ACCOUNT OPENING FORM - INDIVIDUALS

18th Floor PS Bank Center, 777 Paseo de Roxas, Makati City

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F IRST M ETRO A SSET M ANAGEMENT, I NC.

M e t r o b a n k G r o u p

ACCOUNT OPENING FORM

Individuals
Account Number
Notes:
a.
b.
c.
d.

Please complete in Block Letters and tick where applicable.

Please indicate N/A when appropriate.
For joint accounts, please submit separate forms.
All elds must be lled out completely as required by R.A. 9160. Anti-Money Laundering Act of 2001
as amended.

X Individual

Joint

(For FAMI Use Only)

Others ____________________________

A. Personal Information
Name

BUGTONG

JIGGER

Occupation

ENGINEER

FRANCIA

First

Last

Middle

Employer/Business Name

Years Employed/Operating

ATENEO DE NAGA UNIVERSITY

Civil Status

Single
X Married
Tax Identication Number

Sex

198 - 819 - 999

15+

Widowed Citizenship
Separated FILIPINO
Dependents (If any)
Male

Date of Birth

SSS/GSIS No.

Female

12-13-1974

Mo./Day/Year

Residence Address (Pls. Indicate Zip Code)

LOT 13 BLK 3 PH 2, 16TH ST B, PARKVIEW VILLAGE, SAN FELIPE, NAGA CITY 4400
Mailing Address (Pls. Indicate Zip Code)

LOT 13 BLK 3 PH 2, 16TH ST B, PARKVIEW VILLAGE, SAN FELIPE, NAGA CITY 4400
Land Line Number

Mobile Number

E-Mail Address

Fax Number

0917 580 2138

jiggerbugtong@yahoo.com

B. Financial Prole
Primary Source of Income

X
X

Annual Income

Business

Investments

Salary

Retirement

ELECTRICAL PROJECTS
Others ____________________

Address of Business/Employer

Risk Tolerance

< 3 Million

< 2 Million

< 5 Million

Over 5 Million
Position/Designation

EDUCATIONAL INSTITUTION HEAD, ELECTRICAL

SERVICES

Investing Period
Less than 2 Years

Conservative
Moderate

< 1 Million

Nature of Work/Business

ATENEO DE NAGA UNIVERSITY

ATENEO AVE., NAGA CITY

Aggressive

Investment Experience

None

2 Year - 5 Years

Limited

More than 5 Years

Extensive

Long-Term Growth

Specic ___________________

Investment Objective
Capital Preservation

C. Customer Bank Account Details

Bank / Branch

BPI - PENAFRANCIA NAGA

Bank / Branch

Account Name

Account No.

JIGGER F. BUGTONG
Account Name

Account No.

D. Individual Documents Required

X Account Opening Form
X Investment Application Form (IAF)
X Two (2) Signature Cards

X Two (2) valid I.D.s with photo

I.D.s presented:
________________ ID #______________
________________ ID #______________

E. Declaration
1. I/We conrm that the information given in this form is correct and complete, and authorize First
Metro Asset Management, Inc. to conrm this from any source the company may choose.
2. Having read and understood the Terms and Conditions on this Form and the Funds PROSPECTUS,
I/We hereby apply for these facilities and/or privilege, and agree to abide by their terms and conditions.
3. I/We understand that the implementation of these services/privileges may be delayed in case the
requirements for these are not fullled.
4. I/We hold First Metro Asset Management, Inc., its ofcers and representatives, free and harmless
from all claims and liabilities, damages and suits of whatever nature arising out of or in connection
to the implementation of this arrangement.
5. I/We acknowledge that by enrolling my mutual fund account in this facility, I/we am/are authorizing First
Metro Asset Management, Inc. to process and treat all fax documents bearing the signatures of
authorized signatories as original documents. I/we understand that this facility is applicable only to
additional investments and redemption. Put a check mark ( ) in the box if you want this facility or
cross mark ( x ) if you dont want this facility.
Name in Print

JIGGER F. BUGTONG
Date

Signature

F. Signature Verication

Name of Signature Verier

Signature of Verier

Date

INVESTMENT RISK PROFILE

PLEASE ANSWER ALL THE QUESTIONS TRUTHFULLY AND COMPLETELY. JUST WRITE THE LETTERS A, B, OR C IN THE BOXES UNDER THE
HEADING {YOUR ANSWER}
WHAT TYPE OF INVESTOR ARE YOU?
1. I earn a living as a / an. . .
2. The portion of my regular income that is used to cover basic household
expenses, mortagages and loans is
3. If I invested in a stock that went up by 50%, I would;
4. My primary goal in investing is
5. If I were one of ve nalists in a rafe that will win P1,000,000, I would
sell my chance to win P1M for P 150,000.
6. I am comfortable investing my money for a period of
7. My experience as an investor is
8. My age is
9. I will feel uncomfortable when I see my investment drop by

Retiree

Entrepreneur

Employee

Over 70%

Below 35%

35% to 70%

Your Answer

Sell some

Sell all

Buy More

Capital Growth +
Cash Flow

Capital
Preservation

Capital Growth

Yes

Maybe

No

1 to 2 years

3 to 5 years

Over 5 years

Moderate

Extensive

Limited

25 to 35

36 to 50

Over 51

C
C
A
A
A
B
C
B

Less than 25%

25% to 50%

Over 50%

RISK PROFILE

Score

CONSERVATIVE
MODERATE
AGGRESSIVE

RECOMMENDED PORTFOLIO
STOCKS
FIXED-INCOME

TERMS AND CONDITIONS

1.

