
patentinQ
Consulted with SPE Mohammad Ghayour for final rejection.

Examiner

11/09/2006

Matin, Nurul M

5/22/2007

Matin, Nurul M

INTERFERENCE SEARCH
Class

U.S. Patent and Trademark Office

Subclass

Date

Examiner

Part of Paper No.: 20070522

EAST Search History


Ref
#

Hits

Search Query

DBs

Default
Operator

Plurals

Time Stamp

Sl

US-5812604-$.DID. OR
US-5216391-$.DID. OR
US-5884220-$.DID. OR
US-0822421-$.DID.

US-PGPUB;
USPAT;
USOCR

OR

ON

2006/11/02 13:15

S2

(14334314").PN.

US-PGPUB;
USPAT

OR

OFF

2006/11/01 16:39

53

15234

transmit$6 near2 digital near2 data

US-PGPUB;
U5PAT

OR

ON

2006/11/0117:41

54

1757

frequency near2 modulat$6 near2


function$3

US-PGPUB;
USPAT

OR

ON

2006/11/0117:42

55

5061

central near2 carrier

US-PGPUB;
USPAT

OR

ON

2006/11/0117:44

56

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:08

57

88

(375/305).CCL5.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/0117:46

510

34

53 and 54

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:47

511

15

510 and 55

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:48

513

10997

frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:08

514

33926

digital near2 transmission$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 18:09

515

1027

513 and 514

U5-PGPUB;
USPAT

OR

ON

2006/11/0118:30

S16

S15 and 375/305

US-PGPUB;
USPAT

OR

ON

2006/11/0118:10

517

24

S13 with S14

US-PGPUB;
USPAT

OR

ON

2006/11/01 18:30

518

37524

digital near2 transmission$5

US-PGPUB;
USPAT

OR

ON

2006/11/02 10:32

S19

4609

MSK or (minimum shift keying)


near2 frequency near2
modulation$3

US-PGPUB;
USPAT

OR

ON

2006/11/06 08:32

520

1786075

MSK or (minimum shift keying) or


(minimum phase gradient) near2
frequency near2 modulation$3

US-PGPUB;
USPAT

OR

ON

2006/11/02 10:35

521

952

reference$3 near2 station$2 near2


mobile

US-PGPUB;
USPAT

OR

ON

2006/11/02 10:36

S22

96

satellite near1 based near2


position$6 near2 signal$4

US-PGPUB;
USPAT

OR

ON

2006/11/02 10:39

5/22/20075:35:17 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 1

EAST Search History


523

20348

518 and 520

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:43

524

521 and 522

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:40

525

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10':42

528

34

523 and 525

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 10:43

530

5439

transmit$4 near digital adj data

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:19

531

6071

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13: 19

532

153

central near carrier near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:20

533

530 and 531 and 532

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 13:21

534

("5812604").URPN.

U5PAT

OR

ON

2006/11/02 13:24

535

39

("4281412" 1"4338491" 1"4339724"


1"4350879" 1 "4426710" I
"4567602" 1 "4613976" 1 "4644565"
1 "4688005" 1 "4691380" 1
"4720839" 1 "4730344" 1 "4733199"
1 "4737737" 1 "4739289" I
"4749959" 1 "4817116" 1 "4843615"
I "4851787" 1 "4881050" 1
"4928078" 1 "4940949" 1 "4945312"
1 "4949357"1 "4954790" I
"4975065" 1 "4988959" 1 "5020080"
1"5045731" 1 "5111455" 1
"5126827" 1"5127984" 1 "5148127"
I "5215866" 1 "5454009" 1
"5467373" 1 "5491457" I "5509033"
1 "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:26

536

39

("4281412" 1"4338491" 1"4339724"


I "4350879" I "4426710" I
"4567602" 1 "4613976" 1 "4644565"
1 "4688005" 1 "4691380" 1
"4720839" 1"4730344" 1"4733199"
1 "4737737" 1 "4739289" I
"4749959" 1 "4817116" 1 "4843615"
1"4851787" 1 "4881050" I
"4928078" I "4940949" I "4945312"
I "4949357" I "4954790" 1
"4975065" I "4988959" I "5020080"
1"5045731" 1 "5111455" I
"5126827" I "5127984" I "5148127"
1 "5215866" I "5454009" 1
"5467373" I "5491457" I "5509033"
I "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:35

5/22/20075:35:17 PM
C: \Documents and Settings\nmatin \My Documents\EAST\Workspaces\10503389.wsp

Page 2

EAST Search History


I "5022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 14:13

(15216391").URPN.

U5PAT

OR

ON

2006/11/02 14:18

(15022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 14:23

540

(15942955").URPN.

U5PAT

OR

ON

2006/11/02 14:23

541

28

("3023269" 1"3987374" 1 "4090138"


1"4234852" 1 "4403331" 1
"4467140" 1"4488120" 1 "4516087"
I "4538136" 1 "4577333" 1
"4585998" 1"4669094" I "4688234"
1"4694471" 1 "4697260" I
"4745391" 1 "4866771" 1 "5.103461"
1"5193222" 1 "5222079" I
"5428600" 1 "5432814" 1"5443888"
1 "5450032" 1 "5526129" I
"5528621" 115706310").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 14:28

542

("5852636").URPN.

U5PAT

OR

ON

2006/11/02 15:00

543

13

("5467373").URPN.

U5PAT

OR

ON

2006/11/02 15:50

546

375/305 and 375/274 and 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:52

547

68

375/305 and 375/274 .

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

548

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

549

133

375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

550

812

375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:53

552

68

548 and 549

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:54

553

87

332/100 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:09

554

552 and 553

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:57

555

1785007

M5K or (minimum shift keying) or


frequency ~dj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:00

556

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2007/05/1010:12

557

522409

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:36

558

448

555 same 556 same 557

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

537

("4897620"

538

539

5/22/20075:35:17 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 3

EAST Search History


563

558 and 332/100

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:06

564

558 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:06

565

2322

M5K or (minimum shift keying) near


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:34

566

556 same 557 same 565

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:08

571

2322

M5K or (minimum shift keying) near


frequency near2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:36

573

1785007

M5K or (minimum shift keying)

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:36

574

11001

frequency near2 modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:37

575

1333

573 same 574

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:38

576

796

556 and 575

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 17:40

577

238

557 and 576

U5"'PGPUB;
U5PAT

OR

ON

2006/11/07 13: 18

578

2783

M5K or (minimum shift keying) near


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:34

579

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:34

580.

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:35

581

522408

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:36

582

578 same 579 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:37

583

578 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:37

584

476

579 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:41

585

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:59

587

614

584 or 585

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 09:01

588

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:40

589

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:19

590

522408

U5-PG~UB;

OR

ON

2006/11/06 13:17

time adj (interval or period)

U5PAT
5/22/20075:35:17 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 4

EAST Search History


591

476

592

1787610

593

19478

595

1013

596

75

597

1635

588 same 589 same 590

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:17

M5K or (minimum shift keying) or


frequency adj2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:24

589 and 590 and 592

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:42

375/305, 375/274, 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:46

593 and 595

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:43

375/305, 375/274, 375/286,


332/100, 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:47

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:06

598

191' 593 and 597

599

119

(central adj carrier) adj2 frequency

U5-PGPVB;
U5PAT

OR

ON

2006/11/06 15: 19

510
0

3125

M5K or (minimum shift keying)


same frequency adj2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:25

510
3

6369

transmit$6 near digital near data

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:29

'510
4

9118

transmit$6 adj2 digital adj2 data

U5-PGPUB;
U5PAT

OR

ON

2006/11/06'15:29

510
5

30

593 and 597 and 5104

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:58

510
7

27662

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:59

510
8

38

597 and 5107

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 14:47

510
9

476

588 same 589 same 590

U5-PGPUB;,
U5PAT

OR

ON

2006/11/06 17: 12

511
0

6358

transmit$4 near digital near data

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:21

511
1

3054

rate near t

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:22

511
2

6079

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:23

511
3

153

central near carrier near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:24

511
4

5110 and 5112 and 5113

U5-PGPUB; .
U5PAT

OR

ON

2006/11/0709:27

511
5

1786246

msk or (minimum shift keying)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:29

511
6

81

5110 and 5112 and 5115

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:30

5/22/20075:35:17 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 5

EAST Search History


frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:18

digital near transmission$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:19

5117 near4 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:19

5117 near$3 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

5117 with 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

375/305, 375/274, 375/286,


332/100,332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:36

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/07 13:37

M5K or (minimum shift keying) or


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

522807

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
8

449

5125 same 5126 same 5127

U5-PGPUB;
U5PAT;
EPO; JPO

OR

ON

2006/11/07 13:49

512
9

12

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/07 13:53

513
0

("4406009").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:50

513
1

("3619502").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:53

513
2

101

frequenc$3 same 1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:07

513
3

133365

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

513
4

27

5132 and 5133

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:09

513
5

17

5134 and carrier

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:19

511
7

6079

511
8

20171

511
9

512
0

1476376

512
2

512
3

1637

512
4

512
5

1786246

512
6

88622

512
7

("4897620"

I "5022054").PN.

("5148179" I "5323322" I "5345244"


I "5436632" I "5477458" I
. "5495257" I "5523761" I "5523763"
I "5563607" I "5563917" I
"5621646" I "5691723").PN.

5/22/20075:35:17 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 6

EAST Search History


513

29

("3816657" I "4344178" I "4375099"


I "4389722" I "4423390" I
"4455651" I "4587661" 1"4653053"
I "4707839" I "4748622" 1
"4765753" I "4821120" 1"4901368"
1"4907181" 1"4932070" 1
"4943976" 1"4953178" I "4977578"
1"5020075" 1"5144640" 1
"5151919" I "5157686" 1"5170411"
1"5177765" 1"5177766" I
"5189683" 1"5204876" I "5210770"
I "B1Re32905" 1"Re32905").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

digital same data same transmit$5

U5-PGPUB;
U5PAT

OR

ON

20q6/11/07 16:32

ON

2006/11/07 16:34

513
7

115143

513
8

85212

reference sa me station

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:35

513
9

79025

satellite same system

U5-PGPUB;
U5PAT

OR

ON

2006/11/07.16:35

514
0

2981

5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:39

514
1

5135 and satellite

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
2

5135 and 5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
3

5135 and 5137 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
4

"10503389"

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
5

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
7

1 . 5135 and satellite and


microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
8

5135 and microprocessor

U5-PGPUB;
U5PAT

OR

oN

2006/11/07 17:23

514
9

microprocessor near2 program


near2 frequency same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:24

515
0

176

microprocessor near2 frequency


same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
2

microprocessor near2 frequency


. adj3 stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
4

1485

microprocessor near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:34

515
5

2325

M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

515
6

16

5154 and 5155

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

5/22/20075:35:17 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 7

EAST Search History


microprocessor near program near
frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:37

microprocessor near able near


program near frequenCY$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

515
9

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

516
0

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:39

516
1

microprocessor near (capable or


able) near program$3 near
frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:40

516
2

91

microprocessor near (capable or


able) near program$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:50

516
3

27722

FPGA or (field programmable gate


array) near shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:55

516
4

2039338

005 or (direct digital synthesis)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
5

5162 and 5163 and 5164

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

5.16
6

24034

5163 and 5164

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

516
7

1663

microprocessor near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

516
8

39

5163 and 5164 and 5167

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
9

96082

005

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
0

5163 and 5167 and 5169

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
1

8300

microprocessor near program

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

517
2

125

5163 and 5171

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:09

517
3

3547469

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0808:57

517
4

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)
near (capable of able) near shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:54

517
6

20

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)
near M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/0808:55

515
7

22

515
8

5/22/20075:35:17 PM
. C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389,wsp

Page 8

EAST Search History


microprocessor near (capable or
able) near program$3 same FPGA or
(field programmable gate array)

U5-PGPUB;
USPAT

OR

ON

2006/11/0808:57

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:00

375/305 .

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:01

microprocessor near (capable or


able) near program$3 same FPGA or
(field programmable gate array)
same DDS or (direct digital
synthesis)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:21

5180 and 5181 and 5182

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:06

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

5181 and 5182 and 5184

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:14

5182 and 5184

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:14

microprocessor near (capable or


able) near program$3 same FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:23

generat$4 near frequenc$4 near


DDS

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11 :46

microprocessor near2 (able or


capable) near2 program adj3
frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:55

519
1

microprocessor near2 (able or


capable) near2 program with
frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:59

519
2

microprocessor near4 (able or


capable) near3 program with
frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:36

519
4

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:41

519
5

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:40

519
6

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3 near satellite

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:41

517
8

3547469

518
0

6079

518
1

139

518
2

2011390

518
3

15

518
4

133365

518
5

32

518
6

112176

518
7

3547469

518
8

38

519
0

5/22/20075:35:17 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 9

EAST Search History


FPGA or (field programmable gate
array) near (able or capable) near
shape near modulation near
transmit$3 near satellite near
system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:42

digital near data near satellite near


system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:43

digital near data near transmit$3


near satellite near system

U5-PGPUB;
U5PAT

OR

ON'

2006/11/08 11:44

520
0

19

digital adj2 data near3 transmit$3


near3 satellite near3 system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:44

520
1

27718

FPGA or (field programmable gate


array) near2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:42

520
2

27718

FPGA or (field programmable gate


array) adj2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:44

520
3

FPGA adj2 (able or capable) near


shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:44

520
4

FPGA near2 (able or capable) near


shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:45

521
0

10

FPGA near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:52

521
6

27718

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:55

521
7

142

FPGA near4 modulat$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
8

198

FPGA near2 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
9

165

FPGA adj3 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:19

522
0

FPGA adj3 able near2 modulat$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
1

FPGA adj3 able near2 shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
2

FPGA adj3 shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:36

522
3

FPGA and 375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
4

FPGA and 375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
5

22

FPGA and 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
6

FPGA near shape

US-PGPUB;
U5PAT

OR

ON

2006/11/08 13:37

519
7

27718

519
8

10

519
9

5/22/20075:35:17 PM
C: \Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 10

EAST Search History


FPGA near microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:47

[modulat$3 nearS (data or signal)]


and adjus$3 nearS frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:52

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

583

5227 and 5229

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

523
1

244

5229 and 5228

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:53

523
2

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:04

523
3

frequenc$3 same 1/4T and


successive adj frequency adj stages

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:08

523
4

frequenc$3 same 1/4T and


successive adj frequency .

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:08

523
5

93605

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
6

554573

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
7

3430

5235 same 5236

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:12

523
8

34

5237 and (successive adj frequency)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:32

523
9

5237 and (375/305)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:30

524
0

5237 and (1/4T)

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:32

524
1

103

frequenc$3 same 1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:42

524
2

0-1/4T same 0+1/4T

U5-PGPUB;
U5PAT

OR

ON

2007/05/10 10:42

524
3

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2007/05/2208:55

522
7

583

522
8

4414

522
9

27718

523
0

5/22/20075:35:17 PM
C:\Documents and Settings\nmatin\My Documents\EAST\Workspaces\10503389.wsp

Page 11

03/~9/2001

MON 16r08

FAX 7035185499

.: !

~001/008

RECEIVED
CENTRAL ~ CENTER

MAR 1 9 2007 .
:[
I

IN TIlE UNITED STATES PATENT AND TRADEMARK OFFICE

1
r

PATENT

Docket No.: 4590-324

In re Application of
Gerard DDS SARAT et ai.

Confinnation No. 9281

u. S. Patent Application No. .10/503,389

Group Art Unit: 2635

Filed: August 3,2004

Examiner: Nurul M. Matin

,r

For:

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS


AMENDMENT

Commissioner for Patents


P.O. Box 1450
Alexandria, VA 22313-1450
Sir:

In response to the Office Action of November 17, 2006, please amend the above-

identified application as follows:

.PAGE 1/8" RC.VD AT 311912007 5:12:45 PM [Eastern Daylight Time]" SVR:USPTOEP.XRF-l!!2.6." DNIS:2738300" CSID:7.03.5185499"l)U~T10N.(mm-ss):02:04

..

I.

03/l9/2007 MON 16:0B

FAX 7035185499

1ZI002/00B

Application No.: 10/503,389

Docket No.: 4590-324

AMENDMENTS TO THE CLAIMS:


This listing of claims will replace all prior versions and listings of claims in the
application:

Listing of Claims:

1.

(Currently Amended): A method of transmitting digital data exhibiting

arate T

by means of a frequency modulator able to modulate as a function of the data, a central carrier
frequency

to at a

first frequency value ill + 1/4T and/or a second frequency value to - 1/4T,

method including the step of: modulating the central carrier frequency

ro from one of the first

and second frequency values to the other of the first and second frequency values during a time
interval T, via successive frequency stages in each of which successive frequency stages the
:frequency is modulated to have a different respective frequency value. and at the end of the time
interval T the frequency attains said other one of the first and second frequency values.

2.

(previously Presented): The method as claimed in claim 1, wherein the number of

frequency stages for going from ill - 1/4T to fO + 1/4T is the same as for going from to + 1/4T to

ro - 1I4T.
3.

(previously Presented): The method as claimed in claim 2, wherein the frequency

stages for going from fO - 1/4T to to + 1/4T are the same in absolute value as the frequency
stages for going from fO + 1/4T to fO - 1I4T.

4.

(Previously Presented): The method as claimed in, claim 1 wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.

5.

(Previously Presented): The method as claimed in. claim 1 wherein the digital

data are transmitted between a reference station and a mobile of a satellite-based positioning
system.

03/19/2007 MON 16:08

. __ .1ZJ0 0 ~1. 008

FAX 7035185499

Application No.: 10/503,389

6.

Docket No.: 4590-324

(Currently Amended): A device able to implement a frequency modulation at a

rate T according to two predetennined frequencies, comprising: a device for shaping the said
modulation as several frequency stages each having a different respective frequency value.
during a time interval T.
7.

(Previously Presented):

The device as claimed in claim 6, comprising a

. microprocessor able to program the frequency stages.


8.

(Previously Presented):

The device as claimed in claim 7, furthermore

comprising, linked to the microprocessor, a device of "FPGAn type able to shape the modulation
as a function of data to be. transmitted and of the programmed stages.
9.

(previously Presented): A frequency modulator, comprising a device able to

shape a :frequency modulation according to claim. 6 and, linked to it,. a device for generating
instantaneous frequencies using a "DDS" function.
1O.

(Previously Presented): The method as claimed in claim 2, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.
11.

(Previously Presented): The method as claimed in claim 3, wherein the number of

frequency stages for going from one of the frequency values to the other is equal to 16.
12.

(previously Presented): The method as claimed in claim 2, wherein the digital

data are transmitted between a reference station and a mobile of a satellite-based positioning
system.
13.

(Previously Presented): The method as claimed in claim 3, wherein the digital

data are transmitted between a reference station and a mobile of a satellite-based positioning

system.

3
___..PAGE 318' RCVD f!.T 3119/2.007 5:12:45PM[Easteml2.ily!i9!:lt!~'!!~1~J?~;~!:,_To-Ef1<~.:91:?6

DNIS:2738300 CSID:7035185499' DURATION (mm-ss):02004

03/~9/2007

MON 16:09

~004LOO~

FAX 7035185499

.i
.1

".1
~

". ~

Application No.: 10/503,389

Docket No.: 4590-324

'1

14.

(previously Presented): The method as claimed in claim 4, wherein the digital

data are transmitted between a reference station and a mobile of a satellite-based positioning
system.

I
i
.J

i
I
I
r

___ ._"'~I;;~:4~'

~C::VD ~T3I191200?~:.1!!:~."'~H~i1s.!!!!!'.~.Y.I!g!l!.!!!'l~1 ..YR:.!J~ ...:r:o-EFXRF-6J26 DN1S:2738300 CSID:7035185499 DURATION (mm-ssj:ONl4

03/~9/2001

MON 16:09

FAX 7035185499

I
I
"

'j

Application No.: 10/503,389

Docket No.: 4590-324

REMARKS

.!

Reconsideration and' allowance of the subject application


amendments and the following remarks is respectfully requested.

ill

view of the foregoing

Claims 1-14 remain pending in the application.

I
I

Claims 1-4, 6 and 10-11 are rejected Wlder 35 U.S.C. I02(b) as being anticipated by
Pommier, US4426710. In response, independent claims 1 and 6 have been amended and are
believed to be patentable over Pommier for the reasOns discussed below.
Claim 1 has been amended to clarify the nature of the successive frequency stages. In
particular it is clarified that at each successive frequency stages. the frequency is modulated to
have a different respective frequency value. It is also clarified that at the end of the time interval
T the frequency attains said other of the first and second frequency values. Claim 6 has been
similarly amended.
Pommier describes a method of transmitting digital data using a duo-binary frequency
shift keying (FSK) modulation scheme or a t~ed FSK modulation scheme or a tamed frequency
modulation (TFM) scheme. At one stage of each modulation scheme. an MSK (minimum shift
keying) modulation using one of two frequencies, F I and f 2, is used, as mentioned at the passage
at column 5, lines 36 to 40 cited by the Examiner.
However, there is no disclosure in Pommier that, during that stage of the modulation
scheme mentioned at column 5, lines 36 to 40 the frequency should be modulated from one of
those frequencies to the other of those frequencies via successive frequency stages, in each of
which successive frequency stages the frequency is modulated to have a different respective
frequency value, as required by the claimed invention. Thus, it is respectfully submitted that the
claimed invention is not anticipated by of Pommier. Accordingly, the anticipation rejection of
independent claims 1 and 6 should be withdrawn. Dependent claims 24 and 1011 recite
additional. important limitations and should be patentable along with claims 1 and 6 as well as
on their own merits.
Claims 5 and 12-14 are rejected under 35 U.S.C. 103(a) as being unpatentable over
Pommier, US4426710 in view of Fruit et aI, US5454009. Applicants respectfully transverse this

5
_PAGE 5/8' RCVD"AT 3J1912007.:>:12:~5 "'~.[I;.l:'~te1!!.Q..iOO!gt!!..T!~e~~";.l!SPT.Q:-'!;f.1CRF-6/26

DNIS:2738300' CSID:7035185499' DURATION (mm-ss):02-G4

".1

03/~9/2007

MON 16:09

FAX 70351B5499

1ZI006/00B

Application No.: 10/503,389


1

Docket No.: 4590-324

rejection.

-,

l
I

:1

As discussed above, Pommier mentions at column 5, lines 36 to 40 the use of MSK


modulation using one of first and second frequencies, F 1 and f2 as one stage of a modulation
scheme.

However, the modulation mentioned at column 5, lines 36 to 40 of Pommier is a standard


MSK modulation in which the frequency is modulated directly between one frequency (FI) and
another (f2) without any intermediate frequency stages. There is no suggestion in Pommier of
modulating from one of the first and second frequencies to the other of the frequencies via
successive frequency stages, in each of which successive frequency stages the frequency is
modulated to have a different respective frequency value, and to attain one of the first and
second frequency values at the end ofthe time interval T, as required by the claimed invention.
By providing that the frequency is modulated from one of the frequencies to the other of
the frequencies via successive frequency stages, the claimed invention may provide the
advantages that the resulting frequency spectrum exhibits a faster decrease than the equivalent
spectrum using .standard MSK modulation. The claimed invention also may provide the
advantage that less energy is consumed at high frequency, and also that energy is carried over to
the central lobe of the resulting spectrum, giving it a wider useful central band than in the case of
MSK modulation (see for instance page 3, lines 9 to 22, page 7. lines 8 to 19, and figure 6 of the
present application).
There is absolutely no suggestion in Pommier that any such advantages may be
associated with the modulation via successive frequency stages having different frequency
values and there is nothing in Pommier that would have suggested to the skilled person to
attempt to modify the teaching of Pommier to include such frequency stages.
Fruit describes a satellite communications system that uses spread spectrum techniques in
conununicating between a hub station and a remote station. The use of various modulation
schemes, including the MSK modulation scheme, is mentioned in passing at column 9, lines 47
to 58. However, there is no suggestion anywhere in Fruit of a step of modulating a frequency
from one value to another value, via successive frequency stages in each of which successive
frequency stages the frequency is modulated to have a different respective frequency value.

,.::

-.

03119{2007 KON 16: 09

FAX .7,0351~,54.9_9.".

::l
-of

,I

:1

i
'/

Application No.: 10/503,389

Docket No.: 4590-324

Accordingly, the ordinary artisan would not have combined Pommier and Fruit et al. and even if
these documents were combined in the manner suggested by the Examiner, the present invention
would still not be obtained. Accordingly, the obviousness rejection should be withdrawn.

J
I
I

Claim 7 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier, US


4426710 in view of DiMassimo et al, US 4465970. Applicants respectfully transverse this
rejection.

DiMassimo et aI. does not overcome the deficiencies discussed above with respect to
Pommer and Fruit et al. DiMassimo describes a time-of-use metering system for metering electrical
energy consumption. It is respectfully submitted that DiMassimo is not related to a method of
transmitting digital data by means of a frequency modulator. Accordingly, the obviousness
rejection should be withdrawn.
Claim 8 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier. US
4426710, in view of DiMassimo et al, US 4465970 and further view of Carmichael et ai, US
6308311. Applicants respectfully transverse this rejection.
Cannichael does not overcome the deficiencies discussed above with respect to Pommier
and DiMassimo. Carmichael describes field programmable gate arrays (FPGAs) and methods of
reconfiguring such FPGAs. It is respectfully submitted that Camrichael is not related to a method of
transmitting digital data by means of a frequency modulator. Accordingly, the obviousness
rejection should be withdrawn.
Claim 9 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier, US
4426710 in view of Gilmore US 5757239. Applicants respectfully transverse this rejection.
Gilmore does not overcome the deficiencies discussed above with respect to Pommier.
Gilmore describes a method for frequency synthesis using a digital synthesizer in
combination with one or more phase locked loops. It is respectfully submitted that Gilmore is not
related to a method of transmitting digital data by means of a frequency modulator. Accordingly,
the obviousness rejection should be withdrawn.

7
_.._.._~~~J;L1!:~c;Y.Q.~Tl!1!I~O_C!.7..~1.12:45
~,~_lI".lIstem Daylight Time) SVR:USPTo-EFXRF~J26'DNIS:2738300' CSID:7035185499' DURATION (mm-ss):02-04

....

03/19/2007 KON 16:09

~OOB/OOB

FAX 70351B5499

,j

i
i
I

"I

Application No.: 10/503,389

Docket No.: 4590-324

.1
I
I
'j

All objections and rejections having been addressed Applicants respectfully submit that the
application is in condition for allowance and a Notice to that effect is earnestly solicited.

I
I

.~

The Examiner is invited to telephone the undersigned, Applicant's attorney of record, to


facilitate advancement ofthe present application.

To the extent necessary, a petition for an extension of time under 37 C.F.R. 1.136 is hereby
made. Please charge any shortage in fees due in connection with the filing of this paper, including
extension of time fees, to Deposit Account 07-1337 and please credit any excess fees to such
deposit account.

II
I

Respectfully submitted,

LOWE HAUPTMAN & BERNER, LLP

~~.~
Kenneth M. Berner
Registratioh No. 37,093

1700 Diagonal Road, Suite 300


Alexandria. Virginia 22314
(703) 684-1111
(703) 518-5499 Facsimile

Date: March 19. 2007


KMB/cac/lhb

J~) /1'9"1"20'07- MON

16: 10

FAX 70351 85499

ijjOOl1002

i1t:~I:I"cU

CEN1JW."'FA'KceNTER

MAR .1 9 2007

1
;

PATENT

Docket No.: 4590-324

'j
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE

In re Application of

'"1
I
I

Gerard DUSSARAT

Confirmation No. 9281

Ii

Application No. 10/503,389

Group Art Unit: 2631

Filed: August 3, 2004

Examiner: Nurul M. Matin

For: ,FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS

j
PETITION" FOR EXTENSION OF TIME
Commissioner for Patents'

P.O. Box 1450


Alexandria, VA 22313-1450

Dear Sir:
Applicant hereby petitions the Commissioner of Patents and Trademarks to extend the
time for response to the Official Action dated November 17, 2006 for 1 month from February 17,
2007 to March 19, 2007.
A credit card authorization fonn to cover the cost of the extension is attached Any

deficiency or overpayment should be charged or credited to Deposit Account No.: 07-1337.

Respectfully submitted,
LOWE HAUPTMAN & BERNER, LLP

~erJ11~
Registration No. 37,093
1700 Diagonal Road, Suite 310
Alexandria, Virginia 22314
Telephone: (703) 684-1111
Facsimile: (703) 518-5499

DATE: March 19,2007


KMB:LHB
03/20/2807 TL0111

00880037 10503389

01 FC:1251

BEST AVAILABLE Copy

120.00 OP

PTO/SB/06 (07-06)
Approved for use through 1/31/2007. OMB 0651-0032
U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.

PATENT APPLICATION FEE DETERMINATION RECORD

Application or Docket Number

Filing Date

10/503,389

08/03/2004

Substitute for Form PTO-875

APPLICATION AS FILED - PART I

OTHER THAN

(Column 1)

(Column 2)

FOR

NUMBER FILED

NUMBER EXTRA

RATE ($)

BASIC FEE
(37 CFR 1.16(a), (bl, or (e))

N/A

N/A

N/A

N/A

SEARCH FEE
(37 CFR 1.16(k), (il, or

N/A

N/A

N/A

N/A

N/A

N/A

N/A

N/A

(m))

EXAMINATION FEE
(37 CFR 1.16(0), (p), or (q))

TOTAL CLAIMS
(37 CFR 1.16(i))

minus 20 =

INDEPENDENT CLAIMS
(37 CFR 1.16(h))

minus 3 =

DAPPLICATION SIZE FEE


(37 CFR 1.16(s))

D To be Mailed

.
.

SMALL ENTITY

X $

X $

OR

FEE ($)

SMALL ENTITY
RATE ($)

OR

X $

X $

FEE ($)

If the specification and drawings exceed 100


sheets of paper, the application size fee due
is $250 ($125 for small entity) for each
additional 50 sheets or fraction thereof. See
35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).

D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))


If the difference in column 1 is less than zero, enter "0" in column 2.

TOTAL

TOTAL

APPLICATION AS AMENDED - PART II


OTHER THAN

IZ
W
~

0
Z
W

03/19/2007
Total

(37 CFR

1.161111

Independent
37 CFR 1.16 h\\

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

SMALL ENTITY

RATE ($)

ADDITIONAL
FEE ($)

0
Z
W

(37 CFR

1.16(j\\

Independent
(37 CFR 1.16(hll

ADDITIONAL
FEE ($)

20

X $

OR

X $50=

Minus

***3

X $

OR

X $200=

TOTAL
ADD'L
FEE

OR

(Column 1)

(Column 2)

(Column 3)

CLAIMS
REMAINING
AFTER
AMENDMENT

HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

PRESENT
EXTRA

Minus
Minus

..
...

OR

RATE ($)

ADDITIONAL
FEE ($)

RATE ($)

X $

OR

X $

X $

OR

X $

D Application Size Fee (37 CFR 1.16(s))


D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
~

column 1 is less than the entry in column 2, write "0" in column 3.

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".

ADDITIONAL
FEE ($)

OR
TOTAL
ADD'L
FEE

* If the entry in

RATE ($)

Minus

TOTAL
ADD'L
FEE

Total

SMALL ENTITY

14

~
D Application Size Fee (37 CFR 1.16(s))
D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))

IZ
W

OR

OR

TOTAL
ADD'L
FEE

Legal Instrument Examiner:


CORALIA -. BETANCOURT

If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
If you need assistance in completing the form, caI/1-BOO-PTO-9199 and select option 2.

UNITED STATES PATENT AND TRADEMARK OFFICE


UNITED STATES DEPARTMENT OF COMMERCE
United States Patent and Trademark Office
Address: COMMISSIONER FOR PATENTS
P.O. Box 1450
Alexandria, Virginia 223131450
www.uspto.gov

APPLICAnON NO.

FILING DATE

FIRST NAMED INVENTOR

ATTORNEY DOCKET NO.

CONFIRMAnON NO.

10/503,389

08/03/2004

Gerard Dussarrat

62755 (4590-324)

9281

33308

7590

EXAMINER

. IlII712006

LOWE HAUPTMAN GILMAN & BERNER, LLP


1700 DIAGNOSTIC ROAD, SUITE 300
ALEXANDRIA, VA 22314

MATIN, NURUL M
ART UNIT

PAPER NUMBER

2635

DATE MAILED: 11/17/2006

Please find below and/or attached an Office communication concerning this application or proceeding.

PTO-90C (Rev. 10/03)

Application No.

Applicant(s)

10/503,389

Office Action Summary

DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin

2635

-- The MAILING DA TE of this.communication appears on the cover sheet with the correspondence address -

Period for Reply


A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE;l MONTH(S) OR THIRTY (30) DAYS,
WHICHEVER IS LONGER, FROM THE MAILING DATE OF THIS COMMUNICATION.
Extensions of time may be available under the provisions of 37 CFR 1.136(a). In no event, however, maya reply be timely filed
after SIX (6) MONTHS from the mailing date of this communication.
.
If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. 133).
Any reply received by the Office later than three months after the mailing date of this communication, even if timely filed, may reduce any
earned patentterm adjustment. See 37 CFR 1.704(b).

Status
1)~ Responsive to communlcation(s) filed on 03 August 2004.

2a)O This action is FINAL.

2b)I2] This action is non-final.

3)0 Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
closed in accordance with the practice under Ex parte Quayle, 1935 C.D. 11, 453 O.G. 213.
Disposition of Claims
4)12] Claim(s) 1-14 is/are pending in the application.
4a) Of the above claim(s) _ _ is/are withdrawn from consideration.
5)0 Claim(s) _ _ is/are allowed.
6)12] Claim(s) 1-14 is/are rejected.
7)0 Claim(s) _ _ is/are objected to.
8)0 Claim(s) _ _ are subject to restriction and/or election requirement.
Application Papers
9)0 The specification is objected to by the Examiner.
10)0 The drawing(s) filed on _ _ is/are: a)O accepted or b)O objected to by the Examiner.
Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).

11)0 The oath or declaration is objected to by the Examiner. Note the attached Office Action or form PTO-152.
Priority under 35 U.S.C. 119
12)12] Acknowledgment is made of a claim for foreign priority under 35. U.S.C. 119(a)-(d) or (t).
a)l2] All

b)O Some * c)O None of:

1.12] Certified copies of the priority documents have been received.


2.0 Certified copies of the priority documents have been received in Application No. _ _.
3.12] Copies of the certified copies of the priority documents have been received in this National Stage
application from the International Bureau (PCT Rule 17.2(a.
* See the attached detailed Office action for a list of the certified copies not received.

Attachment(s)
1)

12]

2)

3)

12]

Notice of References Cited (PTO-892)


Information Disclosure Statement(s) (PTO/SB/08)
Paper No(s)/Mail Date 0810312004.

0
5) 0
6) 0

4)

Notice of Draftsperson's Patent Drawing Review (PTO-948)

Interview Summary (PT0-413)


Paper No(s)/MaH Date. _ _ .
Notice of Informal Patent Application
Other: _ _.

U.S. Patent and Trademark Office

PTOL-326 (Rev. 08-06)

Office Action Summary

Part of Paper No.lMail Date 20061108

Application/Control Number: 10/503,389

Page 2

Art Unit: 2635


DETAILED ACTION
Claim Rejections - 35 USC 102
1.

The following is a quotation of the appropriate paragraphs of 35 U.S.C. 102 that

form the basis for the rejections under this section made in this Office action:
A person shall be entitled to a patent unless .(b) The invention was patented or described in a printed publication in this or a foreign country or in public
use or on sale in this country, more than one year prior to the date of application for patent in the United
. States.

2.

Claims1-4, 6 and 10-11 are rejected under 35 U.S.C. 102(b) as being anticipated

by Pommier, US 4426710.
Re claim 1, Pommier discloses that a method of transmitting digital data
exhibiting a rate T by means of a frequency modulator able to modulate as a function of
the data (fig. 1, col. 5. line 36 "for a rate of a flow to be transmitted equal to 1fT"), a
central carrier frequency fO (col. 5, line 37. " in a channel of central frequency f(c)(as
fO)") at a first frequency value fO+1/4T and/or a second frequency value fO-1/4T, method
including the step of: modulating the central carrier frequency fO from one of the
frequency values to the other during a time interval T, via successive frequency stages(
fig. 1, col. 5, line 36-40, lithe modulation with two phase states must be performed on a
carrier of frequency F.sub.1 =f.sub.c -1/4T and the filter centered on frequency f.sub.2
=f.sub.c +1/4T must have an impulse response").
Re claim 2, the method as claimed in claim 1, wherein the number of frequency
stages for going from fO-1/4T to fO+1/4T is the same as for going from fO+1/4T to fO1/4T(col. 5. line 38-40, in order to have a 360 degree full a cycle, you need to go from

Application/Control Number: 10/503,389

Page 3

Art Unit: 2635


fO-1/4T to fO+1/4T(same as f.sub.c -1/4T to f.sub.c +1/41) which is same thing as going
from fO+1/4T to fO-1/4T).
Re claim 3, the method as claimed in claim 2, wherein the frequency stages for
going from fO-1/4T to fO+1/4T a,re the same in absolute value as the frequency stages
for going from fO+1/4T to fO-1/4T(as claim 2, only thing is when absolute value going
from -1 to 1 is the same as going from 1 to -1 to have full 360 degree cycle).
Re claim 4, the method as claimed in, claim 1 wherein the number of frequency
stages for going from one of the frequency values to the other is equal to 16(Table I. dk1 to d*k is equal to 16, col. 7, line 64-65" the delay-type circuit 25 performs the operation
of expression (16) above")..
Re claim 6, A device able to implement a frequency modulation at a rate T
according to two predetermined frequencies (col. 1, line 35-36, "a simplified MSK
modulation at the carrier frequency, a division by two of the frequency"), comprising: a
device for shaping the said modulation as several frequency stages during a time
interval T (fig. 8, col. 1, line 51-52, also, col.2, line 32-33, "there is a shaping filter,
between the division by two and the multiplication circuits and the amplitude-frequency
diagram of the shaping filter used in the modulator in FIG. 8").
Re claims 10-11, which are rejected for the same analysis as set forth in claim 4.

Application/Control Number: 10/503,389

Page 4

Art Unit: 2635


Claim Rejections - 35 USC 103
3.

The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all

obviousness rejections set forth in this Office action:


(a) A patent may not be obtained though the invention is not identically disclosed or described as set
forth in section 102 of this title, if the differences between the subject matter sought to be patented and
the prior art are such that the subject matter as a whole would have been obvious at the time the
invention was made to a person having ordinary skill in the art to which said subject matter pertains.
Patentability shall not be negatived by the manner in which the invention was made.
.

4.

Claims 5 and 12-14 are rejected under 35 U.S.C. 103(a) as being unpatentable

over Pommier, US 4426710 in view ofFruit et ai, US 5454009.


Re claim 5, Pommier fails to teach the method as claimed in, claim 1 wherein
the digital data are transmitted between a reference station and a mobile of a satellitebased positioning system. However, Fruit teaches the digital data are transmitted
between a reference station and a mobile of a satellite-based positioning system (col. 7,
line 65-66. when the remote station transmits the spread modulated data signal to the
II

satellite. Another way of saying that modulated data signal are transmitted from remote
station (as reference station) to satellite").
Therefore, the combined teaching of Pommier and Fruit as a whole would have
been rendered obvious the arrangement of the digital data are transmitted between a
reference station and a mobile of a satellite-based positioning system as claimed for the
benefit of a satellite communication link couples the receiving portion and the
transmitting portion of the system (col. 4. line 1-2) and also communication satellites
that broadcast radio. television computer and other data messages (col. 1 line 31-32)
!

Re claims 12-14, which are rejected for the same analysis as setforth in claim 5.

Application/Control Number: 10/503,389

Page 5

Art Unit: 2635


5.

Claim 7 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710 in view of DiMassimo et ai, US 4465970.

Re claim 7, Pommier fails to teach the device as claimed in claim 6, comprising


a microprocessor able to program the frequency stages. However, DiMassimo
teaches a microprocessor able to program the frequency stages (col. 23. line 16-19. " a
clock frequency can be selected for the microprocessor 12 to be able to properly
implement the program").
Therefore, the combined teaching of Pommier and DiMassimo as a whole would
have been rendered obvious the arrangement of a microprocessor able to program the
frequency stages as claimed for the benefit of no program changes are required to
handle higher rates of data (col. 23. line 19-20).

6.

Claim 8 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710, in view of DiMassimo et ai, US 4465970 and further in view of Carmichael


et ai, US 6308311.
Re claim 8, Pommier and DiMassimo fail to teach the device as claimed in
claim 7, furthermore comprising, linked to the microprocessor, a device of "FPGA" type
able to shape the modulation as a function of data to be transmitted and of the
programmed stages. However, Carmichael teaches a device of "FPGA" type able to
shape the modulation as a function of data to be transmitted and of the programmed
stages (col. 2. line 30-33.

II

since an FPGA is able to customize configuration data at a

Application/Control Number: 10/503,389

Page 6

Art Unit: 2635


rate much faster than that of a microprocessor, FPGA interface cables having an onboard FPGA provide superior performance").
Therefore, the combined teaching of Pommier, DiMassimo and Carmichael as a
whole would have been rendered obvious the arrangement of a device of "FPGA" type
able to shape the modulation as a function of data to be transmitted and of the
programmed stages as claimed for the benefit of the data at a rate much faster than that
of a microprocessor (col. 2.1ine 31-32).
7.

Claim 9 is rejected under 35 U.S.C. 103(a) as being unpatentable over Pommier,

US 4426710 in view of Gilmore US 5757239.


Re claim 9, Pommier teaches a frequency modulator, comprising a device able
to shape a frequency modulation according to claim 6(see claim 6) but he fails to teach
a device for generating instantaneous frequ,encies using a "DDS" function. However,
Gilmore teaches a device for generating instantaneous frequencies using a "DDS"

function (fig. 4, co1.11. line 61-63. " direct digital synthesizer (DDS) 402 serves as a
variable reference source means for generating a selected one of a plurality of
reference frequency signal").
Therefore, the combined teaching of Pommier, DiMassimo and Gilmore as a
whole would have been rendered obvious the arrangement of a device for generating
instantaneous frequencies using a "DDS" function as claimed for the benefit of a
spectral purity of signal produced by DDS 402.

Application/Control Number: 10/503,389

Page 7

Art Unit: 2635


Conclusion

8.

The prior art made of record and not relied upon is considered pertinent to

applicant's disclosure.
a.

Matui pertains to the QUASI-GMSK modulator.

b:

Ketterling pertains to the digital frequency and phase modulator for radio

transmission.
Contact

9.

Any inquiry concerning this communication or earlier communications from the

examiner should be directed to Nurul M. Matin whose telephone number is 571-2701188. The examiner can normally be reached on mon-fri (7:30-5:00).
If attempts to reach the examiner by telephone are unsuccessful, the examiner's
supervisor, Vu Le can be reached on 571-272-7332. The fax phone number for the ..
organization where this application or proceeding is assigned is 571-273-8300.

Application/Control Number: 10/503,389

Page 8

Art Unit: 2635


Information regarding the status of an application may be obtained from the
Patent Application Information Retrieval (PAIR) system. Status information for

published applications may be obtained from either Private PAIR or Public PAIR.
Status information for unpublished applications is available through Private PAIR only.
For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
you have questions on access to the Private PAIR system, contact the Electronic
Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
USPTO Customer Service Representative or access to the automated information
system, call 800-786-9199 (IN USA OR CANADA) or 571-272-1000.

Nurul Matin

"----L~
tIN YE
PRIMARY EXAMINER

,.

10/503389

OT11 Rec'd peT/PTO


ATTY. DOCKET NO.
4590-324

INFORMATION DISCLOSURE
CITATION IN AN
APPLICATION

05hAUQ.II&

U.S. APPLICATION NO.


Not yet assigned /0/(1):'";'

APPLICANT

Gerard DUSSARAT et al.


FILING DATE

GROUP

' 2-b~r

herewith

(PTO-1449)

U.S. PATENT DOCUMENTS


EXAMINER'S
INITIALS

PATENT NO.

DATE

NAME

NM

5,812,604

1998-09-22

Fruit Larry John et al

NM
NM

5,216,391

1993-06-01

Shiraishi Kenichi et al

5,884,220

1999-03-16

Farmer Dominic Gerard et al

SUBCLASS

CLASS

FILING
DATE

"

..
EXAMINER'S
INITIALS

NM

"

..

FOREIGN PATENT DOCUMENTS

PATENT~O.

DATE

COUNTRY

0,822,421

1998-02~4

Toyota Motor Co. Ltd.

CLASS

SUBCLASS

Translation
Yes

No

OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)

EXAMINER

DATE CONSIDERED

/Nurul Matin/

..

11/09/2006

. .
EXAM (NER. (",lIallf reference conSIdered. whether or not cItation IS 10 confonnance with MPEP 609. draw hne through citation If not 10 confonnance and
not considered. Include copy of this fonn with next communication

10

Applicant.

r!

Application/Control No.

Notice of References Cited

10/503,389

Applicant(s)/Patent Under
Reexamination
DUSSARRAT ET AL.

Examiner

Art Unit

Nurul M. Matin

2635

Page 1 of 1

U.S. PATENT DOCUMENTS

*
*
*
*
*
*
*
*

Document Number

Date

Country Code-Number-Kind Code

MM-VYYY

Name

Classification

US-4,426,710 A

01-1984

Pommier, Daniel

' 375/291

US-4,465,970 A

08-1984

DiMassimo et al.

324/116

US-5,454,009 A

09-1995

Fruit et al.

375/130,

US-5,467,373 A

11-1995

Ketterling, Hans-Peter

375/327

US-5,757,239 A

05-1998

Gilmore, Robert P. '

331/18

US-5,942,955 A

08-1999

Matui, Hitosi

332/101

US-6,308,311 81

10-2001

Carmichael et al.

US-

US-

US-

US-

US-

US-

716/16

FOREIGN PATENT DOCUMENTS

Document Number

Date

Country Code-Number-Kind Code

MM-VYYY

Country

Classification

Name

0
P
Q

S
T
NON-PATENT DOCUMENTS

Include as applicable: Author, Title Date, Publisher, Edition or Volume, Pertinent Pages)

.
W

A copy of this reference IS not being furnished with this Office action. (See MPEP 707.05(a).),
Dates in MM-YYYY format are publication dates. Classifications may be US or foreign.

u.S. Palent and Trademark Office


PTO-892 (Rev. 01-2001)

Notice of References Cited

Part of Paper No. 20061108

Index of Claims

Application/Control No.

Applicant(s)/Patent under Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

I I I I I I I I I I ~I I I I I ~I I I I I I I I
../

Rejected

Cancelled

Non-Elected

Appeal

Allowed

Restricted

Interference

Objected

o Claims renumbered in the same order as presented by applicant

Or.D.

R.1.47

DATE

CLAIM

Final

o CPA

Original
1

.111912006

2
3
4
5
6

,('

7
8
9
10
11
12

,('

13
14

U.S. Patent and Trademark Office

,('

,('
,('
,('
,('

v
v
v
../'
../'
,('
,('

Part of Paper No.

11/09/2006

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin. Nurul M

2635

Search Notes

I I I I~I~I I I ~I I I I I I ~I I I I I I I I

1.,.--;-;~=D-=-a=-ct=-e_._ _ M....-at;-;-in-.--.N.-u-r'u.l .M....----~-------.J


Examiner

I
Notes
!";;C-o-ns-u-:C1t:e--:d """W;-;;i'"'"'th-;Y~e--:-L=-in--:t'-or-c-"la-;i'-m----:-1.--=2=-,-:4-:8=-,-=g:-a-n:-d'-a--:-ls-o-s-e-a-rc-"h-e:-d:-:t'-or--11 /09/2006
double patenting

u.s. Patent and Trademark Office

Part of Paper No.:

11/09/2006

Searched

11111111111111111111111111111111111111111111111111

Application/Control No.

Applicant(s)/Patent Under
Reexamination

10503389

DUSSARRAT ET AL.

Examiner

Art Unit

Matin, Nurul M

2635

1~~,,"",Do-=a_t_e

~,-----:-:---:-:-..,--E_xa_m_I_n_e_r--'-

I
Class
I
SubClass
__
3=7=5--:,3 = 3 = 2 - - - - - - - - 3"""'7=5'"'"'/3=0=5,~2=7C-:-4,~2O-=8-=-6,~3O-=3-=-2/"""'1-=-00C=-,---C1C-:-17=---11/9/2006
Matin, Nurul M
U.S. Patent and Trademark Office

-,=-1

Part of Paper No.:

11/09/2006

Page 1 of 1

UNITED STATES DEPARTMENT OF COMMERCE


United State. Patent and Trademark Offiee
Addron: COMMISSIONER FOR PATENTS
P.O. Box 1450
AlCllllIldrill. VJl&inia 223131450
www.wpto.gov

1~llIlllImlllllllllllllllllllllllllllllllllllllllllllllllllnllllll

CONFIRMATION NO. 9281

Bib Data Sheet

SERIAL NUMBER
10/503,389

FILING OR 371 (c)


DATE
08/03/2004

GROUP ART UNIT


2635

CLASS
375

RULE

ATTORNEY
DOCKET NO.
62755 (4590-324)

APPLICANTS
Gerard Dussarrat, Saint Sebastien Sur Loire, FRANCE;
Daniel Bourasseau, Nantes, FRANCE;
** CONTINUING DATA *************************
This application is a 371 of PCT/FR03/00487 02114/2003
** FOREIGN APPLICATIONS ********************
FRANCE 02/02304 02/22/2002

Foreign Priority claimed


35 USC 119 (a-d) conditions
met
Verified and
Acknowledaed

0 yes 0 no
0 yes ~ 0
A~nce' ":1.

Examin~r'~ Siena ure

Met after
-

rJ'tY

#1(

tffi

STATE OR
COUNTRY
FRANCE

SHEETS
DRAWING
5

TOTAL
CLAIMS
14

INDEPENDENT
CLAIMS
2

Initials

ADDRESS
33308
TITLE
Frequency modulator for digital transmissions

FILING FEE
RECEIVED
920

FEES: Authority has been given in Paper


to chargelcredit DEPOSIT ACCOUNT
No.
for following:
No.

0
0

All Fees

1.16 Fees (Filing)

I
I

1.17 Fees ( Processing Ext. of


time)
1

0
0
0

1.18 Fees (Issue)


Other
Credit

http://neo:8000/PrexServletIPrexAction?serviceName=BibDataSheet&Action=display&br...

I
I
I

11/9/2006

EAST Search HistQry


Ref
#

Hits

5earch Query

DBs

Default
Operator

Plurals

Time 5tamp

51

U5-5812604-$.DID. OR
U5-5216391-$.DID. OR
U5-5884220-$.DID. OR
U5-0822421-$.DID.

U5-PGPUB;
USPAT;
U50CR

OR

ON

2006/11/02 12:15

52

("4334314").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/01 15:39

53

15234

transmit$6 near2 digital near2 data

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 16:41

54

1757

frequency near2 modulat$6 near2


function$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 16:42

55

5061

central near2 carrier

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 16:44

56

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 17:08

57

88

(375/305).CCLS.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/01 16:46

510

34

53 and 54

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 16:47

511

15

510 and 55

U5-PGPUB;
U5PAT.

OR

ON

2006/11/0116:48

513

10997

frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:08

514

33926

digital near2 transmission$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:09

515

1027

513 and 514

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:30

516

515 and 375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/0117:10

517

24

513 with 514

U5-PGPUB;
U5PAT

OR

ON

2006/11/01 17:30

518

37524

digital near2 transmission$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/0209:32

519

4609

M5K or (minimum shift keying)


near2 frequency near2
modulation$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:32

520

1786075

M5K or (minimum shift keying) or


(minimum phase gradient) near2
frequency near2 modulation$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0209:35

521

952

reference$3 near2 station$2 near2


mobile

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:36

522

96

satellite near1 based near2


position$6 near2 signal$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:39

11/9/20063:06:00 PM
C: \Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 1

EAST Search History


523

20348

518 and 520

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:43

524

521 and 522

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:40

525

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:42

528

34

523 and 525

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 09:43

530

5439

transmit$4 near digital adj data

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 12:19

531

6071

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 12:19

532

153

central near carrier near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 12:20

533

530 and 531 and 532

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 12:21

534

("5812604").URPN.

U5PAT

OR

ON

2006/11/02 12:24

535

39

("4281412" I "4338491" I
"4339724" I "4350879" I "4426710"
I "4567602" I "4613976" I
"4644565" I "4688005" I "4691380"
I "4720839" I "4730344" I
"4733199" I "4737737" I "4739289"
I "4749959" I "4817116" I
"4843615" I "4851787" I "4881050"
I "4928078" I "4940949" I
"4945312" I "4949357" I "4954790"
I "4975065" I "4988959" I
"5020080" I "5045731" I "5111455"
I "5126827" I "5127984" I
"5148127" I "5215866" I "5454009"
I "5467373" I "5491457" I
"5509033" I "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 12:26

536

39

("4281412" I "4338491" I
"4339724" I "4350879" I "4426710"
I "4567602" I "4613976" I
"4644565" I "4688005". I "4691380"
I "4720839" I "4730344" I
"4733199" I "4737737" I "4739289"
I "4749959" I "4817116" I
"4843615" I "4851787" I "4881050"
I "4928078" I "4940949" I
"4945312" I "4949357" I "4954790"
I "4975065" I "4988959" I
"5020080" I "5045731" I "5111455"
I "5126827" I "5127984" I
"5148127" I "5215866" I "5454009"
I "5467373" 1~5491457" I
"5509033" I "5579342").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 12:35

11/9/20063:06:00 PM
C: \Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 2

EAST Search History


I "5022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:13

("5216391").URPN.

U5PAT

OR

ON

2006/11/02 13:18

("5022054").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:23

540

("5942955").URPN.

U5PAT

OR

ON

2006/11/02 13:23

541

28

("3023269" I "3987374" I
"4090138" I "4234852" I "4403331"
I "4467140" I "4488120" I
"4516087" I "4538136" I "4577333"
I "4585998" I "4669094" I
"4688234" I "4694471" I "4697260"
I "4745391" I "4866771" I
"5103461" I "5193222" I "5222079"
I "5428600" I "5432814" I
"5443888" I "5450032" I "5526129"
I "5528621" I "5706310").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/02 13:28

54~

("5852636").URPN.

U5PAT

OR

ON

2006/11/02 14:00

543

13

("5467373").URPN.

U5PAT

OR

ON

2006/11/02 14:50

546

375/305 and 375/274 and 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:52

547

68

375/305 and 375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:53

548

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:53

549

133

375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:53

550

812

375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:53

552

68

548 and 549

U5-PGPUB;
U5PAT

OR

ON

2006/11/02"14:54

553

87

332/100 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:09

554

552 and 553

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 14:57

555

1785007

M5K or (minimum shift keying) or


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:00

556

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:35

557

522409

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:36

558

448

555 same 556 same 557

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

537

("4897620"

538

539

11/9/20063:06:00 PM
C:\Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 3

EAST Search History


563

558 and 332/100

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:06

564

558 and 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 15:06

565

2322

M5K or (minimum shift keying) near


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:34

566

556 same 55? same 565

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:08

571

2322

M5K or (minimum shift keying) near


frequency near2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:36

573

1785007

M5K or (minimum shift keying)

U5-PGPUB;
USPAT

OR

ON

2006/11/02 16:36

574

11001

frequency near2 modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/0216:37

575

1333

573 same 574

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:38

576

796

556 and 575

U5-PGPUB;
U5PAT

OR

ON

2006/11/02 16:40

577

238

557 and 576

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:18

578

2783

M5K or (minimum shift keying) near


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:34

579

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:34

580

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:35

581

522408

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:36

582

578 same 579 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:37

583

578 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 08:37

584

476

579 same 580 same 581

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:41

585

139

375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/0608:59

587

614

584 or 585

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 09:01

588

1788540

M5K or (minimum shift keying) or


frequency near2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:40

589

88539

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15: 19

590

522408

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:17

11/9/20063:06:00 PM
C:\Documents and Settings\NMatin\My Document5\EAST\Workspaces\lOS03389.wsp .

. Page 4

EAST Search History


588 same 589 same 590

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:17

M5K or (minimum shift keying) or


frequency adj2 modulator$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:24

589 and 590 and 592

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:42

375/305,375/274, 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:46

593 and 595

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:43

375/305, 375/274, 375/286,


332/100,332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 13:47

.U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:06

(central adj carrier) adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:19

3125

M5K or (minimum shift keying)


same frequency adj2 modulator$3

U5:'PGPUB;
U5PAT

OR

ON

2006/11/06 15:25

510
3

6369

transmit$6 near digital near data

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:29

510
4

9118

transmit$6 adj2 digital adj2 data

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 15:29

510
5

30

593 and 597 and 5104

U5-PGPUB; .
U5PAT

OR

ON

2006/11/06 15:58

510
7

27662

FPGA

U5-'PGPUB;
U5PAT

OR

ON

2006/11/06 15:59

510
8

38

597 and 5107

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 14:47

510
9

476

588 same 589 same 590

U5-PGPUB;
U5PAT

OR

ON

2006/11/06 17:12

511
0

6358

transmit$4 near digital near data

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:21

511
1

3054

rate near t

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:22

511
2

6079

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:23

511
3

153

central near carrier near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:24

511
4

5110 and 5112 and 5113

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:27

511
5

1786246

msk or (minimum shift keying)

U5-PGPUB;
U5PAT

OR

ON

2006/11/0709:29

511
6

81

5110 and 5112 and 5115

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 09:30

591

476

592

1787610

593

19478

595

1013

596

75

597

1635

598

191

593 and 597

599

119

510
0

11/9/2006 3:06:00 PM
C: \Documents and Settings\N Matin\My Documents\EAST\Workspaces\10S03389.wsp

Page 5

EAST Search History


511
7

6079

511
8

20171

511
9

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:18

digital near transmission$3

U5-PGPUB;
U5PAT

OR

ON

" 2006/11/07 13:19

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:19

5117 near$3 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

5117 with 5118

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:20

375/305, 375/274, 375/286,


332/100, 332/117

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:36

U5-PGPUB;
U5PAT;
U50CR

OR

ON-

2006/11/07 13:37

2" 5117 near4 5118

512
0

1476376

512
2

512
3

1637

512
4

512
5

1786246

MSK or (minimum shift keying) or


frequency adj2 modudator

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
6

88622

(carrier or center or fundamental)


adj2 frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
7

522807

time adj (interval or period)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 13:48

512
8

449

5125 same 5126 same 5127

U5-PGPUB;
U5PAT;
EPO; JPO

OR

ON

2006/11/07 13:49

512
9

12

("5148179" I "5323322" I
"5345244" I "5436632" I "5477458"
I "5495257" I "5523761" I
"5523763" I "5563607" I "5563917"
I "5621646" I "5691723").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/0713:53

513
0

("4406009").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:50

513
1

("3619502").PN.

U5-PGPUB;
U5PAT

OR

OFF

2006/11/07 14:53

513
2

101

frequenc$3 same 1/4T

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:07

513
3

133365

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

513
4

27

5132 and 5133

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:09

513
5

17

5134 and carrier

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:19

("4897620"

I "5022054").PN.

11/9/2006 3:06:00 PM
C:\Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 6

EAST Search History


("3816657" I "4344178" I
"4375099" I "4389722" I "4423390"
I "4455651" I "4587661" I
"4653053" I "4707839" I "4748622"
I "4765753" I "4821120" I .
"4901368" I "4907181" I "4932070"
I "4943976" I "4953178" I
"4977578" I "5020075" I "5144640"
I "5151919" I "5157686" I
"5170411" I "5177765" I "5177766"
I "5189683" I "5204876" I
"5210770" I "B1Re32905" I.
"Re32905").PN.

U5-PGPUB;
U5PAT;
U50CR

OR

ON

2006/11/07 16:32

digital same data same transmit$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:34

85212

reference same station

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:35

513
9

79025

satellite same system

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:35

514
0

2981

5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:39

514
1

5135 and satellite

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
2

5135 and 5137 and 5138 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
3

5135 and 5137 and 5139

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 16:45

514
4

"10503389"

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
5

"20050111578"

. U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:03

514
7

5135 and satellite and


microprocessor

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:21

514
8

5135 and microprocessor

U5-PGPUB;
USPAT

OR

9N

2006/11/07 17:23

514
9

microprocessor near2 program


near2 frequency same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:24

515
0

176

microprocessor near2 frequency


same stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
2

microprocessor near2 frequency


adj3 stage$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:25

515
4

1485

microprocessor near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:34

515
5

2325

M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

513
6

29

513
7

115143

513
8

11/9/2006 3:06:00 PM
C:\Documents and Settings\NMatin\My Documents\EAST\Workspaces\lOS03389.wsp

Page 7

EAST Search History


515
6

16

5154 and 5155

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:31

515
7

22

microprocessor near program near


frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:37

515
8

microprocessor near able near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

515
9

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:38

516
0

microprocessor near capable near


program near frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:39

516
1

microprocessor near (capable or


able) near program$3 near
frequency$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:40

516
2

91

microprocessor near (capable or


able) near program$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/0808:50

516
3

27722

FPGA or (field programmable gate


array) near shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:55

516
4

2039338

005 or (direct digital synthesis)

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
5

5162 and 5163 and 5164 .

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

516
6

24034

5163 and 5164

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 17:57

516
7

1663

microprocessor near frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

516
8

39

5163 and 5164 and 5167

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

516
9

96082

005

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
0

5163 and 5167 and 5169

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:07

517
1

8300

microprocessor near program

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:08

517
2

125

5163 and 5171

U5-PGPUB;
U5PAT

OR

ON

2006/11/07 18:09

517
3

3547469

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:57

517
4

microprocessor near (capable or


able) near program$3 near FPGA or
(field programmable gate array)
near (capable of able) near shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/0808:54

11/9/20063:06:00 PM
C:\Documents and Settings\N Matin\My Documents\EAST\Workspaces\10S03389.wsp

Page 8

EAST Search History ,


microprocessor near (capable or
able) near program$3 near FPGA or
(field programmable gate array)
near M5K

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:55

microprocessor near (capable or


able) near program$3 same FPGA
or (field programmabl~ gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 08:57

frequency near modulator

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:00

375/305

U5-PGPUB;
USPAT

OR

ON

2006/11/08 09:01

microprocessor near (capable or


able) near program$3 same FPGA
or (field programmable gate array)
same 005 or (direct digital
synthesis)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:21

5180 and 5181 and 5182

U5-PGPUB;'
U5PAT

OR

ON

2006/11/0809:06

modulat$2 and (successive$2 or


iterativ$2 proceed$3)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:06

5181 and 5182 and 5184

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:14

5182 and 5184

U5-PGPUB;
U5PAT

OR

ON

2006/11/0809:14

microprocessor near (capable or


able) near program$3 same FPGA
or (field programmable gate array)

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:23

generat$4 near frequenc$4 near

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:46

microprocessor near2 (able or


capable) near2 program adj3
frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:55

microprocessor near2 (able or


capable) near2 program with
frequency

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 09:59

519
2

microprocessor near4 (able or


capable) near3 program with
frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:36

519
4

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:41

519
5

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:40

517
6

20

517
8

3547469

518
0

6079

518
1

139

518
2

2011390

518
3

15

518
4

133365

518
5

32

518
6

112176

518
7

3547469

518
8

38

519
0

519
1

DDS

11/9/20063:06:00 PM
C:\Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 9

EAST Search History


519
6

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3 near satellite

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:41

519
7

27718

FPGA or (field programmable gate


array) near (able or capable) near
shape near modulation near
transmit$3 near satellite near
system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:42

519
8

10

digital near data near satellite near


system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:43

519
9

digital near data near transmit$3


near satellite near system

'U5-PGPUBi
U5PAT

OR

.ON

2006/11/08 11:44

520
0

19

digital adj2 data near3 transmit$3


near3 satellite near3 system

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 11:44

520
1

27718

FPGA or (field programmable gate


array) near2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:42

520
2

27718

FPGA or (field programmable gate


array) adj2 (able or capable) near
shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:44

520
3

FPGA adj2 (able or capable) near


shape near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:44

520
4

FPGA near2 (able or capable) near


shape near modulation

U5-PGPUB; .
U5PAT

OR

ON

2006/11/08 12:45

521
0

10

FPGA near modulation

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:52

521
6

27718

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 12:55

521
7

142

FPGA near4 modulat$5

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
8

198

FPGA near2 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:11

521
9

165

FPGA adj3 able

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:19

522
0

FPGA adj3 able near2 modulat$4

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
1

FPGA adj3 able near2 shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:20

522
2

FPGA adj3 shape

U5-PGPUB;
U5PAT

OR'

ON

2006/11/08 13:36

522
3

FPGA and 375/305

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

522
4

FPGA and 375/274

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

11/9/20063:06:00 PM
C:\Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 10

EAST Search History


522
5

22

522
6

522
7

FPGA and 375/286

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:28

FPGA near'shape

U5-PGPUB;
U5PAT

OR

ON

2006/11/0813:37

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:47

[modulat$3 near5 (data or signal)]


and adjus$3 near5 frequenc$3

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:52

FPGA

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

583, FPGA near microprocessor

522
8

4414

522
9

27718

523 '
0

583

5227 and 5229

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:51

523
1

244

5229 and 5228

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 13:53

523
2

"20050111578"

U5-PGPUB;
U5PAT

OR

ON

2006/11/08 17:17

11/9/20063:06:00 PM
C: \Documents and Settings\NMatin\My Documents\EAST\Workspaces\10S03389.wsp

Page 11

Page 1 of2

UNITED STATES DEPARTMENT OF COMMERCE


United States Patent and Trademark Office
Addrc..:COMMISSIONER FOR PATENTS
P.O. Box 14SO

Alexandria, \'illlinia 223131450


www.UIplo.gov

10/503,389

62755 (4590-324)

33308
LOWE HAUPTMAN GILMAN & BERNER, LLP
1700 DIAGNOSTIC ROAD, SUITE 300
ALEXANDRIA, VA 22314

LA. FILING DATE

02/14/2003

PRIORITY DATE

02/22/2002

CONFIRMATION NO. 9281


371 ACCEPTANCE LETTER

I~~ImII~ M
II I~ I~~ II I~~ I~~ ImlmllOOII 1I1~ I~II~m~I~ I~I ~~
*OC000000015009176*

Date Mailed: 01/31/2005

NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C 371 AND 37 CFR 1.495


The applicant is hereby advised that the United States Patent and Trademark Office in its capacity as a
Designated 1 Elected Office (37 CFR 1.495), has determined that the above identified international application has
met the requirements of 35 U.S.C. 371, and is ACCEPTED for national patentability examination in the United
States Patent and Trademark Office.
The United States Application Number assigned to the application is shown above and the relevant dates are:

08/03/2004
DATE OF RECEIPT OF 35 U.S.C. 371(c)(1), (c)(2) and
(c)(4) REQUIREMENTS

08/03/2004
DATE OF COMPLETION OF ALL 35 U.S.C. 371
REQUIREMENTS

A Filing Receipt (PTO-103X) will be issued for the present application in due course. THE DATE APPEARING
ON THE FILING RECEIPT AS THE" FILING DATE" IS THE DATE ON WHICH THE LAST OF THE 35 U.S.C.
371 (c)(1), (c)(2) and (c)(4) REQUIREMENTS HAS BEEN RECEIVED IN THE OFFICE. THIS DATE IS SHOWN
ABOVE. The filing date of the above identified application is the international filing date of the international
application (Article 11(3) and 35 U.S.C. 363). Once the Filing Receipt has been received, send all
correspondence to the Group Art Unit designated thereon.
The following items have been received:

Copy of the International Application filed on 08/03/2004


English Translation of the IA filed on 08/03/2004
Copy of the International Search Report filed on 08/03/2004
Copy of IPE Report filed on 08/03/2004
Preliminary Amendments filed on 08/03/2004
Information Disclosure Statements filed on 08/03/2004
Oath or Declaration filed on 08/03/2004
Request for Immediate Examination filed on 08/03/2004
U.S. Basic National Fees filed on 08/03/2004
Assignment filed on 08/03/2004
Priority Documents filed on 08/03/2004

Page 2 of2

Applicant is reminded that any communications to the United States Patent and Trademark Office must be mailed
to the address given in the heading and include the U.S. application no. shown above (37 CFR 1.5)

KAREN R MCLEAN
Telephone: (703) 308-9117

PART 3 - OFFICE COpy


FORM PCT/DO/EO/903 (371 Acceptance Notice)

tm)2 Rec'd PCTJPTO


FORM PTO1390

U.S. DEPARTME!'ITOFCOMMERCEPATE!'IT AND TRADEMARK OFFICE

TIi\N;MITTAL LETTER TO THE UNITED STATES


DESIGNATEDIELECTED OFFICE (DOIEOIUS)
CONCERNING A FILING UNDER 35 U.S.c. 371

-I

IINTERNATlONAL APPLICATION NO.

IINTERNATlONAL FILING DATE

I PCTIFR03/00487

I February 14, 2003

I TITLE OF INVENTION

o 3 AUG 2OQ(

AITORNEY'S DOCKET NUMBER

162755 (4590-324)

I PRIORITY DATE CLAIMED

I February 22, 2002

ITRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY MODULATOR


I APPLlCANT(S) FOR DO/EO/US

IGerard DUSSARAT; Daniel BOURASSEAU


Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other infonnation:
I.

[8]

This is a FIRST submission of items concerning a filing under 35 U.S.c. 371.

2.

This is a SECOND or SUBSEQUENT submission of items conceming a filing under 35 U.S.c. 371.

3. [8]

4.

[8]

5. [8]

This is an express request to begin national examination procedures (35 U.S.c. 37 I (f). The submission must include items (5),
(6), (9) and (21) as indicated below.
The US has been elected (Article 31).
A copy of the International Application as filed (35 U.S.c. 371 (c)(2

a.
b.

c.
6.

7.

8.

I8l

9. [8]
10.

0
I8l
0

is transmitted herewith (required only if not transmitted by the International Bureau).


has been transmitted by the International Bureau.
is not required, as the application was filed in the United States Receiving Office (ROIUS)

An English language translation of the International Application as filed (35 U.S.c. 371 (c)(2

a.

[8]

is attached hereto.

b.

has been previously submitted under 35 U.S.c. 154(d)(4).

Amendments to the claims of the International Application under PCT Article 19 (35 U.S.c. 371 (c)(3
a.

are transmitted herewith (required only if not transmitted by the International Bureau).

b.

have been transmitted by the International Bureau.

c.

have not been made; however, the time limit for making such amendment has NOT expired.

d.

have not been made and will not be made.

An English language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371 (c)(3 is submitted
herewith.
An oath or declaration of the inventor(s) (35 U.S.c. 371 (c)(4 submitted herewith.
An English language translation of the annexes to the International Preliminary Examination Report under PCT Article 36
(35 U.S.c. 371 (c)(5 is submitted herewith.

Items II to 20 below concern other document(s) or information included:


II.
12.
13.
14.
15.
16.
17.
18.
19.
20.

I8l
I8l
I8l
0
0
0
0
0
0
I8l

An Information Disclosure Statement under 37 CFR 1.97 and 1.98.


An assignment document for recording (including a separate cover sheet in compliance with 37 CFR 3.28 and 3.31)
A preliminary amendment.
An Application Data Sheet under CFR 1.76
A substitute specification.
A power of attorney and/or change of address letter
A computer-readable form of the sequence listing in accordance with peT Rule 13/er.2 and 37 CFR 1.821-1.825
A second copy of the published international application under 35 U.S.c. 154(d)(4)
A second copy of the English language translation of the international application under 35 u.s.e. 154(d)(4)
Other items or infonnation:
WO/03/071757.

International Preliminary Examination Report; International Search Report; 1st page of

0T11 Rec'd PCT/P:rO 03 AUG 201M

..

u.s. APPLICATION NO. (if known, see 37 CFR


21.

IZJ

\.5)

INTERNATIONAL APPLICATlON NO.

ATTORNEY'S DOCKET NUMBER

"f' J J50; 3'8 JeTIFR03/00487

4590-324

The following"fees are submitted:

CALCULATIONS

PTOUSEONLY

BASIC NATIONAL FEE (37 CFR 1.492(a)(1)-(5:


Neither international preliminary examination fee (37 CFR 1.482) nor international
search fee (37 CFR 1.445(a)(2 paid to USPTO and International Search Report
noI prepared by the EPO or JPO ..........................................

$ 1,080.00

International preliminary examination fee (37 CFR 1.482) not paid to USPTO but
International Search Report prepared by the EPO or JPO ....................

$ 920.00

International preliminary examination fee (37 CFR 1.482) not paid to USPTO but
international search fee (37 CFR 1.445(a)(2 paid to USPTO ................

$ 770.00

International preliminary examination fee (37 CFR 1.482) paid to USPTO but all
claims did not satisfy provisions ofPCT Article 33(1)-(4) .....................

$ 730.00

International preliminary examination fee (37 CFR 1.482) paid to USPTO and all
claims satisfied provisions of PCT Article 33(1 )-(4) ..........................

$ 100.00

ENTER APPROPRIATE BASIC FEE AMOUNT


Surcharge of$130.00 for furnishing the oath or declaration later than 30 months from the
earliest claimed priority date (37 CFR 1.492(e.
CLAIMS

NUMBER FILED

NUMBER EXTRA

RATE

920.00

0.00

Total Claims

14

- 20 =

x $18.00

0.00

Independent Claims

- 3=

x $86.00

0.00

+ $290.00

0.00

920.00

0.00

920.00

0.00

920.00

40.00

960.00

Multiple dependent c1aim(s) (if applicable)

TOTAL OF ABOVE CALCULATIONS

Applicant claims small entity status. See 37 CFR 1.27. The fees indicated above are reduced by Yi.

SUBTOTAL
Processing fee of $130.00 for furnishing the English translation later than the 30
months from the earliest claimed priority date (37 CFR 1.492(f).

TOTAL NATIONAL FEE


Fee for recording the enclosed assignment (37 CFR 1.21(h. The assignment must be
accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property

TOTAL FEES ENCLOSED =

Amount to be
refunded:

charged:

b.

0
0

c.

IZJ

The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment to
Deposit Account No. 07-1337. A duplicate copy of this sheet is enclosed.

c.

IZJ

Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card information
should not be included on this form. Provide credit card information and authorization on PTO-2038.

a.

A check in the amount of$

.00 to cover the above fees is enclosed.

Please charge my Deposit AccoWlt No. 07-1337 in the amount of$ _


enclosed.

to cover the above fees. A duplicate copy of this sheet is

NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b must be
filed and granted to restore the application to pending status. Kindly use the attorneys' address associated with the following
Customer Number for future correspondence.
SEND ALL CORRESPONDENCE TO:
LOWE HAUPTMAN GILMAN & BERNER, LLP
1700 Diagonal Road, Suite 300
Alexandria, VA 22314
(703) 684-1111

Customer No.
33308
PATENT TRADEMARK OFFICE

~~.~
SI

ATURE

Kenneth M. Berner
NAME

37,093
REGISTRATION NUMBER
BASED ON FORM PTD-I 390 (Rev. 0\.20(3)

tm)2 Rec'd PCTJPTO


FORM PTO1390

U.S. DEPARTME!'ITOFCOMMERCEPATE!'IT AND TRADEMARK OFFICE

TIi\N;MITTAL LETTER TO THE UNITED STATES


DESIGNATEDIELECTED OFFICE (DOIEOIUS)
CONCERNING A FILING UNDER 35 U.S.c. 371

-I

IINTERNATlONAL APPLICATION NO.

IINTERNATlONAL FILING DATE

I PCTIFR03/00487

I February 14, 2003

I TITLE OF INVENTION

o 3 AUG 2OQ(

AITORNEY'S DOCKET NUMBER

162755 (4590-324)

I PRIORITY DATE CLAIMED

I February 22, 2002

ITRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY MODULATOR


I APPLlCANT(S) FOR DO/EO/US

IGerard DUSSARAT; Daniel BOURASSEAU


Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other infonnation:
I.

[8]

This is a FIRST submission of items concerning a filing under 35 U.S.c. 371.

2.

This is a SECOND or SUBSEQUENT submission of items conceming a filing under 35 U.S.c. 371.

3. [8]

4.

[8]

5. [8]

This is an express request to begin national examination procedures (35 U.S.c. 37 I (f). The submission must include items (5),
(6), (9) and (21) as indicated below.
The US has been elected (Article 31).
A copy of the International Application as filed (35 U.S.c. 371 (c)(2

a.
b.

c.
6.

7.

8.

I8l

9. [8]
10.

0
I8l
0

is transmitted herewith (required only if not transmitted by the International Bureau).


has been transmitted by the International Bureau.
is not required, as the application was filed in the United States Receiving Office (ROIUS)

An English language translation of the International Application as filed (35 U.S.c. 371 (c)(2

a.

[8]

is attached hereto.

b.

has been previously submitted under 35 U.S.c. 154(d)(4).

Amendments to the claims of the International Application under PCT Article 19 (35 U.S.c. 371 (c)(3
a.

are transmitted herewith (required only if not transmitted by the International Bureau).

b.

have been transmitted by the International Bureau.

c.

have not been made; however, the time limit for making such amendment has NOT expired.

d.

have not been made and will not be made.

An English language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371 (c)(3 is submitted
herewith.
An oath or declaration of the inventor(s) (35 U.S.c. 371 (c)(4 submitted herewith.
An English language translation of the annexes to the International Preliminary Examination Report under PCT Article 36
(35 U.S.c. 371 (c)(5 is submitted herewith.

Items II to 20 below concern other document(s) or information included:


II.
12.
13.
14.
15.
16.
17.
18.
19.
20.

I8l
I8l
I8l
0
0
0
0
0
0
I8l

An Information Disclosure Statement under 37 CFR 1.97 and 1.98.


An assignment document for recording (including a separate cover sheet in compliance with 37 CFR 3.28 and 3.31)
A preliminary amendment.
An Application Data Sheet under CFR 1.76
A substitute specification.
A power of attorney and/or change of address letter
A computer-readable form of the sequence listing in accordance with peT Rule 13/er.2 and 37 CFR 1.821-1.825
A second copy of the published international application under 35 U.S.c. 154(d)(4)
A second copy of the English language translation of the international application under 35 u.s.e. 154(d)(4)
Other items or infonnation:
WO/03/071757.

International Preliminary Examination Report; International Search Report; 1st page of

0T11 Rec'd PCT/P:rO 03 AUG 201M

..

u.s. APPLICATION NO. (if known, see 37 CFR


21.

IZJ

\.5)

INTERNATIONAL APPLICATlON NO.

ATTORNEY'S DOCKET NUMBER

"f' J J50; 3'8 JeTIFR03/00487

4590-324

The following"fees are submitted:

CALCULATIONS

PTOUSEONLY

BASIC NATIONAL FEE (37 CFR 1.492(a)(1)-(5:


Neither international preliminary examination fee (37 CFR 1.482) nor international
search fee (37 CFR 1.445(a)(2 paid to USPTO and International Search Report
noI prepared by the EPO or JPO ..........................................

$ 1,080.00

International preliminary examination fee (37 CFR 1.482) not paid to USPTO but
International Search Report prepared by the EPO or JPO ....................

$ 920.00

International preliminary examination fee (37 CFR 1.482) not paid to USPTO but
international search fee (37 CFR 1.445(a)(2 paid to USPTO ................

$ 770.00

International preliminary examination fee (37 CFR 1.482) paid to USPTO but all
claims did not satisfy provisions ofPCT Article 33(1)-(4) .....................

$ 730.00

International preliminary examination fee (37 CFR 1.482) paid to USPTO and all
claims satisfied provisions of PCT Article 33(1 )-(4) ..........................

$ 100.00

ENTER APPROPRIATE BASIC FEE AMOUNT


Surcharge of$130.00 for furnishing the oath or declaration later than 30 months from the
earliest claimed priority date (37 CFR 1.492(e.
CLAIMS

NUMBER FILED

NUMBER EXTRA

RATE

920.00

0.00

Total Claims

14

- 20 =

x $18.00

0.00

Independent Claims

- 3=

x $86.00

0.00

+ $290.00

0.00

920.00

0.00

920.00

0.00

920.00

40.00

960.00

Multiple dependent c1aim(s) (if applicable)

TOTAL OF ABOVE CALCULATIONS

Applicant claims small entity status. See 37 CFR 1.27. The fees indicated above are reduced by Yi.

SUBTOTAL
Processing fee of $130.00 for furnishing the English translation later than the 30
months from the earliest claimed priority date (37 CFR 1.492(f).

TOTAL NATIONAL FEE


Fee for recording the enclosed assignment (37 CFR 1.21(h. The assignment must be
accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property

TOTAL FEES ENCLOSED =

Amount to be
refunded:

charged:

b.

0
0

c.

IZJ

The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment to
Deposit Account No. 07-1337. A duplicate copy of this sheet is enclosed.

c.

IZJ

Fees are to be charged to a credit card. WARNING: Information on this form may become public. Credit card information
should not be included on this form. Provide credit card information and authorization on PTO-2038.

a.

A check in the amount of$

.00 to cover the above fees is enclosed.

Please charge my Deposit AccoWlt No. 07-1337 in the amount of$ _


enclosed.

to cover the above fees. A duplicate copy of this sheet is

NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b must be
filed and granted to restore the application to pending status. Kindly use the attorneys' address associated with the following
Customer Number for future correspondence.
SEND ALL CORRESPONDENCE TO:
LOWE HAUPTMAN GILMAN & BERNER, LLP
1700 Diagonal Road, Suite 300
Alexandria, VA 22314
(703) 684-1111

Customer No.
33308
PATENT TRADEMARK OFFICE

~~.~
SI

ATURE

Kenneth M. Berner
NAME

37,093
REGISTRATION NUMBER
BASED ON FORM PTD-I 390 (Rev. 0\.20(3)

0111 Rec'd PCT/P10 03 AUG 2004


i.

TRANSMISSION OF DIGITAL DATA BY MEANS OF A


FREQUENCY MODULATOR

The invention relates to a method of transmitting digital data by


means of a frequency modulator based on a frequency modulation of
minimum phase gradient or "Minimum Shift Keying" (MSK) type.
The subject of the invention is also the corresponding device.
5

The invention applies to all digital data transmissions using MSKtype frequency modulation.
It applies in particular to the accurate determination of the position

10

15

of a mobile on the basis of necessary data transmitted between a reference


station and the mobile, both receiving satellite-based positioning signals.
For the determination of the absolute position of a mobile, use is
commonly made of satellite-based position measurement means, using for
example the radio signals emitted by the satellites of the GPS (Global
Positioning System) or of other similar systems (GLONASS system, future
GALILEO system). The accuracy obtained goes from a few meters to a few
tens of meters.
In the GPS system, the signal emitted by a satellite is coded and
the time taken by the signal to reach the point to be located is used to
determine the distance between this satellite and this point, preferably called

20

the pseudo-distance so as to take account of synchronization errors between


the clock of the satellite and that of the station. These synchronization errors
are conventionally eliminated by calculation when the signals are received
from at least four different satellites. The determination of the distance
between the point to be located and several satellites makes it possible,
knowing the geographical coordinates of the satellites, to calculate the

25

coordinates of the point to be located, usually coordinates expressed as


latitude, longitUde and altitude in a fixed terrestrial reference frame.
To determine the precise position of a mobile (accuracy of from a
centimeter to a meter, as the case may be), a so-called "differential GPS"

30

procedure is used, which consists in using, at the level of the mobile, for the
calculation of its position, the errors noted with regard to each pseudodistance at the level of a so-called reference station of known position.
This procedure makes it possible to correct the position calculation
errors due in particular to trajectory deformations and to propagation. These

errors are corrected, for example, by comparing for the reference station its
known position and its calculated position arising from the measurement of
the propagation time between the satellite and the reference station.
The digital data corresponding to these errors are transmitted by
5

the reference station to the mobile. Traditionally, these digital data are
transmitted by radio using MSK-type frequency modulation, well-suited to an
information bit rate that may be as much as 200 baud (bits per second).
For greater information bit rates, such as 400 baud, the MSK-type
frequency modulation is no longer suitable since it exhibits too wide a

10

frequency spectrum that decreases too slowly.


It is in fact recalled that the narrower the spectra of the reference
stations and the faster they decrease, the more they can be juxtaposed on
the same frequency band without them encroaching on one another and thus

15

the more reference stations there can be.


Now, it is noted that curve a), representing in figure 1 the
frequency spectrum of an MSK modulation at 400 baud, exhibits at 1000 Hz
a sidelobe situated at around -38 dB from the central lobe, whereas one
wants it to be situated at around -50 dB.
One solution consists in preceding the MSK frequency modulation

20

by a Gaussian low-pass filtering. One is then dealing with a Gaussian


minimum phase gradient, or "GMSK" (Gaussian minimum shift keying)
modulation, whose frequency spectrum is represented by curve b) of figure 1.
The spectral occupancy is better adapted than in the case of "MSK"
modulation, but the GMSK modulation introduces undesirable inter-symbol

25

crosstalk.
It is recalled that inter-symbol crosstalk consists in the reception of
the data (also termed symbols) being scrambled through the simultaneous
reception of the correct data and of a tailoff of the previous data item or even

30

of the previous but one.


An important aim of the invention is therefore to propose a method
and a device exhibiting spectral occupancy equivalent to that exhibited by
GMSK modulation, without introducing inter-symbol crosstalk.
Another aim of the invention is to propose a method that is easy to
implement.

To achieve these aims, the invention proposes a method of


transmitting digital data exhibiting a rate T by means of a frequency
modulator able to modulate as a function of the data, a central carrier
frequency
5

to at a first frequency value fO + 1/4T and/or a second frequency

value to - 1/4T, this process being characterized in that it comprises the step
consisting in modulating the central carrier frequency to from one of the
frequency values to the other during a time interval T, via successive
frequency stages.

10

Thus, instead of going directly from a first frequency value


corresponding to a first value of a data item, to a second frequency value
corresponding to a second value of a data item, one goes from the first
frequency to the second through successive frequency stages.

15

The frequency spectrum corresponding to these staged changes


of frequency exhibits a faster decrease than the spectrum of an "MSK"
modulation.
This staged change of frequency furthermore exhibits the
advantage of consuming less energy at high frequency than during

20

instantaneous changes of frequency such as in the case of "MSK"


modulation, this energy gain then being in part carried over to the central
lobe of the spectrum, thus giving it a slightly wider useful band than in the
case of "MSK" modulation and resulting in a gain in the signal/noise ratio with
respect to "MSK", for identical conditions.

25

According to a characteristic of the invention, the frequency stages


for going from to - 1/4T to to + 1/4T are the same in absolute value as the
frequency stages for going from to + 1/4T to fO - 1/4T.
The number of frequency stages for going from one of the
frequency values to the other is preferably equal to 16.

30

The method applies in particular when the digital data are


transmitted between a reference station and a mobile of a satellite-based
positioning system.
Also, the subject of the invention is not only the method of
transmitting data, the gist of which has just be described, but also a device

35

able to implement a frequency modulation at a rate T according to two


predetermined frequencies. This device comprises means for shaping the
said modulation as several frequency stages during a time interval T.

This device comprises a microprocessor able to program the


frequency stages and preferably, linked to the microprocessor, a device able
to shape the modulation as a function of data to be transmitted and of the
programmed stages.
5

Finally, a subject of the invention is a frequency modulator,


characterized in that it comprises a device able to shape a frequency
modulation as described and a device for generating instantaneous
frequencies.

10

Other characteristics and advantages of the invention will become


apparent on reading the detailed description which follows and which is given
with reference to the appended drawings in which:
- the curves represented diagrammatically in figure 1 illustrate the
variation of the frequency spectrum of a modulator of "MSK" type (curve a)

15

and "GMSK" type (curve b);


- figures 2a), 2b) and 2c) diagrammatically represent, as a function
of time t, respectively an example of binary data to be transmitted, and the
corresponding frequency and phase modulations;
- figure 3 diagrammatically represents as a function of time t, the

20

frequency modulations corresponding to an input signal comprising the data


-1, 1, -1 for a conventional "MSK" modulation (curve a) and for an exemplary
modulation according to the invention designated "MSK16" (curve b);
- figure 4 diagrammatically represents as a function of time t, the
"MSK" modulation (curve a) and "MSK16" modulation (curve b) for an input

25

signal comprising the data -1,1,1, -1,1,1, -1,1, -1,1;


- figure 5 diagrammatically represents as a function of time, the
phase variations corresponding to the said "MSK" modulation (curve a) and
"MSK16" modulation (curve b) for an input signal comprising the data -1,1,1,
-1,1,1, -1,1, -1,1;

30

- figure 6 diagrammatically represents the frequency spectra of an

"MSK" modulation at 400 baud (curve a) and of an "MSK16" modulation at


400 baud (curve b);
- figure 7 diagrammatically represents an exemplary device able to
implement the method according to the invention.
35

The frequency modulation according to the invention is based on


an "MSK"-type modulation.
The features of the frequency modulation of "MSK" type are briefly
recalled on the basis of an example described in conjunction with figures 2a),
5

2b) and 2c).


This is of course a constant-amplitude modulation.
The binary data to be transmitted, represented in figure 2~), each
have a duration T also referred to as the data rate. As represented in figure
2b), each data item is transmitted as a frequency, for a duration T according

10

to the following characteristics:


a) +1 is represented by the first frequency to + 1/4T,
b) -1 is represented by the second frequency to - 1/4T,
to being the central carrier frequency.
With this frequency modulation may be associated over the

15

duration T, a variation of the phase according to the following formula:


T

rp = 2JZf (t)jt

(1 )

The deviation 1/4T is chosen in such a way that the corresponding


20

phase <p, represented in figure 2c), varies linearly between -1t/2 and 1t/2.
On reception, phase demodulation is often preferred to frequency
demodulation.
The method according to the invention consists in going from one
frequency to the other according to successive stages in such a way as to

25

attain the desired frequency (to 1/4T) at the end of the duration T. Thus, at
the end of a time T, the corresponding phase <p attains the same value ( 1t/2)
as in the case of "MSK" modulation; this makes it possible on reception to
phase-demodulate the data received whether they have been modulated
according to conventional "MSK" modulation or according to the invention.

30

In what follows, consideration is given to an example of frequency


modulation with 16 frequency stages, the carrier frequency fO taking values
between 1.6 and 3.5 MHz, in particular 1.8146 MHz, the rate T corresponding
to 400 Hz and 1/4T being equal to 100 Hz. The data thus modulated in this

HF (high frequency) range are transmitted by means of a suitable antenna, in


this instance a large antenna.
The number of stages may take other values such as, for
example, 8 or 32.
Illustrated in figure 3 is this example of frequency modulation for

an input signal comprising the data -1, 1, -1. Curve a) corresponds to


conventional "MSK" modulation and exhibits two frequency states; curve b)
corresponds to the modulation according to the invention referred to as
"MSK16" since the modulation is shaped as 16 frequency stages.
As regards the "MSK16" curve (b), the frequency to + 1/4T

10

normalized in the figure to +1 is attained at the 16th stage; likewise, the


frequency fO - 1/4T normalized in the figure to -1 is attained at the 16th stage.
In order for a receiver able to demodulate data modulated according to an
"MSK" modulation to be compatible with a modulation according to the
15

invention, "MSK16" for example, it is necessary for the phase to be equal to

n/2 at the end of the time T. This is why, having regard to relation (1),
certain frequency stages exceed (in absolute value) the frequency to be
attained.
The "MSK16" curve (b) which, in order to go from the frequency-1
20

to the frequency +1 with a phase variation equal to n/2, exhibits 16


frequency stages of the form kj x (1/4T), i varying from 1 to 16, was obtained
with the following coefficients kj:

25

-0.703

-0.413

-0.12

+0.173

+0.466

+0.76

+1.053

+1.346

+1.64

+1.933

+2.226

+2.053

+1.791

+1.528

+1.266

+1

Likewise, the 16 frequency stages for going from +1 to -1 were


obtained with the opposite coefficients:
30

+0.703

+0.413

+0.12

-0.173

-0.466

-0.76

-1.053

-1.346

-1.64

-1.933

-2.226

-2.053

-1.791

-1.528

-1.266

-1

Of course, as in the case of "MSK", the frequency remains stable


when the data do not change; illustrated in figure 4 are the "MSK" modulation
35

(curve a) and "MSK16" modulation (curve b) for an input signal comprising

the data -1, 1, 1, -1, 1, 1, -1, 1, -1, 1. The differences between these two

10

15

20

curves appear only at the changes of frequency.


The phase variations of this input signal are illustrated in figure 5:
curves a and b corresponding respectively to the "MSK" and "MSK16"
modulations. The phases vary by 1t/2 over T in both cases, the phase of
curve b) first lagging slightly behind that of curve a) and subsequently
catching it up.
The frequency spectrum of an "MSK16" modulation at 400 baud
exhibits, as illustrated in figure 6, curve b a faster decrease than the
spectrum of an "MSK" modulation at 400 baud also, illustrated by curve a. At
1000 Hz, one clearly obtains a sidelobe situated at around -50 dB of the
central lobe and the sidelobes are much less marked.
This staged change of frequency furthermore exhibits the
advantage of consuming less energy at high frequency than during
instantaneous changes of frequency,as in the case of "MSK" modulation,
this energy gain then being in part carried over to the central lobe of the
spectrum which is flatter in the case of "MSK16" modulation than in that of
"MSK" modulation and thus gives it a slightly wider useful band and therefore
a signal/noise ratio higher by around 2 dB, for identical conditions.
As has been seen, as far as reception is concerned, conventional
phase or frequency demodulation corresponding to "MSK" modulation may
be performed.
As represented in figure 7, the method according to the invention
is implemented by a modulator comprising a device 1 for shaping the

25

30

35

modulation as 16 stages, which is linked to a device 2 able to generate the


instantaneous frequency using, for example, a "DDS" function, the acronym
standing for "Direct Digital Synthesis", this device itself being linked to a
power amplifier 3. When the carrier frequency lies in a frequency range other
than the HF range, a frequency transposition circuit may possibly be added
between the device 2 and the amplifier 3.
The device 1 for shaping the modulation as 16 frequency stages
comprises means 10 for programming the 16 stages, included for example in
a microprocessor, these means 10 being linked to means 20 for shaping the
modulation as a function of the data to be transmitted and of the frequency
stages such as programmed.

These means 20 for shaping the modulation may be included in

10

15

the microprocessor.
These means 20 for shaping the modulation preferably comprise
an "FPGA", the acronym standing for "Field Programmable Gate Array",
linked to the microprocessor. The "FPGA" comprises, on the one hand and
traditionally, means 21 for temporally adapting the data to be transmitted
and, on the other hand, means 22 for providing the "DDS" type device with
the instructions for generating the frequencies corresponding to the data
modulated according to an "MSK16" modulation.
Such a modulator which makes it possible to obtain a frequency
spectrum exhibiting the same advantages as that obtained by a "GMSK"-type
modulator, is however of simpler design insofar as it does not use any
Gaussian filter.
Moreover, by eliminating the Gaussian filter, it eliminates the
corresponding part of the analog processing (filtering) of the data, thereby
simplifying overall the management and the reliability of the modulator.
Furthermore, it exhibits no inter-symbol crosstalk.

CLAIMS

1. A method of transmitting digital data exhibiting a rate T by


means of a frequency modulator able to modulate as a function of the data, a
central carrier frequency to at a first frequency value to + 1/4T and/or a
second frequency value fO - 1/4T, characterized in that it comprises the step
5

consisting in modulating the central carrier frequency to from one of the


frequency values to the other during a time interval T, via successive
frequency stages.
2. The method as claimed in the preceding claim, characterized in

10

that the number of frequency stages for going from to - 1/4T to to + 1/4T is
the same as for going from to + 1/4T to fO - 1/4T.
3. The method as claimed in the preceding claim, characterized in
that the frequency stages for going from fO - 1/4T to to + 1/4T are the same in

15

absolute value as the frequency stages for going from to + 1/4T to fO - 1/4T.
4. The method as claimed in anyone of the preceding claims,
characterized in that the number of frequency stages for going from one of
the frequency values to the other is equal to 16.

20

5. The method as claimed in anyone of the preceding claims,


characterized in that the digital data are transmitted between a reference
station and a mobile of a satellite-based positioning system.
25

6. A device able to implement a frequency modulation at a rate T


according to two predetermined frequencies, characterized in that it
comprises means for shaping the said modulation as several frequency
stages during a time interval T.

30

7. The device as claimed in the preceding claim, characterized in


that it comprises a microprocessor able to program the frequency stages.
8. The device as claimed in the preceding claim, characterized in
that it furthermore comprises, linked to the microprocessor, a device of

10

"FPGA" type able to shape the modulation as a function of data to be


transmitted and of the programmed stages.
9. A frequency modulator, characterized in that it comprises a
5

device able to shape a frequency modulation according to anyone of


claims 6 to 8 and, linked to it, a device for generating instantaneous
frequencies using a "DDS" function.

ABSTRACT
TRANSMISSION OF DIGITAL DATA BY MEANS OF A
FREQUENCY MODULATOR

The invention relates to a method of transmitting digital data


exhibiting a rate T by means of a frequency modulator able to modulate as a
function of the data, a central carrier frequency to at a first frequency value
to + 1/4T and/or a second frequency value to - 1/4T. It comprises the step
consisting in modulating the carrier frequency from one of the frequency
values to the other during a time interval T, via successive frequency stages.
Figure 3

~i.'
.'1' .

1'0/503389

t1ESl AYAU.ABLE COpy115


(dB)

20
10

[IITITTIT~--r-;-:--:,

.. .~. .. . '

1 ~ r ~ "~''''1''''

...:..1...-:
...j..

.10

:..

1-".. j

~ +1..

j..... ~'-"j"'"

i ... _j.....

..:

-20

MSK

-30

.40

-so
- 60

:rj:1f.-,-;

1
u

..

i~ !~

(a)

ii.....:

"._, , ..

;.L;,::.. )_;.: ;.,_.

i i :.800: 400' , ; ' i


-1OOD.. _14t)f'\
: 0 I 400 : 800
. _.1,r:nn
~Q~.'~... _w.
"Jnn
2QQ l:!~n

I
_I
t800
I
I
. ' . _ 1000.
lJI\'lQ
I

FIG.1

MSK(al

FIG.3

f (Hz)

2/5
SfGNAl
I

_1

- t

fO+ 114 T 4 - - - fO-l,---I------I----t------_t


fO-1I4T -

L..-

--'

1t.12

.J-----~-----~---

-1(/2 ---------- ----------_

FIG.2

__ t

1~0/503

3/5

MSK (a)
6

FIG.5

389

1(1/503389
O~~ a nVI'\IU"\CLt: (JUt"' y

..

4/5

(dB)

20

~......-:-~---:--r---'-""---"""-'~~-'---:---:--""'--"~---'---r-"1
i

T..!... i!'"" .. 1....1..

10

::

:
(.(..(.
:;

..r..:.. r..

-10

~ ,

. .

1.. i

..

....I"''';....

: . . . .

MSK

-20

(a)

-30

-40

-so
-60

:
:
:-800 l-400: 0 : &00 aDO
I
-1600 .1400 .1000 -600 -200 200 600 lOOt) 1'00 1800

FIG.6

f (Hz)

10/503389
..
5/5
JI\

r LJ

t'

Vl

L!

~
..

1\'"

,.--

I
I
I
I
I

---

r---

I
I

r-J

l!:J
Cl.

u..
'-

I
,J
I ~
I
I
I
I
I
L

-I

I
I

'I'

Cl.
::l.

~
~

0
c-

--I

I
I

- - _--I

"'i'~'

~dPCTIPTO

03 AUG 2004

Declaration for Patent Application


Declaration pour Demande de Brevet
French Language Declaration

En tant I'inventeur nomme ci-apres, je declare par Ie


present acte que:

As a below-named inventor, I hereby declare that:

Mon domicile, mon adresse postale et ma nationalite sont


ceux figurant ci-dessous a cote de mon nom.

My residence, mailing address and citizenship are as


stated next to my name.

Je crois etre Ie premier inventeur original et unique (si un


seul nom est mentionne ci-dessous), ou I'un des premiers
co-inventeurs originaux (si plusieurs noms sont mentionnes
ci-dessous) de I'objet revendique, pour lequel une
demande de brevet a ete deposee concernant I'invention
intitulee

I believe I am the original, first and sole inventor (if only one
name is listed below) or an original, first and joint inventor
(if plural names are listed below) of the SUbject matter
which is claimed and for which a patent is sought on the
invention entitled.

TRANSMISSION OF DIGITAL DATA BY


MEANS OF A FREQUENCY MODULATOR.
et dont la description est fournie ci-joint

o
o

a moins

the specification of which

ci-joint

is attached hereto.

a ete deposee Ie

I8l

was filed on

sous Ie numero de demande des Etats-Unis ou Ie


numero de demande international PCT

14 February 2003

as United States Application Number Or PCT


International Application Number

_ _ _ _ _ _ _ et modifiee Ie

peT/FR 03/00487

_ _ _ _ _ _ _ (Ie cas ecMant).

and was amended on


(if applicable)

Je declare par Ie present acte avoir passe en revue et


compris Ie contenu de la description cidessus,
revendications comprises, telles que modifiees par toute
modification dont il aura ete fait reference ci-dessus.

I hereby state that I have reviewed and understand the


contents of the above-identified specification, including the
claims, as amended by any amendment referred to above.

Je reconnais devoir divulguer toute information pertinente


la brevetabilite, comme detini dans Ie Titre 37, 1.56 du
Code federal des reglementations.

I acknowledge the duly to disclose information that is


material to patentability as defined in Title 37, Code of
Federal Regulations, 1.56.

Page 1 of 3

~ \ 6-~.

,.,---...//

French Language Declaration


Je revendique par Ie present acte avoir la priorite atrangere, en
vertu du Titre 35, 119(a)-(d) ou 365(b) du Code des EtatsUnis, sur toute demande etrangere de brevet ou certificat
d'inventeur ou, en vertu du Titre 35,
365(a) du meme
Code, sur toute demande internationale PCT designant au
moins un pays autre que les Etats-Unis et figurant ci-dessous
et, en cochant la case, j'ai aussi indiqua ci-dessous toute
demande etrangere de brevet, tout certificat d'inventeur ou
toute demande internationale PCT ayant une date de depot
precedant celie de la demande a propos de laquelle une
priorite est revendiquee.

I hereby claim foreign priority under Title 35, United States


Code, 119 (a)-(d) or 365(b) of any foreign application(s) for
patent or inventor's certificate, or 365(a) of any PCT
International application which designated at least one country
other than the United States, listed below and have also
identified below, by checking the box, any foreign application
for patent or inventor's certificate, or PCT International
application having a filing date before that of the application on
which priority is claimed.

Priority Claimed
Droit de priorite
Revendique

Prior Foreign Application(s)


Demande(s) de brevet anterieure(s) dans un autre pays.

M o

0202304

FRANCE

2210212002

(Number)
(Numero)

(Country)
(Pays)

(Day/MonthlYear Filed)
(Jour/MoisiAnne de depot)

Yes

(Number)
(Numera)

(Country)
(Pays)

(Day/MonthlYear Filed)
(Jour/MoisiAnne de depot)

Yes

Qui

o
Je revendique par Ie present acte tout benefice, en vertu du
Titre 35, 119(e) du Code des Etats-Unis, de toute demande
de brevet provisoire effectuee aux Etats-Unis et figurant cidessous.

(Application No,)
(NQ de demande)

(Application No,)
(NQ de demande)

(Filing Date)
(Date de depot)

I hereby claim the benefit under Title 35, United States Code,
120 of any United States application(s), or 365(c) of any
PCT International application designating the United States,
listed below and, insofar as the subject matter of each of the
claims of this application is not disclosed in the prior United
States or peT International application in the manner provided
by the first paragraph of Title 35, United States Code, 112, I
acknowledge the duty to disclose information which is material
to patentability as defined in Title 37, Code of Federal
Regulations, 1,56 which became available between the filing
date of the prior application and the national or PCT
International filing date of this application.

PCT/FR 03/00487

14.02.2003

(Application No,)
(NQ de demande)

(Filing Date)
(Date de depot)

(Status: Patented, Pending. Abandoned)


(Statut : breveta, en cours d'examen, abandonna)

(Application No.)
(NQ de demande)

(Filing Date)
(Date de depot)

(Status: Patented, Pending, Abandoned)


(Statut : brevete, en cours d'examen, abandonna)

Je declare par Ie present acte que toute declaration ci-incluse


est, a ma connaissance, varidique et que toute declaration
partir de renseignements ou de suppositions est
formulee
tenue pour veridique; et de plus, que toutes ces declarations
ont ete formuleesen sachant' quetoutefausse 'declaration
volontaire ou son equivalent est passible d'une amende ou
d' une incarceration, ou des deux. en vertu de la 1001 du
Titre 18 du Code des Etats-Unis, et que de telles declarations
volontairement fausses risquent de compromeltre la validite de
la demande de brevet ou du brevet delivre partir de celle-ci.

No
Non

I hereby claim the benefit under Title 35, United States Code,
119(e) of any United States provisional application(s) listed
below.

(Filing Date)
(Date de depot)

Je revendique par Ie present acte tout benefice, en vertu du


Titre 35, 120 du Code des Etats-Unis, de toute demande de
brevet effectuee aux Etats-Unis, ou en vertu du Titre 35,
365(c) du meme Code, de toute demande internationale PCT
designant les Etats-Unis et figurant ci-dessous et, dans la
mesure ou I'objet de chacune des revendications de cette
demande de brevet n'est pas divulgue dans la demande
anterieure americaine ou internationale PCT, en vertu des
dispositions du premier paragraphe du Titre 35, 112 du Code
des Etats-Unis, je reconnais devoir divulguer toute information
pertinente
la brevetabilite, comme defini dans Ie Titre 37,
1.56 du Code federal des reglementations, dont j'ai pu
disposer entre la date de depot de la demande anterieure et la
date de depot de la demande nationale ou internationale PCT
de la presente demande:

Qui

No
Non

I hereby declare that all statements made herein of my own


knowledge are true and that all statements made on
information and belief are believed to be true; and further that
these statements were made with the knowledge that willful
false'statementsand the'like'so made are 'punishable by fine
or imprisonment, or both, under Section 1001 of Title 18 of
the United States Code and that such willful false statements
may jeopardize the validity of the application or any patent
issued thereon.

Page 2 of 3

French Language Declaration


POUVOIRS: En tant qu'inventeur cite, je designe par la
presente
1'(les)
avocat(s)
suivant(s)
pour
qU'i1s
poursuive(nt) la procedure de cette demande de brevet et
traite(nt) toute affaire s'y rapportant avec l'Office des
brevets et des marquees: (mentionner Ie nom at Ie numero
d'enregistrement).

POWER OF AnORNEY: As a named inventor, I hereby


appoint the following attorney(s) and/or agent(s) to
prosecute this application and transact all business in the
Patent and Trademark Office connected therewith: (list
name and registration number)

Addresser loute correspondance

a:

Send Correspondence to:

Adresser tout appel telephonique


(nom et numero de lelephone)

a:

Direct Telephone calls to: (name and telephone number)

Full name of sole or first inventor

Nom complet de I'unique ou premier inventeur

Gerard DUSSARRAT
Signature de I'inventeur

Domicile

Date

Inventor's signature

/~

~~:o.,"~ 1).us~~

Date

1 3 JU\t 21J\1~;

Residence

44230t?AINT SEBASTIEN SUR LOIRE


France
Nationalile

Citizenship

Adresse Postale

Mailing Address

FRENCH
9, aUee de Montsabert
SAINT SEBASTIEN SUR LOIRE
France
Nom complet du second co-inventeur, Ie cas e~~

Full name of second joint inventor, If any

Daniel BOURASSEAU
Signature de I'inventeur

"-

Date

Second inventor's signature

\)QMA~ D04.oI.A.~a"--LDomicile

Residence

Nationalite

Citizenship

Adresse Poslale

Mailing Address

Date

2 3 JUll.1GM

44000/NANTES - France

PiZ>C

FRENCH
15 avenue du Marechal Ney
44000 NANTES - France
(Fournir les memes renseignements et la signature du
troisieme co-inventeur et
de
tout
coinventeur
supplE~iiientaire.) .

(Supply similar information and signature for third and


joint inventors.)

subs~quel1t

Page 3 of 3

lit

~.,~

.....

b 2J
Power of Attorney

POUVOIRS: En lanl que I'invenleur cite, je designe par la


presente
1'(les)
avocal(s)
suivanl(s)
pour
qu'ils
poursuive(nl) la procedure de cette demande de brevet et
traite(nt) toule affaire s'y rapportant avec l'Office des
brevets et des marques: (mentionner Ie nom et Ie numero
d'enregistrement).

Adresser toute correspondance

a:

Adresser tout appel telephonique


(nom et numero de teh3phone)

. ~ fJ"

POWER OF ATIORNEY: As a named inventor, I hereby


appoint the following attorney(s) and/or agent(s) to
prosecute this application and transact all business in the
Patent and Trademark Office connected therewilh: (list
name and registration number)

a:

Direct Telephone calls to: (name and telephone number)

Date

Full name of sole or first inventor


Gerard DUSSARRAT
Inventor's signature

6/t().t"cl DI Hll1ht.ll
Domicile

Date

2j

~"L'2004
JJ\
.

Residence
44230 SAINT SEBASTIEN SUR LOIRE France
Citizenship
FRENCH
Mailing Address
9, Allee de Montsabert
44230 SAINT SEBASTIEN OUR LOIRE - France

Nationa/ite
Adresse Postale

Nom complet du second co-inventeur, Ie cas acheant


Signature de I'inventeur

tJS

Send Correspondence to:

Nom complet de I'unique ou premier inventeur


Signature de I'inventeur

1 ss

Datum

Full name of second joint inventor, if any


Daniel BOURASSEAU
Second inventor's signature

D~ bC-tAA~~
Domicile
Nalionalite
Adresse Postale

(Fournir /es memes renseignements et la signature du


troisieme
co-inventeur
et
de
tout
coinventeur
supplementaire.)

Date

23

JUIL. tOn

Residence
44000 NANTES - France
Citizenship
FRENCH
Mailing Address
15, Avenue du Man~chal Ney
44000 NANTES - France
(Supply similar information and signature for third and
subsequent joint inventors.)

Page 1 of 1

UNITED STAT~ DEPARTMENT OF COMMERCE


United States Patent and Trademark Office
Addrao:COMM1SS10NER FOR PATENTS
P.O. Box 14SO
Alexandria, Vuginia 223131450
www.UIpto.gov

I~IHIIIIII ~IIIII~IIII~ Iml ~~~IIIIII~ ~III ~III ~m ~ ~~

CONFIRMATION NO. 9281

Bib Data Sheet

SERIAL NUMBER
10/503,389

FILING OR 371(c)
DATE
08/03/2004

CLASS
375

GROUP ART UNIT


2631

RULE

ATTORNEY
DOCKET NO.
62755 (4590-324)

!APPLICANTS
Gerard Dussarrat, Saint Sebastien Sur Loire, FRANCE;
Daniel Bourasseau, Nantes, FRANCE;

1** CONTINUING DATA *************************


This application is a 371 of PCT/FR03/00487 02/14/2003

** FOREIGN APPLICATIONS ********************


FRANCE 02/02304 02/22/2002

Foreign Priority claimed

[:] yes [:] no

35 USC 119 (a-d) conditions [:] yes [:] no [:] Met after
met
Allowance
Verified and
AcknowledQed
Examiner's SiQnature
Initials

STATE OR
COUNTRY
FRANCE

SHEETS
DRAWING
5

TOTAL
CLAIMS
14

INDEPENDENT
CLAIMS
2

ADDRESS
33308
TITLE
Frequency modulator for digital transmissions

1[:] All Fees


1[:]
c

FILING FEE
RECEIVED
920

FEES: Authority has been given in Paper


No.
to charge/credit DEPOSIT ACCOUNT
No.
for following:

1.16 Fees (Filing)

1
1

[:] 1.17 Fees ( Processing Ext. of


time)

10

1.18 Fees (Issue)

10 Other
10 Credit

I
I
I


PATENT APPLICATION SERIAL NO.

U.S. DEPARTMENT OF COMMERCE


1

PATENT AND TRADEMARK OFFICE


FEE RECORD SHEET

08/10/2004 LLANDGRA 00000077 10503389

01 FC:1&13

920.00 OP

.~

PTO-1556
(5/87)
u.s. Govemment Printing 0IIice:

2002 - 489.267/69033

Application orDocke: Number

.10/ 50 ?J3~7

PATENT APPLICATION FEE DETERMINATION RECORD


EffeCtive October 1 . 2003

CLAIMS AS FILED PART I


(Column

1)

SMAll ENTITY
TYPE

c::J

(Column:2\

TOTAL CLAIMS

.. RATE

FOR

NUMBER FILED

TOTAL CHARGEABLE CLAIMS


INDEPENDENT CLAIMS

J t..f minus 20=


L
"2--- minus 3 =

in column

1 IS less

than zero. enter

FEE

385.00

"0"

in column

RATE
OR

(Column 1)
CLAIMS
REMAINING
AFTER
AMENDMENT

4
~

Total

Independent

zW
4

(Column 2)
HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

Minus
Minus

-.....

3\

PRESENT
EXTRA

FIRSi PRESENTATION OF MU:"'TIPLE DEPENDENT CLAIM

X43=

OR

X86=

.145=

OR

290=

TOTAL

OR

TOTAL

SMAll ENTITY

OR

OTHER THAN
SMAll ENTITY

ADDITIONAL
FEE

m
~
zw
2

'.

Total

:E
4

Inoependent

zw

(Column 2)
HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

Minus
Minus

-...

. (Column

OR

XS18=

X43=

OR

Xe6=

+145=

OR

+290=

0
~

zw
2

Total

Independent

"

(Column 2)
HIGHEST
NUMBER

RATE

=
=

~REVIOUSLY

/Column

ADDI,
TIONAl
FEE

Minus
Minus

**"

FIRSTPRESENTATION OF MULTIPLE DEPENDENT CLAIM

=
=

RATE

XS 9=

OR

X$18=

X43=

OR

Xe6=

+145=

OR

+290=

.
'TOTAL
OR ADDIT. FEE

ADDI-

ADDIRATE' TIONAl
FEE

llONAl
FEE

RATE

X$ 9=

OR

X$18=

X43=

OR

X8S=

+290=
+145=
OR
It the entry in c.olumn 1 is less than the entry in column 2. write 0 in column 3.
.TOTAL
TOTAL
- If the ~ighest Number Previously Paid For IN THIS SPACE is less than 20, enter 20:
OR ADDIT. FEE
ADDIT. FEE
-If the 'Highest Number PrevIously Paid For IN THIS SPACE is less than 3. enter -3:
. The 'Highest Number Previously Paid For' (Total or Independent) is the highest number found in the appropn.ate box in column 1.
FORM PT0-875

lRev 10103,

ADDITIONAl
FEE

3)

PRESENT
EXTRA

PAID FOR

ADDI
TIONAl
FEE

TOTAL
OR ADDIT. FEE

TOTAt
ADDIT. FEE
(Column 1)
CLAIMS
REMAINING
AFTER
AMENDMENT

qij)

3)

PRESENT
EXTRA

FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM

RATE

XS 9=

TOTAL
ADDIT. FEE
(Column 1)
CLAIMS
REMAINING
AFTER
AMENDMENT

'ClUJ

XS18=

RATE

BASIC FEE

FEE

OR

CLAIMS AS AMENDED PART II


(Column

OTHER THAN
SMAll ENTITY

XS 9=

MULTrPLE DEPENDENT' CLAIM PRESENT

If the difference

BASIC FEE

NUMBER EXTRA

OR

. Palent and Trademark Ot1lce..

v S. D~PARTMENT

..

OF COMMERCE

1'0/50'3389
OT11 Rectd peT/PTO

03 AUG 2004
PATENT

Docket No.: 62755 (4590-324)


IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
In re Application of
Confinnation No.
Gerard DUSSARAT et al.
U.S. Patent Application No.: pending

Group Art Unit:

Filed: herewith
For:

TRANSMISSION OF DIGITAL DATA BY MEANS OF A FREQUENCY


MODULATOR.
PRELIMINARY AMENDMENT

Commissioner for Patents


P.O. Box 1450
Alexandria, VA 22313-1450
Dear Sir:

Preliminary to examination of the above-referenced application, please amend the


application as follows:

Amendments to the Specification begin on page 2 of this paper


Amendments to the Claims begin on page 5 of this paper
Remarks/Arguments begin on page 7 of this paper.

Docket No.: 62755 (4590-324)

PATENT

AMENDMENTS TO THE SPECIFICATION:

\~
\

Please add the following header and paragraph after the title of the invention
beginning on page 1:

CROSS - REFERENCE TO RELATED APPLICATIONS


The present Application is based on International Application No. PCTIFR03/00487,
filed on February 14, 2003, entitled "FREQUENCY MODULATOR FOR DIGITAL
TRANSMISSIONS", which in tum corresponds to FR 02/02304 filed on February 22,2002, and
priority is hereby claimed under 35 USC 119 based on these applications.

Each of these

applications are hereby incorporated by reference in their entirety into this application.

Please add the following header before the first paragraph of the current
specification beginning on page 1:

FIELD OF THE INVENTION

Please add the following header after the fourth paragraph of the current
specification beginning on page 1:

BACKGROUND OF THE INVENTION

Please add the following header and paragraph after the seventh paragraph of the
current specification beginning on page 2:

SUMMARY OF THE INVENTION

Still other objects and advantages of the present invention will become readily apparent
to those skilled in the art from the following detailed description, wherein the preferred
embodiments of the invention are shown and described, simply by way of illustration of the best

.;

,:.

PATENT

Docket No.: 62755 (4590-324)

mode contemplated of carrying out the invention. As will be realized, the invention is capable of
other and different embodiments, and its several details are capable of modifications in various
obvious respects, all without departing from the invention.

Accordingly, the drawings and

description thereof are to be regarded as illustrative in nature, and not as restrictive.

Please add the following header after the second paragraph of the current
specification beginning on page 4:

BRIEF DESCRIPTION OF THE DRAWINGS

Please add the following header before the first paragraph of the current
specification beginning on page 5:

DESCRIPTION OF THE PREFERRED EMBODIMENT

Please add the following paragraph after the fifth paragraph of the current
specification beginning on page 8:

It will be readily seen by one of ordinary skill in the art that the present invention fulfills

all of the objects set forth above. After reading the foregoing specification, one of ordinary skill
will be able to affect various changes, substitutions of equivalents and various other aspects of
the invention as broadly disclosed herein. It is therefore intended that the protection granted
hereon be limited only by the definition contained in the appended claims and equivalents
thereof.

Abstract:
Please amend the current Abstract as follows:

PATENT

Docket No.: 62755 (4590-324)

ABSTRACT

TR1\~t8MI88IO~t OF

DIGITAL DATA BY MBA~t8 OF A


MODULATOR

FREQOO~tCY

The invention relates to a method of transmitting digital data exhibiting a rate T by


means of a frequency modulator able to modulate as a function of the data, a central carrier
frequency fO at a first frequency value fO + 1/4T and/or a second frequency value fO - 1/4T. It
comprises the step consisting in modulating the carrier frequency from one of the frequency
values to the other during a time interval T, via successive frequency stages.

Pigl:1F83

PATENT

Docket No.: 62755 (4590-324)

AMENDMENTS TO THE CLAIMS:


This listing of claims will replace all prior versions, and listings, of claims
application:

III

the

Listing of Claims:
1. (currently amended): A method of transmitting digital data exhibiting a rate T by

means of a frequency modulator able to modulate as a function of the data, a central carrier
frequency ill at a first frequency value ill + 1/4T and/or a second frequency value ill - 1/4T,

eHafaeterizea iR tHat method including the step of: eORsistiRg iR modulating the central carrier
frequency ill from one of the frequency values to the other during a time interval T, via
successive frequency stages.
2. (currently amended): The method as claimed in tHe flreeeaiRg claim 1, eharaeterizea iR
that- wherein the number of frequency stages for going from ill - 1/4T to ill + 1/4T is the same as

for going from ill + 1/4T to ill - 1/4T.


3. (currently amended): The method as claimed in tHe flreeeaing

claim~,

eharaeterizea iR

that- wherein the frequency stages for going from ill - 1/4T to ill + 1/4T are the same in absolute

value as the frequency stages for going from ill + 1/4T to ill - 1/4T.
4. (currently amended): The method as claimed in aay one of tHe flreeeaing elaims, claim

1 eflaraeterizea iR tHat wherein the number of frequency stages for going from one of the
frequency values to the other is equal to 16.
5. (currently amended): The method as claimed in any ORe of tHe j3reeeEliRg elaims, claim
I eHaraeterizoa iR tHat wherein the digital data are transmitted between a reference station and a
mobile of a satellite-based positioning system.
6. (currently amended): A device able to implement a frequency modulation at a rate T
according to two predetermined frequencies, eharaeterizeEl iR that comprising: it eomflrises
a device for shaping the said modulation as several frequency stages during a time
interval T.

fHeaHS

..

~..

PATENT

Docket No.: 62755 (4590-324)

7. (currently amended): The device as claimed in the flreeeaiag claim 6, eharaeterizea ia

thai comprising it eOH'lflrises a microprocessor able to program the frequency stages.


8. (currently amended): The device as claimed in the flreesaiag claim 7, eharaeterizea ia

that-+t furthermore comprising eOHlflrises, linked to the microprocessor, a device of "FPGA" type
able to shape the modulation as a function of data to be transmitted and of the programmed
stages.
9. (currently amended): A frequency modulator, eharaeterizea iH tRat it eOfHflrises
/
comprising a device able to shape a frequency modulation according to aay eHe of claim[[sJ] 6 te
& and, linked to it, a device for generating instantaneous frequencies using a "DDS" function.

10. (new): The method as claimed in claim 2, wherein the number of frequency stages for
going from one of the frequency values to the other is equal to 16.
11. (new): The method as claimed in claim 3, wherein the number of frequency stages for
going from one of the frequency values to the other is equal to 16.
12. (new): The method as claimed in claim 2, wherein the digital data are transmitted
between a reference station and a mobile of a satellite-based positioning system.
13. (new): The method as claimed in claim 3, wherein the digital data are transmitted
between a reference station and a mobile of a satellite-based positioning system.
14. (new): The method as claimed in claim 4, wherein the digital data are transmitted
between a reference station and a mobile of a satellite-based positioning system.

.< .:

PATENT

Docket No.: 62755 (4590-324)

REMARKS:
The specification and claims of the referenced application have been amended in accordance
with common U.S. Patent Practice and to remove the multiple dependencies of claims 4, 5 and 9.
New Claims 10-14 were added.

No new matter has been introduced through the foregoing

amendments. Entry is in order.


To the extent necessary, a petition for an extension of time under 37 C.F.R. 1.136 is hereby
made. Please charge any shortage in fees due in connection with the filing qf this paper, including
extension of time fees, to Deposit Account 07-1337 and please credit any excess fees to such
deposit account.

Respectfully submitted,

LOWE HAUPTMAN GILMAN & BERNER, LLP

~i4t.~
Kenneth M. Berner
Registration No. 37,093
Customer Number: 33308
1700 Diagonal Road, Suite 310
Alexandria, Virginia 22314
(703) 684-1111 KMB/iyr
Facsimile: (703) 518-5499
Date: August 3, 2004

t 0/503389'
OT11 Rec'd peT/PTO 03 AUG 2004
J

Application

Dat~ Sh~et

Application Information
Application Number::
Filing Date::
Application Type::

US National fhase
i;:

SUbject Matter::

Utility

~;~:
.:.:;

Suggested Classification::
Suggested Group Art Unit::
Title::

TRANSMISSION OF DIGITAL DATA BY


MEANS OF FREQUENCY MoDULAtOR

Attorney Docket Number::

62755 (4590~324)

Request for Early Publication::


Request for Non-Publication::
Suggested Drawing 'Figure::
Total Drawing Sheets::

Applicant Information
Applicant Authority Type::

Inventor

Primary Citizenship Country::

France

Status::
Given Name::

Gerard

Middle Name::
Family Name::

DUSSARAT

Name Suffix::
City of Residence::

Saint Sebastien Sur Loire

State or Province of Residence::


Country of Residence::

France

Street of Mailing Address::

9 Allee de Monstsabert

City of Mailing Address::

Saint Sebastien Sur Loire

Postal or Zip Code::

44230

Applicant Authority Type::

Inventor

Primary Citizenship Country::

France

Status::
Daniel

Given Name::
Middle Name::

BOURASSEAU

Family Name::
Name Suffix::

Nantes

City of Residence::
State or Province of Residence::
Country of Residence::

France

Street of Mailing Address::

15 Avenue du Marechal Ney

City of Mailing Address::

Nantes

Postal or Zip Code::

France

Correspondence Information /'


Correspondence Customer No::
Phone Number::

L (7~3) 6~4

Fax Number::

33308 ... ".


1111

(703) 5185499

E-Mail Address::

Representative Information
Representative Customer Number::

Domestic Priority Information


Application: :

Continuity Type::

Parent Application::

Parent Filing Date::

Foreign Priority Information


Country::

Application Number::

Filing Date::

Priority Claimed::

WIPO

PCT/FR03/00487

02114/2003

Yes

FR

02/02304

02/22/2002

Yes

t'

Assignee Information
Assignee Name::

THALES

Street of Mailing Address::

45 rue de Villiers

City of Mailing Address::

Neuilly Sur Seine

State of Mailing Address::


Country of Mailing Address::

France

Postal or Zip Code::

92200

10/503389
0111 Rec'd peT/PTO

0J AUG 2OD!
PATENT

Docket No.: 62755 (4590-324)


IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
In re Application of
Conftrmation No.

Gerard DUSSARAT et a1.


U.S. Patent Application No. not yet assigned
Filed: herewith
For:

FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS


INFORMATION DISCLOSURE STATEMENT

Commissioner for Patents


P.O. Box 1450
Alexandria, VA 22313-1450
Sir:
In accordance with the provisions of 37 C.F.R. 1.56, 1.97 and 1.98, the attention of the Patent
and Trademark Office is hereby directed to the documents listed on the attached form PTO-1449. It is
respectfully requested that the documents be expressly considered during the prosecution of this
application, and that the documents be made of record therein and appear among the "References
Cited" on any patent to issue therefrom.
This Information Disclosure Statement is being ftled with the application and no certiftcation or
fee is required.
Please note this is a PCT application in the entry of the National Phase in the U.S. and copies of
the references cited were transmitted by WIPO and are believed to be in the ftle of the above-identifted
application and readily available to the Examiner. Therefore it is believed that Applicants have met all
requirements regarding duty of disclosure under 37 CFR 1.56. A copy of the foreign search report is
attached for the Examiner's information. Acknowledgement and consideration of these documents are
respectfully requested.
Respectfully submitted,
LOWE HAUPTMAN GILMAN & BERNER, LLP

~;".~
Kenneth M. Berner
Registration No. 37,093
1700 Diagonal Road, Suite 310
Alexandria, Virginia 22314
(703) 684-1111 KMB/iyr
Facsimile: (703) 518-5499
Date: August 3, 2004

"

10/503389

OT11 Rec'd PCT/P:fO


ATTY. DOCKET NO.
4590-324

INFORMATION DISCLOSURE
CITATION IN AN
APPLICATION

05hM1GJ.III

u.s. APPLICATION NO.


Not yet assigned

APPLICANT

Gerard DUSSARAT et al.


FILING DATE
herewith

(PTO-1449)

GROUP

U.S. PATENT DOCUMENTS


EXAMINER'S
INITIALS

PATENT NO.

DATE

NAME

5,812,604

1998-09-22

Fruit Larry John et al

5,216,391

1993-06-01

Shiraishi Kenichi et al

5,884,220

1999-03-16

Farmer Dominic Gerard et al

SUBCLASS

FILING
DATE

CLASS

SUBCLASS

Translation
Ves
No

FOREIGN PATENT DOCUMENTS

-.

EXAMINER'S
INITIALS

CLASS

PATENT NO.

DATE

COUNTRY

0,822,421

1998-02-04

Toyota Motor Co. Ltd.

OTHER ART (Including Author, Title, Date, Pertinent Pages, Etc.)

EXAMINER
..

DATE CONSIDERED

..

EXAM INER: Imtlallfreference considered, whether or not citation IS m confonnance WIth MPEP 609; draw Ime through citation lfnot m confonnance and
not considered. Include copy of this fonn with next communication to Applicant.

to

t"

ts

'"

_INSTITUT
NATIONAL DE
LA PROPRIETE
INDUSTRIELLE

REC'D

I' 4 MAY 2003

WI PO

BREVET D'INVENTION
CERTIFICAT O'UTILITE - CERTIFICAT O'AOOITION

COPIE OFFICIELLE

Le Directeur general de I'lnstitut national de la propriete


industrielle certifie que Ie document ci-annexe est la copie
,certifiee co'nforme d'une demande de titre de propriete
industrielle deposee

a I'lnstitut.
Fait a Paris, Ie

2 4 11ARS 2003

Pour Ie Directeur gl\neral de I'lnstitut


national de la propril\tl\ industrielle
Le Chef du Dl\partement des brevets

[)OCUMENT DE PRIORITE

Martine PLANCHE

PRESENTE au TRANSMIS
CONFaRMEMENT A LA
REGLE 17. 1.a) au b)

_ _

--------~~~
INS TIT U T
NAT ION A L D E
LA PRO P R lET E
I N D U S T R I ELL E

'/141102

ETABLISSEMENT PUBLIC NATIONAL

SIEGE
26 bls, rue de Saini Pelersbaulll
75800 PARIS cedex 08
Tdldphano : 33 (0)1 53 04 53 04
Tdlecaple: 33 (0)15304 45 23
www.lnpJ.lr
CREE PAR LA La' N '1-444 aU 19 AVRIL 1951

_11Cll_
IIAno _
u

"D"~tllllU.

26 bls. rue de Saint NtBrsbouIg


75800 Pari$ Cedex C8

ttSKIl: VJiIl uuINVD:.n IIUN

CIERT"AT D1UTILlTE
Code de Is proprilitli Intellec1Uel1e - Uvre VI

REQUTE EN OuvRANCE 1/2

nl4pbane : 01 53 04 53 04 nlkapie : 01 42 94 86 54

Cet1mprime est it rempl'r


I Iislblement ill I'enere noire

R6serv6 fl flN?1

DATE

22 FEV 2002

UEU

75 INPI PARIS

r.

0202304

D'ENREGiSTREMNT

NA1tOrw.~PM l1NFI

MTE OE DtP6r AnRlBUtE


PARl1NPI

DB s.co wI:sJB99

II NOM ET ADRESSE DU DEMANDEUR OU DU MANDATAIRE

RNISE DES P1tCES

AQUI LA CORRESPONDANCE DOlT EYRE ADRESSEE

Michel GUERIN
THALES Intellectual Property
13. Avenue du Pr~sident Salvador Allende
94117 ARCUEIL Cedex

..

R2 FEV. 2002

Vo. rjferences pour co dossier


(facultoJ!f)

62.155

Confirmation d'un dep6t par tAUecopie

o N attribu~ par l'INPi a la tefecopie

lEI NATURE DE LA DMANDE


Oemande de brevet
Demancle de certfficat d'utilite
Oemande dIvislonnaire

Cochez I'une des 4 cases sulvantes

[E]

Demand8 de brer:el iniJia18

Date

011 dettllJl1de de certiflcotd'uli/fM InitJale

Date

I
I

Date

Transfonnation d'une demande de


0
brevet european Dematttk dB brevetinitiate _ N
lEI TITRE DE 8.'INVEN'rION (200 c:lIIractiro. I)U "PDeClO maximum)

--

PROCEDE DE TRANSMISSION DE DONNEES NUMERIQUES AU MOYEND'UNMODULATEUR DE FREQUENCE


ET MODULATEUR CORRESPONDANT

DECLARATION DE PRIORITE
OU REQUm DU BENEFICE DE
LA DATE DE DEP6T D'UNE
DEMANDEANTEmEUREFRANCMSE

0
0

m DEMANDEUR
Nom ou d~nomlnation sociale
Prenoms
Fenne juridlque
N SIREN
Code APE-NAF
Adresse

Pays ou organisation
I
I
Date I
Pays ou organisation
I
I
Date I
Pays ou organisatIon
I
I
Date I

Rue

Code postal et ville


Pays
Nationalite
'N de telephone (factJflaiif)
N de telecople (facul/aJ!f)
Adresse eleetronique (faculfQI!f)

N
S'iI ~ a d'autres priorites, cochez la case et utllisez I'imprime uSuite.
S'U Ya d'autre$ demandeurs, cochez la case et utilisez l'lmprlm' .Sulte

. THALES

Societe Anonyme
I 5 5 .2 .0 5 .9 .0 .2 4
I
I
173, Boulevard Haussmann
75008
. FRANCE
Fran~aise

IPARIS

-~

IWI

a:=1~tmrT
Ollln~IlUH

Ul.""'~PCttnI

BR.Y ID~HNVENTION
ClElRTIFKCAT D'UTUIUYIE

laaUiSfn!llUl!:

REQuTE EN OtuvRANCE 2/2

REMSEO~EV 2u~~HINPI

76 INPI PARIS

DATE

uw

0202304

I) O'alr~GISma.!ENT
NA1lONAL ATmIBut p.\lt L1W'l
VOIi

DB~OVfI2&

reference> pOUl' ce dossier:

627-55

(facultatfl)

1m)

MAr'DATAIRE
Nom

GUERIN

Pr~nom

Cabinet ou Societe

Michel
THALES

Nde pouvoir pannanent at/ou

8325

de lien contractuel

Adresse

13, Avenue du President Salvador Allende

Rue

Code postal et vilfe


N de telephone (faculfatif)
N de terbpie (facultaf!f)
Adrasse eJectroniqLle (fiJcu/JtJtf!)

94117
IARCUEIL
0141484532

0141484501

..

IIINVENTEUR (S)

DOui
Non

Las inventeurs sont les clemandeurs

mRAPPORT OlE RECHERCHE

Unlquement pour une demande de brevet (y comprls dMslon at transfonnatJon:

Efablissement immediat
ou

Dans ce cas fournir line designation d'inventeur(s) separee

~blissement differe

00

Paiement en trois wersemenis, unlquement pour les personnes physiques


Paiement ~chelonne de fa redevance

OOu;
(]]Non

Uniquement pour les personnes physiques


ORequlse pour fa premi~re fois pour celle Invention (joindre un avis dB non-imposition)
DRequise anteneurement it ce d~pOt {joinare tme coPf6 de fa decision d'admission
pour cef/e inwntion ou ;ndiquBrsa nlferetu:e} :

REDUCTlOkl'4 DU TAUX
DES IRIEDEVANCES

SI tiOUG 8vez utiUs~ I'imprlme aSultsli,

IndIquez Ie liombre de pages Jolntes

mJ 5IG'aAlU~E

DU DE~'UW~DEUn
OU DU MAWDAT.i-'UlRlE
fI\lom <Ii quallll! du GIIlII.",I<e

Michel GUERIN

VISA. DE LA PREFECiURE
au DE L'INPI

c:::::::::s

\.J..-"-'"

--f
\

~\JL

'VlARTll'l

La 101 n07i~17 du 6 Jarnder 1978 relative b 1'lnforma-6que. BOX fichiers at aux Iibert~ s'appllque aux r~ponses faites tl ce fonnuJalre.
Elle garantit W1 droit d'accb at de rectification pour les donnees vous concernant aupr~s de I'INPI.

PROCEDE DE TRANSMISSION DE DONNEES NUMERIQUES AU MOYEN


D'UN MODULATEUR DE FREQUENCE ET MODULATEUR
CORRESPONDANT.

L'invention concerne un procede de transmission de donnees


numeriques au moyen d'un modulateur de frequence base sur une
modulation de frequence de type a gradient de phase minimum ou
Minimum Shift Keying}) (MSK) en anglais.
L'invention a egalement pour objet Ie dispositif correspondant.
toutes les transmissions de donnees
L'invention s'applique
numeriques utilisant la modulation de frequence de type MSK
Elle s'applique notamment a la determination precise de la
position d'un mobile a partir de donnees necessaires transmises entre une
station de reference et Ie mobile, tous deux recevant des signaux de
positionnement par satellites.
Pour la determination de la position absolue d'un mobile, on utilise::
couramment des moyens de mesure de position par satellites, utiJisant par::>
exemple les signaux radio emis par les satellites du systeme GPS (Globar!~:.
Positioning System) ou d'autres systemes analogues (systeme GLONASS,~~
futur systeme GALlLEO). La precision obtenue va de quelques metres a:;' ~
quelques dizaines de metres.
Dans Ie systeme GPS, Ie signal emis par un satellite est code et
on utilise Ie temps mis par ce signal pour atteindre Ie point a localiser pour
determiner la distance entre ce satellite et ce point, de preference appelee
pseudo-distance pour tenir compte d'erreurs de synchronisation entre
I'horloge du satellite et celie de la station. Ces erreurs de synchronisation
sont c1assiquement eliminees par calcul des lors qu'on reyoit les signaux
d'au mains quatre satellites differents. La determination de la distance entre
Ie point a localiser et plusieurs satellites permet, connaissant les
coordonnees geographiques des satellites, de calculer les coordonnees du
point a localiser, Ie plus souvent des coordonnees exprimees en latitude,
longitude et altitude dans un repere terrestre fixe.
Pour determiner la position precise d'un mobile (precision de un
centimetre a un metre selon Ie cas) on utilise una methode dite GPS
differentiel qui consiste a utiliser au niveau du mobile, pour Ie calcul de sa

10

15

>

20

25

30

."\"

10

15

20

25

30

position, les erreurs constatees sur chaque pseudo-distance au niveau d'une


station dite de reference de position connue.
Cette methode permet de corriger les erreurs de calcul de position
dues notamment aux deformations de trajectoire et a la propagation. Ces
erreurs sont corrigees par exemple en comparant pour la station de
reference sa position connue et sa position calculee issue de la mesure du
temps de propagation entre Ie satellite et la station de reference.
Les donnees numeriques correspondant aces erreurs sont
transmises par la station de reference au mobile. Traditionnellement, ces
donnees numeriques sont transmises par voie radio en utilisant une
modulation de frequence de type MSK, bien adaptee pour un debit
d'informations pouvant atteindre 200 bauds (bits par secondes).
Pour des debits d'informations superieurs, tels que 400 bauds. la
modulation de frE3quence de type MSK n'est plus adaptee car elle presente
un spectre en frequence trop large et de decroissance trop lente.
On rappelle en effet que plus les spectres des stations de
reference sont etroits et a decroissance rapide, plus on peut en juxtaposer
sur une merne bande de frequenc~ sans qu'i1s ernpietent les uns sur les
autres at ainsi multiplier les stations de reference.
Or, on remarque que la courbe a) representant figure 1 Ie spectre
en frequence d'une modulation MSK a 400 bauds, presente a 1000 Hz un
lobe lateral situe a environ -38 dB du lobe central, alors que I'on souhaite
qu'i1 soit situe a environ -50 dB.
Una solution consiste a faire preceder la modulation de frequence
MSK d'un filtrage passe-bas gaussien. II s'agit alors d'une modulation a
gradient de phase minimum gaussienne, ou GMSK en anglais dont Ie
spectre en frequence est represente par la courbe b) de la figure 1.
L'occupation spectrale est mieux adaptee que dans Ie cas de la modulation
MSK mais la modulation GMSK introduit une diaphonie inter symboles
indesirable.
On rappelle que la diaphonie inter symboles consiste a ce que la
reception des donnees (aussi designees par symboles) soit brouillee par la
reception simultanee de la donnee correcte et d'une trainee de la donnee
precedente "oire de I'avant-derniere.

10

15

20

25

30

35

Un but important de I'invention est donc de proposer un precede


et un dispositif presentant une occupation spectrale equivalente a celie
presentee par la modulation GMSK. sans introduire de diaphonie inter
symbores.
Un autre but de I'invention est de proposer un procede facile a
mettre en c:euvre.
Pour atteindre ces buts, I'invention propose un procede de
transmission de donnees numeriques presentant une cadence T au moyen
d'un modulateur de frequence apte a moduler en fonction des donnees, une
frt3quence porteuse centrale fO a une premiere valeur de frequence fO+1/4T
et/ou une deuxieme valeur de frequence f0-1/4T ce procede etant caracterise
en ce qu'il comporte I'etape consistant a moduler la frequence porteuse
centrale to d'une des valeurs de frequence a I'autre pendant un intervafle de
temps T, par paliers de frequence successifs.
Ainsi au lieu de passer directement d'une premiere valeur de
frequence correspondant a une premiere valeur de donnee, a une deuxieme _.
valeur de frequence correspondant a une deuxieme valeur de donnee, on ..:~
passe de Ja premiere fnquence a la deuxiE3me par paliers de fn3quence :!,
successifs.
Le spectre en frequence correspondant a ces changements de
frequence par paliers presente une decroissance plus rapide que Ie spectre
d'une modulation MSK .
Ce changement de frequence par paJiers presente en outre
f'avantage de consommer moins d'energie en haute frE3quence que lors de
changements instantanes de frequences comme dans Ie cas de. la
modulation MSK , ce gain d'energie etant alors en partie reports sur Ie
lobe central du spectre, lui conferant ainsi une bande utile legerement plus
large que dans Ie cas d'une modulation MSK avec pour consequence un
gain sur Ie rapport signal/brUit par rapport au MSK , a conditions
identiques.
Selon une caracteristique de I'invention, les paliers de frequence
pour passer de fa - 1/4T a fa + 1/4T sont les memes en valeur absolue que
les paliers de frequence pour passer de fa + 1/4T a to -1/4T.
Le nombre de paliers de frequence pour passer d'une des valeurs
de frequence a I'autre est de preference egal 16.
0

\00

10

15

20

25

30

35

Le procede s'applique notamment lorsque les donnees


numeriques sont transmises entre une station de reference et un mobile d'un
systeme de positionnement par satellites.
L'invention a aussi pour objet non seulement Ie procede de
transmission de donnees dont les grandes !ignes viennent d'etre decrites,
mais aussi un dispositif apte a mettre en forme une modulation de
frequences a une cadence T selon deux frequences predeterminees. Ce
dispositif comporte des moyens de mise en forme de ladite modulation en
plusieurs paliers de frequence pendant un intervalle de temps T.
Ce dispositif comporte un microprocesseur apte a programmer les
paliers de frequence et de preference, relie au microprocesseur, un dispositif
apte a mettre en forme la modulation en fonction des donnees a transmettre
et des paliers programmes.
Enfin, I'invention a pour objet un modulateur de frequences,
caracterise en ce qu'il comporte un dispositif apte a mettre en forme une
modulation de frequence tel que decrit et un dispositif de generation de
frequences instantanees.
D'autres caracteristiques et avantages de I'invention apparaitront
a la lecture de la description detaillee qui suit et qui est faite en reference aux
dessins annexes dans lesquels :
- les courbes schematiquement representees figure 1 iIIustrent la
variation du spectre en frequence d'un modulateur de type MSK (courbe
a) et GMSK (courbe b) ;
- les figures 2a) 2b) et 2c) representent schematiquement. en
fonction du temps t, respectivement un exemple de donnees binaires a
transmettre, et les modulations de frequence et de phase correspondantes ;
- la figure 3 represente schematiquement en fonction du temps t,
les modulations de frequence correspondant a un signal d'entree comportant
les donnees -1, 1, -1 pour une modulation MSK classique (courbe a) et
pour un exemple de modulation selon ('invention designee par MSK16
(courbe b) ;
- la figure 4 represente schematiquement en fonction du temps t,
les modulations MSK (courbe a) et MSK16 (cQurbe b) pour un signal
d'entne comportant les donnees -1, 1, 1, -1, i. 1, -1, i. -1, 1 ;

..

- fa figure 5 represente schematiquement en fonction du temps,


les variations de phase correspondant aux modulations MSK (courbe a)
et MSK16 (courbe b) pour un signal d'entree comportant les donnees -1,
1,1, -1,1,1, -1,1, -1,1 ;
- la figure 6 represente schematiquement fes spectres en
frequence d'une modulation MSK a 400 bauds (courbe a) et d'une
modulation MSK16 a 400 bauds (courbe'b) ;
- la figure 7 represente schematiquement un exemple de dispositif
apte a mettre en ceuvre Ie procede selon I'invention.

10

15

20

25

La modulation de frequence selon f'invention est basee sur une


modulation de type MSK .
On rappelle brievement, sur la base d'un exemple decrit en
relation avec les figures 2a) 2b) et 2c), les particularites de la modulation de
frequence de type MS K }).
II s'agit bien sOr d'une modulation a amplitude constante.
Les donnees. binaires a transmettre, representees figure 2a), ant
chacune une duree T aussi denommee
cadence des donnees. Comme
.
reprasente figure 2b), chaque donnae est transmise en fn3quence, pendant
une duree T selon les caracteristiques suivantes :
a) +1 est represente par la premiere frequence fO+1/4T,
b) -1 est represente par la deuxieme frequence fO-1/4T,
fO etant la frequence porteuse centrale.
A cette modulation de frequence on peut assoder sur la duree T,
une variation de la phase selon la formule suivante :
T

'P

= f2m(t}It

(1 )

30

L'acart 1/4T est choisi de maniare a ce que la phase <p


correspondante, representee figure 2c), varie lineairement entre -rrJ2 et xl2.
A la reception, la demodulation en phase est souvent preferee a la
demodulation en frequence.
Le procede selon I'invention consiste a passer d'une frequence it
I'autre selon des paliers successifs de m'aniere a atteindre fa frequence

'.,',.
:::
,

.\

10

15

20

25

30

35

souhaitee ( fO 1/4T ) au bout de la duree T. Ainsi, la phase <p


correspondante atteint-elle au bout d'un temps T la meme valeur ( 1t/2) que
dans Ie cas d'une modulation MSK; cela permet a la reception de
demoduler en phase les donnees re~ues qu'elles aient ete modulees selon la
modulation MSK classique au selon I'invention.
Dans la suite on considere un exemple de modulation de
frequence avec 16 paliers de frequences. la frequence porteuse to prenant
des valeurs entre 1.6 et 3.5 MHz en particulier 1.8146 MHz, la cadence T
correspondant a 400 Hz et 1/4T etant egal a 100 Hz. Les donnees ainsi
modulees dans ceUe gamme HF (Haute Fnquence) sont transmises au
moyen d'une antenne adaptee. en I'occurrence une grande antenne.
Le nombre de paliers peut prendre d'autres valeurs comme par
exemple 8 ou 32.
On a iIIustre figure 3 cet exemple de modulation de frequence
pour un signal d'entree comportant les donnees -1, 1, -1. La courbe a)
correspond a la modulation MSK classique et presente deux stats de
frequence; la courbe b) correspond a la modulation selon l'invention
designee par MSK16 car la modulation est mise en forme en 16 paliers
de frE3quence.
Concernant la courbe MSK16 (b), la frequence fa + 1/4T
rapportee sur la figure a +1 est atteinte au 16eme palier; de merne la
frequence fO - 1/4T rapportee sur la figure a -1 est atteinte au 16eme palier.
Pour qu'un recepteur apte a demoduler des donnees modulees selon une
modulation MSK soit compatible avec une modulation selon l'invention,
MSK16 par exemple, iI faut que la phase soit egate a 7tl2 au bout .du
temps T. C'ast pourquoi, compte tenu de la relation (1), certains paliers de
frequence depassent (en valeur absolue) la frequence a atteindre.
La courbe MSK16 (b) qui, pour passer de la frequence -1 a la
frequence +1 avec une variation de phase egale a 1tl2, presente 16 paliers
de frequences de la forme ki x (1/4T), i variant de 1 a 16, a ete obtenue avec
les coefficients kt suivants :
-0.703
-0.413
-0.12
+0.173
+'1.346
+0.466
+0.76
+'1.053
+1.64
+1.933
+2.226
+2.053
+1.791
+1.528
+1.266
+1

De meme. les 16 paliers de frequence pour passer de +1


ete obtenus avec les coefficients opposes:

10

15

20

25

30

+0.703
-0.466
-1.64
-1.791

+0.413
-0.76
-1.933
-1.528

+0.12
-1.053
-2.226
-1.266

a -1

ont

-0.173
-1.346
-2.053
-1

Bien sur, comme dans Ie cas du MSK, la frequence reste


stable lorsque les donnees ne changent pas; on a iIIustrs figure 4 les
modulations MSK}) (courbe a) et MSK16 (courbe b) pour un signal
d'entrse comportant les donnees -1, 1, 1, -1, 1, 1, -1, 1 -1, 1. Les
differences entre ces deux courbes n'apparaissent qu'aux changements de
frsquence.
Les variations de phase de ce signal d'entree sont iIIustrees figure
5: les courbes a et b correspondant respectivement aux modulations
{( MSK et MSK16 . Les phases varient de xJ2 sur T dans les deux cas, ,":.
la phase de la courbe b) prenant tout d'abord un leger retard sur celie de la .'
courbe a) pour la rattraper ensuite.
f
Le spectre en frequ.~nce. d'une modulation MSK16 a 400 . Ii
bauds presente comme iIlustrs figure 6, courbe b une decroissance plus
rapide que Ie spectre d'une modulation ({ MSK a 400 bauds egalement, ...:,'
illustre par la courbe a. A 1000 Hz, on obtient bien un lobe lateral situs a
environ -50 dB du lobe central et les lobes lateraux sont beaucoup mains
marques.
Ce changement de frequence par paliers presente en outre
I'avantage de consommer mains d'energie en haute frequence que lars _de
changements instantanes de frequences comme dans Ie cas de la
modulation MSK, ce gain d'energie etant alors en partie reporte sur Ie
lobe central du spectre qui est plus plat dans Ie cas de la modulation
MSK16 que dans celui de la modulation MSK et lui confere ainsi une
banda utile legerement plus large et de ce fait un rapport signal/bruit plus
eleve d'environ 2 dB, a conditions identiques.
Comme on I'a vu, cote reception, une demodulation c1assique, en
phase ou en frequence, correspondant a une modulation MSK peut etre
realisee.
J

10

15

20

25

30

Comme represente figure 7, Ie procede selon I'invention est mis


en ceuvre par un modulateur comportant un dispositif 1 de mise en forme de
la modulation en 16 paliers, relie a un dispositif 2 apte a generer la frequence
instantanee en utilisant par exemple une fonction DDS , acronyme anglosaxon pour Direct Digital Synthesis , ce dispositif etant lui-meme reHe a un
amplificateur de puissance 3. Lorsque la frequence porteuse se situe dans
une gamme de frequences autre que la gamme HF, on peut eventuellement
ajouter entre Ie dispositif 2 et I'amplificateur 3, un circuit de transposition de
frequence.
Le dispositif 1 de mise en forme de la modulation en 16 paliers de
frequence comporte des moyens 10 de programmation des 16 paliers, inclus
par exemple dans un microprocesseur, ces moyens 10 etant relies a des
moyens 20 de mise en forme de la modulation en fonction des donnees a
transmettre et des paliers de frequence tels que programmes.
Ces moyens 20 de mise en forme de la modulation peuvent etre
inclus dans Ie microprocesseur.
Ces moyens 20 de mise en forme de la modulation comprennent
de preference un FPGA , acronyme anglo-saxon pour Field
Programable Gate Array, relie au microprocesseur. Le FPGA comprend
d'une part et de maniere traditionnelle, des moyens 21 pour adapter
temporellement les donnees a transmettre et d'autre part des moyens 22
pour fournir au dispositif de type DDS les instructions pour generer les
frequences correspondant aux donnees modulees selon une modulation
MSK16 .
Un tel modulateur qui permet d'obtenir un spectre en frequence
presentant les memes avantages que celui obtenu par un modulateur de
type GMSK , est cependant plus simple de conception dans la mesure ou
il n'utilise pas de filtre gaussien.
De plus, en eliminant Ie filtre gaussien, it elimine la partie
correspondante de traitement (filtrage) analogique des donnees, ce qui
simplifie globalement Ie reglage et la fiabilite du modulateur.
En outre, iI ne presente pas de diaphonie inter symboles.

REVENDICATIONS

10

1. Procede de transmission de donnees numeriques presentant


une cadence T au moyen d'un modulateur de fn3quence apte a moduler en
fonction des donnees, une frequence porteuse centrale to a une premiere
valeur de frequence fO+1/4T eVou une deuxieme valeur de frequence fO1/4T, caracterise en ce qu'U comporte I'etape consistant a moduler la
frequence porteuse centrale fa d'une des valeurs de frequence a J'autre
pendant un intervalle de temps T, par paliers de frequence successifs.
2. Procede selon la revendication precedente, caracterise en ce
que Ie nombre de paliers de frequence pour passer de fa - 1/4T a fa + 1/4T
est Ie meme que pour passer de fa + 1/4T a to - 1/4T.

3. Procede selon la revendication precedente, caracterise en ce


que les paJiers de frequence pour passer de fa - 1/4T iii fa + 1/4T sont les "
15

memes en valeur absolue que les paJiers de frequence pour passer de


1/4T a to _ 1/4T.

to

+~;
s
,

20

4. Procede selon I'une quefeonque des revendications":


precedentes, caracterise en ce que Ie nombre de paliers de frequence pour'
passer d'une des vaJeurs de frequence a I'autre est egaJ a 16.

25

5. Procede selon J'une quelconque des revendications


precedentes, caracterise en ce que les donnees numeriques sont transmises
entre une station de reference et un mobile d'un systeme de positionnement
par satellites.

30

6. Dispositif apte a mettre en forme une modulation de frequence


a une cadence T selon deux frt3quences predeterminees, caracterise en ce
qu'il comporte des moyens de mise en forme de ladite modulation en
plusieurs paJiers de frequence pendant un intervalle de temps T.
7. Dispositif selon la revendication precedente, caracterise en ce
qU'i1 comporte un microprocesseur apte a programmer les paliers de
fnaquence.

10

8. Dispositif selon la revendication precedente, caracterise en ce


qu'il comporte en outre, relie au microprocesseur, un dispositif de type
FPGA apte mettre en forme la modulation en fonction de donnees
transmettre et des paliers programmes.

10

9. Modulateur de fn3quences, caracterise en ce quJjJ comporte un


dispositif apte a mettre en forme une modulation de frequence selon IJune
quelconque des revendications 6 a 8 et, relia a celui-ci, un dispasitif de
generation de frequences instantanees utilisant une fanctian DDS .

1/5

(dB)

2. 0 ~. . . . . . ,. .,;.. ----.-.......-~7"".. .,.___;_.


---;-~""""":-=''''''''''''''''-'':"'.:. ---.;-......-;----<.!""'..--:",!
.......-:-;......-.-....,.....,.....,
.:

10 .. ~
.... ..:/;.''.'
O . .

+.. . ;..
~:L ,-.;~ f.

.. 10

...,l.. ,,' '.

,
i .....

~.; ,

i:..'.., ... .':...' . . . .

~:..

,. 'Y'":'' .1..... 1.....:....


1.:.....

: ; : :

.. ... ;. ".... .. ... ..; .......: ...... , .......


~

..

+.. ~ ....;.. +.+

30

- 60 - . -

~::

..:

-20 t~t~~:

'H .... :...

:: :

:..f ~ ... "-f....;.. )..!1.. 1.. ~ ..+:


.:
. 'j" ... ~ ....~.. . 1'j....~ .... 1.... 1.... ~ ..1..

: . : :

~:ti.li;~.I"'. .i.,f'-;1~

!-+~"1. tL+1"

.".

..

..

..

;'

' .:-------- MSK (a)

'1-..:r..:::t:,:r:,:rT"I'---!'..'1'..,:r".,., ' ".- i","/.. . . . . .- - GMSf< (b)

-. ..

- .. '.

I i i 800 ~ ..4oo!

i 400

..1000 -"00 .1000 .. 660 -200 200

I 800
600 1000 "00 ~1800

MSK(a)

f( Hz)

2/5

SIGNAL

1 .........~--1

. "..... ,

IE" I._

-~

fo+ 1/4 T"ir-------.


f04t...--..--+---..........,..---.---+---+--.....-..--.---..-......--.... t
fO-1I4 T -- - -

ll-o

---I

w
r

,n /2

... 1(/2.

- ------- --.- ------ ....---

3/5

FIG.4

MSK,6(b)
6

FIG.5

MSK (al

4/5

(dB)

MSK (al

-40

..so
f (Hzl

FIG.6

.'

5/5

V)

...

O'

-.----,

r~

~ I

I
I

I
I
I

I
I
I

<:C
Q..

~~. . . . . . '~

I'

I ~

}-

I.

.,

L,- _.

Q-

'~I

-. -.' -'-J

,'.

'. ~:

,I

"

BREVET DlIM.N~mOINl
CERTIIFDCAT ID'UTIUTE

D~IGNA110N D'INVEl'lTEUR(S) Page N ,1 / J.


(51 Ie demandeur n'est pas I'inventeur au I'unlque Im,renteur)

DEPAR"i'EMfNr DS BRE\1ETS

26 his. rua do Saint flM:ersbBurg


75800 Pam Cedox 08
TOl~pbone :

N 1123502

Code do It! propl1lrl6 Intellectuella Uvre VI

01 53 04 53 04 Telllcople : 01 42 93 59 3D

VOl ref6rences IlDOUV ce dossIer

Cet Imprfme est ~ rempllr lisiblement ~ "enere noire

DB ll3 W/2roa<iB

62.:;55

(/acu1Ia/ij)

N D'ENRIEGISTREMENT mlonONAL

(') /A)

TITRE DE L'DNVENTION (ZOO C<lll'lls:tlru OlllltpSCCJa mulll1llm)

j /bou

PROCEDE DE TRANSMISSION DE DONNEES NUMBRIQUES AU MOYEN D'UN MODULATEUR DE FREQUENCE ET


MODULATEUR CORRESPONDANT

LE(S) DEWfANDEUR(S) :

THALES

DESIGNE(NT) EN TANT QU'INVENTEUR(S) : (Incliquez en haut it drofte Page N l/b S'U y a plus de troIs Inventeurs,
U1IlIsez un formulalre Identlque et numerotez chaque page en Indfquant Ie nombre total de pages).

Nom
Prenoms
Adresse

DUSSARRAT
Gerard
THALES Intellectual Property
13, Avenue du President Salvador Allende

Rue

I ARCVEll. Cedex

Code postal at ville


Societe d'apparfenance (/acu/lIIJif)

94117

Nom
Prenoms

BOURASSEAU
Daniel
THALES intellectual Property
13, Avenue du President Salvador Allende

Adresse

Rue

Code postal at ville


Societe d'appartenance (facu/tali/)

94117

I ARCUEIL Cedex

Nom

Prenoms
Adresse
Socl~til

Rue

Cads postal at ville


d'appartenance (faCII/fa/if)

DA1'!E lEi SIGNATURE(S)


DU (DIES) DEIWU'DIEUR(S)
OU DU ~D~TAlellE

~~ ~:~I~~

;Ign._l

~ U-L~~

Michel GUERIN

La 101 n073-17 du 6 janvier 1978 relative a l'lnformatique, awe flchiers at au-x Iibertes s'apphqua aux reponses faltes a ca formulalre.
Elle garantit un droit d'acces at de rectification pour les donnees vous concernant aupres de rINPI.

This Page is Inserted by IFW Indexing and Scanning


Operat.ions and is not part of the Official Record
BEST AVAILABLE IMAGES
Defective images within thi's document are accurate representations of the original
documents submitted by the applicant.

Defects in the images include but are not limited to the items checked:

o BLACK BORDERS
o IMAGE CUT OFF AT TOP, BOTTOM OR SIDES
ca.DED TEXT OR DRAWINe

.0

BLURRED OR ILLEGIBLE TEXT OR DRAWING

o SKEWED/SLANTED IMAGES

~R OR BLACK AND WHITE PHOTOGRAPHS


'~

o GRAYSCALE DOCUMENTS
~'

o LINES OR MARKS ON ORIGINAL DOCUMENT


o REFERENCE(S) OR EXHIBIT(S) SUBMITTED ARE POOR QUALITY
o OTHER:
IMAGES ARE BEST A,VAILABLE COPY.
As rescanning these documents will not correct the image
problems checked, please do not report these problems to
the IFW Image Problem Mailbox.

'
DO/ EO WORKSHEET

U.S. Appl. No.

Karen MeLean, ParalegaU National Stage Division

/ D_
5D ..3 8 gq
,

International Appl. No.

Application filed by :

20 months

-00 3 I !iJ t1 'f n

30 months

WIPO PUBLICATION INFORMATION:


Publication No.: WO () ~ I ()
Publication Date.:

z,8' /HJ.h () :?

0 Chinese 0 Korean

Not Pu blished : (J u.s. only designated (J EP request

rzt::

Priority Document (s) No.

PCTIIB/331

' PCTIISAI210 - Search Report: ~ (J IP (J SE (J


(J us (J FR 0 eN 0 ES (J RU (J AT (J KR (J OTHER
-

(J PCTIIPEAJ409 IPER was NOT AVAILABLE at the time of


paralegal review

to 409

(J NONE

D
D

-L

Search Report References


Other:

RECEIPTS FROM THE APPLICANT (other than checked above) :

~endment(S)F;'ed on,

Basic National Fee (or authorization to charge)

~
0

Description

~ims

D
D

not a page for page substitution


replaced by Article 34 Amendment

2.

3.

Assignee PG Publication Notice


Substitute Specification Filed on :
2.

I.

~fied Small Status Statement


Oathl Declaration (executed)

a ''' ...so roO ""'" ~b"iMiM


Q

Assignment Document (forwarded to Assignment Branch)

Annexes to 409
(J entered
(J not entered:

g~

. In~~mation p~closure Statement(s) Filed on :


I fl ,LUI ~~O
2.
3.

Translation of Article 19 Amendments


(J entered
(J not entered:
Q

-e:f'Abstract

Drawing Figure(s) - (# of drwgs...5

other:

DNA Diskette

Other:

Sequence Listing

Application Data Sheet

Power of Attorneyl Change of Address

NOTES:

(J I.A. used as Specification

~qUeSI

~uest form PCTIRO/I01

PCTIIPEAl409 IPER :
EP (J IP (J SE (J AU
(J us (J FR (J eN (J ES (J RU (J AT (J KR 0
-

~nnexes

o Japanese

. French 0 Spanish 0 Russian 0 Other:

International Application (RECORD COPY)

~.(rticle 19 A.mendments
.

= t i o n Language: 0 English 0 German

Pu blished :
INTERNATIONAL APPLICATION PAPERS IN THE APPLICATION FILE:

117.57

o Other:

35 U.S.c. 371 - Receipt of Request (PTO-1390)


Date Acceptable Oath/ Declaration Received
Date of Completion of requirements under 35 U.S.C. 371
Date of Completion of ALL requirements
Date of Completion of 001 EO 903 - Notification of Acceptance

0 S AUli lUU4
Re'c'd peT/PTO 03 AUG 2004
Rec'd peT/PTO 03 AUG 2004
[R?(Pn"c'd PG lIP" 0 ))~ lillh 2004

H6C'O 1"(;' /fJ I U

Date of Completion of 00/ EO 90S - Notification of Missing Requirements


Date of Completion of 001 EO 909 - Notification of Abandonment
Date of Completion of 00/ EO 916 - Notification of Defective Response
Date of Completion of 001 EO 922 - Notification to Comply wI Requirements for Patent
Applications Containing Nucleotide andlor Amino Acid Sequence Disclosures
Date of Completion of 001 EO 923

.IA ~l

?1

?nn~

AU

...

e.

AUG 2004
Rec'd ~.;;'4U 03 PCT/FR03/00487

TRAITE DE COOPERATION EN MAWAeE~R'rf5ITS


peT
NOTIFICATION RELATIVE
A LA PRESENTATION OU A LA TRANSMISSION
DU DOCUMENT DE PRIORITE
(instruction administrative 411 du PCT)

DestinataireV U , V j

I"

.JUI"l CI

A21S,,('I~Q 1.fJ-Pst"
GUERIN, Michel
Thales Intellectual Property
31-33, avenue aristide Briand
F-94117 Arcueil Cedex
FRANCE

Date d'expeditlon Oour/moisJanflee)

11 juin 2003 (11.06.03)


Reference du dossier du deposant ou du mandataire

NOTIFICATION IMPORTANTE

62755
Demande internationale no

Date du dep/)t International Oour/moislannee)

PCT/FR03/00487

14 fevrier 2003 (14.02.03)

Date de publication internationale Oour/moislannee)

Pas encore publiee

Date de priorite Oour/mois/annee)

22 fevrier 2002 (22.02.02)

Deposant

THALES etc
1.

La date de reception (sauf lorsque les lettres "NR" flgurent dans la colonne de droite) par Ie Bureau international du au des
documents de priorite correspondent i\ III Q!J <".1.>( demandes enumerees c!-apres est notiflee au depo::ant. Sauf indication
contra ire consistant en un asterisque figurant A cOte d'une date de reception, au les lettres "NR". dans la colonne de droite,
Ie document de priorite en question a ete presenteou transmls au Bureau international d'une maniere conforme Ala
regie 17.1.a) au b).

2.

Ce formulaire met Ajour et remplace toute notification relative A la presentation ou A la transmission du document de priorite
qui a ete envoyee precedemment.

3.

Un ast6risque(*) figurant A cOte d'une date de reception dans la colonne de droite signa Ie un document de priorite presente
au transmis au Bureau International mais de maniere non conforme A la regie 17.1.a) ou b). Dims ce cas, I'attention du
deposant est appel6e sur la regie 17.1.0) qui stipule qu'auoun office designe ne peut decider de ne pas tenir compte de la
revendication de priorite avant d'avoir donne au deposant la possibilit6 de remettre Ie document de priorit6 dans un d9lai
ralsonnable en I'espece.

4.

Les lettres "NR" flgurant dans la oolonne de droite signalent un document de priorit6 que Ie Bureau international n'a pas
reou au que Ie deposant n'a pas demande A I'offioe recepteur de preparer et de transmettre au Bureau International,
conformement A la regie 17.1.a) ou b), respectivement. Dans ce cas, I'attention du deposant est appal6e sur la n}gle 17.1.c)
qui stipule qu'auoun office designe ne peut decider de ne pas tenir compte de la revendication de priorite avant d'avoir donne
au deposant la possibilite de remettre Ie dooument de prlorite dans un delai raisonnable en I'espece.
Date de prjorjtll

Demande de prjorjt6 n'

22 fevr 2002 (22.02.02) 02/02304

Bureau international de ('OMPI


34. chemin des Colombettes
1211 Geneve 20. Suisse
no de tllleoopieur: (41-22) 740-1435

FormulSlre peT/IS/304 (juillet 1998)

Pavs office regional ou


office recepteur selon Ie PCT

FR

pate de reception dy
docyment de prjorjtll

14 mai 2003 (14.05.03)

Fonctionnaire autorise:

Kiwa MPAY
no de t9l~phone: (41-22) 338 9087
005683994

,.-

TRAITE DWOPERATION EN .~ BREVETS

peT

PrO

03 AUG 2004

RAPPORT D'EXAMEN PRELIMINAIRE INTERNATIONAL


(article 36 et regie 70 du peT)
REC'O
\1\11

R~f~rence du

dossier du deposant ou du

13 APR 2004
pr.

10\

mandataire

POUR SUITE A DONNER voir la notification I e transmission du rapport d'examen

Demande Intemationale No.

Date du depot Intemational OourtfnolskJnnee).

Date de.prlorjte OourAnolsAlnnee)

PCT/FR 03100487

14.02.2003

22.02.2002

preiiminaire Intematlonal (formulaJre PCTAPEAI416)

Classification Internatlonale des brevets (CiS) ou it la fols classification nationale et CIS

H04L2712.0

Deposant

THALES etal

1.

Le present rapport d'examen preliminaire international, etabli par I'administaration chargee de I'examen preliminaire
intemational, est transmis au deposant conformement a I'article 36.
.
'

2.

Ce RAPPORT comprend 5 feuilles, y compris la presente feuille de couverture.

II est accompagne d'ANNEXES, c'est-a-dire de feuilles de la description, des revendications ou des dessins qui
ont ete modifiees et qui servent de base au present rapport ou de feuilles contenant des rectifications faites
aupres de I'adminlstration chargee de I'examen preliminaire international (voir la regie 70.16 et I'instruction 607
des Instructions administratives du PCT).

Ces annexes comprennent feuilles.

3.

Le present rapport ~ontient des indications et les pages correspondantes relatives aux points suivants :

Base de I'opinion

II
III

0
0

Priorite

IV
V

Absence d'unite de I'invention

Declaration motivee selon la regie 66.2(a)(ii) quant a la nouveauts, I'activite inventive et la posslbilite
d'application Industrlelle; citations et explications a I'appui de cette declaration

VI
VII

Certains documents cites

0
VIII 0

Absence de formulation d'oplnlon quant a la nouveaute, I'activite inventive et la


possibilite d'application industrielle

Irregularites dans la demande internationale


Observations relatives

a la demande internationale

Date de presentation de la demande d'examen prellmlnalre


Intematronale

Date d'achevement du present rapport

25.07.2003

08.04.2004

Nom et adresse postale de I'adminstratlon chargee de ('examen


prellmlnalre Intemational
Office europ~en des brevets
A~ 0-80298 Munich
Tel. +49 892399 - 0 Tx: 523656 epmu d
--=~
Fax: +49 892399 4465

!JjJ

Formulalre PCTAPEAl409 (feume de titre) Oanvler 2004)

. '; Fonetlonnalre autorise

Harbach, C
N de t~lephone +49 89 2399-7928

,.

RAPPORT D'EXAMEN
PRELIMINAIRE INTERNATIONAL

Demande internationale n

peT/FR 03100487'

I. Base du rapport

1. En ce qui concerne les elem'ents de la demande intemationale, (Ies feuilles de remplacement qui ont ete .
remises a I'office recepteur en reponse a une invitation faite conformement,a l'article. 14 sont considerees, dans
Ie present rapport, comme "initiale,ment deposees" et ne sont pas jointes en annexe au rapport puisqu'elles ne
contiennent pas de modifications (regles 70.16 et 70.17)):

Description, Pages
1-8

telles qu'initialement deposees

Revendications, No.
1-9

telles qu'initialement deposees

Dessins, Feuilles

115-515

tell.es qu'initialement deposees

2. En ce qui concerne la langue, tous les elements indiques ci-dessus etaient a la disposition de I'administration
'ou lui ont ete remis dans la langue dans laquelle la demande intemationale a ete deposee, sauf indication
.
.contraire donnee sous ce p o i n t . '
Ces elements etaient a la disposition de I'administration ou lui ont ete remis-dans la langue suivante:

o
o
o

,qui est:

la langue d'une traduction remise aux fins de la recherche intemationale -(selon fa regie 23.1 (b.
la langue de publication de la demande internationale (selon la regie 48.3(b.
la langue de la traduction relllise aux fins de I'examen preliminaire intemationale (selon la regie '55.2 ou
55.3).
.

3. En ce qui concerne les sequences de nuch~otides ou d'acide aminesdivulguees dans la demande


internationale (Ie cas echeant), I'examen preliminaire internationale a ete effectue sur la base du Iistage des
sequences:

o
o
o
o
o
o

cc;>ntenu dans la demande intemationale, sous forme ecrite.


depose avec la demande intemationale, sous forme dechiffrable par ordinateur. '

a I'administration, sous forme ecrite.


remis ulterieurement a ('administration, sous forme dechiffrable par ordinateur.
remis ulterieurement

La declaration, selon laquelle Ie Iistage des sequences par .ecrit et foumi ulterieurement ne va pas au-del
de la divulgation faite dans la demande telle que deposee, a ete foumie...

La declaration, selon laquelle les informations enregistrees sous dechiffrable 'par ordinateur sont identiques

a celles du Iistages des sequences Presents par ecrit, a ete fournie.

4. Les modifications ont entraine I'annulation :

de la description,

pages:

Odes revendications, nos:


Odes dessins,

feuilles :

Fonnulalre PCTAPEAl409 Oanvler 2004)

t;o

RAPPORT D'EXAMEN
PRELIMINAIRE INTERNATIONAL

5. 0

Demande internationale n

,PCTIFR 03100487

Le present rapport a ete formule abstraction faite (de certaines) des modj~ications, qui ont ete considerees
comme allant au-dela. de I'expose de I'invention tel qu'i1 a ete depose, comme iI est indique ci-apres (regie '
70.2(c :

(Toute feuiJIe de remplacement comportant des modifications de cette nature doit atre indiquee au point 1 '
et annexee au present rapport.)
6. Observations complementaires, Ie cas echeant :
V. Declaration motivee selon I'article 35(2) quant a. la nouveaute, I'activite inventive et la possibilite
d'application industrielle; citations et explications a I'appui de cette declaration

1. Declaration
Nouveaute

Oui:
. Non:
Oui:
Activite inventive
Non:
Possibilite d'application industrielle Oui:
Non:

Revendications
Revendications
Revendications
Revendications
Revendications
Revendications

1-9
1-9
1-9

2. Citations et explications
voir feuille separee

".

Formulalre PCTAPEAl409 Oanvier 2004)

'\

RAPPORT D'EXAMEN
Demande internationale n , PCTIFR03/00487
PRELIMINAJRE INTERNATIONAL - FEUILLE SEPAREE
.' "
Concernant Ie point V
Declaration motivee selon I'article 35(2) quant it la nouv.eaute, I'activite inventive
et la possibilite d'application industrielJe; citations et explic,ations a I'appui de
cette declaration
1

" est fait reference aux documents suivants:


D1:
D2:
D3:
D4:

US-A-5 812 604 (FRUIT LARRY JOHN ET AL) 22 septembre 1998


US-A-5 216 391 (SHIRAISHI KENICHI ET AL) 1 juin 1993
EP-A-O 822 421 (TOYOT~ MOTOR CO LTD) 4 fevrier 1998
US-A-5 884 220' (FARMER DOMINIC GERARD ET AL) 16 mars 1999

Le document D2 qui est considere comme etant Iletat de la technique Ie plus


proche decrit un dispositif apte a mettre en forme une modulation a gradient de
phase minimum MSK a une cadence T.
" est bien connu du domaine technique que la modulB:tion MSK est identique a
une modulation de frequence selon deux frequences.
Par consequent, Ilobjet de la revendication 6 differe de ce dispositif connu en ce
qU'jJ envisage
des moyens de mise en forme de la modulation en plusieurs patiers de '
frequence.
Par de tels moyens Ie modulateur consomme peu d'energie en haute frequence et
augmente la bande utile.
Le probleme technique a resoudre est de trouver des moyens de mise en forme
de la modulation de frequence.
Le document 02 propose un modulateur de phase qui multiplie un signal en
bande de base binaire par Ie signal dlune onde de reference; ce signal de
reference est obtenu en modulant Ie niveau d'un signal entre deux valeurs en
plusieurs patiers. Mais Ilhomme du metier nly aurait pas trouve, un enseignement
qui I'inciterait a utiliser plusieurs paliers de frequence.
Les autres documents de Iletat de la technique ne contiennent-pas, eux non plus,
d'enseignement de tel sorte.
Donc I'objet de la revendication 6 implique une activite inventive (article 33(3)
PCT).

Formulalre pcTlFeuflle separee/409 (feuille 1) (OEB-avriI1997)

RAPPORT D1EXAMEN
Demande intemationale n : PCT/FR03/00487
PRELIMINAIRE INTERNATIONAL - FEUILLE SEPAREE
'.
3

La revendication independante 1 est relative a un procede de transmission dedonnees numeriques et elle comporte des etapes correspondantes aux
caracteristiques du dispositif de la revendication 6.
Donc, I'objet de la revendication 1, lui aussi, implique une activite inventive (article
33(3) PCT).

Les revendications 2-5 et 7-9 contiennent tous les caracteristiques des


reveridications independantes 1 ou 6 parce qu'elles se referent 'a la revendication
independante 1 ou 6. Donc, elles satisfont aux exigences du PpT en ce qui
con'cerne I'activite inventive (article 33(3) PCT).

Le document 01 decrit un dispositif apte a mettre en forme une modulation de


frequence a une cadence T consistant en un modulateur par deplacement de
phase en quadrature a decalage (O~QPSK) et un Iimiteur dlamplitude. 01 decrit
aussi un synthetiseur de frequence, qui permet de selectionner une valeur de
frequence entre deux valeurs extremes en plusieurs paliers.
Le document 03 decrit un systeme GPS differentiel permettant d'augmenter la
precision du positionnement pour certains utilisateurs en fonction des donnees de
correction de positionnement. Ces donnees sont transmises via. une sousporteuse d'une emission radio FM.
Le dqcument 04 decrit un procede et un dispositif pour ameliorer la performance
globale dlun recepteur DGPS. La transmission des corrections.vers les mobiles
est securisl3e en mettant a profit la reception de plusieurs stations differentielles.

Autres, commentaires: .
6

Les caracteristiques figurant dans les. revendications ne comportent pas de signes


de reference mis entre parentheses' (regie 6.2 b) PCT).

Contrairement a ce qu'exige la regIe 5.1 a) ii) PCT, la description n'indique pas


I'etat de la technique anterieure pertinent expose dans Ie document 02 et ne cite
pas ce document.

Formulalre pcTlFeuille separee/409 (feullle 2) (OEB-avrlI1997)

,Ree'd lIT,InTO
r ,

PATENT COOPERATION TREAT""

n ~ aUG ZOOt\.
}lCTtFR2003/000487

111~W~~Um~I~lmlmmml~11

peT
INTERNATIONAL PRELIMINARY EXAMINATION REPORT
(pCT Article 36 and Rule 70)
Applicant's or agent's file reference

62755
International application No.

See

Notification

of Transmittal

of International

FOR FURTHER ACTION Preliminary Examination Report (Form PCTIIPEA/4l6)


International filing date (day/month/year)

PCTIFR2003/000487

Priority date (day/month/year)

14 fevrier 2003 (14.02.2003)

22 fevrier 2002 (22.02.2002)

International Patent Classification (IPC) or national classification and IPC


H04L27/20

Applicant

THALES

1.

This international preliminary examination report has been prepared by this International Preliminary Examining Authority
and is transmitted to the applicant according to Article 36.

2.

This REPORT consists of a total of

This report is also accompanied by ANNEXES, Le., sheets of the description, claims and/or drawings which have been
amended and are the basis for this report and/or sheets containing rectifications made before this Authority (see Rule
70.16 and Section 607 ofthe Administrative Instructions under the PCT).

These annexes consist of a total of


3.

5=---__ sheets, including this cover sheet.

sheets.

This report contains indications relating to the following items:

II
III

IV
V
VI
VII
VIII

Basis of the report

D
D
D

Priority
Non-establishment of opinion with regard to novelty, inventive step and industrial applicability
Lack of unity of invention

~eal!0ned statement up.der Article .35(2) with regard to novelty, inventive step or industrial applicability;
citations and explanations supporting such statement

D
D
D

Certain documents cited


Certain defects in the international application
Certain observations on the international application

Date of submission of the demand

Date of completion of this report

25 juiIIet 2003 (25.07.2003)

08 April 2004 (08.04.2004)

Name and mailing address of the IPEAlEP

Authorized officer

Facsimile No.

Telephone No.

Fonn PCTIIPEA/409 (cover sheet) (July 1998)

International application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

PCTIFR2003/000487

I. Basis of the report


1. With regard to the elements of the international application:.

IZI
IZI
IZI

IZI

the international application as originally filed


the description:
pages
pages
pages

, filed with the letter of

the claims:
pages
pages
pages
pages
the drawings:
pages
pages
pages

, as originally filed
, filed with the demand

1-8

1-9

, as originally filed
, as amended (together with any statement under Article 19
, filed with the demand
, filed with the letter of

, as originally filed
, filed with the demand

1/5-5/5

the sequence listing part of the description:


pages
pages
pages

, filed with the letter of

, as originally filed
, filed with the demand
, filed with the letter of

2. With regard to the language, all the elements marked above were available or furnished to this Authority in the language in which
the international application was filed, unless otherwise indicated under this item.
which is:
These elements were available or furnished to this Authority in the following language

D
0

the language of a translation furnished for the purposes of international search (under Rule 23.1(b.
the language of publication of the international application (under Rule 48.3(b.
the language of the translation furnished for the purposes of international preliminary examination (under Rule 55.2 and!
or 55.3).

3. With regard to any nucleotide and/or amino acid sequence disclosed in the international application, the international
preliminary examination was carried out on the basis of the sequence listing:

D
0
D
0
0
0
4.

5.0

contained in the international application in written form.


filed together with the international application in computer readable form.
furnished subsequently to this Authority in written form.
furnished subsequently to this Authority in computer readable form.
The statement that the subsequently furnished written sequence listing does not go beyond the disclosure in the
international application as filed has been furnished.
The statement that the information recorded in computer readable form is identical to the written sequence listing has
been furnished.
The amendments have resulted in the cancellation of:

0
0
0

the description, pages


the claims, Nos.
the drawings, sheets/fig

This report has been established as if (some of) the amendments had not been made, since they have been considered to go
beyond the disclosure as filed, as indicated in the Supplemental Box (Rule 70.2(c.

Replacement sheets which have beenjUrnished to the receiving Office in response to an invitation under Article 14 are referred to
in this report as "originally filed" and are not annexed to this report since they do not contain amendments (Rule 70.16
and 70.17).
Any replacement sheet containing such amendments must be referred to under item 1 and annexed to this report.
Form PCTIIPEN409 (Box I) (July 1998)

;-

A o n a l application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

V.

I.

PCT/FR 03/00487

Reasoned statement under Article 35(2) with regard to novelty, inventive step or industrial applicability;
citations and explanations supporting such statement
Statement
Novelty (N)

1-9

Claims

NO

Claims
Inventive step (IS)

1-9

Claims

Claims

1-9

--------------- YES

Claims
2.

YES

NO

Claims
Industrial applicability (IA)

YES

NO

Citations and explanations

1.

Reference is made to the following documents:


Dl: US-A-5 812 604 (FRUIT LARRY JOHN ET AL) 22
September 1998
D2: US-A-5 216 391 (SHIRAISHI KENICHI ET AL) 1 June
1993
D3: EP-A-O 822 421 (TOYOTA MOTOR CO LTD) 4 February
1998
D4: US-A-5 884 220 (FARMER DOMINIC GERARD ET AL) 16
March 1999

2.

Document D2, which is considered to be the closest


prior art, describes a device for shaping an MSK
minimum phase gradient modulation at a rate T.
It is well known in the technical field in question
that MSK modulation is identical to frequency
modulation at two frequencies.
Therefore, the subject matter of c1aim 6 differs
from said known device in that it provides
- means for shaping modulation in a plurality of
frequency steps.
As a result of said means, the modulator has a low
high-frequency power consumption and the useful band
is increased.

Form PCflIPEAl409 (Box V) (January 1994)

A o n a t application No.

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

PCT/FR 03/00487

The technical problem to be solved is that of


providing frequency modulation shaping means.
Document D2 proposes a phase modulator that
multiplies a binary baseband signal by a reference
wave signal, which reference signal is obtained by
modulating the level of a signal between two values
in a plurality of steps.

However, person skilled in

the art would not have found any teaching in D2 that


would have led to the use of a plurality of
frequency steps.

The other prior art documents do not contain such


teaching either.
It follows that the subject matter of claim 6
involves an inventive step (PCT Article 33(3)).
3.

Independent claim 1 relates to a method for


transmitting digital data and comprises steps
matching the features of the device according to
claim 6.
Therefore, the subject matter of claim 1 also
involves an inventive step (PCT Article 33(3)).

Claims 2 to 5 and 7 to 9 contain all the features of


independent claim 1 or 6 because they refer to
independent claim 1 or 6.

Therefore, they too

comply with requirements of inventive step of the


PCT (PCT Article 33(3)) .
.5.

Document Dl describes device for shaping frequency


modulation at a rate T, involving an offset
quadrature phase-shift keying modulator (O-QPSK) and

an amplitude limiter. Dl also describes a frequency


synthesiser enabling a frequency value to be
selected between two maximum and minimum values in a
plurality of steps.
Form PCTIIPEA/409 (Box V) (January 1994)

INTERNATIONAL PRELIMINARY EXAMINATION REPORT

.nal

application No.

PCT/FR 03/00487

Document D3 describes a differential GPS system


enabling positioning accuracy to be increased for
certain users depending on the positioning
correction data.

This data is transmitted via an FM

radio transmission subcarrier.


Document 04 describes a method and a device for
enhancing the overall performance of a DGPS
receiver.

Correction transmission to mobile

stations is made secure by means of the reception of


a plurality of differential stations.

Further observations
6.

The features in the claims are not followed by


reference signs placed between parentheses (PCT Rule
6.2(b).

7.

Contrary to the requirement of peT Rule 5.l(a) (ii),


the relevant prior art disclosed in document D2 has
not been indicated in the description, nor has this
document been cited.

Form PCflIPEN409 (Box V) (January 1994)

PATENT COOPERATION TREATY

peT
INTERNATIONAL PRELIMINARY EXAMINATION REPORT
(PCT Article 36 and Rule 70)

Applicant's or agent's file reference


FOR FURTHER ACTION
Intemational application No.
PCT/FR 03/00487

See Notification of Transmittal of Intemational Preliminary


Examination Report (Form PCT/IPEAl416)

Intemational filing date (day/month/year)


14.02.2003

Priority date (day/monthlyear)


22.02.2002

Intemational Patent Classification (IPC) or national classification and IPC


H04L27/20

Applicant
THALES etal

1.

This intemational preliminary examination report has been prepared by this Intemational Preliminary Examining Authority and is
transmitted to the applicant according to Article 36.

2.

This REPORT consists of a total of 5 sheets including this cover sheet.

This report is also accompanied by ANNEXES, i.e. sheets of the description, claims and/or drawings which have been
amended and are the basis for this report and/or sheets containing rectifications made before this Authority (see Rule 70.16
and Section 607 of Administrative Instructions under the PCT).

These annexes consist of a total of

3.

sheets.

This report contains indications relating to the following items:


~

Basis of the report

II

Priority

III

Non-establishment of opinion with regard to novelty, inventive step and industrial applicability

IV

Lack of unity of invention

Reasoned statement according to Rule 66.2(a)(ii) with regard to novelty, inventive step or industrial applicability;
citations and explanations supporting such statement

VI

Certain documents cited

VII

Certain defects in the international application

VIII

Certain observations on the intemational application

Date of submission of the demand

Date of completion of this report

25.07.2003

08.04.2004

Name and mailing address of the IPEAI

Authorized officer

j)

European Patent Office


080298 Munich
Tel. +49892399-0 Tx: 523656 epmu d
Fax: +49892399-4465

Form PCTIIPEAl409 (cover sheet) (January 2004)

Horbach, C

Telephone No. +49892399-7928

l_.~
~

INTERNATIONAL PRELIMINARY
EXAMINATION REPORT

International application No. PCT/FR 03/00487

I.

Basis ofthe report

1.

This report has been drawn up on the basis of the following elements (the replacement sheets received
by the receiving office in response to an invitation according to Article 14 are considered in the present
report as "originally filed" and are not annexed to the report as they contain no amendments (Ru/es 70. 16
and 70.17).):
Description, pages:
1-8

as originally filed

Claims, No.:
1-9

as originally filed

Drawings, sheets:
1/5-5/5
2.

as originally filed

With regard to the language, all the elements marked above were available or furnished to this Authority
in the language in which the international application was filed, unless otherwise indicated under this item.
These elements were available or furnished to this Authority in the following language

3.

4.

which is:

the language of a translation furnished for the purposes of international search (under Rule 23.1 (b.

the language of pUblication of the international application (under Rule 48.3(b)).

the language of the translation furnished for the purposes of international preliminary examination
(under Rule 55.2 and/or 55.3).

With regard to any nucleotide and/or amino acid sequence disclosed in the international application,
the international preliminary examination was carried out on the basis of the sequence listing:

contained in the international application in written form.

filed together with the international application in computer readable form.

furnished SUbsequently to this Authority in written form.

furnished subsequently to this Authority in computer readable form.

The statement that the subsequently furnished written sequence listing does not go beyond the
disclosure in the international application as filed has been furnished.

The statement that the information recorded in computer readable form is identical to the written
sequence listing has been furnished.

The amendments have resulted in the cancellation of:

the description, pages

the claims,

Nos.

the drawings,

sheets

Form PCT/IPEN409 (January 2004)

INTERNATIONAL PRELIMINARY
EXAMINATION REPORT

5.

International application No. PCT/FR 03/00487

This report has been written disregarding (some of) the amendments, which were considered as
going beyond the description of the invention, as filed, as is indicated below (Rule 70.2(c)):

(All replacement sheets comprising amendments of this nature should be indicated in point 1 and
attached to this report).
6.

Additional observations, if necessary:

V.

Reasoned statement under Article 35(2) with regard to novelty, inventive step or industrial
applicability; citations and explanations supporting such statement

1.

Statement

2.

Novelty

Yes:
No:

Claims
Claims

1-9

Inventive Step

Yes:
No:

Claims
Claims

1-9

Industrial Applicability

Yes:
No:

Claims
Claims

1-9

Citations and explanations

see separate sheet

Form PCT/IPEAl409 (January 2004)

INTERNATIONAL PRELIMINARY
EXAMINATION REPORT - SEPARATE SHEET

International Application No. PCT/FR03/00487

Concerning point V
Reasoned statement according to article 35(2) as to novelty, inventive step and
industrial applicability; citations and explanations in support of this statement
1

Reference is made to the following documents:


D1: US-A-5 812 604 (FRUIT LARRY JOHN ET AL) September 22, 1998
D2: US-A-5 216 391 (SHIRAISHI KENICHI ET AL) June 1, 1993
D3: EP-A-O 822 421 (TOYOTA MOTOR CO LTD) February 4,1998
D4: US-A-5 884 220 (FARMER DOMINIC GERARD ET AL) March 16, 1999

Document D2 which is regarded as being the closest state of the art


describes a device able to shape a minimum phase shift keying MSK
modulation at a rate T.
It is well known in the technical field that MSK modulation is identical to a
frequency modulation according to two frequencies.
Consequently, the subject matter of claim 6 differs from this known device in
that it envisages
means for shaping the modulation as several frequency stages.
Through such means, the modulator consumes little energy at high frequency
and increases the useful band.
The technical problem to be solved is to find means for shaping the frequency
modulation.
Document D2 proposes a phase modulator which mUltiplies a binary
baseband signal by the signal of a reference wave; this reference signal is
obtained by modulating the level of a signal between two values as several
stages. However, the person skilled in the art would not have found therein a
teaching that would induce him to use several frequency stages.
Neither do the other documents of the state of the art contain any teaching of
such a kind.
Hence, the subject matter of claim 6 involves an inventive step (article 33(3)
PCT).

The independent claim 1 relates to a method of transmitting digital data and it


comprises steps corresponding to the characteristics of the device of claim 6.
Hence, the subject matter of claim 1, likewise, involves an inventive step
(article 33(3) PCT).

Form PCT/Separate sheet/409 (sheet 1) (EPO-ApriI1997)

..

INTERNATIONAL PRELIMINARY
EXAMINATION REPORT - SEPARATE SHEET

International Application No. PCT/FR03/00487

Claims 2-5 and 7-9 contain all the characteristics of the independent claims 1
or 6 since they refer to independent claim 1 or 6. Hence, they satisfy the
requirements of the PCT as regards inventive step (article 33(3) PCT).

Document 01 describes a device able to shape a frequency modulation at a


rate T consisting of a quadrature phase shift keying (O-QPSK) modulator and
an amplitude limiter. 01 also describes a frequency synthesizer, which makes
it possible to select a frequency value between two extreme values in several
stages.
Document 03 describes a differential GPS system making it possible to
increase the accuracy of positioning for certain users as a function of the
positioning correction data. These data are transmitted via a subcarrier of an
FM radio transmission.
Document 04 describes a method and a device for improving the overall
performance of a DGPS receiver. The transmission of the corrections to the
mobiles is made secure by harnessing the reception of several differential
stations.

Other comments:
6

The characteristics featuring in the claims have no reference signs between


brackets (rule 6.2 b) PCT).

Contrary to what is required by rule 5.1 a) ii) PCT, the description does not
indicate the relevant state of the prior art set forth in document 02 and does
not cite this document.

Form peT/Separate sheet/409 (sheet 2) (EPO-ApriI1997)

bt\O\J:. \jU~~

11

" - -S \ ~~P\\
,~E

Rec'd PCT~.(J

03 AUG 200~

(12) DEMANDE INTERNATIONALE PUBLIEE EN VERTU DU TRAITE DE COOPERATION


EN MATIERE DE BREVETS (PCT)

(19) Organisation Mondiale de la Propriete


Intellectuelle
Bureau international

1111111111111 D111111111111111 mnmllill 111111111111111 IDI 111111 1m ill gil

(10) Numero de publication internationale

(43) Date de la publication internationale

28 aout 2003 (28.08.2003)

peT

(51) Classification internationale des brevets7 : H04L 27/20


(21) Numero de la demande internationale :

WO 03/071757 A1

(71) Deposant (pour tous les Etats designes saul US) :


THALES [FRIFR]; 173, boulevard Haussmann. F-75008
Paris (FR).

PCf1FR03/00487

(22) Date de depot international:


14 fevrier 2003 (14.02.2003)
(25) Langue de depot:

fran~ais

(26) Langue de publication:

fran~ais

(30) Donnees relatives it la priorite :


22 fevrier 2002 (22.02.2002)
02102304

FR

(72) Inventeurs; et
(75) InventeursIDeposants (pour US seufement): DUSSARAT, Gerard [FRIFR]; Thales Intellectual Property,
31-33, avenue Aristide Briand, F-94117 Arcueil cedex
(FR). BOURASSEAU, Daniel [FRIFR]; Thales Intellectual Property, 31-33, avenue Aristide Briand, F-94117
Arcueil Cedex (FR).
(74) Mandataires: GUERIN, Michel etc.; Thales Intellectual
Property, 31-33. avenue aristide Briand. F-94117 Arcueil
Cedex (FR).

[Suite sur fa page suivante]

----------------------------------------------(54) Title: FREQUENCY MODULATOR FOR DIGITAL TRANSMISSIONS


(54) Titre: MODULATEUR DE FREQUENCE POUR TRANSMISSION NUMERIQUES

-==

--

s;:

I
I

I
I
I

-1

..

rl/')
r'l'"""'l
r-

'1
I

11$1<16(01

.....,...J~I_~...............-h-.-"""'---IE----~--""'--=

-.Lo,

.........- ..... t

.~
(57) Abstract: The invention relates to a method for transmission of digital data with a rate (T). by means of a frequency modulator
which modulates a central carrier frequency (fO) as a function of the data by a first frequency value (fO+ l/4T) and/or a second
frequency value (fO-l/4T). The method comprises the step of modulating the frequency from one frequency value to the other during
a time (T) in successive frequency steps.

=
o

(57) Abrege : L'invention concerne un procede de transmission de donnees numeriques presentant une cadence T, au moyen d'un
modulateur de frequence apte a moduler en fonction des donnees, une frequence porteuse centrale fO a une premiere valeur de frequenee m+l/4T etlou une deuxieme valeur de frequence m-l/4T. II comporte l'etape consistant a moduler la frequence porteuse
~ d'une des valeurs de frequence a l'autre pendant un intervalle de temps T, par paliers de frequence successifs.

=>

111111 IIIIUI II 111111111111111 11111111111111111111111111 mllllllllllll~ 111111111111

W O 03/071757 Al

(81) Etats desigoes (national) : AE, AG, AL, AM, AT, AU, AZ,
BA, BB, BG, BR, BY, BZ, CA, CH, CN, CO, CR, CU, CZ,
DE, DK, DM, DZ, EC, EE, ES, Fl, GB, GD, GE, GH, GM,
HR, HU, ill, IL, IN, IS, JP, KE, KG, KP, KR, KZ, LC, LK,
LR, LS, LT, LU, LV, MA, MD, MG, MK, MN, MW, MX,
MZ, NO, NZ, OM, PH, PL, PT, RO, RU, SC, SD, SE, SG,
SK, SL, TJ, TM, TN, TR, IT, TZ, UA, UG, US, UZ, VC,
VN, YU, ZA, ZM, ZW.
(84) Etats d~sigoes (regional) : brevet euroen (AT, BE, BG,
CH, CY, CZ, DE, DK, EE, ES, FI, FR, GB, GR, HU, IE,
IT, LU, MC, NL, PT, SE, SI, SK, TR).

Publiee :

avec rapport de recherche internationale


avant I 'expiration du delai prevu pour la modification des
revendications, sera republiee si des modifications sont
reques

En ce qui concerne les codes a deux letlres et autres abrevia/ions, se referer aux "Notes explicatives relatives aux codes et
abreviations"jigurant au debut de chaque numero ordinaire de
la Gazette du peT.

WO 03/071757

PCTIFR03/00487

MODULATEUR DE FREQUENCE POUR TRANSMISSIONS NUMERIQUES

10

15

20

25

30

L'invention concerne un procede de transmission de donnees


numeriques au moyen d'un modulateur de frequence base sur une
modulation de frequence de type a gradient de phase minimum ou
Minimum Shift Keying (MSK) en anglais.
L'invention a egalement pour objet Ie dispositif correspondant.
L'invention s'applique a toutes les transmissions de donnees
numeriques utilisant la modulation de frequence de type MSK.
Elle s'applique notamment a la determination precise de la
position d'un mobile a partir de donnees necessaire~ transmises entre une
station de reference et Ie mobile, tous deux recevant des signaux de
positionnement par satellites.
Pour la determination de la position absolue d'un mobile, on utilise
couramment des moyens de mesure de position par satellites, utilisant par
exemple les signaux radio emis par les satellites du systeme GPS (Global
Positioning System) ou d'autres systemes analogues (systeme GLONASS,
futur systeme GAllLEO). La precision obtenue va de quelques metres a
quelques dizaines de metres.
Dans Ie systeme GPS, Ie signal emis par un satellite est code et
on utilise Ie temps mis par ce signal pour atteindre Ie point a localiser pour
determiner la distance entre ce satellite et ce point, de preference appelee
pseudo-distance pour tenir compte d'erreurs de synchronisation entre
I'horloge du satellite et celie de la station. Ces erreurs de synchronisation
sont classiquement eliminees par calcul des lors qu'on reyoit les signaux
d'au moins quatre satellites differents. La determination de la distance entre
Ie point a localiser et plusieurs satellites permet, connaissant les
coordonnees geographiques des satellites, de calculer les coordonnees du
point a localiser, Ie plus souvent des coordonnees exprimees en latitude,
longitude et altitude dans un repere terrestre fixe.
Pour determiner la position precise d'un mobile (precision de un
centimetre a un metre selon Ie cas) on utilise une methode dite GPS
differentiel qui consiste a utiliser au niveau du mobile, pour Ie calcul de sa
position, les erreurs constatees sur chaque pseudO-distance au niveau d'une
station dite de reference de position connue.

WO 03/071757

10

15

20

25

30

PCTIFR03/00487

Cette methode permet de corriger les erreurs de calcul de position


dues notamment aux deformations de trajectoire et a la propagation. Ces
erreurs sont corrigees par exemple en comparant pour la station de
reference sa position connue et sa position calculee issue de la mesure du
temps de propagation entre Ie satellite et la station de reference.
Les donnees numeriques correspondant aces erreurs sont
transmises par la station de reference au mobile. Traditionnellement, ces
donnees numeriques sont transmises par voie radio en utilisant une
modulation de frequence de type MSK, bien adaptee pour un debit
d'informations pouvant atteindre 200 bauds (bits par secondes).
Pour des debits d'informations superieurs, tels que 400 bauds, la
modulation de frequence de type MSK n'est plus adaptee car elle presente
un spectre en frequence trop large et de decroissance trop lente.
On rappelle en eftet que plus les spectres des stations de
reference sont etroits et a decroissance rapide, plus on peut en juxtaposer
~ur une meme bande de frequence sans qu'i1s empietent les uns sur les
autres et ainsi multiplier les stations de ref~rence.
Or, on remarque que la courbe a) representant figure 1 Ie spectre
en frequence d'une modulation MSK a 400 bauds, presente a 1000 Hz un
lobe lateral situe a environ -38 dB du lobe central, alors que I'on souhaite
qu'i1 soit situe a environ -50 dB.
Une solution consiste a faire preceder la modulation de frequence
MSK d'un filtrage passe-bas gaussien. II s'agit alors d'une modulation a
gradient de phase minimum gaussienne, ou GMSK en anglais dont Ie
spectre en frequence est represente par la courbe b) de la figure 1.
L'occupation spectrale est mieux adaptee que dans Ie cas de la modulation
MSK mais la modulation GMSK introduit une diaphonie inter symboles
indesirable.
On rappelle que la diaphonie inter symboles consiste a ce que la
reception des donnees (aussi designees par symboles) soit brouillee par la
reception simultanee de la donnee correcte et d'une trainee de la donnee
precedente voire de I'avant-derniere.
Un but important de I'invention est donc de proposer un procede
et un dispositif presentant une occupation spectraJe equivalente a celie

WO 03/071757

10

15

20

25

30

PCTIFR03/00487

presentee par la modulation GMSK, sans introduire de diaphonie inter


symboles.
Un autre but de I'invention est de proposer un procede facile a
mettre en 03uvre.
Pour atteindre ces buts, I'invention propose un procede de
transmission de donnees numeriques presentant une cadence T au moyen
d'un modulateur de fn3quence apte a moduler en fonction des donnees, une
frequence porteuse centrale to a une premiere valeur de frequence 10+1/4T
eVou une deuxieme valeur de frequence fO-1/4T ce procede etant caracterise
en ce gu'i1 comporte I'etape consistant a moduler la frequence porteuse
centrale fa d'une des valeurs de frequence a I'autre pendant un intervalle de
temps T, par paliers de frequence successifs.
Ainsi au lieu de passer directement d'une premiere valeur de
frequence correspondant a une premiere valeur de donnee, a une deuxieme
valeur de frequence correspondant a une deuxieme valeur de donnee, on
passe de la premiere frequence a la deuxieme par paliers de frequence
successifs.
Le spectre en frequence correspondant a ces changements de
frequence par paliers presente une decroissance plus rapide que Ie spectre
d'une modulation MSK .
Ce changement de frequence par paliers presente en outre
I'avantage de consommer moins d'energie en haute frequence que lors de
changements instantanes de frequences comme dans fe cas de la
modulation MSK , ce gain d'energie etant alors en partie reporte sur Ie
lobe central du spectre, lui conferant ainsi une bande utile legerement plus
large que dans Ie cas d'une modulation MSK avec pour consequence un
gain sur Ie rapport signal/bruit par rapport au MSK , a conditions
identiques.
Selon une caracteristique de I'invention, les paliers de frequence
pour passer de fa - 1/4T a to + 1/4T sont les memes en valeur absolue que
les paliers de frequence pour passer de fa + 1/4T a. to - 1/4T.
Le nombre de paliers de frequence pour passer d'une des valeurs
de frequence a I'autre est de preference egal a 16.

r-

WO 03/071757

PCTIFR03/00487

Le procede s'applique notamment lorsque les donnees


numeriques sont transmises entre une station de reference et un mobile d'un

10

15

20

25

30

35

systeme de positionnement par satellites.


L'invention a aussi pour objet non seulement Ie procede de
transmission de donnees dont les grandes lignes viennent d'etre decrites,
mais aussi un dispositif apte a mettre en forme une modulation de
frequences a une cadence T selon deux frequences predeterminees. Ce
dispositif comporte des moyens de mise en forme de ladite modulation en
plusieurs paliers de frequence pendant un intervalle de temps T.
Ce dispositif comporte un microprocesseur apte a programmer les
paliers de frequence et de preference, relie au microprocesseur, un dispositif
apte a meltre en forme la modulation en fonction des donnees a transmettre
et des paliers programmes.
Enfin, I'invention a pour objet un modulateur de frequences,
caracterise en ce qu'jJ comporte un dispositif apte a mettre en forme une
modulation de frequence tel que decrit et un dispositif de generation de
frequences instantanees.
D'autres caracteristiques et avantages de I'invention apparaitront
a la lecture de la description detaillee qui suit et qui est faite en reference aux
dessins annexes dans lesquels :
-Ies courbes schematiquement representees figure 1 illustrent la
variation du spectre en frequence d'un modulateur de type MSK (courbe
a) et GMSK (courbe b) ;
-Ies figures 2a) 2b) et 2c) representent schematiquement en
fonction du temps t, respectivement un exemple de donnees binaires a
transmettre, et les modulations de frequence et de phase correspondantes ;
- la figure 3 represente schematiquement en fonction du temps t,
les modulations de frequence correspondant a un signal d'entree comportant
les donnees -1, 1, -1 pour une modulation <c MSK classique (courbe a) et
pour un exemple de modulation selon I'invention designee par MSK16
(courbe b) ;
- la figure 4 represente schematiquement en fonction du temps t,
les modulations MSK (courbe a) et <c MSK16 (courbe b) pour un signal
d'entree comportant les donnees -1, 1, 1, -1, 1, 1, -1, 1, -1, 1 ;

WO 03/071757

PCTIFR03/00487

- la figure 5 repn3sente schematiquement en fonction du temps,


les variations de phase correspondant aux modulations MSK (courbe a)
et MSK16 (courbe b) pour un signal d'entree comportant les donnees -1,
1, 1, -1, 1, 1, -1, 1, -1, 1 ;
- la figure 6 represente schematiquement les spectres en
frequence d'une modulation MSK a 400 bauds (courbe a) et d'une
modulation MSK16 a 400 bauds (courbe b) ;
- la figure 7 represente schematiquement un exemple de dispositif
apte a mettre en ceuvre Ie procede selon l'invention.

10

15

. 20

25

La modulation de frequence selon I'invention est basee sur une


modulation de type MSK .
On rappelle brievement, sur la base d'un exemple decrit en
relation avec les figures 2a) 2b) et 2c), les particularites de la modulation de
frequence de type MSK .
" s'agit bien sar d'une modulation a amplitude constante.
Les donnees binaires a transmettre, representees figure 2a), ont
chacune une duree T aussi denommee cadence des donnees. Comme
represente figure 2b), chaque donnee est transmise en frequence, pendant
une duree T selon les caracteristiques suivantes :
a) +1 est represente par la premiere frequence fO+1/4T,
b) -1 est represente par la deuxieme frequence fO-1/4T,
to etant la frequence porteuse centrale.
A cette modulation de frequence on peut associer sur la duree T,
une variation de la phase selon la formule suivante :
T

rp = 27Zf (t}1t

(1 )

30

L'ecart 1/4T est choisi de maniere a ce que la phase <p


correspondante, representee figure 2c), varie Iineairement entre -rr/2 et rr/2.
A la reception, la demodulation en phase est souvent preferee a la
demodulation en frequence.
Le procede selon I'invention consiste a passer d'une frequence a
I'autre selon des paliers successifs de maniere a atteindre la frE3quence

WO 03/071757

10

15

20

25

30

35

PCTIFR03/00487

souhaitee ( fO 1/4T ) au bout de la duree T. Ainsi, la ph~se cp


correspondante atteint-elle au bout d'un temps T la meme valeur ( rrJ2) que
dans Ie cas d'une modulation MSK; cela permet a la reception de
demoduler en phase les donnees regues qu'elles aient ete modulees selon la
modulation MSK classique ou selon I'invention.
Dans la suite on considere un exemple de modulation de
frequence avec 16 paliers de frequences, la frequence porteuse fO prenant
des valeurs entre 1.6 et 3.5 MHz en particulier 1.8146 MHz, la cadence T
correspondant a 400 Hz et 1/4T etant egal a 100 Hz. Les donnees ainsi
modulees dans cette gamme HF (Haute Frequence) sont transmises au
moyen d'une antenne adaptee, en I'occurrence une grande antenne.
Le nombre de paliers peut prendre d'autres valeurs comme par
exemple 8 ou 32.
On a iIIustre figure 3 cet exemple de modulation de frequence
pour un signal d'entree comportant les donnees -1, 1, -1. La courbe a)
correspond a la modulation MSK classique et presente deux etats de
frequence; la courbe b) correspond a la modulation selon I'invention
designee par MSK16 car la modulation est mise en forme en 16 paliers
de frequence.
Concernant la courbe MSK16 (b), la frequence fO + 1/4T
rapportee sur la figure a +1 est atteinte au 16eme palier; de meme la
frequence fO - 1/4T rapportee sur la figure a -1 est atteinte au 16eme palier.
Pour qu'un recepteur apte a demoduler des donnees modulees selon une
modulation MSK soit compatible avec une modulation selon I'invention,
MSK16 par exemple, il faut que la phase soit egale a rrJ2 au bout du
temps T. C'est pourquoi, compte tenu de la relation (1), certains paliers de
frequence depassent (en valeur absolue) la frequence a atteindre.
La courbe MSK16 (b) qui, pour passer de la frequence -1 ala
frequence +1 avec une variation de phase egaIe a rrJ2, presente 16 paliers
de frequences de la forme kJ x (1/4T), i variant de 1 a 16, a ete obtenue avec
les coefficients ki suivants :
-0.703
-0.413
-0.12
+0.173
+0.466
+0.76
+1.053
+1.346
+1.64
+1.933
+2.226
+2.053
+1.791
+1.528
+1.266
+1

WO 03/071757

10

15

20

25

30

PCTIFR03/00487

De meme, les 16 paliers de frequence pour passer de +1 a -1 ont


eta obtenus avec les coefficients opposes:
+0.703
+0.413
+0.12
-0.173
-0.466
-0.76
-1.053
-1.346
-1.64
-1.933
-2.226
-2.053
-1.791
-1.528
-1.266
-1
Bien sur, comme dans Ie cas du MSK, la frequence reste
stable lorsque les donnees ne chan gent pas; on a iIIustre figure 4 les
modulations MSK (courbe a) et MSK16 (courbe b) pour un signal
d'entree comportant les donnees -1, 1, 1, -1, 1, 1, -1, 1, -1, 1. Les
differences entre ces deux courbes n'apparaissent qu'aux changements de
frequence.
Les variations de phase de ce signal d'entree sont iIIustrees figure
5: les courbes a et b correspondant respectivement aux modulations
MSK et MSK16 . Les phases varient de TC/2 sur T dans les deux cas,
la phase de la courbe b) prenant tout d'abord un leger retard sur celie de la
courbe a) pour la rattraper ensuite.
Le spectre en frequence d'une modulation MSK16 a 400
bauds presente comme iIIustre figure 6, courbe b une decroissance plus
rapide que Ie spectre d'une modulation MSK a 400 bauds egalement,
iIIustre par la courbe a. A 1000 Hz, on obtient bien un lobe lateral situe a
environ -50 dB du lobe central et les lobes lateraux sont beaucoup moins
marques.
Ce changement de frequence par paliers presente en outre
I'avantage de consommer moins d'energie en haute frequence que lors de
changements instantanes de frequences comme dans Ie cas de la
modulation MSK , ce gain d'energie etant alors en partie reporte sur Ie
lobe central du spectre qui est plus plat dans Ie cas de la modulation
MSK16 que dans celui de la modulation MSK et lui confere ainsi une
bande utile h~gerement plus large et de ce fait un rapport signal/bruit plus
eleva d'environ 2 dB, a conditions identiques.
Comme on I'a vu, cote reception, une demodulation classique, en
phase ou en frequence, correspondant a une modulation MSK paut etre
realisee.

WO 03/071757

10

15

20

25

30

PCTIFR03/00487

Comme represente figure 7, Ie procede selon I'invention est mis


en ceuvre par un modulateur comportant un dispositif 1 de mise en forme de
la modulation en 16 paliers, relie a un dispositif 2 apte a generer la frequence
instantanee en utilisant par exemple une fonction DDS , acronyme anglosaxon pour Direct Digital Synthesis, ce dispositif etant lui-meme relie a un
amplificateur de puissance 3. Lorsque la frequence porteuse se situe dans
une gamme de frequences autre que la gamme HF, on peut eventuellement
ajouter entre Ie dispositif 2 et I'amplificateur 3, un circuit de transposition de
frequence.
Le dispositif 1 de mise en forme de la modulation en 16 paliers de
frequence comporte des moyens 10 de programmation des 16 paliers, inclus
par exemple dans un microprocesseur, ces moyens 10 etant relies a des
moyens 20 de mise en forme de la modulation en fonction des donnees a
transmettre et des paliers de frequence tels que programmes.
Ces moyens 20 de mise en forme de la modulation peuvent etre
inclus dans Ie microprocesseur.
Ces moyens 20 de mise en forr(le de la modulation comprennent
de preference un FPGA, acronyme anglo-saxon pour Field
Programable Gate Array, relie au microprocesseur. Le FPGA comprend
d'une part et de maniere traditionnelle, des moyens 21 pour adapter
temporellement les donnees a transmettre et d'autre part des moyens 22
pour fournir au dispositif de type DDS les instructions pour generer les
frequences correspondant aux donnees modulees selon une modulation
MSK16 .
Un tel modulateur qui permet d'obtenir un spectre en frequence
presentant les memes avantages que celui obtenu par un modulateur de
type GMSK , est cependant plus simple de conception dans la mesure OU
iI n'utilise pas de filtre gaussien.
De plus, en eliminant Ie filtre gaussien, iI elimine la partie
correspondante de traitement (filtrage) analogique des donnees, ce qui
simplifie globalement Ie reglage et la fiabilite du modulateur.
En outre, iI ne presente pas de diaphonie inter symboles.

WO 03/071757

PCTIFR03/00487

REVENDICATIONS

10

15

1. Procede de transmission de donnees numeriques presentant


~me cadence T au moyen d'un modulateur de frequence apte a moduler en
fo~ction de's donnees, une frequence porteuse centrale fa a une premiere
valeur de frequence fO+1/4T et/ou une deuxieme valeur de frequence fO1/4T, caracterise en ce qu'i1 comporte I'etape consistant a moduler la
frequence porteuse centrale fO d'une des valeurs de frequence a I'autre
pendant un intervalle de temps T, par paliers de frequence successifs.
2. Procede selon la revendication precedente, caracterise en ce
que Ie nombre de paliers de frequence pour passer de fO - 1/4T a fO + 1/4T
est Ie meme que pour passer de fO + 1/4T a fa - 1/4T.
3. 'Procede selon la revendication precedente, caracterise en ce
que les paliers de frequence pour passer de fO - 1/4T a 10 + 1/4T sont les
memes en valeur absolue que les paliers de frequence pour passer de 10 +
1/4T a fa - 1/4T.

20

4. Precede selon Ilune quelconque des revendications


precedentes, caracterise en ce que Ie nombre de paliers de frequence pour
passer d'une des valeurs de frequence a I'autre est egaI a 16.

25

5. Procede selon Ilune quelconque des revendications


precedentes, caracterise en ce que les donnees numeriques sont transmises
entre une station de reference et un mobile d'un systeme de positionnement
par satellites.

30

6. Dispositif apte a mettre en forme une' modulation de frequence


a une cadence T selon deux frequences predeterminees, caracterise en ce
qu'i1 comporte des moyens de mise en forme de ladite modulation en
plusieurs paliers de frequence pendant un intervalle de temps T.
7. Dispositif selon la revendication precedente, caracterise en ce
qu'il comporte un microprocesseur apte a programmer les paliers de
frequence.

WO 03/071757

10

PCTIFR03/00487

8. Dispositif selon la revendication pracadente, caracterise en ce


qu'i1 com porte en outre, relia au microprocesseur, un dispositif de type
c< FPGA apte a mettre en forme la modulation en fonction de do'nnees a
transmettre et des paliers programmes.

10

9. Modulateur de frequences, caractarise en ce qu'i1 comporte un


dispositif apte a mettre en forme une modulation de frequence selon I'une
quelconque des revendications 6 a 8 et, relie a celui-ci, un dispositif de
generation de frequences instantanees utilisant une fonction DDS .

wo 03/071757

lIti .

(dB}i

Z.O !f;.o="'.!""""~"V"""o:rr-="!'fo=""'iF;=-~"""'t""'.-p~~=:':l:~;""'-"'i'
'"="1"'"'""'''''-'''''''~''''''''r''''-='~-'
~.
! !
:
.:
.;:
.:
:
~

FlIG~1-

,.IE r
I

FIG.3

PCTIFR03/00487

wo 03/071757

PCTIFR03/00487

$tONAL.

ff'"''

1-

.~

':n\

....

_".

'

':"_

\11

..

....

-...,: t
:.:

. Oil"
..-

fQ.. 'l~ ,~~~'~'--e.


i1
I

~D~~~-""'!""""''1'-'--~......................""..,,,,...,.,,.,,=-,,.,,,..,=-==~.,,;.,,,.,,,,.-=-.-.. t
f:ij s 1l:tI!F'j: '

~~ ~ ~

-- ......

!.'._
. . . '-~---~

".:

. J'~ ~.
'ftn.I~. +~""'_""l""'-'l""-_~-.~ '.

\,

.'
.-~ ..... ~_ ....

WO 03/071757

PCTIFR03/00487

: '" I'G''- ",


F

~
4

:;

.-

, , ,

,ut,
''1''

,M-SX ( b) ,
'6

.
~

,"

WO 03/071757

PCTIFR03/00487

MSK Cal.
~

",",60,; .

E01. .,14.00 o;;1!.~


.,

. ,

.,--.-,

. : ' 1400
", ~.

.f

0 ',400" iOO I

"':200 !QJf. 600 .1000 1400

'FIG.6

1800

f (Hz)

WO 03/071757

......

-;..

.'
,

. \II)

~.

:~

.~

,.

~~

'-',

_.1.

1 Ir,

_ _

-.,

..'

-.,

;,'

~. ~. .

.-- - "- - - .

1.

:1
"llt

I.

YD

a..
~

. l'
:"~

..1._

.,t..

.1.

'j'

. .1

. . .. .

,t. . .., ~ :., .'


"

$.a .

.- _ . ' - - . .

L, __ .

'-'

.I
.

..1
'.,

......;.,..-~~.-J

PCTIFR03/00487

INTERNATIO.SEARCH REPORT

Internat~PPIiCatiOnNo

PCT/

03/00487

A. CLASSIFICATION OF ~BJECT MATTER

IPC 7

H04L27 20

According to International Patent Classlflcallon (IPC) orto both national classification and IPC
B. FIELDS SEARCHED
Minimum documentation searched (classification system followed by classification symbols)

IPC 7

H04L

G01S

Documentallon searched other than minimum documentallon to the extent that such documents are Included In the fields searched

Electronic data base consulted during the International search (name of data base and, where pradlcal, search terms used)

EPO-Internal, WPI Data, PAJ, INSPEC, COMPENDEX

C. DOCUMENTS CONSIDERED TO BE RELEVANT


Category

A
Y

[]]
o

Citallon of document, with indication, where appropriate, of the relevant passages

Relevant to claim No.

US 5 812 604 A (FRUIT LARRY JOHN ET AL)


22 September 1998 (1998-09-22)
abstract
column 1, 1 i ne 7 - line 20
column 2, line 28 -column 3, line 29
column 6, 1 ine 54 - 1 i ne 63

---

US 5 216 391 A (SHIRAISHI KENICHI


1 June 1993 (1993-06-01)
abstract
claim 1
figure 11

---

Further documents are listed In the conllnuatlon of box C.

Special categories of cited documents:

"A" document defining the general state of the art which is not
considered to be of particular relevance
"E" earlier document but published on or aft~r the intemallonal
filing date
"L" document which may throw doubts on priorily clalm(s) or
which Is cited to establish the publication date of another
citation or other special reason (as specified)
"0' document referring to an oral disclosure, use, exhibition or
other means
.
'P' document published prior to the International filing date but
later than the priorlly date claimed
Date of the actual completion of the International search

12 June 2003
Name and mailing address of the ISA
European Patent OffIce, P.B. 5818 Patentlaan 2
NL - 2280 HV Rijswijk
Tel (+31-70) 340-2040, Tx. 31 651 epo nl,
Fax: (+31-70)340-3016

1-3,6,7

4,5,8,9

ET AL)

1-3,6,7

4,5,8,9

-/--

[[)

Patent family members are listed in annex.

"T" later document pUblished after the international filing date


or prlorlly date and not In conflict with the application but
cited to understand the principle or theory underlying the
Invention
"X' document of particular relevance; the claimed Invention
cannot be considered novel or cannot be considered to
Involve an inventive step when the document Is taken alone
"Y" document of particular relevance; the claimed Invention
cannot be considered to Involve an Inventive step When the
document Is combined With one or more other such documents, such combination being Obvious to a person skilled
in the art.
.
'&' document member of the same patent family

Date of mailing of the Intemallonal search report

24/06/2003
Authorized officer

Reilly, D

Fonn PCTnSAl210 (second sheet) (July 1S92)

page 1 of 2

Intem~PPllcatlon

INTERNATIO.SEARCH REPORT

"

No

PCT"""03/00487
C.(Contlnuatlon) DOCUMENTS CONSIDERED TO BE RELEVANT
Category

Citation of document. with Indlcallon,where appropriate. of the relevant passages

EP 0 822 421 A (TOYOTA MOTOR CO LTD)


4 February 1998 (1998-02-04)
abstract
column 3, line 50 -column 4, line 4

US 5 884 220 A (FARMER DOMINIC GERARD


Al) 16 March 1999 (1999-03-16)
abstract
column 1, line 32 - line 47
column 3, line 46 - line 63

Relevant to claim No.

ET

Form PCTnSA/210 (continuation of second sheet) (July 1B92)

page 2 of 2

",

INTERNATIO.SEARCH REPORT

Inte~PPllcat[OnNo

PC""""," 03/00487
Patent document
cited In search report

Publication
date

3803197 A
9803000 Al

09-02-1998
22-01-1998

01-06-1993

JP
JP
JP

4328932 A
2710876 82
5014425 A

17-11-1992
10-02-1998
22-01-1993

04-02-1998

JP
JP
CA
CN
DE
DE
EP
KR
US

22-09-1998

US 5216391

EP 0822421

Form PCTllSAI210 (patent famIly amex) (July 1992)

AU

Publication
date

WO

US 5812604

US 5884220

Patent famllv
member(s)

16-03-1999

NONE

2861957
10048320
2211966
1173644
69703227
69703227
0822421
269705
5990825

82
A

Al

A
01
T2
Al
81

24-02-1999
20-02-1998
31-01-1998
18-02-1998
09-11-2000
31-05-2001
04-02-1998
01-11-2000
23-11-1999

RAPPORT DE RECHEWE INTERNATIONALE

oema_mallonSle No

PCT

03/00487

A. CLASSEMENT DE L'O~ET DE LA DEMANDE

CIS 7

H04L27 20

Selon Ia c1assificatlon Intematlonale des brevets (CIS) ou Ala fols selon la Classification natlonale et Ia CIS
B. OOMAINES SUR LESQUELS LA RECHERCHE A PORTE
Documentation mlnimaJe consult~e (systeme de classification suM des symboles de classement)

CIS 7

H04L

G01S

Documentation consuMe autre que Ia documentation mlnlmale dans Ia mesure oil ces documents relevent des dornalnes sur lesquels a

Base de donnees electronlque consullee au COUlS de ]a recherche Intematlonale (nom de la base de

donn~. et

port~

la recherche

sl realisable, termes de recherche utilises)

EPO-Internal, WPI Data, PAJ, INSPEC, COMPENDEX

c. DOCUMENTS CONSIDERES COMME PERTINENTS


Categone

A
Y

[K]
o

Identification des documents

cit~s.

avec, Ie cas ~cMant, rindlcatlon des passages pertinents

no. des revendlcatlons vlsees

US 5 812 604 A (FRUIT LARRY JOHN ET AL)


22 septembre 1998 (1998-09-22)
abrege
colonne 1, 1igne 7 - ligne 20
colonne 2, ligne 28 -colonne 3, ligne 29
colonne 6, 1igne 54 - ligne 63

---

US 5 216 391 A (SHIRAISHI KENICHI


1 juin 1993 (1993-06-01)
abrege
revendication 1
figure 11

---

'A' document delinlssantl'etat general de la technIque, non


consldllre comme partlcullerement pertinent
'E' document ant~rieur. mals pUblle A la date de depOt Internallonal
ou apres celte date
'L' document pouvant Jeter un doute sur une revendlcatlon de
priorile ou cM pour determIner la date de publication d'une
autre cltatlon ou pour une raison speciale (teUe qU'lndlquee)
'00 document se referant A une dlvulgation orale, A un usage, A
una exposillon ou taus autres moyens
'P' document pubUe avant la date de degOtlntemalional, mals
posterleurement A ]a date de prlorlt revendlquee

4,5,8,9

ET AL)

1-3,6,7

4,5,8,9

-/--

El

VoIr la suite du cadre C pour Ia nn de la Uste des documents

Categories speclales de documents clt~s:

1-3,6,7

Les documents de families de brevets sonl Indiques en annexe

'T' document ullerleur publle apres la date de depOt Intematlonal ou la


date de prlorile et n'appartenenant pas A retat de Ia
technique pertinent, mals cite pour comprendre Ie principe
ou la thaorie constlluant la base de 1'lnvenl1on
'X' document partlcullerement pertinent; rlnven lion revendlquee ne peut
lUre conslderae comme nouvelle ou comme Impllquant une actlvlte
Inventive par rapport au document consldere lsolament
'Y' document partlcullerement pertinent; rlnven tlon revendlqu~e
ne peut Atre consldaree comme Impliquent une acliv1t6 Inventive
10lSque Ie document est assocle A un ou plusleulS autres
documents de mame nature, celte comblnalson etant evldente
pour une personne du metler
'&' document qui fait partie de la mllme famme de brevets

Date A lequelle la recherche Intematlonale a ~te effectivement achevee

12 juin 2003
Nom et adresse postale de radmlnlstratlon chargee de Ia recherche intematlonale
Office Europeen des Brevets, P.B. 5818 Patentlaan 2
NL - 2280 HV Rijswijk
Tel (+31-70) 340-2040, Tx. 31 651 epo nl,
Fax: (+31-70) 340-3016

Date d'expedltion du present rapport de recherche Internatlonale

24/06/2003
Foncllonnalre autorlse

Rei lly, 0

Formulalre PCTIISA/210 (cIeuxl~ leuiUe) (JuDIet 1992)

page 1 de 2

RAPPORT DE RECHE.E INTERNATIONALE


C.(sulte) DOCUMENTS CONSIDERES COMME PERTINENTS
Categorle

Identification des documents cl~s, avec,le cas echeant, l'lndlcatlondes passages pertlnents

no. des revendlcatlons visees

EP 0 822 421 A (TOYOTA MOTOR CO LTD)


4 fevrier 1998 (1998-02-04)
abrege
colonne 3, ligne 50 -colonne 4, ligne 4

US 5 884 220 A (FARMER DOMINIC GERARD ET


AL) 16 mars 1999 (1999-03-16)

abrege
colonne 1, ligne 32 - ligne 47
colonne 3, ligne 46 - ligne 63

Formulalre PCTnSA/210 (sullo de Ie deuxtame fsullle) OuIDaI1892)

page 2 de 2

RAPPORT DE RECHWE INTERNATIONALE

Demand4anatiOnale No

PCT/~3/00487
Document brevet clt6
au rapport de recherche

US 5812604

I
22-09-1998 AU
Date de
publication

Membre(s) de la
famille de brevet(s)

WO

3803197 A
9803000 Al
4328932 A
2710876 82
5014425 A

US 5216391

01-06-1993

JP
JP
JP

EP 0822421

04-02-1998

JP
JP
CA
CN

DE
DE
EP

KR
US

US 5884220

16-03-1999

Formulalre PCTIISA/210 (annexa lemDles de brevets) OUlDeI1992)

AUCUN

2861957
10048320
2211966
1173644
69703227
69703227
0822421
269705
5990825

82

A
Al
A

01
T2

Al

81

Date de
publication

09-02-1998
22-01-1998
17-11-1992
10-02-1998
22-01-1993
24-02-1999
20-02-1998
31-01-1998
18-02-1998
09-11-2000
31-05-2001
04-02-1998
01-11-2000
23-11-1999

This Page is Inserted by IFW Indexing and Scanning


Operations and is not part of the Official Record
BEST AVAILABLE IMAGES
Defective images within this document are accurate representations of the original
documents submitted by the applicant.

Defects in the images include but are not limited to the items checked: .

BLACK BORDERS .

IMAGE CUT OFF AT TOP, BOTTOM OR SIDES

~DED TEXT OR DRAWING


D

BLURRED OR ILLEGIBLE TEXT OR DRAWING

SKEWED/SLANTED IMAGES

~R

OR BLACK AND WHITE PHOTOGRAPHS


.~
~.

GRAY SCALE DOCUMENTS

LINES OR MARKS ON ORIGINAL DOCUMENT

REFERENCE(S) OR EXHIBIT(S) SUBMITTED ARE POOR QUALITY

o OTHER:_-,....
IMAGES ARE BEST AVAILABLE COPY.
As rescanning these documents will not correct the .image
problems checked, please do not report these problems to
the IFW Image Problem Mailbox.

.
/

Application orDocke: Number

PATENT APPUCATION FEE DETERMINATION RECORD


EffeCtive October 1, 2003
CLAIMS AS FILED PART I
tColumn 1\

.~D/56

SMALL ENTITY
TYPE c:::J

fColumn:21

TOTAL ClAIMS

. ' ~ATE

FOR

NUMBER FILED

TOTAL CHARGEABLE CLAIMS


INDEPENDENT CLAIMS

I if minus 20=
'2-minus3=

FEE

BASIC FEE 385.00

NUMBER EXTRt.

XS 9=

If tne difference in column 1 IS less man zero. enter 0 in column 2

OM BASIC FEE

O.R

f2~

Total

C
Z

(Column 21
HIGHEST
NUMBER
PREVIOUSLY
PAID FOR

/J-jV

Minus

Minus

-..2D

Independenl

e
==

FIRST PRESENTATION OF MU~TIPLE DEDENDENT CLAIM

-0

(Column 3\
PRESENT
EXTRA

= I
=/
/

[]

"

CD
~

zw
:E

Total

:E

Inoependent

z
w

c(

(Column 2)
HIGHEST
NUMBER
PREVIOUSLV
PAID FOR

Minus
Minus

FIRST PRESENTATION OF MULTIPLE

--

TOTAL

OR

TOTAL

SMALL ENTITY

OR

OTHER THAN
SMALL ENTITY

RATE

ADDI.
TIONAL
FEE

zw
2

c
zw

Total

Minus

Independent

Minus

FIRST-PRESENTATION OF MULTIPLE DEPENDENT CLAIM

RATE

XS9=

OR

XS18=

X43=

OR

Xe6=

.. 145=

OR

+290=

PRESENT
EXTRA

RATE

==
==

[]

ADDI.
TIONAl
FEE

RATE

OR

ADDI
TIONAl

FF~

X43=

OR

OR
-

ADDI
TIONAl
FJ:J:

)($18=
. X86='
+290=

.
-'fOTAL
OR ADDIT. FEE

'Column 3)
PRESENT
EXTRA

,.

ADDI-

RATE

RATE' TlONAL

FEE

ADOI
TlONAl

FEE
.-

XS9=

OR

XS18=

X43=

OR

X86=

+145=

K>R

+290=

==

-0

It the en11y in ~ 1 is less than the entry in column 2. write -0- in COlumn 3.
TOTAL
OR
.TOTAL
- tf the "HigheSl Number PrevaouSly Paid For" IN THIS SPACE is less 1han 20, en1er "20.ADDIl. FEE
ADOIT' FEE
-It the -Highest Number PrevJOUSty Paid For" IN ~S SPACE Is ~ 1han 3. enter "3:
The '"Highest Number Previously Paid For" (Tolal or Independenl) is ttle highest numtlef found in the ~ppropllale tIOx in ~lUmn 1.
FOR"" PTG-875 IRev 1()'1l3,.'

C}2J>

TOTAL
OR ADDIT. FEE

XS9=

TOTAl;
ADDll.FEE

X86::

. (Column 3)

OEPEND~NT CLAIM

(Column 2)
HIGHEST
NUMBER
PREVIOUSLY
PAlO FOR

XS18=

290=

+145=

(Column 1\
CLAIMS
REMAINING
AFTER
AMENDMENT

ith/1

OR

TOTAL
ADOIT. FEE
(Column 1)
CLAIMS
REMAINING
AFTER
AMENDMENT

FEE

.145=

CLAIMS AS AMENDED - PART II


tColumn 1)
CLAIMS
REMAINING
AFTER
AMEND~NT

OTHER THAN
SMALL ENTITY
RATE

OR

X43=

MULTIPLE DEPENDENr"CLAIM PRESENT

OR

?J3~1

..

PalenI an(\_Tr.~ 0lbc:e.1J S. ot;PARTIoIENT OF COMMERCe

S-ar putea să vă placă și