ELIGIBLE APPLICANTS. Under Philippine Law, shares of the Fund may be held by any person of legal age or any duly organized and existing corporation, partnership, or any other
legal entity regardless of citizenship or nationality. If the applicant is a corporation, partnership or other legal entity, copies of the articles of incorporation and by-laws, certicate of
registration and the resolution of the applicants Board of Directors authorizing the investment, all duly certied, must be submitted with the application.

2.

PURCHASE PRICE. The purchase price of one share is its NAVPS plus an entry fee or sales load together with any applicable taxes. The Purchase Price is determined at NAVPS
for the banking day, if payment is received by First Metro Asset Management, Inc. (FAMI) within the daily cut-off time. The NAVPS on the following banking day will be used for
payments received by FAMI after the daily cut-off time plus an entry fee or sales load together with any applicable taxes depending on the investment amount. The daily cut-off time
shall be 12:00 noon of a banking day. A banking day is dened as a day when commercial banks in Metro Manila are not required or authorized to close by law. For payments/
investments made through our facilities with Metrobank (e.g. Metrobankdirect and Real-time Debit), the NAVPS on the following banking day shall be used, i.e., transaction date plus
one banking day (T+1).

3.

DETERMINATION OF NAVPS. The NAVPS is normally computed at around 4:00 pm each banking day. It is determined by taking the fair value of the Funds total assets less all its
liabilities, and divided by the total number of shares outstanding.

4.

RIGHT TO ACCEPT/REJECT AND SCALE DOWN APPLICATIONS. FAMI reserves the right to accept, reject, or reduce the number of shares applied for in any Application at its
sole discretion and in such manner that it may deem appropriate. In the event this Application is not accepted in whole or in part, FAMI will refund the corresponding investment to the
Applicant without interest, within seven (7) days from the submission of this Application. Completed applications will only be processed upon receipt of the original copies of the
required documents by the Manila ofce and only when checks have cleared through the banking system.

5.

DEPOSIT FOR FUTURE SUBSCRIPTION. In case of deciency of registered shares, shares that have been applied for will be considered as deposit for future subscription. With
regard to this deposit for future subscription on the common shares of this Mutual Fund, I/we understand and agree that once the Application for Increase in the Authorized Capital
Stock of the Mutual Fund and the Registration Statement of said shares are approved by the Securities and Exchange Commission (SEC), my/our deposit shall be converted to
common shares; only then can we request for a stock certicate if I/we decide to do so. The applicable price per share shall be the net asset value per share (NAVPS) on the date
when my/our deposit, together with the necessary documents, was received by FAMI. I/we am/are aware that this deposit/s may be withdrawn by me/us even before the SEC
approval of the amendment and the registration of the Mutual Funds additional shares.

6.

DELIVERY OF STOCK CERTIFICATE. In the interest of economy and convenience, a stock certicate representing ownership of shares in the Fund will not be issued unless
requested by the shareholder in writing. Shares are recorded on a stock register; shareholders who do not elect to receive stock certicates have the same rights of ownership as if
certicates had been issued to them. Issued stock certicate/s must be surrendered when redeeming the related shares or when transferring such assets from one fund to another. If
the certicate is lost, you cannot carry out such transaction in your account until the certicate has been replaced, a process which, for legal reasons, can take more than one year. A
fee of Ps 1,000.00 will be charged to replace a lost certicate. The Applicant shall not assign, transfer, or convey this Application, the Fund shares covered by this Application, and
any of the Applicants rights and obligations under this Application, without the prior written consent of FAMI and/or the Fund.

7.

REDEMPTION. FAMI shall honor redemption requests any day it is open for business. The original Conrmation Receipt and the duly endorsed stock certicate (if issued)
shall evidence redemption. Shares of the Fund will be redeemed at the net asset value per share less any applicable charges and taxes determined at the close of business
on the same day if the redemption notice is received by FAMI on or before 12:00 noon. If notice is received after 12:00 noon, the redemption price will be the net asset value per
share determined at the close of business on the next business day. Payment for securities redeemed less fees and taxes (if any), shall be effected within seven (7) banking days
from the receipt of the Redemption Form together with the required documents cited earlier.

8.

FUND TRANSFER. FAMI will immediately transfer the funds in behalf of the investor following its customary procedures and subjected to bank charges but in no case shall FAMI be
liable for delays or additional charges that occur due to acts of correspondent or intermediary nancial institutions or through any cause beyond the control of FAMI.

9.

SURVIVORSHIP AGREEMENT. I/We hereby agree to be governed by survivorship agreement authorizing the Fund to allow redemption of outstanding shares of an OR account by
the surviving co-investor in the event of death of one investor/shareholder.
THE APPLICANT IS ADVISED TO READ THE PROSPECTUS AND THE REGISTRATION STATEMENT FILED WITH THE SECURITIES AND EXCHANGE COMMISSION (SEC)
FOR A COMPLETE DESCRIPTION OF THESE SECURITIES. THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SEC NOR HAS PASSED UPON
THE ACCURACY OR ADEQUACY OF THE PROSPECTUS OR REGISTRATION STATEMENT. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE.